05-12572-NMG Fees

7/31/2019 05-12572-NMG Fees

http://slidepdf.com/reader/full/05-12572-nmg-fees 1/21

#=#

[gizkj Rzmzkr Jirzpibz Bl{pz

Jirzpibz la Cmrrmbn{rkzzr

\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\

NMKCLGKZIBR BLPT'&

Tfmigziaa&

q'

AKGUMF& IGB'&

Jkakgjmgz'

\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\

)

)

)

)

) Biqif Mbzilg Glr'

) 4;#=0;50#GCE

) 49#=0=45#GCE

)

)

CKCLPMGJ[C ! LPJKP

ELPZLG& O'

Znkrk zul pkfmzkj bmrkr mpirk aplc m tmzkgz jirt{zk `kzukkg

Nmkclgkzibr Blpt' .‖Nmkclgkzibr–) mgj Akgumf& Igb' .‖Akgumf–)

blgbkpgige m pkj `fllj bkff .‖P@B–) rktmpmzilg jkqibk' Tkgjige

`kalpk znk Bl{pz mpk znk jkakgjmgz’r clzilg alp mzzlpgky akkr&

blrzr mgj k~tkgrkr mgj znk tfmigziaa’r clzilg zl jirmfflu bkpzmig

izkcr ig znk jkakgjmgz’r @iff la Blrzr' @kbm{rk znir jirt{zk

rzpkzbnkr `mbh lqkp aiqk ykmpr mgj kgblctmrrkr zul rktmpmzk

bmrkr& rlck pkfkqmgz `mbhepl{gj ir igbf{jkj'

I' Ambz{mf @mbhepl{gj

M' Znk „4; Bmrk

Ig Jkbkc`kp& 044;& Nmkclgkzibr& m cmg{ambz{pkp la

igrzp{ckgzr {rkj zl blffkbz mgj rktmpmzk `fllj rmctfkr& aifkj

r{iz memigrz @m~zkp Nkmfznbmpk Blpt' .‖znk „4; Bmrk–)& mffkeige

znmz @m~zkp’r MFY^ Blctlgkgz Blffkbzilg Ryrzkc igapigekj ['R'

Tmzkgz Gl' 1&54;&9>2 .‖znk „9>2 Tmzkgz–)& unibn Nmkclgkzibr lugr

7/31/2019 05-12572-NMG Fees


#0#

`y mrriegckgz' Nmkclgkzibr fmzkp mjjkj Akgumf mr m jkakgjmgz'

Znk „9>2 Tmzkgz pkfmzkr zl m bkgzpia{ek jkqibk unibn rktmpmzkr

mgj blffkbzr P@Br aplc m jlglp’r jpmug `fllj `kalpk pkz{pgige znk

pkcmigige blctlgkgzr zl znk jlglp& zn{r yikfjige {t zl jl{`fk znk

qlf{ck la P@Br aplc m rigefk jlgmzilg mr blctmpkj zl cmg{mf

blffkbzilg' Znk jkqibk blgrirzr la zul tmpzr? m qkrrkf ig unibn

znk `fllj rktmpmzilg zmhkr tfmbk .‖znk Qkrrkf–) mgj z{ìge unibn

bmppikr `fllj ig mgj l{z la znk qkrrkf .‖znk Z{`kr–)'

Ig O{fy& 0445& znk Bl{pz tpkrijkj lqkp m Cmphcmg nkmpige mz

unibn znk tmpzikr jirt{zkj znk tpltkp blgrzp{bzilg la bkpzmig

bfmic zkpcr& igbf{jige ‖bkgzpia{emf {giz– ig Bfmic =1' Znk

tmpzikr mepkkj znmz ‖m bkgzpia{emf {giz blctpirige m bkgzpia{emf

blctlgkgz mgj m tf{pmfizy la z{`kr– pkakppkj zl `lzn znk Qkrrkf

mgj znk Z{`kr `{z znky jirmepkkj mr zl znk ckmgige la r{`rk}{kgz

pkakpkgbkr zl ‖bkgzpia{emf {giz– ig znk rmck bfmic' Ig M{e{rz&

0445& znk Bl{pz irr{kj m bfmic blgrzp{bzilg lpjkp ig unibn iz

blgbf{jkj znmz znk jirt{zkj ‖bkgzpia{emf {giz– pkakppkj zl znk

Qkrrkf lgfy'

Znk bmrk znkg tplbkkjkj zl m o{py zpimf' Znk Bl{pz mfflukj

Nmkclgkzibr’ clzilg alp O{jeckgz mr m Cmzzkp la Fmu .‖OCLF–) znmz

Bfmic =1 umr glz igjkaigizk' Znk o{py r{`rk}{kgzfy pkz{pgkj m

qkpjibz alp Nmkclgkzibr mgj mumpjkj jmcmekr la lqkp *=> ciffilg

ig flrz tplaizr mgj plymfzikr'

Ig M{e{rz& 0449& Akgumf mttkmfkj zl znk Akjkpmf Bipb{iz&

7/31/2019 05-12572-NMG Fees


#2#

mpe{ige znmz znir Bl{pz kppkj ig izr blgrzp{bzilg la ‖bkgzpia{emf

{giz– lg Bfmic =1 mgj ig kgzkpige OCLF znmz Bfmic =1 umr glz

igjkaigizk' Ig O{gk& 04=4& znk Akjkpmf Bipb{iz blgbf{jkj&

blgzpmpy zl znir Bl{pz’r blgrzp{bzilg& znmz ‖bkgzpia{emf {giz– ig

Bfmic =1 ‖blgrirzkgzfy ckmgr m qkrrkf mgj m tf{pmfizy la z{`kr'–

Nmkclgkzibr Blpt' q' @m~zkp Nkmfznbmpk Blpt'& 145 A'2j 551& 5>2

.Akj' Bip' 04=4)' Znk Akjkpmf Bipb{iz qmbmzkj znk OCLF mgj znk

o{py qkpjibz mgj pkcmgjkj alp a{pznkp tplbkkjiger& igbf{jige m

jkzkpcigmzilg la znk ckmgige la ‖pmji{r– mgj ‖nkienz– {gjkp znk

mckgjkj bfmic blgrzp{bzilg la ‖bkgzpia{emf {giz– mgj la unkznkp

Bfmic =1 ir jkaigizk' Nmkclgkzibr’ tkzizilg alp pknkmpige kg

`mgb umr jkgikj ig M{e{rz& 04=4'

@' Znk „49 Bmrk

Unifk izr mttkmf ig znk „4; bmrk umr tkgjige mgj ig fienz la

znk igo{gbzilg kgzkpkj& Akgumf jkriegkj m gku qkprilg la izr

tplj{bz znmz iz `kfikqkj mqlijkj igapigekckgz la znk „9>2 Tmzkgz'

Ig Jkbkc`kp& 0449& Nmkclgkzibr blcckgbkj m gku mbzilg memigrz

Akgumf .‖znk „49 Bmrk–) rkkhige m jkbfmpmzilg znmz Akgumf’r

pkjkriegkj rktmpmzilg b{t blgzig{kj zl igapigek znk „9>2 Tmzkgz'

B' Tlrz#Mttkmf Fiziemzilg

Ig Rktzkc`kp& 04=4& alffluige znk pkcmgj la znk „4; Bmrk&

Nmkclgkzibr aifkj izr igapigekckgz blgzkgzilgr& ijkgziayige mg

mfzkpgmzk ‖tf{pmfizy la z{`kr– flbmzkj uiznig znk Qkrrkf izrkfa'

Nmkclgkzibr mfrl clqkj alp m rzmz{r blgakpkgbk' Znk Bl{pz jkgikj

7/31/2019 05-12572-NMG Fees


#:#

znk clzilg& igzkp mfim& `kbm{rk znk tmpzikr nmj m rzit{fmzkj mgj

rnmpkj {gjkprzmgjige la znk blgrzp{bzilg la ‖tf{pmfizy la z{`kr–

mr ‖zul lp clpk blgj{izr znmz zpmgrtlpz fi}{ij cmzkpimfr .k'e'

`fllj mgj `fllj blctlgkgzr) igzl mgj l{z la znk qkrrkf'– Znk

Bl{pz a{pznkp glzkj znmz znk jlbzpigk la o{jibimf krzlttkf

tpkqkgzkj Nmkclgkzibr aplc mrrkpzige m jiaakpkgz blgrzp{bzilg la

‖tf{pmfizy la z{`kr'–

Ig Glqkc`kp& 04=4& Akgumf clqkj alp r{ccmpy o{jeckgz ig `lzn

znk „4; Bmrk mgj „49 Bmrk& blgzkgjige znmz =) gkiznkp izr

lpieigmf glp pkjkriegkj tplj{bzr igapigek Bfmic =1 la znk „9>2

Tmzkgz kiznkp fizkpmffy lp {gjkp znk jlbzpigk la k}{iqmfkgzr mgj

0) Bfmic =1 ir igqmfij alp igjkaigizkgkrr' Ig izr lttlrizilg&

Nmkclgkzibr mpe{kj znmz znk Qkrrkf z{ìge rmziraikj znk

rzit{fmzkj bfmic blgrzp{bzilg la m ‖tf{pmfizy la z{`kr'–

Znk Bl{pz mfflukj Akgumf’r clzilg mgj pkokbzkj Nmkclgkzibr’r

mpe{ckgz lg znpkk epl{gjr?

=) znk rzit{fmzkj blgrzp{bzilg la ‖tf{pmfizy la z{`kr–ficizkj znk zkpc zl blgj{izr zpmgrtlpzige fi}{ij‖igzl mgj l{z la– znk Qkrrkf8

0) znk Akjkpmf Bipb{iz’r blgrzp{bzilg la znk‖bkgzpia{emf {giz– mr zul tmpzr .znk Qkrrkf mgj m‖tf{pmfizy la z{`kr–) tpkqkgzkj ‖tf{pmfizy laz{`kr– aplc `kige mg igzkpgmf blctlgkgz la znkQkrrkf8 mgj

2) Nmkclgkzibr umr o{jibimffy krzlttkj aplc mfzkpigeznk blgrzp{bzilg la ‖tf{pmfizy la z{`kr'–

Ig Rktzkc`kp& 04==& Akgumf clqkj alp mg mumpj la mzzlpgky

akkr& blrzr mgj k~tkgrkr {gjkp `lzn 2; ['R'B' ¥0>; mgj 0> ['R'B'

7/31/2019 05-12572-NMG Fees


#;#

¥ =905' Akgumf r{`cizzkj m @iff la Blrzr ig Lbzl`kp& 04=='

Nmkclgkzibr lttlrkr Akgumf’r clzilg mgj nmr aifkj clzilg zl

jirmfflu bkpzmig izkcr firzkj ig znk @iff la Blrzr& mf`kiz mg

{gzickfy clzilg'

II' Fkemf Mgmfyrir

M' Fkemf Rzmgjmpj

Akjkpmf jirzpibz bl{pzr mpk m{znlpikj `y rzmz{zk zl mumpj

mzzlpgkyr’ akkr ig tmzkgz bmrkr ig zul bipb{crzmgbkr'

Aiprz& pkmrlgm`fk mzzlpgkyr’ akkr cmy `k mumpjkj zl znk

tpkqmifige tmpzy ig tmzkgz fiziemzilg ig ‖k~bktzilgmf bmrkr'– 2;

['R'B' ¥ 0>;' @kalpk iz cmy blgrijkp unkznkp znk pk}{krzkj

mcl{gz ir mttpltpimzk& znk Bl{pz c{rz aiprz jkzkpcigk unkznkp znk

bmrk }{mfiaikr mr k~bktzilgmf {gjkp ¥ 0>;' Tnlglckzpibr& Igb' q'

Ukrzig Nlzkf Bl'& 2;4 A'2j =0:0& =0:; .Akj' Bip' 0442)' M tmpzy

cmy rnlu znmz m bmrk ir k~bktzilgmf `y tplqige znmz izr lttlgkgz

kgemekj ig qk~mzil{r& {go{rziaikj mgj lznkpuirk `mj amizn

fiziemzilg' Ij' mz =0:1' Jlige rl pk}{ipkr bfkmp mgj blgqigbige

kqijkgbk znmz ‖.=) znk fiziemzilg ir `pl{enz ig r{òkbziqk `mj

amizn& mgj .0) znk fiziemzilg ir lòkbziqkfy `mrkfkrr'– iFLP&

FFB q' Ellefk& Igb'& 12= A'2j =250& =255 .Akj' Bip' 04==)'

Ig mjjizilg& Rkbzilg =905 la Zizfk 0> la znk [gizkj Rzmzkr

Bljk m{znlpikr m bl{pz zl ictlrk pkmrlgm`fk ‖blrzr& k~tkgrkr&

mgj mzzlpgkyr’ akkr– memigrz mg mzzlpgky unl ‖c{fzitfikr znk

tplbkkjige ig mgy bmrk {gpkmrlgm`fy mgj qk~mzil{rfy'– Zl umppmgz

7/31/2019 05-12572-NMG Fees


#1#

rmgbzilg {gjkp ¥ =905& mg mzzlpgky’r blgj{bz c{rz?

kqigbk m rz{jikj jirpkempj la znk gkkj alp mg lpjkpfyo{jibimf tplbkrr& lp mjj {t zl m pkbhfkrr `pkmbn la znkfmuykp’r l`fiemzilgr mr mg laaibkp la znk bl{pz'

Okgrkg q' Tniffitr Rbpku Bl'& ;:1 A'2j ;9& 1: .=rz Bip' 044>)

.igzkpgmf bizmzilgr lcizzkj)'

Blrzr lznkp znmg mzzlpgkyr’ akkr mpk mfflukj zl znk

tpkqmifige tmpzy ig biqif fiziemzilg' Akj' P' Biq' T' ;:.j)'

Znk Bl{pz zm~kr blrzr mz izr jirbpkzilg uiznig znk rbltk

m{znlpikj `y 0> ['R'B' ¥ =904' Bpmualpj Aizzige Bl' q' O' Z'

Ei``lgr& Igb'& :>0 ['R' :25& ::=#:0 .=9>5)'

@' Mttfibmzilg

=' Akgumf’r Clzilg alp mg Mumpj la Mzzlpgkyr’

Akkr

Akgumf mrrkpzr znmz znk tlrz#mttkmf blgj{bz la Nmkclgkzibr

ckpizr mg mumpj la mzzlpgkyr’ akkr {gjkp `lzn ¥¥ 0>; mgj =905'

Akgumf’r mpe{ckgz ir tpkjibmzkj lg izr blgqibzilg znmz

Nmkclgkzibr’r ‖Qkrrkf z{ìge– igapigekckgz blgzkgzilg umr

alpkbflrkj `y jkbirilgr la znk Akjkpmf Bipb{iz mgj znir Bl{pz'

Mr r{bn& Akgumf mrrkpzr znmz Nmkclgkzibr’r mpe{ckgzr ukpk

lòkbziqkfy {gpkmrlgm`fk& qk~mzil{r mgj jifmzlpy' Akgumf mbb{rkr

Nmkclgkzibr la mbzige ig `mj amizn `y igzkgzilgmffy tplflgeige

znk tplbkkjiger zl tplclzk cmphkz {gbkpzmigzy mgj rtkb{fmzilg

znmz Akgumf ul{fj `k tpkqkgzkj aplc rkffige izr tplj{bzr' Akgumf

r{ttlpzr znk fmzzkp mffkemzilg uizn rkblgj#nmgj pktlpzr `y izr

lug laaibkpr mgj b{rzlckpr& igbf{jige znk zul#ykmp#lfj jktlrizilg

7/31/2019 05-12572-NMG Fees


#5#

la lgk la izr k~kb{ziqkr'

m' Mzzlpgkyr’ Akkr [gjkp 2; ['R'B' ¥ 0>;

Akgumf nmr glz krzm`firnkj `y bfkmp mgj blgqigbige kqijkgbk

znmz Nmkclgkzibr’r tlrz#mttkmf fiziemzilg blgrziz{zkr mg

k~bktzilgmf bmrk& umr lòkbziqkfy `mrkfkrr lp umr `pl{enz ig `mj

amizn'

Tpilp zl znir Bl{pz’r r{ccmpy o{jeckgz lpjkp& gkiznkp znk

Akjkpmf Bipb{iz glp znir Bl{pz nmj p{fkj znmz m ‖tf{pmfizy la

z{`kr– bl{fj glz igbf{jk znk Qkrrkf z{ìge' Znk irr{k umr glz

`kalpk znk Akjkpmf Bipb{iz' Znk bflrkrz znir Bl{pz bmck zl r{bn

m p{fige umr izr blgbf{rilg znmz Nmkclgkzibr umr o{jibimffy

krzlttkj aplc pkqirizige znk ckmgige la ‖tf{pmfizy la z{`kr'–

Nmkclgkzibr umr apkk zl mttfy znk rzit{fmzkj blgrzp{bzilg ig izr

lttlrizilg zl r{ccmpy o{jeckgz mgj iz jij rl {gjkp znk e{ijmgbk

la k~tkpz ltigilg' Znk Bl{pz’r {fzicmzk pkokbzilg la znmz

mttfibmzilg jlkr glz ckmg znmz Nmkclgkzibr’r bfmic umr

lòkbziqkfy `mrkfkrr'

Akgumf’r blgzkgzilg znmz Nmkclgkzibr mbzkj ig `mj amizn

amifr `y znk rmck zlhkg' Rkk @pllhr A{pgiz{pk Cae'& Igb' q'

J{zmifikp Igz%f& Igb'& 292 A'2j =25>& =2>: .Akj' Bip' 044;) .‖XMS

tmzkgzkk%r {fzicmzkfy igblppkbz qiku la nlu m bl{pz uiff aigj

jlkr glz la izrkfa krzm`firn `mj amizn'–)' Znk Bl{pz tpkr{ckr

znmz ‖mg mrrkpzilg la igapigekckgz la m j{fy epmgzkj tmzkgz ir

cmjk ig ellj amizn&– Ckjzplgib Gmqiemzilg& Igb' q' @pmigFM@

7/31/2019 05-12572-NMG Fees


= @lzn tmpzikr’ bmfb{fmzilgr igbf{jk kpplpr& pkj{gjmgbikrmgj igblgrirzkgbikr' Znk aie{pkr {rkj nkpk mpk emznkpkj aplcAkgumf’r k~niìzr r{ttlpzige izr @iff la Blrzr'

#>#

Ckjiigirbnk Blct{zkpryrzkck Ec`N& 142 A'2j 9:2& 9;: .Akj' Bip'

04=4)& mgj Akgumf’r {gr{ttlpzkj mffkemzilgr la gkampil{r

fiziemzilg tpmbzibkr mpk nmpjfy r{aaibikgz zl pk`{z znmz

tpkr{ctzilg'

Mr Akgumf’r mpe{ckgzr alp lòkbziqk `mrkfkrrgkrr mgj `mj

amizn amif& iz bmgglz krzm`firn znmz znir ir mg k~bktzilgmf bmrk'

Mg mumpj la mzzlpgky akkr ir zn{r glz m{znlpikj {gjkp ¥ 0>;'

`' Rmgbzilgr T{pr{mgz zl 0> ['R'B' ¥ =059

Alp znk rmck pkmrlgr& Akgumf’r mpe{ckgz amifr uizn pkrtkbz

zl ¥ =059 rmgbzilgr' Gl kqijkgbk igjibmzkr znmz Nmkclgkzibr

tplbkkjkj uizn m rz{jikj jirpkempj alp znk o{jibimf tplbkrr lp ig

m `mj amizn kaalpz zl c{fzitfy tplbkkjiger' Rkbzilg =059

t{girnkr m`{rk& glz ‖empjkg#qmpikzy bmpkfkrrgkrr lp kqkg

igblctkzkgbk'– Fmc`ly#Lpzi q' Lpzi#Qkfk& 124 A'2j 00>& 0:;

.=rz Bip' 04=4)' Clpk znmg {gmbbktzkj mpe{ckgz ir pk}{ipkj zl

umppmgz rmgbzilg {gjkp znk rzmz{zk'

0' Nmkclgkzibr’r Clzilg zl Jirmfflu Blrzr

Nmkclgkzibr clqkr zl jirmfflu qmpil{r izkcr ig Akgumf’r @iff

la Blrzr mr glz zm~m`fk {gjkp 0> ['R'B' ¥ =904 lp znk e{ijkfigkr

znk Jirzpibz la Cmrrmbn{rkzzr nmr tplc{femzkj alp znk zm~mzilg la

blrzr'= Rkk Zm~mzilg la Blrzr .0444)& mqmifm`fk mz

7/31/2019 05-12572-NMG Fees


#9#

nzzt?,,uuu'cmj'{rbl{pzr'elq,pkrl{pbkr,tja,zm~mzilg'tja .‖Zm~mzilg

la Blrzr–)' Nmkclgkzibr’r clzilg ir {gzickfy `{z izr mpe{ckgzr

mpk ukff#zmhkg mgj izr {gzickfigkrr uiff `k k~b{rkj {gjkp znkrk

bipb{crzmgbkr' Mbblpjigefy& *;2&:1:'91 la znk *54&21;'04 bfmickj

ig Akgumf’r @iff la Blrzr uiff `k jirmfflukj'

m' K~kctfiaibmzilg Blrzr

Akgumf rkkhr zl zm~ *09&1;2';5 ig k~tkgrkr alp blct{zkp#

ekgkpmzkj epmtnibr iz {rkj mz zpimf' K~kctfiaibmzilg akkr cmy `k

zm~kj {gjkp 0> ['R'B' ¥ =904.:) ia znky mpk ‖gkbkrrmpy mr lttlrkj

zl ckpkfy blgqkgikgz lp nkfta{f" alp {rk ig m tmpzy’r bmrk'

Cmpzigk q' B{i& Biqif Mbzilg Gl' 41#:4409#AJR& 0449 UF 209>4>4&

mz /: .J' Cmrr' Mtp' =2& 0449)' Akgumf’r epmtnibr mpk

r{`rzmgzimffy znk rmck .mgj ukpk kqkg jkqkfltkj `y znk rmck

blctmgy) mr znk epmtnibr znk Akjkpmf Bipb{iz jkrbpi`kj mr ckpkfy

nkfta{f ‖zl k~tfmig znk bmrk zl znk o{py mgj znk bl{pz– pmznkp

znmg gkbkrrmpy alp zpimf' R{cciz Zkbn'& Igb' q' Gijkh Bl'& :2;

A'2j =25=& =255 .Akj' Bip' 0441)' Akgumf jlkr glz k~tfmig uny

znkrk epmtnibr ukpk gkbkrrmpy alp izr bmrk& mgj& nmqige pkqikukj

znkc& znk Bl{pz ir blgqigbkj znmz znky ukpk glz' Znk *09&1;2';5

mzzpi`{zkj zl znkrk epmtnibr uiff `k jirmfflukj'

`' Jktlrizilg Blrzr

Akgumf rkkhr *==&=1:'91 alp jktlrizilg zpmgrbpitzr iz jij

glz {rk mz zpimf' Mfznl{en zm~mzilg la znk blrz la jktlrizilg

zpmgrbpitzr ir tkpcizzkj {gjkp ¥ =904.0)& ‖XmS`rkgz rtkbimf

7/31/2019 05-12572-NMG Fees


#=4#

bipb{crzmgbkr& lgfy znlrk jktlrizilgr mbz{mffy igzplj{bkj ig

kqijkgbk lp {rkj mz zpimf cmy `k zm~kj mr blrzr'– Gkfkr#

Omckr`{py& Igb' q' Airnkp Blgzplfr Igz%f& Igb'& =:4 A' R{tt' 0j

=4:& =41 .J' Cmrr' 044=) .igzkpgmf bizmzilgr mgj }{lzmzilg cmphr

lcizzkj)'

Zul la znk jktlrizilg zpmgrbpitzr Akgumf rkkhr zl zm~ .znlrk

la Okmg#Jkgir Plbnmz mgj Empy Rzmbky) ukpk kgzkpkj igzl kqijkgbk

mz zpimf' Znk pkcmigige zukfqk jktlrizilgr ukpk {rkj zl tpktmpk

alp zpimf lp bizkj ig fkemf ckclpmgjm' Znkrk {rkr mpk glz

r{aaibikgz zl tkpciz zm~mzilg' Rkk Umfzkpr q' Tpkrijkgz !

Akfflur la Nmpqmpj Blff'& 190 A' R{tt' =::4& =::2 .J' Cmrr' =9>>)

.zm~mzilg jkgikj alp zpmgrbpitzr ckpkfy ‖gkbkrrmpy zl znk

znlpl{en tpktmpmzilg– la m bmrk)8 Elbnir q' Mffrzmzk Igr' Bl'&

=10 A'P'J' 0:>& 0;0 .J' Cmrr' =99;) .‖XBSizmzilg ig m `pika jlkr

glz m{zlcmzibmffy kgzizfk znk tpkqmifige tmpzy zl blrzr'–)' Znk

zm~mzilg uiff& znkpkalpk& `k mfflukj uizn pkrtkbz zl znk

zpmgrbpitzr la znk Plbnmz mgj Rzmbky jktlrizilgr `{z lznkpuirk

jkgikj'

A{pznkpclpk& Akgumf igbf{jkj znk blrz la mg k~zpm blty la

znk Rzmbky zpmgrbpitz ig izr @iff la Blrzr jkrtizk mrrkpzige

kfrkunkpk znmz iz ul{fj lgfy rkkh zl zm~ znk blrz la znk

lpieigmf' Ig hkktige uizn znmz pktpkrkgzmzilg& znk k~zpm *:20'1>

igbf{jkj ig znk @iff la Blrzr uiff `k jirmfflukj'

7/31/2019 05-12572-NMG Fees


#==#

b' K~tkjizkj Zpmgrbpitz Blrzr

Akgumf rkkhr zl zm~ *:&=91'5; alp k~tkjizkj& jmify mgj pl{en

zpmgrbpitzr la znk Omg{mpy >& 0449 tpkzpimf blgakpkgbk& znk

Plbnmz jktlrizilg mgj zpimf tplbkkjiger' Znk blrz la tplj{bige m

jmify lp k~tkjizkj zpmgrbpitz ir glz zm~m`fk ‖{gfkrr pk}{krzkj ig

m clzilg aifkj tpilp zl blcckgbkckgz la zpimf'– Zm~mzilg la

Blrzr& :' Akgumf jij glz aifk r{bn m clzilg uizn znk Bl{pz' Znk

blrzr alp znkrk k~tkjizkj zpmgrbpitzr uiff zn{r `k jirmfflukj'

j' Uizgkrr Akkr mgj Blrzr

Rkbzilg =904.2) tkpcizr uizgkrr k~tkgrkr zl `k zm~kj uiznig

znk ficizr rkz alpzn ig 0> ['R'B' ¥ =>0=' Rkk Bpmualpj Aizzige

Bl'& mz ::=#:0' Cmgy la Akgumf’r bfmickj k~tkgrkr alp zpmqkf mgj

lznkp akkr amff l{zrijk znk rbltk la zm~m`fk k~tkgrkr mr tplqijkj

`y znmz rzmz{zk'

Uizgkrrkr zpmqkfige `y blcclg bmppikp cmy `k pkic`{prkj alp

mbz{mf blrzr la?

zpmgrtlpzmzilg pkmrlgm`fy {zifikj mgj znk jirzmgbkgkbkrrmpify zpmqkfkj ' ' ' `y znk rnlpzkrz tpmbzibmfpl{zk ig elige zl mgj pkz{pgige aplc znk tfmbk lamzzkgjmgbk'

0> ['R'B' ¥ =>0=.b).=)' Akgumf bfmicr rkqkg afienzr alp Plìg

Akfjkp mgj znpkk afienzr alp Znlcmr Ukrz`kpe zl tkpciz kmbn zl

zkrziay lg m rigefk jmy la zpimf' Akgumf cmhkr gl mzzkctz zl

o{rziay znlrk blrzr mr pkmrlgm`fk lp gkbkrrmpy' Ig znk o{jeckgz

la znir Bl{pz& iz ir mttpltpimzk alp Akgumf zl pkblqkp lgfy znlrk

zpmqkf k~tkgrkr mrrlbimzkj uizn znk jmyr znk r{òkbz uizgkrrkr

7/31/2019 05-12572-NMG Fees


#=0#

zkrziaikj' Znk *0&02; ig k~tkgrkr pkfmzkj zl znk uizgkrrkr’

kienz lznkp afienzr uiff `k jirmfflukj'

M uizgkrr cmy pkbkiqk m *:4 rzitkgj alp kmbn jmy nk lp rnk

mzzkgjr zpimf& igbf{jige ‖znk zick gkbkrrmpify lbb{tikj ig elige

zl mgj pkz{pgige aplc znk tfmbk la mzzkgjmgbk'– 0> ['R'B'

¥ =>0=.`)' Clpklqkp& m r{`rirzkgbk akk ir mqmifm`fk zl uizgkrrkr

pk}{ipkj zl rzmy lqkpgienz zl tmpzibitmzk ig zpimf'

M uizgkrr’r blctkgrmzilg ir glz ficizkj rlfkfy zl jmyr znk

uizgkrr zkrziaikr& ‖`{z cmy mfrl `k mumpjkj alp kmbn jmy znk

uizgkrr gkbkrrmpify mzzkgjr zpimf XmgjS zick rtkgz j{pige jkfmyr

mgj zkctlpmpy mjol{pgckgzr'– Rl`kpmy Cmbn' ! K}{it' Bl' q' CPA

Fzj'& =>= A'2j 5;9& 550 .1zn Bip' =999)' Mzzkgjmgbk akkr alp

k~tkpz uizgkrrkr mpk glz zl `k mumpjkj ig k~bkrr la ‖*:4 tkp jmy

la zkrziclgy'– CbFm{enfig `y CbFm{enfig q' @lrzlg Rbn' Blcc'&

951 A' R{tt' ;2& 19 .J' Cmrr' =995)8 rkk mfrl Bmgmf @mpek Bl' q'

Blcclgukmfzn Kjirlg Bl'& Gl' 9> B 4;49& 0442 UF =94>420& mz /2

.G'J' Iff' Mtp' =>& 0442)8 Hkkzlg q' Umf#Cmpz Rzlpkr& Igb'& 0= A'

R{tt' 0j 1;2& 110 .K'J' Zk~' =99>)'

Akgumf bfmicr m zlzmf la =; jmyr la uizgkrr mzzkgjmgbk akkr

mgj al{p jmyr la r{`rirzkgbk akkr {gpkfmzkj zl m uizgkrr’r

zkrziclgy lp zpmqkf' Znk `{fh la znlrk akkr ir mrrlbimzkj uizn

k~tkpz uizgkrrkr mzzkgjige lg mjjizilgmf jmyr zl nkmp znk

zkrziclgy la lznkp uizgkrrkr' Akgumf eiqkr gl k~tfmgmzilg uny

bfmicr alp znk pkcmigige jmyr mpk pkmrlgm`fk lp gkbkrrmpy' Znk

blppkrtlgjige *=&;;0 ig akkr uiff `k jirmfflukj'

7/31/2019 05-12572-NMG Fees


#=2#

k' Zpmgrfmzkj Jlb{ckgzr Glz [rkj mz Zpimf

Akgumf bfmicr *:&024 alp zpmgrfmzilgr la m jktlrizilg

zpmgrbpitz alp Rkpek Nm{ruipzn mgj jlb{ckgzr Nmkclgkzibr tplj{bkj

j{pige jirblqkpy' Zpmgrfmzilg blrzr cmy `k zm~kj ia znk

jlb{ckgzr mpk ‖{rkj ig kqijkgbk& {rkj mr tmpz la znk tplbkkjige

lp lznkpuirk pkmrlgm`fy gkbkrrmpy alp zpimf tpktmpmzilg'–

Zm~mzilg la Blrzr& ;' Akgumf rzmzkr znmz znkrk zpmgrfmzilgr ukpk

pk}{ipkj alp jirblqkpy mgj& uizn pkrtkbz zl znk Nm{ruipzn

jktlrizilg& `kbm{rk Nmkclgkzibr ijkgziaikj Nm{ruipzn mz lgk tligz

mr m tlzkgzimf uizgkrr' Gkiznkp k~tfmgmzilg krzm`firnkr uny znky

ukpk gkbkrrmpy' Znk blppkrtlgjige *:&024 uiff `k jirmfflukj'

LPJKP

Ig mbblpjmgbk uizn znk alpkelige&

=' znk jkakgjmgz’r clzilgr alp mzzlpgky akkr& blrzr mgjk~tkgrkr ig znk „4; bmrk .Jlbhkz Gl' 2>=) mgj znk „49

bmrk .Jlbhkz Gl' >4) mpk JKGIKJ8 mgj

0' znk tfmigziaa’r clzilgr zl jirmfflu bkpzmig blrzrbfmickj ig Akgumf’r @iff la Blrzr ig znk „4; bmrk.Jlbhkz Gl' 294) mgj znk „49 bmrk .Jlbhkz Gl' >9) mpkMFFLUKJ& ig tmpz& mgj JKGIKJ& ig tmpz' Znk alffluigeblrzr mpk jirmfflukj?

m' *09&1;2';5 ig k~kctfiaibmzilg akkr8

`' *==&;95'1: alp jktlrizilg zpmgrbpitzr glz {rkjmz zpimf lp kgzkpkj igzl kqijkgbk8

b' *:&=91'5; alp k~tkjizkj zpmgrbpitz akkr glzpk}{krzkj tpilp zl zpimf8

j' *2&5>5 alp {gpkmrlgm`fk uizgkrr akkr8 mgj

7/31/2019 05-12572-NMG Fees


#=:#

k' *:&024 alp {ggkbkrrmpy zpmgrfmzilg blrzr'

Mazkp jirmfflumgbk la znk qmpil{r {gm{znlpikj izkcr aplc

znk @iff la Blrzr& Akgumf ir kgzizfkj zl pkblqkp *=1&944'0: la

izr blrzr aplc Nmkclgkzibr'

Rl lpjkpkj'

,r, Gmznmgikf C' ElpzlgGmznmgikf C' Elpzlg[gizkj Rzmzkr Jirzpibz O{jek

Jmzkj Cmy =4& 04=0

7/31/2019 05-12572-NMG Fees


#=;#

T{`firnkp Igalpcmzilg

Glzk/ Znir tmek ir glz tmpz la znk ltigilg mr kgzkpkj `y znk bl{pz'

Znk jlbhkz igalpcmzilg tplqijkj lg znir tmek ir alp znk `kgkaiz

la t{`firnkpr la znkrk ltigilgr'

=?4;#bq#=0;50#GCE Nmkclgkzibr Blpt' q' @m~zkp Nkmfznbmpk Blpt' kz mf

Gmznmgikf C' Elpzlg& tpkrijige

Jmzk aifkj? =0,00,044;

Jmzk zkpcigmzkj? 49,=:,04==

Jmzk la fmrz a ifige? 4;,=4,04=0

Mzzlpgkyr

Apmgh O' @mifky Rnkpig mgj Fljekg =44 R{cckp

Rzpkkz @lrzlg& CM 40==4 1=5#1:1#0444 1=5#1:1#

0000 .am~) ao`mifkyDrnkpig'blc Mrriegkj?

42,0=,044> ZKPCIGMZKJ? 40,41,0449 MZZLPGKY

ZL @K GLZIBKJ

pktpkrkgzige Nmkclgkzibr Blpt' .Tfmigziaa)

Uiffimc N' @m{cempzgkp Rijfky M{rzig FFT Lgk

Rl{zn Jkmp`lpg Rzpkkz Bnibmel& IF 14142 2=0#>;2#

5444 2=0#>;2#5421 .am~) Mrriegkj? 4:,0=,0441

FKMJ MZZLPGKY MZZLPGKY ZL @K GLZIBKJ

pktpkrkgzige @m~zkp Nkmfznbmpk Blpt'

.Jkakgjmgz)

Pmbnkf @fizkp Rhmjjkg& Mptr& Rfmzk& Ckmenkp !

Aflc FFT : Zickr R}{mpk Gku Ylph& GY =4421

0=0#52;#2444 pmbnkf'`fizkpDrhmjjkg'blc

Mrriegkj? =0,4>,044> ZKPCIGMZKJ? 4=,41,04=4

FKMJ MZZLPGKY TPL NMB QIBK MZZLPGKY ZL

@K GLZIBKJ

pktpkrkgzige Akgumf Igb' .Jkakgjmgz)

@m~zkp Nkmfznbmpk Blpt'

7/31/2019 05-12572-NMG Fees


#=1#

.Jkakgjmgz)Epkelpy M' Bmrzmgimr Olgkr Jmy ;= Fl{irimgm

Mqkg{k& G'U' Umrnigezlg& JB 0444=#0==2 040#

>59#2129 040#101#=544 .am~)

ebmrzmgimrDolgkrjmy'blc Mrriegkj? 49,02,0449




.Jkakgjmgz)@m~zkp Igzkpgmzilgmf Igb'

ZKPCIGMZKJ? 42,41,0441

.Jkakgjmgz)Rzmbky Blnkg Rhmjjkg& Mptr& Rfmzk& Ckmenkp !

Aflc FFT : Zickr R}{mpk Gku Ylph& GY =4421

0=0#52;#2444 rzmbky'blnkgDrhmjjkg'blc

Mrriegkj? =0,4>,044> ZKPCIGMZKJ? 4=,41,04=4


@K GLZIBKJ



.Jkakgjmgz)O{rzig O' Jmgikfr Tplrhm{kp Plrk Lgk Igzkpgmzilgmf

Tfmbk 00gj Afllp @lrzlg& CM 40==4 1=5#;01#9144

1=5#;01#9>99 .am~) ojmgikfrDtplrhm{kp'blc

Mrriegkj? 42,05,0445 ZKPCIGMZKJ? 4=,41,04=4



ZTE Bmtizmf& F'T' .Igzkpkrzkj

Tmpzy)@m~zkp Nkmfznbmpk Blpt'

.Jkakgjmgz)Jmgikf M' JkQizl Rhmjjkg Mptr Rfmzk Ckmenkp !

Aflc FFT Al{p Zickr R}{mpk R{izk 24#201 Gku

Ylph& GY =4421 0=0#52;#20=4 9=5#555#20=4 .am~)

jjkqizlDrhmjjkg'blc Mrriegkj? 4>,45,0445


7/31/2019 05-12572-NMG Fees


#=5#

ZKPCIGMZKJ? 4=,41,04=4 FKMJ MZZLPGKY

MZZLPGKY ZL @K GLZIBKJ@m~zkp Nkmfznbmpk Blpt'

.Jkakgjmgz)Znlcmr O' Jl{enkpzy Rhmjjkg& Mptr& Rfmzk&

Ckmenkp ! Aflc FFT Lgk @kmblg Rzpkkz @lrzlg&

CM 40=4> 1=5#;52#:>44 1=5#;52#:>00 .am~)

jl{enkpzyDrhmjjkg'blc Mrriegkj? =0,24,044>


MZZLPGKY ZL @K GLZIBKJ


.Jkakgjmgz)

Akgumf Igb' .Jkakgjmgz)Rblzz @' Amcifmgz Rijfky M{rzig FFT 5>5 Rkqkgzn

Mqkg{k Gku Ylph& GY =44=9 Mrriegkj? 4:,0=,0441



.Jkakgjmgz)

Kjumpj Q' Aifmpji Rhmjjkg& Mptr& Rfmzk& Ckmenkp !

Aflc Al{p Zickr R}{mpk Gku Ylph& GY =4421#

1;00 0=0#52;#2444 kjumpj'aifmpjiDrhmjjkg'blc

Mrriegkj? =0,0:,044> ZKPCIGMZKJ? 4=,41,04=4




.Jkakgjmgz)Jmgikf O' Efkmrlg G{zzkp& CbBfkggkg ! Airn& FFT

Ulpfj Zpmjk Bkgzkp Ukrz =;; Rkmtlpz @l{fkqmpj

@lrzlg& CM 400=4#0199 1=5#:29#0022 1=5#2=4#

9022 .am~) jefkmrlgDg{zzkp'blc Mrriegkj?

49,00,0449 FKMJ MZZLPGKY MZZLPGKY ZL @K

GLZIBKJ


Gmznmg B' Nkgjkprlg Alfky Nlme FFT =;; Rkmtlpz

@l{fkqmpj Rkmtlpz Ulpfj Zpmjk Bkgzkp Ukrz

@lrzlg& CM 400=4 1=5#>20#24>> 1=5#>20#5444

.am~) gnkgjkprlgDalfkynlme'blc Mrriegkj?


.Jkakgjmgz)

7/31/2019 05-12572-NMG Fees


#=>#

42,4=,0445 ZKPCIGMZKJ? 4=,49,0449 MZZLPGKY

ZL @K GLZIBKJTkzkp A' Nkple Airnkp ! Tniffitr FFT :44 Blgepkrr

Rzpkkz :zn Afllp TL @l~ 50;4 Tlpzfmgj& CK 4:==0#

50;4 045#55:#144= tnkpleDfm`lpfmuykpr'blc

Mrriegkj? =4,0>,04== ZKPCIGMZKJ? 40,00,04=0



Cmpfkk Omgrkg Lgk Rl{zn Jkmp`lpg Rzpkkz

Bnibmel& IF 14142 Mrriegkj? 4:,0=,0441 FKMJ

MZZLPGKY MZZLPGKY ZL @K GLZIBKJ


.Jkakgjmgz)

Ziclzny J' Olngrzlg G{zzkp& CbBfkggkg ! Airn& FFT

Rkmtlpz Ukrz =;; Rkmtlpz @l{fkqmpj @lrzlg& CM

400=4#0199 1=5#:29#0:1; 1=5#2=4#9559 .am~)

zolngrzlgDg{zzkp'blc Mrriegkj? 49,00,0449 FKMJ



Hmzy Kffkg Hlrhi H ! F Emzkr FFT # CM Lgk Figblfg

Rzpkkz Rzmzk Rzpkkz Aigmgbimf Bkgzkp @lrzlg& CM

40=== 1=5#01=#2=9: hmzy'hlrhiDhfemzkr'blc

Mrriegkj? =4,00,044> MZZLPGKY ZL @K GLZIBKJ


Omckr F' Fklgmpj& Op' Rhmjjkg& Mptr& Rfmzk&

Ckmenkp ! Aflc FFT : Zickr R}{mpk Gku Ylph&

GY =4421 0=0#52;#2444 0=0#52;#0444 .am~)

Mrriegkj? 4:,=4,044> ZKPCIGMZKJ? 4=,41,04=4


@K GLZIBKJ



.Jkakgjmgz)Omckr U' Cmzznkur H ! F Emzkr FFT # CM Lgk

Figblfg Rzpkkz Rzmzk Rzpkkz Aigmgbimf Bkgzkp @lrzlg&

CM 40=== 1=5#01=#2=95

omckr'cmzznkurDhfemzkr'blc Mrriegkj? =4,00,044>


7/31/2019 05-12572-NMG Fees


#=9#

FKMJ MZZLPGKY MZZLPGKY ZL @K GLZIBKJPl`kpz O' C{fjllg& Op' Rnkpig ! Fljekg FFT =4=

Akjkpmf Rzpkkz @lrzlg& CM 40==4#0=4: 1=5#1:1#

0444 1=5#1:1#0000 .am~) poc{fjllgDrnkpig'blc

Mrriegkj? 42,=4,044> MZZLPGKY ZL @K GLZIBKJ

pktpkrkgzige Nmkclgkzibr Blpt' .Bl{gzkp

Jkakgjmgz)

Nmkclgkzibr Blpt' .Tfmigziaa)Jl{efmr P' Gkckb Rhmjjkg& Mptr& Rfmzk& Ckmenkp

! Aflc FFT Al{p Zickr R}{mpk Gku Ylph& GY

=4421 0=0#52;#2444 9=5#555#0:=9 .am~)

jgkckbDrhmjjkg'blc Mrriegkj? 45,41,0445





.Jkakgjmgz)Olng O' Glpcifk Olgkr Jmy 000 Kmrz :=rz Rzpkkz

Gku Ylph& GY =44=5#1540 0=0#201#2929

ooglpcifkDolgkrjmy'blc Mrriegkj? 49,02,0449




.Jkakgjmgz)

@m~zkp Igzkpgmzilgmf Igb'

ZKPCIGMZKJ? 42,41,0441

.Jkakgjmgz)Cmpzig O' L%Jlggkff Bkrmpi ! CbHkggm& FFT >>

@fmbh Amfblg Mqkg{k @lrzlg& CM 400=4 1=5#9;=#

0;44 1=5#9;=#2905 .am~) cljDb#c'blc Mrriegkj?

=0,00,044; FKMJ MZZLPGKY MZZLPGKY ZL @K

GLZIBKJ


Cmpempkz N' Tmekz Rnkpig ! Fljekg =4= Akjkpmf

Rzpkkz @lrzlg& CM 40==4 1=5#1:1#0444 1=5#1:1#

0000 .am~) cntmekzDrnkpig'blc Mrriegkj?

42,=4,044> MZZLPGKY ZL @K GLZIBKJ

pktpkrkgzige Nmkclgkzibr Blpt' .Bl{gzkp

Jkakgjmgz)

7/31/2019 05-12572-NMG Fees


#04#

Nmkclgkzibr Blpt' .Tfmigziaa)Jmqij Z' Tpizihig Rijfky M{rzig FFT # IF =4 R'

Jkmp`lpg Rzpkkz :>zn Afllp Bnibmel& IF 14142#009:

2=0#>;2#5444 jtpizihigDrijfky'blc Mrriegkj?

4:,0=,0441 FKMJ MZZLPGKY MZZLPGKY ZL @K

GLZIBKJ


.Jkakgjmgz)

Nkmznkp @' Pktibhy G{zzkp& CbBfkggkg ! Airn& FFT

Rkmtlpz Ukrz =;; Rkmtlpz @l{fkqmpj @lrzlg& CM

400=4#014: 1=5#:29#0=90 1=:#2=4#9=90 .am~)

npktibhyDg{zzkp'blc Mrriegkj? 49,00,0449 FKMJ



T' Mgznlgy Rmcci Rhmjjkg& Mptr& Rfmzk& Ckmenkp

! Aflc FFT Al{p Zickr R}{mpk Gku Ylph& GY

=4421 0=0#52;#2444 9=5#555#0245 .am~)

trmcciDrhmjjkg'blc Mrriegkj? 45,==,0445





.Jkakgjmgz)

Olg C' Rtmg m̀{kp Rijfky M{rzig FFT Lgk Rl{zn

Jkmp`lg Rzpkkz Bnibmel& IF 14142 Mrriegkj?

4:,0=,0441 FKMJ MZZLPGKY MZZLPGKY ZL @K

GLZIBKJ


.Jkakgjmgz)

Jlgmfj P' Umpk Alfky Nlme FFT =;; Rkmtlpz

@l{fkqmpj @lrzlg& CM 400=4#0144 1=5#>20#==15

1=5#>20#5444 .am~) jumpkDalfkynlme'blc

Mrriegkj? 40,40,0441 FKMJ MZZLPGKY



.Bl{gzkp Bfmicmgz)


.Jkakgjmgz)

7/31/2019 05-12572-NMG Fees


#0=#

Documents

05-12572-NMG Fees