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RELATIONSHIP BETWEEN VASCULAR ENDOTHELIAL GROWTH FACTOR ANDINTERLEUKIN–6 IN DIABETICRETINOPATHY
HIDEHARU FUNATSU, MD,* HIDETOSHI YAMASHITA, MD,† ERIKA SHIMIZU, MD,*
RIE KOJIMA, MD,* SADAO HORI, MD‡
Purpose: To determine the relationship between the severity of diabetic retinopathy and
the levels of interleukin-6 (IL-6) and vascular endothelial growth factor (VEGF) in aqueous
humor and plasma.
Methods: Forty-four eyes of 34 diabetic patients were studied. The concentrations of
VEGF and IL-6 in plasma samples and in aqueous specimens obtained from the eyes
during cataract surgery were measured by enzyme-linked immunosorbent assay.
Results: Aqueous levels of VEGF and IL-6 were significantly correlated with the severity
of diabetic retinopathy ( ϭ 0.793 and ϭ 0.744, respectively). Vascular endothelial growth
factor and IL-6 levels in aqueous humor were significantly correlated with the aqueous
protein concentration ( ϭ 0.641 and ϭ 0.646, respectively). The aqueous level of VEGF
was significantly correlated with that of IL-6 ( ϭ 0.627). Aqueous levels of VEGF and IL-6
were also significantly correlated with the grade of fundus findings. Vascular endothelialgrowth factor and IL-6 concentrations were higher in the aqueous than in the plasma.
Conclusion: The results of the current study suggest that there is a relationship
between VEGF and IL-6 but the role of IL-6 in diabetic retinopathy is unclear and may
warrant further investigation.
RETINA 21:469 –477, 2001
In the pathogenesis of diabetic retinopathy, chronic
hyperglycemia on various metabolic pathwayscauses breakdown of the vascular barrier and occlu-
sion of retinal vessels.1 Retinal edema, hard exudates,
and hemorrhages all develop after breakdown of the
vascular barrier. In addition, retinal endothelial dam-
age, blood coagulation abnormalities, and severe ret-
inal edema cause retinal capillary obstruction and
thereafter cause retinal ischemia.2 Clinical observa-tions have revealed that vitreoretinal neovasculariza-
tion is always followed by severe retinal ischemia. In
proliferative diabetic retinopathy, proliferative mem-
branes are formed by extracellular matrix and new
vessels, leading to tractional retinal detachment and
vitreous hemorrhage.
Many cytokines and growth factors, including basic
fibroblast growth factor (bFGF),3 insulin-like growth
factor-1,4 vascular endothelial growth factor (VEGF),5–7
and interleukin-6 (IL-6),8,9 are involved in the pathogen-
From the *Department of Ophthalmology, Diabetes Center, To-kyo Women’s Medical University; †Department of Ophthalmol-ogy, School of Medicine, Yamagata University; and ‡Departmentof Ophthalmology, Tokyo Women’s Medical University, Japan.
This study was supported by Health Science Research grants(#10060101, Drs. Funatsu, Hori, and Yamashita) from the Ministryof Health and Welfare, Research on Eye and Ear Sciences, Immu-nology, Allergy and Organ Transplantation, Japan.
This paper was presented at annual meeting of the Associationfor Research in Vision and Ophthalmology (ARVO); Fort Lauder-dale, Florida; May 3, 2000.
Reprint requests: Hideharu Funatsu, MD, 8-1 Kawada-cho,Shinjuku-ku, Tokyo 162-8666, Japan; e-mail: [email protected]
469
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esis of diabetic retinopathy. Vascular endothelial growthfactor is an endothelial cell mitogen that induces an
increase of vascular permeability and angiogenesis.10–13
Vascular endothelial growth factor was localized in nu-
merous retinal cells including retinal pigment epithelialcells, pericytes, endothelial cells, Müller cells, and astro-
cytes.14–19 Vascular endothelial growth factor has beenrevealed to play a central role in the progression of
diabetic retinopathy.9,20,21 However, the pathogenesis of diabetic retinopathy cannot be explained by the actions
of VEGF alone. We previously reported that transform-ing growth factor- (TGF-) and IL-6 are also involved
in the pathogenesis of diabetic retinopathy.22 These cy-tokines and growth factors form a network that influ-
ences the progression of diabetic retinopathy. Analysis of this network is important to clarify the pathogenesis of
diabetic retinopathy and to develop valuable therapies.Interleukin-6 is a multifunctional cytokine and may
be a major mediator of anterior uveitis23–27
and pro-liferative vitreoretinopathy.28–30 Interleukin-6 is syn-
thesized by a variety of cells, including fibroblasts,macrophages, epidermal cells, synovial cells, vascular
smooth muscle, and vascular endothelium.31,32 Withinthe eye, the sources of IL-6 include the retinal pigment
epithelial cells, corneal epithelial cells, keratocytes,iris, and ciliary body.33–37 Interleukin-6 was previ-
ously reported to be related to hyperglycemia anddiabetic nephropathy.38 In addition, IL-6 is considered
to be an indirect inducer of angiogenesis that exerts itsactivity through the induction of VEGF.39
In this study, to investigate the relationship betweenVEGF and IL-6 in diabetic retinopathy, we measured
the concentrations of VEGF and IL-6 in the samespecimens simultaneously. The current study revealed
that the aqueous levels of VEGF and IL-6 are signif-
icantly correlated with the severity of diabetic retinop-athy and suggested that both VEGF and IL-6 acted in
the pathogenesis of diabetic retinopathy.
Subjects and Methods
Subjects
Paired samples of undiluted aqueous humor andplasma were obtained from 34 diabetic patients and 16
nondiabetic patients who underwent cataract surgery(Table 1). The samples were collected from 44 eyes of
diabetic patients and 16 eyes of nondiabetic patients.The mean age of the patients with diabetes mellitus
was 67.4 years (range, 36–77 years) and that of thosewithout diabetes mellitus was 72.8 years (range,
54–81 years). The mean duration of diabetes mellituswas 17.9 years (range, 1–32 years). The protocol for
sample collection was approved by the institutional
review board and all patients gave their informedconsent. Exclusion criteria included prior ocular sur-
gery, a history of intraocular inflammation, and ahistory of intraocular ischemia due to causes other
than diabetic retinopathy.
Fundus Findings
The preoperative and operative fundus findings
were recorded. Severity of diabetic retinopathy wasconfirmed by standardized fundus color photography
and fluorescein angiography (FA) with a TopconTRC-50IA fundus camera and an image-net system
(Tokyo Optical Co Ltd, Japan). Ten overlapping, non-stereoscopic 50° photographs were taken of each eye.
Eyes were examined immediately after surgery and upto 48 hours after surgery until it was possible to
determine the severity of retinopathy. The severity of diabetic retinopathy was graded according to the mod-
ified Early Treatment Diabetic Retinopathy Study(ETDRS) retinopathy severity scale.40,41 For the grad-
ing of fundus findings, retinal hemorrhages, hard ex-
Table 1. Clinical and Laboratory Characteristicsof the Subjects
CharacteristicNo. (%) or (Mean Ϯ SD)
(Total n ϭ 34)
GenderFemale 17 (50.0)
Male 17 (50.0) Age, yr 34 (57.4 Ϯ 9.8)Duration of DM, yr 34 (13.9 Ϯ 9.4)Treatment
Diet 3 (8.8)OHA 10 (29.4)Insulin 21 (61.8)
HbA1c (%) 34 (7.3 Ϯ 1.5)Smoking history
Absent 16 (47.1)Present 18 (52.9)
Alcohol consumption Absent 21 (61.8)Present 13 (38.2)
Hypertension Absent 17 (50.0)Present 17 (50.0)
Systolic blood pressure, mmHg 34 (132.5 Ϯ 18.0)Diastolic blood pressure, mmHg 34 (68.8Ϯ 8.4)Body mass index, kg/m2* 34 (23.1 Ϯ 3.2)Severity of nephropathy
Normal 2 (5.9)Mild (albuminuria) 12 (35.3)Moderate (proteinuria) 20 (58.8)
* The body mass index is expressed as the weight in kilogramsdivided by the square of the height in meters.
SD, standard deviation; DM, diabetes mellitus; OHA, oral hy-poglycemic agents.
470 RETINA, THE JOURNAL OF RETINAL AND VITREOUS DISEASES ● 2001 ● VOLUME 21 ● NUMBER 5
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udates, soft exudates, intraretinal microvascular ab-normalities (IRMA), venous beading, venous loops,
new vessels elsewhere (NVE), new vessels on orwithin 1 disk diameter of the disk (NVD), fibrous
proliferation elsewhere (FPE), and vitreous hemor-rhage were graded according to the ETDRS retinop-
athy grading system.40,41 Each lesion’s severity wasgraded according to the ETDRS severity scale40 and
the graded method was modified so that the averagelesion severity scale of each photograph was used as
the lesion severity and the retinopathy severity levelwas graded according to the ETDRS severity scale.41
Two graders independently assessed the diabetic ret-inopathy from photographs.
Sample Collection
At the beginning of eye surgery, a sample of undi-
luted aqueous humor (0.1–0.2 mL) was manuallyaspirated into a disposable tuberculin syringe and
transferred immediately to a sterile tube, before turn-ing on the infusion and completing the surgical pro-
cedure. The samples were stored in a deep freezer atϪ80 °C until assay.
Plasma samples were also collected from the 34patients. Blood samples were immediately placed on
ice, clarified by centrifugation at 3,000 ϫ g for 5minutes at 4 °C, and rapidly frozen at Ϫ80 °C until
assay. The institutional review board approved theprotocol for sample collection.
Analysis of VEGF and IL-6
The concentrations of VEGF and IL-6 were mea-sured by enzyme-linked immunosorbent assay
(ELISA) using human VEGF and IL-6 immunoassays(R&D Systems, Minneapolis, MN).42,43 For ELISA,
standard solution (100 L for VEGF, 200 L forIL-6) or sample (10 or 100 L for VEGF, 20 or 200
L for IL-6) were added to a 96-well plate filled withsolidified monoclonal antibody. After incubation, the
plate was washed, and enzyme-labeled antibody wasadded. After incubation, the plate was washed and
substrate was added. The reaction was stopped uponcolor development by adding stop solution. Optical
density was determined at 450 and 620 nm using anabsorption spectrophotometer (Titertek Multiscan
MCC/340; ICN, Tokyo, Japan). The standard curvewas plotted from the measurements made with the
standard solution (from 15.6–1000 pg/mL for VEGF,from 0.156–10 pg/mL for IL-6), and the concentration
of VEGF or IL-6 in the sample was determined. Wemeasured only two types of cytokines because of the
small sample volume of aqueous. The VEGF kit used
could detect two of the four VEGF isoforms, VEGF121
and VEGF165, and the assay was performed according
to the manufacturer’s instructions. The levels of thesefactors in aqueous humor and plasma were within the
detection range of the assays, with the minimum de-tectable concentration being 15.6 pg/mL for VEGF
and 0.156 pg/mL for IL-6.
Measurements of Aqueous Protein Concentration
Thirty minutes after dilation of the pupils of both eyes
with 1% tropicamide, the flare value was measured witha laser flare-cell meter (FC1000, Kowa Co Ltd, Tokyo,
Japan) within 48 hours before surgery. Aqueous flare
(photon counts) correlated with albumin concentrationusing the regression correlation between photon counts
and bovine albumin concentration.44,45
Statisitical Analysis
Analyses were performed with SAS software (SAS
Institute Inc, Cary, NC).46 Results were presented asthe mean Ϯ SD or geometric mean Ϯ SD on a loga-
rithmic scale. To assess the relationship between eachcytokine and the ETDRS scale, Spearman’s rank-
order correlation coefficients with 95% confidenceintervals were calculated. The significance of differ-
ences between groups was evaluated by the Kruskal-Wallis test. Two-tailed P values of less than 0.05 were
considered to indicate statistical significance.
Results
Severity of Retinopathy and Aqueous Cytokines
The VEGF level in aqueous humor ranged from26.5 to 1,177.0 pg/mL (mean, 215.0 Ϯ 246.8) and the
aqueous level of VEGF was significantly correlatedwith the severity of diabetic retinopathy ( ϭ 0.793,
PϽ 0.0001, Figure 1A). The IL-6 level in aqueoushumor ranged from 3.67 to 370.0 pg/mL (mean,
69.3Ϯ 85.1) and the aqueous level of IL-6 was alsosignificantly correlated with the severity of diabetic
retinopathy ( ϭ 0.744, P Ͻ 0.0001, Figure 1B). The
VEGF and IL-6 levels in aqueous humor of diabeticpatients were significantly higher than those of non-diabetic patients (P Ͻ 0.01, P Ͻ 0.01, respectively)
(Table 2). Aqueous levels of VEGF were significantlycorrelated with those of IL-6 ( ϭ 0.627, PϽ 0.0001,
Figure 2).
Fundus Findings and Aqueous Cytokines
Among the fundus findings, the aqueous levels of VEGF and IL-6 were significantly correlated with the
grade of retinal hemorrhages, hard exudates, soft ex-
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the blood–aqueous barrier. Diabetes has been reported
to affect the iridial blood–aqueous barrier in rats.60 Ithas been reported that the aqueous protein concentra-
tion, measured by the flare intensity, increases withthe severity of diabetic retinopathy.61,62 Vascular en-
dothelial growth factor is known to induce hyperper-meability of microvessels and breakdown of the BRB
in nonproliferative diabetic retinopathy.49,50,63 Inter-leukin-6 is produced by retinal pigment epithelial
cells, corneal epithelial cells, keratocytes, iris, and the
ciliary body in the eye.33–37 Aqueous IL-6 levels arereported to be elevated in patients with uveitis, endo-
toxin-induced uveitis, and PVR,23–30 suggesting thatthe elevation of IL-6 in aqueous humor is due to local
production. Our results and these previous reportssuggest that the increase of IL-6 levels in aqueous
humor may be related to the breakdown of the BRBand/or the production of IL-6 in ocular tissues such as
retinal pigment epithelial cells, the iris, and the ciliarybody.
Aqueous levels of VEGF and IL-6 were also sig-nificantly correlated with fundus findings such as ret-
inal hemorrhages, hard and soft exudates, IRMA, ve-nous abnormalities, NVE, and vitreous hemorrhage.
Tolentino and associates found that bioactive VEGF-injected eyes developed dilated and tortuous vessels,
venous beading, retinal edema, microaneurysms, in-traretinal hemorrhages, and capillary closure with
ischemia.61
Interleukin-6 induces disruption of theblood– brain barrier.64,65 Although VEGF appears to
be able to produce intraretinal neovascularization, itmight not be sufficient to produce extraretinal neovas-
cularization across the internal limiting membrane.61
In the current study, the VEGF and IL-6 levels in
aqueous humor were correlated with the severity of retinal hemorrhage and hard exudates. Therefore, both
VEGF and IL-6 are implicated in the breakdown of the BRB in nonproliferative diabetic retinopathy. Fur-
thermore, the VEGF and IL-6 levels in aqueous humorwere correlated with the severity of NVE, so both
cytokines are also implicated in the pathogenesis of neovascularization in the proliferative stage. A recent
study indicated that there was a causal relationship
between IL-6 and VEGF in neovacularization.22,39
Even though VEGF alone is sufficient to produce iris
neovascularization in nonhuman primates after intra-vitreal injection, it does not rule out the possibility that
other growth factors may also be involved in intraoc-ular angiogenesis.22,53,59,66– 68 Cohen and associates
suggested that IL-6 may induce angiogenesis indi-rectly by stimulating VEGF expression, a hypothesis
consistent with the documented induction of VEGFmRNA by hypoxia.39 These reports and our results
suggest that VEGF is directly involved in the patho-genesis of both nonproliferative and proliferative di-
abetic retinopathy. Conversely, IL-6 may have a directrole in nonproliferative retinopathy and an indirect
role in the proliferative stage via VEGF. The relation-ship between VEGF and IL-6 may also be important
in the pathogenesis of diabetic retinopathy. Furtherinvestigations are required to clarify the clinical sig-
nificance of synergistic correlation between VEGFand IL-6 in the progression of diabetic retinopathy
according to follow-up diabetic patients.
Fig. 3. A, The correlation between the aqueous level of vascular
endothelial growth factor (VEGF) and the protein concentration. Theaqueous level of VEGF was significantly correlated with the proteinconcentration ( ϭ 0.64, P Ͻ 0.0001). B, The correlation between the
aqueous level of interleukin (IL)-6 and the protein concentration. Theaqueous level of IL-6 was significantly correlated with the protein
concentration ( ϭ 0.65, P Ͻ 0.0001).
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477VEGF AND IL-6 IN DIABETIC RETINOPATHY • FUNATSU ET AL