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Generalized Markov constant and continuedfractions
Štepán Starosta
Faculty of Information TechnologyCzech Technical University in Prague
1 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Motivation
When analyzing the spectrum of the operator
�f (x , y) = λf (x , y) , � =∂2
∂x2 −∂2
∂y2 , f |∂R = 0,
acting on R with R being a rectangle with sides a and b:
b
aR
the following set comes up
S(α) = set of all accumulation points of
{m2(
km− α
): k ,m ∈ Z
},
where α = ab ∈ R.
2 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Motivation
When analyzing the spectrum of the operator
�f (x , y) = λf (x , y) , � =∂2
∂x2 −∂2
∂y2 , f |∂R = 0,
acting on R with R being a rectangle with sides a and b:
b
aR
the following set comes up
S(α) = set of all accumulation points of
{m2(
km− α
): k ,m ∈ Z
},
where α = ab ∈ R.
2 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Questions
S(α) = set of all accumulation points of
{m2(
km− α
): k ,m ∈ Z
}
Questions:
1 Is the set empty? When is it empty?
2 How does it depend on α?
3 Do we know an element from the set?
4 Is the set finite or infinite?
5 How does the set look like?
6 Can we obtain all/some elements of the set efficiently?
7 ...
3 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Questions
S(α) = set of all accumulation points of
{m2(
km− α
): k ,m ∈ Z
}Questions:
1 Is the set empty? When is it empty?
2 How does it depend on α?
3 Do we know an element from the set?
4 Is the set finite or infinite?
5 How does the set look like?
6 Can we obtain all/some elements of the set efficiently?
7 ...
3 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Markov constant
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}Let ‖x‖ denote the distance to the nearest integer:‖x‖ = min{|x − n| : n ∈ Z}.
The Markov constant of α is
µ(α) = lim infm→+∞
m ‖mα‖
=
if α 6∈ Q
min |S(α)|
L = {µ(α) : α ∈ R}
(L (or 1L ) is sometimes called the Lagrange spectrum)
4 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Markov constant
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}Let ‖x‖ denote the distance to the nearest integer:‖x‖ = min{|x − n| : n ∈ Z}.
The Markov constant of α is
µ(α) = lim infm→+∞
m ‖mα‖ =
if α 6∈ Q
min |S(α)|
L = {µ(α) : α ∈ R}
(L (or 1L ) is sometimes called the Lagrange spectrum)
4 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Markov constant
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}Let ‖x‖ denote the distance to the nearest integer:‖x‖ = min{|x − n| : n ∈ Z}.
The Markov constant of α is
µ(α) = lim infm→+∞
m ‖mα‖ =
if α 6∈ Q
min |S(α)|
L = {µ(α) : α ∈ R}
(L (or 1L ) is sometimes called the Lagrange spectrum)
4 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Hurwitz’s theorem
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}
Hurwitz’s theorem (1891): there exists infinitely many p, q ∈ Z suchthat ∣∣∣∣α− p
q
∣∣∣∣ < 1√5q2
(also follows from an earlier result of Markov)
thus, µ(α) ≤ 1√5
5 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Hurwitz’s theorem
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}
Hurwitz’s theorem (1891): there exists infinitely many p, q ∈ Z suchthat ∣∣∣∣α− p
q
∣∣∣∣ < 1√5q2
(also follows from an earlier result of Markov)
thus, µ(α) ≤ 1√5
5 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0
1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
The set L
0 1√5
1√8
5√221
13√1571
13
largest accumulation point
discrete part
1√12
partial coefficients in {1, 2}
1√13
at least one partial coefficient larger than 2
F
F = 555391024−70937√
4622507812168 ≈ 0.22
(Freiman’s constant, 1975)
continuous part (Hall’s ray)
explored jungle
largest gap
6 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Calculation of Markov constants
µ(α) = lim infm→+∞
m ‖mα‖ =
if α 6∈ Q
min |S(α)| ,
How do we calculate Markov constants?
If α ∈ Q, µ(α) = 0.
If α 6∈ Q, we can use the continued fraction expansion of α:
(Legendre) If α is irrational and∣∣∣α− p
q
∣∣∣ < 12q2 , then p
q is a convergent
of α.
7 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Calculation of Markov constants
µ(α) = lim infm→+∞
m ‖mα‖ =
if α 6∈ Q
min |S(α)| ,
How do we calculate Markov constants?
If α ∈ Q, µ(α) = 0.
If α 6∈ Q, we can use the continued fraction expansion of α:
(Legendre) If α is irrational and∣∣∣α− p
q
∣∣∣ < 12q2 , then p
q is a convergent
of α.
7 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Calculation of Markov constants
µ(α) = lim infm→+∞
m ‖mα‖ =
if α 6∈ Q
min |S(α)| ,
How do we calculate Markov constants?
If α ∈ Q, µ(α) = 0.
If α 6∈ Q, we can use the continued fraction expansion of α:
(Legendre) If α is irrational and∣∣∣α− p
q
∣∣∣ < 12q2 , then p
q is a convergent
of α.
7 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Calculation of µ(α) for irrational α
Let pNqN
be the convergents of α = [a0, a1, a2, . . .], then
q2N
(α− pN
qN
)= (−1)N 1
[aN+1, aN+2, . . .] + [0, aN , . . . , a1].
µ(α) =
µ(α) = lim infm→+∞m ‖mα‖
lim infN→+∞
1[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
= min |M(α)
from the exercise
| .
µ
(1 +√
52
)= µ([1]) =
11+√
52 + 1+
√5
2 − 1=
1√5
µ(
1 +√
2)
= µ([2]) =1
1 +√
2 + 1 +√
2− 2=
1
2√
2=
1√8
8 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Calculation of µ(α) for irrational α
Let pNqN
be the convergents of α = [a0, a1, a2, . . .], then
q2N
(α− pN
qN
)= (−1)N 1
[aN+1, aN+2, . . .] + [0, aN , . . . , a1].
µ(α) =
µ(α) = lim infm→+∞m ‖mα‖
lim infN→+∞
1[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
= min |M(α)
from the exercise
| .
µ
(1 +√
52
)= µ([1]) =
11+√
52 + 1+
√5
2 − 1=
1√5
µ(
1 +√
2)
= µ([2]) =1
1 +√
2 + 1 +√
2− 2=
1
2√
2=
1√8
8 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Calculation of µ(α) for irrational α
Let pNqN
be the convergents of α = [a0, a1, a2, . . .], then
q2N
(α− pN
qN
)= (−1)N 1
[aN+1, aN+2, . . .] + [0, aN , . . . , a1].
µ(α) =
µ(α) = lim infm→+∞m ‖mα‖
lim infN→+∞
1[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
= min |M(α)
from the exercise
| .
µ
(1 +√
52
)= µ([1]) =
11+√
52 + 1+
√5
2 − 1=
1√5
µ(
1 +√
2)
= µ([2]) =1
1 +√
2 + 1 +√
2− 2=
1
2√
2=
1√8
8 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Calculation of µ(α) for irrational α
Let pNqN
be the convergents of α = [a0, a1, a2, . . .], then
q2N
(α− pN
qN
)= (−1)N 1
[aN+1, aN+2, . . .] + [0, aN , . . . , a1].
µ(α) =
µ(α) = lim infm→+∞m ‖mα‖
lim infN→+∞
1[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
= min |M(α)
from the exercise
| .
µ
(1 +√
52
)= µ([1]) =
11+√
52 + 1+
√5
2 − 1=
1√5
µ(
1 +√
2)
= µ([2]) =1
1 +√
2 + 1 +√
2− 2=
1
2√
2=
1√8
8 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Easy cases
Set
M(α) = acc. pts of
{(−1)N
[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
}
M(α) ⊂ S(α)
S(α) ∩(−1
2,
12
)= M(α) ∩
(−1
2,
12
)If α is a quadratic irrational number, its continued fraction is eventuallyperiodic, and we may find M(α) exactly (given as the exercise).
If ` is the period of the continued fraction expansion of α, then
#M(α) ≤
{` if ` is even;
2` otherwise.
9 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Easy cases
Set
M(α) = acc. pts of
{(−1)N
[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
}
M(α) ⊂ S(α)
S(α) ∩(−1
2,
12
)= M(α) ∩
(−1
2,
12
)If α is a quadratic irrational number, its continued fraction is eventuallyperiodic, and we may find M(α) exactly (given as the exercise).If ` is the period of the continued fraction expansion of α, then
#M(α) ≤
{` if ` is even;
2` otherwise.
9 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Easy cases - examples
M
(√5 + 12
)= M([1]) =
{− 1√
5,
1√5
}
M
(√37 + 4
7
)= M([1, 2, 3]) ={
237
√37,− 2
37
√37,− 3
74
√37,− 7
74
√37,
374
√37,
774
√37
}
M(√
6 + 2)
= M([4, 2]) =
{− 1
12
√6,
16
√6
}
10 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Easy cases - examples
M
(√5 + 12
)= M([1]) =
{− 1√
5,
1√5
}
M
(√37 + 4
7
)= M([1, 2, 3]) ={
237
√37,− 2
37
√37,− 3
74
√37,− 7
74
√37,
374
√37,
774
√37
}
M(√
6 + 2)
= M([4, 2]) =
{− 1
12
√6,
16
√6
}
10 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Easy cases - examples
M
(√5 + 12
)= M([1]) =
{− 1√
5,
1√5
}
M
(√37 + 4
7
)= M([1, 2, 3]) ={
237
√37,− 2
37
√37,− 3
74
√37,− 7
74
√37,
374
√37,
774
√37
}
M(√
6 + 2)
= M([4, 2]) =
{− 1
12
√6,
16
√6
}
10 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
From µ(α) to S(α)
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}• S(α) is a closed set, closed under multiplication by squares
• α ∈ Q⇒ S(α) = ∅• α /∈ Q⇒ min |S(α)| = µ(α) and S(α) is not empty
• If a, b, c, d ∈ Z such that ad − bc = ∆ 6= 0, then
∆ · S(α) ⊂ S(
aα + bcα + d
).
• S([an+k , an+1+k , an+2+k , . . .]) =(−1)kS([an, an+1, an+2, . . .]) for any k , n ∈ N
• If α /∈ Q and I is an interval, then there exists β ∈ I such thatS(α) = S(β).
11 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
From µ(α) to S(α)
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}• S(α) is a closed set, closed under multiplication by squares
• α ∈ Q⇒ S(α) = ∅
• α /∈ Q⇒ min |S(α)| = µ(α) and S(α) is not empty
• If a, b, c, d ∈ Z such that ad − bc = ∆ 6= 0, then
∆ · S(α) ⊂ S(
aα + bcα + d
).
• S([an+k , an+1+k , an+2+k , . . .]) =(−1)kS([an, an+1, an+2, . . .]) for any k , n ∈ N
• If α /∈ Q and I is an interval, then there exists β ∈ I such thatS(α) = S(β).
11 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
From µ(α) to S(α)
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}• S(α) is a closed set, closed under multiplication by squares
• α ∈ Q⇒ S(α) = ∅• α /∈ Q⇒ min |S(α)| = µ(α) and S(α) is not empty
• If a, b, c, d ∈ Z such that ad − bc = ∆ 6= 0, then
∆ · S(α) ⊂ S(
aα + bcα + d
).
• S([an+k , an+1+k , an+2+k , . . .]) =(−1)kS([an, an+1, an+2, . . .]) for any k , n ∈ N
• If α /∈ Q and I is an interval, then there exists β ∈ I such thatS(α) = S(β).
11 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
From µ(α) to S(α)
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}• S(α) is a closed set, closed under multiplication by squares
• α ∈ Q⇒ S(α) = ∅• α /∈ Q⇒ min |S(α)| = µ(α) and S(α) is not empty
• If a, b, c, d ∈ Z such that ad − bc = ∆ 6= 0, then
∆ · S(α) ⊂ S(
aα + bcα + d
).
• S([an+k , an+1+k , an+2+k , . . .]) =(−1)kS([an, an+1, an+2, . . .]) for any k , n ∈ N
• If α /∈ Q and I is an interval, then there exists β ∈ I such thatS(α) = S(β).
11 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
From µ(α) to S(α)
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}• S(α) is a closed set, closed under multiplication by squares
• α ∈ Q⇒ S(α) = ∅• α /∈ Q⇒ min |S(α)| = µ(α) and S(α) is not empty
• If a, b, c, d ∈ Z such that ad − bc = ∆ 6= 0, then
∆ · S(α) ⊂ S(
aα + bcα + d
).
• S([an+k , an+1+k , an+2+k , . . .]) =(−1)kS([an, an+1, an+2, . . .]) for any k , n ∈ N
• If α /∈ Q and I is an interval, then there exists β ∈ I such thatS(α) = S(β).
11 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
From µ(α) to S(α)
S(α) = set of all accumulation points of{
m2(
km − α
): k ,m ∈ Z
}• S(α) is a closed set, closed under multiplication by squares
• α ∈ Q⇒ S(α) = ∅• α /∈ Q⇒ min |S(α)| = µ(α) and S(α) is not empty
• If a, b, c, d ∈ Z such that ad − bc = ∆ 6= 0, then
∆ · S(α) ⊂ S(
aα + bcα + d
).
• S([an+k , an+1+k , an+2+k , . . .]) =(−1)kS([an, an+1, an+2, . . .]) for any k , n ∈ N
• If α /∈ Q and I is an interval, then there exists β ∈ I such thatS(α) = S(β).
11 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
α quadratic irrational outside M(α)
a different approach leads to the following
S(α) = S(α′) = C · {NQ(α)/Q(k + mα) : k ,m ∈ Z}
for some constant C depending on α(joint work with V. Kála, work in progress)
12 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Well-approximable numbers
α is well approximable it it has unbounded partial coefficients
α is well approximableα/∈Q⇔ µ(α) = 0⇔ 0 ∈ S(α)
Example: for e = [2, 1, 2, 1, 1, 4, 1, 1, 6, 1, 1, 8, 1, 1, 10, . . .] we have
(−12 ,
12 ) ∩ S(e) = {0} and {a + 1
2 : a ∈ Z} ⊂ S(e).
Let α be an irrational well approximable number. For any n ∈ N theinterval [n, n + 1] or the interval [−n − 1,−n] has a non-emptyintersection with S(α).
13 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Well-approximable numbers
α is well approximable it it has unbounded partial coefficients
α is well approximableα/∈Q⇔ µ(α) = 0
⇔ 0 ∈ S(α)
Example: for e = [2, 1, 2, 1, 1, 4, 1, 1, 6, 1, 1, 8, 1, 1, 10, . . .] we have
(−12 ,
12 ) ∩ S(e) = {0} and {a + 1
2 : a ∈ Z} ⊂ S(e).
Let α be an irrational well approximable number. For any n ∈ N theinterval [n, n + 1] or the interval [−n − 1,−n] has a non-emptyintersection with S(α).
13 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Well-approximable numbers
α is well approximable it it has unbounded partial coefficients
α is well approximableα/∈Q⇔ µ(α) = 0⇔ 0 ∈ S(α)
Example: for e = [2, 1, 2, 1, 1, 4, 1, 1, 6, 1, 1, 8, 1, 1, 10, . . .] we have
(−12 ,
12 ) ∩ S(e) = {0} and {a + 1
2 : a ∈ Z} ⊂ S(e).
Let α be an irrational well approximable number. For any n ∈ N theinterval [n, n + 1] or the interval [−n − 1,−n] has a non-emptyintersection with S(α).
13 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Well-approximable numbers
α is well approximable it it has unbounded partial coefficients
α is well approximableα/∈Q⇔ µ(α) = 0⇔ 0 ∈ S(α)
Example: for e = [2, 1, 2, 1, 1, 4, 1, 1, 6, 1, 1, 8, 1, 1, 10, . . .] we have
(−12 ,
12 ) ∩ S(e) = {0} and {a + 1
2 : a ∈ Z} ⊂ S(e).
Let α be an irrational well approximable number. For any n ∈ N theinterval [n, n + 1] or the interval [−n − 1,−n] has a non-emptyintersection with S(α).
13 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Well-approximable numbers
α is well approximable it it has unbounded partial coefficients
α is well approximableα/∈Q⇔ µ(α) = 0⇔ 0 ∈ S(α)
Example: for e = [2, 1, 2, 1, 1, 4, 1, 1, 6, 1, 1, 8, 1, 1, 10, . . .] we have
(−12 ,
12 ) ∩ S(e) = {0} and {a + 1
2 : a ∈ Z} ⊂ S(e).
Let α be an irrational well approximable number. For any n ∈ N theinterval [n, n + 1] or the interval [−n − 1,−n] has a non-emptyintersection with S(α).
13 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Badly approximable numbers
If an irrational number is not well approximable, it is badlyapproximable.
Recall
S(α) ⊃ M(α) = acc. pts of
{(−1)N
[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
}
Set F(m) = {[t, a1, a2, a3, . . .] : t ∈ Z, 1 ≤ ai ≤ m }F(4) + F(4) = R [Hall]F(3) + F(4) = R = F(2) + F(5)F(3) + F(3) 6= R 6= F(2) + F(4)
14 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Badly approximable numbers
If an irrational number is not well approximable, it is badlyapproximable.
Recall
S(α) ⊃ M(α) = acc. pts of
{(−1)N
[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
}
Set F(m) = {[t, a1, a2, a3, . . .] : t ∈ Z, 1 ≤ ai ≤ m }F(4) + F(4) = R [Hall]F(3) + F(4) = R = F(2) + F(5)F(3) + F(3) 6= R 6= F(2) + F(4)
14 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Badly approximable numbers
If an irrational number is not well approximable, it is badlyapproximable.
Recall
S(α) ⊃ M(α) = acc. pts of
{(−1)N
[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
}
Set F(m) = {[t, a1, a2, a3, . . .] : t ∈ Z, 1 ≤ ai ≤ m }F(4) + F(4) = R [Hall]
F(3) + F(4) = R = F(2) + F(5)F(3) + F(3) 6= R 6= F(2) + F(4)
14 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Badly approximable numbers
If an irrational number is not well approximable, it is badlyapproximable.
Recall
S(α) ⊃ M(α) = acc. pts of
{(−1)N
[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
}
Set F(m) = {[t, a1, a2, a3, . . .] : t ∈ Z, 1 ≤ ai ≤ m }F(4) + F(4) = R [Hall]F(3) + F(4) = R = F(2) + F(5)
F(3) + F(3) 6= R 6= F(2) + F(4)
14 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Badly approximable numbers
If an irrational number is not well approximable, it is badlyapproximable.
Recall
S(α) ⊃ M(α) = acc. pts of
{(−1)N
[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
}
Set F(m) = {[t, a1, a2, a3, . . .] : t ∈ Z, 1 ≤ ai ≤ m }F(4) + F(4) = R [Hall]F(3) + F(4) = R = F(2) + F(5)F(3) + F(3) 6= R 6= F(2) + F(4)
14 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Shape of F(2)
0 1
[0, . . .]
[0, 1, . . .][0, 2, . . .]
[0, 1, 1, . . .]
[0, 1, 2, . . .]
[0, 2, 1, . . .]
[0, 2, 2, . . .]
[0, 1, 1, 2 . . .]
[0, 1, 1, 1 . . .]
[0, 1, 2, 2 . . .]
[0, 1, 2, 1 . . .]
[0, 2, 1, 2 . . .]
[0, 2, 1, 1 . . .]
[0, 2, 2, 2 . . .]
[0, 2, 2, 1 . . .]
15 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Shape of F(2)
0 1
[0, . . .]
[0, 1, . . .][0, 2, . . .]
[0, 1, 1, . . .]
[0, 1, 2, . . .]
[0, 2, 1, . . .]
[0, 2, 2, . . .]
[0, 1, 1, 2 . . .]
[0, 1, 1, 1 . . .]
[0, 1, 2, 2 . . .]
[0, 1, 2, 1 . . .]
[0, 2, 1, 2 . . .]
[0, 2, 1, 1 . . .]
[0, 2, 2, 2 . . .]
[0, 2, 2, 1 . . .]
15 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Shape of F(2)
0 1
[0, . . .]
[0, 1, . . .][0, 2, . . .]
[0, 1, 1, . . .]
[0, 1, 2, . . .]
[0, 2, 1, . . .]
[0, 2, 2, . . .]
[0, 1, 1, 2 . . .]
[0, 1, 1, 1 . . .]
[0, 1, 2, 2 . . .]
[0, 1, 2, 1 . . .]
[0, 2, 1, 2 . . .]
[0, 2, 1, 1 . . .]
[0, 2, 2, 2 . . .]
[0, 2, 2, 1 . . .]
15 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Shape of F(2)
0 1
[0, . . .]
[0, 1, . . .][0, 2, . . .]
[0, 1, 1, . . .]
[0, 1, 2, . . .]
[0, 2, 1, . . .]
[0, 2, 2, . . .]
[0, 1, 1, 2 . . .]
[0, 1, 1, 1 . . .]
[0, 1, 2, 2 . . .]
[0, 1, 2, 1 . . .]
[0, 2, 1, 2 . . .]
[0, 2, 1, 1 . . .]
[0, 2, 2, 2 . . .]
[0, 2, 2, 1 . . .]
15 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Badly approximable numbers II
There exist badly approximable irrational numbers α1, α2 and α3 suchthat:
1 S(α1) = R;
2 S(α2) = (−∞,−ε] ∪ [ε,+∞), where ε =√
28 ≈ 0.18;
3 the Hausdorff dimension of S(α3) ∩(−1
2 ,12
)is positive but less
than 1.
[Pelantová, S., Znojil]
16 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
General case
What can be done for α irrational not quadratic?
M(α) = acc. pts of
{(−1)N
[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
}
To find approximations of values of M(α), we need subsequences Ni
such that
limi→+∞
(−1)Ni
[aNi+1 , aNi+2 , . . .] + [0, aNi , . . . , a1]
exists
17 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
General case
What can be done for α irrational not quadratic?
M(α) = acc. pts of
{(−1)N
[aN+1, aN+2, . . .] + [0, aN , . . . , a1]
}
To find approximations of values of M(α), we need subsequences Ni
such that
limi→+∞
(−1)Ni
[aNi+1 , aNi+2 , . . .] + [0, aNi , . . . , a1]
exists
17 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
General case — fixed points of morphisms
Let f be the Fibonacci word over {1, 2}: α = [f] ≈ 1.3879545879671(transcendental [Allouche])
The word f is fixed by ϕ : 1 7→ 12, 2 7→ 1.
Its suitable prefixes may be obtained by using the mappingΦ : w 7→ ϕ(w)1.
1Φ3
7−→ w1Φ3
7−→ w2 . . .
w1 = Ψ3(1) = 12112121121.
w2 = Ψ3(w1) =121121211211212112121 12112121121︸ ︷︷ ︸
w1
121211212112112121121.
To obtain the words aNi+1 , aNi+2 . . . and aNi · · · a1, we cut each wi atthe same position and reverse the prefix. (We need to deal with thesign also...)
18 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
General case — fixed points of morphisms
Let f be the Fibonacci word over {1, 2}: α = [f] ≈ 1.3879545879671(transcendental [Allouche])
The word f is fixed by ϕ : 1 7→ 12, 2 7→ 1.
Its suitable prefixes may be obtained by using the mappingΦ : w 7→ ϕ(w)1.
1Φ3
7−→ w1Φ3
7−→ w2 . . .
w1 = Ψ3(1) = 12112121121.
w2 = Ψ3(w1) =121121211211212112121 12112121121︸ ︷︷ ︸
w1
121211212112112121121.
To obtain the words aNi+1 , aNi+2 . . . and aNi · · · a1, we cut each wi atthe same position and reverse the prefix. (We need to deal with thesign also...)
18 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
General case — fixed points of morphisms
Let f be the Fibonacci word over {1, 2}: α = [f] ≈ 1.3879545879671(transcendental [Allouche])
The word f is fixed by ϕ : 1 7→ 12, 2 7→ 1.
Its suitable prefixes may be obtained by using the mappingΦ : w 7→ ϕ(w)1.
1Φ3
7−→ w1Φ3
7−→ w2 . . .
w1 = Ψ3(1) = 12112121121.
w2 = Ψ3(w1) =121121211211212112121 12112121121︸ ︷︷ ︸
w1
121211212112112121121.
To obtain the words aNi+1 , aNi+2 . . . and aNi · · · a1, we cut each wi atthe same position and reverse the prefix. (We need to deal with thesign also...)
18 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
General case — fixed points of morphisms
Let f be the Fibonacci word over {1, 2}: α = [f] ≈ 1.3879545879671(transcendental [Allouche])
The word f is fixed by ϕ : 1 7→ 12, 2 7→ 1.
Its suitable prefixes may be obtained by using the mappingΦ : w 7→ ϕ(w)1.
1Φ3
7−→ w1Φ3
7−→ w2 . . .
w1 = Ψ3(1) = 12112121121.
w2 = Ψ3(w1) =121121211211212112121 12112121121︸ ︷︷ ︸
w1
121211212112112121121.
To obtain the words aNi+1 , aNi+2 . . . and aNi · · · a1, we cut each wi atthe same position and reverse the prefix. (We need to deal with thesign also...)
18 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
General case — fixed points of morphisms
Let f be the Fibonacci word over {1, 2}: α = [f] ≈ 1.3879545879671(transcendental [Allouche])
The word f is fixed by ϕ : 1 7→ 12, 2 7→ 1.
Its suitable prefixes may be obtained by using the mappingΦ : w 7→ ϕ(w)1.
1Φ3
7−→ w1Φ3
7−→ w2 . . .
w1 = Ψ3(1) = 12112121121.
w2 = Ψ3(w1) =121121211211212112121 12112121121︸ ︷︷ ︸
w1
121211212112112121121.
To obtain the words aNi+1 , aNi+2 . . . and aNi · · · a1, we cut each wi atthe same position and reverse the prefix. (We need to deal with thesign also...)
18 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
General case — fixed points of morphisms
Let f be the Fibonacci word over {1, 2}: α = [f] ≈ 1.3879545879671(transcendental [Allouche])
The word f is fixed by ϕ : 1 7→ 12, 2 7→ 1.
Its suitable prefixes may be obtained by using the mappingΦ : w 7→ ϕ(w)1.
1Φ3
7−→ w1Φ3
7−→ w2 . . .
w1 = Ψ3(1) = 12112121121.
w2 = Ψ3(w1) =121121211211212112121 12112121121︸ ︷︷ ︸
w1
121211212112112121121.
To obtain the words aNi+1 , aNi+2 . . . and aNi · · · a1, we cut each wi atthe same position and reverse the prefix. (We need to deal with thesign also...)
18 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Fixed points - another example
Let ϕ : 1 7→ 122, 2 7→ 112.
Another technique: produce factors starting with the factor 21:
2|1 ϕ7−→ 112|122ϕ7−→ 122122112|122112112
and cutting at the same position relatively to |.
19 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Fixed points - another example
Let ϕ : 1 7→ 122, 2 7→ 112.
Another technique: produce factors starting with the factor 21:
2|1 ϕ7−→ 112|122ϕ7−→ 122122112|122112112
and cutting at the same position relatively to |.
19 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Fixed points — systematic approach
Every factor resides inside a unique bispecial factor of minimal length.(A factor of a word is bispecial if it can be extended to the right and tothe left in more than one way.)
To enumerate all factors, we may enumerate all bispecial factors andkeep cutting at the same positions.
For instance for ϕ : 1 7→ 122, 2 7→ 112
we set
Φ : w 7→ lcs
longest common suffix
(ϕ(1), ϕ(2))ϕ(w)lcp
longest common prefix
(ϕ(1), ϕ(2)) = 2ϕ(w)1
all bispecial factors are{
Φk (w) : k ∈ N,w ∈ {1, 2, 12, 21}}
([Klouda]in general for circular morphisms)
20 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Fixed points — systematic approach
Every factor resides inside a unique bispecial factor of minimal length.(A factor of a word is bispecial if it can be extended to the right and tothe left in more than one way.)
To enumerate all factors, we may enumerate all bispecial factors andkeep cutting at the same positions.
For instance for ϕ : 1 7→ 122, 2 7→ 112
we set
Φ : w 7→ lcs
longest common suffix
(ϕ(1), ϕ(2))ϕ(w)lcp
longest common prefix
(ϕ(1), ϕ(2)) = 2ϕ(w)1
all bispecial factors are{
Φk (w) : k ∈ N,w ∈ {1, 2, 12, 21}}
([Klouda]in general for circular morphisms)
20 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Fixed points — systematic approach
Every factor resides inside a unique bispecial factor of minimal length.(A factor of a word is bispecial if it can be extended to the right and tothe left in more than one way.)
To enumerate all factors, we may enumerate all bispecial factors andkeep cutting at the same positions.
For instance for ϕ : 1 7→ 122, 2 7→ 112
we set
Φ : w 7→ lcs
longest common suffix
(ϕ(1), ϕ(2))ϕ(w)lcp
longest common prefix
(ϕ(1), ϕ(2)) = 2ϕ(w)1
all bispecial factors are{
Φk (w) : k ∈ N,w ∈ {1, 2, 12, 21}}
([Klouda]in general for circular morphisms)
20 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
Is there a better way to sum [aNi+1 , aNi+2 , . . .] + [0, aNi , . . . , a1]?
Denote
Fa0a1a2···an = {x ∈ R : x = [a0, a1, a2, . . . , an, . . .]}
21 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
Is there a better way to sum [aNi+1 , aNi+2 , . . .] + [0, aNi , . . . , a1]?
Denote
Fa0a1a2···an = {x ∈ R : x = [a0, a1, a2, . . . , an, . . .]}
21 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
22 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
22 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
22 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
22 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
22 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
22 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
22 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
22 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
22 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
22 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Algebraic operations on continued fractions
In general, any operation
(x , y) 7→ p(x , y)
q(x , y)with p(x , y), q(x , y) polynomials over Q
can be performed in a similar manner [Raney; Gosper; Vuillemin;Liarder & Stambul . . . ]
However
Theorem (Kurka, Vávra)
If G is an analytic function computed in a sofic Möbius number systemusing a finite state transducer, then G is a Möbius transformation (thatis, a mapping of type x 7→ ax+b
cx+d ).
23 / 24
Introduction Lagrange spectrum Properties of S(α) Approximation of values of S(α)
Questions and problems/exercises
1 Find values of M(α) for α quadratic and exhibit various possiblebehaviors (see the exercise);
2 Find approximate values [with given precision] of M(α) based oncombinatorial properties of the continued fraction expansion ofα = [u]:
1 u is a fixed point of morphism;2 ?
Sample code located at http://goo.gl/KxknZ8
24 / 24
Thank you