BO GIAO THONG VAN TAI TONG CONG TY

HANG KHONG VIVI' NAM- CTCP

LONG HOA xA HOI CHU NGHIA VItT NAM DOc 1ap - Ti, do - 11#nh phtic

s6:400-/TB-TCTHK-VP Ha nOi, ngay 6-1 thong gem 2017

THONG BAO V/v Htremg dan cac giao dich ho tro• co (long chira urn IcSi co phie'u

elm Tiing cong ty Hang khong Vi0 Nam - CTCP

Can cir: - Dieu le TOng cong ty Hang khong Viet Nam — CTCP; - Hop d?3ng cung cap dich vi 147 gift TOng cong ty Hang khOng Viet Nam -

CTCP va Cong ty TNHH Chung khoan Ngan hang TMCP Ngoai thuang Viet Nam (VCBS).

T6ng cong ty Hang khong Viet Nam — CTCP chUng khoan HVN) tan trgng thong bao d6n Qu3"7 co dong v'e viec thgc hien cac giao dich cua co d8ng chua hru ky co phik HVN (khong bao g'Om co (tong Nha nuOc) nhu sau:

1. Kes tit ngdy 01 thong 9 Wain 2017, cac co &Ong chua km ky a) phiL HVN hoac nguoi dugc co &Ong fly quyk hop 1e khi có nhu eau thgc hien cac giao dich clued day se lam thil tvc trirc tip tai COng ty TNHH Chung khoan Ngan hang TMCP Ngoai thucmg Viet Nam (VCBS):

Tha tic dik chinh thong tin ca nhan da clang thay doi chirng minh nhan dan, can click cong dan, dia chi lien he... Thu tic chuye'n quyen so hiru do thira ke co phan HVN d6i voi co phan la di san thira ke nhung chua dugc ltru V.

- ThU tvc nhan co tirc bang tin theo Thong bao chi tra cua HVN. - Thu tic cap lai GiAy chUng nhan so hitu co phan cua HVN do bi mat/ hu

hong/ rach nat. 2. Danh sach dia diem VCBS tip nhan ho sor va to van cac thU tic de thgc hien

cac giao dich neu tren: a. Tai Ha NOi.

- Dia chi: Tang 12 & 17, T6a nha Vietcombank, so 198 Trail Quang Khai, Quan Hoan Ki&n, Thanh ph'6 Ha NOi.

- Dien thoai: (+84-24) 3936 6990 Fax: (+84-24) 3936 0262 it/

51e,

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TONG CONG TY

HANG KHoNG VIET NAM

CTCP

n Him TuAt

TL. TONG GLkM HOC T , ONG CONG TY oi ‘4. Q. co.

(o .rr

bo

Noi - Cac co Tang; - Ban KS (de b/c); - CT.HDQT (de b/c); - TGD (del b/c); - Cac CQDV; - Lim VT, VP (namdd).

b. Tai Da Nang. - Dia chi: Tang 12, so 135 Nguyen Van Linh, Phireng VTnh Trung,

Quail Thanh Khe, TP. Da Nang. - Dian thoai: (+84-236) 3888 991 Fax: (+84-236) 3888 881

c. Tai Thanh pho MI chi Minh. - Dia chi: Lau 1 va Lau 7, toa nha Green Star, s6 70 Phgm Ng9c Th4ch,

Phuang 6, Quan 3, TP. H6 Chi Minh. - Dian tho4i: (84-28) 3820 8116 Fax: (+84-24) 3936 0262

d. Tai cac Pilling giao dich VCBS teen ca mare (Quj; co gong có the truy cap website www. vcbs. corn. vn cue biet them thong tin chi tiet)

3. Cac mau biau Inrong clan (dinh kern Thong bao nay) - Mau 01 HVN: GiAy de nghi diau chinh thong tin. - Mau 02 HVN: Giay cue nghi cap lqi GiAy chfrng n11.0 hiru co phan

do mat/ hu hong/ rach nat. Mau 03 HVN: Gib de nghi thanh toan co drc bang tiL. Mau 04 HVN: Giay de nghi chuyen quyen soy hiru do thira ke co" phan'

4. Phi dich vu cua VCBS. - Giao dich diau chinh thong tin, chuyan quyan so hau do this ka co

phan HVN, nhan co tire bang tian: Mien phi. - Cap 14i GiAy chung nh4n se( hau co phan cua HVN do bi mat/ hu hong/

rach nat: 50.000 dling/ giao dich. Truemg hop có vuang mac phat sinh hoac cac van de có lien quan, QuYT co gong vui long lien he voi Van phong TOng cong ty Hang khong Viet Nam — CTCP (Phong Thu 14, HOi dOng quan tri), Dia chi: S6 200 Nguyen San, Quan Long Bien, TP.Ha NOi. Dian tho4i: 024.3873.2732 (2012). Emai: nhadautu@vietnamairlines.com Tran tr9ng thong bao./.

f••••

[Mau 01_HVNJ

LONG HOA XA HOI CHU NGHIA VItT NAM Dtic rap - Tv do - Hanh phtic

GIAY DE NGHI DIEU CHiNH THONG TIN (AP dung cho co (long china hen ky co phi feu HVN)

Kinh - TOng cong ty Hang khong Viet Nam — CTCP (TCPH). - Cong ty chimg khoan VCBS.

Ten toi/chung toi la: So thong tin nhan dien' • CAp ngay Tai

Dia chi lien he: So dien thoai• Hien tai, toi/chung toi Bang so. him chimg khoan cua TCPH nhu sau:

Stt Ma cluing khoan

Loai CK2

So luvng Ma so co thing Ghi chti

1 HVN 1 HVN-...

2 HVN 2 HVN-...

Sau khi kiem tra, doi chieu cac thOng tin, toi/chung toi phat hien có nhang thong tin kitting chinh xaci‘da thay doi so vii khi (tang 14. De dam bao quyen toi/chUng toi lam don nay de nghi dieu chinh lai thong tin nhu sau:

Thong tin ban Tau:

Thong tin cue nghi cieu chinh:

Toi/Chung toi cam ket thong tin tren la chinh xac va chiu hoan toan chiu trach nhiem ve viec de nghi dieu chinh thong tin nay.

* Tai lieu gill kern - Ban sao hop le CMND/Giciy CNDKKD/Giciy CN clang kf, ma so giao Bich chang khocin; - Ban sao hop le GCNSHCP; - Cac gi "dy td khcic có lien quan;

ngay... ....thang... ....... Nguiri de nghi

(4, ghi ro ho ten, con du)

1 Thong tin nhtin diets: Ghi ccic thong tin cla clang ky khi mua CP Ca nhan trong nuac: So CMND/ CCCD Td chile trong nuac: So Gidy DKKD Ca nhan, to chirc nurac ngoai: Ma so giao dich chirng khoan (trading code) 2 Lo9i CK: Loai 1: Chuydn nhuong to do

Loai 2: Chuydn nhugng co dien kidn (hen chd chuydn nhugng) 1

44U/

[ Mau 02 HVNJ

CONG HOA XA HOI CHU NGHIA VIT NAM Di)c 14p — Tn. do — 11#nh pink

GIAY DE NGHI V/v: Cap Igi Giay chirng nhOn hiruco phan (GCNSHCP)

Kinh gfri: - TOng Cong ty Hang Khong Viet Nam — CTCP ("TCPH") - Ong ty chirng khoan VCBS

Ten c6 Tong: CMND/CCCD/HO chien/DKKD se): Ngay cap: Noi cap: Dia chi lien he: Dien thoai lien he: Ma se) co dong: Ngay giao dich cuOi cling- (neu có): SO lugng co phieu tren GCNSHCP: (B'2Ing chic ) Toi/chtIng tai kinh de nghi Qu5, Ong ty lam thu tuc cap Lai GCNSHCP mai cho toi/chung tai theo quy dinh. L$ do a nghi cap lai:

Mat GCNSHCP

GCNSHCP bi hu, rach Tili/chting tai cam doan, cam 1(64: a. GCNSHCP neu tren khong sir clang vao cac hog dOng the chAp/cam co hoae at lien quan

den bat cir giao dich, thoa thuan nao v6i ben thin ba (to chirc/ca nhan) hoc la doi tugng dieu chinh,thuOc phan quyet, quyet dinh caa ca quan, to chirc có tham quyen va/hoac bat k *St tinh huong nao nam ngoai su kien dd thong boo.

b. GCNSHCP do TCPH cap hop le cho toi/chung tai d6i v6i se) c6 phan dang sa hiru da bil:

mAt GCNSHCP GCNSHCP bi hu, rich c. Neu tim thay GCNSHCP, toi/chung tai cam ket se dem tra TCPH. d. Chiu trach nhiem ve mgi tranh chap phat sinh tir viec cap,lai GCNSHCP va dOng bOi

thuong va boi hoan cho TCPH doi vai mgi thiet hai, ton that, chi phi, khieu nai, kien tang ma TCPH phai ganh chiu lien quan den viec cap Lai GCNSHCP.

e. Hoan toan chiu troth nhiem ve tinh trung thgc va chinh xac cua Gia'y de nghi nay.

Ted lieu zed kern - Ban sao hop le giay to. the hien thong tin nhan dien cua ngtriyi s6 - Ban sao GCNSHCP (neu co) - Cac giay to. c6 lien quan

..............., ngay thong nam Nguai sa hiru c6 phieu TCPH

ghi ro ho ten; clang dju neu la to chew)

1 Ghi ro tru•Ong hop dp dung: mat/hu hong/bi rich

I*/

[Mau 03-HVNJ

CONG Hem xA HOI CHU NGH1A VIET NAM D'Oc 111p - Tu• do — II9nh ph fic

---000---

GIAY DE NGHI THANH TOAN CO TrIC BANG TIEN cna Tang cong ty Hang kW:mg Viet Nam — CTCP (HVN)

Kinh gfri: CONG TY CHUNG KHOAN NHTMCP NGOAI THIJONG VIET NAM (VCBS)

1. THONG TIN CO BONG : Ten ca nhan/t6 chirc:

GiAy CMND/HO chieu/DKKD se: Ngay cap: Nori cap:

Dia chi:

Dien thoai lien he:

Ma s6 co &Ong:

S6 luting co phan nam

HQ ten ngtrOi dai dien (d6i voi t6 chat) •

GiAy CMND/HO chieu s6 • ngay cap• not cap:

2. BE NGHI THANH TOAN CO TU'C - S6 tin c6 tirc (nam ) : VND

S6 tin c6 tirc (nam ) • VND

T6ng: VND

(So ti'dn biing chi?:

3. TAI KHOAN BANG KY NHA: N CO T1 C1

S6 tai khoan.

Ten chi' tai khoan•

Tai ngan hang•

Bang van ban nay, Toi ang quy'en cho VCBS to dOng thanh town tien c6 tirc HVN

chi tra cho cac nam tiep theo (neu có) vao tai khoan dang 147 nhan co tirc neu tai Mpc 3 nay.

......, ngay... ....thang... ...nam ....... Nguiri a nghi

(4, ghi r5 ho ten, con deriu)

* Tai lifu dinh kern: - Ban gap CMND/Giciy CNDKKD/Giciy CN dang 19.5 ma so giao dich cluing khoan; - Ban gac GCNSHCP; - Cac gay to• khac co lien quan;

Phan danh cho VCBS: Ke toan vien KFCm soat

' Phi chuyin tien ngein hang do co dung chit"

[ M sau 04 HVN I

LONG HOA xA. HOI CHU NGHiA VItT NAM

D9c l4p - Tty do - H#nh ph&

Kinh girl: Trung tam Luu 4 Chirng khoan Viet Nam

Can ca. vao Di chtic/ Van ban thoa thulan phan chia di sin.....

Ben nh4n thira a

HQ va ten:

S6 DKSH:

Dia chi:

Qu6c tich:

De nghi. Trung tam Lau V Chung khoan Viet Nam (VSD) thkrc hien chuyen quyen sa hiru chdrig khoan thu9c s6 hitu dm Ong/Ba sau day sang sa hiru dm toi/chung toi nhu sau:

Ben a lq.i thira we:

— HQ va ten:

— s6 DKSH:

— Dia chi:

— Qu6c tich:

— S6 lugng chang khoan a lai thira kers:

STT MA CK

Menh gia

Loai CK1

So Itrcrng Ghi chti

Toi/Chung toi cam ket v* a nghi chuyen quyen sa hiru chimg khoen do thira ice nett tren la trung thirc, chinh xac, h9p phap va chiu hoan toan trach nhiem neu có phat sinh tranh chAp.

.... , ngay .... thing .... n al....

Ben nh4n thira ke (Chafe 192, h9 ten, con dau)

1 Lo9i CK: (1) CK to do chuyen nhtrong (2) CK chuyen nhtrong có dieu kien

* Till lieu geri ken - Ban sao hop le CMND/Gic'y CNDKKD/G* CN clang kf, ma so giao dich cluing khocin; - Ban gac GCNSHCP; - Cac gay to, khac co lien quan;