2-3-6 Akasaka, Minato-ku, Tokyo 107-8414, Japanhttps://home.komatsu/en/Corporate Communications DepartmentPhone: 81-3-5561-4711HECP2006040Form No. AEN00016-09

Corporate Profile 2020

　13 ▲12 ▲11

China　9 　 2▲ 4 ▲ 8

　14 ▲14 ▲2

　1 ▲5

　30 ▲12 ▲6

　 6 ▲10 ▲1

Europe/CIS

North America

Asia/Oceania

Middle East/Africa

Latin America

Japan　12 　6▲ 1 ▲5

Profile

Financial Highlights (Consolidated)

Global Operations CSR Activities

The Mid-Term Management Plan “DANTOTSU Value - FORWARD Together for Sustainable Growth”

Main Products

Co

rpo

rate

Pro

file

202

0

Co

rpo

rate

Pro

file

202

0

3)

1)

20182017

397.8

14.6

268.5

10.7

Construction, Mining and Utility EquipmentConstruction and Mining Equipment

Utility Equipment (Compact Machines) Forest Machines

Recycling Equipment Tunneling Machines Engines Casting Products

Metal Forging and Stamping Presses

Sheet-Metal Machines Machine Tools Temperature-control equipment for semiconductor manufacturing

Lithography light source for semiconductor manufacturing

For detailed information, please visit the following website. https://home.komatsu/en/company/profile/

Hydraulic excavator Wheel loader Bulldozer Electric rope shovel Continuous miner

Industrial Machinery and Others

Large press system Fiber laser cutting machine Transfer machines DI-Water Heater Excimer laser

Motor grader Mini hydraulic excavator Forklift truck Harvester

Mobile crusher

Parts and Attachments

Parts and attachments E.P.B. shield Engine Cylinder block

● Net sales ● Operating income and operating income ratio

● Total assets / Shareholders’ equity

● Net income attributable to Komatsu Ltd. and ROE

FY2018

Billions of yen

3,638.2

1,815.5

FY2019

3,653.6

1,771.6

FY2017

3,372.5

1,664.5

Total assets

Shareholders’equity

Construction, mining and utility equipment 90.2%¥2,205.9 billionRetail finance 2.6%¥62.9 billion

● Sales by segment (FY2019)　(To outside customers)

● Sales breakdown of construction, mining and utility equipment by region (FY2019)

14%26%10%14%

6%6%9%9%1%4%

JapanNorth AmericaEuropeLatin AmericaCISChinaAsiaOceaniaMiddle EastAfrica

Net sales Operating income Operating income ratio

Net income attributable to Komatsu Ltd.

*The figures were reclassified in accordance with the new accounting standard.

ROE (Net income attributable to Komatsu Ltd. on Komatsu Ltd. shareholders’ equity)

● Income before income taxes and equity in earnings of affiliated companies and ROA

Income before income taxes and equity in earnings of affiliated companiesROA (Income before income taxes and equity in earnings of affiliated companies on total assets)

President and Chief Executive Officer Hiroyuki Ogawa

Company Name Komatsu Ltd.

Established May 13,1921

Head Office 2-3-6 Akasaka, Minato-ku, Tokyo 107-8414, Japan

Main BusinessesManufacture and sale of construction and mining equipment, utility equipment (compact machines), forest machines, industrial machinery and others

Common StockConsolidated:

Non-consolidated:

¥68,689 million(In accordance with generally accepted accounting principles in the United States of America.)

¥70,973 million

21942

1262

Affiliated Companies (As of March 31, 2020)

Consolidated subsidiaries:Companies accounted for by the equity method:Komatsu Ltd. (Parent company):Total:

62,82311,692

39.515.1

Number of Employees (As of March 31, 2020)

Consolidated:Non-consolidated:Average age:Average years of service:

Tokyo6301 (Japan)

972,581,230 shares100

230,041

Stock and Shareholders (As of March 31, 2020)

Stock listings:Securities code:Shares of common stock issued and outstanding:One unit (tangen) of shares:Number of shareholders:

Financial 34.5%213 shareholders / 335,868,341 shares

Foreign 39.1%1,068 shareholders / 380,368,180 shares

Individual and other 20.7%226,946 shareholders / 201,375,918 shares

Corporate 2.5%1,648 shareholders / 24,395,112 shares

Securities 3.1%166 shareholders / 30,573,679 shares

● Shareholders

Manufacturing operations of construction, mining and utility equipment

Manufacturing operations of industrial machinery and others

Sales operations of construction, mining and utility equipment

Sales operations of industrial machinery and others

Komatsu recognizes that the business activities which embody our strength are in fact CSR activities. We strive to respond to the demands of society, through our core business. Our company contributes to infrastructure development which promotes enhanced quality of life, through products and services we provide. At the same time, we pursue product development featuring environmental friendliness and safety. Komatsu contributes to local communities through sustainable operations, provides social contributions using our core technologies and resources, and promotes human resource development.

1) Contribution to the local community: Reforestation through collaboration with customers(Australia). 2) Social contribution efforts through core business: Disposal of anti-personnel landmines and support for reconstruction.3) Human resource development: Komatsu’s Exciting Science Class for Children.4) Human resource development: Human resouce development on a global scale jointly with Cummis Inc.

Under the mid-term management plan, we remain committed to Quality and Reliability, as the management principle, and maximized our corporate value, the total sum of trust from society and all our stakeholders. To this end, we work for sustainable growth through a positive cycle of improving earnings and solving ESG issues, which is driven by growth strategies.

DANTOTSU Value

We need to advance and enhance the level of DANTOTSU products, DANTOTSU service, and DANTOTSU solutions, for which have continued to make efforts, at a faster speed, and realize safe, highly productive, smart and clean workplace of the future with customers by creating DANTOTSU value (ESG solutions through the creation of customer value and improvement of earnings).

2)

(FY) (FY)

(FY) (FY)

4)

Industrial machinery and others 7.2%¥175.9 billion

(As of March 31, 2020)

Dump truck

Billions of yen %25

20

15

10

5

02019

Billions of yen3,000

0

2,500

2,000

500

2,444.8

2019

2,725.2

2018

2,501.1

2017

250.7

10.3

1,500

1,000

400

340

280

220

160

100

600

Billions of yen %25

20

15

10

5

0

196.4153.8

2019

8.6

256.4

2018

223.1

6.1

2019

Billions of yen %25

20

15

10

5

0

377.4

10.8

20182017

12.114.7

2017

291.8

9.7

300

0

250

200

50

150

100

400

340

280

220

160

100

600