INTERNATIONAL EXPERIENCE • LOCAL KNOWLEDGE国 际 化 公 司 • 本 地 化 服 务

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WWW.RHKLEGAL.CN

R ichard K imbe r i s t he Managing Partner of RHK Legal Corporate Advisors, in Shanghai. Richard's

areas of expertise are compliance and regulatory advice for insurers and foreign banks, transportation and logistics providers, FDI and M&A, trade finance for foreign banks, f inancial services, ship f inance, commercial real estate work and corporate liquidations.

EXPERIENCE IN CHINAHaving worked in China for

over 16 years and now based in Shanghai for the past 9 years he has assisted over 100 major companies to enter the Chinese market and advises on their PRC operations and compliance issues. His expertise extends to advising companies in the manufacturing, telecommunications

and IT sector on strategic alliances and joint ventures in China and those companies operating in food and beverage, international trade, shipping, banking and insurance, logistics and commodities.

PARTNER IN INTERNATIONAL FIRM

Admitted and registered as a lawyer in Hong Kong, Australia, and the UK, Richard worked in Hong Kong from 1994 to end of 1999 as a lawyer with a leading British law firm. In early 2000 he transferred to Shanghai where he was managing partner of a UK based International Law Firm for over 6 years.

UNDERSTANDS CHINARichard also holds a number

of directorships in certain foreign

invested companies operating in the PRC where he adds valuable insights and exper t ise to the emerg ing Chinese market. Richard is a former board member of the Australian Chamber of Commerce in Shanghai and frequent presenter to the various international Chambers of Commerce in Shanghai.

Richard Kimber 金理察 | THE MANAGING PARTNER OF RHK LEGAL CORPORATE ADVISORS, IN SHANGHAI

RHK Legal, is an independent legal advisory and consulting firm in Shanghai and provides assistance in all fields of corporate and commercial law for SMEs and large international companies doing business in China. The founder of RHK Legal, Mr. Richard Kimber has worked in China since 1994 and since 2000 in Shanghai. Our clients are a mix of Hong Kong, European and Australian based corporates.

RHK Legal作为一家独立的咨询公司，我们致力于为在中国谋求发展的跨国公司和中小企业提供公司法和商法领域的咨询服务和协助。我们的创始人Richard Kimber先生自1994年开始在中国工作，2000年开始在上海工作。我们的客户有香港、欧洲和澳大利亚的公司。

ABOUTRHK

LEGAL公司简介

金理 察 作为RHK Legal的执行合伙人，他擅长为各种不同领域的公司提供完善的法律咨询服务，包括保险和银行业，运输和物流业，外商直接投资，公司并购，外资银行贸易业务，金融业，船舶融资，房地产和公司清算等。

在中国的经验

金理察有16年在中国的工作经验，过去9年一直在上海提供法律咨询。他已经为100多家外资企业提供中国法律及其投资政策咨询。如今他的服务领域已经扩展到制造业，电信和IT业，餐饮业，国际贸易，船舶运输，银行保险业和物流业。

国际公司合伙人

金理察是香港，澳大利亚和英国的注册律师。1994到1999年间他服务于一家英国著名的律师事务所。2000年初， 他开始担任一家英国驻上海的律师事务所执行合伙人并且任职6年。

对中国的理解

金理察同时也是许多外商投资企业的董事，并为企业提供有价值的咨询服务。他也是澳大利亚上海商会的前任会员，同时也积极参与许多国际商会的活动。

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WWW.RHKLEGAL.CN 公司简介 COMPANY PROFILE

O U R T E A M我 们 的 团 队O ur team consists of lawyers

and l ega l consu l t an t s o f various backgrounds, legal know-how and exper t i se .

We have lawyers with Australian, Hong Kong and US qualif ications and PRC trained legal consultants. When it comes to work experience, our lawyers and legal consultants before entering our firm, have had practical exposure to the banking, retail, food and beverage and insurance sectors. We contribute as active members to our respective bar associations and their publications. For many years, we have been deeply involved in the various Chambers of Commerce (such as the Australian, British, US and European) in China. Quite naturally, and based on the strong mix of strengths mentioned above, we work and communicate efficiently in English, French and various dialects of Chinese.

我们的团队由具有多元化背景、法律知识和专长的执业律师和法律顾问组成。包括具有澳大利亚、香港和美国资格的律师和在中国

接受法律教育的法律顾问。我们的律师和顾问都拥有颇为丰富的从业经验，他们在加盟我们之前既已在银行、零售、餐饮和保险业等领域从业。我们在各地的法律职业协会和商业协会中表现活跃：我们是律师协会的积极参加者，比如在其出版物上发表论文。多年来我们为多个商会（例如澳大利亚商会、英国商会、美国商会和欧洲商会）在中国的活动提供支持。很自然的，由于我们很好的融合了以上多种元素，我们得以用英语、法语和汉语（普通话及数种方言）与客户进行专业高效的交流。

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WWW.RHKLEGAL.CN 我们的团队 OUR TEAM

OUR EXPERTISE

我 们 的 专 长

W e provide our clients with sound and c reat ive so lu t ions fo r a broad variety of transactions, corporate law matters, intellectual-

property strategies and disputes. We also pay particular attention to and advise our clients in finance matters, tax and business planning, and regulatory issues to ensure that their business needs are anticipated and met. Successful negotiation with PRC government authorities and board representation in PRC entities are our core competencies.

我们为各类交易、公司法事宜、知识产权战略和纠纷提供完善的、创造性的解决方案。我们特别注意为客户提供财务、税务和商务策划、政府监管方

面的意见，以确保满足客户的商业需要。与中国政府机关的成功磋商是我们的强项。

COMMITMENT06 | RHK Legal · Corporate Advisors 上海丹竹商务咨询有限公司 | 07

WWW.RHKLEGAL.CN 我们的专长 OUR EXPERTISE

Expedo Shipping Corporation

Panoramic Holdings Limited

Stratco (Australia) Pty Ltd

Toro Australia Group Sales Pty Ltd

Royal & SunAlliance plc, Shanghai Branch

Global Marine Systems Limited

Michell Pty Ltd

Ayoma Company Limited

GAC Forwarding & Shipping (Shanghai) Co. Ltd.

Toro Australia Pty Co. Ltd

MIKOH Corporation Limited

AXA-Minmetals Assurance Co. Ltd

Medela (Beijing) Medical Technology Co. Ltd

ANZ Banking Group Limited, Beijing Branch

Boundary Bend Limited (Cobram Estate)

IMI plc (IMI China)

China Pub Company Plc

MLS Group Plc

我们的客户OUR CLIENTS

TRUST

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WWW.RHKLEGAL.CN 我们的客户 OUR CLIENTS

INDUSTRY SECTORS SERVED

服 务 产 业

Banking

Insurance

Manufacturing

Shipping

Logistics

Franchising

Telecom

IT

Electronics

Textile

Metallurgy

Coal

Oil and Petro-chemical

Chemical

Medical

Mining

Power

Environment

Transport

Trade

Consumption Products

Luxury goods

Ports

Real estate

Food and Beverage

Agribusiness

We Represent Clients In Diversified Industries Which Include:

我们在以下的众多行业为客户提供咨询服务：

金 融

保险

制造业

航运

物流

特许经营

电信

信息

电子

纺织

冶金

煤炭

石油和石油化工

化工

医疗

矿业

能源

环境

运输

贸易

消费品

奢侈品

港口

房地产

食品与饮料

农业 KNOWLEDGE

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WWW.RHKLEGAL.CN 服务产业 INDUSTRY SECTORS SERVED

Advised a New Zealand based ethanol producer on the establishment of an ethanol processing facility in Nantong, China.

Advised Russian based international carrier on the establishment of its subsidiary in PRC and the obtaining of all MOFCOM and MOC approvals.

Advised a dangerous goods warehouse provider on the establishment of its warehouse facility in Waigaoqiao FTZ. Conducted the due diligence exercise for the acquisition of Tycom and its PRC subsidiaries by Kyocera Inc (US) including conducting due diligence of Tycom's manufacturing subsidiaries located in Shenzhen and Shanghai; reviewed the corporate records and advised on procedures for the completion of the acquisition.

Advised a US based IT company on setting up a Wholly Foreign Owned Enterprise (WFOE) in Shenzhen including drafting the Feasibility Study and articles of the WFOE and filing with the PRC authorities; advised on the lease of premises; and drafted a construction contract for the fit-out of the premises.

Advised and assisted German and Irish trade centers on establishing trade and enterprise boards in Shanghai for both Germany and Ireland.

Advised UK headquartered insurance company on legal issues relevant to operation of PRC inland road and rail transport and regulatory requirements to insure for PRC inland transportation risks and advised on the corporate structure for the establishment of a foreign registered insurance company in China.

Advised Rio Tinto plc on setting up joint venture, PRC regulations on logistics operations and financing structures.

Advised Dubai headquartered international logistics company on the establishment of its WFOE in Shanghai and 5 branch offices in PRC.

Advised major Australian bank on a compliance review of its credit, security and wholesale trade finance documentation for the China market.

Advised Noble Group on its establishment of a FICE WFOE in Shanghai and restructured its related domestic operations.

Advised Australian based chemical additives producer on enlarging business scope to include wholesaling and distribution and required increase in registered capital.

Advised several Hong Kong based food and beverage companies on their China based operat ions and assistance in the establishment of outlets and licensing issues.

为一家新西兰酒精生产企业在中国南通设立工厂提供咨询。

为一家俄国货运代理公司在中国设立分支机构提供咨询，并辅助其获得批准证书和营业执照。

为一家从事危险物品仓储公司在上海外高桥设立公司提供咨询。

为美国 Kyocera Inc 收购 Tycom 和其在中国的分支机构提供尽职调查，其中包括为 Tycom 在深圳和上海设立的生产型企业提供尽职调查， 审查公司文件并为收购步骤提供咨询。

为一家美国IT公司提供在深圳设立外商独资企业的咨询，包括起草可行性研究报告，公司章程并且获得中国政府批准，审查公司的租赁合同，房屋装修合同。

为一家德国和爱尔兰贸易公司在中国上海设立公司提供咨询。

为一家英国跨国保险公司提供法律咨询，包括在中国运营公路和铁路运输的政策及其风险，在中国设立外商独资保险公司的政策。

为 Rio Tinto 公司设立中外合资企业以及物流公司运营和金融政策提供咨询。

为Bubai跨国物流公司在上海设立独资企业和其他5个分公司提供咨询。

为著名的澳大利亚银行审核适应中国市场的贷款，抵押和批发贸易的相关文件。

为 Noble 集团提供在上海设立独资企业提供咨询，并为其在中国的相关运营提供优化整合建议。

为一家澳大利亚化学药品添加剂生产商增加批发和分销的营业范围和增加注册资本提供咨询。

为几家香港的餐饮企业在中国设立分店和取得执照提供咨询。

T R A C K R E C O R D

智 赢 中 国

RESULTS

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WWW.RHKLEGAL.CN 智赢中国 TRACK RECORD

我们向客户提供全面的咨询和代理服务，特别是在以下领域：

投资独立法人或代表处、中外合资、中外合作和外商全资企业的设立、与企业并购和对上市公司战略投资有关的咨询、投资结构的策划、对收购目标或潜在合作伙伴的尽职调查、保密协议

公司法和商法公司的设立、公司秘书服务、在破产和清算过程中代表客户

运输和贸易公司和分支机构的设立、船舶融资、各类货运和物流协议、管理和咨询协议、与相关政府主管部门沟通

交易国际贸易、招投标等各类合同的谈判和审查

金融服务与中国证监会和保监会监管事项有关的咨询、保险和银行业合规性和监管事项咨询

自然资源和房地产关于采矿权、探矿权、土地使用权取得的咨询、各类租赁的咨询

特许经营特许经营协议、商标许可、不竞争诉讼、外商投资特许经营项目审批

劳动法起草和审查劳动合同、关于社会保险与养老保险法规的咨询、集体劳动合同和个别劳动合同谈判、开业招聘和结业遣散、外籍员工就业安排和协调、保密协议

知识产权和信息产业办理设计、商标、域名的申请和/或注册，著作权（包括软件著作权）的登记和保护、技术转让与许可，反假冒与侵权调查的协调和取证

竞争法与反垄断法各法域下兼并控制的分析与报告、域内不正当竞争诉讼案件的协调、国际反垄断和不正当竞争诉讼案件的协助

税务与投资、国际贸易、劳动关系有关的税务咨询，如税收优惠、关税、增值税、营业税、企业所得税、个人所得税、土地增值税、消费税及其他与商务有关的税收

法务外包合规性审查、技术转让、履约保函、风险管理、合同及其他买卖有关文件审阅和谈判

RHK Legal offers its clients comprehensive advice and representation, with particular strengths in the following fields:

INVESTMENTEstablishment of legal entities or representative offices, sino-foreign equity and cooperative joint ventures and wholly foreign-owned enterprises, advice on mergers & acquisitions and strategic investments in listed companies, investment structure planning, research and due-diligence on acquisition targets and potential business partners, confidentiality agreements.

CORPORATE & COMMERCIALHandling company formation, company secretarial services and representing parties in bankruptcy and liquidation.

SHIPPING & TRADEHandling company and branch formation, ship finance, logistics agreements, distribution and agency agreements, management and consulting agreements and liaising with relevant PRC ministries(Ministry of Communications, MOFCOM).

TRANSACTIONSM&A of local entities and negotiation and review of contracts of international trade, tender and bid, etc.

FINANCIAL SERVICESCSRC and CIRC related matters, insurance and banking law compliance issues and regulatory advice.

NATURAL RESOURCE & REAL ESTATEAdvice on acquisition of mining rights, exploration rights, land use rights (LURs), advice on tenancy.

FRANCHISINGDevelopment agreements, master franchise and unit agreements, sub-franchising, territorial exclusivity, trademark licensing, non-competition litigation, foreign investment approval for franchise projects.

EMPLOYMENT Advice and drafting of employment contracts, as well as advice on compliance with social security and

pension regulations, collective and individual labour negotiations, start-up hirings and liquidations, expatriate employment arrangements and confidentiality and non-disclosure agreements.

IP & ITHandling and coordination of registration of models, designs, trade marks, domain names as well as registration and protection of copyrighted works including software; technology transfer and licensing; anti-counterfeiting and coordination of infringement investigation and evidence collection.

COMPETITION / ANTITRUSTHandling merger-control analysis and filings under local laws, coordination of local fair-trade litigation matters as well as assistance with overseas antitrust and fair-trade litigation.

TAXTax advice related to investment, international trade and employment, such as preferential treatment, customs duty, VAT, BT, EIT, IIT, LUR VAT, consumption tax and other standard business tax issues.

OUTSOURCINGCompliance advice, technology transfers, performancebonds, risk management, review of contracts and other vendor and purchaser issues.

PRACTICE AREAS服 务 领 域

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WWW.RHKLEGAL.CN 服务领域 PRACTICE AREAS

OFFICE LOCATION

Shanghai RHK Legal Suite 507, Jing An China TowerNo. 1701 Beijing West Road Shanghai 200040 P.R.C. T +86 21 6288 8821 F +86 21 6288 8823 rkimber@rhklegal.cn

联系我们

上海 上海丹竹商务咨询有限公司 中国上海静安区北京西路1701号 静安中华大厦507室 邮编 200040 电话 +86 21 6288 8821 传真 +86 21 6288 8823 rkimber@rhklegal.cn

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