BAa cAa Ti::~i~~~~~5TRJ CONGTY(Ban himh kem theo ThOng tu s6 155/2015/TT-BTC ngay 06 thang 10 nam 2015 eua B(j Tili ehinh

huang dan eong b6 thong tin tren thi truang eh0zg khoan)

T~ DoAN CONG NGHIlJ:PCAO SU VIlJ:T NAM

S6: ~9 /BC-HE>QTCSVN

CONG HOA xA HOI CHU NGHiA VIET NAM. . .Dqc l~p - T\f do - H~nh phuc

TP.HCM, ngay .30 thang 01 nam 2019

BAo cAo TINH HINH QUAN TRJ CONG TY NIEM YET(nam 2018)

Kinh gui:- Uy ban ChUng khoemNha nu6c- Sa Giao dich ChUng khmin Ha NQi

- Ten cong ty niem ySt: T~p doan Cong nghi~p Cao su Vi~t Nam - Cong ty c6 phful

- Dia chi tI¥ sa chinh: 236 Nam Ky Khai Nghla, phuOng 6, qu~n 3, Thanh ph6 H6Chi Minh.

- Di~n tho~i: 02839325234; Fax: 028 39327341; Email: vrg@rubbergoup.vn

- V6n diSu l~: 40.000.000.000.000 d6ng

- Mil chUng khoem: GVR

I. Ho~t d{)ng eua D~i h{)idAng e8 dongThong tin vS cac cUQchQp va Nghi quySt/QuySt dinh cua D~i hQi d6ng c6 dong (baog6m ca cac Nghi quySt cua D~i hQi d6ng c6 dong duQ'c thong qua du6i hinh thuclay y kiSn b~ng van ban):

STT S6 Nghi quyStl QuySt Ngay NQi dungdinh

D~i hQi d6ng c6 dong lful thu nhat T~p doan01 01/NQ-DHDCDCSVN 22/5/2018 Cong nghi~p Cao su Vi~t Nam - Cong ty c6

phftn

II. H{)i dAng qmin tri (nam 2018):1. Thong tin vS thanh vien HQi d6ng quan tri (HDQT):

,S6 bu6i Ty l~

SNgay batdftu la hQp tham Ly do khong

T Thanh vien HDQT 1 Chuc VI,1 thanh vien HDQT dlJ tham dlJ hQpT HDQT tham dlJ hQp

1/19

1 Ong Tr~n NgQe Thu~n ' Chu tieh 22/5/2018

2 Ong Huynh Van Bao Thanh vien 22/5/2018

3 Ong Trk Due Thu~n Thanh vien 22/5/2018

4 Ong Ph~m Van Thanh Thanh vien 22/5/2018

5 Ong Ha Van Khuang Thanh vien 22/5/2018

05

05

05

05

05

100%

100%

100%

100%

100%

6 Ong Phan M~nh Hung

7 Ong NguySn Hay

Thanh viendQel~p

Thanh viendQel~p

22/5/2018

22/5/2018

05

04

100%

80% B~n di eong taemrae ngoai

2. Ho~t dQng giam sat eua HDQT d6i vai Ban Giam d6e:

Tinh dSn 31/12/2018, T~p doan Cong nghi~p Cao su Vi~t Nam ho~t dQngtheo mo hinh eong ty e6 ph~n trem 7 thang. HQi d6ng quan tri t~p trung vao vi~ehoan thi~n bQ may t6 ehue va nhan SlJ ill Cong ty m~ - T~p doan dSn cae don vithanh vien va vi~e xay d\!llg cae 'IllY ehS, quy dinh nQi bQ,phan eong nhi~m V\!.

HDQT tham gia t~t ea cae bu6i hQp giao ban eua Ban T6ng Giam d6e TWJdoan, qua do n~m b~t tinh hinh, d6ng thai chi d~o ban diSu hanh mQt s6 eong taetrQng ySu eua T~p doan trong san xu~t kinh doanh.

3. Ho~t dQng eua cae tiSu ban thuQe HQi d6ng quan tri: Khon~ co tiSu ban

4. Cae Nghi quvet/Quvet dinh eua HQi dong quan tri (nam 2018):8 86 Nghi quySt/T Ngay NQi dung

QuySt dinhT1 o I/NQ-HDQTCSVN 22/5/2018 B~u ehu tieh HDQT va Tang Gifun d6e

B? nhi~m va th6a thu~ ba nhi~m cae Ph6 Tang Giam2 02/NQ-HDQTCSVN 01/6/2018 doc, cae ehue danh quan ly khae eua T~p doan va cae

dan vi thanh vien.3 03/NQ-HDQTCSVN 06/7/2018 NQ HDQT ky hQp thu 3 nam 20184 04/NQ-HDQTCSVN 10/7/2018 NQ HDQT vS eong tae can bQ

5 05/NQ-HDQTCSVN 16/7/2018 ~Q HDQT vS eong tae SXKD (hinh thue lAy y ki~nbang van ban)

6 06/NQ-HDQTCSVN 09/8/2018 ~Q HDQT vS eong tae SXKD (hinh thue lAy y ki~nbang van ban)

7 07/NQ-HDQTCSVN 17/8/2018 ~Q HDQT vS eong tae SXKD (hinh thue lAy y ki~nbang van ban)

8 08/NQ-HDQTCSVN 27/8/2018 ~Q HDQT vS eong tile SXKD (hinh thue lAy y ki~nbang van ban)

9 09/NQ-HDQTCSVN 28/82018 ~Q HDQT vS eong tae SXKD (hinh thue lAy y ki~nbang van ban)

2/19

10 1OINQ- HDQTCSVN 30/8/2018 NQ HDQT vS cong tac can bQ

11 11INQ-HDQTCSVN 05/9/2018 ~Q HDQT vS cong tac SXKD (hinh thuc lAy y kiSnbang van bim)

12 12INQ-HDQTCSVN 11/9/2018 ~Q HDQT vS cong tac SXKD (hinh thuc lAy y kiSnbang van ban)

13 13INQ-HDQTCSVN 01/10/2018 NQ HDQT vS cong tac can bQ

14 141NQ- HDQTCSVN 09/10/2018 ~Q HDQT vS cong tac SXKD (hinh thuc lAy y kiSnbang van ban)

15 151NQ- HDQTCSVN 15/10/2018 NQ HDQT vS cong tac can bQ16 16INQ-HDQTCSVN 18/10/2018 NQ vS doanh nghi~p phlit triSn bSn vitng17 17INQ-HDQTCSVN 19/10/2018 NQ HDQT ky h9P thu 4 nam 201818 18INQ-HDQTCSVN 29/10/2018 NQ HDQT vS cong tac can bQ

19 19INQ-HDQTCSVN 02/11/2018 ~Q HDQT vS cong tac SXKD (hinh thuc lAy y kiSnbang van ban)

20 20INQ-HDQTCSVN 09/11/2018 ~Q HDQT vS cong tac SXKD (hinh thuc lAy y kiSnbang van bim)

21 21INQ-HDQTCSVN 16/11/2018 ~Q HDQT vS cong tac SXKD (hinh thuc lAy y kiSnbang van ban)

22 22INQ-HDQTCSVN 27/11/2018 NQ HDQT vS cong taccan bQ

23 23INQ-HDQTCSVN 29/11/2018~Q HDQT vS cong tac SXKD (hinh thuc lAy y kiSnbang van-ban)

24 24INQ-HDQTCSVN 03/12/2018~Q HDQT vS cong tac SXKD (hinh thuc lAy y ki~nbang van ban)

25 25INQ-HDQTCSVN 14/12/201-8~Q HDQT vS cong tac SXKD (hinh thuc lAy y kiSnbang van ban)

26 26INQ-HDQTCSVN 17/12/2018 NQ HDQT vS cong tac can bQ

27 27INQ-HDQTCSVN 21/12/2018NQ HDQT vS cong tac SXKD (hinh thuc lAy y kiSnbang van ban)

28 28INQ-HDQTCSVN 26/12/2018 NQ HDQT vS cong tac can bQ

29 29INQ-HDQTCSVN 28/12/2018 NQ HDQT ky h9P thu 5 nam 2018

30 30INQ-HDQTCSVN 28/12/2018 NQ HDQT ky h9P thu 5 nam 2018

III. Ban ki~m so~lt (nam 2018):1. Thong tin vS thanh vien Ban Ki8m smit (BKS):

S Thanh vien BKS Chuc V\l Ngayb~t S6 bu6i Ty l~ LydoT dfiu la h9pBKS tham khongT thanh vien tham dV dV tham

BKS h9P dV h9P

1 Ong 1)6 Kh~c Thang TruOng Ban 22/5/2018 02 100%

2 Ong Trftn Kh~c Chung Thanh vien 22/5/2018 02 100%

3 Ong Giang Hoa Vii Thanh vien 22/5/2018 02 100%

3/19

2. Hm;lt dQng giam sat cua BKS d6i v6i IIDQT, Ban Giam d6c diSu h~mh va c6dong:2.1 Giam sat d6i v6i HQi d6ng qmin tri

Til ngay D~i hQi c6 dong thanh l~p (22/5/2018) dSn ngay 31/12/2018, HQid6ng quan tri T~p dmln dfi t6 chuc hQp 05 phien. NQi dung chinh cac nghi quySt cuaIIDQT vua giai quySt cac nhi~m V\l trong san xu~t kinh doanh vua giai quySt congtac t6 chuc va nhan S\l'quan ly cac c~p, til T~p doan dSn cac dan vi thanh vien. HQid6ng quan tri dfi xay d\l'ng cac nhi~m V\l Uti tien; dinh huang xay d\l'llg doanhnghi~p phat triSn bSn vfrng; phan cong nhi~m V\l trong cac thanh vien HQi d6ngquan tri; chi d~o xay d\l'llg va ban hanh cac quy chS quan ly nQi bQ; va cho y kiSnchi d~o, giai quySt mQt s6 nhi~m V\l trong cong tac san xu~t kinh doanh thuQc th:1mquySn cua HQi d6ng quan tri T~p doan.

2.2 Giam sat d6i v6i Ban T6ng giam d6cBan T6ng giam d6c dfi thuOng xuyen t6 chirc cac cUQchQp giao ban dS chi

d~o ho~t dQng san xu~t kinh doanh, dftu tu vacac cong tac sau c6 phftn hoa. CaccUQchQp giao ban T6ng Giam d6c dSu co mai HQi d6ng quan tri va TruOng BanKiSm soat cung tham d\l'.

T6ng Giam d6c dfi th\l'c-hi~n nghiem chinh cac chi d~o cua HQi d6ng quan triv-it tuan thu cac quy dinh cua phap lu~t.

2.3 Giam sat d6i v6i c6 dongTil khi di vao ho~t dQng theo mo hinh cong ty c6 phftn (01/6/2018), T~p doan

dfi th\l'c hi~n t6t vi~c cong b6 thong tin theo dung cac quy dinh hi~n hanh.3. S\l' ph6i hQP ho~t dQng giua BKS d6i v6i ho~t dQng cua lIDQT, Ban Giam d6cdiSu hanh va cac can bQquan ly khac:

Qua trinh ho~t dQng, HQi d6ng quan tri va Ban T6ng giam d6c dfi t~o diSuki~n thu~n lQ'icho Ban kiSm soat th\l'c hi~n nhi~m V\l theo dung DiSu l~ va Quy chSnQi bQvS quan tri cong ty cua T~p doan.4. Ho~t dQng khac cua BKS (nSu co):

Ban KiSm soat dfi xay d\l'llg va ban hanh Quy chS ho~t dQng va phan congnhi~m V\l cac thanh vien Ban KiSm soat nh~m dam bao hanh lang phap ly cho ho~tdQng cua Ban.

IV. flilOt~o v~ qmin tri eong ty: Khong coCae kh6a iJew tflo vJ quan tri eong ty ma eae thanh vien HDQT, thanh vien BKS,Giam iJ6e (T!mg Giam iJ6e) iJiJu hanh, eae ean be; quan If; khae va Thu leY eong tyiJa tham gia theo quy iJinh vJ quan tri eong ty

V. Danh sae,h v~ nguO'i co lien quan ella eong ty niem y~t theo quy dinh t~ikhmin 34 flieu 6 Lu~t Chung khoan (nam 2018) va giao dieh ella ngum co lienquan ella eong ty v6'i ehinh Cong ty

4/19

1. Danh sach vS nguai co lien quan cua cong ty:

ThaiS Taikhoan Chuc V\l S6 GifrY Thai di~m

Ten t6 chUc!Ca giao dich tl;licong NSH*, ngay Dia chi tIV sa di~m b~t khongT nhan

chUng ty (n€u cfrp, naicfrp chinh/ Dia chi dAu la con la Lydo

Tkhoan (n€u co) NSH lien h~ nguoi co nguaico

co) lien quan lien quan

~25162878,cfrp "36 Nam Ky KMi 01/6/20181 TrAnNgQc Thu~ Chii tich Ingay 18/l1/2009, Nghia, P6, Q3,

~ATPHCM. T'P.HCM.

Thanh 1c3392100, cfrp '36 Nam Ky KMi 01/6/2018vien Ingay 31/5/2017, Nghia, P6, Q3,

2 HuYnh Van Bao HDQT- Ic\lc quan Iy T'P.HCM.T6ng IxUfrtnh~p canh.

Giamd6c

Thanh P23181973,cfrp ")36 Nam Ky KMi 01/6/20183 TrAnDuc Thu~n vien Ingay 14/4/2008, Nghia, P6, Q3,

HDQT leA TPHCM. "'P.HCM.

Thanh P23138281, cfrp ")36 Nam Ky KMi 0116/20184 Phl;lmVan Thanh vien ngay 01/7/2015, Nghia, P6, Q3,

HDQT CATP.HCM. "'P.HCM.

Thanh 0244446-58; cfrp '36 Nam Ky KMi 01/6/20185 Ha Van Khuong vien hgay 27/9/2005, Nghia, P6, Q3,

HDQT CATP.HCM "'P.HCM.

Thanh 285380794,cfrp '36 Nam Ky Kh<'ri 0116/20186 Phan Ml;lllhHung vien ngay 23/3/2009, Nghia, P6, Q3, I

HDQT CA Binh Phuac. rp.HCM.

Thanh 021789421, cfrp '36 Nam Ky Kh<'ri 01/6/20187 Nguyen Hay vien ngay 11/3/2008, Nghia, P6, Q3,

HDQT CA TP.HCM. rp.HCM.

PhO T6ng 023796683,cfrp '36 Nam Ky Khai 0116/2018 011011 Nghi8 Hua NgQc Hi~p Giam d6c ngay 04/9/2012, Nghia, P6, Q3, 2019 huu

IeP TP.HCM. T'P.HCM.

Pho T6ng ~80154122,cfrp '36 Nam Ky Kh&i '01/6/20189 Nguyen Ti€n Duc Ingay 19/9/2013, Nghia, P6, Q3,

Giamd5c leA Binh Duong. T'P.HCM.

Pho T6ng ~24341553,cfrp ")36 Nam Ky Khai 0116/201810 TrAnCong Kha Ingay 25/3/2005, Nghia, P6, Q3,

Giamd6c leA TP.HCM. T'P.HCM.

~93068000095, ")36 Nam Ky Khai 01/6/2018frp ngay Nghia, P6, Q3,

Truong Minh Pho T6ng ~0/01l2018, C\lC "'P.HCM.11 Trung Giamd6c leanh sat DKQLutru vaDLQG~Sdan cu.045063000095, ")36 Nam Ky Khai 01110/2018 86~frp ngay Nghra, P6, Q3, nhi~m

Pho T6ng P5/3/20 18, C\lC T'P.HCM. mai12 Le Thanh Tu Giamd6c leanh sat DKQLutru va DLQG~sdan cu.

5/19

TruOng 023746947,cftp 236 Nam Ky Khai 01/6/2018

13 D6 Kh~c Thling Banki~m Ilgay 03/02/2010, Nghra, P6, Q3,SOllt CATP.HCM. TP.HCM.

Ki~m soat~85177955,cftp 36 Nam Ky Khai 01/6/2018

14 TrAn Kh~c Chung Ingay 05/3/2004, Nghra, P6, Q3,vien t-A Binh Phuac. rp.HCM.

Ki~m soatP23796683,cftp '36 Nam Ky Khai 01/6/2018

15 Giang Hoa ViI 19ay 04/9/2012, Nghra, P6, Q3,vien ::::ATP.HCM. fP.HCM.

Ph\! Trach)21949081, cftp '36 Nam Ky Khai 01/6/2018 01/01/ Thoi

16 H6MQngVan K~ toanIlgay 19/02/2004, Ngma, P6, Q3, 2019

nhi~mCATP.HCM. IfP.HCM. Y\l

Nguai ph\! 020137432, cftp ~36 Nam Ky Khai 01/6/2018

17 Hoang Dinh Tritrach Qufm Ilgay 18/5/2011, Nghra, P6, Q3,trj np CATP.HCM. ifP.HCM.doan.

Nguai '80810606,cftp 236 Nam Ky Khai 01/6/2018

18 Nguy~n Thai Binh cong b6 ngay 25/7/2006, Nghra, P6, Q3,thOng tin Cft.. Binh Duong. P.HCM.

Ghi chu/Note: 86 Gi6y N8H*: 86 CMND/HQ chiiu (d6i wyi ca nhan) hoij,c86 GCNdang kY doanh nghi?p, Gidy phep hoq,t dQng hoij,cgidy ta phap If! tuang duo'ng (d6ivai t6 chuc)/N8H:.

2. Giao djeh gifra eong ty vai ngmJi co lien quan eua eong ty; ho~e gifra eong tyv6i e6 dong lan, nguai nQi bQ, nguai co lien quan eua nguai nQi bQ.

SIT Ten t6 M6iquan S5-Gifty Dja chi Thai di~m S6 Nghj quy~t/ S61ugng, tY Ghi

No. chuc/ca M lien NSH*, tn,l sa giao djch Quy~t djnh cua l~ n~m giu chu

nhan quan vai ngay chinh/ vaicong DHDCD/ HDQT ... c6 phi~u saucong ty cftp,nai Djachi ty thOng qua (n~u c6, khi giao djch

cftpNSH lien h~ neu ro ngay banhanh)

Ghi chu: 86 Gidy N8H*: 86 CMND/HQ chiiu (d6i vai ca nhan) hoij,c86 GCN dangkY doanh nghi?p, Gi6y phep hoq,t dQng hoij,cgidy ta phap If! tuang duang (d6i wYi t6chuc)/ N8H*.

3. Giao djeh gifra nguai nQi bQ eong ty niem ySt, nguai co lien quan eua nguainQi bQvai eong ty con, eong ty do eong ty niem ySt n~m quy@nkiSm soat

Stt Nguai QuanM Chuc V\! S6 Dja Ten cong ty Thai S61ugng, ty Ghi

No thlJc hi~n vai nguai t<;li CMND/HQ chi con,congty di~m l~ n~m giu c6 chugiao djch nQibQ CTNY .chi~u, ngay doCTNY giao djch phi~u sau khi

cftp,naicftp n~m quy~n giao djchID ki~m soat

6/19

4. Giao dich giira cong ty v6i cac d6i tUQ'ng khac4.1. Giao dich giira cong ty v6i cong ty rna thanh vien HDQT, thanh vien Ban KiSmsoat, Giam d6c (T6ng Giam d6c) diSu hanh da: va dang la thanh vien sang l~p ho~cthanh vi en HDQT, Giam d6c (T6ng Giam d6c) diSu hanh trong thai gian ba (03)nam tra l~i day (tinh t~i thai diSm l~p bao cao): Khong co.4.2. Giao dich giira cong ty v6i cong ty rna nguai co lien quan cua thanh vienHDQT, thanh vien Ban KiSm soat, Giam d6c (T6ng Giam d6c) diSu hanh la thanhvien HDQT, Giam d6c (T6ng Giam d6c) diSu hanh: Khong co.

4.3-. Cac giao dich khac cua cong ty (nSu co) co thS mang l~i IQ'i ich v~t chfit ho~cphi v~t chfit d6i v6i thanh vi en HDQT, thanh vien Ban KiSm soat, Giam d6c (T6ngGiam d6c) diSu hilnh: Khong co.

VI. Giao dieh e8 phi~u eua nguOi D{>ib{>va nguOi lien quan eua nguOi n{>ib{>(nam 2018)

1 D nh ' h ,. ". b'" ,., l''' ,. ". b"~. a sac n~um n91 9van umco len ( uan cua ngum n91 9

IHi khoim S6CMNDIHQ TYI~sagiaodjch ChucV\l S6c6 phi~u

Sit HQten chUng t~icongty chi~u,ngay Dja chi lienh~ sahfru cu6i huu c6 Ghi~Olin (n~u (n~uco) dp, naidp ky phi~ucu6i cM

co) ID ky(1) (2) (3) (4) (5) I (6) (7) (8) (9)

Chii 025162878,cftp 1.271.002.4191 TrfinNgQcThu~n tich ngay 18/11/2009, CP 31,77%HDQT CATPHCM

785476607,dp1.1 Nguy€nThjHoa ngay05/5/2012, Khong

CABlnhPhu&c025879166,dp

1.2 Nguy€nThjThu ngay24/01/2014, KhongCATPHCM

TrAnNgQcXuan 025030291,dp1.3 Ingay24/02/2009, 67.000CPTrang k:;ATPHCM

079095006756,1.4 TrftnQu6cBlnh ~apngay Khong03/10/2017,C\lC

k:;anhsat024279271,dp

1.5 ). . Ingay20/10/2014, KhongTranNgQcTuyetk:;ATP.HCM

TrftnThjKim ~85172608,dp1.6 Ingay13/4/2017, 13.200CPThanh k:;ABlnhPhuac

085409679,dp1.7 LeVanVui Ingay08/5/2009, 5.200CP

k:;ABlnhPhu&cThanh (:3392100,dpvienHDQT- ngay 31/5/2017, 800.119.010 20,00%2 Huynh Van Bao (:1}C quan Iy CPT6ng lxufttnh~p canhGilirnd6c

7/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)

?70832924,dp

2.1 Le Thj Kim ThflO ngay 17/5/2012, 102.800 CPk:;AD6ng Nai1N12922425, dp

2.2 Huynh Thanh San pgay 20/4/2009, khong~ydney272451422, dp

2.3 Huynh Thanh Hai ngay 28/6/2011, KhongCAD6ngNai

2.4 Nguy€n Thj Tam khong

'}11090544,dp

2.5 Huynh Due Tri ngay 29/4/2004, KhongCABinhDjnh

Huynh VanJ72451421, eAp

2.6 pgay 26/6/2004, khongChuang ~A D6ngNai

1J72905118, dp2.7 Huynh Van DUng pgay 20/5/2017, Khong

~AD6ngNai~71554133, dp

2.8 Huynh Thj Til Ai pgay 16/2/2012, khongk:;AD6ng Nai

2.9 Ph~m Thj Dung k:;MND thAt l~e Khong

71449059,dp2.10 Ph~m Thj Dung gay 16/02/2012, khong

::::AD6ng Nai72872500,dp

2.11 Nguy€n Minh Doan ngay 01/10/2016, KhongCA D6ngNai

Thanh 023181973,eAp 600.000.7303 TrAn Du-e Thu~n vien ngay 14/04/2008, 15,00%

HDQT CATP.HCMCP

J00131634, eAp3.1 LeThj Hu~ pgay 9/812012, khong

k:;ADa N~ngP21121864, dp

3.2 Ph~m Thj Hoa Lan pgay 14/7/2012, khongk:;ATP.HCM024083341, dp

3.3 TrAn Due Thjnh ngay 26/9/2003, khongleA TP.HCM

TrAn Thj Thanh[o24939047,dp

3.4 TrueIngay 28/6/2008, khongleA TP.HCM~05992538,dp

3.5 nAn Due Hoa Ingay 30/8/2012, khongleA Quang Nam

Tr~n Thj Phuang1200153555,dp

3.6 Ingay 10/12/2009, khongleA Da N~ng

TrAn Thj Thu Van00199065, dp

3.7 tlgay 03/5/2012, khong::::ADa N~ng

8/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)

3.8 Trin Duc Thien~00131611, cc1pngay 16/12/2009, khongCADaNgng

Trin Duc Trung200880913, cc1p

3.9 ngay 07/5/2001, khongiCA Da N~ng

Trin Duc Dung~O1046510, cAp

3.10 ~gay 09/8/2011, khongiCADaNgng

Trin Duc Chi1701358211, cAp

3.11 ngay 31/7/2014, khongCA DaN~ng

Trin Duc Hi6n201358225, cc1p

3.12 ngay 30/7/2012, khongCA DaN~ng

Trin Thj Di~u1700534635, cc1p

3.13 Huy6nIngay 16/12/2009, khongt;A Da Ngng

Le Thj cAm VanD01761286,cAp

3.14 Ingay 16/4/2014, khongJ2A Da N~ng

Ph~mThj Thu?01015958, cc1p

3.15 ngay 20/8/2015, Kh6ngSuang CA Da N~ng

I 191287537, cAp

3.16Truang Thj Thu Ingay 19/6/2006, KhongHuang iCA Thira Thien

~uS

D1.ingNgQc TMy1701016822, cc1p

3.17 AnhIngay 19/12/1993, Kh6ngiCA Da N~ng

Nguy~n Thj Thu~00913567, cAp

3.1~ ngay 29/4/2010, Kh6ngSuang iCADa Ngng

Thimh 023138281, ~cap 600.033.7304 PhlolmVan Thanh vien Ingay 01/7/2015, CP

15,00%HDQT teA TP.HCM

4.1 Vo thj Hoang H6ng 023802909 1.900 CP

4.2 Ph~m Duc Duy 052089000054 khong

4.3 Ph~m Hoang Vinh khong

4.4 Ph~m van T\lU Qu6c tjch My Khong

4.5 Trftn Thj Phien Qu6c tjch My Khong

4.6 Ph~m Duc Tin QU6ctjch My Khong

4.7 Ph~m Duc TiSn Qu6c tjch My Khong

4.8 Ph~m Duc Toan Qu6c tjch My Kh6ng

4.9 Ph~m Thj Van Qu6c tjch My Kh6ng

4.10 Ph~mAnh Ttl Qu6c tjch My Khong

4.11 Ph~m Thu Karen Qu6c tjch My Khong

9/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)

4.12 Ph<:lmQuang Thi~u Qu6c tjch My Kh6ng

4.13 Hoangthj Ha Qu6ctjch My Khong

4.14 Nguy€n thj Qu-ynh Qu6c tjchMy Khong

4.15 Nguy€n thj HAng Qu6ctjchMy Khong

4.16 VO thj Th\!c Qu6ctjch My Khong

4.17 Ph~m Bao Thomas Qu6ctjchMy Khong

Thimh ~24444658, dip 599.987.9305 Ha Van Khu'O'ng vien ngay 27/09/2005, CP

15,00%

HDQT CATP.HCM024257564,cftp

5.1 Le Thj Thu Chung ngay 15/4/2009, khOngCATPHCM

5.2 HaQuynhAnhSinhnam !<hong03/05/2002

5.3 ill Khuong Duy~inh nam !<hong~1/8/2005

Ha ThjH6ng110005220;dp

5.4 ngay 9/5/2007, khongNhung CAHa Tay

135697959, dp5.5 Ha Thj-Siim Ingay 30/1112010, khong

IcAVinhPMc

Ha VanQu~135706102, dp

5.6 ~gay 21/3/2011, khongleA Vinh Phuc135711942, dp

5.7 Ha Van Ph\! ~gay 30/01/2012, khongleA VinhPMc

Dao Thj Chuy~n135774193, dp

5.8 19ay 12/05/2011, khong2A VinhPMc135760589, cftp

5.9 L~i Thi NgQc Minh ngay 03/8/2011, khongCA VinhPMc

Nguy€n Thj D~n135862246,dp

5.10 19ay 01/12/2012, khong2A Vinh Phuc

Nguy€nM~nh011706542, dp

5.11 Thu~tngay 24/8/2006, khongCAHaNQi

Nguy€n Hfru Hgp135774000, dp

5.12 ngay 07/01/2012, khongCA Vinh Phuc

Thanh "85380794,dpvien

6 Phan M~nh Hung HDQTngay 23/3/2009, KhOng 0,00%

(fQcl~pCA Binh PhU'O'c

6.1 Phan Van Chftt -

Nguy€n Thj Nghjb80270106, dp

6.2 hgay 3/11/1979, Kh6ng(:A Song Be

10/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)

285231792,dp6.3 Nguyen Thj Nhan ngay 20/5/2010, 3.100 CP

CA Binh Phuac~85231793,dp

6.4 Phan Hoai Nam ~gay 11/4/2013, 500 CPCA Binh Phu6"c

Phan Thj Thanhb85481360, c~p

6.5 Hi~ungay 20/5/2010, KhongCA Binh Phu6"cP20120366,dp

6.6 Phan Thj Dung ngay 03/7/2006, KhongCATP.HCM")85476110, dp

6.7 Phan Thj Phuong agay 26/4/2010, KhongCA Binh Phuac

Phan Thj Thanh")85257273,dp

6.8 agay 17/8/2016, 2.600CPThUy CA Binh Phu6"c

)21630439, dp6.9 Hoang Minh ThOa ngay 15/5/2009, Khong

CATP.HCM

285336469, dp6.10 Nguyen Van Chi~n ngay 26/4/2010, Khong

CA Binh Phu6"c

')85257272,dp6.11 TrAn Phi Hung agay 05/4/2010, 2.700 CP

CA Binh Phu6"c

Thanh 021789421,cftp7 Nguy~n Hay

vielL ngay 11/03/2008, KhOng 0,00%HDQT CATP.HCMilQcl~p

Trdn Thj Phuac023148007,dp

7.1 Hl,illhngay 07/3/2008, KhongCATP.HCM

Nguyen Trdn024291081, dp

7.2 Ingay 30/8/2004, KhongPhu6"c leA TP.HCM

K>25317640,dp7.3 Nguy8n Minh Khoa ~gay 31/8/2010, Kh6ng

leA TP.HCMSinh nam 1945Hi~n dang s6ng

7.4 Nguy8n Thj Luon~i thanh ph6 KhongPhan Rang- ThapIeham, tinh Ninh.•..hu~n

Sinh nam 1947

7.5 Nguyen BinhHi~n dang s6ng Khong~iTucson,Arizona, USASinh nam 1949.E>liv€ huu

7.6 Nguyen Thj Day Hi~n dang s6ng Kh6ng~i PR-TC, NinhThu~n

11/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)

Sinh nam 1953.Oa ve huu

7.7 Nguy~n Thj R6t Hi~n dang s6ng Kh6ngl;liPR-TC, Ninhrhu~nSinh nam 1957.

7.8 Nguy~n TaiDa vehuu Kh6ngHi~n dang s6ngl;liQ.9, TP.HCMSinh nam 1961.Da ve huu

7.9 Nguy~n Thj PMc Hi~n dang s6ng Kh6ngl;liPR-TC, Ninhrhu~nSinh nam 1948.Oa ve huu.

7.10 H6 SyLiin lHi~ndang s6ng Kh6ngl;liPR-TC, Ninh

rrhu~nSinh nam 1960.

7.11 Nguy~n Thi NghiDa vehuu KhonglIi~n dang s6ngl;liQ.9, TP.HCMSinh nam 1962.Da vehuu

7.12 LeNgQc Hung Hi~n nay dang Khong1s6ngtl;liPR-TC,lNinh Thu~n

Tru'o'n~ ~23746947, cApBan

8 D6 Kh3c Thang Ki@m Ingay 03/02/2010, 1.500 CP 0,00%

soat tATP.HCM

8.1 D6 Dan ~am~t khong

8.2 Nguy~n Thi En IDam~t kh6ng

8.3 D6 Kh~c Phl).ng ~am~t khong

~20888728,dp8.4 D6 Thi Dan Ingay 03/09/2015, khong

leA TPHCM

8.5 Vii HUng IDam~t kh6ng

~70501053, c~p8.6 D6 Thi Ha Ilgay 09/09/2013, kh6ng

2A D6ngNai.)70501141, c~p

8.7 VoHting Ilgay 09/09/2013, khongCAD6ngNai')70501808,dp

8.8 D6 Thj Lan ngay 21/08/2015, kh6ngCA D6ngNaiJ70501809, dp

8.9 Tr~n Thanh Ti@n Ilgay 26/03/2016, kh6ngCA D6ngNai026034811, dp

8.10 D6 Thi H6ng Ilgay 03/06/2015, khongCATPHCM

12/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)

8.11 NguySn Van Quang J)a m~t khong

~70501617,dp8.12 D6 Thj Thanh rgay 09/06/2014, khong

rA D6ngNai~70114974, dp

8.13 Ph~m Van PM p.gay 27/07/2006, khongrA D6ngNai~70501255,dp

8.14 D6 Kh~c Thu6ng rgay 25/03/2011, khong~A D6ngNai

8.15 NguySn Thj Bup Dam~t khong

NguySn Thj Vi~t026073303,dp

8.16 ngay 03/09/2015, khongThanh CATP.HCM

8.17 D6 Tri~u Long Sinh nam 2009 khong

Ki~m ~85177955, dip9 TrAn Khllc Chung SOlit Ingay 05/3/2004, 2.500 CP 0,00%

vien leA Binh Phuo'c

9.1 Trfin Anh Hu~1/85471553, CA khongl8inh Phu6'cP25175514,dp

9.2 Le Ba Ki6u Lien r,gay 26/1 0/2009, khong~ATP.HCM

Trfin Le Phuong~25343964,dp

93 r,gay 09/04/2011, khongThao ~A TP.HCM

P25603459,dp9.4 Trfin Hy Dong pgay 05/7/2012, khOng

~ATP.HCM085472715 dp

9.5 Trfin Kh~c Chien p.gay 09/5/2013, 2.000 CP~A Binh Phu6'c

NguySn Thj DiSm~85472714 dp

9.6 r,gay 09/5/2013, khongQuynh ~A Binh Phu6'c

Ki~m ~23796683 cAp10 Giang Hoa Vii solit ngay 04/9/2012, 7.000CP 0,00%

vien leA TP.HCM

Giang Phuong~90216148,dp

10.1 Ingay 15/5/2006, khongDong iCA Thai Nguyen

10.2 NguySn Thj HQi IDam~t khong

~23006552,c~p10.3 ToThj HUOng Ingay 28/12/2016, khong

leA TP.HCM

Giang Phuong~7920 1020434,

10.4 ~~p 15/3/2007, khongTh~ng rA TP.HCM

10.5Giang Phuong iCon nh6 khongNgan

019054000040,

10.6 Giang Hoa Doan~~p ngay khong17/2/2016, CATP.HCM

13/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)

090216142,cdp10.7 Giang Hoa Vien tlgay 05/6/2008, khong

CA Thai Nguyen

090216144,cdp10.8 Giang Hoa Lu~t tlgay 07/12/2015, khong

CA Thai Nguyen

090504850,cdp10.9 Giang Thj Chinh Ilgay 21/7/2011, khong

CA Thai Nguyen

001163008431,Phl,UIlThj Thanh

I.

10.10ap ngay khong

Mai "8/7/2016, CA"'P.HCM

090662672,cdp10.11 D6 Thj ThUy tlgay 05/6/2008, khong

CA Thai Nguyen

090211436, cAp10.12 Nong Thj Nguy~t tlgay 22/8/2004, khong

C.AThai Nguyen

Ph6

11 Hii'a NgQCHi~p-TAng 023796683 cAp 4.400 CP 0,00%Giam ~gay 04/9/2012d6c

11.1 HuYnh Minh Chanh 022613572 Khong

11.2 Hua Minh Nh~t 024390251 Khong

lL3 Hua NgQc Sir D1i mAt

11.4 Ngo Hu~Anh D1i mAt

11.5 Hua NgQc Thu~n Khong

11.6Huynh Thj NgQc KhongBich

11.7Hua Thj NgQc KhongGuong

11.8 Phan Van Gin Khong

11.9 Hua NgQc Hi€n D1i mAt

11.10 Hua NgQc Thao Khong

11.11 Huynh Thj Nga Khong

11.12 Hua Thj Thanh PM Khong

11.13 Phan TAn Hi Khong

11.14 Hua TiSn Hung Khong

11.15Hua Thj Huynh KhongDuong

PM fl80154122, cAp12 Nguy~n Ti~n Du'c

TAng ~gay 19/9/2013, 4.600 CP 0,00%Gilim k::-A Blnb Du'o'ngdflc

14/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)

~80392548,cfrp12.1 Ly Kim Sinh Jngay 31/10/2017, KMng

~A Blnh Duong80917355,cfrp

12.2 Nguy~n Anh Thao ngay 14/3/2004, Kh6ngCA Blnh Duong

Nguy~n NgQc'80317623,cfrp

12.3 ngay 10/8/2004, 4.600 CPTrang CA Blnh Duong

')81111393, cfrp12.4 Nguy~n Thu Nga ngay 04/8/2011, Kh6ng

CA Blnh Duang

12.5 Nguy~n Van PMn Da mAt

12.6 Nguy~n Thj Nguu Damdt

Nguy~n TiSn020031568, cfrp

12.7 ngay 26/6/2015, Kh6ngTh6ng CATP.HCM

022414928,cfrp12.8 D6ng Kim Oanh ngay 26/6/2015, Kh6ng

CATPHCM

12.9Nguy~n NgQc Da mAtThanh

12.10 Nguy~n Huu Nhan l:>amAt

?80154003,cfrp12.11 Nguy~n NgQc Hu~ ngay 22/5/2009, Kh6ng

CA Blnh Duong

I r,80136672, cfrp12.12 D6 van Thanh ngay 04/01/2010, Kh6ng

CA Binh Duong080154103, cfrp

12.13 Nguy~n Thu Hoa ngay 10/3/2016, Kh6ngCA Blnh Duong

Nguy~n Thanh280615667,cfrp

12.14 ngay 12/8/2017, Kh6ngHi~p ~A Blnh Duong

~80357170,cAp12.15 Nguy~n Thu Thuy Ingay 16/7/2007, Kh6ng

CA Blnh Duong'J80543300,cfrp

12.16 Mai Huu Chi Ingay 31/7/2012, Kh6ngCA Blnh Duong

PM 024341553,dp13 TrAn Cong Kha

TAng ngay 25/3/2005, 5.100 CP 0,00%Ghlrn CATP.HCMd6c

13.1 Tr~n C6ng Khanh Da mAt kh6ng

13.2 Hi> Thj Ngo~nkJ25183603, nai kh6ngApCA. TPHCM

13.3Tr~n Thj Ki~u kJ23078626, nai kh6ngOanh ApCA. TPHCM

13.4 Nguy~n Anh Thoa023094871, nai kh6ngApCA. TPHCM

15/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)

13.5Tr~n Nguy~n Anh leon nM khongQuan

13.6Tr~ Nguy~n Minh leon nh6 khongH~nh

13.7 Le Van Nhu~25329281, noi khong~ilp CA. TPHCM

~93068000095,PM ~ftp ngay

14TrU'lyog Minh TAng ~0/Ol/2018, Cl}C 7.600CP 0,00%Trung Giam Ics BKQLDT va

d6c IDLQG VDC

14.1 Truong Van Bien IDamilt

14.2 Nguy~n Kim H~nh IDa milt

~9217000 1991,

14.3 Vo Thj Xuan Trangilp ngay Khong

~ 1/3/20 18, CA~P.HCM~92192002178,

14.4Truong Minh Xuan ilp ngay KhongThao ~ 1/3/20 18, CA

~P.HCM

~45063000095,PM It-ftp ngay

15 LeThanh TuTAng ~5/3/2018, Cl}C 6.100 CP 0,00%Giam Ics BKQLDT vad6c IDLQG VDC

~23327656,dp15.1 Nguy~n Thj Dung Ingay 15/10/2007, Khong

leA TP.HCM~25418311, cap

15.2 Le Thanh Duy Ingay 11/01/2011, KhongleA TP.HCM~26088482,cap

15.3 Le Chi Qu6c Th~ng Ingay 03/8/2015, Kh6ngleA TP.HCM

Le Thj Khanh/285150356, cap

15.4 Ingay 26/8/2018, Kh6ngQU)'nh leA Binh Phu6c

~85150355,cap15.5 vo Van Truy~n Ingay 27/8/2018, Kh6ng

leA Binh Phu6c

/285523672, cap15.6 Le Thj Huy Hoang Ingay 22/02/2011, Kh6ng

leA Binh Phu6c

/285214129, cap15.7 Nguy~n Van Kha Ingay 17/5/2018, Kh6ng

tA Binh Phu6c

~85153636, cap15.8 Le Thanh Nghj [ngay 20/7/2018, 4.100 CP

leA Binh Phu6c

16/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)

TrAn Thj Di8m?85316989, cftp

15.9 ngay 26/12/2017, KhongTrang CA Binh Phuac

024078900,cftp15.10 Le Chi Hung Vi~t Ingay 30/12/2008, Khong

~ATP.HCM

Nguy8n Thj Bich023149692, cftp

15.11 Ingay 14/9/2012, KhongLinh ~ATP.HCM

PhI} ~21949081,cfip16 H6 Ml}ng Van tnich ngay 19/0212004, 3.700CP 0,00%

K~ toao tATP.HCM

16.1 He, Tri~u Cheng ~~tnam 1978 Khong

P21949082,cftp16.2 Van Hao n.gay 13/3/2006, Khong

~ATP.HCM)22144032, cftp

16.3 Dao ThjHi~p gay 03/6/2004, Khong':ATP.HCM)24367678, cftp

16.4 He, Th\lY NgQC gay 13/7/2005, Khong':A TP.HCM)25260156,cftp

16.5 He,Th\lY Duc ngay 11/12/2014, 10.000 CPCATP.HCM

10.6 He, UcNgungDjnh cu (y nuac Khongngoai

16.7 Ly BaKi~tDjnh cu (y nUO'i; Khongngoai)23091170, cftp

16.8 He, MQng Trang :lgay 15/6/2007, Khong':ATP.HCM

Ngu-O"i 020137432, dp17 Hoang Dioh Tri

phI} ogay 18/5/2011, 26.500 CP 0,00%trach CaTP.HCMQT

17.1 Hoang NgQc Tu D1imM

020619316,cftp17.2 Nguy8n Thj Nhu ngay 03/05/2004, khong

CATP.HCM020214483,c~p

17.3 Uim Thj Thu Ly ngay 02/06/2004, khongCATP.HCMP23854287,cfrp

17.4 Hoang Xuan Thao ngay 03/03/2011, khongCA TP.HCM023854288,cftp

17.5 Hoang Quang Nhan ngay 24/06/2015, 20.000 CPCA TP.HCM

Hoang Quang024346884,cftp

17.6 ngay 11/08/2011, khongNghla CA TP.HCM

17/19

(1) (2) (3) (4) (5) (6) (7) (8) (9)025641351, cftp

17.7 Hoang Dlnh Di~p tlgay 19/12/2012, khongCATP.HCM

Nguy€n Thj NgQc020915150,cftp

17.8 tlgay 27/10/2004, khongHuong CATP.HCM

)24139660, cAp17.9 Hoang Dlnh Do~n Ilgay 25/02/2011, khong

CATP.HCM)33153000751,Apngay

17.10 Vii Thj Bich ThUy12/01/2017, Cvc khong:anh satDK~,LCT va DLQGe dan cu

Hoang Thj Minh)20639940, cftp

17.11 tlgay 20/11/2003, khongHu~ CATP.HCM

024185176, cftp17.12 Doan Van Phat tlgay 20/11/2003, khong

CATP.HCM

Hoang thj Minh)20619319, cftp

17.13 Ilgay 07/03/2009, khongPhuong leA TP.HCM

K>51065000083,IleApngay

17.14 DoanBaD6ng 15/11/2016, Cvc khongICs DK QI:.CT vaIDLQG va dan cu

Ngu-cri ~24341553, cAp18 Nguy~n Thai Blnb

cong b6 ngay 25/3/2005, 151.300 CP 0,00%tMng leA TP.HCMtin

~85203981, cftp18.1 Nguy€n Van Thml rtgay 30/11/2009, Khong

~A Blnh Phuac

18.2 HuYnh Thj Phuong1280193461,cftp Khongpgay 25/01/2011

Nguy€n ThjD80919236,cftp

18.3 pgay 2/12/2003, KhongPhuong NgQc ~A Blnh Duong

Nguy€n Thj KimP25256380,cftp

18.4 pgay 11/03/2010, KhongDung leA TP.HCM

~80991477,cftp18.5 Le Thanh Thai pgay 03/01/2006, Khong

leA Blnh Duong

18.6 Nguy€n Thai Bao ~inh nam 2006 Khong

18.7 Nguy€n HuYnh ~inh nam 2010 KhongPhuong An

025098088,cftp18.8 Le Minh TUng ngay 29/12/2008, KhOng

CA TP.HCM

18/19

2. Giao dich cua nguai nQi bQ va nguai co lien quan d6i v6i c6 phi~u cua cong ty~tmem ye

8tt Ngu(yi thvc Quanh~ v6i 86 c6 phi~u SO' hilu d~u ky 86 c6 phi~u SO' hilu cu6i Ly do tang, giam

No. hi~n giao ngu(yinQibQ ky (mua, ban, chuy~n d6i,djch thu6'ng ...)

86 c6 phi~u T)t\~ 86 c6 phi~u TYl~

VII C' ,( ..;t). ). I ' kh' Kh". ac van ue can uu y ac: ong

NO'i'ri/,ljn :- Nhu tren;- LUll: VT, QT.

HuYnh Van Bao

19/19