Continuing Education Activities 持續教育進修課程 leaflet_090420.pdf · Venue: TBC 1.0 (12:45pm–1:45pm) HK$180 / HK$360 1.0 0.0 0.0 1.0 1.0 Institute of Financial Planners

Institute of Financial Planners of Hong Kong

Unit 2601, Bank of East Asia Harbour View Centre 56 Gloucester Road, Wanchai, Hong Kong

56 2601 Tel : 2982 7888 Fax : 2982 7777

Website : www.ifphk.org

Continuing Education Activities

A re you looking to continually upgrade yourself with the latest topical issues in financial planning?

IFPHKs continuing education activities are designed to answer the needs of todays financial planners. They address industry issues you face every day, propose solutions to overcome challenges and provide proven and practical solutions that you can implement immediately. This comprehensive program includes lectures, integrated and comprehensive case studies and experience sharing. Come and join us to learn from the financial experts and industry celebrities and gain new insights for achieving success in the financial planning industry.

What you will gain

Learn and practise different steps of the internationally-recognized financial planning process Update your knowledge with the latest technical and practice knowledge in financial planning Gain valuable tips in practice management that you can apply immediately

Course Date

Course Title and code

Duration

(hours )

Fee

Member / Non-Member /

IFPHK SFC IA MPFA Core

MPFA Non- Core

21 Apr (Tue) 4 21 ()

Fundamentals of Actuarial Science : Risks and Pricing of Insurance RZ08

2.0 HK$260 /

HK$520 2.0 2.0 0.0 0.0 2.0

28 Apr (Tue) 4 28 ()

Practices in Retirement Planning I () M106

2.0 HK$260 /

HK$520 2.0 2.0 2.0 2.0 0.0

30 Apr (Thu) 4 30 ()

Constructing Personal Financial Plans for Your Clients M113

2.0 (7:00pm9:00pm)

HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

06 May (Wed) 5 6 ()

Analysing & Evaluating Clients Financial Status M207

2.0 HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

08 & 15 May (Fri) 5 8 15 ()

Mainland China - Hong Kong Cross Border Investment Tax Consideration - RZ16

5.0 HK$650 /

HK$1300 5.0 5.0 0.0 0.0 5.0

18 & 25 May (Mon) 5 18 25 ()

Overview of Financial Planning Industry in China RB06

5.0 HK$650 /

HK$1300 5.0 5.0 0.0 0.0 5.0

21 May (Thu) 5 21 ()

Performance Analysis of Mutual Funds M304

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

26 May (Tue) 5 26 ()

Real Estate Planning M212

2.0 HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

4 Jun (Thu) 6 4 ()

Practical Applications in Financial Planning M114

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

10 & 17 Jun (Wed) 6 10 17 ()

Bear Market Survival Guide ZZ10

5.0 HK$700 /

HK$1400 5.0 5.0 0.0 0.0 5.0

15 & 22 Jun (Mon) 6 15 22 ()

Basic Pattern Analysis and Charting M303

5.0 HK$650 /

HK$1300 5.0 5.0 5.0 0.0 5.0

17 Jun (Wed) 6 17 ()

China Market in Perspective ZB01

Venue: TBC

1.0 (12:45pm1:45pm)

HK$180 /

HK$360 1.0 1.0 0.0 0.0 1.0



56 2601 Tel : 2982 7888 Fax : 2982 7777


Course Date

Course Title and code

Duration

(hours )

Fee

Member / Non-Member /

IFPHK SFC IA MPFA Core

MPFA Non- Core

18 Jun (Thu) 6 18 ()

MPF Updates M112

2.0 HK$260 / HK$520 2.0 2.0 2.0 2.0 0.0

26 Jun (Fri) 6 26 ()

Practices in Estate Planning II () M111

2.0 HK$260 / HK$520 2.0 2.0 2.0 0.0 2.0

Unless otherwise specified, all classes start at 6:30 pm. Enrolment ends 7 days before the course date. 6:30 7

CFPCM, CERTIFIED FINANCIAL PLANNERCM and are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. (FPSB). The Institute of Financial Planners of Hong Kong is the marks licensing authority for the CFP marks in Hong Kong and Macau, through agreement with FPSB.

CFPCM, CERTIFIED FINANCIAL PLANNERCM (FPSB)(FPSB) CFP



56 2601 Tel : 2982 7888 Fax : 2982 7777


Continuing Education Activities REGISTRATION FORM

Section (A) Course(s) applied for

Course Code Course Date

(dd/mm/yyyy) Fee Ref No.

(Office use only )

1. / /

2. / /

3. / /

4. / /

Total Fee

I would like to use the members Cash Coupon to settle $50 of the above payment. $50 (Cash Coupon code : ___________________________________)

Section (B) - Personal Particulars (Please the boxes where appropriate ) Membership Number

Title

Mr Ms Mrs Miss For the purpose of identification and CE record #

Full Name (in block letters )

(This name will be printed on the CE certificate)

Company Name

Position

Email Address

Phone No.

Mailing Address

Bank Finance Financial Planning Insurance Investment Securities Self Employed

Employment Field

Unemployed Others ___________________________________ Section (C) - Payment Method and Details

Cheque * Cheque No .________________ Drawn on (Bank): ___________________________

Credit Card

Total payable fees :HK$ _________________ . I hereby authorize IFPHK Ltd. to charge this amount or, if I have miscalculated the amount, the correct amount payable to my credit card with details below. I understand that IFPHK Ltd. will notify me if I have miscalculated the payable fees after charging my credit card.

Visa card MasterCard

Card number :

Expiry Date : (MM/YYYY /)

Cardholders Name : ___________________________________________________

Cardholders Signature: ______________________ Date:____________________

Notes Enrolment

1. Registration is on a first-come-first-served basis. Please register as early as possible as seats are limited and priority will be given to IFPHK members.

2. Procedures: Return the completed Registration Form to IFPHK by fax or by post together payment. Confirmation will be sent by email at least two days before the course commences.:

Class Venue Unless specify, all courses will be held at IFPHK office, Unit 2601, 26th Floor, Bank of East Asia Harbour View Centre, 56 Gloucester Road, Wanchai, Hong Kong. 56 2601 Medium of Instruction Unless otherwise specified, all courses are conducted in Cantonese and supplemented with English terminology. Notes will be in English.

Course Fee(s)

* Cheque should be made payable to IFPHK Ltd. IFPHK Ltd. Course fee(s) paid are NOT refundable and NOT transferable unless the Institute cancels / reschedules the courses. Arrangement in Times of Typhoons and Rainstorms Evening courses or workshops will be conducted as usual if typhoon signal No. 8 or Black Rainstorm warning has been lowered before 2:00 pm or before 9:00 am for Saturday courses or workshops. Otherwise, courses or workshops will be postponed to an alternative date that participants will be notified of in due course.

Certificate and Receipt Certificate and receipt will be distributed to participants at the end of the course. No pro-rata continuing education credits/hours will be awarded to those individuals who are 15 minutes late for the course.

Fundamentals of Actuarial Science : Risks and Pricing of Insurance [Course Code :RZ08]

Content Definition of risks: From an insurance companys perspective

Determining the risk factors Price tag for risks Application of the model: A common insurance product will be discussed. How are

the risks assessed? How is the product priced?

Date 21 Apr 2009 (Tue)

2009 4 21 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker Maple Lam

Vice President (Client Markets) Swiss Reinsurance Company Ltd Mr. Lam is the Marketing and Pricing Actuary for Swiss Reinsurance Company Ltd based in Hong Kong. Mr. Lam is a Fellow of the Society of Actuaries. Mr. Lam graduated from the University of Waterloo, Canada in 2001 with a Bachelor of Actuarial Science degree. He has experience in both direct and reinsurance companies. Started his career in Toronto, Canada, Mr. Lam has worked in insurance companies in both Canada and Hong Kong. Mr. Lam joined Swiss Re since 2006, where his primary role includes pricing for life and health products, product development as well as client management for the Hong Kong and Taiwan markets. Prior to joining Swiss Re, Mr. Lam worked for Sun Life in Canada and AIA in Hong Kong. Responsibilities include individual and group business valuation, product development, financial reporting and providing regional support to local offices.

Continuous Education Recognition

IFPHK

2.0 CE credits

Medium of Instruction Cantonese

IA

0.0 CPD hours

SFC

2.0 CPT hours

MPFA

0.0 Core CPD hours

HKCAAVQ ref :Not applicable/

2.0 Non Core CPD hours

[RZ082H200MA090421]

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Practices in Retirement Planning I () [Course Code :M106]

Content Updates in retirement planning products

Qualified retirement schemes in Hong Kong Practices in retirement planning Steps in retirement planning

Life Style clients want to maintain during retirement Life Income clients will have available to support that life style Life Protections clients will need to sustain their lifestyle should the unforeseen occur

Retirement plan formulation Risk management in retirement planning

Date 28 Apr 2009 (Tue)

2009 4 28 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker Ronald Li, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII)

Ronald Li has more than 22 years of relevant experience in the investment and banking industry. Prior to his present position in Bank of China (HK), he was the head of Customer Investment Services Department of a member bank of BOC Group. After the reorganization of BOC Group, Ronald was responsible for the setting up of the wealth management business of BOC(HK). Ronald has been the part-time instructor for various courses relating to investment and financial planning for more than 10 years. Currently, he is studying a part-time PhD degree course in University of Shanghai Finance and Economics. , B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) 22


IFPHK

2.0 CE credits


IA

2.0 CPD hours

SFC

2.0 CPT hours

MPFA

2.0 Core CPD hours

HKCAAVQ ref :80/92/02


[M1065H222RL090428]

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Constructing Personal Financial Plans for Your Clients [Course Code :M113]

Content Key elements of a financial plan for individual clients

Financial Planning Advising Practices in Hong Kong

Date 30 Apr 2009 (Thu)

2009 4 30 ()

Time 7:00 PM - 9:00 PM (2.0 hours )

Speaker Neville Ko, MSc(Occ.Psy), B.Soc.Sc(Hons), CFP

Neville Kos career in the financial industry spans over 20 years, and has intimate knowledge about foreign exchange, insurance, mutual funds, structured products, etc. He has had many years of first-hand experience in the frontline and meeting with clients' needs. Currently, he is a Vice President at a leading bank in Hong Kong. Since 2005, Mr. Ko has been the judge for the first and second rounds at the SCMP/IFPHK Financial Planner Awards. , MSc(Occ.Psy), B.Soc.Sc(Hons), CFP 20 , 2005


IFPHK

2.0 CE credits


IA

2.0 CPD hours

SFC

2.0 CPT hours

MPFA

0.0 Core CPD hours



[M1137H220NK090430]

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Analysing & Evaluating Clients Financial Status [Course Code :M207]

Content Capital needs analysis

Technology developments in personal financial planning Ratio analysis

Date 06 May 2009 (Wed)

2009 5 6 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker Kelvin Kam, MPFP

Kelvin is a professional in investment and financial planning industry. He has extensive exposure in advisory services for individuals and is also a learning and development professional with passions for financial planning. For the last few years, he has developed and implemented training programs on financial planning knowledge and skills, communications and leadership. Currently, he holds a managerial position with one of the largest global financial groups specializing in personal financial services. Kelvin is a member of the Chartered Insurance Institute and holds a Master Degree of Personal Financial Planning from the University of Southern Queensland. , MPFP


IFPHK

2.0 CE credits


IA

2.0 CPD hours

SFC

2.0 CPT hours

MPFA

0.0 Core CPD hours



[M2071H220KK090506]

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Mainland China - Hong Kong Cross Border Investment Tax Considerations - [Course Code :RZ16]

Content Overview of the China tax system

How financial planners can plan for clients with incomes from China? Individual Income Tax implications for individuals working in China Tax obligations and consequences for non-compliance

Date 08 & 15 May 2009 (Fri)

2009 5 8 15 ()

Time 6:30 PM - 9:00 PM (2.5 hours /Total 5 hours )

Speaker Banny Lam

Mr. Lam is a Director of an investment firm which specializes in business planning for multinational enterprises. Mr. Lam has served as a Greater China Economist of a German Investment Bank, a Senior Assessment Officer of HKSAR Government and a Director of a Big-4 Accounting firm. With graduate degrees in Business Administration, Economics and Finance in Canada and US, Mr. Lam works closely with business corporations, governments and academic institutions and is responsible for providing advice to investors on tax and business issues.


IFPHK

5.0 CE credits


IA

0.0 CPD hours

SFC

5.0 CPT hours

MPFA

0.0 Core CPD hours



[RZ164H200BA090508]

Version: 20090417

Overview of Financial Planning Industry in China [Course Code :RB06]

Content

Date 18 & 25 May 2009 (Mon)

2009 5 18 25 ()

Time 6:30 PM - 9:00 PM (2.5 hours / Total 5 hours )

Speaker , LLB, LLM, JSD, PhD FCCA, FCPAPractising, CFP


IFPHK

5.0 CE credits

Medium of Instruction Cantonese () IA

0.0 CPD hours

SFC

5.0 CPT hours

MPFA

0.0 Core CPD hours



[RB061A200AC090518]

Version: 20090417

Performance Analysis of Mutual Funds [Course Code :M304]

Content Basic concepts of mutual funds

Valuation of mutual funds Evaluation of performance of mutual funds Trends in mutual fund Industry Matching fund with clients objectives and risk profile

Date 21 May 2009 (Thu)

2009 5 21 ()

Time 6:30 PM - 9:30 PM (3.0 hours )

Speaker Mr. Chan, B.Eng, CFA, CFP, FRM

Mr. Chan has more than 9 years banking experience in consumer and private banking industry in Hong Kong. He had extensive exposure in financial planning and investment advisory for high net worth individuals. Through frequent interactions with clients, Mr. Chan has practical skills and knowledge in delivering wealth management solutions with proven track record. Mr. Chan speaks frequently on financial planning topics in various seminars and training workshops , B.Eng, CFA, CFP, FRM 9 (CFA)(CFP)(FRM)


IFPHK

3.0 CE credits


IA

3.0 CPD hours

SFC

3.0 CPT hours

MPFA

0.0 Core CPD hours



[M3043H330JC090521]

Version: 20090417

Real Estate Planning [Course Code :M212]

Content Essential rules and regulations

Roles of real estate in life planning

Date 26 May 2009 (Tue)

2009 5 26 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker Kelvin Kam, MPFP

Kelvin is a professional in investment and financial planning industry. He has extensive exposure in advisory services for individuals and is also a learning and development professional with passions for financial planning. For the last few years, he has developed and implemented training programs on financial planning knowledge and skills, communications and leadership. Currently, he holds a managerial position with one of the largest global financial groups specializing in personal financial services. Kelvin is a member of the Chartered Insurance Institute and holds a Master Degree of Personal Financial Planning from the University of Southern Queensland. , MPFP


IFPHK

2.0 CE credits


IA

2.0 CPD hours

SFC

2.0 CPT hours

MPFA

0.0 Core CPD hours



[M2129H220KK090526]

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Practical Applications in Financial Planning [Course Code :M114] Content Financial planning process

Life-stage approach Designing a holistic financial plan Integrated and comprehensive case studies

Date 4 June 2009 (Thu)

2009 6 4 ()

Time 6:30 PM - 9:30 PM (3.0 hours )

Speaker Steve Lo , MBA, CFP

Steve Lo started his career as a professional investment consultant and financial planner in early 1994, he worked for two local and one international Independent Financial Advisor firms before joining ING Financial Planning (INGFP) in August 2004. He is now INGFPs Senior Vice President. During his career life, Mr. Lo has earned the trust of many of his clients and has built up a loyal clientele. He has built a strong reputation in the industry and the media as an investment expert. Mr. Lo also writes numerous investment articles on investment and financial planning for the Hong Kong Economic Journal. , MBA, CFP 1994 2004 8 ING Financial Planning (INGFP)


IFPHK

3.0 CE credits


IA

3.0 CPD hours

SFC

3.0 CPT hours

MPFA

0.0 Core CPD hours



[M1147H330SL090604]

Version: 20090417

Bear Market Survival Guide [Course Code :ZZ10]

Content 1. Understanding bear markets How to identify a bear market?

- The Dow Theory: 3 phases of bear market - Long Wave Theory: The 5-3 wave patterns

How bad are bear markets? What causes a bear market? Knowing when a bear market is over

2. Investment psychology in the bear market

Human behavior: methods or madness? Investor behavior: consistently random? Financial planning behavior: what

approaches? 3. Investment strategies in the bear market

Thoughts on investment tools How to uncover profit opportunities

4. Implications of bear markets for financial

planners and individual investors Financial planning implications

- How can I stay relevant with my clients? - How to effectively review clients investment and financial plans? - What is the best way to manage clients in this market?

Business planning implications - What did our experiences with the last recession teach us? - How can we best capture in the rebound? - How do you build a profitable business with value?

1. ?

- : - :

?

2.

: ? : ? : ?

3.

4.

- ? - ? - ?

- - ? - ?

Date 10 & 17 Jun 2009 (Wed)

2009 6 10 17 ()

Time 6:30 PM - 9:00 PM (2.5 hours / Total 5.0 hours )

Speaker David Wong, MBA, CFA, CFP, FRM

David Wong has more than 6 years of professional experience in the wealth management industry, where he managed different high net-worth clients portfolios and provided professional advice to private clients. He is now an Associate Director at a wealth management firm. Mr. Wong has been the part-time instructor for various courses relating to Financial Management, Treasury Operations, Risk Analysis and Portfolio Management for more than 3 years. Mr. Wong was awarded a First Class Honours in Master of Engineering from Oxford University in 1993. He is a Chartered Financial Analyst, CFP certificant and Financial Risk Manager. , MBA, CFA, CFP , FRM

(CFA)(CFPCM)(FRM)


IFPHK

5.0 CE credits


IA

0.0 CPD hours

SFC

5.0 CPT hours

MPFA

0.0 Core CPD hours



[ZZ103H500DW090610]

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Basic Pattern Analysis and Charting [Course Code :M303]

Content Session I

Overview of common technical analysis used in the market

The strength and weakness of technical analysis

In-depth descriptions of common technical & market indicators and their application

How to use technical analysis to make better trading decisions

Session II

Candlestick charting Dow Theory Elliott wave theory Fibonacci & golden ratio How to predict support, resistance

and target level - Percentage retracement - Speed resistance lines - Golden ratio & square - Gann Theory

John Murphy's Ten Laws of Technical Trading

: - (Candlestick charting) - (Dow Theory) - (Elliott wave theory) - (Fibonacci &

Golden Ratio)

- (Percentage Retracement)

- (Speed resistance lines) - (Golden ratio) - (Gann Theory)

John Murphy (John Murphy's Ten Laws of Technical Trading)

Date 15 & 22 Jun 2009 (Mon)

2009 6 15 22 ()

Time 6:30 PM - 9:00 PM (2.5 hours /Total 5 hours )

Speaker Leo Lam, CFA, CFP

Mr. Lam is now working for an international bank specializing in asset management. He acquired over 9 years in the financial planning industry. He specializes in conducting customers' needs analysis, constructing and managing clients portfolio. Mr. Lam completed his Master and Bachelor Degrees of Economics at the University of Hong Kong. He is also a CFA charter holder and CFP Certificant. , CFA, CFP

(CFA)CFP


IFPHK

5.0 CE credits


IA

5.0 CPD hours

SFC

5.0 CPT hours

MPFA

0.0 Core CPD hours



[M3033A220LL090615]

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China Market in Perspective [Course Code :ZB01]

Content What impact does government stimulus have on the economy?

How will slower growth elsewhere in the world feed into Chinas economy? Chinas macroeconomic outlook amid the global financial crisis

Date 17 Jun 2009 (Wed)

2009 6 17 ()

Time 12:45 PM - 1:45 PM (1.0 hours )

Venue TBC

Speaker Yong Hao Pu Managing Director Head of Wealth Management Research APAC and Chief Regional Economist of UBS Wealth Management and Business Banking Yong Hao, Pu, head Wealth Management Research Asia-Pacific and chief regional economist at UBS Wealth Management, is responsible for Asian economic analysis and forecasts. As one of the members of the Investment Committee, he makes a direct contribution to UBS Wealth Management and Business Bankings overall investment strategy. Before joining UBS, Yonghao Pu worked for Cazenove (Asia) as head of Asian economics. From 2002 until 2003, he was a senior consultant to the Asian Development Bank, leading a team in the Economic Monitoring Unit. Prior to that, Yonghao Pu was senior economist at Nomura International (HK) and Bank of China International (UK). He was contributed numerous articles to publications such as The wall Street Journal, Financial Times, International Economy, Cato Journal, The Banker, etc. Yonghao Pu has also been invited to speak on Asian Economic issues at major economic events including the World Economic Forum, OECD Conference, and China Summit.

2002 2003


IFPHK

1.0 CE credits

Medium of Instruction *Putonghua

IA

0.0 CPD hours

SFC

1.0 CPT hours

MPFA

0.0 Core CPD hours



[ZB013H100YH090617]

Version: 20090417

MPF Updates [Course Code :M112]

Content Updates on MPF System

Latest development on MPF regulations Member protection and enforcement Employer obligations Review of MPF investment performance

Date 18 Jun 2009 (Thu)

2009 6 18 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker To be confirmed


IFPHK

2.0 CE credits


IA

2.0 CPD hours

SFC

2.0 CPT hours

MPFA

2.0 Core CPD hours



[M1125H222TBC090618]

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Practices in Estate Planning II () [Course Code :M111]

Content Estate planning process

Practices in estate planning Case studies

Date 26 Jun 2009 (Fri)

2009 6 26 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker Mr. Raymond W.S. Tong, Solicitor

Raymond has been a practicing solicitor in Hong Kong for more than 23 years. He was admitted as a solicitor by the Supreme Court of Hong Kong in 1985, and subsequently enrolled as a solicitor in England & Wales in 1989. Raymond mainly practises in corporate / commercial matters, mergers and acquisitions and property transfers, with specialised practice in trust establishment, estate planning, succession and probate matters. Raymond has frequently been invited by radio, TV and the press to speak on estate planning topics. 1985 1989 20


IFPHK

2.0 CE credits


IA

2.0 CPD hours

SFC

2.0 CPT hours

MPFA

0.0 Core CPD hours



[M1116H220RT090626]

Version: 20090417

20090417 timetable20090417 leaflet

Documents

Continuing Education Activities 持續教育進修課程 leaflet_090420.pdf · Venue: TBC 1.0 (12:45pm–1:45pm) HK$180 / HK$360 1.0 0.0 0.0 1.0 1.0 Institute of Financial Planners