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Daniel L. WeberFirst Vice President - Investments
As a financial advisor, I have been helping people withinvestment and planning strategies for more than 17years. I began my financial advisory career with anationally known firm in Cincinnati, Ohio in 1998. In2015, I joined Wells Fargo Advisors, one of the mostrespected financial institutions in the industry.
Born in Buffalo, New York and raised in Atlanta, Georgia,I moved to Ohio to study at the University of Cincinnati.During that time, I met and married my greatest asset,Julie Gudberlet, and we remained in Cincinnati to workand raise our family.
Today, I work with fellow Financial Advisor Jonathan Weber and Registered ClientAssociate Juliann Scruggs to help clients with investment advisory-based services,helping them plan, save, grow and preserve their wealth in order to reach their personalinvestment goals.
I am committed to guiding our clients with excellence and integrity, helping them planfor the future while keeping their financial landscape current and organized.
Wells Fargo Advisors, LLC, Member, SIPC, is a registered broker-dealer and a separate non-bank affiliate of Wells Fargo & Company.©2015 0116-05112
Organizing your financial landscape
• Estate planning strategies• Risk management through insurance (life, annuities, long-term care)
• Alternative investments for qualified individuals
My services include:• Portfolio management• Investment strategies• Retirement planning• 401(k) rollovers
I also provide consulting for 401(k) plans and Simple IRA plans for small business ownersand their employees.
I hold Series 7, Series 63 and Series 65 registrations as well as my insurance license. It wasan honor to be named a Five Star Wealth Manager as seen in Cincinnati Magazine in2012, 2013 and 2014* for excellence in wealth management.
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Daniel L. WeberFirst Vice President –Investments
8044 Montgomery RoadSuite 570Towers of KenwoodCincinnati, OH 45236
Wells Fargo Advisors, LLC, Member, SIPC, is a registered broker-dealer and a separate non-bank affiliate of Wells Fargo & Company.©2015 0116-05112
More information about working with us
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About the Five Star Wealth Manager award
The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), isbased on 10 objective criteria: 1. Credentialed as a registered investment adviser or a registered investment adviserrepresentative; 2. Active as a credentialed professional in the financial services industry for a minimum of 5 years; 3. Favorable regulatory and complaint history review (unfavorable feedback may have been discovered through a check ofcomplaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumercomplaint process*); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients; 6. One-year clientretention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assetsadministered; 9. Number of client households served; 10. Education and professional designations. Wealth managers donot pay a fee to be considered or awarded. The award methodology does not evaluate the quality of services provided andis not indicative of the winner’s future performance.
*To qualify as having a favorable regulatory and complaint history, the person cannot have: 1. been subject to a regulatoryaction that resulted in a suspended or revoked license, or payment of a fine, 2. had more than three customer complaints filedagainst them (settled or pending) with any regulatory authority or Five Star Professional’s consumer complaint process, 3. in-dividually contributed to a financial settlement of a customer complaint filed with a regulatory authority, 4. filed for bankruptcy,or 5. been convicted of a felony.
About Wells Fargo AdvisorsAn industry leader with a heritage of client service
Wells Fargo Advisors is a subsidiary of Wells Fargo & Company, one of the nation’s largest andstrongest financial institutions. In business since 1852 and named on Fortune magazine’s list ofthe “World’s Most Admired Companies” from 2009 through 2015, Wells Fargo is known andrespected for its responsible stewardship of its clients’ assets.
Strong for our clients • 3rd in U.S. Full-service retail brokerage provider (2Q15) Company and competitor reports • 4th in U.S. Wealth management provider, assets under management of accounts greater than $5 million (2014) Barron’s
• 6th in U.S. IRA provider (4Q14) Cerulli Associates • 7thMost Respected Company in the World (2015) Barron’s • 10th Biggest Public Company in the World* (2015) Forbes based on sales, profits, assets, andmarket value.
• 22ndMost Admired Company in the World (2015) Fortune • 30th Biggest Company by Revenue in the U.S. (2015) Fortune
Strong for our communities • $1.1 billion in grants to nonprofits (2011-2014) to support communities, help charitableorganizations, and grow local economies
• Donated $281.2 million to 17,100 nonprofits in 2014 • $49 million in financial education, jobs assistance, and home donations to military veterans(November 2012 – December 2014)
• 1.74 million hours volunteered by team members (2014)
Daniel L. WeberFirst Vice President –Investments
8044 Montgomery RoadSuite 570Towers of KenwoodCincinnati, OH 45236
