56
Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 118.6° 108.9° 102 122.5° φ 1 θ 2 r 3 / pm 70° 290° 1242 fs 145° 65° 90 135 1240 fs 1238 fs hc cm -1 500 hc cm -1 4500 hc cm -1 2500 -6 -4 -2 0 2 4 6 0 1 2 3 4 5 6 -6 -4 -2 0 2 4 6 0 1 2 3 4 5 6 -6 -4 -2 0 2 4 6 0 1 2 3 4 5 6 -6 -4 -2 0 2 4 6 0 1 2 3 4 5 6 S 0 fs 440 fs 260 fs 600 fs Preface This year’s lecture is intended to be a very brief introduction to essential aspects regarding the primary steps of chemical reactions. It also introduces students to elementary methods and computational algorithms used in the theoretical treatment of molecular quantum dy- namics, with a particular focus on the time propagation of wave packets. The book edited by Yeazell and Uzer [1] has contributions from many groups working on wave packet dynamics. Other books by Tannor [2], and Gatti and co-authors [3–5] convey additional aspects of time dependent quantum dynamics, the underlying methods and modern applications. Finally, the book edited by Domcke, Yarkony and Köppel [6] contains a set of excellent contributions on electron and nuclear dynamics, potential energy surfaces and non-adiabatic interactions.

Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

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Page 1: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mol

ecul

arQ

uant

umD

ynam

ics

Lect

ure

byR.M

arqu

ardt

–U

nive

rsité

deSt

rasb

ourg

–20

19–

180°

118.6

°

108.9

°

102

122.5

°

φ 1θ 2

r3

/ pm

70°

290°

1242 fs

145°

65°

90

135

1240 fs

1238 fs

hc

cm

−1

500

hc

cm

−1

4500

hc

cm

−1

2500

-6-4

-2 0

2 4

6

0 1 2 3 4 5 6

-6-4

-2 0

2 4

6

0 1 2 3 4 5 6

-6-4

-2 0

2 4

6

0 1 2 3 4 5 6

-6-4

-2 0

2 4

6

0 1 2 3 4 5 6

S 0

fs

440

fs

260

fs

600

fs

Pre

face

Thi

sye

ar’s

lect

ure

isin

tend

edto

bea

very

brie

fin

trod

uction

toes

sent

ialas

pect

sre

gard

ing

the

prim

ary

step

sof

chem

ical

reac

tion

s.It

also

intr

oduc

esst

uden

tsto

elem

enta

rym

etho

dsan

dco

mpu

tation

alal

gorit

hms

used

inth

eth

eore

tica

ltr

eatm

ent

ofm

olec

ular

quan

tum

dy-

nam

ics,

with

apa

rtic

ular

focu

son

the

tim

epr

opag

atio

nof

wav

epa

cket

s.T

hebo

oked

ited

byYea

zell

and

Uze

r[1

]ha

sco

ntrib

utio

nsfrom

man

ygr

oups

wor

king

onwav

epa

cket

dyna

mic

s.O

ther

book

sby

Tan

nor[2

],an

dGat

tian

dco

-aut

hors

[3–5

]co

nvey

addi

tion

alas

pect

sof

tim

ede

pend

ent

quan

tum

dyna

mic

s,th

eun

derly

ing

met

hods

and

mod

ern

appl

icat

ions

.Fi

nally

,th

ebo

oked

ited

byD

omck

e,Yar

kony

and

Köp

pel[

6]co

ntai

nsa

set

ofex

celle

ntco

ntrib

utio

nson

elec

tron

and

nucl

ear

dyna

mic

s,po

tent

iale

nerg

ysu

rfac

esan

dno

n-ad

iaba

tic

inte

ract

ions

.

Page 2: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

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Page 5: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

und

grös

sere

nPol

ymer

ende

sga

sför

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enFl

uorw

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ET

H-Z

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Yue

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gLi

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dM

icha

elG.B.D

rew

.Cor

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ierse

ries

expa

nsio

nan

dhü

ckel

orbi

talt

heor

y.Jo

urna

lof

Mat

hem

atic

alChe

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y,51

(2):50

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1,20

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[46]

Eric

hH

ücke

l.Q

uant

enth

eore

tisc

hebe

iträ

gezu

mpr

oble

mde

rar

omat

isch

enun

dun

gesä

t-tigt

enve

rbin

dung

en.iii

.Zei

tsch

rift

für

Phy

sik,

76(9

):62

8–64

8,Se

p19

32.

[47]

J.E.Le

nnar

d-Jo

nes.

The

elec

tron

icst

ruct

ure

ofso

me

poly

enes

and

arom

atic

mol

ecul

esi–

the

natu

reof

the

links

byth

em

etho

dof

mol

ecul

aror

bita

ls.

Pro

ceed

ings

ofth

eRoy

alSoc

iety

ofLo

ndon

A:M

athe

mat

ical

,Phy

sica

lan

dEng

inee

ring

Sci

ence

s,15

8(89

4):2

80–

296,

1937

.

[48]

Wer

nerK

utze

lnig

g.W

hatil

ike

abou

thü

ckel

theo

ry.J

ourn

alof

Com

puta

tion

alChe

mistr

y,28

(1):25

–34,

2006

.

[49]

D.W

alto

n.A

Tili

ngApp

roac

hto

Che

bysh

ev-P

olyn

omia

ls.D

iplo

ma

thes

is,H

arve

yM

udd

Col

lege

,20

07.

[50]

R.

Cou

rant

and

D.

Hilb

ert.

Met

hode

nde

rM

athe

mat

isch

enPhy

sik.

Sprin

ger,

Ber

lin,

1993

.

Tab

leof

cont

ents

1In

trod

uction

1

1.1

Histo

rical

aspe

cts

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

.1

1.1.

1Fem

toch

emistr

y.

..

..

..

..

..

..

..

..

..

..

..

..

..

.1

1.1.

2M

olec

ular

Qua

ntum

Dyn

amic

s.

..

..

..

..

..

..

..

..

..

.6

1.2

One

exam

ple

ofa

typi

cala

pplic

atio

n.

..

..

..

..

..

..

..

..

..

..

12

2N

umer

ical

Met

hods

:Sol

ving

the

Tim

e-D

epen

dent

Sch

rödi

nger

Equ

atio

n13

2.1

Clo

sed

syst

ems

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

15

2.1.

1For

mal

inte

grat

ion

..

..

..

..

..

..

..

..

..

..

..

..

..

.15

2.1.

2Pra

gmat

ical

inte

grat

ion

inth

esp

ectr

alre

pres

enta

tion

..

..

..

..

.16

Page 6: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

2.1.

3N

atur

alin

tegr

atio

n.

..

..

..

..

..

..

..

..

..

..

..

..

.21

2.1.

4Pra

gmat

ical

inte

grat

ion

inan

yba

sis

repr

esen

tation

:so

lution

bydi

agon

aliz

atio

n22

2.1.

5D

irec

tso

lution

byiter

atio

n(1

stan

d2n

dor

der)

..

..

..

..

..

..

30

2.2

Ope

nsy

stem

s.

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

34

2.3

Mol

ecul

e-ra

diat

ion

inte

ract

ion

..

..

..

..

..

..

..

..

..

..

..

..

.35

2.3.

1T

heFlo

quet

-Lia

puno

ffm

etho

d.

..

..

..

..

..

..

..

..

..

.39

2.3.

2T

hequ

asi-re

sona

ntap

prox

imat

ion

for

period

icpr

oble

ms

..

..

..

.40

3Pot

ential

ener

gysu

rfac

es45

3.1

Brie

fhi

stor

ical

rem

arks

..

..

..

..

..

..

..

..

..

..

..

..

..

..

45

3.2

PES

from

“exp

erim

ent”

..

..

..

..

..

..

..

..

..

..

..

..

..

..

48

3.3

PES

from

“the

ory”

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

52

3.3.

1Adi

abat

icap

prox

imat

ion

..

..

..

..

..

..

..

..

..

..

..

..

53

3.3.

2Ste

p1:

“ele

ctro

nic

stru

ctur

e”,ad

iaba

tic

pote

ntia

len

ergy

surfac

es.

..

55

3.3.

3Ste

p2:

“vib

ration

alst

ruct

ure”

..

..

..

..

..

..

..

..

..

..

.59

3.3.

4Bor

n-O

ppen

heim

erex

pans

ion,

adia

batic

basis

..

..

..

..

..

..

.60

3.4

Non

-adi

abat

iceff

ects

,di

abat

icpo

tent

iale

nerg

ysu

rfac

es.

..

..

..

..

..

62

3.4.

1N

on-a

diab

atic

coup

ling

mat

rix

..

..

..

..

..

..

..

..

..

..

62

3.4.

2D

iaba

tic

base

s.

..

..

..

..

..

..

..

..

..

..

..

..

..

.66

3.4.

3D

iaba

tic

pote

ntia

len

ergy

surfac

es.

..

..

..

..

..

..

..

..

..

70

3.5

Exa

mpl

es.

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

73

3.5.

1Am

mon

iadi

ssoc

iation

..

..

..

..

..

..

..

..

..

..

..

..

.73

3.5.

2M

etha

nest

ereo

mut

atio

npo

tent

ial

..

..

..

..

..

..

..

..

..

75

3.5.

3Vib

ration

alte

rmva

lues

inhy

drog

enflu

orid

e.

..

..

..

..

..

..

.76

AD

iago

naliz

atio

nof

a2×2

sym

met

ric

(her

mitia

n)m

atrix

77

Page 7: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

A.1

Det

erm

inat

ion

ofth

eei

genv

alue

s(λ

1an

dλ2)

..

..

..

..

..

..

..

..

.77

A.2

Det

erm

inat

ion

ofth

eei

genv

ecto

rbe

long

ing

toλ1

..

..

..

..

..

..

..

.79

A.3

Det

erm

inat

ion

ofth

eei

genv

ecto

rbe

long

ing

toλ2

..

..

..

..

..

..

..

.84

A.4

Bas

istr

ansf

orm

atio

nm

atrix

..

..

..

..

..

..

..

..

..

..

..

..

..

88

BT

ight

bind

ing

ham

ilton

ian

89

B.1

Pro

of:

eige

nval

ues

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

91

B.2

Pro

of:

eige

nvec

tors

..

..

..

..

..

..

..

..

..

..

..

..

..

..

..

92

Page 8: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r
Page 9: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t1

1In

trod

uction

1.1

Histo

rical

aspe

cts

Mol

ecul

arqu

antu

mdy

nam

ics

isof

ten

invo

ked

inco

nnec

tion

with

“fem

toch

emistr

y”,al

thou

ghth

isco

nnec

tion

isno

tm

anda

tory

and

non

hist

oric

al,we

intr

oduc

eth

isco

ncep

tfir

st.

1.1.

1Fem

toch

emistr

y

“Fem

toch

emistr

y”is

the

stud

yof

chem

ical

reac

tion

sat

real

tim

e.M

otiv

atio

n:W

hat

isth

eel

emen

tary

chem

ical

reac

tion

act?

Our

pres

ent

know

ledg

eis

base

don

:

A.ki

netic

data

B.tim

ere

solv

ed

C.tim

ein

depen

dent

spec

tros

copi

cda

ta

Histo

ry

µs

1950

Las

er19

60

ns19

66

ps19

70

fs19

85

as20

04

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cula

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ynam

ics

2019

Pro

f.R

.M

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A.K

inet

ics

A+B→

AB

✲⑥

∆r≈

10−10

m

AB

v rel

v rel

=√

8kT

πµ

µ≈

1uT

=300K

⇒v rel≈

2500m s

⇒∆t=

∆r

v rel≈

40·1

0−15

s

1fs

=10−15

s

Alter

native

estim

atio

nof

the

rele

vant

tim

esc

ales

from

:

-de

cay

cons

tant

sof

phot

oind

uced

diss

ocia

tion

s-flu

ores

cenc

equ

antu

myi

elds

-ab

sorp

tion

cros

sse

ctio

ns

Page 10: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t3

B.T

ime

reso

lved

fs-s

pect

rosc

opy

”en

rout

e”ob

serv

atio

nof

the

chem

ical

reac

tion

act

(Joh

nPol

anyi

,19

79)

❀“t

rans

itio

nst

ate

spec

tros

copy

”(b

ette

rsp

ectr

osco

pyof

the

tran

stio

nst

ruct

ure

)

”che

mistr

yas

itac

tual

lyha

ppen

s”(R

icha

rdBer

nste

in)

Ess

ential

idea

:To

laun

cha

chem

ical

reac

tion

with

aph

ysic

alpe

rtur

bation

onth

etim

esc

ale

ofa

few

fem

-to

seco

nds

( zer

otim

etr

igge

r).

Pos

sibl

esinc

ear

ound

1985

byul

tras

hort

(fs-

)La

ser

pulses

.

The

oret

ical

unde

rsta

ndin

g:

Cal

cula

tion

ofth

ewav

epa

cket

dyna

mic

sre

late

dto

the

mot

ion

ofth

enu

lcei

LIF

r

V(r)

t

Exp

erim

enta

lpro

cedu

re:

pum

p︸︷︷︸

laun

ch

&pr

obe

︸︷︷︸

obse

rve

tim

ede

pend

ent

sign

alS(∆t)

-as

ympt

otic

ally

cons

tant

(rel

axat

ion

)-os

cilla

tory

(coh

eren

ce)

Mole

cula

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ynam

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2019

Pro

f.R

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arq

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Exp

erim

enta

lset

up(s

chem

atic

ally

)

10-100 fs

t

Laser

Reaktions-

zelle

c.

1 2

Anregung (pump)

Nachweis (probe)

Page 11: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

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mD

ynam

ics

2019

Pro

f.R

.M

arq

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t5

C.T

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inde

pend

ent

spec

tros

copy

Spec

tros

copi

cst

atesE

1,E

2,E

3,...

ν/cm

−1

Spec

trum

ofCHI 3

-vap

orfrom

Mar

quar

dtet

al,

J.Chem

.Phys

.103,83

91(1

995)

Supe

rpos

itio

n⇒

tim

ede

pend

ent

dyna

mic

s

Exa

mpl

e:

ψ(t,x)=c 1ψ1(x)exp(−

iE1t

2πh

)+c 2ψ2(x)exp(−

iE2t

2πh

)

∆E hc

≈1000

−3000

cm−1⇒

perio

dτ=

h ∆E

≈30

-10

fs

Mole

cula

rQ

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ynam

ics

2019

Pro

f.R

.M

arq

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1.1.

2M

olec

ular

Qua

ntum

Dyn

amic

s

“Mol

ecul

arqu

antu

mdy

nam

ics”

iscu

rren

tly

bein

gus

edto

defin

eth

ere

sear

chfie

ldin

volv

ing

the

stud

yof

mol

ecul

arst

ruct

ure

and

its

tim

eev

olut

ion

inth

ere

alm

ofqu

antu

mm

echa

nics

.

Qui

teof

ten,

mol

ecul

arqu

antu

mdy

nam

icsde

alsw

ith

solu

tion

sof

the

tim

ede

pend

entSc

hröd

inge

req

uation

forth

enu

clea

rm

otio

nin

the

Bor

n-O

ppen

heim

er(a

diab

atic

)ap

prox

imat

ion,

ih 2π

∂ ∂tΨ

(t;...,r

j,...)=H

nuclΨ(t;...,r

j,...).

(1.1

)

Ψan

dH

nucl

are

the

wav

efu

nction

and

the

ham

ilton

ian

oper

ator

(the

ham

ilton

ian)

for

the

nucl

ear

mot

ion,

resp

ective

ly.

Hnucl

may

begi

ven

by Hnucl=−1 2

(h 2π

)2∑

j

∇2 j

mj

+Vne(...,rjk,...).

(1.2

)

InEq.

( 1.1

),h≈

6.62610

−34

Jsis

Pla

nck’

sco

nsta

ntan

diis

the

imag

inar

yun

it.

Page 12: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

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t7

InEq.

(1.2

),th

eha

milt

onia

nfo

rth

enu

clea

rm

otio

nis

repr

esen

ted

ina

coor

dina

tesp

ace

span

ned

by(c

arte

sian

)nu

clea

rpo

sition

vect

orsrj

with

mas

sesmj;Vne

isth

epo

tent

ial

ener

gy(h

yper

-)su

rfac

ein

the

elec

tron

icst

ate

ofin

dexne,

whi

chis

basica

llya

func

tion

ofth

ein

tern

ucle

ardi

stan

cesr jk=|r

j−rk|.

Oth

erco

ordi

nate

syst

ems

exist

and

the

choi

ceof

aco

ordi

nate

syst

emfo

ran

appr

opria

tede

scrip

tion

ofm

olec

ular

stru

ctur

ean

dits

tim

eev

olut

ion

inco

nfigu

ration

spac

eis

cruc

ial,

not

only

for

tech

nica

lre

ason

s,bu

tal

sofo

rth

esa

keof

obta

inin

ga

prop

erin

terp

reta

tion

ofth

eth

eore

tica

lres

ults

.Coo

rdin

ate

syst

ems

will

bead

dres

sed

late

rin

this

lect

ure.

The

defin

itio

nsp

ace

ofm

olec

ular

stru

ctur

esis

calle

dco

nfigu

ration

spac

ein

mol

ecul

ardy

nam

-ic

s.

Che

mic

alre

action

sco

ncer

nth

etr

ansf

orm

atio

nof

mat

terby

rear

rang

emen

ts,lo

sses

and

gain

sof

atom

sin

mol

ecul

es,pa

rtic

les

forw

hich

the

law

sof

quan

tum

mec

hani

csap

ply

stric

tly.

Mol

ecul

arst

ruct

ure

and

dyna

mic

sis

thus

stro

ngly

rela

ted

toch

emic

alre

action

dyna

mic

s.

Withi

nth

epi

ctur

eth

atel

ectr

onsfo

llow

adia

batica

llyth

em

otio

nof

the

nucl

eidu

ring

ach

emic

alre

action

,m

olec

ular

quan

tum

dyna

mic

s,as

decr

ibed

abov

e,is

quite

anap

prop

riate

tool

for

unde

rsta

ndin

gex

perim

enta

ldat

afrom

mol

ecul

arsp

ectr

osco

py,b

oth

tim

ede

pend

entan

dtim

ein

depe

nden

t,sc

atte

ring

expe

rimen

tsan

dch

emic

alki

netics

.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t8

Using

the

law

sof

quan

tum

mec

hani

csfo

rde

scrib

ing

chem

ical

reac

tion

dyna

mic

sis

not

easy

,de

spite

the

fact

that

Eq.

(1.1

)is

linea

r.T

his

fortw

ore

ason

s:

1.re

alistic

mod

els

requ

irehi

ghdi

men

sion

allin

ear

spac

es;

2.th

ean

alys

isof

the

theo

retica

lres

ults

invi

ewof

gain

ing

poss

ible

inte

rpre

tation

sof

mol

ecul

arst

ruct

ure

and

its

tim

eev

olut

ion

isco

mpl

icat

ed.

Eq.

(1.1

)is

asim

plifi

edve

rsio

nof

ase

tof

differ

ential

equa

tion

sth

atha

sac

tual

lyto

beso

lved

whe

nse

vera

lele

ctro

nic

stat

espa

rtic

ipat

eat

the

defin

itio

nof

the

mol

ecul

arst

ate.

Page 13: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

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t9

Gen

eral

theo

retica

lap

proa

chto

nucl

ear

(fem

tose

cond

)dy

nam

ics

Bor

n-H

uang

(Dyn

amic

alT

heor

yof

Cry

stal

Latt

ices

,O

xfor

d,19

54):

Bor

n-O

ppen

heim

erex

pans

ion

Ψ(t,x

(n) ,y(e) )

=∑

k

ψ(n)

k(t,x

(n) )ψ(e)

k(y

(e) ;

x(n) )

Red

uced

prob

abili

tyde

nsity:

P(t,x

(n) )

=

dy(e)|Ψ

(t,x

(n) ,y(e) )|2

=∑

k

|ψ(n)

k(t,x

(n) )|2

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t10

Nuc

lear

dyna

mic

son

mul

tipl

epo

tent

ialen

ergy

surfac

es

ih 2π

∂ ∂t

ψ(n)

1(t;x

(n) )

ψ(n)

2(t;x

(n) )

. . .

=

H(n)

11H

(n)

12···

H(n)

21H

(n)

22···

. . .. . .

. ..

ψ(n)

1(t;x

(n) )

ψ(n)

2(t;x

(n) )

. . .

H(n)

ik=<ψ(e)

i|H

|ψ(e)

k>

=

{

H(n)

kk

=T(x

(n) ,∂x(n))+Vk(x

(n) )

(i=k)

H(n)

ik(x

(n) ,∂x(n))

≈0

(i6=k)

րBor

n-O

ppen

heim

erad

iaba

tic

appr

oxim

atio

n

Boo

kon

non-

Bor

n-O

ppen

heim

erdy

nam

ics:

“Con

ical

Inte

rsec

tion

s”,D

omck

e,Yar

kony

,Köp

pel,

Wor

ldSc

ient

ific,

Lond

on,20

04[ 6

]

Page 14: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t11

Mol

ecul

arqu

antu

mdy

nam

ics

isno

tye

ta

prop

erto

olfo

rth

ein

vest

igat

ion

ofla

rge

and

very

larg

em

olec

ules

such

asbi

olog

ical

lyre

leva

ntm

olec

ules

.M

olec

ular

dyna

mic

sca

nbe

stud

ied

withi

ncl

assica

lm

echa

nics

for

the

mot

ion

ofth

enu

clei

usin

gpot

ential

ener

gysu

rfac

esth

atar

eob

tain

edfrom

quan

tum

mec

hani

csin

the

Bor

n-O

ppen

heim

erap

prox

imat

ion.

Prim

ary

resu

lts

ofth

ese

met

hods

are

clas

sica

ltr

ajec

tories

ofth

enu

clei

,

whi

chca

nbe

used

withi

nst

atistica

lth

eories

for

the

sim

ulat

ion

ofqu

antu

mre

sults.

The

quan

tum

-cla

ssic

al

com

pariso

nis

expec

ted

tobe

poo

rfo

rlig

htnu

clei

.

Hyb

rid

clas

sica

l/qu

antu

m(“

sem

i-cl

assica

l”)

calc

ulat

ions

wer

ein

trod

uced

byH

elle

r[7

].

For

very

larg

esy

stem

s,“o

n-th

e-fly”

met

hods

ofm

olec

ular

dyna

mic

sha

vebee

nde

velo

pped

.T

heby

far

mos

t

succ

essf

ulm

etho

dwas

intr

oduc

edby

Car

and

Par

rine

llo[8

],in

whi

chth

epot

ential

ener

gysu

rfac

eis

dete

rmin

ed

from

DFT

calc

ulat

ions

atea

chpoi

ntof

acl

assica

ltr

ajec

tory

.

Ofal

lmet

hods

,on

lyth

eso

lution

ofEq.

(1.1

)co

rres

pon

dstr

uly

tom

olec

ular

quan

tum

dyna

mic

s.T

heco

mpl

ete

anal

ysis

ofth

etim

ede

pen

dent

wav

efu

nction

Ψ(t;...,r

j,...)

reve

als

the

tota

lin

form

atio

nre

leva

ntfo

rth

e

inte

rpre

tation

ofsp

ectr

osco

pic

and

kine

tic

data

.

Inde

ed,w

ith

the

upco

me

ofth

efirs

tfe

mto

seco

ndla

serpu

lses

and

the

cons

ider

able

impr

ovem

ents

inco

mpu

ta-

tion

alte

chno

logy

inth

e80

ies

ofth

ela

stce

ntur

y,m

olec

ular

quan

tum

dyna

mic

sha

sal

lowed

tofina

llyad

dres

s

the

cent

ralqu

estion

ofch

emic

alki

netics

:W

hat

isth

eel

emen

tary

chem

ical

act?

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t12

1.2

One

exam

ple

ofa

typi

cala

pplic

atio

n

Thi

sis

am

odel

mec

hani

smfo

rth

eco

ntro

lof

ast

ereo

mu-

tation

reac

tion

[9]fo

llow

ing

the

pum

p-du

mp-

sche

me

(Ric

e

&Tan

nor)

.Rad

iation

coup

ling

bet

wee

nel

ectr

onic

stat

esis

mod

elle

dw

ithi

nth

eFra

nck-

Con

don

appr

oxim

atio

n.

At

tim

et=

0,th

esy

stem

ison

the

left

hand

side

inth

e

elec

tron

icgr

ound

stat

e.At

tim

et 0

pop

ulat

ion

tran

sfer

into

the

exci

ted

elec

tron

icst

ate

isal

mos

tco

mpl

ete;

mod

el

para

met

ers

are

such

thatt 0≈

1fs

.

Fig

ure

1.1

:M

odel

pot

ential

sfo

ra

lase

rin

duce

dst

ereo

-

mut

atio

nre

action

.

Lef

t-ha

ndside

:Pot

ential

surfac

es,

vibr

atio

nal

leve

lsan

d

wav

epa

cket

satt=0

andt=t 0

.

Rig

ht-h

and

side

:Pop

ulat

ion

dist

ribu

tion

amon

gvi

brat

iona

l

leve

lsin

the

grou

ndan

dex

cite

del

ectr

onic

stat

esat

tim

et 0

;

exci

tation

resu

lt.

Bot

tom

:T

ime

evol

utio

nof

the

wav

epa

cket

fort≥t 0

;

mot

ion

esse

ntia

llyin

elec

tron

ical

lyex

cite

dst

ate.

t

r

Page 15: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t13

2N

umer

ical

Met

hods

:Sol

ving

the

Tim

e-D

epen

dent

Sch

rödi

nger

Equ

atio

n

Solu

tion

sto

Eq.

(1.1

),at

tim

et 2

,m

aybe

give

nin

the

form

Ψ(t

2;...,r

j,...)=U(t

2,t

1)Ψ(t

1;...,r

j,...)

(2.1

)

for

the

wav

efu

nction

,in

case

ofco

here

nt,

pure

stat

edy

nam

ics,

i.e.

for

know

nph

ases

and

popu

lation

sat

anin

itia

ltim

et 1

.

Whe

nin

form

atio

nis

avai

labl

eon

the

popu

lation

dist

ribut

ion

only,at

tim

et 1

,i.e

.in

case

ofm

ixed

stat

edy

nam

ics,

solu

tion

sm

aybe

give

nin

form

ofth

eLi

ouvi

lle-v

on-N

eum

ann

equa

tion

ρ(t

2;...,r

j,...;...,r′ j,...)=U(t

2,t

1)ρ(t

1;...,r

j,...;...,r′ j,...)U

† (t 1,t

2),

(2.2

)

whe

reρ(t

1;...,r

j,...;...,r

′ j,...)

isth

ede

nsity

mat

rix,u

pon

aver

agin

gov

erra

ndom

initia

lph

ases

.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t14

Uis

the

quan

tum

mec

hani

calt

ime

prop

agat

orop

erat

oran

dU

†itsad

join

tfo

rm.

With

resp

ect

toEq.

(1.1

),i.e

.in

mol

ecul

arqu

antu

mdy

nam

ics,U

isgi

ven

asth

eso

lution

ofth

eeq

uation

ih 2π

∂ ∂tU

(t,t

0)=H

nuclU(t,t

0),

(2.3

)

withU(t

0,t

0)=1.

We

shal

lus

et

tore

pres

ent

the

tim

eco

ordi

nate

,an

dr=

(...,r

j,...)

asa

shor

tcut

repr

e-se

ntat

ion

for

the

(mul

tidi

men

sion

al)

confi

gura

tion

spac

e.

Page 16: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t15

2.1

Clo

sed

syst

ems

2.1.

1For

mal

inte

grat

ion

For

clos

edsy

stem

s,en

ergy

isa

cons

erve

dqu

antity

and

the

ham

ilton

ian

does

not

depe

ndex

plic

itel

yon

tim

e:H

6=H(t).

The

quan

tum

mec

hani

calt

ime

prop

agat

oris

then

give

nby

U(t,t

0)=exp

(

−i2π

H(t−t 0)

h

)

=∞∑ k=0

1 k!

(

−i2π

H(t−t 0)

h

)k.

(2.4

)

Pro

pert

ies:

-fo

rhe

rmitia

nha

milt

onia

nop

erat

ors,H

=H

† ,th

etim

epr

opag

ator

oper

ator

isun

itar

y,an

dvi

ce-v

ersa

:

H=H

†⇐⇒

U† (t 2,t

1)=U

−1(t

2,t

1)=U(t

1,t

2);

(2.5

)

-th

etim

epr

opag

ator

oper

ator

defin

esa

grou

p(a

Lie

grou

p,ac

tual

ly):

U(t

3,t

1)=U(t

3,t

2)U(t

2,t

1).

(2.6

)

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t16

2.1.

2Pra

gmat

ical

inte

grat

ion

inth

esp

ectr

alre

pres

enta

tion

To

solv

eth

eSc

hröd

inge

req

uation

,Eq.

(1.1

),on

ene

eds

two

action

s:fir

stly,de

fine

the

initia

lco

nditio

n,i.e

.Ψ(t

0,r),

atso

me

initia

ltim

et 0

;se

cond

,ca

lcul

ate

the

prop

agat

orU(t,t

0).

Inth

isan

dth

ene

xtse

ctio

nwe

show

how

toob

tain

prag

mat

icfo

rmul

aefo

rbo

thac

tion

s.

The

Schr

ödin

gere

quat

ion

islin

ear

.T

hism

eans

that

,ifχ

1(t,r)an

dχ2(t,r)ar

etw

oso

lution

sof

Eq.

(1.1

),so

willc 1χ1(t,r)+c 2χ2(t,r)al

sobe

aso

lution

,whe

rec 1

andc 2

are

any

cons

tant

(com

plex

)nu

mbe

rs.

Forcl

osed

syst

ems,

the

Schr

ödin

gereq

uation

,Eq.

(1.1

),is

sepa

rabl

ein

tim

ean

dsp

ace.

Thi

sm

eans

that

,th

ere

are

spec

ial

solu

tion

sto

it,

whi

chw

illha

veth

epr

oduc

tfo

rmχ(t,r)=c(t)f(r).

Witho

utlo

ssof

gene

ralit

y,on

em

ayas

sum

ec(t 0)=

1,he

ncef(r)=

χ(t

0,r).

Forsim

plic

ity,in

the

follo

win

gw

hene

ver

we

writ

eχ(r)

we

mea

nχ(t

0,r).

Inse

rtio

nof

the

prod

uct

form

ansa

tzin

toEq.

(1.1

)yi

elds

ihdc(t)

dt/c(t)=Hχ(r)/χ(r).

Div

isio

nby

bothc(t)

andχ(r)

isal

lowed

,asχ(t,r)

mus

tno

tva

nish

.Le

ftan

drig

htha

ndside

ofth

iseq

uation

are

inde

pend

entof

one

anot

her,

soth

eym

ustbe

cons

tant

,say

,eq

ualE

.

Page 17: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t17

Hen

ceon

ede

duce

s:

Hχ(r)

=Eχ(r)

(2.7

)

and

id dtc(t)

=2π h

Ec(t)

(2.8

)

Eq.

(2.7

)is

anei

genv

alue

equa

tion

,whe

reE

isth

eei

genv

alue

,andχ(r)is

the

eige

nfun

ctio

n.O

nly

ina

few

case

s,Eq.

(2.7

)ca

nbe

solv

edan

alyt

ical

ly.

Nor

mal

ly,it

isso

lved

bynu

mer

ical

diag

onal

izat

ion,

ona

com

pute

r,as

disc

usse

din

one

ofth

efo

llow

ing

sect

ions

.

The

solu

tion

ofth

ese

cond

equa

tion

istr

ivia

l:

c(t)=c(t 0)exp

(

−i2π hE

(t−t 0))

(2.9

)

whe

rec(t 0)=

1in

the

spec

ialca

seas

sum

edab

ove,

but

gene

rally

this

cons

tant

coeffi

cien

tca

nta

keot

herva

lues

.

Aha

milt

onia

nde

fined

ina

clos

edsy

stem

isa

self-

adjo

int

oper

ator

.Su

chop

erat

ors

may

have

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t18

adi

scre

tesp

ectr

umE

1,E

2,...

ofei

genv

alue

san

dco

rres

pond

ingχ1,χ

2,...

eige

nfun

ctio

ns.

The

eige

nval

ueis

the

ener

gyof

the

(abs

trac

t)ei

gens

tate

ofth

esy

stem

,the

eige

nfun

ctio

nth

ere

pres

enta

tion

ofth

eei

gens

tate

inco

nfigu

ration

spac

e.

Bec

ause

for

prac

tica

lpu

rpos

es,

i.e.

for

solv

ing

Eq.

(1.1

)on

aco

mpu

ter,

adi

scre

tiza

tion

isne

cess

ary,

som

ech

oice

ofa

coun

tabl

e,in

prac

tice

finite

set

ofba

sis

func

tion

sm

ust

bem

ade.

Form

ally

we

may

call

the

(fini

te,b

utpo

ssib

lyve

ryla

rge)

subs

et{χ

1,..,χN}

ofei

genf

unct

ions

anei

genf

unct

ion

basis.

Due

toits

linea

rity,

the

gene

rals

olut

ion

ofEq.

(1.1

)ca

nbe

give

nin

the

form

Ψ(t,r)=∑

m

c m(t

0)exp(−

iωm(t−t 0))χm(r)

(2.1

0)

if

Ψ(t

0,r)=∑

m

c m(t

0)χm(r)

(2.1

1)

whe

reωm

=2πEm/h

.Eq.

(2.1

0)is

calle

dth

eei

gens

tate

repr

esen

tation

ofth

eso

lution

,m

ore

wid

ely

know

nas

wav

epac

ket

.

Page 18: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t19

The

initia

lco

nditio

n,Eq.

(2.1

1),

isre

pres

ente

dby

the

vect

orc(t

0)=

(c1(t),c 2(t),...)T.

The

sym

bolT

mea

ns“t

rans

pose

d”,i.e

.c

isa

colu

mn

vect

or.

The

vect

orc

isca

lled

the

stat

eve

ctor

inth

eei

genf

unct

ion

basis.

Letth

em

atrixU(t,t

0)be

defin

edby

the

elem

entsUnm(t,t

0)=δ nmexp(−

iωn(t−t 0))

.T

his

mat

rixis

diag

onal

;it

isth

ere

pres

enta

tion

ofth

epr

opag

ator

inth

eei

genf

unct

ion

basis.

Ifon

lyth

ele

ftha

ndside

ofEq.

(2.1

1)is

know

n,on

em

ayca

lcul

ate

the

coeffi

cien

tsc m

(t0)

bypr

ojec

tion

ofth

efu

nction

Ψ(t

0,r)

onth

eba

sis

ofei

genf

unct

ions

.T

his

ispe

rfor

med

bym

ultipl

icat

ion

from

the

left

ofEq.

(2.1

1)by

asp

ecifi

cei

genf

unct

ion

func

tion

χm

and

subs

eque

ntin

tegr

atio

nov

erth

ede

finitio

nsp

ace

ofth

efu

nction

s:

〈χm|Ψ(t

0)〉

=N∑

n

c n(t

0)〈χ

m|χ

n〉

︸︷︷︸

δ nm

=c m

(t0)

(2.1

2)

Her

e,we

used

the

fact

that

eige

nfun

ctio

nsca

nal

way

sbe

chos

ensu

chth

atth

eyfo

rman

orth

onor

mal

set,

i.e.〈χ

n|χ

m〉=

δ nm

.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t20

The

mea

ning

ofth

esy

mbo

l〈f|g〉i

s

〈f|g〉=

dτf∗ (r)g(r),

(2.1

3)

whe

ref

andg

are

assu

med

tobe

squa

rein

tegr

able

func

tion

san

ddτ

isth

esp

ecifi

cin

tegr

atio

nvo

lum

eel

emen

t;f∗

isth

eco

mpl

ex-c

onju

gate

dfo

rmoff.

Sum

mar

y:

Inth

eei

genf

unct

ion

basis,

the

solu

tion

ofEq.

(1.1

)is

am

atrix

equa

tion

:

c(t)=U(t,t

0)c(t

0)

(2.1

4)

whe

re

Unm(t,t

0)=

{0,n6=m

exp(−

iωn(t−t 0),n=m

(2.1

5)

and

c m(t

0)=

〈χm|Ψ(t

0)〉

(2.1

6)

Page 19: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

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t21

2.1.

3N

atur

alin

tegr

atio

n

The

met

hod

pres

ente

din

the

prev

ious

sect

ion

goes

back

toE.S

chrö

ding

er.

Itfo

rms

the

basis

ofth

eso

lution

ofth

eSc

hröd

inge

req

uation

from

tim

ein

depe

nden

tsp

ectr

osco

py.

Tim

ede

pend

ent

dyna

mic

sfrom

tim

ein

depe

nden

tsp

ectr

osco

py

E.Sc

hröd

inge

r,N

atur

wisse

nsch

afte

n14

(192

6)

Letψ(t,x)=c 1(t)χ1(x)+c 2(t)χ2(x)+...

andHχi=Eiχi.

spec

tros

copi

cst

ates

The

n

c i(t)=c i(0)exp(

−i2πEi

ht)

.

Mole

cula

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ynam

ics

2019

Pro

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t22

2.1.

4Pra

gmat

ical

inte

grat

ion

inan

yba

sis

repr

esen

tation

:so

lution

bydi

agon

aliz

atio

n

Nor

mal

ly,

and

unfo

rtun

atel

y,ei

genf

unct

ions

are

unkn

own

expe

rimen

tally

.In

orde

rto

cal-

cula

teth

emnu

mer

ical

ly,

we

repr

esen

tth

emin

aba

sis,

say,

ofsq

uare

inte

grab

lefu

nction

s:{φ

n(r)|n

=1,...,N}.

The

num

berN

isa

finite

num

berin

alln

umer

ical

trea

tmen

ts.

We

assu

me

thatN

can

bech

osen

such

the

repr

esen

tation

issu

ffici

ently

good

.It

can

beex

pect

edth

at,th

ela

rgerN

,th

ebe

tter

isth

ere

pres

enta

tion

.H

ence

let

χ(r)=

N∑

n

Znφn(r)

(2.1

7)

Inse

rtin

gth

isfo

rmin

toEq.

(2.7

)le

ads

first

to

Hχ(r)=

N∑

n

ZnHφn(r)

(linearity)

=E

N∑

n

Znφn(r)

(2.1

8)

Page 20: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

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ynam

ics

2019

Pro

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t23

We

now

assu

me

that

the

basis

isor

thon

orm

al.

Mul

tipl

icat

ion

from

the

left

ofEq.

(2.1

8)by

asp

ecifi

cba

sis

func

tion

φm

and

subs

eque

ntin

tegr

atio

nov

erth

ede

finitio

nsp

ace

ofth

efu

nction

s(p

roje

ctio

nonφm

),le

adth

ento

〈φm|Hχ(r)〉

=

N∑

n

Zn〈φ

m|H

φn〉=

E

N∑

n

Zm

〈φm|φn〉

︸︷︷︸

δ nm

=EZm

(2.1

9)

Eq.

(2.1

9)is

am

atrix

equa

tion

:

Hz=E

z.

(2.2

0)

with

mat

rixel

emen

ts

Hmn=〈φ

m|H

φn〉=

<φm|H

|φn>=

dτφ∗ m(r)Hφn(r).

(2.2

1)

Mole

cula

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mD

ynam

ics

2019

Pro

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t24

The

solu

tion

sof

this

equa

tion

are

the

eige

nval

ueE

and

the

eige

nvec

torz,w

hose

elem

ents

are

the

repr

esen

tation

coeffi

cien

tsZn

ofth

eei

genf

unct

ionχ

inth

eba

sis{φ

n}.

The

rank

ofth

em

atrix

HisN

.AsH

isse

lf-ad

join

t,H

isH

erm

itia

n.So

we

may

ex-

pect

tofin

dN

real

solu

tion

sE

1,...,E

Nw

ith,

for

each

solu

tion

eige

nval

ue,a

own

solu

tion

eige

nvec

torz1,...,z

N.

Eig

enve

ctor

sar

epr

agm

atic

ally

arra

nged

asco

lum

nve

ctor

sof

am

atrix

Z.

LetZnm

beth

en-t

hel

emen

tof

eige

nvec

torzm;it

ispo

sition

edat

the

cros

sing

ofro

wn

and

colu

mnm

.

From

linea

ral

gebr

ait

iskn

own

that

,ifH

isH

erm

itia

n,Z

isun

itar

y,i.e

.Z

−1=

Z† ,

whe

reZ

†is

the

adjo

int

mat

rixto

Z:Z

† nm=Z

∗ mn.

SoZ

−1

nm=Z

∗ mn.

The

mat

rixZ

isth

etr

ansf

orm

atio

nm

atrix

from

the

repr

esen

tation

basis{φ

n}

toth

eaf

ore-

men

tion

edsu

bset

ofei

genf

unct

ions

ofth

eha

milt

onia

n:

χm(r)=

N∑

n

Znmφn(r)

(2.2

2)

Shor

tly,

itis

used

tore

pres

ent

anei

genf

unct

ion

ina

set

ofba

sis

func

tion

s.N

otic

eth

eor

der

Page 21: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

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ynam

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2019

Pro

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uard

t25

ofin

dice

s:Eq.

(2.2

2)is

not

asim

ple

mat

rixve

ctor

mul

tipl

icat

ion.

Let

now

Ψ(t,r)=

N∑

n

b n(t)φn(r)

(2.2

3)

beth

ere

pres

enta

tion

ofth

eso

lution

ofth

eSc

hröd

inge

req

uation

inth

atba

sis.

The

vect

orb(t)=(b

1(t),...,b N

(t))T

isth

est

ate

vect

orin

the

basis

unde

rco

nsid

erat

ion.

Inse

rtio

nof

Eq.

(2.2

2)in

toEq.

(2.1

0),an

dso

me

rear

rang

emen

t,th

enle

ads

to:

Ψ(t,r)=

N∑

n

(N∑

m

c m(t

0)exp(−

iωm(t−t 0))Znm

)

φn(r)

(2.2

4)

Mole

cula

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mD

ynam

ics

2019

Pro

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t26

and

inse

rtio

nin

toEq.

(2.1

6)le

ads

to:

c m(t

0)=

N∑

n

Z∗ nm〈φ

n|Ψ(t

0)〉

(2.2

5)

But

the

brac

ket

isth

ein

itia

lcon

dition

repr

esen

tation

:

b n(t

0)=

〈φn|Ψ(t

0)〉

(2.2

6)

One

dedu

ces,

afte

rin

sert

ion

and

som

ead

dition

alre

arra

ngem

ents

:

Ψ(t,r)=

N∑

n

(N∑

n′

N∑

m

Z∗ n′ mZnmb n

′ (t 0)exp(−

iωm(t−t 0))

︸︷︷

≡b n(t)

)

φn(r)

(2.2

7)

But

the

term

unde

rth

epa

rent

hese

sis

tobe

inte

rpre

ted

asb n(t).

Page 22: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

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uantu

mD

ynam

ics

2019

Pro

f.R

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uard

t27

Sum

mar

y:

Inan

yba

sis,

the

solu

tion

ofEq.

(1.1

)is

am

atrix

equa

tion

:

b(t)=U(t,t

0)b(t

0)

(2.2

8)

whe

re

Unm(t,t

0)=

N∑

k

ZmkZ

∗ nkexp(−

iωk(t−t 0))

(2.2

9)

=N∑

k

Zmkexp(−

iωk(t−t 0))Z

−1

kn

(2.3

0)

=δ m

nfo

rt=t 0.

(2.3

1)

isth

em

atrix

repr

esen

tation

ofth

epr

opag

ator

inth

eba

sis{φ

n},

and

b n(t

0)=

〈φn|Ψ(t

0)〉

the

initia

lcon

dition

.

Mole

cula

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ynam

ics

2019

Pro

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t28

Itis

wor

thco

nsid

erin

gth

ean

alog

uetr

ansf

orm

atio

nru

les.

IfH

isth

em

atrix

repr

esen

tation

ofth

eha

milt

onia

nin

the

basis{φ

n},

then

Z†H

Z=

E1

00···

00E

20···

0. . .

. . .. . .

. . .. . .

00

0···EN

(2

.32)

isits

repr

esen

tation

inth

eba

sis

ofei

gens

tate

s,w

hich

may

beca

lledd(E

).T

his

isa

diag

onal

mat

rix.

Rec

ipro

cally

,

U(t,t

0)=Z

exp(−

iω1(t−t 0))

00···

00

exp(−

iω2(t−t 0))

0···

0. . .

. . .. . .

. . .. . .

00

0···exp(−

iωN(t−t 0))

Z

(2.3

3)

isth

ere

pres

enta

tion

ofth

epr

opag

ator

inth

eba

sis{φ

n},

asits

repr

esen

tation

inth

eba

sis

ofei

gens

tate

sis

diag

onal

.

Page 23: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

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mD

ynam

ics

2019

Pro

f.R

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arq

uard

t29

Rem

ark:

Bec

ause

ofm

ultidi

men

sion

ality

,th

est

ate

vect

orin

dexn

may

desc

ribe

aw

hole

set

ofin

dice

san

dqu

antu

mnu

mbe

rs.

For

ak-d

imen

sion

alsy

stem

,n

stan

dsfo

rak-t

uple

t(n

1,...,n

k).

Exa

mpl

es:

-2

coup

led

osci

llato

rs,1

0st

ates

each

:n=(v

1,v

2).

n1

23

···

1011

12···

100

v 10

12

···

01

2···

9v 2

00

0···

11

1···

9

-T

hehy

drog

enat

om.

i1

23

45

67

8···

n1

12

22

22

2···

ℓ0

00

01

11

1···

m0

00

0-1

-10

0···

s-1

1-1

1-1

1-1

1···

Mole

cula

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ynam

ics

2019

Pro

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t30

2.1.

5D

irec

tso

lution

byiter

atio

n(1

stan

d2n

dor

der)

Effi

cien

tdi

agon

aliz

atio

nal

gorit

hms

offu

llm

atric

esar

eav

aila

ble

toda

yfo

rm

atric

era

nks

onth

eor

der

of10

4.

Alre

ady

“sm

all”

syst

ems

such

asa

tetr

a-at

omic

mol

ecul

ew

ith

6de

gree

sof

free

dom

and

10D

VR

prim

itiv

efu

nction

sfo

rea

chde

gree

offree

dom

yiel

dsa

mat

rixw

ith

rank

106.

Subs

ets

ofei

genv

alue

san

dei

genv

ecto

rsm

aybe

calc

ulat

edfo

rsu

chm

atric

esby

iter

ativ

eal

gorit

hms,

such

asth

eLa

nczo

sal

gorit

hm.

How

ever

,in

orde

rto

use

Eq.

(2.3

1),th

efu

llse

tof

eige

nvec

tors

and

eige

nval

ues

isne

eded

.

The

refo

re,

the

mos

tco

mm

only

used

algo

rithm

for

prop

agat

ion

isth

esh

ort

tim

eiter

ativ

em

etho

d.T

hetim

eax

isis

disc

retize

d,no

rmal

lyw

ith

equa

lste

ps,

t∈

{t0,t

1,...,tNt}

t n=n∆t+t 0,n=0,...,Nt

(2.3

4)

and

the

tim

epr

opag

ator

mat

rixis

eval

uate

dap

prox

imat

ivel

yat

ever

ydi

scre

tetim

est

epby

trun

cation

afte

rth

elin

ear

term

:

U(tn+1,tn)≈

Ulin(∆t)=1−i2π h

H∆t

(2.3

5)

Page 24: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

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ynam

ics

2019

Pro

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t31

The

stat

eve

ctor

isth

enpr

opag

ated

step

wise:

b(tn+1)≈

Ulin(∆t)·b

(tn)

(2.3

6)

Sinc

eU

lin

isan

appr

oxim

atio

nto

Uat

ever

ytim

est

ep,

the

erro

ris

prop

agat

edan

dm

aycu

mul

ate

quite

rapi

dly.

Cle

arly,in

orde

rto

min

imiz

eth

est

eper

ror,

∆t||H

||<<h.

(2.3

7)

Wha

tis

typi

cally

asu

ffici

ent

smal

l∆t?

One

mig

htna

ivel

yth

ink

that

the

proc

essw

illbe

over

befo

reer

rorh

asac

cum

ulat

edsign

ifica

ntly.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

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arq

uard

t32

As

anex

ampl

e,co

nsid

era

sim

ple

two

leve

ldy

nam

ics,

whe

rea

quan

tum

stat

eis

coup

led

reso

nant

lyvi

aa

coup

ling

cons

tantV

toa

seco

nd,iso-

ener

getic

quan

tum

stat

e-

this

isth

esim

ples

tm

odel

ofa

quan

tum

mec

hani

calt

unne

ling

mot

ion.

The

exac

tev

olut

ionP(t)=cos(2πt/τ)

ofth

epo

pula

tion

ofth

ein

itia

lsta

teis

show

nin

the

figur

ebe

low

asa

cont

inuo

uslin

e,w

hereτ=h/2V

isth

ety

pica

levo

lution

tim

e.

0

0.5 1

1.5

0 1

2

P(t)

t / τ

linea

r-1p

linea

r-2p

exac

t

Page 25: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

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ynam

ics

2019

Pro

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uard

t33

The

dott

edlin

esh

ows

the

sam

eev

olut

ion

calc

ulat

edvi

aEq.

(2.3

5)(“

linea

r-1p

”la

bel).

The

accr

ued

prop

agat

ion

erro

rbe

com

esas

larg

eas

10%

afte

rju

ston

epe

riod

ofth

eev

olut

ion,

if∆t

ison

ly1%

ofth

ety

pica

levo

lution

tim

eτ.

Nor

mal

ly,

ther

eis

also

erro

rpr

opag

atio

nin

term

sof

the

phas

esof

the

tim

eev

olvi

ngst

ate

vect

or.

The

erro

rpr

opag

atio

nle

adsto

ase

vere

non

cons

erva

tion

ofth

eno

rm.

The

erro

rca

nbe

muc

hre

duce

d,in

this

case

,vi

ath

eus

eof

a2n

dor

der

form

ula

(“lin

ear-

2p”

labe

l)w

hich

relie

son

the

eval

uation

ofth

ewav

efu

nction

attw

oea

rlier

tim

est

epst k

andt k

−1

[10]

,th

eso

-cal

led

Cra

nk-N

icho

lson

met

hod

[11]

.

The

sem

etho

dsw

illno

tbe

disc

usse

dfu

rthe

rin

this

lect

ure,

and

the

read

eris

dire

cted

toth

eex

istig

liter

atur

e[2

,5,1

2]fo

rad

dition

alin

form

atio

n.

Mole

cula

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uantu

mD

ynam

ics

2019

Pro

f.R

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uard

t34

2.2

Ope

nsy

stem

s

Forop

enm

olec

ular

syst

ems,H

=H(t),

and

ener

gyis

not

cons

erve

d.

Inpr

actice

,th

etim

epr

opag

ator

isre

pres

ente

das

am

atrix

.

The

sim

ples

tin

tegr

atio

nsc

hem

eco

nsists

oftr

unca

ting

the

Mag

nus

expa

nsio

naf

terth

elin

ear

term

.Add

itio

nnal

ly,t

hetim

eva

riation

ofth

eha

milt

onia

nis

assu

med

tobe

smal

lin

each

tim

est

ep,su

chth

at

U(tn+1,tn)≈

Ulin(∆t,t n)≈

1−i2π h

H(tn)∆t.

(2.3

8)

For

open

syst

ems,

the

tim

est

eper

ror

isth

ustw

ofol

d!O

nepo

ssib

ility

tore

duce

the

erro

ris

disc

usse

dat

the

exam

ple

ofth

etr

eatm

ent

ofm

olec

ule-

radi

atio

nin

tera

ctio

nin

the

follo

win

g.

Page 26: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t35

2.3

Mol

ecul

e-ra

diat

ion

inte

ract

ion

Am

olec

ule

exci

ted

byel

ectr

omag

netic

radi

atio

nm

aybe

cons

ider

edto

bean

open

syst

emw

ith

the

tim

ede

pend

ent

ham

ilton

ian H

(t)=H

0+H

1(t)

(2.3

9)

whe

reH

0is

the

tim

ein

depe

nden

tm

olec

ular

ham

ilton

ian,

andH

1(t)

isth

eco

uplin

gop

erat

orto

the

elec

trom

agne

tic

radi

atio

n.In

the

elec

tric

dipo

leap

prox

imat

ion,

this

oper

ator

has

the

form

H1(t)=−µ(r)E(t)

(2.4

0)

whe

reµ(r)

isth

eth

ree

dim

ension

alve

ctor

oper

ator

ofth

eel

ectr

icdi

pole

mom

ent,

usua

llya

loca

lfu

nction

ofth

enu

clea

rco

ordi

nate

son

ly,an

dE(t)

isth

etim

ede

pend

ent

elec

tros

tatic

field

vect

orof

the

radi

atio

n.Vec

tors

are

defin

edin

the

labo

rato

ryfix

edfram

e.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t36

For

cohe

rent

,m

onoc

hrom

atic

radi

atio

nat

freq

uenc

yν,

the

elec

tros

tatic

field

stre

ngth

may

begi

ven

byE(t)=E

0cos(ωt+η)

(2.4

1)

whe

reω=2π

νis

the

circ

ular

freq

uenc

yan

isa

phas

efa

ctor

.U

sual

ly,it

isas

sum

edth

atth

eel

ectr

icfie

ldha

san

insign

ifica

ntva

riation

inth

ein

tera

ctio

nre

gion

.T

heph

ase

fact

orth

enty

pica

llyes

tabl

ishe

sth

eph

ase

ofth

eel

ectr

omag

netic

field

atth

ece

nter

-of-m

ass

position

ofth

em

olec

ule

inth

ela

bora

tory

fixed

axes

syst

em.

Inth

ese

mi-cl

assica

lap

prox

imat

ion

ofth

em

atte

r-ra

diat

ion

inte

ract

ion,

the

elec

trom

agne

tic

radi

atio

nis

trea

ted

clas

sica

ly,w

here

asth

em

olec

ular

syst

emis

fully

quan

tize

d.T

his

appr

oxi-

mat

ion

isas

sum

edto

beva

lidfo

rsu

ffici

ently

high

inte

nsitie

s.

The

inte

nsity

ofm

odek,λ

ofth

eel

ectr

omag

netic

field

isde

fined

asth

em

odul

eof

the

Poy

ntin

gve

ctor

,

I k,λ=|S

k,λ|=

c 4πEk,λH

(irr)

k,λ

=c 4πE

2 k,λ

(Gau

ss)

Ek,λHk,λ

=ǫ 0cE

2 k,λ

(SI)

,(2

.42)

whe

reǫ 0

isth

eel

ectr

icco

nsta

ntan

dc

isth

eva

cuum

spee

dof

light

.T

hela

steq

uation

sar

eva

lidin

char

gefree

spac

es.

Page 27: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t37

The

seex

pres

sion

sm

aybe

cast

into

the

prac

tica

l,di

men

sion

less

rela

tion

s

|E0|

Vcm

−1≈

27.45

<I>

Wcm

−2

(2.4

3)

H1

hccm

−1≈

−0.4609

µ D

<I>

MW

cm−2.

(2.4

4)

whe

re<

I>

isth

etim

eav

erag

edin

tens

ity,

whi

cheq

uals

half

the

peak

inte

nsity

for

am

onoc

hrom

atic

radi

atio

n.

For

very

inte

nse

field

s,ho

wev

er,

the

elec

tric

dipo

leap

prox

imat

ion

may

beco

me

inad

equa

te,

and

high

eror

derco

uplin

gte

rmsm

ustbe

cons

ider

edin

addi

tion

toth

eel

ectr

icdi

pole

coup

ling,

such

asth

epo

lariz

abili

tyco

uplin

g−(α

E(t))

E(t),

the

elec

tric

quad

rupo

leor

even

mag

-ne

tic

dipo

leco

uplin

gs.

Forve

ryin

tens

era

diat

ion,

mol

ecul

ario

niza

tion

proc

esse

sm

ayeq

ually

beco

me

non-

negl

igib

le,w

hich

infe

rth

eus

eof

mul

tipl

eel

ectr

onic

surfac

esin

the

calc

ulat

ion

ofth

eex

cita

tion

proc

ess.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t38

Tim

ede

pend

ent

lase

rpu

lses

are

stric

tly

mul

tich

ro-

mat

ic.

Figu

re2.

1sh

ows

aty

pica

ltim

eev

olut

ion

ofsu

cha

pulse,

whi

chm

aybe

mod

elle

dby

afu

nction

ofth

ety

peE(t)=E

0(t)cos(ωt+η)

(2.4

5)

The

enve

lope

ofth

efie

ldam

plitud

e|E

0(t)

|is

norm

ally

aslow

lyva

ryin

gfu

nction

oftim

e,co

mpa

red

toth

era

pid

osci

llation

sof

the

phas

e.

The

perio

dof

phas

eos

cilla

tion

sis

half

the

perio

dof

the

cent

ralf

requ

ency

τ=

2π ω.

(2.4

6)

0

0.2

0.4

0.6

0.8 1

0 0

.5 1

1.5

2 2

.5 3

I(t)/Imax

t/ps

Fig

ure

2.1

:Typ

ical

form

ofa

lase

rpu

lse

(qua

litat

ive)

Page 28: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t39

2.3.

1T

heFlo

quet

-Lia

puno

ffm

etho

d

Forst

rictly

perio

dic

tim

ede

pend

ent

ham

ilton

ian,

H(t)=H(t+τ)

(2.4

7)

e.g.

forst

rictly

mon

ochr

omat

icra

diat

ion,

withτ=2π/ω

,th

etim

epr

opag

ator

may

begi

ven

byth

eex

pres

sion

[13,

14] U

(t,t

0)=F(t)exp(A

(t−t 0))F

−1(t

0)

(2.4

8)

whe

reF(t)=F(t+τ)

(2.4

9)

andA

isa

tim

ein

depe

nden

top

erat

or.

Inpr

actice

solu

tion

sar

eob

tain

edby

disc

retiza

tion

ofth

etim

eax

ist n,m

=t 0+n·τ

+m

·∆τ

(m·∆τ<τ;n,m

≥0)

and

num

eric

alin

tegr

atio

n.T

here

sultin

geq

uation

forth

epr

opag

ator

mat

rixm

aybe

give

nas

U(tn,m,t

0)=U(m

∆τ+t 0,t

0)U

n(τ

+t 0,t

0).

(2.5

0)

U(m

∆τ+t 0,t

0)is

calc

ulat

edw

ithi

nth

epr

ogra

mURIMIR5a

[15]

form

=1,...,nτ

bydi

rect

num

eric

alin

tegr

atio

n(w

ithnτ∆τ=τ);

the

initia

lco

effici

ent

vect

orb(t

0)

ispr

opag

ated

tob(tn,m)

withURIMIR5b

[15]

bydi

agon

aliz

ing

the

com

plex

tim

eev

olut

ion

oper

ator

mat

rixU(τ

+t 0,t

0)

toob

tain

thenth

power

acco

rdin

gto

Eq.

(2.5

0).

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t40

2.3.

2T

hequ

asi-re

sona

ntap

prox

imat

ion

for

period

icpr

oble

ms

Inso

me

case

s,th

equ

asi-r

eson

ant

appr

oxim

a-tion

(QRA)

isal

sous

ed[1

6–18

],in

stea

dof

Eq.

(2.5

0).

The

appr

oxim

atio

nis

expe

cted

tobe

good

,if

the

coup

ling

stre

ngth

|Vij|=∣ ∣ ∣ ∣

2πH

1ij

h

∣ ∣ ∣ ∣(2

.51)

(in

units

ofci

rcul

arfreq

uenc

ies)

and

the

reso

-na

nce

defe

ct

Xk≡ωk−nkωL,

(2.5

2)

are

both

muc

hsm

alle

rth

anth

eca

rrie

rex

ci-

tation

freq

uenc

yωL.

The

inte

gernk

used

tode

fine

the

quas

i-re

sona

ntle

vels

isan

appr

o-pr

iate

inte

ger,

such

that

|Xk|<

ωL/2

(see

Figu

re2.

2).

ω 1

ω 2ω 3

ω 4

ω 5ω 6

ω 7ω 8

...ω 1

2

ω Lx12

Fig

ure

2.2

:Typ

ical

,qu

alitat

ive

leve

l

sche

me

for

mul

tiph

oton

exci

tation

pro-

cess

esin

pol

yato

mic

mol

ecul

es

Page 29: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t41

Thi

sap

prox

imat

ion

cons

ists

inso

lvin

gth

eeq

uation

id dta

(t)={X

+1 2V

QRA}a

(t)=

2π hH

QRAa(t)

(2.5

3)

whe

reX

=Dia

g(...,X

k,...),

VQRA

kj

=

{Vkj

if|n

k−nj|=

1

0if|n

k−nj|6=

1(2

.54)

HQRA

isa

cons

tant

mat

rix,

the

tim

eev

olut

ion

oper

ator

mat

rixm

aybe

calc

ulat

edas

inEq.

(2.3

1).

The

exac

tso

lution

isth

enap

prox

imat

edby

b(t)≈

bQRA(t)=a(t)Dia

g(exp(−

i·nkωLt)).

(2.5

5)

Page 30: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r
Page 31: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t45

3Pot

ential

ener

gysu

rfac

es

3.1

Brie

fhi

stor

ical

rem

arks

The

conc

ept

ofpo

tent

iale

nerg

ysu

rfac

es(P

ES)

was

evoq

ued

inth

eda

ysof

the

old

quan

tum

theo

ry,

for

inst

ance

ina

pape

rby

Bje

rrum

[19]

onth

ein

terp

reta

tion

ofsp

ectr

alba

nds

ofga

spha

sem

olec

ules

1 .Fo

llow

ing

Bje

rrum

,th

enu

clei

mov

edu

eto

“val

ence

forc

es”

whi

chsh

ould

bede

term

inab

lefrom

reco

rded

spec

tra

2.

With

this

idea

inm

ind,

and

the

addi

tion

alwor

king

hypo

thes

isth

atth

em

otio

nof

the

nucl

eico

rres

pond

to(h

arm

onic

)vi

brat

ions

,Bje

rrum

deriv

eda

quad

ratic

forc

efie

ldfrom

the

term

valu

esof

obse

rved

fund

amen

talvi

brat

iona

ltr

ansition

sin

CO2,

prop

osin

gth

uspe

rhap

sth

efir

stfo

rmul

atio

nof

anan

alyt

ical

repr

esen

tation

ofan

effec

tive

mol

ecul

arpo

tent

ial

ener

gyhy

pers

urfa

ce.

1 The

sent

ence

in[1

9]”N

ach

neue

ren

Unt

ersu

chun

gen

ents

tehe

ndi

em

eist

enul

trar

oten

Spek

tral

band

endu

rch

Bew

egun

gen

von...Ato

men

oder

Ato

mgr

uppen

,w

ähre

nddi

eLin

ien

imsich

tbar

enun

dul

trav

iole

tten

Spek

trum

aufEle

ktro

nens

chw

ingu

ngen

ber

uhen

”[1

9],is

likel

yre

ferr

ing

toD

rude

[20]

,Ein

stei

n[2

1],an

dN

erns

t[2

2]2 ”

Das

Stu

dium

derul

trar

oten

Spek

tren

mus

s...fü

run

sere

Ken

ntni

sse

zude

nAto

mbew

egun

gen

von

gros

sem

Nut

zen

sein

könn

en”

[19]

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t46

Late

ron

anha

rmon

icfo

rce

field

swer

ede

rived

ona

sim

ilar

way

from

wel

lre

solv

edin

frar

edsp

ectr

aof

halo

gen

hydr

ides

[23]

.T

hese

forc

efie

lds

wer

ede

velo

ped

astr

unca

ted

Tay

lor

expa

nsio

nsof

nucl

ear

dist

ance

disp

lace

men

tsfrom

equi

libriu

m.

The

spec

tra

also

allo

wed

tore

cogn

ize

clea

rlyth

ere

lation

betw

een

rota

tion

san

dvi

brat

ions

[24]

.Ana

logo

uswor

kon

the

harm

onic

forc

efie

ldof

amm

onia

[25]

and

met

hane

[26]

follo

wed

soon

afte

r.

The

orig

inof

the

effec

tive

pote

ntia

lsfo

rth

enu

clea

rm

otio

nis

expl

aine

din

the

theo

ret-

ical

fram

ewor

kse

tup

byBor

nan

dH

eise

nber

g(in

the

old

form

ulat

ion

ofqu

antu

mth

e-or

y)[2

7],Con

don

[28,

29]3

,Sl

ater

[30]

4 ,H

eitler

and

Lond

on[3

1]5

aswel

las

Bor

nan

dO

p-pe

nhei

mer

[32]

6 .In

thes

eth

eorie

s,th

eas

sum

ptio

nis

mad

eth

atth

em

otio

nof

elec

tron

san

dnu

clei

are

adia

batica

llyse

para

ble:

the

nucl

eim

ove

rela

tive

lyslow

lyw

ith

resp

ect

toth

eel

ectr

ons

whi

chad

apt

them

selv

esra

pidl

yto

any

disp

lace

men

tof

the

nucl

ei.

3 rec

eive

dM

arch

19,19

27,su

bmitte

dfirs

tin

Göt

ting

en,an

dth

enin

Mun

ich

onA

pril

18,19

274 r

ecei

ved

onA

pril

26,19

275 r

ecei

ved

onJu

ne30

,19

276 r

ecei

ved

onA

ugus

t25

,19

27

Page 32: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t47

Late

r,th

ehy

poth

esis

was

form

ulat

edth

atth

ead

iaba

tic

sepa

ration

ofel

ectr

onic

and

nucl

ear

mot

ion

follo

win

gBor

nan

dO

ppen

heim

erm

aybe

used

toal

sode

scrib

epr

edisso

ciat

ion

and

unim

olec

ular

deca

y[3

3,an

dre

fere

nces

ther

ein]

7 .

Larg

eam

plitud

em

otio

nof

atom

sin

boun

dm

olec

ular

syst

ems

may

lead

tobo

nddi

ssoc

iation

,fo

rmat

ion

ofne

wbo

nds

orne

wm

olec

ular

conf

orm

atio

ns(e

.g.

stru

ctur

alisom

erisat

ions

).La

ter

form

ulat

ions

[34]

ofth

eor

igin

alBor

n-O

ppen

heim

erth

eory

allo

wfo

rno

n-pe

rtur

bative

trea

tmen

tof

larg

eam

plitud

em

olec

ular

dyna

mic

sev

enin

case

sw

here

the

adia

batic

sepa

ration

turn

sou

tto

bea

poor

appr

oxim

atio

n,su

chas

atco

nica

lint

erse

ctio

ns[6

].

7 ”It

will

gene

rally

be

conc

eded

that

the

abov

eun

per

turb

edei

genv

alue

san

dei

genf

unct

ions

will

give

ina

fairly

corr

ect

man

ner

the

ener

gyle

vels

and

diss

ocia

tion

limits

ofa

diat

omic

mol

ecul

e,an

dhe

nce

the

corr

espon

ding

per

turb

atio

nsw

illgi

veco

rrec

tly

such

thin

gsas

the

rate

atw

hich

am

olec

ule

goes

from

adi

scre

test

ate

toa

cont

inuu

m.”

[33,

page

1459

]

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t48

3.2

PES

from

“exp

erim

ent”

PES

are

not

dire

ctly

obse

rvab

lequ

antities

.H

owev

er,

they

may

bere

pres

ente

dan

alyt

ical

lyan

dpa

ram

eter

sin

trod

uced

inth

atway

may

bede

term

ined

from

expe

rimen

talda

tasu

chas

spec

tros

copi

ctr

ansition

s.

An

exam

ple

isth

eha

rmon

icfo

rce

field

ofa

diat

omic

mol

ecul

e,th

ean

alyt

ical

form

ofw

hich

is

V(r)=

1 2f(r

−r e

q)2

(3.1

)

whe

rer

isth

ein

tera

tom

icdi

stan

ce;he

re,f

(Hoo

ke’s

forc

eco

nsta

nt)

andr e

qar

epa

ram

eter

sof

the

pote

ntia

lene

rgy

func

tionV(r).

Whi

ler e

qm

aybe

dete

rmin

ed,

typi

cally

,from

mic

rowav

esp

ectr

osco

pyvi

ade

term

inat

ion

ofth

ero

tation

alco

nsta

nt“B

e”(e

.g.

from

aju

dici

ous

extr

apol

atio

ntov=0

ofth

eob

serv

able

quan

titiesBv):

r eq=

h

8π2cB

(3.2

)

Page 33: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t49

the

forc

eco

nsta

ntis

dete

rmin

edfrom

the

line

position

sof

the

infrar

edsp

ectr

um,w

hich

yiel

dth

efreq

uenc

yte

rmν:

f=µν2.

(3.3

)

Inbo

theq

uation

s,µ

isth

ere

duce

dm

ass

ofth

edi

atom

icm

olec

ule.

Mor

ege

nera

lly,q

uant

itie

ssu

chasr e

qan

df

are

para

met

ersth

atm

aybe

obta

ined

from

spec

tro-

scop

icda

tavi

alin

earo

rnon

-line

arad

just

men

ts(fi

ts)of

theo

retica

lter

mva

luesν(the)(r

eq,f,...)

toex

perim

enta

llyde

term

ined

term

valu

esν(exp) .

Adj

ustm

ent

may

beac

hiev

edby

min

imiz

atio

nof

the

root

-mea

n-sq

uare

(rm

s)de

viat

ion,

e.g.

∆νrm

s=

√ √ √ √ √

ndata

∑ i=1

(ν(the)

i(p

1,p

2,...)−ν(exp)

i)2

ndata

.(3

.4)

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t50

Forin

stan

ce,t

heor

etic

alte

rmva

lues

rela

ted

toth

equ

adra

tic

forc

efie

ldof

adi

atom

icm

olec

ule

are

give

nby

ν(the)

i(f)=(i−1)

1 c

f µ(i=1,2,...)

(3.5

)

Cle

arly,it

ises

sent

ialt

oha

vean

alyt

ical

repr

esen

tation

sof

PES

for

this

purp

ose.

Mor

ere

alistic

anal

ytic

alre

pres

enta

tion

sin

volv

eth

ead

just

men

tof

addi

tion

alpa

ram

eter

s,su

chas

the

anha

rmon

icity

para

met

era

inth

eM

orse

pote

ntia

l[35

]

V(r)=D

e(exp(−a(r

−r e

q))−1)

2(3

.6)

whe

reD

eis

the

“disso

ciat

ion

ener

gyw

ith

resp

ectto

the

bott

omof

the

pote

ntia

l”;th

isqu

antity

isre

late

dto

the

quad

ratic

forc

efie

ldco

nsta

ntf

byf=2D

ea2.

Page 34: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t51

Forth

eM

orse

osci

llato

r,th

eore

tica

lter

mva

lues

are

give

nan

alyt

ical

lyby

ν(the)

i(D

e,a)=(ω

e−ωex

e)(i−1)

−ωex

e(i−1)

2(i=1,2,...)

(3.7

)

whe

re

ωe=

1 c

2Dea

2

µ(3

.8)

ωex

e=ha2

2cµ=hcωe2

4De

(3.9

)

Mor

eco

mpl

icat

edan

alyt

ical

pote

ntia

lsm

aybe

deriv

ed.

How

ever

,te

rmva

lues

cann

otge

n-er

ally

beca

stin

tosim

ple

anal

ytic

alfo

rms

and

mus

tbe

trea

ted

num

eric

ally

.Fo

rpo

lyat

omic

mol

ecul

es,th

eore

tica

lter

mva

lues

are

alm

ost

excl

usiv

ely

give

nnu

mer

ical

ly,of

ten

afte

rdi

ago-

naliz

atio

nof

aneff

ective

ham

ilton

ian

mat

rix.

Ani

ceex

ampl

eof

the

deriv

atio

nof

anan

alyt

ical

PES

from

spec

tros

copi

cda

tais

give

nin

[36]

.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t52

3.3

PES

from

“the

ory”

Pot

ential

ener

gysu

rfac

esm

aybe

asse

ssed

from

abin

itio

calc

ulat

ions

ofth

eel

ectr

onic

stru

c-tu

re;

mod

ern

com

puta

tion

alm

etho

dsan

dla

rge

com

pute

rsal

low

toac

hiev

eun

prec

eden

ted

high

accu

racy

.

Star

ting

poin

tis

the

mol

ecul

arha

milt

onia

n(e

xpre

ssed

here

inth

eno

n-re

lativi

stic

form

;qu

an-

tities

are

assu

med

tobe

give

nin

atom

icun

its)

:

H=

−1 2

(∑

a

∇2 a+∑

A

1 mA∇

2 A

)

+∑ a<b

1 r ab

−∑ a,A

ZA

r aA

+∑ A<B

ZAZB

r AB.

(3.1

0)

The

cent

ralwor

king

hypo

thes

isle

adin

gto

the

theo

retica

lde

finitio

nof

PES

isth

ead

iaba

tic

appr

oxim

atio

n.

Page 35: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t53

3.3.

1Adi

abat

icap

prox

imat

ion

Inth

efo

llow

ing,

the

sym

bolQ

isus

edfo

rnu

clea

rco

ordi

nate

sx(n) ,

andq

for

the

elec

tron

icco

ordi

nate

sx(e) .

The

non-

rela

tivi

stic

ham

ilton

ian

isth

enof

the

form

H=T

(n) (Q,∂

Q)+T

(e) (q,Q

,∂q)+V(q,Q

)(3

.11)

The

goal

isto

find

solu

tion

sof

the

tim

ein

depe

nden

tSc

hröd

inge

req

uation

8

HΨ(q,Q

)=EΨ(q,Q

)(3

.12)

The

adia

batic

ansa

tzco

nsists

ofse

ttin

g

Ψ(q,Q

)=ψ(n) (Q)·ψ

(e) (q;Q

)(3

.13)

with

adia

batica

llyse

para

ted

wav

efu

nction

sψ(n) (Q)

andψ(e) (q;Q

)th

atar

eno

rmal

ized

,re

spec

tive

ly,

inth

eir

defin

itio

nsp

aces

;th

esy

mbo

l“;Q

”inψ(e) (q;Q

)m

eans

that

nucl

ear

coor

dina

tes

are

cons

ider

edas

para

met

ers,

rath

erth

anfu

nction

varia

bles

.

Inse

rtio

nof

this

ansa

tzin

Eq.

(3.1

2)yi

elds

8 We

refrai

nhe

refrom

indi

cating

the

depen

denc

eon

spin

san

dth

eap

prop

riat

ebos

onor

ferm

ion

sym

met

ry

ofnu

clei

orel

ectr

ons.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t54

=ψ(e) (q;Q

)(T

(n) (Q,∂

Q)ψ(n) (Q))

+ψ(n) (Q)(T

(n) (Q,∂

Q)ψ(e) (q;Q

))

+ψ(n) (Q)(T

(e) (q,Q

,∂q)ψ(e) (q;Q

))+V(q,Q

)ψ(n) (Q)ψ(e) (q;Q

)(3

.14)

Bec

ause

ofth

egr

eat

mas

sdi

ffer

ence

sfo

und

inm

olec

ular

syst

ems,mA>>

1(in

atom

icun

its)

,th

ehy

poth

esis

ism

ade

that

∣ ∣ ∣ ∣

dτ qψ(e)∗(q;Q

)T

(n) (Q,∂

Q)ψ

(e) (q;Q

)∣ ∣ ∣ ∣<<

∣ ∣ ∣ ∣

dτ qψ(e)∗(q;Q

)T

(e) (q,Q

,∂q)ψ

(e) (q;Q

)∣ ∣ ∣ ∣

(3.1

5)

The

refo

re,in

Eq.

(3.1

2),th

ete

rmT

(n) (Q,∂

Q)ψ(e) (q;Q

)is

negl

ecte

dw

ith

resp

ect

toth

ete

rmT

(e) (q,Q

,∂q)ψ(e) (q;Q

)(B

orn-

Opp

enhe

imer

adia

batic

appr

oxim

atio

n).

Page 36: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t55

The

tim

ein

depe

nden

tSc

hröd

inge

req

uation

then

beco

mes

ψ(e) (q;Q

)(T

(n) (Q,∂

Q)ψ(n) (Q))

+ψ(n) (Q)(T

(e) (q,Q

,∂q)ψ(e) (q;Q

))

+V(q,Q

)ψ(n) (Q)ψ(e) (q;Q

)≈Eψ(n) (Q)ψ(e) (q;Q

)(3

.16)

Solu

tion

she

reof

are

obta

ined

intw

ost

eps.

3.3.

2Ste

p1:

“ele

ctro

nic

stru

ctur

e”,ad

iaba

tic

pote

ntia

len

ergy

surfac

es

LetE

(e)

k(Q

)be

thek-t

hei

genv

alue

ofth

eel

ectr

onic

Schr

ödin

ger

equa

tion

T(e) (q,Q

,∂q)ψ(e)

k(q;Q

)+V(q,Q

)ψ(e)

k(q;Q

)=E

(e)

k(Q

)ψ(e)

k(q;Q

)(3

.17)

atfix

edva

lues

ofth

enu

clea

rco

ordi

nate

sQ

.Pra

gmat

ical

ly,in

elec

tron

icst

ruct

ure

calc

ula-

tion

s,Q

andq

are

cart

esia

nco

ordi

nate

san

dT

(e) (q,Q

,∂q)≡T

(e) (∂q).

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t56

Let

Qbe

a(o

ne-d

imen

sion

al)

nucl

ear

coor

dina

te(e

.g.

the

inte

rato

mic

dist

ance

ofa

diat

omic

mol

ecul

e).

One

firs

tde

fine

s

agr

idof

nucl

ear

coor

dina

tesQ

1,Q

2,...

that

will

be

cons

ider

edas

fixe

dpa

ram

e-

ters

for

the

calc

ulat

ion

ofth

eel

ectr

onic

stru

ctur

e.

The

non

eca

lcul

ates

differ

ent

elec

tron

ic

ener

giesE

(e)

k(Q

)at

each

nucl

ear

pos

itio

n

Q=Qlin

divi

dual

ly.

The

quan

tum

num

-

berk

just

coun

tsso

lution

sst

arting

from

the

lowes

ton

e.

The

figu

reon

the

righ

tha

ndside

in-

dica

tes

sche

mat

ical

lyth

epos

itio

nof

eige

nval

uesE

(e)

k(Q

)w

ith

resp

ect

toa

(one

-dim

ension

al)

variat

ion

ofth

enu

clea

r

pos

itio

npa

ram

eterQ

.

E1(

1)

E2(

1)

E3(

1)

��� ����� ���� ��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

��

E1(

4)

E2(

4)

E3(

4)

��� ������ ����� ��

E3(

3)

E2(

3)

E1(

3)E

1(2)

E2(

2)

E3(

2)

Q(1

)Q

(2)

Q(3

)Q

(4)

Eel 3

Eel 2

Eel 1

Q

Vn(Q

)

Fig

ure

3.1

:Sch

emat

icvi

ewof

the

abin

itio

calc

ulat

ion

of

pot

ential

ener

gysu

rfac

es(t

osim

plify

the

nota

tion

,Ek(j)=

E(e)

k(Q

)fo

rQ

=Qj,he

re).

Page 37: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t57

Bec

ause

ofth

eco

ntin

uity

ofpa

ram

eterQ

inEq.

(3.1

7),

one

may

link

ener

gypo

ints

corr

e-sp

ondi

ngto

the

sam

equ

antu

mnu

mbe

rk

tode

fine

ahy

per-

surfac

eVk(Q

)=E

(e)

k(Q

)th

ein

mul

ti-d

imen

sion

alsp

ace.

The

sear

eth

ead

iaba

tic

pote

ntia

lene

rgy

surfac

es.

Cor

resp

ondi

ngly,th

eso

lution

sψ(e)

k(q;Q

)of

Eq.

(3.1

7)ar

eca

lled

adia

batic

elec

tron

icst

ates

.

The

rear

etw

oim

port

antdi

stin

ctca

sesof

adia

batic

pote

ntia

lene

rgy

surfac

es(s

eeFi

gure

3.2

):ad

iaba

tic

pote

ntia

lsth

at“c

ross

”an

dth

ose

that

“avo

id”

each

othe

r.In

Figu

re3.

2a

,po

tent

ial

cros

sing

sar

eav

oide

d.It

mig

htbe

that

elec

tron

icwav

efu

nction

sha

vece

rtai

npr

oper

ties

that

dono

tfo

llow

adia

batica

llyth

em

otio

nof

nucl

ei.

For

inst

ance

,le

tQ

bea

diss

ocia

tion

coor

dina

tean

dle

tth

eso

lution

sEk(1),Ek(2)

andEk(4)

atQ

1,Q

2

andQ

4be

the

solu

tion

sof

wav

efu

nction

sth

atha

veio

nic

char

acte

r(s

uch

asin

HF)

.T

he“c

orre

lation

”of

this

prop

erty

isin

dica

ted

byth

eda

shed

line

inFi

gure

3.2

a.

How

ever

,at

poin

tQ

3,

the

wav

efu

nction

sha

ppen

tobe

long

toirr

educ

tibl

ere

pres

enta

tion

sof

the

sym

met

rygr

oup

pert

aini

ngto

the

mol

ecul

e,th

epr

oduc

tof

whi

chco

ntai

nsth

eto

tally

sym

met

ricre

pres

enta

tion

9Con

sequ

ently,

ther

eis

aco

uplin

gbe

twee

nth

e“c

orre

late

d”wav

efu

nction

satQ

3an

don

eob

tain

s,in

deed

,tw

odi

ffer

ent

ener

gyso

lution

sEk(3)6=Ek(3).

9 One

ofte

nsa

ys“t

hest

ates

have

the

sam

esy

mm

etry

.”

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t58

a

Ek(

4)

El(

4)

Ek(

2)

El(

2)

El(

1)

Ek(

1)E

l(3)

Ek(

3)

Q(1

)Q

(2)

Q(3

)Q

(4)

Q

V n(Q

)b

Ek(

3) =

Ek(

4)

El(

4)

Ek(

2)

El(

2)

El(

1)

Ek(

1)

El(

3)

Q(1

)Q

(2)

Q(3

)Q

(4)

Q

V n(Q

)

Fig

ure

3.2

:Sch

emat

icvi

ews

ofad

iabat

icpot

ential

ener

gysu

rfac

esVk(Q

)an

dVl(Q)

.

InFi

gure

3.2

b,

wav

efu

nction

sha

ppen

tobe

long

todi

ffer

ent

irred

uctibl

ere

pres

enta

tion

sth

atdo

not

cont

ain

the

tota

llysy

mm

etric

spec

ies.

Inth

atca

se,

pote

ntia

lsm

aycr

oss

(e.g

.Ek(3)=Ek(3))

.In

mul

ti-d

imen

sion

alsy

stem

scr

ossing

sm

ight

occu

rw

hen

asin-

gle

disjoi

ntco

ordi

nate

has

asp

ecia

lval

ue,at

whi

chth

em

olec

ular

stru

ctur

ega

ins

sym

met

ry.

Inth

atca

seon

eha

sth

eoc

cure

nce

ofa

coni

calin

ters

ection

.Adi

abat

icpo

tent

ials

may

thus

beco

me

sing

ular

atce

rtai

npo

ints

ofco

nfigu

ration

spac

e!

Page 38: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

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2019

Pro

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3.3.

3Ste

p2:

“vib

ration

alst

ruct

ure”

The

seco

ndst

epof

the

solu

tion

ofth

etim

ein

depe

nden

tSc

hröd

inge

req

uation

usin

gth

ead

iaba

tic

ansa

tzco

nsists

ofso

lvin

gfo

rth

enu

clea

rpr

oble

m.

We

repl

ace,

inEq.

(3.1

6),

ψ(e)

k(q;Q

)(T

(n) (Q,∂

Q)ψ(n) (Q))

+

ψ(n) (Q)(

T(e) (q,Q

,∂q)ψ(e)

k(q;Q

)+V(q,Q

)ψ(e)

k(q;Q

))

︸︷︷

=E

(e)

k(Q

)ψ(e)

k(q;Q

)

≈Eψ(n) (Q)ψ(e)

k(q;Q

),

mul

tipl

ybyψ(e)∗

l(q;Q

)an

din

tegr

ate

over

the

elec

tron

icco

ordi

nate

s;be

caus

eth

eψ(e)

k(q;Q

)ar

eor

thon

orm

al(a

tev

ery

poin

tQ

),on

eob

tain

s

T(n) (Q,∂

Q)ψ(n)

j,k(Q

)+E

(e)

k(Q

)ψ(n)

j,k(Q

)=Ej,kψ(n)

j,k(Q

).(3

.18)

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

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uard

t60

InEq.

(3.1

8),E

(e)

k(Q

)=Vk(Q

)is

the

pote

ntia

len

ergy

surfac

eof

the

adia

batic

elec

tron

icst

atek,a

ndEj,kar

ead

iaba

tic

vibr

onic

eige

nval

ues,

whi

chm

aybe

give

nasEj,k=Ej(k)+E

el k,

whe

reE

el kis

defin

edas

the

min

umum

ofth

epo

tent

ials

urfa

ceVk(Q

)(s

eeal

soFi

gure

3.1

).So

met

imesE

el kis

calle

dth

e“e

lect

roni

c”en

ergy

,w

hich

isan

over

-sim

plifi

cation

.

3.3.

4Bor

n-O

ppen

heim

erex

pans

ion,

adia

batic

basis

Stric

tly,

the

solu

tion

sψ(e)

k(q;Q

)of

Eq.

(3.1

7)ar

eno

tph

ysic

ally

obse

rvab

lequ

antities

10,

beca

use

they

are

notto

talw

ave

func

tion

sof

the

mol

ecul

arsy

stem

.H

owev

er,sinc

eth

eyfo

rma

com

plet

eba

sisse

tof

the

elec

tron

iclin

earsp

ace,

the

tota

lwav

efu

nction

may

bede

com

pose

das

Ψ(q,Q

)=∑

k

ψ(n)

k(Q

)ψ(e)

k(q;Q

)(3

.19)

Eq.

(3.1

9)is

som

etim

esca

lled

the

Bor

n-O

ppen

heim

erex

pans

ion.

The

expa

nsio

nco

effici

ents

ψ(n)

k(Q

)fo

rmth

usco

ntra

varia

ntve

ctor

s,w

here

asth

ead

iaba

tic

wav

efu

nction

sψ(e)

k(q;Q

)fo

rmco

varia

ntve

ctor

sin

afo

rmal

lyin

finite

vect

orsp

ace.

10Eve

nm

odul

oa

phas

efa

ctor

.

Page 39: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

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mD

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2019

Pro

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t61

The

set{ψ

(e)

k(q;Q

)|k=

1,2,...}

,w

hereψ(e)

k(q;Q

)is

aso

lution

ofEq.

(3.1

7),de

fines

the

adia

batic

basis

ofth

eel

ectr

onic

prob

lem

.

Cle

arly,e

achψ(n)

k(Q

)m

ayon

itstu

rnbe

deco

mpo

sed

inei

genf

unct

ionsψ(n)

j,k(Q

)of

the

nucl

ear

prob

lem

:

ψ(n)

k(Q

)=∑

j

c j,kψ(n)

j,k(Q

).(3

.20)

For

the

sam

ere

ason

asgi

ven

abov

efo

rth

eel

ectr

onic

wav

efu

nction

s,th

eψ(n)

j,k(Q

)ar

eno

tph

ysic

ally

obse

rvab

le.

How

ever

,a

tota

lad

iaba

tic

wav

efu

nction

Ψ(q,Q

)=ψ(n) (Q)·ψ

(e) (q;Q

)be

com

esan

ob-

serv

able

quan

tity

,of

ten

toa

very

good

appr

oxim

atio

n,w

hen

the

non-

adia

batic

coup

lings

can

bene

glec

ted.

Mole

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Pro

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3.4

Non

-adi

abat

iceff

ects

,di

abat

icpo

tent

iale

nerg

ysu

rfac

es

Thi

sse

ctio

nfo

llow

scl

osel

y[3

7].

3.4.

1N

on-a

diab

atic

coup

ling

mat

rix

Let

Λjk

=δ jkT

(n) (Q,∂

Q)

−∫

dτ qψ(e)∗

j(q;Q

)T

(n) (Q,∂

Q)ψ(e)

k(q;Q

).(3

.21)

The

sequ

antities

are

herm

itia

nop

erat

ors

onth

enu

clei

.T

hey

defin

ea

mat

rixΛ

whi

chis

the

repr

esen

tation

inth

ead

iaba

tic

basis

ofth

atpa

rtin

the

non-

rela

tivi

stic

ham

ilton

ian

that

coup

les

vibr

atio

nsto

elec

tron

icm

otio

nno

n-ad

iaba

tica

lly.

Off-d

iago

nalm

atrix

elem

ents

Λjk

(i6=k)

are

iden

tica

lto

the

quan

titiesH

(n)

jkm

ention

edon

page

10.

Inth

ead

iaba

tic

appr

oxim

atio

n,al

lm

atrix

elem

ents

Λij=

0.T

his

isso

met

imes

also

calle

dth

eBor

n-O

ppen

heim

erad

iaba

tic

appr

oxim

atio

nan

d,m

ore

com

mon

ly,al

thou

ghle

sspr

ecisel

y,al

soth

eBor

n-O

ppen

heim

erap

prox

imat

ion.

Page 40: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

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mD

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ics

2019

Pro

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t63

Aslig

htly

less

strin

gent

appr

oxim

atio

n,so

met

imes

calle

dth

eBor

n-H

uang

adia

batic

appr

oxi-

mat

ion,

requ

ires

that

only

the

offdi

agon

alel

emen

tsof

Λbe

negl

ecte

d.

Inor

der

todi

scus

sth

efo

rmof

non-

adia

batic

coup

ling

mat

rix

elem

ents

inm

ore

deta

il,le

tQ

beth

eto

tals

etof

mas

swei

ghte

dca

rtes

ian

coor

dina

tes

ofth

enu

clei

11.

The

n,th

eex

pres

sion

forT

(n) (Q,∂

Q)from

Eq.

(3.1

0)be

com

es

T(n) (Q,∂

Q)=−

1

2M

n

∂2 Qn,

(3.2

2)

whe

reM

isth

eav

erag

ednu

clea

rm

ass

ofth

em

olec

ule.

One

may

then

derive

the

follo

win

gex

pres

sion

forno

n-ad

iaba

tic

coup

ling

mat

rixel

emen

ts:

Λjk

=1

2M

(

2∑

n

(Fjk

;n(Q

)·∂

Qn)+Gjk(Q

))

=1

2M(2Fjk(Q

)·∂

Q+Gjk(Q

))(3

.23)

11T

his

isno

tth

ebes

tch

oice

for

prag

mat

icca

lcul

atio

nsof

non-

adia

batic

coup

ling

mat

rix

elem

ents

!

Mole

cula

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mD

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2019

Pro

f.R

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t64

For

the

rem

aind

erof

this

disc

ussion

,we

adop

tth

eno

tation

that

bold

quan

tities

such

asQ

orFjk

are

vect

ors

orm

atric

esde

fined

inth

e(fi

nite

dim

ension

al)

coor

dina

tesp

ace

ofnu

clei

,w

here

asun

derli

ned

quan

tities

such

asΛ

are

mat

rices

orve

ctor

sde

fined

inth

e(f

orm

ally

infin

ite)

vect

orsp

ace

defin

edby

the

Bor

n-O

ppen

heim

erex

pans

ion

Eq.

(3.1

9).

For

the

part

icul

arch

oice

ofm

ass

wei

ghte

dnu

clea

rco

ordi

nate

sm

ade

abov

e,th

equ

antities

Fjk

are

give

nby

Fjk(Q

)=

dτ qψ(e)∗

j(q;Q

)∂

Qψ(e)

k(q;Q

);(3

.24)

quan

tities

ofth

isty

pear

eal

soca

lled

non-

adia

batic

deriva

tive

coup

lings

.It

can

besh

own

that

the

mat

rixF

isan

ti-h

erm

itia

n.Fu

rthe

rmor

e,if

the

adia

batic

basis

isco

mpo

sed

ofre

alfu

nction

s,th

edi

agon

alco

mpo

nent

sof

this

mat

rixva

nish

iden

tica

lly:Fjj(Q

)≡

0.

The

quan

titiesGjk

are

give

nby

Gjk(Q

)=

dτ qψ(e)∗

j(q;Q

)(∂

Q·∂

Q)ψ(e)

k(q;Q

);(3

.25)

they

are

calle

dno

n-ad

iaba

tic

scal

arco

uplin

gs.

Page 41: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

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mD

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2019

Pro

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t65

Whi

leth

esc

alar

coup

lings

are

norm

ally

smal

lan

dof

ten

negi

glib

le,

the

deriv

ativ

eco

uplin

gsm

ayin

deed

beco

me

quite

larg

e.It

isst

raig

htfo

rwar

dto

show

12th

at

Fjk(Q

)=

dτ qψ(e)∗

j(q;Q

)(∂QH

(e))ψ(e)

k(q;Q

)

Vk(Q

)−Vj(Q)

(3.2

6)

whe

reH

(e)=T

(e) (q,Q

,∂q)+V(q,Q

).Pra

gmat

ical

ly,in

elec

tron

icst

ruct

ure

calc

ulat

ions

,∂QH

(e)=∂QV(q,Q

),w

hereV(q,Q

)is

the

tota

lmol

ecul

arCou

lom

bpo

tent

ial.

Thu

s,at

thos

epo

sition

sin

confi

gura

tion

spac

ew

here

two

differ

ent

PESVj

andVk

cros

s,th

eno

n-ad

iaba

tic

deriv

ativ

eco

uplin

gsm

aydi

verg

e.So

met

imes

dive

rgen

ceis

avoi

ded

ifth

enu

mer

ator

inEq.

(3.2

6)va

nish

es,

i.e.

bysy

mm

etry

.D

iver

genc

eof

deriv

ativ

eco

uplin

gsar

epa

rtic

ular

lyim

port

antw

hen

adia

batic

pote

ntia

lsbe

com

esing

ular

,e.g

.at

coni

cali

nter

sect

ions

.

Inge

nera

l,ho

wev

er,

whe

n“a

diab

atic

elec

tron

icst

ates

”ar

ewel

lse

para

ted

inen

ergy

(i.e

.|Vj(Q)−Vk(Q

)|>>

0in

the

rele

vant

regi

onof

confi

gura

tion

spac

e),

the

adia

batic

ap-

prox

imat

ion

isgo

od.

Qui

teof

ten

the

elec

tron

icgr

ound

stat

eof

clos

edsh

ellsy

stem

sis

wel

lse

para

ted

from

high

erly

ing

stat

es,an

dth

ead

iaba

tic

appr

oxim

atio

nis

good

.

12by

appl

ying

the

grad

ient

∂Q

tobot

hside

sof

Eq.

(3.1

7)

Mole

cula

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mD

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ics

2019

Pro

f.R

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Whe

nth

eap

prox

imat

ion

brea

ksdo

wn,

inpa

rtic

ular

atdi

verg

ence

sof

the

deriv

ativ

eco

uplin

gs,

adia

batic

stat

esbe

com

em

eani

ngle

ss.

The

prag

mat

icca

lcul

atio

nof

non-

adia

batic

deriv

ativ

ean

dsc

alar

coup

ling

elem

ents

,an

dth

eso

lution

ofth

efu

lltim

ein

depe

nden

tSc

hröd

inge

req

uation

are

com

plic

ated

.In

case

sw

here

the

adia

batic

appr

oxim

atio

nis

likel

yto

brea

kdo

wn,

othe

rpo

ssib

ilities

forth

eso

lution

ofth

eco

uple

dnu

clea

ran

del

ectr

onic

prob

lem

shou

ldbe

cons

ider

ed.

One

such

poss

ibili

tyis

the

tran

sfor

mat

ion

ofth

ead

iaba

tic

basis

desc

ription

toth

atof

the

diab

atic

basis.

3.4.

2D

iaba

tic

base

s

The

Bor

n-O

ppen

heim

erex

pans

ion

Eq.

(3.1

9)m

akes

itev

iden

tth

atth

ead

iaba

tic

basis

isju

ston

lyon

epo

ssib

leba

sisfo

rth

ere

pres

enta

tion

ofth

eto

taln

ucle

aran

del

ectr

onic

wav

efu

nction

.O

nem

ight

then

ask,

whe

ther

ther

eco

uld

not

beba

sesψ(e)

k(q;Q

)ot

her

than

the

adia

batic

basis,

inw

hich

the

num

erat

orin

Eq.

(3.2

6)va

nish

esin

the

entire

nucl

earco

nfigu

ration

spac

e,av

oidi

ngth

ussing

ular

itie

s.

Page 42: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

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mD

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Pro

f.R

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t67

Letψ(e) (q;Q

)be

the

(cov

aria

nt)

vect

orin

the

(for

mal

lyin

finite)

vect

orsp

ace

defin

edby

the

Bor

n-O

ppen

heim

erex

pans

ion,

that

isco

mpo

sed

ofth

ead

iaba

tic

elec

tron

icwav

efu

nction

sψ(e)

k(q;Q

)(i.e

.th

eso

lution

sof

Eq.

(3.1

7)).

Acc

ordi

ngly,le

tψ(n) (q;Q

)be

the

(con

trav

ari-

ant)

vect

or,in

the

dual

vect

orsp

ace,

com

pose

dof

the

adia

batica

llyse

para

ted

nucl

ear

wav

efu

nction

sψ(n)

k(Q

).T

hen,

form

ally,

the

Bor

n-O

ppen

heim

erex

pans

ion

may

begi

ven

byth

esc

alar

prod

uct

Ψ(q,Q

)=ψ(n) (q;Q

)·ψ

(e) (q;Q

)(3

.27)

Let

furt

herm

ore

ψ(e) (q;Q

)=U(Q

)ψ(e) (q;Q

),(3

.28)

whe

reψ(e) (q;Q

)is

ane

w(c

ovar

iant

)ve

ctor

inth

eve

ctor

spac

ede

fined

byth

eBor

n-O

ppen

heim

erex

pans

ion

andU

isa

unitar

ym

atrix

:U·U

†=1 .

Cle

arly,U

=U(Q

),an

dun

itar

itym

ust

hold

inth

een

tire

confi

gura

tion

spac

e.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

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uard

t68

Aco

mpo

nent

ofψ(e) (q;Q

)is

inde

eda

new

elec

tron

icwav

efu

nction

ψ(e)

k(q;Q

),w

hich

isde

fined

asa

linea

rco

mbi

nation

ofad

iaba

tic

elec

tron

icwav

efu

nction

s:

ψ(e)

k(q;Q

)=∑

j

Ukj(Q)ψ(e)

j(q;Q

)(3

.29)

The

coeffi

cien

tsUkj(Q)

ofth

isex

pans

ion

need

yet

tobe

dete

rmin

ed.

Eq.

(3.2

8)de

fines

aba

sis

tran

sfor

mat

ion.

We

note

that

,in

orde

rto

keep

the

desc

ription

ofth

eto

talw

ave

func

tion

inva

riant

unde

rth

isba

sis

tran

sfor

mat

ion,

the

adia

batica

llyse

para

ted

nucl

ear

wav

efu

nction

sne

edto

betr

ansf

orm

edac

cord

ingl

y:

ψ(n) (q;Q

)=U

† (Q)ψ(n) (q;Q

),(3

.30)

thus

ψ(n)

j(Q

)=∑

k

U∗ kj(Q)ψ(n)

k(Q

)(3

.31)

Page 43: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t69

Itca

nbe

show

nth

at,

due

toth

eba

sis

tran

sfor

mat

ion

ofEq.

(3.2

8),

the

mat

rixF

ofno

n-ad

iaba

tic

deriv

ativ

eco

uplin

gsis

tran

sfor

med

as

F=U

† FU+U

† ∂QU

(3.3

2)

foral

lval

ues

ofQ

.

LetU(Q

)be

the

mat

rixsa

tisf

ying

the

follo

win

geq

uation

s:

0=F(Q

)U(Q

)+∂

QU(Q

)(3

.33)

Not

eth

atth

isis

afo

rmal

lyin

finite

set

ofpa

rtia

ldi

ffer

ential

equa

tion

sfo

rth

efu

nction

sUjk(Q

).

The

elec

tron

icwav

efu

nction

sψ(e)

k(q;Q

)ob

tain

edw

ith

the

solu

tion

sof

thes

eeq

uation

sar

eca

lled

diab

atic

elec

tron

icwav

efu

nction

san

dth

eco

rres

pond

ing

basis

diab

atic

basis.

Dia

-ba

tic

stat

esar

eth

usde

fined

such

that

the

non-

adia

batic

deriva

tive

coup

ling

mat

rixva

nish

esid

entica

lly.

The

reis

afo

rmal

proo

fth

atso

lution

sof

Eq.

(3.3

3),

and

diab

atic

stat

es,

exist,

inth

eid

eal

case

ofa

com

plet

eba

sisse

t.In

prax

is,h

owev

er,o

nem

usttr

unca

teth

elin

earel

ectr

onic

spac

e,an

din

that

case

itca

nbe

show

(see

[37,

and

refe

renc

esci

ted

ther

ein]

),th

atst

rict

diab

atic

stat

esdo

not

exist,

inge

nera

l,ex

cept

for

diat

omic

mol

ecul

es.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t70

How

ever

,it

ispo

ssib

leto

defin

e-

and

calc

ulat

epr

agm

atic

ally

-qu

asi-di

abat

icst

ates

,w

hich

are

alm

ostdi

abat

ic,a

ndw

hich

allo

wto

rem

ove

alls

ingu

larities

inth

eno

n-ad

iaba

tic

coup

lings

.

The

reex

ist

toda

ym

any

way

sof

calc

ulat

ing

(qua

si-)

diab

atic

stat

es,

whi

chw

illal

lde

fine

differ

ent

(qua

si-)

diab

atic

base

s.O

nepo

ssib

ility

invo

lves

the

bloc

kdi

agon

aliz

atio

nof

the

elec

tron

icha

milt

onia

n(s

ee[ 3

8],w

hich

also

give

san

over

view

ofot

her

met

hods

used

inth

efie

ld).

3.4.

3D

iaba

tic

pote

ntia

len

ergy

surfac

es

Exp

ress

edin

atr

unca

ted,

quas

i-dia

batic

basis,

the

tota

lham

ilton

ian

mat

rixH

can

beof

the

form

H=

H(n)

11H

(n)

12···

H(n)

21H

(n)

22···

. . .. . .

. ..

(3

.34)

Page 44: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t71

whe

re

H(n)

ik=H

(n)

ik(Q

,∂Q)=

{

T(n) (Q,∂

Q)+

Vk(Q

)(i=k)

Wik(Q

)(i6=k)

(3.3

5)

Thi

sfo

rmis

som

etim

esca

lled

diab

atic

ham

ilton

ian.

The

diag

onal

elem

entsVk(Q

)ar

eca

lled

diab

atic

pote

ntia

len

ergy

surfac

es.

The

off-d

iago

nalel

emen

tsW

ik(Q

)=W

ki(Q)

(ass

um-

ing

real

elec

tron

icwav

efu

nction

s)ar

eso

met

imes

calle

dno

n-ad

iaba

tic

coup

ling

pote

ntia

ls.

Figu

re3.

3de

pict

ssc

hem

atic

ally

adia

batic

and

diab

atic

pote

ntia

lfu

nction

sfo

ra

diat

omic

mol

ecul

e.

Dia

batic

pote

ntia

lsar

eof

ten

smoo

ther

than

adia

batic

pote

ntia

ls,a

ndso

met

imes

they

corr

elat

ece

rtai

nm

olec

ular

prop

erties

and

char

gedi

strib

utio

ns.

Not

e,ho

wev

er,th

atth

ese

tof

diab

atic

pote

ntia

lsVkQ)

isin

suffi

cien

tto

desc

ribe

the

nucl

ear

quan

tum

dyna

mic

s;fo

rthi

spu

rpos

eit

ism

anda

tory

tokn

owth

eto

tals

etof

coup

ling

pote

ntia

lsgl

obal

ly,i.e

.in

the

entire

confi

gura

tion

spac

e.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t72

Fig

ure

3.3

:Sch

emat

icvi

ews

ofad

iabat

ic(lef

tha

ndside

)an

ddia

bat

icpot

ential

ener

gyfu

nction

s(r

ight

hand

side

)in

adi

atom

icm

olec

ule.

The

dott

edlin

esin

dica

teth

ere

lative

pos

itio

nof

the

corr

espon

ding

diab

atic

(lef

t)

and

adia

batic

(rig

ht)

pot

ential

s.N

ote

that

abin

itio

poi

nts

are

inex

iste

nton

the

diab

atic

pot

ential

s.

a

Ek(

4)

El(

4)

Ek(

2)

El(

2)

El(

1)

Ek(

1)E

l(3)

Ek(

3)

r(2

)r(

3)

r(4

)r(

1)

r

Vj(r

)b

r(2

)r(

3)

r(4

)r(

1)

r

Vj(r

)

Page 45: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t73

3.5

Exa

mpl

es

3.5.

1Am

mon

iadi

ssoc

iation

Fig

ure

3.4

:(8

,7)

CA

S-S

CF

stud

yof

plan

ar

amm

onia

diss

ocia

tion

[39]

;r

ison

eN

Hbon

d

leng

th.

⋄A1

stat

ein

C2v

∗B1

stat

ein

C2v

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t74

−1

~ 4

400

hc

cm

−1

hc

cm

~ 5

9000

Fig

ure

3.5

:Pot

ential

ener

gyda

tafo

rth

e

NH3→

NH2+H

reac

tion

.

⋄CCSD

(T)

data

∗M

RCIda

taA1

stat

ein

C2v

B1

stat

ein

C2v

Page 46: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t75

3.5.

2M

etha

nest

ereo

mut

atio

npo

tent

ial

Fig

ure

3.6

:Ste

reom

utat

ion

pot

ential

sfo

r

met

hane

(fro

m[4

0]).

The

sepo

tent

ials

wer

eca

lcul

ated

from

agl

obal

,an

alyt

ical

repr

esen

tation

ofth

ePES

ofm

etha

nein

the

grou

ndel

ectr

onic

stat

e[4

1].

Tha

tre

pres

en-

tation

was

intu

rnob

tain

edfrom

ano

n-lin

ear

adju

stm

ent

toM

RD

-CIda

taan

dex

perim

enta

llyav

aila

ble

over

tone

tran

sition

sof

the

CH

chro

mop

hore

inCHD3.

The

yco

rres

pond

tost

eepe

stde

scen

tpa

ths

from

the

resp

ective

sadd

lepo

int

stru

ctur

es.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t76

3.5.

3Vib

ration

alte

rmva

lues

inhy

drog

enflu

orid

e

The

follo

win

gta

ble,

adap

ted

from

[42]

,allo

wsfo

ran

over

view

of“s

tate

ofth

ear

t”co

mpu

tation

ofvi

brat

iona

ltra

nsitio

nwav

enu

mbe

rs.

νexp

n/c

m−1

(νth n−νexp

n)/

cm−1

nCCSD

[T]

CCSD

[T]-R12

CCSD

TCCSD

T-R

12CCSD

T-R

12+

rel

1032

311.

79[4

3]-5

3.68

4.55

-18.

0529

.53

5.83

929

781.

33[4

3]-2

1.66

17.0

5-1

.02

29.8

68.

42

827

097.

87[4

3]-0

.41

23.6

310

.51

28.7

49.

48

724

262.

18[4

3]12

.26

25.7

217

.16

26.2

69.

18

621

273.

69[4

3]18

.43

24.6

619

.81

22.7

57.

90

518

130.

97[4

3]19

.05

21.5

819

.44

18.6

16.

04

414

831.

63[4

4]18

.39

17.4

917

.04

14.3

34.

10

311

372.

78[4

4]14

.85

12.8

913

.29

9.50

2.25

277

50.7

9[4

4]10

.22

8.22

8.84

6.05

0.76

139

61.4

2[4

4]5.

153.

844.

292.

62-0

.07

Tab

le3.

1:

Vib

ration

alte

rmva

lues

inH

F:ex

per

imen

tan

dth

eory

.

Page 47: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t77

App

endi

xto

the

lect

ure

note

s

AD

iago

naliz

atio

nof

a2×

2sy

mm

etric

(her

mitia

n)m

atrix

Let

A=

(S−D

CC

S+D

)

(A.1

)

whe

reD

≥0.

A.1

Det

erm

inat

ion

ofth

eei

genv

alue

s(λ

1an

dλ2)

Eig

enva

lues

are

zero

sof

the

dete

rmin

ant

ofth

ese

cula

rm

atrix:

D(

)

=

∣ ∣ ∣ ∣

S−D

−λ

CC

S+D

−λ

∣ ∣ ∣ ∣=

(S−λ)2−

(D2+C

2)

︸︷︷

≡W

2

! =0

(A.2

)

⇒λ

=S±W

(W=√D

2+C

2)

(A.3

)

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t78

Bec

auseD

2+C

2≥

0ei

genv

alue

sw

illal

way

sbe

real

.It

can

besh

own

that

allhe

rmitia

nm

atic

es,of

whi

chsy

mm

etric

mat

rices

are

spec

ialc

ases

,ha

vere

alei

genv

alue

s.

Let

λ1=S−W

(A.4

)

λ2=S+W

(A.5

)

such

thatλ2−λ1=2W

≥0.

Page 48: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t79

A.2

Det

erm

inat

ion

ofth

eei

genv

ecto

rbe

long

ing

toλ1

The

vect

orz1=

(Z11

Z21

)

isso

lution

of

Aλ1z1=0

⇔{(S

−D

−(S

−W

)Z11+CZ21=0

CZ11+(S

+D

−(S

−W

)Z21=0

(A.6

)

Bec

auseD(A

λ1)=

0,th

etw

oeq

uation

sar

elin

early

depe

nden

t,an

don

lyon

eeq

uation

is

effec

tive

lyto

beus

ed,e.

g.th

efir

ston

e:∗

Z11=−

C

W−DZ21

(A.7

)

∗O

nem

aych

eck

that

the

solu

tion

ofth

efirs

teq

uation

isau

tom

atic

ally

aso

lution

ofth

ese

cond

one:

CZ11+(S

+D−(S

−W

)Z21=(−C

2/(W

−D)+D+W

)Z21=(−C

2−D

2+(D

2+C

2))Z21/(W

−D)=0.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t80

The

com

plet

eso

lution

isob

tain

edup

onco

nsid

erat

ion

ofth

eno

rmal

isat

ion

cond

itio

n:

Z2 11+Z

2 21=1⇒(

C2

(W−D)2+1)

Z2 21=1

⇒Z

2 21=

(W−D)2

C2+(W

−D)2

=(W

−D)2

C2+(W

)2−2D

W+D

2

=(W

−D)2

2(D

2+C

2−DW

)

=(W

−D)2

2(W

−D)W

=W

−D

2W

(A.8

)

Page 49: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t81

Con

sequ

ently:

Z21=±√

1 2

W−D

W.

(A.9

)

Itis

not

poss

ible

tode

term

ine

the

abso

lute

sign

ofth

eso

lution

!

The

abso

lute

phas

eof

the

eign

evec

torca

nnot

bede

term

ined

.

The

expr

ession

forZ11

can

befu

rthe

rsim

plifi

ed.

Let

C

W−D

=sig(C

)

√D

2+C

2−D

2

W−D

=sig(C

)

W+D

W−D

(A.1

0)

whe

reth

esign

umfu

nction

(sig(x))

isde

fined

by

sig(x)=

{1,

six≥

0−1,

six<

0(A

.11)

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t82

One

obta

ins

forZ11

Z11

=−

C

W−DZ21

=∓sig(C

)√

W+D

W−D

1 2

W−D

W

=∓sig(C

)√

1 2

W+D

W(A

.12)

Page 50: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t83

Itis

usef

ulto

cons

ider

the

ratio

R=D W

(A.1

3)

whe

re0≤R

≤1.

The

eige

nvec

torpe

rtai

ning

toλ1=S−W

isth

engi

ven

as

Z11=∓sig(C

)√

1 2(1

+R)

Z21=±√

1 2(1

−R)

whi

chyi

elds

,as

afu

nction

ofth

esign

ofC

,tw

opo

ssib

lech

oice

s:

C≥

0C<

0

Z11=−√

1 2(1

+R)

Z11=√

1 2(1

+R)

Z21=√

1 2(1

−R)

Z21=√

1 2(1

−R)

ou

C≥

0C<

0

Z11=√

1 2(1

+R)

Z11=−√

1 2(1

+R)

Z21=−√

1 2(1

−R)

Z21=−√

1 2(1

−R)

(A.1

4)

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t84

A.3

Det

erm

inat

ion

ofth

eei

genv

ecto

rbe

long

ing

toλ2

The

vect

orz2=

(Z12

Z22

)

isso

lution

of

Aλ2z2=0

⇔{(S

−D

−(S

+W

)Z12+CZ22=0

CZ12+(S

+D

−(S

+W

)Z22=0

(A.1

5)

Sim

ilarly

asfo

rz1,on

em

aylim

itth

eca

lcul

atio

nto

one

ofth

etw

oeq

uation

s:

Z12=

C

W+DZ22

(A.1

6)

Page 51: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t85

Using

the

norm

alisat

ion

cond

itio

n

Z2 12+Z

2 22=1⇒(

C2

(W+D)2+1)

Z2 22=1

⇒Z

2 22=

(W+D)2

C2+(W

+D)2

=(W

+D)2

C2+(W

)2+2D

W+D

2

=(W

+D)2

2(D

2+C

2+DW

)

=(W

+D)2

2(W

+D)W

=W

+D

2W

(A.1

7)

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t86

one

obta

ins,

cons

eque

ntly,

Z22

=±√

1 2

W+D

W(A

.18)

=

1 2(1

+R)

(A.1

9)

and

the

sim

plifi

edex

pres

sion

forZ12

byse

ttin

g

C

W+D

=sig(C

)

√D

2+C

2−D

2

W+D

=sig(C

)

W−D

W+D

(A.2

0)

and

Z12

=C

W+DZ22

=±sig(C

)√

W−D

W+D

1 2

W+D

W

=±sig(C

)√

W−D

2W

(A.2

1)

Page 52: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

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uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t87

The

eige

nvec

torpe

rtai

ning

toλ2=S+W

is,th

en:

Z12=±sig(C

)√

1 2(1

−R)

Z22=±√

1 2(1

+R)

whi

chyi

elds

two

poss

ibili

ties

,de

pend

ing

onth

esign

ofC

:

C≥

0C<

0

Z12=√

1 2(1

−R)

Z12=−√

1 2(1

−R)

Z22=√

1 2(1

+R)

Z22=√

1 2(1

+R)

ou

C≥

0C<

0

Z12=−√

1 2(1

−R)

Z12=√

1 2(1

−R)

Z22=

−√

1 2(1

+R)

Z22=

−√

1 2(1

+R)

(A.2

2)

Mole

cula

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mD

ynam

ics

2019

Pro

f.R

.M

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uard

t88

A.4

Bas

istr

ansf

orm

atio

nm

atrix

Bec

ause

the

abso

lute

sign

ofan

eige

nvec

toris

unkn

own,

four

poss

ible

vers

ions

ofth

etr

ans-

form

atio

nm

atrix

Zar

epo

ssib

le.

The

sem

atric

esde

fine

the

eige

nvec

tors

inth

e2×

2ba

sis

orig

inal

lyus

edto

set

upth

em

atrix

repr

esen

tation

ofth

eha

milt

onia

n.

Z=

(Z11

Z12

Z21

Z22

)

=

sig(C

)

√1+R

√2

sig(C

)

√1−R

√2

−√1−R

√2

√1+R

√2

or

sig(C

)

√1+R

√2

−sig(C

)

√1−R

√2

−√1−R

√2

−√1+R

√2

or

−sig(C

)

√1+R

√2

sig(C

)

√1−R

√2

√1−R

√2

√1+R

√2

or

−sig(C

)

√1+R

√2

−sig(C

)

√1−R

√2

√1−R

√2

−√1+R

√2

Page 53: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

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mD

ynam

ics

2019

Pro

f.R

.M

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uard

t89

BT

ight

bind

ing

ham

ilton

ian

The

tigh

t-bi

ndin

gha

milt

onia

nis

the

repr

esen

tation

ofth

een

ergy

oper

ator

ina

basis

ofN

dege

nera

tequ

antu

mst

ates

with

anen

ergyE

and

neig

hbor

-to-

neig

hbor

coup

lingV

:

H=

EV

0···

00

VEV

···

00

0V

E···

00

. . .. . .

. . .. .

.. . .

. . .0

00···EV

00

0···V

E

(B.2

3)

The

eige

nsta

tesre

sultin

gfrom

the

diag

onal

izat

ion

ofth

eha

milt

onia

nsp

read

ina

band

betw

een

E−2V

andE

+2V

acco

rdin

gto

the

follo

win

gfo

rmul

a:

En=E

+2V

cos(nαN)

(n=1,...,N)

(B.2

4)

whe

reαN=π/(N

+1)

.

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t90

The

eige

nsta

tenu

mbe

rn

isgi

ven

by |n〉=

N∑ m=1

Zmn|m

〉0(B

.25)

whe

re

Zmn=

2

N+1sin(m

nαN)

(n,m

=1,...,N)

(B.2

6)

and|m

〉0is

aba

sis

stat

e.

Inth

ene

xttw

ose

ctio

nsth

epr

oofof

thes

est

atem

ents

isgi

ven

follo

win

gre

f.45

.T

heei

gen-

valu

esof

the

tigh

t-bi

ndin

gm

atrix

are

also

know

nfrom

Hüc

kel

theo

ryth

atgo

esba

ckto

1932

[46]

(see

also

ref.

47fo

ra

very

peda

gogi

cald

eriv

atio

n).

Inth

isco

ntex

t,K

utze

lnig

gha

sal

sopr

opos

eda

nice

over

view

ofth

eth

eory

[48]

.

Not

eth

atei

genv

alue

san

dei

genv

ecto

rsca

nbe

form

ulat

edal

tern

ativ

ely

as

En=E

−2V

cos(nαN)

(n=1,...,N)

(B.2

7)

Zmn=

2

N+1(−

1)m

sin(m

nαN)

(n,m

=1,...,N)

(B.2

8)

Page 54: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

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mD

ynam

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2019

Pro

f.R

.M

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uard

t91

B.1

Pro

of:

eige

nval

ues

Let

|HEn|=

∣ ∣ ∣ ∣ ∣ ∣ ∣ ∣ ∣ ∣ ∣ ∣

E−En

V0···

00

VE

−En

V···

00

0VE

−En···

00

. . .. . .

. . .. .

.. . .

. . .0

00···E

−En

V0

00···

VE

−En

∣ ∣ ∣ ∣ ∣ ∣ ∣ ∣ ∣ ∣ ∣ ∣

(B.2

9)

beth

ede

term

inan

tof

the

secu

lar

mat

rix.

Itca

nbe

show

nby

indu

ctio

n(s

eeal

soW

alto

n,20

07[4

9]),

that

|HEn|=

VUN(−xn)

(B.3

0)

whe

rexn=

(En−E)/2V

andUN(x)

isth

eChe

bysh

evpo

lyno

mia

lof

the

seco

ndki

ndof

orde

rN

.

Hen

ce,th

eei

genv

alue

sar

eth

eze

ros

ofUN(−x).

Rec

allt

hatUN(x)=(−

1)NUN(−x)

[50]

.Fo

r|x|≤

1[5

0]

UN(x)=

sin((N

+1)arccos(x))

sin(arccos(x))

(B.3

1)

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t92

and

poss

ible

zero

sar

e

xn=cos

(nπ

N+1

)

(n=1,...,N)

(B.3

2)

from

whe

refo

llow

sEq.

(B.2

4).

B.2

Pro

of:

eige

nvec

tors

The

com

pone

ntsZmn

ofth

eei

genv

ecto

rre

pres

enta

tion

pert

aini

ngto

eige

nval

ueEn

mus

tso

lve

the

set

ofeq

uation

s

−2x

nZ1n+Z2n

=0

. . .Zm−1,n−2x

nZmn+Zm+1,n=

0. . .

ZN−1,n−2x

nZNn=

0

(B.3

3)

whe

reth

ela

steq

uation

isre

dund

ant.

Inad

dition

,th

eyar

eno

rmal

ized

:|Z

1n|2+...+

|ZNn|2=1.

Page 55: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

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uard

t93

The

Che

bysh

evpo

lyno

mia

lsof

the

seco

ndki

ndha

veth

ere

curr

ence

rela

tion

ship

[50]

:

U0(x)=

1(B

.34)

U1(x)=

2x(B

.35)

Um−1(x)−

2xUm(x)+Um+1(x)=

0(B

.36)

Let

Zmn≡c nUm−1(x

n)

(B.3

7)

whe

rec n

isa

norm

aliz

atio

nco

nsta

nt.

The

n

Z1n

=c n

(B.3

8)

Z2n

=c n

2xn

(B.3

9)

Zm+1,n=

2xnZmn−Zm−1,n

(B.4

0)

Bec

auseZN+1,n∝UN(x

n)=0,

the

last

setof

equa

tion

ssh

owth

atZmn

defin

edby

Eq.

(B.3

7)fu

lfills

Eq.

(B.3

3).

Hen

ce

Zmn=c nUm−1(x

n)

=c n

sin(m

nαN)

sin(nαN)

(B.4

1)

Mole

cula

rQ

uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t94

The

norm

aliz

atio

nco

nsta

ntis

give

nby

1=c2 n

N∑ m=1

U2 m−1(x

n)

(B.4

2)

Not

ing

that

13

N∑ m=1

sin2(m

nαN)=

N∑ m=1

(

2−ei2mnαN−e−

i2mnαN

4

)

=N 2

−1 4

N∑ m=1

ei2mnαN−

1 4

N∑ m=1

e−i2mnαN

=N 2

−1−

ei2(N

+1)nαN

4(

1−ei2nαN

)+1 4−

1−

e−i2

(N+1)nαN

4(

1−e−

i2nαN

)+1 4

=N 2

+1 2

(B.4

3)

13n ∑ k=0

xk=(1

−xn+1)/(1

−x)

Page 56: Molecular Quantum Dynamics - unistra.fr Molecular Quantum Dynamics Lecture by R. Marquardt – Université de Strasbourg – 2019 – 180° 102 108.9° 118.6° 122.5° φ 1 θ 2 r

Mole

cula

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uantu

mD

ynam

ics

2019

Pro

f.R

.M

arq

uard

t95

beca

useei2(N

+1)nαN=ei2πn=1

for

alln

.T

here

fore

N∑ m=1

U2 m−1(x

n)=

N+1

2sin2(nαN)

(B.4

4)

and

c2 n=

2sin2(x

n)

N+1

(B.4

5)

One

then

obta

ins

Zmn=

sin(m

nαN)

2

N+1

(B.4

6)

whi

chpr

oves

Eq.

(B.2

6).