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LIST OF LICENSED INVESTMENT ADVISERS 1. ABN AMRO Asia Equity Research (M) Sdn. Bhd. (formerly known as ABN AMRO Hoare Govett (Malaysia) Sdn. Bhd.) 2. ABN AMRO Asia Advisers (M) Sdn. Bhd. 3. AMMB Consultant Sdn. Bhd. (formerly known as Arab-Malaysian Consultant Sdn. Bhd.) 4. AmResearch Sdn. Bhd. (formerly known as AMS Research Sdn. Bhd.) 5. Asia Analytica Sdn. Bhd. (formerly known as Phileo Capital Partners Sdn. Bhd.) 6. Arah Advisory Services Sdn. Bhd. 7. BH Global Advisers Sdn. Bhd. (formerly known as Business HUB Sdn. Bhd.) 8. Badan Pengawas Pemegang Saham Minoriti Berhad 9. BNP Peregrine Sdn. Bhd. (formerly known as Kenanga BNP PrimeEast Research Sdn. Bhd.) 10. Bumiwerks Capital Management Sdn. Bhd. 11. Binafikir Sdn. Bhd. 12. Capital Dynamics Sdn. Bhd. 13. CLSA (M) Sdn. Bhd. (formerly known as Credit Lyonnais Securities (Malaysia) Sdn. Bhd.) 14. CSFB Research (M) Sdn. Bhd. 15. Citigroup Global Markets Malaysia Sdn. Bhd. (formerly known as Salomon Smith Barney Malaysia Sdn. Bhd.) 16. Deloitte & Touche Corporate Advisory Services Sdn. Bhd 17. Dynaquest Sdn. Bhd. 18. ECM Capital Sdn. Bhd. 19. G.K. Goh Research (M) Sdn. Bhd. (formerly known as Straits-G.K. Goh Research Sdn. Bhd.) 20. HSBC Research (M) Sdn. Bhd. (formerly known as HSBC James Capel (M) Sdn. Bhd.) 21. Hwang-DBS Vickers Research Sdn. Bhd. (formerly known as DBS Vickers Research (Malaysia) Sdn. Bhd.) 22. ING Corporate Advisory (M) Sdn. Bhd. (formerly known as ING Baring (M) Sdn. Bhd.) 23. Jupiter Research Sdn. Bhd. 24. J.P. Morgan Malaysia Sdn. Bhd. (formerly known as Pesaka Jardine Fleming Sdn. Bhd.) 25. Kim Eng Research Sdn. Bhd. 26. KLCity Research Sdn. Bhd. 27. Libra Capital Advisors Sdn. Bhd. 28. Macquarie (Malaysia) Sdn. Bhd. 29. Mulpha Capital Markets Sdn. Bhd. 30. MAA Corporate Advisory Sdn. Bhd. 31. Nomura Advisory Services (M) Sdn. Bhd. 32. Netresearch-Asia Sdn. Bhd. 33. Newfields Advisors Sdn. Bhd. (formerly known as Worldsec Securities Advisors Sdn. Bhd.) 34. OSK Research Sdn. Bhd. 35. Opus Capital Sdn. Bhd. 36. Pica Advisory Services Sdn. Bhd. (formerly known as Picamas Sanyo Asset Management Sdn. Bhd.) 37. Pacific Alliance Capital Sdn. Bhd. (formerly known as Asia Capital Partners Sdn. Bhd.) 38. Perkasa Normandy Advisers Sdn. Bhd. 39. RHB Research Institute Sdn. Bhd. 40. Sarawak Capital Sdn. Bhd. 41. Surf88. Com Sdn. Bhd. 42. Standard London (Asia) Sdn. Bhd. 43. UBS Equity Research Malaysia Sdn. Bhd. (formerly known as UBS Warburg (Malaysia) Sdn. Bhd.)

LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

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Page 1: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

LIST OF LICENSED INVESTMENT ADVISERS

1. ABN AMRO Asia Equity Research (M) Sdn. Bhd. (formerly known as ABN AMRO Hoare Govett (Malaysia) Sdn. Bhd.)

2. ABN AMRO Asia Advisers (M) Sdn. Bhd.

3. AMMB Consultant Sdn. Bhd.

(formerly known as Arab-Malaysian Consultant Sdn. Bhd.)

4. AmResearch Sdn. Bhd.

(formerly known as AMS Research Sdn. Bhd.)

5. Asia Analytica Sdn. Bhd. (formerly known as Phileo Capital Partners Sdn. Bhd.)

6. Arah Advisory Services Sdn. Bhd.

7. BH Global Advisers Sdn. Bhd.

(formerly known as Business HUB Sdn. Bhd.)

8. Badan Pengawas Pemegang Saham Minoriti Berhad

9. BNP Peregrine Sdn. Bhd. (formerly known as Kenanga BNP PrimeEast Research Sdn. Bhd.)

10. Bumiwerks Capital Management Sdn. Bhd.

11. Binafikir Sdn. Bhd.

12. Capital Dynamics Sdn. Bhd.

13. CLSA (M) Sdn. Bhd.

(formerly known as Credit Lyonnais Securities (Malaysia) Sdn. Bhd.)

14. CSFB Research (M) Sdn. Bhd.

15. Citigroup Global Markets Malaysia Sdn. Bhd.

(formerly known as Salomon Smith Barney Malaysia Sdn. Bhd.)

16. Deloitte & Touche Corporate Advisory Services Sdn. Bhd

17. Dynaquest Sdn. Bhd.

18. ECM Capital Sdn. Bhd.

19. G.K. Goh Research (M) Sdn. Bhd.

(formerly known as Straits-G.K. Goh Research Sdn. Bhd.)

20. HSBC Research (M) Sdn. Bhd. (formerly known as HSBC James Capel (M) Sdn. Bhd.)

21. Hwang-DBS Vickers Research Sdn. Bhd. (formerly known as DBS Vickers Research (Malaysia) Sdn. Bhd.)

22. ING Corporate Advisory (M) Sdn. Bhd. (formerly known as ING Baring (M) Sdn. Bhd.)

23. Jupiter Research Sdn. Bhd. 24. J.P. Morgan Malaysia Sdn. Bhd.

(formerly known as Pesaka Jardine Fleming Sdn. Bhd.)

25. Kim Eng Research Sdn. Bhd. 26. KLCity Research Sdn. Bhd. 27. Libra Capital Advisors Sdn. Bhd. 28. Macquarie (Malaysia) Sdn. Bhd. 29. Mulpha Capital Markets Sdn. Bhd. 30. MAA Corporate Advisory Sdn. Bhd. 31. Nomura Advisory Services (M) Sdn.

Bhd. 32. Netresearch-Asia Sdn. Bhd. 33. Newfields Advisors Sdn. Bhd.

(formerly known as Worldsec Securities Advisors Sdn. Bhd.)

34. OSK Research Sdn. Bhd. 35. Opus Capital Sdn. Bhd. 36. Pica Advisory Services Sdn. Bhd.

(formerly known as Picamas Sanyo Asset Management Sdn. Bhd.)

37. Pacific Alliance Capital Sdn. Bhd. (formerly known as Asia Capital Partners Sdn. Bhd.)

38. Perkasa Normandy Advisers Sdn. Bhd. 39. RHB Research Institute Sdn. Bhd. 40. Sarawak Capital Sdn. Bhd. 41. Surf88. Com Sdn. Bhd. 42. Standard London (Asia) Sdn. Bhd. 43. UBS Equity Research Malaysia Sdn.

Bhd. (formerly known as UBS Warburg (Malaysia) Sdn. Bhd.)

Page 2: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: ABN AMRO Asia Equity Research (M) Sdn. Bhd. (formerly known as ABN AMRO Hoare Govett (Malaysia) Sdn. Bhd.)

Business Address: Level 12, Tower 2 MNI Twins 11 Jalan Pinang 50450 Kuala Lumpur Tel : 03-21668213 Fax : 03-21616392

Shareholder: ABN AMRO Asia Ltd.

Directors: Muthanna bin Abdullah Chut Nyak Isham bin Nyak Ariff John Fergus Kendall Fleming

Company Secretary: Foong Weng Chee

Company: ABN AMRO Asia Advisers (M) Sdn. Bhd.

Business Address: Level 12, Tower 2

MNI Twins 11 Jalan Pinang 50450 Kuala Lumpur Tel : 03-21668637 Fax : 03-21663146

Shareholder: ABN AMRO Asia Corporate Finance (Holdings) Ltd.

Directors: Richard Wallace D’Arcy Orders Jeremy Roy Oliver Ismail bin Kamaruddin

Company Secretaries: Seow Fei San Wong Wei Fong

Page 3: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: AMMB Consultant Sdn. Bhd.

(formerly known as Arab-Malaysian Consultant Sdn. Bhd.)

Business Address: 9th Floor, AmBank Group Building No. 55 Jalan Raja Chulan 50200 Kuala Lumpur Tel : 03-20782633 Fax : 03-20782842

Shareholder: AmMerchant Bank Berhad

Directors: Lee Chin Har (Licensed Person) Mustafa bin Mohd. Nor Pushparani a/p A Moothathamby

Company Secretary: Ho Li Chin

Company: AmResearch Sdn. Bhd.

(formerly known as AMS Research Sdn. Bhd.)

Business Address: 15th Floor, AmBank Group Building 55, Jalan Raja Chulan 50200 Kuala Lumpur Tel : 03-20782788 Fax : 03-20317218

Shareholder: AmSecurities Sdn Bhd

Directors: Mustafa bin Mohd. Nor Chang Tuck Chee @ Philip Chang Ahmad bin Bachok Gan Kim Khoon (Licensed Person)

Company Secretary: Koid Phaik Gunn

Page 4: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: Asia Analytica Sdn. Bhd.

(formerly known as Phileo Capital Partners Sdn. Bhd.)

Business Address: Unit 212, Block F Phileo Damansara 1, 9 Jalan 16/11 Off Jalan Damansara 46350 Petaling Jaya Selangor Tel : 03-79583229 Fax : 03-79544812

Shareholders: Tong Kooi Ong Ahmad bin Abdullah

Directors: Tong Kooi Ong (Licensed Person) Ahmad bin Abdullah (Licensed Person)

Company Secretary: Tong Kooi Soon

Company: Arah Advisory Services Sdn. Bhd.

Business Address: Suite 6.1, Level 6

Building B Peremba Square Saujana Resort Section U2 40150 Shah Alam Selangor Tel : 03-76236882 Fax : 03-76236889

Shareholder: Arah Rintis Sdn Bhd

Directors: Yip Hsien Chang @ John Yip (Licensed Person) Tan Sri Abdul Rashid bin Hj Mohamed Hussain

Company Secretaries: Yip Siew Cheng Sin May Peng

Page 5: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: BH Global Advisers Sdn. Bhd.

(formerly known as Business HUB Sdn. Bhd.)

Business Address: B5-5, Megan Phileo Promenade No. 189, Jalan Tun Razak 50400 Kuala Lumpur Tel : 03-21668896 Fax : 03-21668897

Shareholders: Dato’ Mohamad Rozali bin Isohak Yeap Hin Ka Wong Yew Hong

Directors: Dato’ Mohamad Rozali bin Isohak Fauzi bin Suib (Licensed Person) Wong Yew Hong (Licensed Person) Yeap Hin Ka

Company Secretary: Koh Tat Kim

Company: Badan Pengawas Pemegang Saham Minoriti Berhad

Business Address: 11th Floor, EPF Building

No. 3, Changkat Raja Chulan Off Jalan Raja Chulan 50200 Kuala Lumpur Tel : 03-20709090 Fax : 03-20709107

Shareholders: Kumpulan Wang Simpanan Pekerja Permodalan Nasional Bhd Lembaga Tabung Angkatan Tentera Lembaga Tabung Haji Pertubuhan Keselamatan Sosial

Directors: Wan Roshdi bin Wan Musa Syed Saleh bin Syed Abdul Rahman Ng Teck Che Lodin bin Wok Kamaruddin Rita a/p Benoy Bushon (Licensed Person) Abdul Aziz bin Ismail Tan Sri Abdul Halim bin Ali Ismail bin Hamid

Company Secretary: Chew Phye Keat

Page 6: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: BNP Peregrine Sdn. Bhd.

(formerly known as Kenanga BNP PrimeEast Research Sdn. Bhd.)

Business Address: Suite 24.03, Level 24 Wisma Goldhill 67 Jalan Raja Chulan 50200 Kuala Lumpur Tel : 03-20509928 Fax : 03-20700298

Shareholders: Dali Kumar @ Dali bin Sardar BNP Prime Peregrine Securities Ltd BPP Holdings Pte Ltd

Directors: Dali Kumar @ Dali bin Sardar Goh Ching Yin (Licensed Person) Yap Siew Ying Frederic Manuel Garcia

Company Secretaries: Foong Weng Chee Chong Swee Yoon

Company: Bumiwerks Capital Management Sdn. Bhd.

Business Address: 7-2, Jalan Sri Hartamas 7

50480 Kuala Lumpur Tel : 03-62019980 Fax : 03-62019963

Shareholders: Mohamed Ayub bin Mohamed Ali Benedict Tan Fook Ming Harvey Poh Cher Wee Alya Chew binti Abdullah

Directors: Hamdan bin Abdul Majeed (Licensed Person) Mohamed Ayub bin Mohamed Ali Benedict Tan Fook Ming Harvey Poh Cher Wee Alya Chew binti Abdullah

Company Secretary: Amutha a/p Karpanan

Page 7: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: Binafikir Sdn. Bhd.

Business Address: Unit 6-02, 6th Floor

Straits Trading Building 2 Lebuh Pasar Besar 50050 Kuala Lumpur Tel : 03-21655980 Fax : 03-21630350

Shareholders: Azman bin Mokhtar Mohammed Rashdan bin Mohd Yusof

Directors: Azman bin Mokhtar (Licensed Person) Mohammed Rashdan bin Mohd Yusof

Company Secretary: Tina Fazlita binti Fadzil

Company: Capital Dynamics Sdn. Bhd.

Business Address: Lot 3.01A, 3rd Floor

Plaza Warisan Jalan Tun HS Lee 50000 Kuala Lumpur Tel : 03-20702104 Fax : 03-20702103

Shareholder: Tan Teng Boo

Directors: Tan Teng Boo Teh Hong Choo @ Baby Teh Low Guat Meng (Licensed Person)

Company Secretaries: Sin May Peng Lin Moi Heyang

Page 8: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: CLSA (M) Sdn. Bhd.

(formerly known as Credit Lyonnais Securities (Malaysia) Sdn. Bhd.)

Business Address: Suite 15-2, Level 15 Menara PanGlobal 8 Lorong P. Ramlee Off Jalan P. Ramlee 50250 Kuala Lumpur Tel : 03-20724288 Fax : 03-20784868

Shareholders: Tengku Tan Sri Dato’ Seri Ahmad Rithauddeen Credit Lyonnais Securities (S.E.A.) Ltd

Directors: Gary William John Coull Donald William Lennox Skinner Putri Noor Shariza binti Noordin Omar Choo Shan (Licensed Person)

Company Secretaries: Nandita a/p KK Choudhury Won Swee Hwan

Company: CSFB Research (M) Sdn. Bhd.

Business Address: Menara Keck Seng, Suite 27-01

203 Jalan Bukit Bintang 55100 Kuala Lumpur Tel : 03-21430366 Fax : 03-21455199

Shareholder: Credit Suisse First Boston (International) AG, Switzerland

Directors: Stephen John Watson Hagger (Licensed Person) Tan Ting Min (Licensed Person) Farah Suhanah binti Ahmad Sarji

Company Secretary: Chua Siew Chuan

Page 9: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: Citigroup Global Markets Malaysia Sdn. Bhd.

(formerly known as Salomon Smith Barney Malaysia Sdn. Bhd.)

Business Address: Level 43, Menara Citibank 165 Jalan Ampang 50450 Kuala Lumpur Tel : 03-23832900 Fax : 03-23832990

Shareholder: Citigroup Financial Products Inc.

Directors: Yeo Kar Peng (Licensed Person) Andrew Keith Butcher Ahmad Shahizam bin Mohd Shariff (Licensed Person)

Company Secretaries: Nandita a/p KK Choudhury Won Swee Hwan

Page 10: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: Deloitte & Touche Corporate Advisory Services Sdn. Bhd.

Business Address: Level 19, Uptown 1

1 Jalan SS21/58 Damansara Uptown 47400 Petaling Jaya Selangor Darul Ehsan Tel : 03-77261833 Fax : 03-77263986

Shareholders: Taufiq Ahmad @ Ahmad Mustapha bin Ghazali Yap Kok Leong @ Yip Kok Leong Ng Meng Kwai Eugene Wong Weng Soon Liew Chee Ming

Directors: Taufiq Ahmad @ Ahmad Mustapha bin Ghazali (Licensed Person) Yap Kok Leong @ Yip Kok Leong (Licensed Person) Ng Meng Kwai (Licensed Person) Eugene Wong Weng Soon (Licensed Person) Liew Chee Ming (Licensed Person)

Company Secretary: Yap Kim May

Company: Dynaquest Sdn. Bhd.

Business Address: 73, Beach Street

10300 Pulau Pinang Tel : 04-2612011 Fax : 04-2620399

Shareholders: Dr Neoh Soon Kean Chan Hong Ee

Directors: Dr Neoh Soon Kean (Licensed Person) Chan Hong Ee Wong Ping Ling Loo Bee Hwah

Company Secretary: Loh Siew Heoh

Page 11: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: ECM Capital Sdn. Bhd.

Business Address: 8A Floor, Wisma Genting

Jalan Sultan Ismail 50250 Kuala Lumpur Tel : 03-27152228 Fax : 03-21618818

Shareholders: Lim Kian Onn Chua Ming Huat Dato’ Kalimullah bin Masheerul Hassan

Directors: Lim Kian Onn Chua Ming Huat Dato’ Kalimullah bin Masheerul Hassan Tee Sing Yeah (Licensed Person)

Company Secretary: Lim Kian Fah

Company: G.K. Goh Research (M) Sdn. Bhd.

(formerly known as Straits-G.K. Goh Research Sdn. Bhd.)

Business Address: Lot A, Level 7 Tower 2 MNI Twins 11 Jalan Pinang 50450 Kuala Lumpur Tel : 03-21633511 Fax : 03-21622511

Shareholder: G.K. Goh Holdings Ltd

Directors: Terence Wong @ Huang Thar-Rearn (Licensed Person) Hui Swee Kuen

Company Secretaries: Soong Yoke Yin Ng Pek Hoon

Page 12: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: HSBC Research (M) Sdn. Bhd.

(formerly known as HSBC James Capel (M) Sdn. Bhd.)

Business Address: 11th Floor, HSBC Building 2 Leboh Ampang 50100 Kuala Lumpur Tel : 03-20322122 Fax : 03-20318212

Shareholder: HSBC Investment Bank Asia Holdings Ltd

Directors: Dato’ Sulaiman bin Sujak Mohamed Ross bin Mohd Din Stephen Colin Moss William Wang Wai Yue Chan Wei Beng (Licensed Person)

Company Secretary: Foong Weng Chee

Company: Hwang-DBS Vickers Research Sdn. Bhd.

(formerly known as DBS Vickers Research (Malaysia) Sdn. Bhd.)

Business Address: Suite 13.01, 13th Floor Kompleks Antarabangsa Jalan Sultan Ismail 50250 Kuala Lumpur Tel : 03-27112222 Fax : 03-27112333

Shareholder: Vickers Ballas Holdings Ltd

Directors: Teh Chi-Chang (Licensed Person) Tunku Usamah bin Tunku Astor Chang How Weng Timothy Wong Kok Chee

Company Secretary: Wong Lay See

Page 13: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: ING Corporate Advisory (M) Sdn. Bhd.

(formerly known as ING Baring (M) Sdn. Bhd.)

Business Address: 19th Floor, Menara ING 84 Jalan Raja Chulan 50200 Kuala Lumpur Tel : 03-21668803 Fax : 03-21620036

Shareholder: ING Baring Securities (Singapore) Pte Ltd

Directors: Tengku Abdul Halim Al Ibni Almarhum Uday Jayaram (Licensed Director) Wilhem Lee (Licensed Person)

Company Secretaries: Seow Fei San Wong Wei Fong

Company: Jupiter Research Sdn. Bhd.

Business Address: Levels 7, 8 & 9, Menara Olympia

No. 8 Jalan Raja Chulan 50200 Kuala Lumpur Tel : 03-20341888 Fax : 03-20324351

Shareholder: Jupiter Securities Sdn Bhd

Directors: Looi Kheng Hwa Mohamed Azahari bin Mohamed Kamil Johari bin Hassan Pong Teng Siew (Licensed Person)

Company Secretary: Lim Yoke Si

Page 14: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: J.P. Morgan Malaysia Sdn. Bhd.

(formerly known as Pesaka Jardine Fleming Sdn. Bhd.)

Business Address: Menara Dion, Level 27 Jalan Sultan Ismail 50250 Kuala Lumpur Tel : 03-22704700 Fax : 03-22704109

Shareholder: Jardine Fleming International Holdings Ltd

Directors: Clement Chew Kuan Hock (Licensed Person) Raja Noorma binti Raja Othman (Licensed Person)

Company Secretaries: Chong Swee Yoon Catherine Mah Suik Ching

Company: Kim Eng Research Sdn. Bhd.

Business Address: Suite 16.02, 16th Floor

Kompleks Antarabangsa Jalan Sultan Ismail 50250 Kuala Lumpur Tel : 03-21411555 Fax : 03-21411045

Shareholders: Kim Eng Holdings Ltd Md. Yusoff bin Md. Ali

Directors: Yew Chee Yoon Liew Mee Kien

Company Secretaries: Lew Ken Lee Tham Wai Ying

Page 15: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: KLCity Research Sdn. Bhd.

Business Address: No. 8, Jalan Binjai

Off Jalan Ampang 50450 Kuala Lumpur Tel : 03-21667922 Fax : 03-21667909

Shareholder: Kuala Lumpur City Corporation Bhd

Directors: Lutfiah binti Ismail Yee Yang Chien (Licensed Person) Roy Winston George

Company Secretary: Wong Keo Rou

Company: Libra Capital Advisors Sdn. Bhd.

Business Address: 8A Floor, Wisma Genting

Jalan Sultan Ismail 50250 Kuala Lumpur Tel : 03-21626820 Fax : 03-21618818

Shareholder: Libra Asia Securities Ltd

Directors: Lim Kian Onn Kuik Teck Wee @ Kuek Teck Wee (Licensed Person)

Company Secretary: Lim Kian Fah

Page 16: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: Macquarie (Malaysia) Sdn. Bhd.

Business Address: Level 12, Menara Dion

27 Jalan Sultan Ismail 50250 Kuala Lumpur Tel : 03-23813081 Fax : 03-23813082

Shareholder: Macquarie Corporate Finance Ltd, Australia

Directors: Paul Peng Yong Ow Nicholas William Moore Jamelah binti Jamaluddin (Licensed Person) Shahin Farouque bin Jammal Ahmad

Company Secretary: Gwee Ooi Teng

Company: Mulpha Capital Markets Sdn. Bhd.

Business Address: No. 17, Jalan Semangat

46100 Petaling Jaya Selangor Tel : 03-79556753 Fax : 03-79584392

Shareholder: Mulpha Capital Holdings Sdn Bhd

Directors: Tan Peng Koon (Licensed Person) Asgari bin Mohd Fuad Stephens Low Jau Foo

Company Secretary: Winston Ngoh Hon Kuan

Page 17: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: MAA Corporate Advisory Sdn. Bhd.

Business Address: Boston Office Suite, Room No. 21.01, 21.02, 21.03, 21.16 &

21.17 21st Floor, Menara MAA 12 Jalan Dewan Bahasa 50460 Kuala Lumpur Tel : 03-21469602 Fax : 03-21462719

Shareholder: MAA Corporation Sdn Bhd

Directors: David Rashid bin Ghazali Yee Took Keat

Company Secretary: Lily Yin Kam May

Company: Nomura Advisory Services (M) Sdn. Bhd.

Business Address: Suite No.16.3, Level 16

Menara IMC 8 Jalan Sultan Ismail 50250 Kuala Lumpur Tel : 03-20766811 Fax : 03-20766881

Shareholder: Nomura Asia Holdings N.V.

Directors: Mohammad Karim bin Mohammad Raslan Takeshi Sugii (Licensed Person) Koki Miura

Company Secretary: Tan Li Li

Page 18: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: Netresearch-Asia Sdn. Bhd.

Business Address: Unit 9-7, Level 9

UOA Tower II 21 Jalan Pinang 50450 Kuala Lumpur Tel : 03-21633200 Fax : 03-21633400

Shareholders: Netresearch Asia Holdings Pte Ltd Liew Willip Chan Chee Yuan Teng Leong Nyean Chan Meng Fatt @ Patrick Chan

Directors: Liew Willip Chan Chee Yuan (Licensed Person) Kevin Norbert Scully

Company Secretaries: Mah Li Chen Tan Pei Choo

Company: Newfields Advisors Sdn. Bhd.

(formerly known as Worldsec Securities Advisors Sdn. Bhd.)

Business Address: Suite 11-3, 11th Floor Menara PanGlobal No. 8, Jalan P. Ramlee 50250 Kuala Lumpur Tel : 03-20310010 Fax : 03-20312531

Shareholder: Newfields Capital Sdn Bhd

Directors: Datuk Dr Awang Adek bin Hussin Leung Kok Keong Wong Yoke Ming

Company Secretary: Tee Yoke Peng

Page 19: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: OSK Research Sdn. Bhd.

Business Address: 6th Floor, Plaza OSK

Jalan Ampang 50450 Kuala Lumpur Tel : 03-21624388 Fax : 03-21624729

Shareholder: OSK Securities Bhd

Directors: Dato’ Nik Mohamed bin Nik Yahya Wong Chong Kim

Company Secretaries: Tan Mui Lian Chew Swee Inn

Company: Opus Capital Sdn. Bhd.

Business Address: Suite 13-08, Level 13

Menara HLA Jalan Kia Peng 50450 Kuala Lumpur Tel : 03-21662088 Fax : 03-21661022

Shareholders: Chan Choong Kong Azam bin Azman

Directors: Chan Choong Kong (Licensed Person) Azam bin Azman (Licensed Person)

Company Secretary: Wong Tuck Song

Page 20: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: Pica Advisory Services Sdn. Bhd.

(formerly known as Picamas Sanyo Asset Management Sdn. Bhd.)

Business Address: Level 25, Menara HLA No. 3 Jalan Kia Peng 50450 Kuala Lumpur Tel : 03-21618800 Fax : 03-21611714

Shareholder: Pica (M) Corporation Bhd

Directors: Loi Ong Diong (Licensed Person) Subki bin Haji Ahmad

Company Secretaries: Lee Choon Hee Hong Soo Yong

Company: Pacific Alliance Capital Sdn. Bhd.

(formerly known as Asia Capital Partners Sdn. Bhd.)

Business Address: No. 8-8-8, Menara Mutiara Bangsar 8 Jalan Liku, Off Jalan Bangsar 59100 Kuala Lumpur Tel : 03-22832823 Fax : 03-22832829

Shareholders: Phoebe Yap Kwong Tiong Hock

Directors: Phoebe Yap (Licensed Person) Kwong Tiong Hock

Company Secretary: Tan Choo Teck

Page 21: LIST OF LICENSED INVESTMENT ADVISERS · LIST OF LICENSED INVESTMENT ADVISERS ... ABN AMRO Asia Corporate Finance (Holdings) Ltd. ... Yeap Hin Ka Company Secretary:

Company: Perkasa Normandy Advisers Sdn. Bhd.

Business Address: 15th Floor, Menara Multi-Purpose at Capital Square

No. 8 Jalan Munshi Abdullah 50100 Kuala Lumpur Tel : 03-27115560 Fax : 03-26945561

Shareholder: Perkasa Normandy Holdings Sdn Bhd

Directors: Kang Guay Eng (Licensed Person) Daud bin Yunus

Company Secretary: Fong Foong Meng

Company: RHB Research Institute Sdn. Bhd.

Business Address: Level 11, Tower One

RHB Centre Jalan Tun Razak 50400 Kuala Lumpur Tel : 03-92852233 Fax : 03-92847189

Shareholder: RHB Sakura Merchant Bankers Bhd

Directors: Lim Chee Sing (Licensed Person) Dato’ Sri Sulaiman Abdul Rahman bin Abdul Taib Norazzah binti Sulaiman Tajul Ariffin bin Mohd Tahir Tan Lib Chau

Company Secretaries: Norazzah binti Sulaiman Ng Hiau Hiok @ Ng Tei-Tei

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Company: Sarawak Capital Sdn. Bhd.

Business Address: Level 12B, Wisma Ting Pek Khiing

No.1 Jalan Padungan 93100 Kuching Sarawak Tel : 082-236000 Fax : 082-232681

Shareholders: Mahmud Abu Bekir bin Taib Shahnaz binti Abdul Majid

Directors: Mahmud Abu Bekir bin Taib Shahnaz binti Abdul Majid

Company Secretary: Voon Jan Moi

Company: Surf88. Com Sdn. Bhd.

Business Address: C-6-6, Block C Megan Phileo Promenade

189 Jalan Tun Razak 50400 Kuala Lumpur Tel : 03-21669968 Fax : 03-21611557

Shareholders: STAR Publication (M) Bhd Tan Beng Ling Chan Shook Fun Lee Siang Korn @ Lee Siang Chin Mak Keen Tuck Wong Jin Just Eng Tuck Meng Francis

Directors: Syed Abdul Jabbar bin Syed Hassan Lee Siang Korn @ Lee Siang Chin Tan Beng Ling (Licensed Person) Chan Shook Fun (Licensed Person) Wong Puan Wah Wong Jin Just

Company Secretary: Wong Jin Just

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Company: Standard London (Asia) Sdn. Bhd.

Business Address: Level 32 (Suite B), Menara Maxis

Kuala Lumpur City Centre 50088 Kuala Lumpur Tel : 03-23808080 Fax : 03-23808033

Shareholder: SBIC Investment S.A., Luxembourg

Directors: Chay Wai Leong (Licensed Person) Tai Yit Chan Chui Ka Hing Malcolm James Wilde Saw Bee Lean Saw Jin Hong

Company Secretaries: Tai Yit Chan Saw Bee Lean

Company: Symphony Capital Sdn. Bhd.

Business Address: Level 17, Menara Milenium

Jalan Damanlela, Pusat Bandar Damansara 50490 Kuala Lumpur Tel : 03-27181500 Fax : 03-27157677

Shareholder: Symphony House Bhd

Directors: Mohamed Azman bin Yahya Ahmad Zulqarnain bin Che On (Licensed Person)

Company Secretary: Leong Oi Wah

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Company: UBS Equity Research Malaysia Sdn. Bhd.

(formerly known as UBS Warburg (Malaysia) Sdn. Bhd.)

Business Address: Level 7, Wisma Hong Leong No.18 Jalan Perak 50450 Kuala Lumpur Tel : 03-21617850 Fax : 03-21617981

Shareholders: Leong Fee Yee UBS International Holdings B.V.

Directors: Leong Fee Yee (Licensed Person) Michael Oerlti Mohammad Faizal bin Abd Jabbar

Company Secretary: Gwee Ooi Teng