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    American Oriental Societyis collaborating with JSTOR to digitize, preserve and extend access to Journal of the American

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    Monuments of Axum in the Light of South Arabian ArcheologyAuthor(s): Gus W. van BeekSource: Journal of the American Oriental Society, Vol. 87, No. 2 (Apr. - Jun., 1967), pp. 113-122

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  • 8/11/2019 8.26.14 Beek Monument Saxum

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    MONUMENTSOF AXUM

    IN THE

    LIGHT OF

    SOUTH

    ARABIAN

    ARCHEOLOGY

    Gus

    W.

    VAN

    BEEK

    SMITHSONIANINsTITUTION

    THE

    STELAE

    OF

    AxUm are among the more

    enigmatic monuments of the

    historic

    period

    in

    Africa.

    When

    were

    they

    built? What

    architec-

    tural

    designs

    do

    they incorporate?

    Are

    these

    motifs

    borrowed

    or are

    they indigenous?

    If

    they

    are

    borrowed,

    what source or sources

    are

    repre-

    sented? What

    is the purpose

    or function of the

    stelae?

    Not

    all

    of these questions

    can

    be

    answered

    even in

    part at this

    time, but the vastly

    increased

    amount of

    archeological field work in both south-

    ern Arabia and Ethiopia in the past 15 years has

    added

    significantly to

    our knowledge

    of these re-

    gions.

    This

    knowledge

    in turn

    provides

    a frame-

    work within

    which these

    monuments must be

    understood and interpreted.

    CULTURAL

    ELATIONS

    ETWEEN THIOPIA

    AND

    SouTH ARABIA

    That Ethiopia and

    southern Arabia

    should

    share close contact

    with one another

    appears

    almost

    inevitable from

    an

    examination of the map.

    The

    southwestern corner

    of the

    Arabian

    Peninsula

    points directly to the heartland of Ethiopia. At

    the

    Straits

    of Bab

    el-Mandeb,

    these

    two

    land

    masses are

    separated by a scant fifteen

    miles.

    Through

    this narrow

    passage,

    all

    shipping between

    the

    Red Sea,

    the Arabian

    Sea,

    the Persian

    Gulf,

    and

    the Indian

    Ocean was

    funneled from the

    Greco-Roman

    period-and

    perhaps

    earlier-up to

    modern

    times. In

    addition to dominating

    this cor-

    ridor, Ethiopia and

    southern Arabia,

    especially the

    Yemen, share

    a similar

    environment.

    Rainfall,

    flora,

    and fauna

    of these two

    regions arequite simi-

    lar, and in many

    instances virtually

    identical.

    While

    Caton

    Thompson

    has

    argued that the Red

    *

    A

    somewhat abbreviated

    version of this paper was

    presented at the annual

    meeting of the

    African Studies

    Association held in

    Philadelphia,

    Pa., October 28, 1965.

    The

    drawings were

    made by Mr. George

    Robert Lewis,

    Office

    of

    Anthropology, Smithsonian

    Institution. The

    writer also

    wishes to

    express gratitude to Mr.

    Thomas

    Cassell of

    Wabash

    College,

    who

    served as a

    student

    assistant

    during the summer,

    1966.

    Sea

    corridor

    may

    have

    been

    a

    formidable

    barrier

    in

    prehistoric

    times,1

    during the

    historic

    period,

    it

    was

    an

    easy

    avenue for the

    transmission of

    com-

    modities and

    ideas.

    It seems

    likely

    that contact

    between

    Ethiopia

    and

    the pre-Islamic

    civilization in southern

    Arabia

    began about the

    tenth

    century

    B.

    c.

    Although

    we

    as yet

    lack

    archeological

    control of

    this

    period in

    both

    regions,

    a

    number

    of

    historical

    considerations

    warrant this

    inference. The

    first of

    these

    deals

    with the relationship between the nameless Queen

    of

    Sheba

    and

    King Solomon as

    recounted

    in

    1

    Kings

    10.

    It

    has

    been

    pointed out

    elsewhere

    that

    this

    visit

    was

    essentially

    an

    economic

    mission.2

    The

    Queen of

    Sheba, who

    controlled

    the frankin-

    cense and

    myrrh-producing

    areas,

    probably made

    the

    trip

    in

    order

    to reach an

    agreement

    regarding

    the

    distribution of these

    precious

    commodities

    among

    the

    customers in

    the

    north.

    Since the

    Levant seems

    to have

    been the

    focal

    point of

    Arabian

    trade

    throughout

    the

    pre-Islamic

    periods,

    and

    since

    Solomon was

    the

    leading land

    monarch

    in the

    entire Near

    East

    in

    the tenth century

    B.

    C.,

    it is

    natural that

    the

    Queen

    should seek

    agreement

    with

    him. The

    fact that

    such

    a

    trip

    could

    success-

    fully be

    made

    implies a

    considerable

    degree of

    security over

    some

    1500 miles

    of

    rugged

    and bar-

    ren

    terrain.

    Effective

    security, in

    turn,

    presup-

    poses

    a

    high

    level

    of

    social

    organization and

    a

    strong

    government in

    southern

    Arabia.

    Certainly

    a

    government

    that could

    mount an

    expedition of

    this

    size,

    could

    at

    the

    same time

    colonize the

    much

    closer

    Ethiopian

    plateau and

    exploit

    its

    resources.

    Such

    colonization

    would

    explain

    the

    seeming con-

    fusion in

    Genesis

    Chapter 10-

    The

    table of

    Na-

    tions -which lists Sheba as a son of Cush on the

    1

    G.

    Caton

    Thompson, The

    Evidence

    of

    South

    Arabian

    Palaeoliths

    in

    the

    Question

    of

    Pleistocene

    Land

    connection

    with

    Africa,

    Third Pan

    African

    Congress

    on

    Prehistory

    (London,

    1957), pp.

    380-384.

    2

    G. W. Van

    Beek,

    Frankincense

    and

    Myrrh,

    Jour-

    nal

    of

    the

    American

    Oriental

    Society,

    LXXVIII

    (1958),

    pp.

    145 ff.

    113

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    114 VAN

    BEER:

    Monuments

    of

    Axum

    one hand,

    and a son of Shem through

    Eber and

    Joktan

    on

    the

    other. The attribution

    of Sheba to

    both

    Ham and

    Shem

    may

    indicate that Sabaeans

    lived

    in both

    Arabia

    and

    Africa

    at the same time.

    If this

    document dates

    to the tenth century B.

    C.,

    as has generally been supposed by Biblical schol-

    ars,3 it would

    be good

    evidence of

    the expansion

    of

    the

    South

    Arabian kingdom

    of Saba (Sheba)

    to

    the Ethiopian

    plateau by

    that time. This

    in turn

    suggests

    that the Ethiopian

    account

    in

    the

    Kebra

    Nagast

    of the

    visit

    of

    Queen

    Makeda

    to the court

    of

    Solomon

    may

    rest on

    long

    oral

    tradition and

    contain a

    nucleus

    of

    historical

    fact: That Ethiopia

    was

    inhabited by people

    from

    Saba

    who owed

    al-

    legiance to

    the South

    Arabian queen.

    In any case,

    it

    is clear that

    by

    the seventh cen-

    tury

    B.

    C.,

    South

    Arabian

    culture was

    firmly

    im-

    planted in Ethiopia, so much so that for the next

    several

    centuries many

    aspects

    of

    the material cul-

    ture of Ethiopia

    and southern Arabia

    are

    virtually

    identical.

    Let

    us

    cite

    a few

    examples.

    Perhaps

    the outstanding

    example

    of

    borrowing

    is

    language.

    Not only

    South

    Arabic

    itself,

    but also its

    script

    and even

    its

    peculiar

    boustrophedon

    direction of

    writing

    became firmly

    established

    in

    Ethiopia. It

    should

    be noted

    here that

    boustrophedon writing

    largely

    died out

    in

    South

    Arabia

    by

    the

    middle of

    the

    fifth

    century

    B.

    C., clearly

    indicating

    that

    the

    borrowing

    took

    place

    well before

    that

    time.

    In

    material

    culture,

    there

    are

    also numerous

    examples.

    A

    limestone

    statue of

    a

    seated woman

    wearing

    a robe decorated

    with

    highly

    stylized ro-

    settes

    was found

    at Makalle by

    French archeolo-

    gists

    in

    1954;

    4this statue,

    which

    probably

    belongs

    to the

    late

    7th or

    early

    6th

    century

    B.

    C.,

    would be

    equally

    at home

    in

    southern Arabia.

    Further,

    there

    are

    a

    large

    number of similar

    incense

    burners

    from

    both regions

    dating from

    about the middle

    of the

    first millennium

    B.

    C.,

    to about

    the first cen-

    tury

    A.

    D.

    South

    Arabian incense burners of this

    period

    are commonly

    square

    and are decorated

    with

    recessed paneling

    or windows.

    On the more

    elaborate models, four stages of recessing are

    usually represented

    in

    combination

    with

    a band of

    dentil-like projections,

    a

    louvered

    panel, and are

    sometimes

    surmounted

    by

    yet another

    row of den-

    til-like projections and a louvered panel

    5

    (PI.

    1 a).

    Incense burners of this type are also found in

    Ethiopia (P1. lb). Round incense burners or

    altars also are a common link. Several were found

    in South Arabia, some of which have parallel in-

    cised vertical lines around the body and rest on

    tripod legs

    7

    (P1.

    1

    c); two examples of

    a

    similar

    form been found at Makalle

    8

    (P1.

    1

    d).

    There

    is

    also a curious architectural member which was

    perhaps

    used to border

    doorways

    and

    windows, and

    which

    is common to both regions.

    This form con-

    sists of

    a

    stone slab, dressed smooth

    on one

    face,

    with two shallow parallel grooves running length-

    wise of the slab, both of which are interrupted at

    intervals by thin transverse dividers; examples of

    this member abound

    in

    South Arabia, appearing

    in

    pre-Islamic sites in Hadhramaut (PI. 1 e); Wadi

    Beihan, and Yemen, as well as in Ethiopia near

    Enda

    (erqos

    9

    (pl.

    1

    f). The

    ceramic

    traditions,

    on

    the other hand, appear to have diverged

    consider-

    ably, based on the rather limited material

    re-

    covered to date. This probably

    reflects an

    increas-

    ing tendency toward cultural divergence between

    southern Arabia and the Ethiopian plateau. The

    only commonly

    shared

    example

    as

    yet

    isolated

    is

    sand tempered ware, which appears

    in

    a limited

    repertory of forms. Examples

    of this

    ware

    are

    found in

    South Arabia between the seventh

    or

    sixth to the fourth or second centuries

    B.

    c.

    The

    most common form

    is a

    jar with

    a

    narrow neck,

    a flattened flaring rim, sometimes two or more

    knobs placed on the shoulder, and a high ring base.

    Examples of this ware are found

    in

    Tigre

    Prov-

    ince, Ethiopia (PI.

    1

    g), in Yemen (PI.

    1

    h), at

    3

    W. F. Albright, From the Stone Age to Christianity,

    Anchor Books (Garden City, 1957), p. 251.

    4

    A. Caquot and A. J. Drewes, Les Monuments Re-

    cueillis a Maqalle (Tigrp) , '

    Annales

    d'Lthiopie,

    1

    (1955), pp. 18-26.

    A. Grohmann, Gottersymbole und Symboltiere

    aufi

    Siidarabischen Denkmdlern

    (Vienna, 1914), p. 39.

    See

    also the writer's

    discussion in A New Interpretation

    of

    the So-called South

    Arabian

    House

    Model,

    American

    .Jouirnal

    of Archaeology, 63 (1959), pp. 269-273,

    Pis.

    69-76.

    '

    Caquot and Drewes,

    op. cit., pp. 26-32.

    7

    R. L. Cleveland, An

    Ancient South Arabian Necropo-

    lius, (Baltimore, 1965), pp. 115-117, PI.

    90,

    especially TC

    1217, 1565.

    Caquot and Drewes, op. cit., pp. 39-41.

    'See G. Caton Thompson, Tomb8 and Moon Temple of

    I1ureidha (Oxford, 1944),

    PI. 18: 1 and 21: 2 and pp. 50-51.

    G. L.

    Harding, Archaeology in the Aden Protectorates,

    P1.

    33: 70, 74. J. Leclant, Haoulti-Melazo (1955-1956),

    Autvales d'tthiopie, III

    (1959), p. 54 and

    PI.

    43: B & C.;

    H. de Contenson, Les

    Fouilles a Haoulti-Melazo

    en

    1958, Anunales d'tthiopie, IV (1961), p. 40 and PI. 23:

    D;

    C. Rathjens,

    Sabaeica,

    1

    (Hamburg, 1953), figs. 60,

    109.

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    -\T-N

    BEEX:

    Monuments

    of

    Axum

    1II)

    Hajar

    Bin

    Humeid

    in Wadi

    Beihan,

    and at

    nu-

    merous sites

    in

    Hadhramaut10

    (PI.

    1i).

    These

    forms seem

    to

    indicate not a common ceramic

    cul-

    ture,

    but rather

    trade between

    the

    two

    regions.

    The

    virtual

    identity of the

    culture

    of

    Ethiopia

    and southern Arabia in the first millennium

    B.

    C.

    points

    to settlements

    by colonialists

    or

    immigrants

    from

    southern

    Arabia, who

    brought

    with them

    an

    already

    developed culture which

    they

    maintained

    in

    Ethiopia,

    adapting

    it

    to

    local

    needs.

    As

    might be

    expected,

    divergence between

    cultural

    traditions

    took

    place

    in

    the course

    of

    time,

    a

    phenomenon

    which

    can be

    shown

    to

    have

    existed elsewhere in

    the

    ancient

    Near

    East,

    such

    as in

    Palestine

    where

    there

    are

    microcultural

    differences between

    the

    north

    and

    south,

    and

    again

    between

    Palestine

    proper

    and

    Transjordan,

    although

    a

    basic

    culture

    is common to the entire region.

    From

    the

    first

    century

    A. D.

    until the

    coming

    of

    Christianity

    in

    the

    fourth

    century

    A.

    D.,

    Ethiopian

    culture

    and

    South Arabian

    culture

    seemed

    to have

    diverged

    considerably,

    although

    adequate

    evidence

    for

    a

    certain

    judgment

    is

    lacking

    because

    of a

    dearth

    of

    archeological

    excavations of

    this

    period.

    It

    appears

    that

    each

    culture

    developed

    more or

    less

    independently,

    suggesting

    that

    contact

    between

    the

    two

    regions was

    declining.

    Perhaps this

    loss

    of

    contact is

    in

    part

    due

    to the

    gradual

    decline

    in

    the

    frankincense

    and

    myrrh trade

    which

    formed

    the basis

    of

    South

    Arabian

    economy,

    and

    more

    particularly of the role played by the southern

    Arabian

    ports

    as

    trans-shipment

    points

    for com-

    modities

    of

    both

    east and

    west.

    It

    seems

    probable

    that

    with the

    loss

    of

    trade

    revenues,

    the

    South

    Arabs

    turned

    their

    attention

    to

    more

    intensive

    agricultural

    pursuits, and

    I am

    inclined

    to

    think,

    based

    on little

    evidence

    at the

    moment, that

    terrace

    agriculture began

    in

    the

    highlands

    of

    Yemen dur-

    ing

    this

    period.

    With

    the

    coming

    of

    Christianity to

    Ethiopia in

    A.

    D.

    327,

    relations

    between

    Ethiopia

    and

    southern

    Arabia

    gradually

    intensified.

    The

    Ethiopians-or

    Abyssinians-conquered Saba about

    A.D.

    335 and

    ruled

    until

    A. D.

    370;

    during

    this

    period,

    Theophi-

    los

    converted

    the

    Sabaean

    ruler to

    Christianity.

    In

    the

    fifth

    century,

    the

    Sabaean

    rulers

    adopted

    Judaism, and

    for

    some time

    it

    appears

    that

    traces

    of

    the

    old

    South

    Arabian

    polytheism,

    Christianity,

    and

    Judaism

    existed side

    by

    side,

    competing

    for

    the

    loyalty

    of

    the

    population.

    In the

    early

    sixth

    century A.

    D., the

    Jewish

    ruler,

    Dhu-Nuwas,

    perse-

    cuted

    the Christians

    and

    was

    responsible

    for

    their

    massacre

    at

    al-Ukhdud

    in

    Negran.

    This

    act

    so

    incensed

    the

    Ethiopians, that

    Kaleb and

    his

    army

    crossed the Red Sea and, in

    A. D.

    525, killed

    Dhu-Nuwas.

    Ethiopian

    rule in

    Saba lasted

    until

    about A.D.

    575, when the area was

    conquered

    by

    the

    Persians.

    Because of

    a

    lack of

    archeological

    excavations

    of this

    period,

    there

    is

    little evidence of

    Ethi-

    opian-South

    Arabian

    contact

    in

    material

    culture.

    One

    example

    will

    be

    cited.

    At

    Marib,

    the

    north

    sluice

    of

    the

    great

    dam, which

    was

    constructed

    between

    the

    fourth

    and sixth

    centuries A.

    D.,

    is

    built

    with

    headers

    protruding

    beyond

    the face

    of

    the

    wall.

    This

    technique

    has

    no

    real

    construc-

    tion antecedents in South Arabian architecture.

    In

    Ethiopian

    architecture, on

    the

    other

    hand, the

    ends of

    wooden

    joists

    frequently

    protruded

    beyond

    the

    face of

    the

    building,

    and

    were often

    imitated

    in

    stone.'2 In

    view of

    the

    fact

    that the

    Ethiopians

    politically

    dominated

    the

    Sabaeans

    throughout

    much

    of this

    period, it

    seems

    likely

    that

    they

    might

    also

    be

    responsible

    for

    such

    architectural

    forms

    as

    these

    protruding

    headers,

    and in

    a

    larger frame-

    work, this

    technique

    should

    probably be

    interpreted

    as

    cultural

    influence

    coming

    from

    Ethiopia

    to

    southern

    Arabia.

    In

    summary,

    then,

    the

    basic

    structure of

    ancient

    Ethiopian culture of the historic period was South

    Arabian,

    and

    throughout the

    first

    millennium B.

    C.

    these

    separate

    cultures

    remained

    close

    to

    one

    another

    and

    probably

    developed

    along

    close,

    paral-

    lel

    lines.

    Toward

    the end of

    the

    period, it

    seems

    likely

    that

    they

    began to

    diverge

    and

    develop

    along

    separate

    and

    independent

    lines, a

    tendency

    which

    was

    accentuated

    during

    the

    first

    three

    centuries

    A. D.

    By

    the

    time

    Christianity

    reached

    Ethiopia,

    Ethiopian

    culture

    had

    achieved a

    considerable

    measure

    of

    independence, and

    with

    the

    vigor

    which

    characterized

    its

    early

    Christian

    period,

    it

    may

    have exported aspects of its own culture to

    southern

    Arabia.

    10

    See

    the

    writer's

    detailed

    description

    and

    discussion

    in

    his

    forthcoming

    volume

    Hajar

    Bin

    Humeid.

    1{

    R.

    LeBaron

    Bowen

    and

    F.

    P.

    Albright,

    Archaeologi-

    cal

    Discoveries

    in

    South

    Arabia,

    (Baltimore,

    1958),

    P1.

    87,

    where

    protruding

    headers

    appear in

    the

    north

    face of

    the

    overflow

    wall of

    the

    north

    sluice.

    12

    In

    addition

    to

    the

    stele

    (see

    below),

    early

    examples

    include

    the

    church

    at

    Debra

    Damo,

    parts

    of

    which

    may

    go

    back

    to

    the

    6th

    century

    A.

    D.,

    See

    D.

    Krencker,

    Deut-

    sche

    Aksum-Expedition,

    II,

    (Berlin,

    1913),

    PI. 25.

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    116

    VAN BByi: Monuments

    of

    Axum

    THE

    STELAE

    AT

    AxUM

    In

    April,

    1964, on the

    invitation

    of His

    High-

    ness Mengesha

    Seyoum,13 it was the

    writer's

    privilege to make

    a

    brief visit to Axum.

    The

    most

    surprising

    impression

    which

    I,

    as a

    South Arabian

    archeologist, formed was that the archeological

    remains at Axum have little that resemble the

    pre-

    Islamic culture

    of

    southern

    Arabia;

    virtually

    everything

    seen

    suggests

    the

    early

    Christian

    period.

    For example

    the inscription of

    Ezana-who made

    Christianity

    the state

    religion

    of

    Ethiopia

    in

    A.

    D.

    327-is

    carved on

    gray

    granite,

    the

    same

    stone

    used for the major

    stelae, as

    well as

    the

    column

    and

    capital

    in

    the

    park,

    and in

    the construction

    of

    portions of the tombs of

    Kaleb

    and his son

    Gabra

    Maskal in

    the

    first half of the 6th

    cen-

    tury

    A.

    D.

    Further,

    in

    the

    stelae

    field

    to the

    west of the village of Axum, in an area which

    until

    recently had been

    under

    cultivation, were

    found

    many potsherds

    and

    steep

    scrapers.

    This

    pottery

    is all of

    the

    early Christian

    period

    as

    shown

    by

    crosses

    on bowl

    rims;

    it

    seems

    likely,

    though by

    no means

    certain,

    that the

    steep scrapers

    belong to

    a

    somewhat

    earlier

    period than

    the

    pot-

    tery.

    On

    the

    high ground

    to

    the

    north

    of

    this stelae

    field

    with its

    Christian

    pottery,

    are natural

    out-

    croppings of rock

    on

    which

    are

    scrawled

    Christian

    rock

    carvings

    including crosses,

    and crosses

    with

    crowns.

    These and

    other lines of

    evidence lead

    to

    the

    inescapable

    conclusion

    that Axum is

    chiefly

    a

    creation of the Ethiopian Christian

    community.

    This

    impression

    is

    borne out by the

    data re-

    covered

    in

    the

    various

    archeological

    expeditions

    at

    Axum.

    The

    first

    of

    these,

    the Deutsche

    Aksum

    Ex-

    pedition

    of

    1906,

    directed

    by

    D.

    Krencker,

    yielded

    nothing definitely

    pre-Christian.14 The

    more

    recent

    French

    excavations by

    Jean Leclant

    and

    Henri de

    Contenson from 1955

    to the

    present15

    have shown

    that the area

    of the stelae

    and plat-

    forms

    contains three

    periods of

    occupation: the

    uppermost is

    a recent

    17th century

    cemetery in-

    truding into

    the lower

    remains; the

    second, an

    intensive building phase dated by the excavators

    to the 5th-8th

    centuries

    A.

    D.;

    the

    third,

    the earliest

    occupation

    in

    the

    late

    third-early

    fourth

    century

    A. D. at

    which time

    the

    excavatorsbelieve the stelae

    were erected

    and the

    platforms constructed.

    The

    chief

    dating evidence

    of this period

    are coins

    of

    Ezana and other early rulers, some of whom were

    pre-Christian.

    Coins of

    the

    pre-Christian

    rulers,

    of

    course, may

    have

    been in circulation for

    some

    time,

    and

    do not

    require

    a

    contemporary

    occupa-

    tion of

    the

    area,

    although

    this is

    certainly possible.

    It has

    been

    generally assumed that

    the monu-

    mental stelae

    at

    Axum

    belong

    to

    pre-Christian

    times,

    and

    more

    particularly

    to the

    period

    im-

    mediately

    preceding the

    coming

    of

    Christianity.16

    It has

    also been

    suggested

    that they derived

    from

    both native

    Ethiopian and

    South Arabian

    archi-

    tectural

    forms;

    17

    and

    that

    they

    represent

    a

    House of God, terminating in the firmament, in

    which

    the Sabaean

    sun-god is

    supposed to re-

    side,

    18

    or the

    various

    heavens

    of the

    gods

    whose

    chief

    was

    the

    sun-god and

    whose

    symbol was fast-

    ened

    to the

    uppermost

    surface of

    the stele;

    'I

    or

    that

    they

    functioned as

    grave-stones and

    memo-

    rials.20

    Let us

    examine the

    stelae in detail,

    con-

    sidering their

    assumed

    connections

    with

    South

    Arabian

    architectural

    motifs, as well as

    their

    prob-

    able date

    and function.

    The

    finely worked

    architectural

    monuments,

    which

    are six in

    number,

    consist of

    two parts:

    a

    stele,

    and

    a

    platform

    (PI. 2:

    a-d). The

    platform,

    which normally enclosed the base of the stele on

    three

    sides,

    may have

    functioned as

    some kind

    of

    an

    altar. In all

    instances

    in which

    the

    platforms

    13

    The

    writer

    wishes to

    express

    here

    his

    gratitude

    to

    His

    Highness

    for

    having

    made

    this

    visit

    possible,

    and

    for

    local

    arrangements which

    greatly

    facilitated this

    survey.

    14

    D.

    Krencker,

    Deutsche

    Aksum-Expedition,

    II,

    (Ber-

    lin,

    1913).

    1'

    J.

    Leclant,

    Les

    Fouilles

    A

    Axoum

    en

    1955-1956:

    Rapport

    pr~1iminaire,

    Annales

    d'JKthiopie, III

    (1959),

    pp.

    3-24.

    H.

    de

    Contenson,

    Les

    Fouilles a

    Axoum

    en

    1957:

    Rapport

    preliminaire,

    ibid.,

    pp.

    25-42.

    16E.

    A.

    W.

    Budge,

    A

    History

    of

    Ethiopia,

    II

    (Lon-

    don),

    pp.

    621-627, dated them

    between

    the

    Ptolemaic

    period and

    Ezana.

    D.

    Krencker, op.

    cit., p.

    30,

    assigned

    them

    between

    the

    1st

    and 4th

    centuries

    A.

    D.

    S.

    Pank-

    hurst,

    Ethiopia: A

    Cultural

    History,

    (Essex,

    1955), p.

    62,

    assigns

    them

    to

    before

    A. D.

    327. E.

    Ullendorff,

    The

    Ethiopians,

    (London,

    1960),

    p.

    55,

    attributes them

    to

    Ezana.

    17

    D.

    Krencker,

    op.

    cit., p.

    16

    and

    30,

    correctly

    derives

    the

    basic

    design and

    architectural

    form

    from

    earlier

    Ethiopian

    construction.

    Ullendorff's

    suggestion

    (op. cit.,

    p.

    160)

    that

    the

    multistoried

    aspect

    is

    reminiscent

    of

    the

    high and

    many

    storied

    buildings in

    southern

    Arabia

    is

    most

    improbable.

    While

    the

    multistoried

    structure

    is

    the

    most

    distinctive

    architectural

    feature

    in

    South

    Arabia in

    modern

    times, we

    have

    absolutely

    no

    evidence

    that

    such

    construction

    was

    used

    in

    the

    pre-Islamic

    period.

    18

    J.

    T.

    Bent,

    The

    Sacred

    City of

    the

    Ethiopians,

    (Lon-

    don,

    1893),

    p.

    185.

    19

    Budge,

    op.

    cit.,

    p.

    627.

    20

    Ullendorff,

    op. cit.,

    p.

    160.

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    VAN BEEK: Monuments

    of

    Axum

    1

    17

    have

    been

    finished,

    there is a

    series of four

    hollows,

    sometimes

    plain,

    and

    sometimes

    elaborately

    worked

    to

    resemble recessed

    bowls.

    Where

    there

    is a

    step

    or

    secondary platform

    in

    front of the

    stele,

    one

    of

    the hollows

    is

    located in

    that

    step.

    The

    platform

    of the standing stele also has a great number of

    small

    shallow

    holes, some of which

    are

    arranged

    in

    lines

    and

    others

    in

    symmetrical

    groups. The

    fact

    that

    none of

    the

    other

    platforms

    have

    holes of

    this

    type

    suggests that these are a

    later

    addition

    and

    may

    have

    been

    used

    for

    playing

    a

    game,21

    simply

    because

    this

    platform

    has been

    exposed. Around

    the rim

    of this

    platform

    is a

    grapevine

    motif of

    a

    type which

    appears

    in

    the

    Hellenistic

    world in

    the

    first

    century in.

    c.,

    achieves

    considerable

    popularity

    in

    the

    early

    centuries

    A. D.,

    and

    is

    adopted by

    Islamic

    artists

    after

    the

    seventh

    century A.

    D.

    This

    particular

    design can be paralleled in southern

    Arabia;

    excellent

    examples

    of

    it

    occur

    on

    exposed

    blocks

    at Husn

    el-Urr

    in

    lladhramaut,22

    where

    it

    probably

    belongs

    to

    the

    late

    first-third

    centuries

    A. D.

    The

    use of

    this

    motif

    at

    Axum

    indicates

    that

    the

    stelae

    cannot

    precede

    the first

    century

    B.

    C.,

    and

    in all

    probabilitybelong

    after the

    first

    century A.

    D.

    All

    authors

    who

    have

    addressed

    themselves

    to

    the

    subject

    of

    the

    purpose

    of

    the

    platforms

    agree

    that

    they

    functioned as

    sacrificial

    altars

    where

    blood

    sacrifices

    were

    made, and where

    offerings of

    wine,

    milk, and

    bread

    were

    placed.23

    While

    it

    seems

    likely

    that the

    bowls

    were

    intended

    for

    some

    kind of libations, it is most improbable that they

    were

    designed as

    sacrificial

    altars,

    since

    they are

    entirely

    different from

    the

    known

    sacrificial

    altars

    of

    the

    pre-Christian

    period in

    Ethiopia

    and

    the

    pre-Islamic

    period

    in

    South

    Arabia,

    which

    are

    furnished

    with

    a

    sloping

    drain

    spout,

    usually

    ter-

    minating

    in

    the

    head

    of a

    bull.

    The stelae

    themselves

    are

    granite

    monoliths;

    the

    largest-which

    fell in

    antiquity

    perhaps

    while

    being

    erected-is

    110

    ft.

    long,

    and

    the

    second

    largest-which

    is still

    standing-is

    70

    ft.

    high

    (P1. 2: a);

    none of the monumental

    stelae

    are

    smaller than

    40

    ft. Immediately

    above

    the plat-

    form, each

    stele

    has a false

    stone

    door, sometimes

    equipped

    with

    a carved

    stone

    doorpull

    near the left

    edge

    as one

    faces

    the

    door.

    Rarely is

    a door

    indi-

    cated on the back side. Just beyond the door

    jambs,

    and both above

    and below

    the

    level

    of the

    door,

    are squared

    ends

    of beams rendered

    in stone.

    Above

    the door

    and

    the

    beams,

    is

    a

    row

    of

    dentil-

    like

    projections,

    but

    without

    the

    louvered panel

    with

    which

    it

    is always

    associated

    in architectural

    motifs

    from pre-Islamic

    South

    Arabia;

    this sug-

    gests

    that

    a considerable

    period

    of

    independent

    development

    occurred

    during

    which the

    purpose

    of

    the original

    motif

    was forgotten, selectivity

    took

    place,

    and the

    retained

    design

    element

    became

    firmly

    established.

    It is interesting

    to note

    that

    an identical door is found in the tomb of Gabra

    MKaskal,on

    and successorof

    Kaleb,

    located

    a short

    distance

    north of

    Axum.24

    Since

    this

    tomb

    dates

    to the

    sixth century

    A.

    D., the

    similarity

    of

    its

    doorway

    with

    that

    represented

    on the stelae

    sug-

    gests

    this

    architectural

    form

    is common

    to

    the

    early

    Christian

    period

    of Ethiopia.

    Above

    the doorway,

    the stelae

    are carved to

    represent

    successive

    stories

    of

    a building,

    ranging

    in number

    from three

    to twelve.

    Between

    each

    story

    is

    a

    row of

    round projections

    which pre-

    sumably represent

    round beams

    or

    logs

    which

    served

    as

    ceiling joists.

    As noted

    above,25

    the

    method

    of construction

    imitated

    here

    has

    no

    ante-

    cedents

    in

    southern

    Arabia;

    that

    it is

    Ethiopian

    in

    origin

    can be assumed,

    but

    the

    absence

    of evidence

    from

    pre-Christian

    times

    indicates

    that

    it

    is

    a com-

    paratively

    late

    development.

    Each

    story

    is further

    marked

    by a row

    of windows,

    covered

    with

    lattice

    consisting of

    horizontal

    and

    vertical

    members.

    These

    windows

    are

    exceptionally

    simple,

    altogether

    lacking the complexity

    of

    the

    lattice window

    in

    South

    Arabia

    as is

    found in

    the

    temple

    Haram

    Bilqis at Marib.26 Further,

    none

    of

    the windows

    on the stelae

    are crowned with

    the

    row of dentil-

    like projections and the louvered panel which com-

    monly appear

    both

    above lattice

    windows

    and in

    recessed

    panelling

    in

    South

    Arabian

    examples

    dating

    between

    the seventh

    and

    first centuries

    B. C.

    21 J

    owe

    this

    suggestion

    to a

    number of

    persons

    who

    participated in the discussion of

    this

    paper

    at the

    Afri-

    can

    Studies

    Association

    meeting.

    There is

    at

    least one

    group of

    18

    hollows

    arranged

    in

    3 rows

    of

    6

    hollows

    each.

    Bent

    (op.

    cit.,

    pp. 72

    f.)

    calls

    attention

    to

    an

    Ethiopian

    game

    called

    Gabatta',

    which

    requires

    a

    board

    with

    18

    holes.

    22

    See

    Harding,

    Archaeology

    in

    the

    Aden

    Protectorates,

    PI.

    37:

    1-3.

    21

    Budge,

    op.

    cit.,

    p.

    627.

    Bent

    (op.

    cit.,

    p.

    185)

    speaks

    of

    the

    altars

    receiving

    blood

    of

    slaughtered

    victims.

    24

    For a good summary

    discussion of this structure,

    see Pankhurst, op.

    cit.,

    pp.

    88-94, and P1. 14.

    25

    See note 12.

    26

    Bowen and Albright,

    Archaeological Discoveries

    in

    South

    Arabia, p. 223 and PIs. 162, 165, 166,

    and 168.

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    118

    VAN BEEK: Monuments

    of Axunt

    If the windows on the

    stelae at Axum are

    related

    to

    the

    recessed

    lattice

    windows of southern

    Arabia,

    they

    must

    represent

    a late

    stage

    of

    development

    which

    could hardly

    have occurred

    before the

    early

    centuries of

    the Christian era.

    In the

    top

    three

    stories of the largest of the stelae (the one which

    fell and

    broke),27

    the windows are covered with

    a

    kind

    of tracery which

    presumably

    imitates

    tracery

    either

    in

    stone

    or

    plaster.

    While

    such

    tracery

    com-

    monly

    occurs

    during

    the

    Islamic

    period

    in

    South

    Arabia,

    the writer knows of no

    instances

    in

    pre-

    Islamic Arabia.

    Indeed,

    the fact

    that

    tracery

    does

    not

    appear before the

    beginning

    of

    the Christian

    era in

    southern

    Arabia may

    be

    taken

    as an indica-

    tion

    of the

    relatively late

    date

    of the

    stelae.

    The

    stelae terminate

    in an

    arch-shaped top.

    IBelow he

    arching

    rim

    on the

    face are

    one or

    two

    flat surfaces with groups of cuttings for the attach-

    ment

    of some kind of

    plaque or

    standard. It has

    been

    suggested

    that the standard

    was the

    crescent

    and

    disk, an

    exceptionally

    common symbol in

    the

    pre-Christian

    and pre-Islamic

    periods in

    both

    Ethiopia

    and

    southern

    Arabia.28

    A

    careful

    exami-

    nation

    of the

    arrangement of these

    holes in every

    stele, however,

    shows that it

    would have been diffi-

    cult

    if

    not

    impossible to fit a

    disk and

    crescent,

    since

    some

    holes would have

    been left unfilled.

    On

    the other

    hand, a cross,

    bordered by a circular

    or

    arching band

    representing a crown, by

    a garland,

    or

    by ears

    of grain in

    any of a number

    of combi-

    nations and styles would fit the holes nicely (PI.

    3:

    a-e).29 The designs

    used in these

    drawings are

    based on motifs found on

    the

    early

    Christian

    coins

    ranging from

    the

    reigns

    of

    Ezana to

    Hataz

    II,

    from

    the 4th to the

    9th

    centuries

    A.

    D.'0

    In

    one

    reconstruction (PI.

    3:

    d),

    a

    gabled

    roof

    chest

    is

    used, which

    is

    based on the

    so-called

    unique

    stele at Axum, which must be roughly contempo-

    rary with

    the other

    stelae. Pankhurst

    plausibly

    suggests

    that the chest

    shown

    on

    the

    unique

    stele

    may represent

    the

    Ark of the

    Covenant

    or

    a

    Torah

    shrine in

    view of the Judaic influence

    in

    the

    thought of

    the

    early

    Ethiopian

    Church.31

    A

    number of

    lines of

    evidence,

    therefore, indi-

    cate

    an

    early

    Christian date for

    the Axumite stelae.

    The absence of

    a

    significant

    pre-Christian

    occupa-

    tion at

    Axum, the

    divergent architectural

    motifs

    represented

    on the

    stelae

    which have

    no

    counter-

    part in

    southern

    Arabia, the

    similarity of the

    stelae

    false door with that of the sixth century

    A. D.

    tomb

    of

    Gabra

    Maskal, and

    the

    arrangement of the

    drill-

    ings

    at the

    top of the

    stele for

    the

    attachment

    of an

    Ethiopian

    cross,

    all

    point to

    a

    date

    for

    the stelae

    in

    the early

    Christian period

    in

    Ethiopia,

    probably

    between

    the

    fourth and

    sixth

    centuries A.

    D. The

    ruder

    stelae,

    which are

    found in

    profusion in

    the

    area

    of Axum

    and which

    are only

    rarely

    decorated,

    possibly

    belong to

    about the

    same

    period,

    but

    there

    is

    nothing to

    prevent

    them

    from being

    somewhat

    earlier or

    later.

    The fact

    that the

    stele

    form is

    known at

    Mlatara n

    Ethiopia

    as well

    as in

    southern

    Arabia

    suggests that

    this

    pagan,

    pre-Islamic

    form

    was

    taken

    over by

    the early

    Christians and

    infused

    with

    a new

    meaning.

    FUNCTION OF THE

    STELAB

    If

    these

    stelae are

    indeed Christian

    monuments,

    what was

    their

    purpose?

    Since

    they

    certainly

    were

    not

    utilitarian,

    what

    symbolism did

    they por-

    tray?

    With

    no

    great

    measure of

    confidence, the

    writer

    suggests

    that they

    may

    have been

    a graphic

    representation of

    the words

    of Jesus

    contained in

    the

    Gospel

    of

    John 14:

    2

    ff: In

    my

    Father's

    house

    are

    many

    mansions, if

    it were

    not

    so

    I

    would

    have

    told

    you;

    for I go

    to

    prepare a place

    for you.

    And

    if I

    go

    to

    prepare

    a

    place for

    you, I will

    come

    again, and will

    receive

    you

    unto

    myself; that

    27

    Krencker,

    op.

    cit., pp.

    8-10,

    Pis.

    8-10.

    28Most

    scholars

    allude here

    to the

    plain

    stele

    from

    Matara,

    which

    has

    a

    typical

    crescent

    and

    disk

    symbol,

    (C.

    Conti

    Rossini,

    Storia

    d'Ttiopia,

    1

    [Milan,

    1928],

    PI.

    42:

    127),

    together

    with

    pre-Christian

    Ethiopian

    coins

    which

    carry the

    same

    symbol

    on

    the

    reverse. See

    Krencker

    (op.

    cit., p.

    142, fig.

    276),

    who follows

    Litt-

    mann,

    and

    A.

    Kammerer,

    Essad

    sur

    l'Histoire

    Antique

    d'Abyssinie,

    (Paris,

    1926), pp.

    131 ff.

    291Krencker's

    arguments

    (op.

    cit.,

    pp.

    12f.),

    that the

    arrangement of

    the

    holes

    does

    not

    determine

    the

    shape

    of

    the

    plaque,

    and

    that

    a

    cross was

    not

    used

    because

    the

    stelae are pagan monuments have little

    force.

    Dowel

    holes

    do

    provide

    a

    reasonably

    good

    indication

    of

    the

    design,

    since

    they

    must

    provide

    adequate over

    all

    sup-

    port,

    especially

    at points

    where the

    design is

    not

    con-

    tinuous,

    as

    in

    the

    case

    of the

    arms

    of a

    cross or

    the

    ends

    of a

    crescent.

    If a

    solid

    plaque

    with

    a

    relief

    design

    had

    been

    used,

    fewer

    and

    more

    evenly

    spaced

    holes

    would

    have

    been

    cut.

    With

    regard to

    his

    second

    argu-

    ment,

    one

    can

    only

    say

    that

    Krencker is

    reasoning in

    a

    circle,

    i.

    e.,

    the

    monuments

    had

    a

    disk

    and

    crescent

    sym-

    bol

    and

    are

    therefore

    pagan;

    since

    they are

    pagan, they

    could

    not have

    used

    the

    cross, but

    must

    have

    employed

    the

    disk

    and

    crescent.

    30

    See

    Arturo

    Anzani,

    Corpus delle

    Monete

    Axumite,

    Revista

    Italiana

    di

    Numismatica

    e

    Scienze

    Affini,

    III:

    39

    (1926), PI.

    A-K.

    Conti

    Rossini,

    op. cit., PIS.

    60

    f.

    81

    Pankhurst,

    op. cit.,

    pp.

    76-80

    and

    PIS.

    10-11.

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