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Page 1: Disclaimer - Seoul National Universitys-space.snu.ac.kr/bitstream/10371/162010/1/000000158309.pdfSecond, electromagnetic waves that travels magnetized uniform plasma is simulated

저 시-비 리- 경 지 2.0 한민

는 아래 조건 르는 경 에 한하여 게

l 저 물 복제, 포, 전송, 전시, 공연 송할 수 습니다.

다 과 같 조건 라야 합니다:

l 하는, 저 물 나 포 경 , 저 물에 적 된 허락조건 명확하게 나타내어야 합니다.

l 저 터 허가를 면 러한 조건들 적 되지 않습니다.

저 에 른 리는 내 에 하여 향 지 않습니다.

것 허락규약(Legal Code) 해하 쉽게 약한 것 니다.

Disclaimer

저 시. 하는 원저 를 시하여야 합니다.

비 리. 하는 저 물 리 목적 할 수 없습니다.

경 지. 하는 저 물 개 , 형 또는 가공할 수 없습니다.

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Ph.D. DISSERTATION

EM-PLASMA COUPLED SCATTERING

ANALYSIS USING 3-D FDTD METHOD

3차원 FDTD 방법을 이용한 전자파와 플라즈마가

상호 결합된 산란 해석

AUGUST 2019

GRADUATE SCHOOL OF ELECTRICAL

ENGINEERING AND COMPUTER SCIENCE

SEOUL NATIONAL UNIVERSITY

YOUNGJOON LIM

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공학박사 학위논문

EM-PLASMA COUPLED SCATTERING

ANALYSIS USING 3-D FDTD METHOD

3차원 FDTD 방법을 이용한 전자파와 플라즈마가

상호 결합된 산란 해석

2019 년 8 월

서울대학교 대학원

전기 • 컴퓨터공학부

임 영 준

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EM-PLASMA COUPLED SCATTERING

ANALYSIS USING 3-D FDTD METHOD

지도 교수 남 상 욱

이 논문을 공학박사 학위논문으로 제출함

2019 년 8 월

서울대학교 대학원

전기 • 컴퓨터공학부

임 영 준

임영준의 공학박사 학위논문을 인준함

2019 년 8 월

위 원 장 서 광 석 (인)

부위원장 남 상 욱 (인)

위 원 오 정 석 (인)

위 원 고 일 석 (인)

위 원 정 경 영 (인)

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Abstract

In this thesis, a three dimensional (3-D) finite-difference time-

domain (FDTD) method is presented to investigate the

electromagnetic (EM)-plasma coupled scatterings problems. Plasma

is assumed as fluid and its mathematical model is derived from the

momentum equations of the Boltzmann equation. The zeroth and the

first momentum equations are adequately adopted to perform

simulations according to the problem to be solved. The ion and

neutral are assumed to be fixed and only the electrons can move. The

electrons in the plasma move by the EM force applied from incident

EM waves, at which the current generated is coupled to the source

in the Maxwell’s equation and combined EM-plasma system is

generated. The contents of the study carried out are as follows.

First, a 3-D FDTD code was developed for EM analysis. The code

consists of an engine module for calculation of field components, a

source module for excitation of lumped circuit or plane waves, an

absorbing boundary condition (ABC) module for the absorption of

scattered EM waves and termination of the computational domain, and

a periodic boundary condition (PBC) module for the effective

simulation of periodic structures or layered media. The conventional

method proposed by Yee is adopted for the engine module. The

source module consists of a lumped resistive voltage source for

passive EM circuit analysis and a total-field/scattered-field source

for generating plane waves. Convolutional perfectly matched layer

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ii

(CPML) is implemented as an ABC module. The PBC is implemented

using sin-cos method for single frequency analysis and then modified

to solve the electromagnetic nonlinear scattering problems within

plasma layer. The developed FDTD code was verified with some

simple examples including the analysis of patch antenna, microstrip

filters, and the calculation of reflection coefficient of plane waves on

half-space dielectric. The antenna and filter are validated using the

commercial EM software, CST MWS, and the calculation of reflection

coefficient of plane waves on half-space dielectric is verified using

the analytical solution. As a result, the FDTD simulation shows good

match to the commercial software and analytic estimation.

Second, electromagnetic waves that travels magnetized uniform

plasma is simulated. When a linearly polarized plane wave passes

through the plasma, it is divided into the left-hand circular-

polarization (LHCP) wave and the right-hand circular-polarization

(RHCP) wave and the waves travel with different velocities. At this

point, the Faraday rotation can be observed to the direction of

propagation. The plasma is modeled using the first order momentum

equation and it is discretized using the Yee's method. Plasma current

are then combined into the current source of the Maxwell’s equation.

Then, consistent EM-plasma coupled system of equations is solved

using the FDTD method. In this procedure, Boris method and the

predictor-corrector method are adopted to avoid the matrix

computation of the field that comes from the calculation of

electromagnetic force. The simulation results are well matched to the

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iii

theoretical estimations of the Faraday rotation angle.

Third, using the developed FDTD code, a study on the nonlinear

scattering analysis that occurs when plane waves with different

frequencies were introduced on each side of plasma slab with a linear

electron density profile in a vertical direction was carried out. A plane

wave that enters at an angle in the direction of increasing electron

concentration is called signal wave. A plane wave that engages in the

opposite direction is called the pump wave and the pump wave has a

frequency that is significantly higher than the maximum plasma

frequency of the plasma slab. Under these conditions, the signal wave

cannot penetrate the plasma, and only the pump wave can penetrate

the plasma slab. If there is a layer within the plasma slab that has a

plasma frequency of frequency such as the signal wave, a scattered

wave with a frequency corresponding to the difference between the

signal wave and the pump wave occurs. At the layer, the Langmuir

oscillation occurs and this phenomenon is similar to the Raman

scattering in optics. To interpret this phenomenon, the zeroth and the

first momentum equations were discretized using the Yee's method.

Perturbed electron density, electron bulk velocity change, and

resulting plasma current are coupled to the Maxwell’s equation as

source. The simulation results showed good agreement with the

analytical estimation. As case studies, simulations were performed

for various electron density profiles and different incident angles of

signal wave. It was confirmed that the results performed well

reflected the existing theory.

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In conclusion, this thesis proposed an EM-plasma coupled FDTD

method for scattering analysis and the developed method is validated

using various examples. The developed method are well matched to

the analytic results.

Keywords: Finite-difference time-domain (FDTD), plasma physics,

nonlinear scattering, multi-physics analysis

Student Number: 2012-20851

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Table of Contents

Abstract ....................................................................................... i

Table of Contents ...................................................................... v

List of Figures .......................................................................... ix

Chapter 1. Finite-Difference Time-Domain Method ............ 1

1.1. Introduction .................................................................. 1

1.2. Discretization and the Yee cell .................................... 3

1.3. Stability ....................................................................... 11

1.4. Absorbing Boundary Conditions ................................ 12

1.5. Validation .................................................................... 17

1.5.1. Microstrip antenna ............................................ 17

1.5.2. Microstrip Low Pass Filter ............................... 20

1.5.3. Reflection Coefficient of Electromagnetic Plane

Waves from Half-Space Dielectric ................... 22

1.6. Summary ..................................................................... 24

1.7. References .................................................................. 25

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Chapter 2. Plasma as Fluids ................................................... 29

2.1. Introduction ................................................................ 29

2.2. Continuity Equation: The Zeroth Order Moment

Equation ....................................................................... 33

2.3. Equation of Motion: The First Order Moment Equation

..................................................................................... 36

2.4. Energy conservation equation: The Second Order

Moment Equation ........................................................ 42

2.5. System of equations for EM-Plasma Coupled Problem

..................................................................................... 44

2.6. Summary ..................................................................... 45

2.7. References .................................................................. 46

Chapter 3. FDTD Simulation of Electromagnetic Wave

Propagation in Magnetized Plasma ......................................... 47

3.1. Introduction ................................................................ 47

3.2. Model Description ...................................................... 48

3.2.1. Physical Model ................................................... 48

3.2.2. FDTD Update Equations ................................... 50

3.2.3. Boundary Conditions ......................................... 59

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3.3. Numerical Results ...................................................... 61

3.4. Summary ..................................................................... 63

3.5. References .................................................................. 64

Chapter 4. FDTD Simulation of Three-Wave Scattering

Process in Time-Varying Cold Plasma Sheath .................... 67

4.1. Introduction ................................................................ 67

4.2. Model Description ...................................................... 70

4.2.1. Physical Model ................................................... 70

4.2.2. FDTD Update Equations ................................... 72

4.2.3. Boundary Conditions ......................................... 77

4.3. Numerical Results and Discussion ............................ 82

4.3.1. Linearly Increasing Electron Density Profile .. 84

4.3.2. Case Study: Effects of Electron Density Profiles

and Incident Angles of Signal Wave .................. 87

4.3.3. Discussion .......................................................... 93

4.3.4. Appendix: Source of the Scattered Wave ....... 96

4.4. Summary ..................................................................... 98

4.5. References .................................................................. 99

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Chapter 5. Conclusions ......................................................... 105

Abstract in Korean ................................................................ 107

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List of Figures

Fig. 1.1 Schematic diagrams on (a) the Yee cell and offsets in space

(b) offsets in time for leap-frog time-marching ..................... 5

Fig. 1.2 Offset feed microstrip antenna and its (a) Geometry (b) S11

result .......................................................................................... 18

Fig. 1.3 Microstrip antenna with matching stub and its (a) Fabrication

(b) S11 results ........................................................................ 19

Fig. 1.4 Microstrip low pass filter and its (a) Geometry (b) S-

parameter results .................................................................... 21

Fig. 1.5 Schematic of simulation for calculation of reflection

coefficients (a) Geometry (b) Reflection coefficient results 23

Fig. 3.1 Schematic of EM wave propagation in magnetized plasma

................................................................................................... 50

Fig. 3.2 Modified Yee-cell for EM-plasma coupled FDTD simulation.

................................................................................................... 52

Fig. 3.3 Rotational relation between two auxiliary vector fields. 56

Fig. 3.4 Flow chart for FDTD simulation with the Boris algorithm.

................................................................................................... 59

Fig. 3.5 Schematic periodic boundary condition for layered media.

................................................................................................... 61

Fig. 3.6 Simulation results of Faraday rotation: (a) Faraday rotation

according to the change of magnetic field (b) Visualization of

Faraday rotation for B0 = 1.7 [T]. .............................................. 63

Fig. 4.1 Schematic of three-wave scattering process. ............... 72

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x

Fig. 4.2 Modified Yee-cell for EM-plasma coupled FDTD simulation.

................................................................................................... 74

Fig. 4.3 Schematic periodic boundary condition for layered media.

................................................................................................... 79

Fig. 4.4 Magnitude of magnetic field of scattered wave for linearly

increasing electron density profile. ........................................ 86

Fig. 4.5 Background electron density (𝑁0) profiles for case study.

................................................................................................... 89

Fig. 4.6 Magnitude of magnetic field of scattered wave for different

electron density profiles. ........................................................ 90

Fig. 4.7 Magnitude of perturbed electron density for different

electron density profiles: (a) Linear, (b) Bi-Gaussian, (c)

Quadratic .................................................................................. 92

Fig.4.8 Magnitude of magnetic field of scattered wave for different

incident angles of signal wave. ............................................... 93

Fig. 4.9 Time record of magnetic field apart from the five Yee-cells

from the source point for different CFLNs. ........................... 96

Fig. 4.10 The magnitude of slope value for different electron density

profiles. .................................................................................... 98

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1

Chapter 1. Finite-Difference Time-Domain Method

1.1. Introduction

The finite-difference time-domain (FDTD) method was originally

proposed by K. S. Yee in 1966 [1]. After Yee’s seminal work, the

FDTD method has been the most widely used computational

electromagnetic (CEM) algorithm courtesy of ongoing advances of

computer technology including parallel computing. The Yee’s method

discretize the time-domain Maxwell’s equations from differential

form to difference form in the time and space domain through the

central differential scheme (CDS) and time-marching it in the leaf-

frog manner. There are a lot of textbooks on the FDTD method due

to its usefulness [2-6]. Among them, the most widely used book

written by Taflove describes the advantages of the FDTD method as

below [3].

1. FDTD uses no linear algebra

2. FDTD is accurate and robust

3. FDTD treats impulsive behavior naturally.

4. FDTD treats nonlinear behavior naturally.

5. FDTD is a systematic approach.

In addition, a lot of commercial CEM software using the FDTD method

has developed and widely used for EM analysis [7], [8].

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Limitations of the Yee’s method are as below.

1. Time step for field update is limited to guarantee the stability.

2. It is hard to model the curved object due to the shape of the

Yee cell.

Limitation for time step has been overcome using some implicit

algorithms including alternating direction implicit (ADI) and locally

one dimensional (LOD) methods [9-11]. Nonuniform gridding,

conformal techniques, and subcell modeling methods are available to

overcome the curved object problem. In this thesis, we adopted the

conventional Yee method for the simplicity.

Application of the FDTD method includes biomedical engineering,

ground penetrating radar (GPR), photonics, circuit analysis, etc.

[12-15]. Also, various physics could be analyzed by using the FDTD

method including quantum simulation and acoustics [16]. Recently,

multi-physics analysis including EM-plasma is considered as key

application area of the FDTD method [17].

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1.2. Discretization and the Yee cell

The Yee’s method replaces the time-domain Maxwell’s equation

from differential forms to difference form using CDS. The differential

form of Maxwell’s equations in source-free region is as below.

( )( ) ( )

D tE t H t

t (1.1)

*( )( ) ( )

B tH t E t

t (1.2)

σ and σ∗ are electric conductivity and magnetic conductivity,

respectively. They becomes zero in lossless media and free-space.

Equations (1.1)-(1,2) are vector partial differential equations (PDE)

and could be decomposed into 6 scalar PDEs as shown below

yx zx

HD HE

t y z (1.3)

y x zy

D H HE

t z x (1.4)

yz xz

HD HE

t x y (1.5)

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* yx zx

EB EH

t z y (1.6)

*y z xy

B E EH

t x z (1.7)

* yz xz

EB EH

t y x (1.8)

Field components are discretized in computational domain using the

Yee cell and they have offsets in space and time as depicted in Fig.

1.1. Discretized equations for x-components of the electric flux

density and the magnetic flux density are as below.

1

1, , , ,

, , , ,

0.5 0.50.5 0.5

, , , 1, , , , , 1

2

n n

n nx xi j k i j k

x xi j k i j k

n nn n

y yz zi j k i j k i j k i j k

D DE E

t

H HH H

y z

(1.9)

0.5 0.5*

0.5 0.5, , , ,

, , , ,

, , 1 , , , 1, , ,

2

n n

n nx xi j k i j k

x xi j k i j k

n n n n

y y z zi j k i j k i j k i j k

B BH H

t

E E E E

z y

(1.10)

Each flux densities (D, B ) and field intensities (E, H ) are related by

the dispersion relations as shown in (1.11)-(1.12).

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(a)

(b)

Fig. 1.1 Schematic diagrams on (a) the Yee cell and offsets in space

(b) offsets in time for leap-frog time-marching

n 0.5n 1n0.5n

/ 2t

t

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( ) ( ) ( )D E (1.11)

( ) ( ) ( )B H (1.12)

where, 𝜀 and 𝜇 are permittivity and permeability of the media. In

case of non-dispersive media, permittivity and permeability are

constant and (1.11)-(1.12) are written as below in time domain.

0 r

D E (1.13)

0 r

B H (1.14)

where 𝜀0 , 𝜀𝑟 , 𝜇0 , 𝜇𝑟 are permittivity in free-space, relative

permittivity of the media, permeability of free-space, and relative

permeability of the media, respectively. For dispersive media, D and

E are related with convolution as shown in (1.15).

0 0 0

( ) ( ) ( )

( ) ( ) ( )t

D t t E t

E t E t d (1.15)

where 𝜒(𝜔) is electric susceptibility of the media and related with

the permittivity as shown in (1.16)

0

( ) [ ( )] (1.16)

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For single pole Debye model, 𝜒(𝜔) is described in form of (1.17) and

its time domain representation for the FDTD method is described in

(1.18).

0

( )1

s

j t (1.17)

0/

0

( ) ( )t tst e u t

t (1.18)

Various techniques could be applied for the effective calculation of

the convolution integral in (1.15). Auxiliary differential equation

(ADE) method and recursive convolution (RC) method are typical

method for the convolution integral [3]. In this thesis, we assumed

the media to be dispersive and its model is described by the Debye

single pole model. Then, piecewise linear recursive convolution

(PLRC) method is adopted for effective and accurate calculation of

the convolution integral [18]. Final FDTD update equations for

electric field intensities are described as shown below.

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0

10

, , , , , ,0 0 0 0

0 0

0.5 0.50.5 0.5

, , , 1, , , , , 10

0 0

0

2 1

2 2

/

2

n n n

x x xi j k i j k i j k

n nn n

y yz zi j k i j k i j k i j k

t

E Et t

H HH Ht

t y z

(1.19)

0

10

, , , , , ,0 0 0 0

0 0

0.5 0.5 0.5 0.5

, , , , 1 , , 1, ,0

0 0

0

2 1

2 2

/

2

n n n

y y yi j k i j k i j k

n n n n

x x z zi j k i j k i j k i j k

t

E Et t

H H H Ht

t z x

(1.20)

0

10

, , , , , ,0 0 0 0

0 0

0.5 0.5 0.5 0.5

, , 1, , , , , 1,0

0 0

0

2 1

2 2

/

2

n n n

z z zi j k i j k i j k

n n n n

y y x xi j k i j k i j k i j k

t

E Et t

H H H Ht

t x y

(1.21)

where,

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0/0 0 0 1 1t tn n n nE E e (1.22)

0 0/ /

1t t m t tm

se e (1.23)

0 0/ /0

0

1 1t t m t tm

s

t te e

t t (1.24)

0/1 t tm me (1.25)

0/1 t tm me (1.26)

In this thesis, we assumed that the all media to be modeled are

magnetically non-dispersive media. Then relation between B and H

are as below.

0

B H (1.27)

Final FDTD update equations for magnetic field intensities are

described as shown below.

0.5 0.5 , , 1 , , , 1, , ,

, , , ,0

n n n n

y yn n z zi j k i j k i j k i j k

x xi j k i j k

E E E EtH H

z y

(1.28)

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0.5 0.5 1, , , , , , 1 , ,

, , , ,0

n n n n

n n z z x xi j k i j k i j k i j k

y yi j k i j k

E E E EtH H

x z

(1.29)

0.5 0.5 , 1, , , 1, , , ,

, , , ,0

n nn n

y yn n x xi j k i j k i j k i j k

z zi j k i j k

E EE EtH H

y x

(1.30)

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1.3. Stability

It is critical to determine appropriate time intervals before

performing the FDTD simulations to ensure the stability of the

simulation. When the grid interval is determined once, time interval

is automatically determined by the Courant–Friedrichs–Lewy number

(CFLN) [2]. The CFLN of the simulation is determined to be less

than one to ensure the stability of the FDTD simulation of Maxwell’s

equations. The CFLN in free space is defined as

c t NCFLN

x (1.31)

where 𝑐, 𝛥𝑡, 𝑁, and 𝛥𝑥 are the velocity of light in free space, time

interval, dimension of simulation, and grid interval, respectively.

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1.4. Absorbing Boundary Conditions

Computational domain of the PDE based CEM algorithms including

FDTD and FEM should be terminated using appropriate boundary

conditions. In case of the FDTD method, the outermost boundaries

are automatically terminated with perfect electric conductor (PEC)

or perfect magnetic conductor (PMC) according to the types of

outermost field components (PEC for E-field termination, PMC for

H-field termination). For radiation problems, absorbing boundary

condition (ABC) should be applied to the computational domain to

prevent return of the reflected wave from the outermost boundary to

interested computational region. Mur’s scheme, Higdon radiation

operator, and Engquist-Majda scheme are typical analytical ABCs

[3]. In this thesis, we adopted perfectly matched layer (PML)

proposed by Berenger as absorbing boundary condition [19]. The

PML has been widely used in many FDTD researches and even

commercial software due to its powerful performance. In this thesis,

we applied the convolutional PML (CPML) to terminate the

computational domain [20]. Implementation of the CPML is briefly

described as below and details in this chapter draw from number of

source textbooks, primarily the book by Taflove and Gedney [3], [4].

Chew and Weedon showed that the PML can be posed in a stretched

coordinate frame with complex metric-tensor coefficients [21]. The

partial derivatives in the stretched coordinate space are expressed

as:

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1 1 1, ,

x y zx s x y s y z s z

(1.32)

Then, time harmonic Maxwell’s equations are described in the

complex-coordinate space as:

j D E H (1.33)

j B E (1.34)

Equation (1.33)-(1.34) are decomposed into six scalar differential

equations as:

For Electric flux density

1 1 yzx x

y z

HHj D E

s y s z (1.35)

1 1x zy y

z x

H Hj D E

s z s x (1.36)

1 1y xz z

x y

H Hj D E

s x s y (1.37)

For magnetic flux density,

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0

1 1y zx

z y

E Ej H

s z s y (1.38)

0

1 1z xy

x z

E Ej H

s x s z (1.39)

0

1 1 yxz

y x

EEj H

s y s x (1.40)

The six time harmonic differential equations are then transformed to

time-domain equations to be used for the FDTD method as shown

below.

( )* ( )*yx z

x y z

HD HE s t s t

t y z (1.41)

( )* ( )*y x z

y z x

D H HE s t s t

t z x (1.42)

( )* ( )*y x z

y z x

D H HE s t s t

t z x (1.43)

where,

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0

, , , or ii i

i

s i x y zjw

(1.44)

0 0(( / ) ( / ))

2

0

( )( ) ( )

( )( )

i i i tii

i i

i

i

ts t e u t

tt

(1.45)

‘ ∗ ’ and 𝑢(𝑡) are convolution operator and unit step function,

respectively.

Using the PLRC technique, the calculation of the convolution integral

can be effectively implemented. For example, discretized form of

(1.41) is as shown below:

1

1, , , ,

, , , ,

0.5 0.50.5 0.5

, , , 1, , , , , 1

0.5 0.5

, , , ,

2

1 1

XY XZ

n n

n nx xi j k i j k

x xi j k i j k

n nn n

y yz zi j k i j k i j k i j k

y z

n n

E Ei j k i j k

D DE E

t

H HH H

y z

(1.46)

where,

0.5 0.5

0.5 0.5, , , 1,

, , , ,XY XY

n n

n n z zi j k i j k

E y E yi j k i j k

H Hb a

y (1.47)

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0.5 0.5

0.5 0.5, , , , 1

, , , ,XZ XZ

n n

n n y yi j k i j k

E z E zi j k i j k

H Hb a

z (1.48)

0(( / ) )( / ), ( 1),

( )

, , or

i i i t ii i i

i i i i

b e a b

i x y z (1.49)

Update equation for x-component of magnetic field intensity in PML

is:

0.5 0.5

, , , , , , 1 , , , 1, , ,

0

, , , ,

1 1

XZ XY

n nn n n n

y yx x z zi j k i j k i j k i j k i j k i j k

z y

n n

H Hi j k i j k

E EH H E E

t z y

(1.50)

1, , 1 , ,

, , , ,XZ XZ

n n

n n y yi j k i j k

H z H zi j k i j k

E Eb a

z (1.51)

1, 1, , ,

, , , ,XY XY

n n

n n z zi j k i j k

H y H yi j k i j k

E Eb a

y (1.52)

Update equations for other components could be derived easily using

cyclic rule of the Maxwell’s equation.

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1.5. Validation

Some validation examples are simulated to ensure the accuracy of

the developed FDTD codes. Examples are calculations of the S-

parameters of passive planar circuits and reflection coefficient of the

plane wave from half-space dielectric. Simulation results are verified

with commercial software and analytic solutions.

1.5.1 Microstrip Antennas

First, conventional offset feed rectangular patch antenna was

simulated using developed code. Design procedures for patch antenna

is well written in many textbooks on antennas [22], [23]. Resistive

voltage source was applied to excite the antenna and its internal

impedance was 50 Ω. Computational domain was terminated using

10-cell CPML. Design parameters and its simulation result are

depicted in Fig 2.2. Simulation result is compared with CST MWS, a

commercial EM software, and the result shows good agreement with

the CST result. It is considered that errors in S-parameter result are

due to the quality of mesh used in each simulation.

Second, microstrip antenna with matching stub is designed and

simulated. Simulated result is compared with CST MWS and its

fabrication as depicted in Fig. 1.3. The result shows good agreement

with the CST and fabrication result. Ripples in result are due to strong

resonant of the antenna and can be solved using signal processing.

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(a)

(b)

Fig. 1.2 Offset feed microstrip antenna and its (a) Geometry (b) S11

result

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(a)

(b)

Fig. 1.3 Microstrip antenna with matching stub and its (a) Fabrication

(b) S11 results

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1.5.2 Microstrip Low Pass Filter

As a validation example for multi-port passive circuits, microstrip

low pass filter is simulated. Ports are set as resistive voltage source

with its internal impedances of 50 Ω and the outermost boundary of

the computational domain was terminated with 10-cell CPML. Design

parameters and its simulated S-parameter results are shown in Fig.

2.4. Simulation results are compared with CST MWS and the results

show good agreement with the CST result. It is considered that

errors in S-parameter result are due to the quality as described in

1.6.1.

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(a)

(b)

Fig. 1.4 Microstrip low pass filter and its (a) Geometry (b) S-

parameter results

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1.5.3 Reflection Coefficient of Electromagnetic Plane Wave

from Half-Space Dielectric

Lastly, reflection coefficients of the plane EM wave from half-space

dielectric are calculated using the FDTD codes. The half-space

dielectric is parallel to xy-plane and boundaries in x-, y- direction

is set as periodic boundary condition PBC using sin-cos method [3].

CPML is used in z-direction to absorb transmitted and reflected EM

waves. Plane waves are excited by total-field scattered-field

(TF/SF) boundary condition [3]. The schematic and results of the

simulation are shown in Fig 2.5. Relative permittivity of the dielectric

and azimuthal angle of the incident wave is set to be 4.0 and 0°,

respectively. Elevation angle of the incident wave varies from 𝜃 = 0°

to 𝜃 = 0° for transverse electric (TE) and transverse magnetic (TM)

polarizations. The FDTD simulation results are compared with the

analytic solution in textbook [24]. It can be shown in Fig. 1.5 that

simulation results are well matched to the analytic solutions.

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(a)

(b)

Fig. 1.5 Schematic of simulation for calculation of reflection

coefficients (a) Geometry (b) Reflection coefficient results

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1.6. Summary

In this section, basic theory and its implementation of the FDTD

method is introduced. Developed code supports single pole Debye

model for dispersive dielectric and CPML is also implemented to

terminate computational domain. Some validation examples are

simulated and the results are well matched to the results of

commercial software and the analytic solutions. It can be concluded

that the developed FDTD codes are accurate and available as basic

framework of multi-physics simulation in future work.

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1.7. References

[1] Kane S. Yee, “Numerical Solution of Initial Boundary Value

Problems Involving Maxwell’s Equations in Isotropic Media,”

IEEE Trans. Antennas Propag., vol. AP-66, no. 3, pp. 302–307,

May. 1966.

[2] K. S. Kunz and R. J. Luebbers, The Finite Difference

Tiime-Domain Method for Electromagnetics. Boca Raton, FL:

CRC Press, 1993.

[3] A. Taflove and S. C. Hagness, Computational

Electrodynamics.2nd ed. Norwood, MA, USA: Artech House,

2005.

[4] S. Gedney, Introduction to the Finite-Difference Time-

Domain (FDTD) Method for Electromagnetics. Morgan &

Claypool, 2011.

[5] W. Yu, R. Mittra, T. Su, Y. Liu, and X. Yang, Parallel Finite-

Difference Time-Domain Method. Norwood, MA, USA: Artech

House, 2006.

[6] A. Elsherbeni and V. Demir, The Finite-Difference Time-

Domain Method for Electromagnetics with MATLAB

Simulations, MA, USA: SciTech Publising, Inc. Raleigh, NC,

2009.

[7] SEMCAD X, [Online] Available: http://speag.swiss

[8] REMCOM XFDTD, [Online] Available:

http://www.remcom./xfdtd-3d-em-simulation-software

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[9] T. Namiki, “A New FDTD Algorithm Based on Alternating-

Direction Implicit Method,” IEEE Trans. Antennas Propag., vol.

47, no. 10, pp. 2003–2007, Oct. 1999.

[10] J. Shibayama, M. Muraki, J. Yamauchi, and H. Nakano,

“ Efficient implicit FDTD algorithm based on locally one-

dimensional scheme,” Electron. Lett., vol. 41, no. 19, Sep. 2005.

[11] E. L. Tan, “ Fundamental Schemes for Efficient

Unconditionally Stable Implicit Finite-Difference Time-Domain

Methods,” IEEE Trans. Antennas Propag., vol. 56, no. 1, pp.

170–177, Jan. 2008.

[12] J. D. Shea, P. Kosmas, S. /c. Hagness, and B. D. Van Veen,

“Three-dimensional Microwave Imaging of Realistic Numerical

Breast Phantoms via a Multiple-Frequency Inverse Scattering

Technique,” Medical Physics, vol. 37, pp. 4210–4226, Aug. 2010.

[13] J. M. Bourgeois and G. S. Smith, “ A Fully Three-

Dimensional Simulation of a Ground-Penetrating Radar: FDTD

Theory Compared with Experiment, ” IEEE Trans. Geosci.

Remote Sensing, vol. 34, no. 1, pp. 36-44, Jan 1996.

[14] S. T. Chu and S. K. Chaudhuri, “A Finite-Difference Time-

Domain Method for the Design and Analysis of Guided-Wave

Optical Structures,” J. Lightwave Technology, vol. 7, no. 12, pp.

2033-2038, Dec 1989.

[15] D. M. Sheen, S. M. Ali, M. D. Abouzahra, and J. A. Kong,

“ Application of the Three-Dimensional Finite-Difference

Time-Domain Method to the Analysis of Planar Micristrip

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Circuits,” IEEE Trans. Microw. Theory Techn., vol. 38, no. 7, pp.

849-857, July 1990.

[16] D. M. Sullivan, Electromagnetic Simulation using The

FDTD Method, NJ, USA: Wiley-IEEE Press, 2000.

[17] B. Chaudhury and J. –P. Boeuf, “Computational Studies of

Filamentary Pattern Formation in a High Power Microwave

Breakdown Generated Air Plasma,” IEEE Trans. Plasma Sci., vol.

38, no. 9, pp. 2281–2288, Sep. 2010.

[18] D. F. Kelley and R. J. Luebbers, “ Piecewise Linear

Recursive Convolution for Dispersive Media Using FDTD,” IEEE

Trans. Antennas Propag., vol. 44, no. 6, pp. 792–797, June. 1996

[19] J. P. Berenger, “ A Perfectly Matched Layer for the

Absorption of Electromagnetic Waves, ” J. Computational

Physics, vol. 114, no. 6, pp. 185-200, June. 1994

[20] J. A. Roden, and S. D. Gedney, “Convolutional PML (CPML):

An efficient FDTD implementation of the CFS-PML for arbitrary

media,” Microw. Opt. Technol. Lett., vol. 27, pp. 334–339, Dec.

2000.

[21] W. C. Chew and W. H. Weedon, “A 3-D Perfectly Matched

Medium from Modified Maxwell’s Equations with Stretched

Coordinates,” Microw. Opt. Technol. Lett., vol. 7, no. 13, pp.

599–604, Sep. 1994.

[22] C. A. Balanis, Antenna Theory: Analysis and Design. Third

Edition. Hoboken, NJ, USA: John Wiley & Sons, Inc., 2005.

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[23] R. E. Collin, Antennas and Radiowave Propagation.

McGraw-Hill, 1985.

[24] D. K. Cheng, Field and Wave Electromagnetics. Second

Edition. Addison-Wesley Publishing Company, Inc., 1989.

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Chapter 2. Plasma as Fluids

2.1 Introduction

Plasma in physics is an ionized gas in which at least one of the

electrons in an atom has been stripped free, leaving a positively

charged nucleus, called an ion [1-6]. In more precise manner,

definition for the plasma is as follows [1]:

“A plasma is a quasineutral gas of charged and neutral particles which

exhibits collective behavior.”

The three conditions a plasma must satisfy are as follows [1]:

1. 𝜆𝐷 ≪ 𝐿

2. 𝑁𝐷 ≫ 1

3. 𝜔𝑝𝜏 > 1

where 𝜆D , 𝑁D , 𝜔𝑝 , and 𝜏 are the Debye length, the number of

particles in Debye sphere, the plasma frequency, and the mean time

between collisions with neutral atoms, respectively. The most of

plasma exist in space and a few examples of plasma are available in

our atmosphere, the light of a fluorescent tube, or a plasma display.

The reason for this can be seen from the Saha equation below [1].

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3/2/k212.4 10 i B Ti

n i

N Te

N N (2.1)

where 𝑁𝑖 and 𝑁𝑛 are the density of ionized atoms and of neutral

atoms, respectively. T is the gas temperature in °K and 𝑘𝐵 is

Boltzmann’s constant. Φ𝑖 is the ionization energy of the gas. The

Saha equation tells the ionization to be expected in a gas in thermal

equilibrium. For ordinary air at room temperature, the fractional

ionization can be expected to be almost zero.

To describe the motion of the single charged particle of plasma,

Newton’s second law (the equation of motion) can be applied to

calculate the motion of the particle. In that case, the forces in the

Newton’s law consist of EM force, gravitational force, and centrifugal

force, and so on. For more complicated many particle plasma,

however, the electric field and magnetic fields are not prescribed and

there should be a self-consistent method to solve the problem. The

motion of each particle should be solved simultaneously and it

requires large computational cost. Fortunately, the majority of

plasma phenomena observed in real experiments can be explained by

a rather crude model. We call the model as fluid model and the fluid

model is derived from the momentum equations of the Boltzmann

equation below [1].

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( )

r

c

f F f fv f

t m v t (2.2)

Here we assume that the location of each particle is represented by

a position vector 𝑟. We also define the linear velocity of the particle

as shown below [2].

x y zv xv yv zv (2.3)

In (2.2), is the force acting on the particles, and (∂f/ ∂t)𝑐 is the

time rate of change of 𝑓 due to collisions. 𝑓 is the velocity

distribution function of six scalar variables (x, y, z, v𝑥 , v𝑦, v𝑧 , t). 𝑓 can

be considered as probability density function of plasma species in

which the probability of the particle’s existence is defined in seven-

dimensional phase space. By definition of the velocity distribution

function, the total number of particles at 𝑟 , 𝑁(𝑟, 𝑡)d𝑟 , of velocity

points in the entire velocity space is calculated as shown below.

( , ) ( , , )dN r t f r v t v

(2.4)

The momentum equations are derived from the Boltzmann’s

equation. Macroscopic quantities of particle are calculated by

averaging as shown below.

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1( , ) ( , , ) ( , , ) ( , , )d

( , )avg r t g r v t g r v t f r v t v

N r t

(2.5)

Here, 𝑔(𝑟, , t) is any property to be averaged. Details for derivations

of the momentum equations are described from section 2.2 to 2.4 and

the notations follow the Inan’s textbook [2]. However, many other

textbooks are also available to study the derivation of the momentum

equations.

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2.2 Continuity Equation: The Zeroth Order Moment

Equation

First, we derive the continuity equation, which is a statement of

conservation of charge and mass. To evaluate the zeroth order

moment, we multiply (2.2) by 𝑣0 = 1 and integrate in velocity space.

Then, (2.2) changes to the equation below[2].

( ) [( ) ] dvr v

c

f qdv v fdv E v B f

t m

fdv

t

(2.6)

where 𝑑 = 𝑑𝑣𝑥𝑑𝑣𝑦𝑑𝑣𝑧 and (𝜕𝑓

𝜕𝑡)

𝑐 is schematically represented term

of the resultant net gain or loss of particles due to collisions. By

definition, the first term is

( , )f

dv fdv N r tt t t (2.7)

The second term is

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( )

( , )

( , ) (r,t)

r x y z

x y z

r

r

v fdv v fdv v fdv v fdvx y z

v fdv v fdv v fdvx y z

N r t v

N r t U

(2.8)

where (𝑟, 𝑡) is the average plasma velocity or “fluid” velocity.

For the third term, effect of the electric field and magnetic field can

be evaluated, separately. For electric field,

dv ( )dv 0

v

v v vS

E f fE fE ds

(2.9)

We have used the divergence theorem in velocity space and the

convergence characteristics of the Maxwellian distribution.

For magnetic field, it can be calculated in similar manner with the

electric field case. Then, the effect of the magnetic field becomes

zero. The collision term also vanishes as below [2].

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0

c

fdv f dv

t t (2.10)

We assumed that the total number of particles of the species

considered must remain constant as collisions proceed.

After evaluations for each term, the final equation is derived below.

( , ) ( , ) ( , ) 0r

N r t N r t U r tt

(2.11)

Equation (2.11) is the continuity equation for mass or charge

transport which is a statement of the conservation of particles.

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2.3 Equation of motion: The First Order Moment

Equation

The equation of motion for fluid model of plasma is obtained by

multiplying by 𝑚 and integrating to find

( ) [( ) ] dvr v

c

fm v dv m v v fdv q v E v B f

tf

mv dvt

(2.12)

The first term is evaluated as

( , ) ( , )m vfdv m N r t U r tt t

(2.13)

It is because the definition of the mean plasma velocity or “fluid”

velocity is defined as

1( , )

( , )U r t v vfdv

N r t (2.14)

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Third term is evaluated using the new vector defined as

G E v B (2.15)

Then, the third term becomes

dv dvv x y z

x y z

f f fq v G f q vG vG vG

v v v

(2.16)

Evaluation of the integral can be performed separately; integrating

by parts. Then,

dv

( , )

x x y z x

x x

x y z x

x

x x y z

x

x

x

f fq vG q G dv dv v dv

v v

vq G dv dv vf f dv

v

vq G f dv dv dv

v

vqN r t G

v

(2.17)

Finally, (2.12) can be evaluated using (2.16) as

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dv ( , )v v

q v G f qN r t Gv (2.18)

where the term is a tensor product.

Using the properties of tensor product, (2.18) is evaluated as

( , ) ( , )

( , )( )v

qN r t Gv qN r t G

qN r t E U B

(2.19)

The second term is evaluated as

( ) (f )

f

[ ]

r r

r

r

m v v fdv m vv dv

m m vvdv

m Nvv (2.20)

can be separated into an average velocity and a random

(thermal) velocity w. Then we have

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[ ] [ ]

m [ ]

[ ]

r r r

r

r r

m Nvv m NUU m N ww

NU w w U

m NUU m N ww

(2.21)

Because

0w (2.22)

The first term of the right hand side in (2.21) is evaluated as

r r rm NUU mU NU mN U U

(2.23)

The second term of the right had side in (2.21) is evaluated with new

pressure tensor Ψ as

xx xy xz

yx yy yz

zx zy zz

p p p

mN ww p p p

p p p

(2.24)

Final form of the equation of the motion is then described as below.

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( )i i i ij

dumN qN E U B S

dt

(2.25)

Collision term is denoted by S𝑖𝑗 and represents the rate of change of

momentum density due to collisions between different plasma

species i and j.

The calculation of tensor product or dyad 𝐴 used in this section is

summarized below.

x x x y x z

y x y y y z

z x z y z z

A B A B A B

AB A B A B A B

A B A B A B (2.26)

The tensor dot product is itself a vector, defined as

( )x x x y x z x

y x y y y z y

z x z y z z z

A B A B A B C

AB C A B A B A B C

A B A B A B C

(2.27)

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( )x x x y x z

x y z y x y y y z

z x z y z z

A B A B A B

C AB C C C A B A B A B

A B A B A B

(2.28)

Some useful identities are as shown below.

( ) ( ) ( )AB C A B C C B A (2.29)

( ) ( )C AB C A B (2.30)

( ) ( ) ( )AB B A A B (2.31)

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2.4 Energy Conservation Equation: The Second

Order Moment Equation

The energy conservation equation for fluid model of plasma is

obtained by multiplying the Boltzmann’s equation by 1

2𝑚𝑣2 and

integrating over velocity space. It starts from

2 2 2

2

( ) [( ) ] dv2 2 2

2

r v

c

m f m qv dv v v fdv v E v B f

tm f

v dvt

(2.32)

The first term is evaluated as

2 21

2 2

m fv dv N mU

t

(2.33)

The second term is

2 21( )

2 2r r

mv v fdv N m U U

(2.34)

The third term is

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2[( ) ] dv 02 v

qv E v B f qN E U

(2.35)

Final form of the energy conservation equation is then,

2 21 1

2 2r collN mU N m U U qN E U S

t

(2.36)

where 𝑆𝑐𝑜𝑙𝑙 is evaluation of the integral for the collisional effect in

(2.32) as shown below.

2

2coll

c

m fS v dv

t

(2.37)

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2.5 System of Equations for EM-Plasma Coupled

Problem

Based on the momentum equations, the system of equations for

EM-Plasma coupled problem is described as shown below. We

assumed that the plasma is cold and the electron only plasma. Then,

0r

N NUt

(2.38)

( ) ( )r eff

dUmN U U p qN E U B mN U

dt

(2.39)

3 3

2 2r collp pU p U q S

t

(2.40)

where,

B

p Nk T (2.41)

2( /2)q N w w (2.42)

The Maxwell’s equations are also included in the system of equations

to be self-consistent.

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2.6 Summary

In this section, basic plasma physics and its fluid model

descriptions are introduced. To be modeled as fluid, the momentum

equations are derived from the Boltzmann’s equation. Zeroth, first,

second momentum equations are the continuity equation, the equation

of the motion, and energy conservation equation, respectively.

Derived momentum equations are used as a part of the system of

equations in which the EM-plasma coupled problems are solved.

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2.7 References

[1] F. F. Chen, Introduction to Plasma Physics and Controlled

Fusion.2nd ed. New York, NY, USA: Plenum Press, 1984.

[2] U. Inan and M. Golkowski, Principles of Plasma Physics for

Engineers and Scientists, 1st ed. Cambridge, U.K.: Cambridge Univ.

Press, 2011.

[3] K. G. Budden, Radio Waves in the Ionosphere, 1st ed.

Cambridge, U.K.:Cambridge Univ. Press, 1961.

[4] V. L. Ginzburg, The Propagation of Electromagnetic Waves

in Plasmas. 2nd ed. New York, NY, USA: Pergamon, 1970.

[5] M. A. Lieberman, A. J. Lichtenberg, Principles of Plasma

Discharges and Materials Processing. 2nd ed. Hoboken, NJ,

USA: John Wiley & Sons, Inc., 2005.

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Chapter 3. FDTD Simulation of Electromagnetic

Wave Propagation in Magnetized Plasma

3.1. Introduction

EM wave propagation in ionosphere and magnetosphere is critically

important for investigations of space weather hazards, satellite

communications, radar, remote-sensing, and for ionospheric

modification experiments [1-4]. Ionosphere and magnetosphere can

be modeled as magnetized plasma and the full-vector Maxwell’s

equations FDTD method has widely been used for solving the

Maxwell’s equation in the plasma [5-14]. In this chapter, we

introduce an FDTD methodology for solving the Maxwell’s equations

and the equation of motion for electrons in plasma simultaneously.

The FDTD method for EM analysis is same with the method

introduced in Chapter 1. We modeled the plasma as electron only cold

plasma and fluid model is adopted for describe the motion of the

electrons [15]. The equation of motion of the electrons are solved

using Boris method which is widely implemented in particle in cell

(PIC) simulations [16], [17]. In case of collisional plasma, predictor-

corrector method is applied to maintain the Boris’ scheme.

As a validation example, Faraday rotation is simulated and the results

are compared with the analytic solutions. Details are described in

sections follows.

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3.2. Model Description

3.2.1 Physical Model

The schematic for the simulation of electromagnetic wave

propagation in magnetized plasma is shown in Fig. 3.1. The plasma is

modeled as half-space media that is parallel to the xy-plane. We

assume that electron density of the plasma is not perturbed by the

EM wave. A monochromatic plane wave is normally launched from

left side of the plasma. We assume that the plasma is magnetically

biased with B0 = B0 where is unit vector along z-axis. According

to plasma theory, a linearly polarized plane wave propagating in a

direction parallel to the direction of the applied magnetic field will be

decomposed to a right-hand (RH) and a left hand (LH) circularly

polarized wave with different phase velocities [14]. This causes the

plane of polarization of the linearly polarized wave to rotate as the

wave propagates through the plasma. The rotation angle per unit

distance θ𝐹𝑅 can be written as [14]

2LH RH

FR (3.1)

where,

2

0 0

/1

pe

LH

ce (3.2)

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2

0 0

/1

pe

RH

ce (3.3)

`𝜔𝑝𝑒 and `𝜔𝑐𝑒 are the plasma frequency and cyclotron frequency of

the electron, respectively. 𝜔 is frequency of the incident EM wave.

Fig. 3.1 Schematic of EM wave propagation in magnetized plasma

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3.2.2 FDTD Update Equations

We assume the plasma is electron only cold plasma and the electron

density 𝑁0 is time invariant. Then, the behavior of electrons in

plasma can be analyzed using the system of equations below.

0

HE

t (3.4)

0

EH J

t (3.5)

( )e

e

qUU E U B

t m (3.6)

where 𝑎𝑛𝑑 are the velocity of electrons and electric current

density, respectively. They are related according to the equations

given below.

0 e

J N q U (3.7)

𝑞𝑒 and 𝑚𝑒 are the charge quantity and mass of an electron,

respectively. 𝜀0 and 𝜇0 are the permittivity and permeability of free

space, respectively. The system of equations consists of Maxwell’s

equations and equation of motion for electrons. The motion of

electrons is transformed to a current source and coupled

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to Maxwell’s equations using (3.7). FDTD update equations are

obtained by discretizing (3.4)–(3.6). The discretization is carried out

on the modified Yee cell in Fig. 3.2 is collocated with for stable

coupling between Maxwell’s equations and the momentum equation.

[22], [23]. The CDS is used for spatial and temporal differential

operations. and 𝐽 are updated in half-integer time to be effectively

coupled to Maxwell’s equations.

Update equations for (3.4)-(3.5) are as shown below.

Fig. 3.2 Modified Yee-cell for EM-plasma coupled FDTD simulation.

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For electric field intensities:

0.5 0.5

0.5, 0.5, 0.5, 0.5,1 0.5 0.5

0.5, , 0.5, , 0.5 , 0.5 0.5, , 0.50

0.5

0.5, ,0

( )

( )

n n

z zi j k i j kn n n n

x x y yi j k i j k i j k i j k

n

x i j k

H Ht

E E H H

tJ

(3.8)

0.5 0.5

, 0.5, 0.5 , 0.5, 0.51 0.5 0.5

, 0.5, , 0.5, 0.5, 0.5, 0.5, 0.5,0

0.5

, 0.5,0

( )

( )

n n

x xi j k i j kn n n n

y y z zi j k i j k i j k i j k

n

y i j k

H Ht

E E H H

tJ

(3.9)

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0.5 0.5

0.5 , 0.5 0.5, , 0.51 0.5 0.5

, , 0.5 , , 0.5 , 0.5, 0.5 , 0.5, 0.50

0.5

, , 0.50

( )

( )

n n

y yi j k i j kn n n n

z z x xi j k i j k i j k i j k

n

z i j k

H Ht

E E H H

tJ

(3.10)

For magnetic field intensities:

, 0.5, 1 , 0.5,0.5 0.5

, 0.5, 0.5 , 0.5, 0.5 , 1, 0.5 , , 0.50

( )

( )

n n

y yi j k i j kn n n n

x x z zi j k i j k i j k i j k

E Et

H H E E

(3.11)

1 , 0.5 , , 0.50.5 0.5

0.5, , 0.5 0.5, , 0.5 0.5, , 1 0.5 ,0

( )

( )

n n

z zi j k i j kn n n n

y y x xi j k i j k i j k i j k

E Et

H H E E

(3.12)

0.5, 1, 0.5, ,0.5 0.5

0.5, 0.5, 0.5, 0.5, 1, 0.5, , 0.5,0

( )

( )

n n

x xi j k i j kn n n n

z z y yi j k i j k i j k i j k

E Et

H H E E

(3.13)

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Update equation for (3.6) is derived using the Boris algorithm with

predictor-corrector step [17]. Brief descriptions for update equation

of (3.6) is as shown below.

In predictor step, vector field is approximated using semi-implicit

form shown below.

0.5 0.5 0.5 0.5

0.5 ( )2

n n n n

p pn nece

e

U U U UqU

t m (3.14)

where,

ec

e

q B

m (3.15)

Subscript ‘p’ means ‘predictor’. Then, two auxiliary vector fields can

be defined as shown below.

0.50.5

2 2

n nn ep

e

tq t UU U

m (3.16)

0.50.5

2 2

n nn e

e

tq t UU U

m (3.17)

Then the equation of motion is deformed to the equation as shown

below.

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2c

U U U U

t (3.18)

Using vector identity, it can be derived that + is the rotated vector

of − with the rotation angle θ. The rotation angle θ is calculated

using (3.19) and its schematic is shown in Fig. 3.3.

1 1tan tan2 2

cU U t

U U

(3.19)

With auxiliary vector fields, the Boris algorithm can be applied to

find 𝑝𝑛+0.5. Detailed procedures are as shown in (3.20)-(3.21)

Fig. 3.3 Rotational relation between two auxiliary vector fields.

θ

θ/2c

U

U

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0

1 0

2 1

2

U U t

U U U

U U s

U U U

(3.20)

where,

tan(θ / 2)c

c

t

(3.21)

sinθc

c

s

(3.22)

Then, 𝑝𝑛+0.5 is easily calculated using (3.23)

0.50.5

2 2

n nn ep

e

tq t UU U

m (3.23)

Next, in corrector step, two auxiliary vector fields are defined again

for 𝑐𝑛+0.5 as shown below.

0.5

0.5

2 2

nnpn e

c

e

t UtqU U

m (3.24)

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0.5

0.5

2 2

nnpn e

e

t UtqU U

m

(3.25)

Subscript ‘c’ means ‘corrector’. Using the auxiliary vector fields

above, the Boris algorithm is applied to find 𝑐𝑛+0.5 as shown in (3.20)

and (3.23). Finally, 𝑛+0.5 is calculated using the equation below.

The flow chart of the simulation is shown in Fig. 3.4.

0.5 0.5

p0.5

2

n n

cnU U

U (3.26)

It is well known that the predictor-corrector method used in

discretization of (3.6) ensures second-order accuracy as same as

the conventional FDTD method. In addition, this predictor-corrector

method can be effectively used when the equations to be discretized

includes time- and spatial- derivatives together.

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Fig. 3.4 Flow chart for FDTD simulation with the Boris algorithm.

Simulation Start

Initialization

Update E-field

N > Nmax?Yes Simulation

End

Update H-field

Update U-field based on the Boris algorithm

Calculation of current J using U-field

No

N=N+1

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3.2.3 Boundary Conditions

The half-space plasma that is parallel to the xy-plane is a kind of

layered media and could be treated as a periodic structure. We can

assume that the periodic structure has periodicities P𝑥 and ∞ with

respect to the x-axis and y-axis, respectively, as shown in Fig.3.5.

When a plane wave impinges on the plasma normally with respect to

the z-axis, the field components at 𝑥 = Px and 𝑥 = 0 have a

relationship that is expressed in the phasor domain by

x

( 0, , ) ( P , , )x y z x y z (3.27)

can be an electric or magnetic field component. In this case, the

field components at each boundary can be updated using those on the

other side, as represented in Fig. 3.5. Boundaries in z-direction are

terminated with CPML to absorb reflected and transmitted waves on

both sides.

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Fig. 3.5 Schematic periodic boundary condition for layered media.

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3.3. Numerical Results

The grid and time interval used in numerical experiments are set

to be Δ = 75 𝜇𝑚 in all directions with Δt = 0.125 𝑝𝑠. The frequency of

the incident wave is 91 GHz. The plasma is assumed to be uniform

having the plasma frequency of 𝜔𝑝𝑒 = 3.14 × 1011 𝑟𝑎𝑑/𝑠 . Each

simulation is repeated for magnetic bias values ranging from 1.0 to

1.7 [T]. The electric field components are recorded at several

distances away from the source plane wave. The FDTD-calculated

Faraday rotation angle per unit distance 𝜃𝐹𝑅 for each magnetic field

value is then given by

1tan ( )y

xFR

E

E

d (3.28)

Simulation results for Faraday rotation are shown in Fig. 3.6 and

compared with the analytic solutions. The FDTD simulation results

are well matched to analytic solution. Traces of the electric field

vectors at different recording points are also illustrated in Fig 3.6 for

magnetic bias 𝐵0 = 1.7 [𝑇]. The initial plane of polarization of the

linearly polarized wave is along x-axis. Faraday rotation is due to

the difference of the phase velocities of the RH- and LH- CP wave

as mentioned above.

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(a)

(b)

Fig. 3.6 Simulation results of Faraday rotation: (a) Faraday rotation

according to the change of magnetic field (b) Visualization of Faraday

rotation for 𝐵0 = 1.7 [𝑇].

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3.4. Summary

The Faraday rotation is simulated using the FDTD method. The

Maxwell’s equation and the equation of motion of electrons are solved

simultaneously. To effectively solve the equation of motion using the

Yee’s scheme, Boris’ method and predictor-corrector method are

applied. The simulation results are compared with analytic solution

and are well matched to the analytic solution.

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3.5. References

[1] A. V. Gurevich, “Nonlinear Effects in the Ionosphere,”

Phys.-Usp., vol. 50, 2007.,

[2] M. R. Bordikar, W.A. Scales, A. Samimi, P. A. Bernhardt, S.

Briczinski, and M. J. McCarrick, “First Observations of Minority

Ion (H+) Structuring in Stimulated Radiation During Second

Electron Gyro-Harmonic Heating Experiments,” Geophys. Res.

Lett., vol. 40, pp. 548–565, 2013.

[3] M. R. Bordikar, W. A. Scales, A. Mahmoudian, H. Kim, P. A.

Bernhardt, R. Redmon, A. Samimi, S. Brizcinski, and M. J.

McCarrick, “ Impact of Active Geomagnetic Conditions on

Stimulated Radiation During Ionospheric Second Electron Gyro-

Harmonic Heating,” J. Geophys. Res. Space Phys., vol. 119, no.

1, pp. 548–565, Jan. 2014.

[4] T. B. Leyser, “ Stimulated Electromagnetic Emission by

High-Frequency Electromagnetic Pumping of the Ionospheric

Plasma,” Space Sci. Rev., vol. 98, pp. 223–328, 2001.

[5] J. L. Young, “ A full finite difference time domain

implementation for radiwowave propagation in a plasma,” Radio

Sci.,

vol. 29, no. 6, pp. 1513–1522, Nov-Dec. 1994.

[6] J. L. Young, “Propagation in linear dispersive media: finite

difference time-domain methodologies,” IEEE Trans. Antennas

Propag., vol. 43, no. 4, pp. 422–426, April. 1995

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[7] D. F. Kelly, and R. J. Luebbers, “Piecewise Linear Recursive

Convolution for Dispersive Media using FDTD,” IEEE Trans.

Antennas Propag., vol. 44, no. 6, pp. 792–797, June. 1996

[8] S. A. Cummer, “An Analysis of New and Existing FDTD

Methods for Isotropic Cold Plasma and a Method for Improving

Their Accuracy,” IEEE Trans. Antennas Propag., vol. 45, no. 3,

pp. 392–400, March. 1997

[9] J. H. Lee, and. K. Kalluri, “ Three-dimensional FDTD

simulation of electromagnetic wave transformation in a dynamic

inhomogeneous magnetized plasma,” IEEE Trans. Antennas

Propag., vol. 47, no. 7, pp. 1146–1151, July. 1999

[10] J. L. Young, and R. O. Nelson, “A summary and systematic

analysis of FDTD algorithms for linearly dispersive media,”

IEEE Antennas Propagation Magazine., vol. 43, no. 1, pp. 61–77,

Feb. 2001

[11] Wenyi Hu, and Steven A. Cummer, “An FDTD Model for Low

and High Altitude Lighting-Generated EM Fields,” IEEE Trans.

Antennas Propag., vol. 54, no. 5, pp. 1513–1522, May. 2006

[12] G. Cerri, F. Moglie, R. Montesi, P. Russo, and E. Vecchioni,

“ FDTD solution of the Maxwell-Boltzmann system for

electromagnetic wave propagation in a plasma,” IEEE Trans.

Antennas Propag., vol. 56, no. 8, pp. 2584–2588, Aug. 2008

[13] C. Tsironis, T. Samaras, and L. Vlahos, “Scattered-field

FDTD algorithm for hot anisotropic plasma with application to EC

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heating,” IEEE Trans. Antennas Propag., vol. 56, no. 9, pp.

2988–2994, Sep. 2008.

[14] Y. Yu, J. Niu, and J. J. Simpson, “A 3-D global earth-

ionosphere FDTD model including an anisotropic magnetized

plasma ionosphere,” IEEE Trans. Antennas Propag., vol. 60, no.

7, pp. 3246–3256, July. 2012.

[15] F. F. Chen, Introduction to Plasma Physics and Controlled

Fusion.2nd ed. New York, NY, USA: Plenum Press, 1984.

[16] C. K. Birdsall and A. B. Langdon, Plasma Physics via

Computer Simulation. New York, NY, USA: Taylor & Francis

Group., 2005.

[17] A. Samimi and J. J. Simpson, “An Efficient 3-D FDTD Model

of Electromagnetic Wave Propagation in Magnetized Plasma,”

IEEE Trans. Antennas Propag., vol. 63, no. 1, pp. 269–279, Jan.

2015.

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Chapter 4. FDTD Simulation of Three-Wave

Scattering Process in Time-Varying Cold Plasma

Sheath

4.1. Introduction

There are several interesting EM–plasma coupled phenomena,

including microwave breakdown under a high-power pulse and

communication blackout in re-entry vehicles [1]–[3]. In addition,

there are useful applications of EM–plasma coupled systems such as

microwave torches, tokamaks, and chemical vapor deposition in

semiconductor processes [4]–[6]. Actual experiments for various

plasma parameters are required to study EM–plasma coupled

systems in depth. However, data acquisition from actual experiments

for a large number of plasma parameters is inefficient in reality. An

alternative is numerical experiments, in which we mathematically

model a physical system and solve a mathematical problem using

computer simulation. This is an extremely cost efficient method of

obtaining data for a system. Among numerical techniques, the FDTD

method is the most widely used approach to solve EM–plasma

coupled systems because it is accurate and easy to implement and

parallelize [7]–[28]. In addition, the FDTD method has advantages

over numerous other numerical techniques when simulation includes

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complex media or nonlinear phenomena [29]. Luebbers et al.

modeled isotropic plasma as a dispersive medium with complex

permittivity and solved Maxwell’s equations using the recursive

convolution technique [7]–[8]. Hunsberger et al. introduced

magnetized plasma as gyrotropic media [9]. Young proposed the

direct integration (DI) method and solved the equation of motion and

Maxwell’s equations together [10]–[11]. Samimi and Simpson

proposed an explicit FDTD scheme for magnetized plasma using the

Boris particle mover, which is widely used in the particle-in-cell

method [22]. Cannon and Honary solved an EM–plasma coupled

system by utilizing the five-moment plasma fluid model with

graphical processing unit acceleration [23]. However, most of the

abovementioned studies focused on time-invariant plasma and on the

techniques of dealing with the dispersive and gyrotropic

characteristics of plasma. There have been few studies on the

solution of the nonlinear EM–plasma coupled problem by employing

the FDTD method. In this paper, we study the three-wave scattering

process in time-varying cold plasma using the FDTD method as a

numerical experiment of a nonlinear EM–plasma coupled system. The

three-wave scattering process in plasma was originally proposed by

Nazarenko et al. as a method of mitigating communication blackout in

vehicles in the re-entry phase [30]. The method uses the nonlinear

interaction between the signal wave from a base station and the pump

wave from a vehicle. In the three-wave scattering process, an EM

wave is coupled to an electrostatic (ES) wave and generates

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Langmuir oscillation by acting like a repeater. The three-wave

scattering process has not attracted significant interest owing to its

effectiveness because no linear coupling between longitudinal waves

was seen in real plasma profiles during reentry [31]. However, it is

worth investigating to perform simulations for various plasma

parameters because it shows single sided mixing phenomena

between monochromatic plane waves and it is physically an

extremely interesting EM–plasma coupled problem, even though it

cannot be a solution for blackout mitigation.

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4.2. Model Description

4.2.1 Physical Model

The schematic for the simulation of the three-wave scattering

process is presented in Fig. 4.1. The plasma sheath is modeled as a

slab that is parallel to the xy-plane. We assume that the plasma is

electron-only cold plasma and there is no magnetic bias on it. Two

monochromatic plane waves are launched from each side of the slab.

A signal wave (𝑠𝑖𝑔) comes from the left side of the plasma and

impinges on the plasma slab at angle θ with respect to the negative

z-axis. A pump wave ( 𝑝𝑢𝑚𝑝) comes from the right side of the

plasma and impinges on the slab at angle 𝜓 with respect to the z-

axis. We assume that the frequency of the pump wave is considerably

higher than that of the signal wave. In the condition described above,

it is known that a scattered wave (𝑠𝑐𝑎𝑡) is generated by the nonlinear

interaction between the signal wave and pump wave at the location

of Langmuir oscillation. We assume that the location of Langmuir

oscillation is at 𝑧 = 𝑧𝐿𝑎𝑛𝑔𝑚𝑢𝑖𝑟, in which 𝑓𝑝(z) = 𝑓𝑠𝑖𝑔, where 𝑓𝑠𝑖𝑔 and 𝑓𝑝

are the frequencies of the signal wave and the plasma frequency of

the sheath, respectively.

The above mentioned three-wave scattering process is analogous to

the Raman scattering process in nonlinear optics. When electron

density increases linearly with respect to the z-axis, the scattered

wave is a Stokes wave, whose frequency corresponds to the

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difference between the frequencies of the pump wave and signal

wave. Theoretically, the signal wave can propagate until 𝑧 = 𝑧1, in

which 𝑓𝑠𝑖𝑔 ∙ 𝑐𝑜𝑠𝜃 is equal to 𝑓𝑝(z); However, when the signal wave is

transverse electric to the y-axis, a part of EM wave energy is

converted to an ES wave and Langmuir oscillations are excited in the

plasma. The waves that are TM to the y-axis are not considered

here because it is well known that TM waves cannot be converted to

ES waves.

Fig. 4.1 Schematic of three-wave scattering process.

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4.2.2 FDTD Update Equations

We assume that electron density 𝑁 is time variant and is sum of

time-invariant background electron density 𝑁0 and time-variant

perturbed electron density . Then, the behavior of electrons in

plasma can be analyzed using the system of equations below, within

Ο(ν/ω) [32].

0

HE

t (4.1)

0L NL

EH J J

t (4.2)

eLL

e

qUU E

t m (4.3)

21

2NL

L

UU

t (4.4)

( ) 0

NNU

t (4.5)

where 𝑎𝑛𝑑 are the velocity of electrons and electric current

density, respectively. They are related according to the equations

given below.

0L e L

J N q U (4.6)

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0NL e NL e L

J N q U Nq U (4.7)

Subscripts ‘L’ and ‘NL’ denote ‘linear’ and ‘nonlinear,’

respectively. 𝑞𝑒 and 𝑚𝑒 are the charge quantity and mass of an

electron, respectively. 𝜀0 and 𝜇0 are the permittivity and

permeability of free space, respectively. The system of equations

consists of Maxwell’s equations, two equations of motion for the

linear and nonlinear velocities of electrons, and the continuity

equation. The motion of electrons is transformed to a current source

and coupled to Maxwell’s equations using (4.6) and (4.7). Nonlinear

current is due to the nonlinear response of background electrons and

Fig. 4.2 Modified Yee-cell for EM-plasma coupled FDTD simulation.

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the nonlinear response of perturbed electron density. FDTD update

equations are obtained by discretizing (4.1)–(4.5). The discretization

is carried out on the conventional Yee cell. 𝐿 and 𝑁𝐿 are collocated

with for stable coupling between Maxwell’s equations and the

momentum equations of the electron [22], [23]. Electron density

related variables are located on all integer vertices of the Yee cell

and used with appropriate averaging. The CDS is used for spatial and

temporal differential operations. is updated in integer time. and 𝐽

are updated in half-integer time to be effectively coupled to

Maxwell’s equations. The discretization of (4.1)–(4.3) has been

provided in numerous previous studies, and we assume that the

readers are familiar with it. Thus, the discretization of (4.1)–(4.3) is

not described here. We only consider the discretization of (4.4) and

(4.5). Equations (4.4) and (4.5) are represented as the semi-

discretized equations given below by employing the CDS.

0.5 0.5

21( )

2

n n

NL NL n

L

U UU

t (4.8)

1 1

0.5

0.5 0.5

0 0

2

( )

n n n n

n

n n

N N N NU

t

N U U N (4.9)

where,

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2 2 2

1, , , ,

2 2

, 1, , ,

2 2

, , 1 , ,

1ˆ( ) ( ) ( )

1ˆ ( ) ( )

1ˆ ( ) ( )

n nn

i j k i j k

n n

i j k i j k

n n

i j k i j k

U x U Ux

y U Uy

z U Uz

(4.10)

0.5 0.50.5

0.5, , 0.5, ,

0.5 0.5

, 0.5, , 0.5,

0.5 0.5

, , 0.5 , , 0.5

1( )

1( )

1( )

n nn

x xi j k i j k

n n

y yi j k i j k

n n

z zi j k i j k

U U Ux

U Uy

U Uz

(4.11)

0.5 0.5

0 00.5, , 0.5, , 1, , 1, ,0.5

0

0.5 0.5

0 0, 0.5, , 0.5, , 1, , 1,

0.5 0.5

0 0, , 0.5 , , 0.5 , , 1 , , 1

( )( )2 2

( )( )2 2

( )( )2 2

n n

x xi j k i j k i j k i j kn

n n

y yi j k i j k i j k i j k

n n

z zi j k i j k i j k i j k

U U N NU N

x

U U N N

y

U U N N

z

(4.12)

Velocity vector is the sum of 𝐿 and 𝑁𝐿 , and it is adequately

averaged in space and time. For example,

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, 0.5, , 0.5,

, , , 0.5, , 0.5,

1

2

n n

Lx Lxi j k i j kn n n

x NLx NLxi j k i j k i j k

U U

U U U (4.13)

0.5 0.5

0.5 0.51

2

n n

Lx Lxposition positionn n n

x NLx NLxposition position position

U U

U U U (4.14)

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4.2.3 Boundary Conditions

The plasma slab that is parallel to the xy-plane is a kind of layered

media and could be treated as a periodic structure. We can assume

that the periodic structure has periodicities P𝑥 and ∞ with respect

to the x-axis and y-axis, respectively, as shown in Fig. 4.2. When a

plane wave impinges on the layered media at angle θ with respect to

the z-axis, the field components at 𝑥 = P𝑥 and 𝑥 = 0 have a

relationship that is expressed in the phasor domain by [33]

x x x

( 0, , ) ( P , , )exp(j P )x y z x y z k (4.15)

where,

0

2 /Px x x

k k m (4.16)

0 0

sinx

k k (4.17)

𝑘0 is the free space wavenumber. 𝑘𝑥0 is the wavenumber of the

fundamental Floquet mode on the x-axis and 2𝑚𝜋/P𝑥 is that of

higher-order Floquet modes [34]. could be an electric or

magnetic field component. m is an integer. We assume the exp (jωt)

convention. The FDTD method requires the boundary conditions to

be represented in the time domain. Using the inverse Fourier

transform, (4.15) becomes

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x 0( 0, , , ) ( P , , , P sin / )xx y z t x y z t c (4.18)

Equation (4.18) shows that the PBC requires future field components.

We can easily notice that the additional time delay or advance in (4.18)

results from the fundamental Floquet mode because the

wavenumbers of higher-order Floquet modes can be neglected by

multiplying periodicity P𝑥 with the argument of the exponential

function in (4.15). When a plane wave normally impinges on the

layered media, namely, θ = 0°, (4.18) becomes

x

( 0, , , ) ( P , , , )x y z t x y z t (4.19)

Fig. 4.3 Schematic periodic boundary condition for layered media.

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In this case, the field components at each boundary can be updated

using those on the other side, as represented in Fig. 4.2. However,

when a plane wave obliquely impinges on the layered media,

techniques for ignoring time delay and advance are required [29],

[33]. In our simulation, two plane waves with different frequencies

and incident angles should be excited. Therefore, we modified the

geometry to excite two individual plane waves by utilizing the

modified sin–cos method [35]. The main idea is based on the fact that

the periodicity of layered media can be arbitrarily selected to make

the argument of the exponential function in (4.15) an integer multiple

of 2𝜋. For example, let us assume there exist two plane waves, P1

and P2, with a pair of parameters, (θ1, f1, Px1) and (θ2, f2, Px2),

respectively. θ and f are the incident angle and frequency of the plane

waves, respectively. P𝑥 is the periodicity of layered media. Subscript

in parameters denotes the number of each plane wave. Then, the

wavenumbers in the x-direction of the two plane waves along the x-

axis are

x1 01 1

1

2sin

x

mk k

P (4.20)

x2 02 2

2

2sin

x

nk k

P (4.21)

where 𝑘01 and 𝑘02 are the free space wavenumbers of each plane

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wave. m and n are integers. The relationship for the field components

at each boundary can be expressed in the phasor domain as

1 1 x1 x1 x1( 0, , ) ( P , , )exp(j P )x y z x y z k (4.22)

2 2 x2 x2 x2( 0, , ) ( P , , )exp(j P )x y z x y z k (4.23)

The exponential term in (4.22) and (4.23) can be neglected by

selecting periodicity Px such that 𝑘𝑥1𝑃𝑥 and 𝑘𝑥2𝑃𝑥 become integer

multiples of 2𝜋. This implies that time delay or advance can also be

neglected for both plane waves when we excite two obliquely incident

plane waves with different frequencies. For example, we can use two

incident plane waves with pairs of (30°, 2 GHz, 0.3 m) and (0°, 12 GHz,

0.3 m) for simulation. It is physically evident for the scattered wave

that the 𝑘𝑥 of the source current of the wave is set by the values of

𝑘𝑥1 and 𝑘𝑥2 , and then, the boundary condition is automatically

satisfied. With the simple modification described above, the field

components at each periodic boundary can be easily updated like for

the normal incidence case. It can be difficult to make 𝑘𝑥1𝑃𝑥 and 𝑘𝑥2𝑃𝑥

exact integer multiples of 2𝜋 in a practical manner. Through

computer simulation, we found that a phase error of less than 3 ° is

acceptable for the proposed method and a phase error of 2.4 ° leads

to a difference of approximately 0.02 % in results. The smaller phase

error can be achieved through denser spatial sampling. This method

is highly efficient because the legacy code is reusable even though

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computational burden increases when a large number of plane waves

with extreme incident angles must be supported.

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4.3. Numerical Results and Discussion

It is critical to determine appropriate grid and time intervals before

performing the numerical simulations for accurate simulation results.

The conventional FDTD method generally recommend using a grid

interval of less than 𝜆/10, where 𝜆 denotes the wavelength of the

maximum frequency in the performed simulation. When the grid

interval is determined once, time interval is automatically determined

by the Courant–Friedrichs–Lewy number (CFLN) [29]. The CFLN of

the simulation is determined to be less than one to ensure the stability

of the FDTD simulation of Maxwell’s equations. The CFLN in free

space is defined as

c t NCFLN

x (4.24)

where 𝑐, 𝛥𝑡, 𝑁, and 𝛥𝑥 are the velocity of light in free space, time

interval, dimension of simulation, and grid interval, respectively. In

all numerical simulations presented in this section, the frequencies of

the signal wave and the pump wave are set to 2 GHz and 12 GHz,

respectively. It is well known from the three-wave scattering

process theory that the scattered field is a Stokes wave and is

expected to have a frequency of 10 GHz. As a result, it is reasonable

to determine the maximum frequency of the simulations be 15 GHz

with buffers in the frequency domain. The grid and time interval used

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in all numerical experiments are set to be 𝛥 = 0.002 m in all

directions with a CFLN of 0.9. The grid interval corresponds to λ/10

of the maximum frequency determined in free-space. The limits

described above only ensure the stability of the FDTD method for

Maxwell’s equations. The stability analysis for the entire system of

equations, including the momentum equations of electrons, should be

presented and applied for simulations. However, the conventional

methods of checking the stability and numerical dispersion limits (e.g.,

complex frequency analysis and Von Neumann analysis) are not

applicable for the proposed nonlinear formulation and there is no

unified scheme for solving all nonlinear problems [36]. Therefore,

the stability limits for the numerical experiments are determined

based on a numerical convergence test. Details are described in

section 4.3

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4.3.1 Linearly Increasing Electron Density Profile

In this section, we present the FDTD simulation results of the

three-wave scattering process for a linearly increasing density

profile as a validation example because the analytic estimation of the

three-wave scattering process for a linearly increasing electron

density profile (𝑁𝐿𝑖𝑛) has been extensively analyzed using complex

integration [32]. The initial electron density is expressed as

max 2(0 )

( , , )

0Lin

N z z z

N x y z

otherwise (4.25)

where 𝑁𝑚𝑎𝑥 is the maximum density of background electrons. We set

𝑁𝑚𝑎𝑥 to be 1.0 × 1018 m−3. The plasma slab has a thickness of 1 m

(z2 = 1). The signal wave and pump wave are excited using the total-

field scattered-field [29] technique in the air region and vehicle

region, which face each other as shown in Fig. 1, with incident angles

θand ψ, respectively. The computational domain has a size of 0.3 m,

0.004 m, and 1.2 m along the x-, y-, and z-axis, respectively. The

computational domain is terminated with the proposed PBC algorithm

in the x-direction, a perfect magnetic conductor in the y-direction,

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and with the 10-cell thickness of the convolutional perfectly matched

layer (CPML) [37] in the z-direction. The reflected and transmitted

plane waves are absorbed in the CPML. The interactions between the

open boundaries of the plasma slab and the air are assumed to be

negligible therefore the contacts between the plasma slab and the air

are time invariant. The simulation result for the magnitude of the

magnetic field of the scattered wave is shown in Fig. 4.3. The FDTD

Fig. 4.4 Magnitude of magnetic field of scattered wave for linearly

increasing electron density profile.

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simulation result is compared with the analytic estimation given in

[32]. As expected, the scattered wave has a frequency of 10 GHz and

the simulation result demonstrates good agreement with the analytic

estimation in terms of the frequency of the scattered field.

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4.3.2 Case Study: Effects of Electron Density Profiles

and Incident Angles of Signal Wave

First, case studies are performed for different electron density

profiles, i.e., Bi-Gaussian (𝑁𝐵𝑖−𝐺.) and quadratic (𝑁𝑄𝑢𝑎𝑑) functions,

on the z-axis. Background electron density profiles are expressed

as

2

max

1

2

. max 2

2

exp (0 )

( , , ) exp ( )

0

cc

cBi G c

z zN z z

w

z zN x y z N z z z

w

otherwise

(4.26)

2

max 2(0 )

( , , )

0Quad

N z z z

N x y z

otherwise (4.27)

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These profiles with the location of Langmuir oscillation are depicted

in Fig. 4.5. We set density parameters 𝑁𝑚𝑎𝑥, 𝑤1, 𝑤2, and 𝑧𝑐 to be

4.0 × 1017 m−3, 0.25, 0.5, and 0.5, respectively. It is evident that any

complex density profile along the z-axis can be solved by changing

the plasma parameters. The FDTD simulation results for different

electron density profiles are shown in Fig. 5, which presents the

magnitude of the magnetic field of the scattered wave in the

frequency domain. The strongest scattered wave occurs for Bi-

Fig. 4.5 Background electron density (𝑁0) profiles for case study.

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Gaussian electron density because dominant source of the scattered

wave is perturbed electron density by the signal wave and its

interaction with the pump wave. It could be analytically estimated that

perturbed electron density is proportional to the slope of background

electron density at the location of Langmuir oscillation and the

simulation results are good agreement with the analytic estimation

[32].

The shape of Langmuir oscillation is presented in Fig. 6 by showing

Fig. 4.6 Magnitude of magnetic field of scattered wave for different

electron density profiles.

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the magnitude of perturbed electron density. The figure shows that

magnitude of the scattered field is proportional to the magnitude of

the Langmuir oscillation. Second, additional simulations are

performed for different incident angles of the signal wave with the

linearly increasing electron density profile shown in Fig. 4.5.

Simulation results are presented in Fig. 4.8. The maximum scattered

wave occurs when 𝜃 = 30° and the result is well agree with the

analytical estimation. It is also known that the optimum angle of the

pump wave, i.e.ψ, is 0° as considered in our study.

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Fig. 4.7 Magnitude of perturbed electron density for different

electron density profiles: (a) Linear, (b) Bi-Gaussian, (c) Quadratic

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Fig.4.8 Magnitude of magnetic field of scattered wave for different

incident angles of signal wave.

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4.3.3 Discussion

The FDTD simulation results of the three-wave scattering process

shows a certain disagreement with the theory in terms of magnitude,

even though the results show good agreement in terms of frequency.

The disagreement is expected to be due to the following reasons:

- Analytic estimation cannot include dynamically varying

electron density and simultaneous interactions between

waves. It only calculates the physical quantities in the steady

state.

- The magnitude of the scattered wave is 10−6– 10−7 times that

of the pump wave. Small errors could lead to a large

difference between analytic estimation and FDTD simulation

values.

The lack of stability and dispersion analysis for the proposed

algorithm is also a problem, and it should be solved. It is well known

that the stability of DI method based FDTD algorithm can be ensured

using the conventional CFLN when the following conditions are

satisfied [13], [16].

- The plasma is not magnetically biased.

- The nodes for ( 𝑜𝑟 𝐽) are collocated with and updated at

the same time as .

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- Only the 1st order momentum equation, i.e., the equation of

motion, is considered for election.

In our method, the 0th order momentum equation, i.e., the charge

conservation equation, and the equation for nonlinear velocity are

considered with Maxwell’s equation. Thus, the conventional CFLN

cannot be the stability criterion. Instead, we performed convergence

tests for various CFLNs that are close to 1. The simulation results

are presented in Fig. 8. When the CFLN is almost 1 or higher, the

simulation diverges as expected. Thus, we determined the CFLN to

be 0.9 with a margin to overcome the unexpected source of instability

factors. The momentum equations for the fluid model used in this

study are only the 0th and 1st order equations with scattering

frequency between electrons and neutrals. However, the simulation

model could be extended by utilizing a higher-order momentum fluid

model and various scattering parameters. Electron energy and

temperature could be calculated by including the 2nd order momentum

equation of electrons. The generation and attachment processes of

electrons could be considered by including additional scattering

parameters.

These aspects remain as future works.

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Fig. 4.9 Time record of magnetic field apart from the five Yee-cells

from the source point for different CFLNs.

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4.3.4 Appendix: Source of the scattered wave

Source current of the scattered wave can be described as bellows

[32].

0 NL( )

NL e e LJ q N z U q NU (4.28)

It can be shown that the principal source of the scattered wave is the

interaction between electron density perturbed by the signal wave

and the velocity vector generated by the pump wave. Analytic

expression for the perturbed electron density is presented as bellows.

0

3

( )1

1 /e

N zieN H

i z xm (4.29)

It can be shown that the magnitude of the scattered wave is

proportional to the slope of the electron density at Langmuir

oscillation. To show the proportional relationship, we set ∂(𝑁0(𝑧)/𝜀)

∂z to

slope value. The slope parameter for the different electron density is

presented in Fig. 4. 10. It can be predicted from the Fig. 4. 10 that

that Bi-Gaussian electron density profile will generates the largest

scattered wave. The simulation results show good agreement with

the estimation above.

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Fig. 4.10 The magnitude of slope value for different electron density

profiles.

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4.4. Summary

An FDTD simulation method for the three-wave scattering process

is presented as a numerical experiment of the nonlinear interaction

between waves in time-varying cold plasma. The simulation result

for linearly increasing electron density shows good agreement with

analytic estimation in terms of frequency responses. Case studies

show that the three-wave scattering process is easily simulated

through the FDTD simulation for various electron density profiles and

incident angles of the signal wave, even though there is no analytic

solution of the scattering process. The incident angle of the signal

wave for the maximum Stokes wave is in good agreement with the

analytic estimation. As we used an extremely simple model of plasma,

a more extended model should be incorporated to be used in practical

problems by employing various collisional processes and higher-

order momentum equations. Moreover, additional studies will be

constructed in the future for numerical stability and dispersion limits

in detail.

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inhomogeneous magnetized plasma,” IEEE Trans. Antennas

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[21] M. Surkova, W. Terens, I. Pavlenko, D. V. Eester, G. V. Oost,

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[27] W. Meng, and L. Qian “MedFDTD: A Parallel and Open-

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[34] A. K. Bhattacharyya, Phased array antennas: Floquet

analysis, synthesis, BFNs, and active array systems. John

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[35] Y. Lim, B. Seo, and S. Nam, “The least common multiple sin-

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Electromagnetics: Technical Challenges and Potential Solutions,”

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Chapter 5. Conclusions

In this thesis, a 3-D FDTD method is investigated to study the

EM-plasma coupled scattering analysis. The conventional Yee

method and fluid model of plasma are used to describe the EM-

plasma coupled system. The contents of the study carried out are as

follows.

First, in Chapter 1, basic theory and implementation of the FDTD

method for EM analysis are introduced. Implemented codes are

consist of update engine, source, and boundary condition modules. A

microstrip patch antenna, a low pass filter, and reflection coefficient

of the half-space dielectric are simulated with the developed FDTD

codes. Simulation results were well matched to the commercial

software and analytic solutions.

Second, in Chapter 2, plasma as fluids and its governing equations

are described. The moment equations are derived from the Boltzmann

equation by calculating the integrals in velocity space. The governing

equations are used as a part of EM-plasma coupled system of

equations in next chapters.

Third, in Chapter 3, electromagnetic wave propagation in

magnetized plasma is investigated and simulated using the developed

FDTD codes. The first momentum equation and the Maxwell’s

equations are solved simultaneously. Boris algorithm with predictor-

corrector method is applied to efficient calculation of the momentum

equation.

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The calculation of Faraday rotation angle is selected as a validation

example and the simulation results shows good agreement to the

analytic solutions.

Finally, three-wave scattering process in inhomogeneous plasma

layer is analyzed and simulated using the FDTD codes. The zeroth

and the first momentum equations are included in the system of

equations with the Maxwell’s equations. The simulation result for

linearly increasing electron density shows good agreement with

analytic estimation in terms of frequency responses. Case studies are

then carried out for various electron density profiles and incident

angles of the signal wave. The incident angle of the signal wave for

the maximum Stokes wave is in good agreement with the analytic

estimation.

In conclusion, the developed FDTD method can be applied to

analysis of the EM-plasma problems. Also, the method is applicable

for more complicated EM-plasma coupled phenomena by increasing

order of the momentum equations and the number of species of

plasma.

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초 록

본 논문에서는 3차원 유한차분 시간영역 (FDTD) 방법을 이용하여

전자파와 플라즈마가 상호 결합된 산란 해석에 관해 연구하였다.

플라즈마는 Boltzmann 방정식의 모멘텀 방정식들에 기반한 유체모델

플라즈마를 가정하였다. 모멘텀 방정식은 해석하고자 하는 문제에 따라

0차와 1차 모멘텀 방정식을 적절히 시뮬레이션 코드에 반영하였으며,

이온과 중성자는 배경에 멈춰있고 전자만 이동할 수 있는 저온

플라즈마를 가정하였다. 인가된 전자파에 의한 플라즈마 내의 전자는

전자기력을 받아 움직이고 이 때 발생한 전류는 Maxwell 방정식의

전류 전원으로 결합되어 전자파-플라즈마 시스템으로 결합된다. 수행된

연구의 내용은 아래와 같다.

첫 번째로, 전자파 해석을 위한 3-D FDTD 코드를 개발하였다.

코드는 필드 계산을 위한 엔진 모듈, 전자파 전원 입력을 위한 전원

모듈, 산란된 전자파의 흡수 및 계산 영역의 종단을 위한 흡수체

경계조건 모듈, 그리고 무한한 평판의 효과적인 해석을 위한 주기구조

경계조건 모듈로 이루어져 있다. 엔진 모듈은 Yee에 의해 제안된

고전적인 방법을 사용하였다. 전원 모듈은 회로 해석을 위한 집중

정수회로 전원과 평면파 발생을 위한 total-field / scattered-field

전원을 구현하였다. 흡수체 경계조건 모듈은 Berenger가 제안한

PML의 변형 중 하나인 Convolutional PML (CPML)을 구현하였다.

주기구조 경계조건은 기본적으로 단일주파수 해석을 위한 sin-cos

방법의 코드를 구현하였으나, 향후 플라즈마 내의 전자파 비선형 산란에

응용할 수 있도록 modified sin-cos 방법을 추가로 구현하였다. 개발된

3-D FDTD 코드는 평판형 안테나 및 필터 해석과 유전체 평면파의

유전체 반평면에 대한 반사계수 계산을 통해 정확성을 검증하였다.

안테나와 필터 해석은 상용 전자파 해석 프로그램인 CST MWS를

사용하여 검증하였고, 유전체 반평면에 대한 평면파의 산란은 해석해가

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존재하므로 해석해를 이용하여 검증하였다. 그 결과, 구현된 FDTD

코드가 상용 프로그램 및 해석해 결과와 잘 일치하는 것을 확인하였다.

두 번째로, 균일한 전자농도를 갖는 플라즈마 평판에 정적인 자기장을

인가했을 때 플라즈마 평판을 투과하는 전자파의 거동을 해석하였다.

선형 편파를 갖는 평면파가 위와 같은 플라즈마 평판을 통과하는 경우

플라즈마 내에서는 좌측원형편파 (LHCP)와 우측원형편파 (RHCP)를

갖는 평면파로 나뉘어 전파된다. 이 때 LHCP와 RHCP 평면파가

플라즈마에서 전파하는 속도가 다르기 때문에 플라즈마의 두께 방향에

대해 Faraday rotation 현상을 관측할 수 있다. 플라즈마는 1차 모멘텀

방정식을 Yee의 방법을 이용하여 이산화하였고, 전자의 속도 변화와

이로 인한 플라즈마 전류는 Maxwell 방정식의 전류원으로 결합되어

하나의 FDTD 계산 시스템이 된다. 자기장이 인가된 경우 1차 모멘텀

방정식의 계산에 각 필드 컴포넌트가 연관되어 계산되어야 하는

불편함이 있는데 이것은 Boris 방법과 predictor-corrector 방법을

이용하여 극복하였다. 시뮬레이션 수행 결과 FDTD 방법을 이용하여

계산된 Faraday rotation 값과 이론값이 잘 일치하였고, 개발된 1차

모멘텀 방정식의 FDTD 계산이 정확함을 확인하였다.

세 번째로, 개발된 FDTD 프로그램을 이용하여 수직 방향으로

선형적인 농도 기울기를 갖는 평판형 플라즈마의 양쪽에서 주파수가

다른 평면파가 각각 입사할 때, 발생하는 비선형 산란 해석에 대한

연구를 수행하였다. 전자농도가 증가하는 방향으로 비스듬히 입사하는

평면파를 signal wave라고 하고 반대방향에서 입사하는 평면파를 pump

wave라고 할 때 signal wave는 플라즈마 평판의 최대 플라즈마

주파수보다 낮은 주파수를 가지며, pump wave는 플라즈마 평판의 최대

플라즈마 주파수보다 매우 높은 주파수를 갖는다고 가정하였다. 이러한

상황에서 signal wave는 플라즈마 평판을 투과할 수 없고, 오직 pump

wave만이 플라즈마 평판을 투과할 수 있다. 플라즈마 평판 내에 signal

wave와 같은 주파수의 플라즈마 주파수를 갖는 영역이 있다면 이

영역에서 강력한 Langmuir 진동이 발생하고 pump wave와 Langmuir

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진동과의 상호작용에 의해 산란파는 signal wave와 pump wave의 차에

해당하는 주파수를 갖는 평면파이며 이러한 현상은 광학에서의 라만

산란과 유사하다. 이러한 현상을 해석하기 위해 0차, 1차 모멘텀

방정식에 Yee의 방법을 이용하여 이산화했고, 전자의 농도 변화, 속도

변화, 그리고 이에 의한 플라즈마 전류를 Maxwell 방정식의 전류원으로

결합하여 하나의 시스템을 만들고 FDTD 계산을 수행하였다.

시뮬레이션 수행 결과 기존 연구에서 이론적으로 계산된 결과와 FDTD

시뮬레이션 결과가 잘 일치하였고, 개발된 0차, 1차 모멘텀 방정식의

FDTD 계산이 정확함을 확인하였다. 추가적인 사례연구로서,

플라즈마의 전자농도 분포와 signal wave의 입사각을 변화시켜가며

시뮬레이션을 수행하였고 수행된 결과가 기존 이론의 연구 결과를 잘

반영함을 확인하였다.

결론적으로, 본 논문에서는 유체기반 플라즈마 모델에 대해 EM과

플라즈마가 상호 결합된 문제 해석을 위한 FDTD 기법을 제안하였고,

이를 이용하여 선형, 비선형 플라즈마 산란 해석을 수행하여 개발된

해석 기법의 정확성을 검증하였다.

주요어: 유한차분 시간영역법, 플라즈마 물리학, 비선형 산란, 다중물리

해석

학 번: 2012-20851

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감사의 글

서울대학교 전파공학연구실의 구성원으로 받아 주시고, 학위과정을

지도해주신 남상욱 교수님께 가장 먼저 감사의 인사를 전합니다.

교수님의 지도를 통해 전파 관련 전공 지식과 공학 문제 해결 방법론에

대해 깊게 배울 수 있었습니다. 한 분야의 최고 권위자임에도 불구하고

항상 열심히 공부하시는 모습은 저를 포함한 연구실의 모든 학생들에게

귀감이 되었으며 사회에 나가서도 잊지 않고 그 모습을 본받아

살아가겠습니다.

바쁘신 와중에도 시간을 내어 학위논문을 지도해 주신 서광석 교수님,

오정석 교수님, 고일석 교수님, 그리고 정경영 교수님께도 감사의

인사를 드립니다. 교수님들의 세심한 논문지도 덕분에 학위과정을 잘

마무리 할 수 있었습니다.

석사과정 시절부터 전자기학, 수치해석, 그리고 전자파 영상화까지

학위 과정에서 필요했던 많은 전공 지식들을 아낌없이 열정적으로

가르쳐 주신 KIST의 김세윤 박사님과 프로그래밍 방법론 및 다양한

코딩 기술을 가르쳐 주신 김상욱 박사님 감사합니다.

입학부터 졸업까지 인연을 맺은 서울대학교 전파공학연구실의 모든

선후배 분들께도 깊은 감사를 드립니다. 연구실 생활에서 만난 모든

선후배들은 제 인생에서 만날 수 있는 가장 똑똑하고 열정적인

사람들이었습니다. 사회에서도 좋은 인연으로 만날 수 있기를 바랍니다.

아들의 학위과정을 오랜 기간 온 마음을 다 해 응원해주신 아버지,

어머니와 언제나 따뜻한 조언을 아끼지 않은 이공계 선배 연구자인

누나에게 감사합니다. 또한 여러 면에서 부족한 학생 사위를 따뜻하게

맞아 주시고 부담 없이 공부할 수 있도록 응원해주신 장모님께도 감사의

Page 125: Disclaimer - Seoul National Universitys-space.snu.ac.kr/bitstream/10371/162010/1/000000158309.pdfSecond, electromagnetic waves that travels magnetized uniform plasma is simulated

111

말씀을 드립니다.

마지막으로, 대학생 시절부터 오랜 시간 가장 가까이에서 저를

응원해주고, 학위과정의 모든 고단함을 위로해준 사랑하는 나의 아내

박서리와 졸업하는 해에 만난 귀여운 나의 딸 임재이에게 진심으로

고맙고 사랑한다는 말을 전합니다. 박서리와 임재이는 고단한

학위과정의 마무리에 박차를 가할 수 있도록 하는 모든 힘의

원천이었습니다.

다시 한 번 학위과정을 응원해준 모든 분들께 감사 드립니다.

2019년 8월

임영준