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Introduction to Earthquake Engineering Urban Seismic Challenges Prof. Dr.-Ing. Uwe E. Dorka Stand: September 2013

Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

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Page 1: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Introduction to

Earthquake Engineering

Urban Seismic Challenges

Prof. Dr.-Ing. Uwe E. Dorka

Stand: September 2013

Page 2: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

2 steps to urban seismic safety

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 2

1. Assessment:

– Earthquake hazard

– Vulnerability

– Human impact

2. Mitigation:

– Improve urban seismic robustness and resilience

– Improve response of society

Example: Istanbul metropolitan area

Page 3: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Example: Istanbul metropolitan area

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 3

Page 4: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 4

Example: Istanbul metropolitan area

Page 5: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 5

Example: Istanbul metropolitan area

Page 6: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 6

Urban growth of Istanbul

Page 7: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 7

Assessment

• Earthquake Hazard:

– Tectonics (regional system of fault lines, possible and probable

movements)

– Seismic history (locations, magnitude and frequency of past

earthquakes)

– Soil conditions (local magnification effects, liquefaction potential)

– Topography (land slide potential, tsunamis, coastal subsidence)

Page 8: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 8

Tectonics and seismic history

– North Anatolian fault line with recent earthquake history

– Possible and probable movements

Scenario event

Mw = 7.5

Page 9: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 9

Assessment

• Earthquake Hazard:

– Tectonics (regional system of fault lines, possible and probable

movements)

– Seismic history (locations, magnitude and frequency of past

earthquakes)

– Soil conditions (local magnification effects, liquefaction potential)

– Topography (land slide potential, tsunamis, coastal subsidence)

Page 10: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 10

Soil Conditions

– local magnification effects

– liquefaction potential

Page 11: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 11

Assessment

• Earthquake Hazard:

– Tectonics (regional system of fault lines, possible and probable

movements)

– Seismic history (locations, magnitude and frequency of past

earthquakes)

– Soil conditions (local magnification effects, liquefaction potential)

– Topography (land slide potential, tsunamis, coastal subsidence)

Page 12: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 12

Topography

– Limited land slides

– Coastal subsidence may be a bigger problem!

Page 13: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Earthquake Hazard Assessment

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 13

– Leads to spectral acceleration maps for different return periods of anticipated seismic events

– Allows the construction of site specific response spectra for an event

Page 14: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Assessment

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 14

• Vulnerability:

– Buildings (residential, administrative, educational, commercial, health, historical)

– Transportation infrastructure (roads, railroads, bridges, waterways and harbors, airports)

– Other life lines (water, waste water, electricity, gas)

– Regular industry (SMEs, large manufactures)

– Industry with large hazard potential (chemical, petrochemical, nuclear)

– Economy (business interruptions, short and long-term market impact, financial market reaction)

– Environment (industrial spills, waste water spills)

– Post-quake fires

Page 15: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Buildings

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 15

– Multi-stage vulnerability assessment

– Collapses

Page 16: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 16

– Multi-stage vulnerability assessment

– Heavy damage

Buildings

Page 17: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Assessment

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 17

• Vulnerability:

– Buildings (residential, administrative, educational, commercial, health, historical)

– Transportation infrastructure (roads, railroads, bridges, waterways and harbors, airports)

– Other life lines (water, waste water, electricity, gas)

– Regular industry (SMEs, large manufactures)

– Industry with large hazard potential (chemical, petrochemical, nuclear)

– Economy (business interruptions, short and long-term market impact, financial market reaction)

– Environment (industrial spills, waste water spills)

– Post-quake fires

Page 18: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Transportation infrastructure

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 18

– Evaluated highway bridges

Page 19: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 19

Transportation infrastructure

– Evaluated highway bridges

– Recommended for retrofit

Page 20: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Assessment

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 20

• Vulnerability:

– Buildings (residential, administrative, educational, commercial, health, historical)

– Transportation infrastructure (roads, railroads, bridges, waterways and harbors, airports)

– Other life lines (water, waste water, electricity, gas)

– Regular industry (SMEs, large manufactures)

– Industry with large hazard potential (chemical, petrochemical, nuclear)

– Economy (business interruptions, short and long-term market impact, financial market reaction)

– Environment (industrial spills, waste water spills)

– Post-quake fires

Page 21: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Other life lines

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 21

– Drinking water system

Page 22: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 22

Other life lines

– Waste water system

Page 23: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 23

Other life lines

– Electricity

Page 24: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 24

Other life lines

– Gas

Page 25: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Assessment

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 25

• Vulnerability:

– Buildings (residential, administrative, educational, commercial, health, historical)

– Transportation infrastructure (roads, railroads, bridges, waterways and harbors, airports)

– Other life lines (water, waste water, electricity, gas)

– Regular industry (SMEs, large manufactures)

– Industry with large hazard potential (chemical, petrochemical, nuclear)

– Economy (business interruptions, short and long-term market impact, financial market reaction)

– Environment (industrial spills, waste water spills)

– Post-quake fires

Page 26: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Industries

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 26

– SMEs

Nr. Sectors

1 mining, construction,

ceramics, glass

2 commercial, food &

beverage

3 textile, leather

4 wood & furniture,

agriculture

5 chemical & petroleum

6 metals

7 machinery, automotive

8 transport & telecom

Page 27: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 27

Equipment &

machinery Stock Business

Interruption

Nr. Sectors IX VIII IX VIII IX VIII

1 mining, construction,

ceramics, glass

0.011 0.013 0.011 0.013 0.075 0.025

2 commercial, food &

beverage

0.009 0.011 0.009 0.011 0.075 0.025

3 textile, leather 0.013 0.017 0.039 0.050 0.30 0.20

4 wood & furniture,

agriculture

0.016 0.012 0.016 0.012 0.075 0.025

5 chemical &

petroleum

0.033 0.035 0.033 0.035 0.50 0.30

6 metals 0.002 0.002 0.002 0.002 0.075 0.025

7 machinery,

automotive

0.002 0.002 0.002 0.002 0.15 0.1

8 transport & telecom 0.012 0.014 0.002 0.003 0.075 0.025

Industries

– SME sector losses

Page 28: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 28

• Industries: – Large industries

Industries

– large

A1 Port, tanks, chimneys, power

generation, hazardous

A2 Tanks, steel mill, power

generation, waste water

treatment, industrial park

A3 Port, cranes

A4 Port, cranes

E1 Port, cranes, hazardous

E2 LNG tanks, port, hazardous

E3 Textile production,

industrial park

E4 Industrial park

E5 Industrial park

Page 29: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Assessment

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 29

• Vulnerability:

– Buildings (residential, administrative, educational, commercial, health, historical)

– Transportation infrastructure (roads, railroads, bridges, waterways and harbors, airports)

– Other life lines (water, waste water, electricity, gas)

– Regular industry (SMEs, large manufactures)

– Industry with large hazard potential (chemical, petrochemical, nuclear)

– Economy (business interruptions, short and long-term market impact, financial market reaction)

– Environment (industrial spills, waste water spills)

– Post-quake fires

Page 30: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 30

• Human Impact:

– Health (deaths and injuries, emergency care, threat of epidemics, long-

term care, psychological care)

– Basic needs (housing, food, water, clothing, sanitation, cooking fuel,

heating)

– Emergency Administration (emergency management, security,

preparedness of civil protection agencies and units, role of NGOs)

Assessment

Page 31: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Health

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 31

– Deaths

Page 32: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 32

Health

– Hospitals

Page 33: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 33

• Human Impact:

– Health (deaths and injuries, emergency care, threat of epidemics, long-

term care, psychological care)

– Basic needs (housing, food, water, clothing, sanitation, cooking fuel,

heating)

– Emergency Administration (emergency management, security,

preparedness of civil protection agencies and units, role of NGOs)

Assessment

Page 34: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Basic needs

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 34

– Required emergency shelter

Page 35: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 35

• Human Impact:

– Health (deaths and injuries, emergency care, threat of epidemics, long-

term care, psychological care)

– Basic needs (housing, food, water, clothing, sanitation, cooking fuel,

heating)

– Emergency Administration (emergency management, security,

preparedness of civil protection agencies and units, role of NGOs)

Assessment

Page 36: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Preparedness for civil protection

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 36

– Blocked access

Page 37: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Mitigation

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 37

• Improve Urban Seismic Robustness and Resilience:

– Structural improvements of buildings (occupant friendly retrofitting by

strengthening or seismic control, re-building with seismically robust

systems)

– Urban re-vitalization (multiple emergency access to districts, emergency

relieve areas, redundancy of transportation and other lifeline systems,

restricting building height and building area to ground ratio)

– Industry (SME eq-mitigation and insurance programs through SME-

organizations, industrial earthquake emergency fund, requirement for

seismic action plan of large industries)

– Eliminate large environmental hazards (individual worst case scenarios,

containment of possible hazardous spills)

Page 38: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 38

Mitigation

• Improve Response of Society:

– Education of general public about local earthquake risks

– Emergency response (equipment and training of civil protection agencies and units, stocks of basic supplies, temporary care centers, emergency management structure)

– Health care (base isolated hospitals with appropriate emergency care centers)

– Social preparedness (individual earthquake insurance, earthquake improvement fund for low-income housing)

– Activate market forces (voluntary seismic safety certificates)

– Innovative financing tools (securitization of earthquake risk through CAT bonds, Real Estate Investment Trust)

– Develop disaster prevention plan (vulnerability reduction plan)

– Legal framework and enforcement (building and zoning regulations, empowerment of control agencies, migration control, emergency laws, financial regulations)

Page 39: Introduction to Earthquake Engineering - uni-kassel.de · Dorka | Introduction to Earthquake Engineering 38 Mitigation ... Manual, RMS, NIBS and FEMA Washington DC . Title: Folie

References

Prof. Dr.-Ing. Dorka | Introduction to Earthquake Engineering 39

(1) Metropolitan Municipality of Istanbul

(2003) Earthquake Master Plan for

Istanbul

(2) JICA report (2002). The Study on a

Disaster Prevention/Mitigation Basic

Plan in Istanbul Including Seismic

Microzonation in the Republic of

Turkey

(3) Google Earth

(4) Applied Technology Council (ATC):

ATC-13 (1985) Earthquake Damage

Evaluation Data for California, ATC-

25 (1991) Seismic Vulnerability and

Impact of Disruption of Lifelines in the

Conterminous United States,

Redwood City, CA.

(5) HAZUS (1999) Earthquake Loss

Estimation Methodology, Technical

Manual, RMS, NIBS and FEMA

Washington DC