106
T T A S t a n d a r d 정보통신단체표준 제안일 : 2007 12 26 TTAS.KO-10.0255 정보시스템 장애관리 지침 (Guideline for Incident Management of Information System)

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  • T T

    A S

    t a n

    d a

    r d

    : 2007 12 26

    TTAS.KO-10.0255

    (Guideline for Incident Management

    of Information System)

  • : 2007 12 26

    TTAS.KO-10.0255

    (Guideline for Incident Management

    of Information System)

    TTA ,

    .

    Copyright Telecommunications Technology Associations(2007). All Rights Reserved.

  • TTAS.KO-10.0255- iii -

    1.

    , ,

    .

    ,

    .

    2.

    , .

    ,

    .

    .

    3.

    ,

    .

    4. ( )

    4.1 ( )

    4.2

    5. ( )

    5.1 ( )

  • TTAS.KO-10.0255- iv -

    5.2 ( )

    6.

    2007 11

    7.

    7.1

    7.2 ( )

    8.

    1 2007 12

  • TTAS.KO-10.0255- v -

    Preface

    1. The Purpose of Standard

    This guideline provided technical and manageable issues for incident

    management, and explained procedure and methodology for incident

    management of information systems. As providing forms and examples for

    incident management, system operator can understand incident and problem

    management more easily.

    2. The summary of contents

    When someone operate information system. it always occurs incident and

    problem. this guideline defines concept of incident and problem. and each

    situation, it explains method and process for resolution. also this guideline

    explains emergency planning and execution of incident and problem.

    3. Applicable fields of industry and its effect

    Information system operator can use this guideline, and they use this to

    establish incident and problem management process and procedure.

    4. Reference Standards(Recommendations)

    4.1 International Standards(Recommendations)

    None

    4.2 Domestic Standards

    None

    5. Relationship to Reference Standards(Recommendations)

    5.1 The relationship of Reference Standards(recommendations)

    N/A

  • TTAS.KO-10.0255- vi -

    5.2 Differences between Reference Standard(recommendation) and this

    standard

    N/A

    6. The Statement of Intellectual Property Rights

    N/A

    7. The Statement of Conformance Testing and Certification

    N/A

    8. The History of Standard

    Edition Issued date Contents

    The 1st edition Dec. 2007 Established

  • TTAS.KO-10.0255- iii -

    1. 1

    2. 2

    3. 3

    3.1 3

    3.2 17

    3.3 19

    4. 29

    4.1 29

    4.2 34

    5. 36

    5.1 38

    5.2 45

    6. 52

    6.1 53

    6.2 56

    7. 60

    7.1 60

    7.2 66

    . 69

    . 77

    . 80

    . 88

  • TTAS.KO-10.0255- iv -

    Contents

    1. Introduction 1

    2. Constitution and Scope 2

    3. Incident of Information System 3

    3.1 Overview 3

    3.2 Definition 17

    3.3 Cause and Type of Incident 19

    4. Incident Management System 29

    4.1 Organization System 29

    4.2 Incident Management Process 34

    5. Incident Management Sub-process 36

    5.1 Incident Management Sub-process 38

    5.2 Problem Management Sub-process 45

    6. Contingency Plan for Incident Management 52

    6.1 Organization 53

    6.2 Process 56

    7. Trial Training and Organization Learning 60

    7.1 Trial Training 60

    7.2 Organization Learning 66

    Appendix . Guideline for Incident Management Training 69

    Appendix . Incident Management Process for System Resource 77

    Appendix . Scenario for Incident Management 80

    Appendix . Incident Management Forms 88

  • TTAS.KO-10.0255- 1 -

    1 .

    ,

    . ,

    , , .

    ,

    .

    ,

    .

    .

    ,

    ,

    .

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    . ,

    .

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    .

    , ,

    .

    ,

    .

    .

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    .

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  • TTAS.KO-10.0255- 2 -

    2.

    . 3

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    .

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    4 ,

    , .

    5 4

    , , ,

    .

    .

    6 .

    , ,

    .

    7

    .

    .

    .

  • TTAS.KO-10.0255- 3 -

    3.

    3.1

    3.1.1

    ,

    , ,

    . ( )

    ,

    , ( , )

    , , .

    3.1.2

    ,

    , . (risk

    management) ,

    ( , , ) .

    ,

    .

    (Business Risk):

    (Business Risk):

    (Operational Risk) :

    (Operational Risk) :

    Strategy Risk)Strategy Risk)

    (:

    (:

    (Business Risk):

    (Business Risk):

    (Business Risk):

    (Business Risk):

    (Operational Risk) :

    (Operational Risk) :

    (Operational Risk) :

    (Operational Risk) :

    Strategy Risk)Strategy Risk)

    (:

    (:

    Strategy Risk)Strategy Risk)

    (:

    (:

    (:

    (:

    ( 3-1)

  • TTAS.KO-10.0255- 4 -

    (BCM: Business Continuity Management) (BCP:

    Business Contingency Planning) ,

    ,

    .

    .

    ,

    . (crisis

    management) (rrevention), (preparedness), (emergency

    response), (disaster recovery), (business recovery), (business

    resumption) . , ,

    , , ,

    .

    ,

    .

    (ITSM : Information

    Technology Service Management)

    .

    ,

    , (SLA: Service Level

    Agreement) .

    , .

    , ,

    ,

    , ITIL(IT

    Infrastructure Library) eSCM(e-Sourcing Capability Model) .

    MNM(Munich Network Management) , TINA

    (Telecommunication Information Networking Architecture) ,

    TOM(Telecom Operations Map), CIM(Common Information Model) .

    1989 ITIL

    (service support), (service delivery)

    (best practice processes and procedures)

    . 1991

  • TTAS.KO-10.0255- 5 -

    (ITSMF: IT Service Management Forum) ,

    ITSMF BSI(the British Standards Institution)

    . 2000 BS 15000 , 2002

    .

    eSCM (maturity)

    5 - (1) 1: , (2) 2:

    , (3) 3: , (4) 4:

    , (5) 5: , - . ITIL eSCM

    < 3-1> .

    ITIL eSCM

    (sourcing) , ,

    ,

    ,

    BS 15000-1: 2002 , PD 0015

    BS 15000-1: 2002

    2 - 5

    Carnegie Mellon Univ.

    < 3-1> ITIL eSCM

    ITIL , eSCM

    .

    ITIL ,

    eSCM . ITIL BS

    15000 , eSCM

  • TTAS.KO-10.0255- 6 -

    . ITIL eSCM

    ( 3-2) .

    eSCM

    ITIL

    eSCM

    ITIL

    ( 3-2) ITIL eSCM

    BS 15000

    (British Standard) , 2004 ISO

    . BS 15000

    . ,

    BS 15000

    . BS 15000

    ,

    , ,

    .

  • TTAS.KO-10.0255- 7 -

    3.1.3

    ( ),

    , , .

    , ,

    . (security

    risk) , (1)

    (confidentiality), (2)

    (integrity), (3) (availability)

    . (SM: Security Management) , ,

    .

    , ,

    , , .

    , ,

    , , ,

    , , ,

    .

    ,

    .

    , ,

    .

    (downtime) .

    1,000,000 . ,

    30%, 26%, 23%, 16%,

    4%, 1% .

    , ,

    .

    ISO ISO 13335 MICTS(Management of

    Information and Communication Technology Security) ISO 17799 .

    ISO 13335 , Part 1

    Part 2 . Part 1

    (1) , (2)

  • TTAS.KO-10.0255- 8 -

    , (3) , (4) ,

    (5) . (1)

    , (2) , (3)

    , (4) .

    ,

    , , (1)

    (baseline approach), (2) (informal approach), (3)

    (detailed risk analysis), (4) (combined approach)

    .

    Part 2 , (1) ,

    (2) , (3) , (4)

    .

    , ISO 13335 ITIL < 3-2> .

    ISO 13335 ITIL

    , ,

    (security risk) (incident)

    , ,

    ,

    1)

    2) ( , , )

    3) ( )

    4) ( )

    1)

    2)

    3)

    4)

    ( ) ( )

    < 3-2> ISO 13335 ITIL

    ISO 17799 BS 7799 Part 1

    2000 ISO ,

    11 127

    . ISO 17799 ISO 13335

    . ISO 17799

    , (ISMS) 2008

    . ISO 17799 (ISMS) (1) (ISMS) ,

  • TTAS.KO-10.0255- 9 -

    (2) , (3) , (4) , 4

    PDCA(Plan, Do, Check, Act) .

    (ISMS) (1) , (2) , (3) ,

    (4) , (5) 5 . ISO SC 27

    ISO 17799 ISO 13335 , ,

    (ISMS), , 4

    .

    3.1.4 (BS 15000)

    o BS 15000

    -

    -

    -

    o BS 15000

    BS 15000 2000 ,

    .

    - BS 15000-1 : 2002 Part 1 :

    .

    .

    - BS 15000-2 : 2003 Part 2 :

    Part1 (Best

    Practices) .

    o (service delivery processes)

    , , ,

    ,

    , ,

    .

    - (ITSLM : IT Service Level Management)

    - (financial management) :

    - (capacity management)

    - (IT service continuity management)

    - (availability management)

    - (information security management)

  • TTAS.KO-10.0255- 10 -

    o (relationship processes)

    , ,

    (supplier) 3

    .

    - (business relationship management)

    - (supplier management)

    o (Resolution Processes)

    , ,

    .

    - (incident management)

    - (problem management)

    (resolution processes) ,

    (incident management) (problem management) .

    (business)

    .

    , , , , ,

    . (problem management)

    ,

    . ,

    , , , , , ,

    ,

    .

    o (control processes)

    ,

    , ,

    .

    - (change management)

    - (configuration management)

  • TTAS.KO-10.0255- 11 -

    o (release processes)

    , .

    ,

    ,

    .

    , ,

    ,

    . ITIL

    BS 15000 (

    3-3) .

    -

    /

    ( 3-3) (ITSM Reference Model)

  • TTAS.KO-10.0255- 12 -

    3.1.5

    , ( )

    .

    .

    , (

    ) .

    . .

    .

    .

    . ( )

    .

    , ,

    , , .

    ,

    , , , , .

    ,

    .

    ,

    . ,

    . ,

    .

    .

    .

  • TTAS.KO-10.0255- 13 -

    3.1.6

    o (incident)

    ( )

    .

    o (problem)

    (Root Cause)

    .

    o (known-error)

    .

    ,

    .

    ,

    .

    .

    .

    .

    /

    ( )

    /

    /

    ( )

    /

    ( 3-4) , ,

  • TTAS.KO-10.0255- 14 -

    3.1.7

    , , ,

    .

    .

    o

    (OS) , , ,

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    , , ( , , , ,

    ), , , (

    ) .

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    , ,

    .

    o

    ,

    , .

    o

    , , ,

    , , ,

    .

  • TTAS.KO-10.0255- 15 -

    3.1.8

    , ,

    ( 24 )

    . ( 24 ) .

    ( , , ,

    ) ( , , )

    .

    , ,

    . ( )

    ( )

    .

    ,

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    ,

    (recovery) .

    .

    (RTO: Recovery Time Objective)

    .

    (RPO: Recovery Point Objective)

    (

    ) .

    . ,

    . ,

  • TTAS.KO-10.0255- 16 -

    , .

    , ,

    , ,

    ,

    3 HOT

    .

    , , CD , (SWIFT), ,

    ,

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    .

    3

    , 3 ,

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    24

    ,

    < 3-3>

  • TTAS.KO-10.0255- 17 -

    3.2

    o (RPO: Recovery Point Objective)

    ( )

    o (RTO: Recovery Time Objective)

    o (problem)

    (Root Cause)

    o (service desk)

    .

    o (Service Level Agreement)

    o (known error)

    o (BCM : Business Continuity Management)

    ,

    ,

    o (escalation)

    1, 2

    , ,

  • TTAS.KO-10.0255- 18 -

    o (risk management)

    , ,

    ( , , )

    o (incident)

    ,

    ( )

    , , ( ,

    ) , ,

    o

    , ,

  • TTAS.KO-10.0255- 19 -

    3.3

    3.3.1

    , ,

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    (UPS)

    , , (

    , , ,

    , ),

    < 3-4>

  • TTAS.KO-10.0255- 20 -

    .

    - (incident)

    - (problem)

    - (known error)

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    .

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    - : , / , ,

  • TTAS.KO-10.0255- 21 -

    , , ( )

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    - : , ( )

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    ,

  • TTAS.KO-10.0255- 22 -

    3.3.2

    3.3.2.1

    ITIL .

    (1) , (2) , (3) 1

    , (4) , (5) 2 , (6) , (7) , (8)

    8 . 1 2

    . ITIL

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    (urgency) .

    = = x

    = x

    = x = x

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    (BIA: Business Impact

    Analysis) (RTO) .

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    .

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  • TTAS.KO-10.0255- 23 -

    , (type)

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  • TTAS.KO-10.0255- 24 -

    -

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  • TTAS.KO-10.0255- 25 -

    .

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    .

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    .

  • TTAS.KO-10.0255- 26 -

    5

    .

    42 3

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    - : .

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    30 .

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    ( 1, 2) ( 2, 1)

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  • TTAS.KO-10.0255- 27 -

    . 1

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  • TTAS.KO-10.0255- 28 -

    .

    - : ,

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    PC

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    ( 3, 3) ,

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    1

    10

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    20

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    < 3-5> 5

  • TTAS.KO-10.0255- 29 -

    4.

    .

    , .

    4.1

    .

    .

    ( )

    ( )

    ( )

    A

    B

    A

    B

    A

    B

    A

    ( )

    ( )

    ( )

    A

    B

    A

    B

    A

    B

    A

    ( 4-1)

    ( 4-1) .

    ,

    .

    .

    .

    5

  • TTAS.KO-10.0255- 30 -

    .

    (service desk)

    .

    .

    (SPOC : Single Point of Contact) .

    1

    .

    1

    . 2

    .

    , , , ,

    .

    . (incident manager)

    o

    - 1 .

    .

    -

    .

    .

    - 1 .

    -

    , ,

    .

    o

    - .

    - .

  • TTAS.KO-10.0255- 31 -

    - , ,

    .

    -

    .

    - .

    -

    .

    - .

    . (problem manager)

    o

    -

    .

    - , ,

    .

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    .

    - .

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    .

    o

    - .

    - .

    - .

    - ,

    .

    - .

    - .

    . (service desk agent)

    o

    - .

    - ,

    .

  • TTAS.KO-10.0255- 32 -

    - .

    - .

    o

    - .

    - .

    - .

    - 1

    .

    - , .

    - .

    - .

    . (problem analyst)

    o

    - .

    -

    .

    - .

    - .

    o

    - .

    - .

    - .

    - .

    - .

    -

    .

    . / (system/service provider)

    o

    - / , ,

    . ,

    .

    - / /

  • TTAS.KO-10.0255- 33 -

    .

    o

    - .

    - .

    - .

    - , .

    - .

    - .

    - .

    -

    .

    - .

    .

    .

    . 2

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    o

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    - .

    - .

    - ( , ,

  • TTAS.KO-10.0255- 34 -

    , , ).

    - , .

    - , .

    - .

    4.2

    8 .

    / 1

    2

    2

    .

    , 7

    .

    ( 4-2) . ,

    .

    (Incident)

    (Problem)

    /

    1

    2

    ( 4-2)

  • TTAS.KO-10.0255- 35 -

    1. /

    /

    /?

    1

    ?

    2.

    3. 1

    (DB, )

    4.

    5. 2 6. 7.

    2

    ?

    no

    no

    8.

    (call back)

    yes

    yes

    ( 4-3)

    1.

    ()

    /,

    (

    )

    2.

    3.

    4.

    5.

    6.

    7.

    ()

    (DB, )

    ( 4-4)

  • TTAS.KO-10.0255- 36 -

    5.

    4 . 5

    . IDEF (Integrated

    Computer-Aided Manufacturing (ICAM) DEFinition )

    ,

    .

    IDEF ,

    . IDEF

    ( 5-1) .

    (Call Arrow) (Mechanism)

    (Input) (Output)

    (Control)

    (Function)

    ( 5-1) IDEF

    (function)

    , , ,

    , ,

    .

    (inputs)

    ,

    .

    (outputs)

  • TTAS.KO-10.0255- 37 -

    .

    (controls)

    ,

    ,

    .

    (mechanisms)

    ,

    .

    (call arrow)

    .

    ( repository) .

  • TTAS.KO-10.0255- 38 -

    5.1

    5.1.1 /

    , ,

    .

    .

    .

    ( DB)

    /

    ( 5-2) /

    .

    -

    .

    - :

    - :

    - :

    5.1.2

    . , , ,

    .

    ,

    .

  • TTAS.KO-10.0255- 39 -

    .

    ( DB)

    (*)

    (*)

    1

    1

    ( 5-3)

    (*) :

    .

    -

    -

    .

    - :

    - :

    5.1.3 1

    .

    ,

    .

    .

    , 2

    ( , ) .

  • TTAS.KO-10.0255- 40 -

    ( DB)

    1

    1

    1

    ( 5-4) 1

    .

    -

    - 1

    -

    .

    - :

    - : 1

    5.1.4

    1 ,

    .

    .

    2 .

  • TTAS.KO-10.0255- 41 -

    ( DB)

    ( )

    2

    2

    ( 5-5)

    .

    - 2

    - 2

    .

    - : 1 2

    5.1.5 2

    2 , , ,

    .

    .

    ( DB)

    2

    2

    2

    ( 5-6) 2

  • TTAS.KO-10.0255- 42 -

    .

    -

    -

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  • TTAS.KO-10.0255- 75 -

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  • TTAS.KO-10.0255- 92 -

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  • TTAS.KO-- 96 -

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  • TTAS.KO-- 97 -

    : TTAS.KO-10.0255

    .

    (Tel, E-mail)

    TTA

    TTA

    02-2131-0446

    [email protected]

    IT 02-2131-0446

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    031-724-0080

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    031-724-0326

    [email protected]

  • (Guideline for Incident Management

    of Information System)

    :

    :

    463-824, 267-2

    Tel : 031-724-0114, Fax : 031-724-0019

    : 2007. 12