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DONGABank sf>: 12 /BC-HDQT-DAB C<)NG IIOA xA 1101 CHV NGHiA VI~T NAM DQc I~p - T" do - 1l:.IUII phuc TP.I-ICM, Ngay 25 thang 07 nam 2014 BAo cAo TiNH HiNH QUAN TRI CONG TV (06THANG DAu NAM 2014) - Sir Giao dich Chrrng khoan TP.HCM - Ten c6ng ty d\li chung: NGA.N HANG THI10NG M~I CO PHA.NDONG A. - Dia chi In,l sa - Di~ntho\li - Fax - V6n di~u I~ Kinh gifi: - Uy ban Chrrng khoan Nhil mro'c : 130 Phan Dang LlfU, Q.Phu Nhu~n, TP.HCM : (08) 3995 1483 : (08) 54491216 :5.000 ty dang. I. HO~T DONG CVA HOI BONG QUA.N TRJ: l. Cac cuc}chQpcua Hc}idAng quan Irj:

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Page 1: DONGABank 1101CHVNGHiA VI~T NAM 1lstatic2.vietstock.vn/data/OTC/2014/BCTHQT/VN/6T/BC THQT CONG … · •DONGABank sf>: 12/BC-HDQT-DAB C

• DONGABanksf>: 12 /BC-HDQT-DAB

C<)NG IIOA xA 1101 CHV NGHiA VI~T NAMDQc I~p - T" do - 1l:.IUII phuc

TP.I-ICM, Ngay 25 thang 07 nam 2014

BAo cAo TiNH HiNH QUAN TRI CONG TV

(06THANG DAu NAM 2014)

- Sir Giao dich Chrrng khoan TP.HCM

- Ten c6ng ty d\li chung: NGA.N HANG THI10NG M~I CO PHA.N DONG A.

- Dia chi In,l sa- Di~n tho\li

- Fax

- V6n di~uI~

Kinh gifi: - Uy ban Chrrng khoan Nhil mro'c

: 130 Phan Dang LlfU, Q.Phu Nhu~n, TP.HCM

: (08) 3995 1483

: (08) 54491216

: 5.000 ty dang.

I. HO~T DONG CVA HOI BONG QUA.N TRJ:

l. Cac cuc}chQp cua Hc}idAng quan Irj:

Page 2: DONGABank 1101CHVNGHiA VI~T NAM 1lstatic2.vietstock.vn/data/OTC/2014/BCTHQT/VN/6T/BC THQT CONG … · •DONGABank sf>: 12/BC-HDQT-DAB C

STT Thilnh \'icn HDQT Ch.rc VI.J S8 bu8i hQp T5'1~ Ly do khong Iham dl.J'Iham d •••.

1 Cao Si Kiem Chu tjch IIDQT 5/6 80% Vllng m~t ng,IY

07/03/2014 do bj B~nh

2 TrAn Plllnmg Binh PCT HDQT kiem TGD 6/6 100%

3 Vii Th! Vang Thimh vi en HDQT 6/6 100%

4 TrAn Van Dinh Thanh vien HDQT 6/6 100%

5 Nguy6n Dinh Truimg Thilnh vien HDQT 6/6 100%

6 Trang TI1<lnhSucmg Thill1h vien IIDQT 6/6 100%

7 Nguy6n Qu6c Hung Thanh vien HDQT 2/2 100% La Thanh Vien HDQT k~

tir ngay 26/04/2014

8 Nguy6n Thj Kim Xuy~n Thanh vien HDQT 2/2 100% La Thanh Vien HDQT k~

til ngay 26/04/2014

~

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"2. Ho~t di}ng giam sat cua HDQT d&ivOi T8ng Giam d&c:

Mi)t s6 thanh vien Hqi d6ng qUlintri tham d\l cac cuqc hQpgiao ban cua Ban T6ng Giam d6c dinh ky tu~n, thang, quy. Vi~c giam sat cua Hqi d6ng

quan trj d6i vm Ban T6ng Giam d6c dUQ"cth\lc hi~n qua bao cao ho<:\tdqng hang thang.

3. Ho~t di}ng cua cac uy ban Hi}i dAng quan tri:

a. Ho~t di}ng 06 thang dAu nam 2014 cua Oy Ban cac vAn d~ v~ Nhan 51!:

>- T8ng quan: Trong 06 thang d~u nam, UBNS da:chi d\lo hoan thi~n co du t6 chuc va ti~n hanh vi~c dinh bien nban S\!cho cac dan vi.

Song song do, vi~c tinh gQn bq may va tai b6 tri s~p x~p nhan S\l nh~m gop ph~ nang cao hi~u qua t6 chuc va him vi~c cua DongA

Bank cling dUQ"ctri~n khai th\!c hi~n. 06 thang d~u nam cling la giai do<:\ndinh hinh cac tieu chi va phuang thuc do luang hi~u qua lam

vi~c cua ca nhiin lam co sa n€n tang cho vi~c xac dinh nang su~t lao dqng blnh quan tien ti~n cho cac chuc danb.

>- Cac ho~t di}ng chinh da thl!c hi~n trong 06 thang dAu nam:

- Hoim thi~n CO' du t8 chrrc & thl]'c hi~n djnh bien nhan 51!

D\la tren co du t6 chuc cua cac kh6i phOng ban t<:\iHqi Sa va da:tnnh Hqi D6ng Quan Tri thOng qua, UBNS da:chi d<:\oK.QTNNL

ph6i hqp vm cac dan vi co lien quan th\lc hi~n chuyEn d6i til mil hlnh co du t6 chuc cli sang mil hlnh co du t6 chuc maio D~n thOi diEm

hi~n t<:\i,I00% cac dan vi kinb doanh da:hoan t~t vi~c chuyEn d6i sang mil hinh co du t6 chuc mm theo hu6'ng tach b<:\chhO\ltdi)ng kinh

doanh va v~n hanh. D6i vai cac dan vi Hi)i Sa. sau khi dUQ"cxac dinh co du t6 chuc t6ng thE. 100% dan vi da:ti~p tI,lChoan t~t chi ti~t

co du t6 chuc a cac lap k~ ti~p (phimg ban. bi) ph~n) va dua vao triEn khai ap d\IDg.

D6i vai cilng tac dinh bien nhan S\!, 100% cac dan vi kinh doanh da:dUQ"cdinb bien s6 IUQ"ngnhan S\l C\lthE cho tlmg vi tri cilng

vi~c theo mil hlnb maio D~n h~t ngay 30/06/2014, cac dan vi kinb doanh da: ti~n hanh b6 tri, s~p x~p nban S\! theo khung dinh bien maio

D6i vai cac dan vi HQi sa. cong tac dinh bien dUQ"cth\lc hi~n vai ti l~ th~p han - 50%. Nguyen nban chinb la do (I) mQt s6 qui trinh

nghi~p Y\l co lien quan chua dUQ"cra soat; va (2)chua xac dinb dUQ"cch~c ch~n muc dq dn thi~t CltamQt s6 vi tri cong vi~c va cac v~n d€

nay dn co khao sat danh gia th\lC t~ them truac khi quy~t dinh.

3

.\~

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- Tinh gqn Vll l:\j S~p X~p b& tri nhan sIJ'

Vai dinh hu6ng tinh g9n bQ nu\y nhan S\I va nang cao ti I~ lao dQng trang mang phat tri~n kinh doanh nh~1l1gop phan nang cao hi~u

qua va nangsuat lao dQng cua CBNV, UBNS da chi d;1Olri~n khai chuang trinh tai danh gia, tai bb lri va stip x~p I~i nhan S\I l~i cac dm!

vi kinh doanh, Theo dO', hm! 80% CBNV a tat ca cac vi lri l~i cac dan vi da dugc cac khbi, phO'ng ban c6 lien quan t~i IIQi So' th\rc hi~n

phO'ng van, danh gia. 36% CBNV trang to an h~ thbng dm! vi kinh doanh dlrgc bb nhi~m mai vao cac vi tri quan Iy va st\p x~p I~i cong

vi~c phll hgp vai nang l\Ic ca nhan va nhu cAu clla Ngan hang. Cac nhan S\I ngoai dinh bien t~i tirng khu V\IC- mQt phan dugc dao t~o

chuy~n dbi sang cong vi~c phat tri~n kinh doanh, bb sung ngu6n nhan l\Ic phat tri~n kinh doanh dang thi~u hIlt clla Ngan hang, mQt phan

dugc b6 sung vao cac dQi h6 trg nghi~p V\l lUll dQng d~ thay th~ cho cac tmimg hgp phai vt\ng m~t t~i nai lam vi~c dai ngay. Day dugc

xem la mQt trang nhfrng ngu6n nhan l\Ic d\I tm clla Ngan hang.

Vai cac ho~t dQng tren, ti I~ phat tri~n kinh doanh dugc nang tir muc 16% (2013) len 18%, ti I~ lao dQng trang mang v~n hanh giam

tir 65% (2013) xu6ng 61 % va ti I~ lao dQng clla !trc Ilfgng h6 trg thllC dAy ho~t dQng phat tri~n kinh doanh tang lir 19% (2013) len 22%.

Vi~c tinh g9n va tai stip x~p bb tri nhan S\I cling da gO'p phan trang vi~c nang cao muc Igi nhu~n binh quan tmac t1lU~ma mQt CBNV

dem v~ cho Ngan hang tir mtrc 7,100,000 d6ng I thang (t~i thai di~m nam 2013) d6ng len muc 10.100.000 d6ngl thang (t~i thai di~m

thang 612014),

- Tieu chi va phU'Ol1g thu'c do lu'ol1g hi~u qua lam \'i~c ca nhan

Tinh d~n cubi thang 612013, bQ tieu chi do lucrng hieu qua lam vi~c cho cac chuc danh t~i dm! vi va phan hu6ng d~n chi ti~t phuang

thuc theo dol, do luimg tirng ticu chi da dugc hoan thanh. UBNS dii chi d~o K.QTNNL th\Ic hi~n tri~n khai thi di~m t~i khu V\ICH6 Chi

Minh d~ xac dinh them cac van d~ vu6ng mt\c khi tri~n khai ap d\lng th\Ic t~ va c6 nhfrng hi~u chinh n~u can thi~t tmac khi tri~n khai ap

d\lng rQng rai tren toan h~ thbng,

- Dilo t~o & phat tri~n ngulln nhan IIJ'c

1,929 lUg! CBNV dlf'lC dao 1~0& tai dao t~o lrang 06 thang dau nam 2014, Trong dO', hau h~t cac chuang trinh dao 1~0dugc tbchuc licn quan d~n ki~n thlrc, ky nang cho dQi ngli phat tri~n kinh doanh va cac nghi~p V\l lien quan d~n thim dinh va h6 trg tin d\lng.

4

Page 5: DONGABank 1101CHVNGHiA VI~T NAM 1lstatic2.vietstock.vn/data/OTC/2014/BCTHQT/VN/6T/BC THQT CONG … · •DONGABank sf>: 12/BC-HDQT-DAB C

>- Cae ho,lt dc}ng c5n ehu trl;lng 111m trong 06 thang euBi nam:

Ben qmh nhUng k~t qua dii d;.tt dugc trong 06 thang vira qua, viin con mQt s6 mang ho;.tt dQng rna UBNS nh~n thfiy cAn quan tfun

nhiSu han nira trong 06 thang cu6i nam. C\l th~;

Vai cac bi~n dQng vS ngu6n nhan h,rc trong thm gian qua, cong tac quan Iy va duy tri ngu6n nhan h,rc tai nang cho DongA Bank la

mQt trong nhUng ho;.tt dQng se dugc quan tam th\Cc hi~n trong 06 thang cu6i nam. UBNS se cung lam vi~c vai Ban T6ng Giam D6c

va K.QTNNL d~xac dinh eac giai phap duy tri va phat tri~n ngu6n nhan l\Cctai nang cua DongA Bank. D\Cki~n tir nay cho d~n h~t

nam 2014, cac cong C\l nSn tang cho vi~c xac djnh ngu6n nhan l\Cc tai nang cung nhu hoan chinh cac ch~ dl), chinh sach diii ngl),

dao t;.to va phat tri~n nhom d6i tuqng nay pMi dugc hoan thi~n.

Cong tac ra soat hi~u chinh thu nh~p cho CBNV theo khung thu nh~p mrn dii dugc dS ra trong quy 1/2014. Tuy nhien do vi~c s~p

x~p, dinh bien nhan S\Cchua hoim chinh nen cong tac ra soat hi~u chinh thu nh~p cho CBNV chua dugc tri~n khai th\Cc hi~n mQt

each toan di~n. D\C ki~n trong thang 7/2014 & thang 8/2014, UBNS se chi d;.to K.QTNNL tri~n khai th\l'c hi~n vi~c ra soat, hi~u

chinh thu nh~p cho CBNV theo khung thu nh~p mai tren toan h~ th6ng.

Vi~c xac dinh nang sufit lao dQng binh quan tien ti~n la co sa tn.lUg y~u cho vi~c danh gia hi~u quit lam vi~c giira eac ca nhan cung

chirc danh cung nhu la co sa tiSn dS cho citc giai phap nang cao nang sufit lao dl)ng. D~ th\l'c hi~n dugc vi~c nay, UBNS dii chi d;.to

K.QTNNL se tri~n khai ap d\lng d6ng 10(lt vi~c danh gia hi~u qua lfun vi~c theo h~ th6ng KPI dii ban himhtir thang 8/2014,. D6ng

thm ti~n hanh th\l'c hi~n eac phan tich, danh gia d~ xac djnh nang sufit lao dQng binh quan tien ti~n cho timg chirc danh.

b. Ho;.tt dc}ng 06 thang d~u nam 2014 ciia Uy Ban qUlin Iy riii ro:

Dinh ky hai thang mQt I~, Uy ban Quan Iy Rui Ro hQp d~ thao lu~ vS vi~c trinh HDQT ban hanh cac quy trinh, chinh sach lien

quan d~n quan trj rili ro trong hO(lt dl)ng ngan hang; phan tich, dua ra nhUng ca.nh bao vS mirc dl) an toan cila ngan hang tmac nhUng

nguy CU, tiSm fin rili ro co th~ anh huang va bi~n phap phong ngira d6i vai eac rili ro nay trong ng~ h(ln cung nhu dai h(ln; ra soat v~

chi~n lugc rili ro, du trilc quan trj, phan dinh lu6ng bao cao, ki~m smit t\l' danh gia, quan Iy S\l' ki~n rili ro, cac chi s6 do luimg rili ro

chinh va chuang trinh giam thi~u rili roo

5

••~,...••

l~~'"HJHl

~

Page 6: DONGABank 1101CHVNGHiA VI~T NAM 1lstatic2.vietstock.vn/data/OTC/2014/BCTHQT/VN/6T/BC THQT CONG … · •DONGABank sf>: 12/BC-HDQT-DAB C

Trong (, thang d5u nam 2014. tmac nhfrng di~n bi~n b5t I'li til kinh t~ xii hOi cimg nhii'ng kho khan chung trong Hnh vuc ngan himg.

Uy ban Quan 15'lili ro (UBQLRR) da tang ClIang cong tac chi d(lo. thuimg xuyen tri~u t~p dc cuOc hgp; qua do tham mUll kip th'Ji cho

HOi d6ng qu,in tri (IIOQT) cac vAn d0 v0 quan I)' nii ro cim DongA Bank.

K~t qua d(lt du'lC tlOng (, thang d5u nam 2014:

Chi ti~t 11<\achi~n lu(,Ycv,i ti~p t\lC chi d(lo tlwc chi chi~n ILI<,Ycqu,in tri rili 10 theo dimg 10 trinh. t5m nhin d~n nam 2017 dlla

DongA Bank d(lt chuan l3asel II v0 qu,in tri rili roo

Ki~n toim bO may to chilc qwin tri rui ro cua DongA Bank. sang Igc va nang cao nang l\Ic cho dOi ngu nh,ln SIrquan tri ri,i roo

Chi d(lo tHing tam ki~m soat ri,i ro hozlt dOng. tap trung ki~m tra sau gi,ii ng,ln. thanh I~p l3an xir I)' n'l. tap trung quy~t li~t xu I)'

ng x5u. Dinh ky hang thang ho~c 2 thang/15n, Uy ban QLRR hgp xu 15'n'l xAu.

Chi d(lo xay d\Il1g cong C\l tv ,j,inh gia ki~m soat rui ro (RCSA), chuAn hoa ma loi S\I co nli ro hO(lt dOng. ti~n d~n xay d\Ing h6

sa rili ro cho tAt ca cac dun vi tlOng h~ thong DAB trong nam 2014-2015.

Rit soat va nang cao cong tac ph6ng chfmg rua ti0n. tuan thu d(lo lu~t FATC A. Ngan hang Di'mg A dii dang k)' tuan thu FATCA

va dugc Sb thu~ V\lMy chap thu~n

Dinh huang tirng bUGCxay d\mg cong C\l quan 15' rili ro thi tnrCrng. thanh khoan nhu cong C\l VaR cho quan 15'nli ro t)' gia.

cong C\I phfm tich hanh vi gili ti0n. xay d\rng dc kich ban khimg hoang thanh khoan va bu dilp thi~u h\lt thanh khoan t(lm thiJi.

Rit soat va c~p nh~t chinh sach silch ri,i ro tin d\lng.

Chi d(lo vi~c mo ta va thi~t k~ d0 chuAn bi cho vi~c xay d\Ing kho dii' li~u rui 10.

Chi d(lo vi~c ra soat va nang cao cong tac quan tri nii ro t(li Cong ty chirng khoan Dong A.Bcn qmh do. Uy ban QLRR cung tham gia chi d(lo xay d\mg I(li quy trinh phe duyet tin d\lng theo hLl<mg tach b(lch cac khau ban

hang. th5m dinh va phe duy~t. Vi~c phe duy~t cAp II0i d[mg tin d\mg co S\I tham gia plum bi~n vila Kh,3i QTRR.

(,

Page 7: DONGABank 1101CHVNGHiA VI~T NAM 1lstatic2.vietstock.vn/data/OTC/2014/BCTHQT/VN/6T/BC THQT CONG … · •DONGABank sf>: 12/BC-HDQT-DAB C

II. eAe NGII! QUYET eVA H(H DONG QuAN TR!:

STT 56 NGIII QUYET NGAy VAN BAN NQIDUNG

1. MQt s6 chi d~o chung v~ tinh hinh t6 chuc ho~t dQng kinh doanh toan Nglin liang1 Ol/NQ-HDQT-DAB 15/01/2014 nam 2013 va k~ ho~ch phat tri~n kinh doanh nam 2014.

2. Uy quy~n cho Giam d6c SGD lam d~i di~n NH Dong A th\fC hi~n mQt s6 cong vi~clien quan d€n vi~c I1h~nchuy~n nhuqng tai sfll1th€ ch<1p.

3. Ti€p tl,lCtai b6 nhi~m Ba Vo Thi Kim Anh gifr chuc V1,I TruOng phong K~ loan HQisa ngan hang Dong A.4. Mi~n nhi~m chuc V1,I Pho TGD CllaOng Le Tri ThOng.

5. Mi~n nhi~m va b6 nhi~m chuc Vl,lva giam d6c chi nhanh.

6. Th6ng nh<1tban tai san Ill.quy~n sir dl,lngdfit va quy~n sir dl,lngnha a t~i Tp.Ca Mau

7. Th6ng nh<1tcho Chi nhanh Hung Yen va Chi nhanh B~c Ninh dugc ti€p tl,lcsir dl,lngma s6 thu~ cu.

8. Ch<1mdlrt ho~t dQng mQts6 QTK tr\fc thuQc Ngan hang Dong A.9. Thanh l~p mQts6 Phong giao dich tren C<J sa nang dp Quy Ti~t Ki~m hi~n co;

10. Uy quy~n cho TGD dugc quy~t dinh cac vfin d~ lien quan d~n C<J du t6 chuc cuacac dan vi kinh doanh;

II. Th6ng nh<1tphe duy~t vi~c di~u chinh mo hinh bQ may qulin tri va co du t6 chucho~t dQng cua Cong ty TNHH MTV chUng khoan Ngan hang Dong A;12. Thong qua thanh phfrn HQi Dang thanh vien, Ban Ki€m Soat Cong ty TNHH MTVchUng khoan Ngan hang Dong A;13. Th6ng nh<1tgiao CM tich HQidang thiinh vien cong ty TNHH MTV ChUng khoanDong A chiu trach nhi~m ki€m tra cac di~u khoiin trong Ban Di~u l~ cho phu hqp vaiIu~t dinh va ky ban hanh ban Di~u l~ t6 chuc ho~t dQng cong ty chUng khoan Nganhang Dong A

Va mQts6 nQidung khac theo quy dinh v~ quy~n h~n cua HQidang quan tri .

7

"')"NM.N:.!~'-''"

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STT s6 NGB! QUYET NGAY VAN BAN N(>IDUNG

I. M(lt 56 chi d~() chung v~ tinh hinh tt, chirc ho~t d(lng kinh doanh toim Ngun Ilung 202/NQ-HDQT-DAB 07/0312014 tluing dau niull 2014:

2. Thill1g qua dinh hutmg k~ ho~ch phat tri0n kinh doanh nam 2014:

3. Thtll1g nhat chuy0n giao tai san hi quybn s6 hiru nha dat cho Ban chap himh Congdoim Ngun hang Dong A:4. Thong qua tll trinh cham dirt ho~t d0ng Uy Ban Xuy d\ll1g va th\TChi~n chi0n luge:

S. Thong qua to lrinh chfun dirt ho~t d(mg cila cac phong giao dich BAc Ninh. Hmlg

") ycn. Lam D6ng vii Vilng Tilu:

6. Mi~n nhi~m, b6 nhi~m. tili b6 nhi~m chirc danh Giam d6c m0t 56 Chi nhanh Ngunhimg TMCP Dong A:7. K~ tu ngay 07/03/2014. Ong D~ng Phuoc Dua - Uy vien HQi d6ng quan tri - NKV(!(2010-2015) bi duang nhicn mat tlr each Thanh vicn HQi dbng quan tr! t~i Ngunhim" Dono A:eo e-

8. Thill1g qua m6t 56 cong vi~c nhAm chuan bi cho chuang trinh DHCD Ian thir 22nam 2014

Vii mQt 56 nQi dung khac theo quy dinh v~ quybn h~n clla HQi dbng quiln tTi .

" 03/NQ-HDQT-Di\B 26/03/2014 [3an vb vi~c bau b6 sung Thanh vicnHDQT nhi~111k5' VI! (2010-2015))

I. Thill1g qua to trinh thoi giir chirc v\l ke toim twong cong ty kicu hoi !){ll1gA

04/NQ-HDQT-Di\B 08/04/2014 2. Thong qua to trinh cham dirt ho~t d(mg Quy ti~t ki~m 24h 56 8 tr\Tc lhuQc S6 giaodich TP.HCM3. Thong qua to trinh cua Chi nhanh BAc Ninh v~ vi~c tham gia dau gia c11Uy~n

4 nhlrqng quybn sir d\lllg dat t~i Thanh ph6 [3AcNinh d0 liun tl\1 so chi nhanh [3AcNinh:4. Bao cao k~t qual\r irng cir/d~ cir thanh vicn (IDQT nhi~m ky VI!:5. Ti0p t\IC thong qua mQt 56 n6i dung lien quan d0n vi~c chuan bi cho chuang trinhD~i H6i cb dong Ian lhir 22 nam 2014:

Va mQt 56 nQi dung khac theo quy dinh v~ quy~n h~n cua IIQi dbng quan tr!

8

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STT so NGIII QUYET NGA Y vAN HAN NQII>UNG

5 05INQ-HDQT-DAB 26/04/2014 B~u chuc danh chu tich HDQT Ngan hfmg Dong A nhi~m ky VII (2010-2015)

I. Phe duy~t vi~c trien khai nang cap h~ thong coreBanking - phien ban 12.X06INQ-HDQT-DAB 09/05/2014 2. Thong qua ban phan cong nhi~m Y\l cua cac thanh vien HDQT nhi~m ky VII

(2010-2015)3. Thong qua to' trinh xin gia h,!-ncae hi~u I\lc cac quy~t dinh dii dugc HDQT banhanh truac ngay 26/4/20144. Th6ng nh~t ti~p t\lC uy quy~n cho Ong Tr~ Phuang Binh - Pho chu tich HDQT .

6 kiem T6ng Giam D6c Ngan hang Dong A tlwc hi~n mQt s6 cong vi~c dii dugc OngPh'I-ID~an B\I - Nguyen Chu Tjch H~QT - dii ky truac day. I

5. Tiep t\lCcu CM tjch HDQT la Ong Cao Si Kiem lam d,!-idi~n theo Phap lU~1cua .Ngan hang TMCP Dong A. Vi~c thay d6i ngum d,!-idi~n phap 1u~tkhong lam thay d6inQidung £)i~u I~cong ty.Va mQts6 nQidung khac theo quy djnh v~ quy~n h,!-ncua HQid6ng quan tri

III. THA Y DOl DANH SACH VE NGUOI CO LIEN QUAN CUA CONG TY D~I CHUNG THEO QUY DINH T~I KHOAN 34, J)JEU 6LU~T cnlrNG KHOAN:

Chuc VI}t~i Thiri di~m bat Thm diemSIT Ten tAcbtic I c:\ nban cong ty CMND Ngitydp Noi dp Dja chi dAu lit ngum khong con lit Lydo

(n~u co) co licn qU3n ngum co licnquan

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I. ()anh sach c(1"ilng ne)i he) "it ngu'iri co lien quan:

2. Giao "jch di phi~u3. Giao djch khac: (cae giao dieh eim e6 dong n0i b0 / e6 dong Ian va nguai lien quan t,yi ehinh c6ng ty)

V. cAc VAN DE LU'U Y KIIAc:

1. Ng,iy 15/01/2014. Ong Le Tri Th6ng Ihi,i gilr chirc V\I Ph6 T(\ng Gi,im d(\c Ngan hang TMCp D,'ng A.2. K0 tir ngay 07/03/2014. Ong D(ing Plurac Dira - lJy vien H0i d6ng quan tri - NK VII(2010-2015) thoi gifr ehire V1) Thanh vien H0i d6ng

quan tri t<;liNgan himg Dong A.

3. D~i h0i d6ng c6 dong thuang nien nam 2014 dii dlr\Je t6 ehire VilOngay 26/04/2014.

4. Ng,iy 26/04/2014. Ong Ph~m Van BI! - Nguyen pho Chanh Van ph6ng Tluinh Uy Tp.IICM Ih"i gifrehire V\l Chi! tich IIDQT Ngan hang

Dilllg A5. K0 tir ngay 26/04/2014. Th,inh vien IIDQT Ngan hang TMCP Dong A nhi~m ky VII (20 I0-20 15) co 51!thay d6i nhan S\f nhu sau:

• Ong Can Si Kiem gifr chire V\I Chti lich IIDQT Ngan hill1g TMCP Dong A nhi~m ky' VII (2010 - 2015) thay elng ph<;lll1Van HI!-

nguyen pho Chanh Van Ph6ng Thanh Uy TP.HCM - nghj luru Ihco ch0 d0.

• B6 sung Ong Nguy~n Qu6c Ilung - I'ho Chanh Van Ph6ng Thanh Uy TP.HCM gifr chire Y\l Thanh vjen HDQT Ngan hang TMCP

Dong A nhii'1l1 ky' VII (2010-2015).

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7. Ngay 15/05/2014, Ngiin hang Dong A ti~n hilnh hoan tra ti~n cae C6 dong dii n<)ptrong dqt Ngiin hang tang V6n di~u I~ tir 5000 ty d6ng

d~n 6000 ty d6ng.

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Djnh bien va b6 tri, s~p x~p nhiin Sl!eho cae dan vi kinh doanh, tang nang suAt lao d<)ng.Tang thu nh~p eho nhiln vien phattri~n kinh doanh.

Dao t(lOhang ngan CBNV v~ nh~n thire, ki~n thire, ky nang co lien quan d~n eong vi~e.

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Thuang hi~u DongA Bank ngay eilng nang eao

Thl!e hi~n thuang thao voi m<)tnha dau tu ehi~n luqe nuoe ngoai v~ vi~e dau tu vao DongA Bank

Hinh thilnh cae d<)iPTKD trl!e thu<)eH<)iSo h6 trq PTKD eho cae khu vl!e.

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