ONG TY Co PHAN C MOAT Mr& BEN TRE - HNX

THONG TIN TOM TAT Vt TO ClitYC DANG KY GIAO DICH

ONG TY Co PHAN C MOAT Mr& BEN TRE

Gay cluing nha'n dling kf, kinh doanh so 1300107725 do SO. Ke hoach va Dciu to tinh Ben Tre cap lin ddu ngity 14/12/2006 va May deii lin thzi 4 ngay 01/12/2015

Dia chi: So 103, Nguyin Hue, Phuying 1, thanh pho Ben Tre, tinh Ben Tre.

Dien thogi: (075) 3825727 Fax: (075) 3827781

Phu trach cling b6 thong tin: H9 ten: BA NguyIn Thi Digm Phugng Chirc v9: T6ng Giam d6c

Dien thoai: (075) 3825727 Fax: (075) 3827781

Ben Tre, Thing 04/2016

L1' rF

T6m tat thong tin: CTCP CAP THOAT NUOC BEN THE

MUC LUC

I. T1NH H1NH VA DAC DIEM CUA CONG TY 1304tI CHUNG 1

1. Tam tit qua trinh hinh thanh va phat tri'en 1

2. Ca cAu to chirc ding ty 3

3. Ca cAu b6 may quan ly cua C6ng ty 5

4. Danh sach ce, dong 5

5. Danh sach cong ty me va cong ty con. 10

6. Hoat Ong kinh doanh 11

7. Bao cao ket qua hoat d6ng san xuAt kinh doanh trong 2 nam gAn nhAt 12

8. Bao cao ket qua hoat dOng san xuAt kinh doanh trong 2 nam gAn nhAt 14

9. Chinh sach d6i nguai lao dOng 15

10. Chinh sach co tut 16

11. Tinh hinh tai chinh 16

12. Tai san 18

13. Ke hoach lgi nhuin va c6 tirc nam tiep theo 19

14. Chien lugc, dinh huang phat trien san xuAt kinh doanh 21

15. Thong tin ve nhung cam ket nhung chua thirc hien cua cong ty dai chung 23

16. Cac thong tin, cac tranh chip kien bring lien quan tad cong ty 23

II. QUAN TRI CONG TY 23

1. Ca cAu va thanh phAn cua H6i d6ng quan tri 23

2. Ca cAu va thanh phAn ctia Ban kiem soat 30

3. Ca cAu va thanh phAn dm Ban giam d6c 34

4. Ke hoach tang cuemg quan tri cong ty 34

C . 4p p

Tom tat thong tin: CTCP CAP THOAT NUOC BEN TRE

I. TiNH H1NH VA DAC DIEM CUA CONG TY D/NI CHUNG

1. Tom tit qua trinh hinh thanh va phat trien

1.1 Thong tin chung

• Ten tieng Viet: CONG TY CO PHAN CAP THOAT NUbC BEN TRE

• Ten giao dich qu6c te: BEN TRE WATER SUPPLY AND SEWERAGE JOINT

STOCK COMPANY

• Ten viet tat: Bewaco

• Dia chi: s6 103, dutmg Nguyen Hue, phutmg I, Thanh ph6 Ben Tre, Tinh Ben Tre

• Dien thoai : 075. 3811533 — 075. 3825727 Fax : 075. 3827781

• Website: http://capnuocbentre.vn

Email : [email protected]

• Logo:

• Vo'n dieu le clang 14: 280.000.000.000 d6rig (Hai tram tam meal t)) clang)

• V6n dieu le thue g6p: 280.000.000.000 dtmg (Hai tram tam maxi ti'' clang)

• Gidy chimg nhdri clang 14 kinh doanh s6 1300107725 do So Ke hoach va Ddu to

tinh Ben Tre cap Ian ddu ngay 14/12/2006, va thay doi ran thin 4 ngay 01/12/2015.

• Ngay tra thanh ding ty dai chung: ngay 02/03/2016 Uy ban chimg khoan Nha

nuac ban hanh Cong van so 955/UBCK-GSDC ve viec chip thudn h6 SC/ clang ky dai

chung cda Cong ty c6 phdri Cdp thoat nuov Ben Tre.

• Nguoi dai dien theo phap ludt: Ong Pham Chi Vu — Chirc Chu tich H6i d6ng

quan

• Nganh nghe kinh doanh chinh:

- Khai thac, xirb", va cung cap nuac sach;

- Thodt nu& va xir ly mare thai;

Thi c6ng xdy ldp chuyen nganh cap thoat mrac;

Kay dtmg ding trinh ky thudt clan dking khac;

Hoat dOng kien trite va to van ky thudt co lien quan.

BAOVIET Securities Trang I

CMUNC 104oAN ado AT

Toni nit thong tin: CTCP CAP THOAT NU6C BEN THE

1.2 Gioi thifu ve chang khocin dang kf, giao djcli

• Loai chirng khoan: co phieu pha thong

• Menh gia: 10.000 dang/ca phan

• Ma chirng khoan: NBT

• Tang so ltrong chirng khoan DKGD: 28.000.000 c6 phieu

• So Itrong chimg khoan bi han the chuyen nhtrong theo quy dinh cua phap luat hoac cua TCDKGD: 4.474.600 ca phieu (chiem 15,98% CK clang ky giao dich). Trong do bao

gam:

— Phan ca phieu chao ban cho Co d8ng chitin ltrot bi han the chuyen nhuong theo quy dinh tai Nghi dinh 59/2011/ND-CP ngay 18/07/2011:

Ten co dong SO GiAy CNDKKD

SO CP hart the chuyen nhuvng

Thiri gian han the chuyen nhuvng

Cong ty TNHH Hoan Cat' 0301448451 4.200.000 1/12/2015 — 1/12/2020

— Phan ca phieu CBCNV dang ky mua them bi han the chuyen nhtrong trong suat qua trinh cam ket lam viec theo quy dinh tai Nghi dinh 59/2011/ND-CP ngay 18/07/2011. Tang so ltrong co phieu bi han the chuyen nhuong trong phan nay la 274.600 ca phieu. Then gian han the chuyen nhuong tit)/ theo cam k6t cua tong CBCNV.

• Giai han tS, le nam giU daft vai ngtreyi ntrac ngoai:

TS, le nam gift* cua ngtrari ntrac ngoai tuan thu theo quy dinh tai Nghi dinh

60/2015/ND-CP ngay 26/06/2015 cua Chinh phu ve sira d6i, b6 sung mit so dieu cua

Nghi dinh 58/2012/ND-CP ngay 20/7/2012 dm Chinh phir quy dinh chi fiat va Inning dan

thi hanh mit so dieu cua Luat chirng khoan va Luat sira d6i, ba sung mit so dieu cua Luat

chimg khoan. Thong ttr 123/2015/TT-BTC ngay 19/8/2015 dm BO tai chinh ve htrang

dan hoat dOng &au ttr ntrac ngoai teen thi trutmg chimg khoan Viet Nam.

Tai then diem chat danh sach co dong ngay 15/03/2016 C8ng ty co 0 nha (tau ttr ntrat

ngoai sor hal co phan Cong ty (chiem 0% CK dang ky giao dich)

1.3 Tom tat (Ind trinh hint: thanh va phat trim

Nam 1968 nham mac dich phnc vu cho sinh hoat cua cac ding sa, khu quan str, gia dinh si quan, ding chirc the (10 cu, nganh cap mac a Ben Tre ra den yen co so, vat chat dau tien la NMN Scm Dong co ding suat thiet ke la 3600m3/ngay dem, 14 ngu6n nu& mat tir kenh Thanh Binh thuOc xa Son Dong de xir ly va cap ve trung tam Tinh ly. Sau giai plOng 30/4/1975 Nha ntrac tiep quan, lay ten goi la Ty Cap they tip tkic khai thac va sir dung NMN Son Dong. Qua trinh hog ding va phat trien don vi da nhieu lan thay doi ten goi nhu Xi nghi'ep Cap mitre; Xi nghiep cap thoat ntrOc,

BAOVET (2) Securities CHUNCi Knorr aAo VEr

Trang 2

Torn dr thong tin: CTCP CAP THOAT Nlitk BEN THE

Ngay 02/12/1992 Uy ban nhan dan tinh Ben Tre ban hanh quy& dinh s6 991/QD-

UB v'e viec thanh 15p doanh nghiep nha nuac vai ten goi Cong ty CAp thoat nuac Ben Tre true thuOc Sa Xfiy dung Ben Tre. Nganh nghe kinh doanh chit yeu la: San xuAt, phan phinuac; thoat nuac bAn; thi cong lap dat mang lu n cAp thoat mac. Tru sa dat tai s6 103, Nguyen Hue, PhuOng 1, thi xa Ben Tre, tinh Ben Tre.

Tir cum xir 15, cong suAt 3600m3/ngay dem ban dAu, qua nhieu giai doan cai tao va

dAu tu x5y dung, hien Cong ty c6 04 nha may xir 15, nuac vai tong ding suAt thiet ke tren

50.000m3/ngay dem.

Ngay 01/06/2006 Uy ban nhan &An tinh Ben Tre ra guy& dinh s6 1353/QD-UBND ve viec phe duy'et phtrang an va chuyen C6ng ty CAp thoat nuac Ben Tre thanh Cong ty TNHH mOt thanh vien. Cong ty chinh thirc di vao hoat dOng theo mo hinh Cong ty TNHH mOt thanh vien 100% von nha mac k'e tir ngay 01/01/2007 cho den nay

Ngay 14/08/2015, Uy ban Nhan dan tinh Ben Tre nam 2015 ban hanh Quyet dinh s6 1580/QD-UBND cita ve viec phe duyet phucmg an c6 phAn h6a C8ng ty TNHH MTV

CAp thoat nuac Ben Tre

Ngay 24/09/2015, Cong ty da to chirc dAu gia ban c6 phAn lAn dAu ra cong chimg tai So Giao dich chimg khoan thanh ph6 H6 Chi Minh vai gia dAu thanh ding binh quart la 10.177 cl6ng/c6 phAn.

Ngay 01/12/2015, Cong ty TNHH MTV CAp thoat nuac Ben Tre (la chinh thirc chuOn thanh Cong ty CO phAn CAp thoat nuac Ben Tre theo GiAy chirng nh5n clang 14 kinh doanh s6 1300107725 do SO Ke hoach va DAu tu tinh Ban Tre cAp thay d6i lAn 4, vai von dieu le la 280.000.000.000 d6ng. Tinh den thei diem hien tai Cong ty chua thuc hien tang von dieu le.

Ccic thank tic!: cigt duvc

Duqc thanh 15p tir nam 1992, nhang ngay dAu mai di vao hoat dOng, Cong ty con nhieu kh6 khan, nhung cac the he lanh dao ding ty ding vai tap the cong nhan vier' chirc - lao dOng cong ty da tich cue, chu Ong dieu hanh san xuAt kinh doanh, khai thac c6 hieu qua may m6c, thiet bi, 136 tri, sir dung phuong tien va lao dOng hop 15,, dAu tu lien tuc cho ph& hien san xuAt kinh doanh dimg huang, dong then dugc su ho try, giiip dO cua lanh ciao va cac ban nganh cita thanh ph6, cua tinh va cita cac dia phucmg, dcm vi. Cong ty da dat duac mOt so thanh tich nhtr:

• Hufin chucmg Lao dOng hang Ba cua chit tich nuac tang thuang (nam 2007);

• Hub chtrang Lao dOng hang Nhi do Chit tich mac tang thuang (nam 2012);

• Va nh5n duce nhieu Bang khen cita cac BO, nganh Trung cong; cua HQi CAp thoat nuac Viet Nam

2. Ca cAu to chirc cong ty

Cong ty c6 phAn CAp thoat nuac Ben Tre hoat dOng theo m8 hinh to chirc nhtr sau:

C(3tic COP.4 Ttioir

3EN T

BAOVIET (3 Securities Trang 3

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Tom nit thong tin: CTCP CAP THOAT Nuerc BEN THE

3. Ca cAu b(i may quart 15, cua Cong ty

Cong ty c6 phAn CAp thoat ntrac Ben Tre hoat deng theo Luat Doanh nghiep va Dieu le Cong ty da dugc Dai hei d6ng c6 (long thong qua. Can dr cac quy dinh cua Luat doanh nghiep va Dieu le C6ng ty, HOi d6ng quan tri, Ban kiem soat va Ban Giam d6c se quan tri, giam sat va

dieu hanh doanh nghiep.

DiZn giai :

+ Ban Quin tri

• Azi hOi cfeng Co dong

Dai hei ang Co &mg la ca quan c6 tham quyen cao nhAt cua Cong ty, bao g6m tAt ca

cac c6 (long c6 quyen 116 phieu hoac ngtrO.i dtrgc c6 dong fly quyen. Dai h6i d6ng c6 (King c6

nhiem vu:

— Thong qua sira d6ibi3 sung dieu le.

— Thong qua ke hoach phat trien cua Cong ty, thong qua de bao cao tai chinh hang nam, bao cao cua HDQT, cua BKS va cua cac kiem toan vien.

— Quyet dinh s6 lacing thanh vien Wei d6ng quan tri.

— BAu, bai nhiem, mien nhiem thanh vien HDQT, BKS va phe chuAn viec HDQT b6

nhiem Giam d6c dieu hanh.

— Cac nhiem vu khac dugc quy dinh tai Dieu le cong ty.

• HOi rong quan tri

Hoat deng kinh doanh va cac cong viec cua COng ty phai chiu su quan ly hoac chi dao thuc hien dm HDQT. S6 lugng thanh vien HDQT g6m 5 thanh vien vOi nhiem IcSt 05 nam. HDQT la ea quan co dAy du quyen han de thuc hien tAt ca cac quyen nhan danh Cong ty, trir

niang thAm quyen thuc ve DHDCD:

— Quyet dinh ca cAu to chirc be may ciia ding ty.

— Quyet dinh chin lugc &Au tu, phat trien cua cong ty ten ca sa cac muc dich chien loge do DHDCD thong qua.

— B6 nhiem, mien nhiem, each chirc, giam sat hoat dong ctia Ban giant d6c va cac can be quan ly cong ty.

— Kien nghi sira d6i b6 sung dieu le, bao cao tinh hinh kinh doanh hang nam, bao cao tai chinh, guy& toan nam, phuang an phan phi va sir dung lgi nhuan, phucmg huo-ng phat trien, ke hoach Oat trien san xuAt kinh doanh va ngan sach hang nam cua cong ty trinh DHDCD.

— Trieu tap, chi dap chuAn bi nei dung va chuang trinh cho cac cuec hop DHDCD.

— De xuAt viec tai ca cAu lai hoac giai the cong ty.

— Cac nhiem vu khac theo quy dinh tai Dieu le cong ty.

BAOVIET la Securities Trang 5

CHUNG KHOAN BAO vet

Tom tat titOng tin: CTCP CAP THOAT NUOC BEN THE

• Ban kilm sodt

Ban kiem soat do DHDCD bau ra g6m 03 thanh vien v6i nhiem k9 03 nam thay mat c6 dong de kiem soat moi hoat Ong quan tri va dieu hanh san xuAt kinh doanh cua Cong ty. Ban kiem soat chiu trach nhiem Mr& DHDCD va phap luat ye nhang ding viec thuc hien theo guy& va nghia vu cua BKS nhu:

— Kiem tra s6 sach ice toan va cac bac) cao tai chinh cua cong ty, kiem tra tinh hgp 19 va hop phip cua cac hoat dOng san xuAt kinh doanh va tai chinh cong ty, kiem tra viec thuc hien cac nghi quy6t, quyet dinh cua HDQT.

— Trinh DHDCD bao cao thim tra cac bao cao tai chinh cua cong ty, dong thin c6 quyen trinh bay 9 kien dOc lap cua minh ve ket qua thAm tra cac van de lien quan tai hoat dung kinh doanh, hoat dOng cua HDQT va Ban giam &Sc.

— Yeu au HDQT trieu tap DHDCD bAt throng trong tremg hgp xet thAy an thik.

— Cac nhiem vu khac theo quy dinh tai Dieu le cong ty.

• Tiing Gitint ilk

Tang Giam d6c do MN d6ng quan tri b6 nhiem la ngtrai dieu hanh hoat dOng cua Cong ty va chin trach nhiem truac HUi ding Quin tri ve viec thuc hien cac quyen va nhiem vu dugc giao. Giup viec cho T6ng Giam doc la cac Pho Ring Giam d6c do HOi (Ring quan tri b6 nhiem va mien nhiem.

• Pho Tiag Gitim djc

PM Ring Giam d6c la nguoi giup cho Ring Giam d6c dieu hanh Cong ty theo phan cong va u9 quy'n cUa Timg Giam d6c, chiu trach nhiem trtrac T6ng Giam d6c ve cac nhiem vu dtrot phan cong va giao quyen. Cong ty hien Co 2 Ph6 Tling Giam d6c.

■■:* CAc phong ban chirc niing:

chtiv quail I:

• Pheng To char Minh chinh:

— Tham muu giftp Ban T6ng giam d6c to chirc b6 may quan 19 san xuAt kinh doanh phit hgp, CO hieu qua; cling tac t6 chirc can b6 va dao tao b6i duong phat trien nguOn nhan luc; dog tac lao dOng tien lucmg, cong tac bao h6 lao dOng, an toan ve sinh lao &Ong cho nguoi lao dOng; cong tic thanh tra, phap che;

— Tham muu gift') Ban Ring giam d6c chi dao, quan 19 cong tac van thu, luu tit h6 soy tai lieu; dog tac thi dua khen thuong, k9 luat; ding tae hanh chinh quan tri, le tan phuc vu; cong tac bao ve va an ninh tat to toan cong ty. Quin ly va theo del tai san (cong cu, dung cu phuc vu lam viec) thuc quyen quan 19 dm phong.

• Pheng Ke loan Titi chink:

— Tham muu giup Ping Giam d6c trong cong tac quan 19 tai chinh va hach toan ke toan cu the:

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Tom nit thong tin: CTCP CAP THOAT NUOC BEN THE

— Ki'em tra chimg tir thu chi tai chinh;

— Cong tac ke toan tang hqp; ice toan quan tri va ke toan chi tiet;

— Mem tra viec quan Vr, sir dung tai san va nguan With thanh tai san;

— Bao cao day du chinh xac ket qua hoat Ong kinh doanh;

— PhOi hqp voi ca quan kiem toan dOc lap thrc hien viec kiem toan bao cao tai chinh hang nom de phvc vi cho Hai hOi clang ca (tong thuong nien. Phai hqp vOi Ban kiem soot trong viec cung cap so lieu so sach ke toan va cac bao cao tai chinh cua Cong ty;

— Phai hqp voi phong To chirc Hanh chinh tong hqp thvc hien day di' cac the dO ve lao Ong, tien lucmg, BHXH va cac khoan khac cho vien chirc quan 15, va ngtrai lao Ong trong ding ty;

— Cung cap thong tin, so lieu ke toan theo quy dinh ciza phap luat, bao mat s6 lieu ke toan tai chinh theo quy dinh dm Dieu le Cong ty.

• Pheng Ke hogch fling Ho:

— Tham muu giiip Ban Tang giam dac xay ding ke hoach, dinh huang phat trien SXKD dai han (5 nom, 10 nom) va hang nom cua Cong ty;

— Phai hqp xay ding ke hoach san xuat kinh doanh cu the 6 tirng link Arc nhu: Khai thac va cung cap nu6c sach, dau tu phat trien he thing dung 6ng phap phai ntrac va mang luai 6ng nhanh cho tong khu vvc; thoat nu& ban; mua sam vat tu, tai san;

— Cung img vat to phvc vu cho san xuat va thi cong; quan 15r kho vat tu, xe may;

— Theo dOi, tong hqp va danh gia ket qua SXKD hang thong, hang quy, 06 thong, nom bang van ban trinh Tang giam dac; gill') Ban giam dac thvc hien ding tac bao cao thong ke (filth ky theo quy dinh va cac bao cao dQt xuat khi co yeu cau.

• Phang K9 thu(tt:

Tham muu giup viec cho ban Tang giam dac trong nhimg linh vvc cong tac sau:

— Thoa thuan phuang an cap ntrac phvc vi cho cong tac dau tu phat trien cap mot dm Cong ty; cac thin tic ve nghiem thu, dau noi, ban giao cho Cong ty quan 1St.

— Cap nhat cac tai lieu, bao cao khoa hqc cong nghe mai, de xuat cac giai phap Wing cao chat lucyng ditch vi cap ntroc;

— Giam sat thi cong cac cong trinh do cong ty lam chit dau to hoac chit dau ter la khach hang cita Cong ty;

— Theo doi, giam sat viec thvc hien lien dO thi cong ding nhu chat luqng cong trinh; to chirc nghiem thu, lap khai luqng guy& toan cac cong trinh dau tu xay dtmg ca ban do Cong ty lam chez dau tu;

— Quan ly ky thuat, lap bao cao dinh kS/ ye cap nuac, moi tru&ng.. giri cac ca quan co lien quan theo quy (firth hien hanh;

BAOVET Securities Trang 7

CHUNG KHOAN BAO VET

T6m tnt thong tin: CTCP CAP THOAT NUOC BEN THE

— Giam sat, theo doi chat Luang nu& the, ntroc sau xir 15, va tren mang ltrai phan phi

de tir do c6 ke hoach xir 15, chat Luang mrac theo dung tieu chuan quy dinh;

— Tham muu cho Ban Ring giam d6c trong ding tac duy tu, bao due:mg, thay the, nang cap, lip dat mai he thong cap mac dam bao dung tieu chuan, chat luong quy dinh;

— Thuc hien cac tau tuc va quan 15, dAu tu cac ding trinh cai tao, sira chug, duy tu, bao

duOrng, nang cap cac ding trinh do cong ty efau to va quan 15,;

— Quan he lam viec vai cac chu dau tu, dan vi thi ding a thea thuan, hoan thien cac

hop deng to van, thiet ke, thi cong, giam sat cac ding trinh cap ntrac do cac nha dAu tu lam chi' dAu to khi duoc Tong giam dec Ay quyen.

• Phbng Kin/: doanh:

Tham muu giup viec cho ban T6ng giam dec trong nhang linh vtrc cong tac sau:

— Theo d'Oi tinh hinh Nen (king gia ca thi truemg cua cac loci vat tu, thiat bi nganh ntrac, su thay d6i cac the d6 tai chinh, tien ltrang, cac yau to dAu vao c6 lien quan den hoat d'Ong kinh doanh, phi hap ding phong ice toan tai chinh trong xay dung phuong

an gia ntrac;

— Thu?mg xuyen cap nhat, nghien ciru cac Nghi dinh, Th6ng tu, huang dan cua Nha nuac de de xuat nhitng giai phap nang cao chat ltrang cung cap dich vu, phtic vu khach hang, dam bao hai hoa Lai ich cua khach hang va mang lai hieu qua cho ding ty;

— True tiep quail. 15, cong tac ghi chi se deng he va thu tien sir dung nu6c cua khach

hang tren dia ban thanh phe Ben Tre; quan 15, haa don va cong tac in Ma don tien ntrac cho toan Cong ty theo dung quy dinh, khong mat mat, han the in sai, sip xep !au tril dung quy dinh thuan tien cho viec kiem ke, doi chieu theo dinh kS,;

— Tiep nhan, huang can cho khach hang vo nu& mai, lip (tat 6ng nhanh; lap hop deng sir dung ntrac, thanh 15, hap &mg, sau do chuyen he so cho phOng Ke toan tai chinh de

lam cac btrac tiep theo;

— Quan 15, he so theo dOi khach hang, quan 15,, tong hop, bao cao cong tac chuan thu

tien nu& toan Cong ty;

— Phei hop von phOng Ke toan tai chinh thut hien cong tac d6i chi'eu xac dinh thuc thu, ten thu hang thong theo quy dinh;

— Hang than theo d6i, tong hop tinh hinh hoat d8ng kinh doanh nuerc sach toan cong ty, nhang thuan loi, kilo khan bao cao Ph6 tong giam dec phu trach va chuyen cho phOng ice hoach tong hop a thut hien cong tac bao cao thong ke;

• Phbng c/tong that thodt tutor:

Tham muu giup viec cho ban Tong giam dec trong nhiing link vtrc cong tac sau:

— Lap ban de nen va cap nhat kip then he th6ng mang ltrai cap ntrac cua toan Cong ty;

BAOVIET 42) Securities Trang 8

CHUNG KHOANI3A0

Tom hit thong tin: CTCP CAP THOAT NU& BEN THE

— Dieu tra, danh gia hien trang mang luai cAp nuac do ding ty quan ly, ba sung vao

mang nhung viec can thieu, cac thiet bi can thiet de phuc vu cho ding tac quan phan tach mang de phuc vu cho ding tac chang thAt thoat;

— Dieu tra, danh gia hien trang he thong Ong nhanh — clang ha cua khach hang; kiem tra viec ghi chi so dong ho; phoi hap thong ke thai gian dAu noi, thay the, sir dung dong ho de c6 ke hoach thay the phii hap, dam bao dung quy dinh;

— Lap ke hoach, phucmg an de ra cac bien phap quan 15, mang 1uai cAp mac, kien nghi, kiem tra, kiem soat viec khac phuc cac su ca ky thuat, ra ri tren mang luai cAp nuac tir

tram born cAp 2 den clang ha khach hang;

— Ph6i hap theo doi kiem tra viec sir dung mr6c cua khach hang, kien nghi va xir 15f kip thai cac twang hgp sir dung nuac bAt hgp phap cua khach hang;

— Klein tra, lap bien ban, chat chi so clang ha khach hang khi c6 yeu cau thanh 151 hap clang, ding ha mac sir dung qua thad gian quy dinh phai thay the, ding ha khong hoat dOng do sir ca ky thuat, do tac dOng khac tir ben ngoai...

— Kiem tra dong ha khach hang khi c6 chi so bien &Ong tang, giam bAt thuang c6 kha

nghi gay that thoat mrac;

— Tiep nhan va xir 15, thong tin phan anh cua khach hang c6 lien quan den viec sir dung nuac; chuyen thong tin den cac bO phan c6 lien quan cua Cong ty de kip thai xir 15, cac yeu cau cua khach hang theo quy dinh cua Cong ty;

— Phai hgp vai cac nganh chirc nang de xir 15, vi pham cua cac to chirc, ca nhan sir dung mac trai phdp, xam hai den he thong cAp nuac do ding ty quan ly theo dung quy

dinh hien hanh cua nha mac;

rd to char san xuat:

Hien nay hie lugng san xuAt cua Cong ty c6 9 don vi trirc thuOc, gam c6:

— Xi nghiep to van xay dung;

— Xi nghiep Xay lap;

— DOi quan ly mang va sira chita;

— Nha may nuac Hail Dinh;

— Nha may nuac San Wing;

— Nha may nuac An Hiep;

— Chi nhanh CAp mrac Ma Cay;

— Chi nhanh CAp nuac Chg. Lach;

— Chi nhanh C'Ap nuoc Ging Trom.

BA0V1ET Securities Trang 9

ado vi

Torn tat thong tin: CTCP CAP THOAT NU& BEN THE

4. Danh sach co dling nim gift• tir tren 5% von co phAn cua cong ty; Danh sach co &Ong sang 10 va ti le co phAn nam gift.; Co' cAu co dong (to chtk, ca nhan trong nuo•c, ngoai nu•&c va ti le Mini Oil)

4.1. Dank sad: co dong niim gift to 5% von tgi ngity 15/03/2016

Stt Ten CO &Mg Dia chi SO Itryng (co phin)

TS, le %

1 Uy ban nhan dan tinh Ben

Tre

Se 7 Caeh Mpg Thang 8,

P3, thanh phe Ben Tre

17.920.000 64,00%

2 Cong ty TNHH Hoan CAu TAng 9, Tea nha Nam A Bank 201-203, CM thang 8,

Phutrng 3, QuAn Tan Binh,

TP HCM

4.200.000 15,00%

3 Cong ty Co phAn CAp thoat

nuae Thily Anh

Se 129/2 Binh Quai,

Phixamg 2, QuAn Binh

Thanh, TP HCM

4.866.200 17,38%

'Ding 26.986.200 96,38%

4.2. Danh sach co dong sang 141) va ty re co plan nim gift. tai ngay 15/03/2016

Cong ty Co phAn CAp thoat nu& Ben Tre duct co phAn boa tir Cong ty TNHH MTV

CAp thoat nuao Ben Tre nen khong oó co dong sang lap.

4.3. Ca ell' co &mg — titbit diem ngay 15/03/2016

Stt CO dong SO luq•ng co (long SO lircmg co phAn s& him TS, le %

I Trong nuk 225 28.000.000 100%

1 T6 chti.c 4 26.996.200 96,41%

2 Ca nhan 221 1.003.800 3,59%

II Ngoii mrerc 0 0 0%

1 T6 chirc 0 0 0%

2 Ca. nhan 0 0 0%

TOng 225 28.000.000 100%

5. Danh sach nht-mg cong ty mg va cong ty con ctia cong ty dal chting, nhirng cong ty ma cong ty dai cluing dang nim giir quyen kiem soat hocco phAn chi phOi, nhirng cong ty nim quyen kiem sok hocco phAn chi phidOi volt cong ty dai chfing:

• Cong ty me: khong CO

BAOVIET (a Securities Trang 10

CHUNG *CAN SAO Ver

T6m tiit thong tin: CTCP CAP THOAT Ntior BEN THE

• Cong ty con: Khong co.

6. Hot Ong kinh doanh

6.1. nab hinh Boat &Ong kinh doanh ciaa tong ty:

Tren ca sa nganh nghe kinh doanh da clang 14/, Cong ty co phAn CAp thoat nuac Ben Tre hien dang cung cAp cac san phAm, dich vu chu yeu nhu sau:

• Khai that, xfr 15, va cung cAp nuac sach teen dia ban thanh phe Ben Tre, mot phAn cac huyen: Chau Thanh, Cho Lach, Ging Trom, MO Cay Nam, MO Cay Bac va cac

khu Cong nghiep cua tinh;

• Thi ding xay lap chuyen nganh cAp thoat mac;

• Nao vet, thong tat tang ranh.

6.2. Ca cau Doanh thu thuan va Lai nhulin gQp trong 2 Wm gan nhk:

• Ca cau Doanh thu thuan trong 2 mini gan nhat:

Dan vi tinh: trieu clang

Khofin muc Nam 2014 11 thing dau nam 2015

Gia tri TS, trong Gia tri TS, trong

Cung cap nuac sach 89.194 96,43% 91.022 95,49%

Thi ding tuyen cAp thoat nuac 3.162 3,42% 4.195 4,40%

Ban hang hoa khac 141 0,15% 105 0,11%

Doanh thu than 92.496 100% 95.322 100%

Nguan: BCTC kijm tocin 11 thing dau nam 2015

• Lai nhuem trong 2 nam gan nhat:

Dan vi tinh: trieu dang

Khofin muc Nam 2014 11 thing dau nam 2015

Gia tri %DTT Gia tri %DTT

Cung cAp nuac sach 65.652 70,98% 64.914 68,09%

Thi ding tuyen cAp thoat nuac 447 0,48% 415 0,44%

Ban hang h6a khac 4 0,00% 17 0,02%

lacri nhuOn Op 66.102 71,47% 65.346 68,55%

Nguan: BCTC kiln? toem 11 thing cid!' nam 2015

• Ca cau chi phi trong 2 nam gan that

Dan vi tinh: trieu clang

BAOVIET Securities Trang 11

CHUG 10 40AJV a4o vtr

Tom tilt thong tin: CTCP CAP THOAT NUOC BEN THE

Khoin !nue Nam 2014 11 thing 2015

Gia tri %DTT Gia tri %DTT

Gia von hang ban 26.394 28,53% 29.976 31,45%

Chi phi ban hang 28.792 30,09% 27.056 28,38%

Chi phi QLDN 7.672 8,29% 9.444 9,91%

Chi phi tai chinh 7.108 7,68% 5.175 5,43%

Tong cong 69.966 74,61% 71.651 75,17%

Nguan: BCTC ki"jin loan 11 /hang ciliu num 2015

7. Bao cao ket qua hoat dQng sin xuat kinh doanh trong 2 nam gin nhAt

7.1. WO/ so hru y ve so lieu tai chinh cua Cong ty

• Bdo cao tai chinh kiem toan 11 thing &Au nam 2015

— Ke lir ngay 01/12/2015, Ging ty chinh thirc chuyen mo hinh hoat Ong lir Cong ty

TNHH MTV thanh Cong ty c6 phAn theo GiAy chimg nhan Bang ky kinh doanh s6

1300107725 ngay 01/12/2015 do SO Ke hoach va DAu to tinh Ben Tre cap. Do d6

nharn muc dich tach bach r6 rang so lieu tai chinh cua Ong ty cho timg giai doan hoat

dOng, Cong ty da thuc hien kiem toan cho s6 lieu tai chinh lir ngay 01/01/2015 den

ngay 30/11/2015 — Giai clop Cong ty con hog &Ong duOi hinh thirc Cong ty TNHH

MTV. S6 lieu tai chinh trong thing 12 nam 2015 se ducic Cong ty tien hinh kiem toan

chung v6i s6 lieu tai chinh trong nam 2016. KS, Ice toan trong nam 2015 va 2016 dugc

Cong ty thut hien theo quy dinh tai Khoan 3 va 4 Dieu 13 Luat ke toan da &roc Qu6c

h6i nuac COng hoa xa- 116i ch6 nghia Viet Nam kh6a XI, IcS, hop thin 3 thong qua ngay

17/06/2003.

• So sanh thong tin tren Bao cao tai chinh kiem toan nam 2014 va Bao cao tai chinh

kiem toan 11 thing dAu nam 2015: S6 lieu (tau nam 2015 duoc trinh bay theo ket qua

xac dinh lai gia tri doanh nghiep theo Phucmg an c6 phAn boa va Thong to

200/2015/TT-BTC nen c6 su chenh Lech gift cac s6 lieu tai chinh thoi diem 31/12/2014 ten Bao cao tai chinh kiem toan nam 2014 va theri diem 01/01/2015 tren

Bao cao tai chinh kiem toan 11 thing dau nam 2015. Cac s6 lieu tai chinh cua nam

2014 tren Bang T6m tit thong tin nay se &roc trinh bay theo s6 lieu tren Bao cao tai

chinh kiem toan 11 thing dau nam 2015.

7.2. Tom tat not so chi lieu ve hogt diing sin xuat kinh doanh cua Cong ty trong 2

num gim nazi:

Dan vi tinh: trizt dang

Chi tieu Nam 2014 Nam 2015 (11 thing dAti nam)

% +1- nam 2015 so Wri nam 2014

Tong gia tri tai sin 411.820 582.747 41,51

V6n ch6 so hat' 269.952 280.000 3,72

BAOVIET 3 Securities Trang 12

CHUNG Kricki eao vt`r

Tom at thong tin: CTCP CAP THOAT NUOC BEN THE

Chi tieu Nim 2014 Nam 2015 (11 thing dau nam)

% +1- nam 2015 so yid nam 2014

Doanh thu thuan 92.496 95.322 3,06

Lqi nhuan tir hoat &Ong kinh doanh 23.707 24.241 2,3

Lqi nhuin khac -559 -139

Lqi nhuan tnrac thue 23.148 24.103 4,13

Lqi nhuan sau thue 18.107 18.803 3,84

TS, le lei nhuan tit c6 tic - -

Ngujn: BCTC kilm loan 11 thong &u nam 2015

7.3. Nhfrng nhOn tinh htron din hogt djhtg son _unit kinh doanh cria Ging ty trong tram Mo cbo

• Nhan to thu1n 10:

— Bewaco nhan &or sir quan tam, h43 trq cua Tinh uy, HDND, UBND tinh Ben Tre, cac So, ban, nganh cua tinh... va chinh quyen cac cAp tit dja phuang an Trung uang, da tao dieu kien thu'L lqi cho Cling ty thin hien va hoan thanh tot nhiem vi sin xuat kinh doanh da dirge cAp tren giao hang nim cho C8ng ty.

— Vai han 20 nim hoat dOng, ding ty c6 str On dinh vOng chic va ngay cang chrorc ma ging ve quy ma hoat ding cling nhu ve thi outing.

— Cong ty rat chu tong dau tu cong nghe, cac nha may nu& c6 ding nghe hien dai va thuOng xuyen nang cap thiet bi de giam that thoat ntrac, tang chat ltrqng nuac sach plusic vi khach hang tot han.

— Dang Ay, Ban Giain dOc C6ng ty, cac to chirc doan the quan chung, cong tap the can b0 cling nhan vien, nguai lao dOng trong COng ty luon doan ket nh'a't tri trong cong tic lanh dao vi dieu hanh sin xuat kinh doanh.

— Ban lanh dao C6ng ty c6 kinh nghiem nhieu nim trong nganh, tam huyet vi c6 trach nhiem voi ding viec. Dqi ngii can b0 cong nhan vien c6 trinh dO chuyen mon nghiep vu, nhieu kinh nghiem, tinh than doan ket vi to giac cao.

— Bewaco di tich luy duqc nhieu kinh nghiem trong hoat Ong cap ntrac nhu: xay citing he thong cap ntrac va phat Olen ming cAp ntrac, quan 15, tot cac he thong cAp nu& ce trang bi thiet bi tien tien dm the giOi, giam tj, le that thofit ntroc, gia tang ap lqc mac, quan he vai cac khach hang iOn. D'Oi ngii can WO quan 15,, can be chuyen mon k5 thuat c6 kinh nghiem trong viec quL 15, cac dir an vay von ODA tir khau dam phan, lira chon cac nha than nuec ngoai tham gia thqc hien nhiem vu to van, cung cAp vat tu thiet bi va thi cang xay thing cong trinh.

— Cac dkr an dau to c6 nguOn vim lem nhtr dau tu ma rOng cac NMN, he thOng cap ntrac, nha xtrang, may mac thiet cua Cong ty duqc vay tit nguOn von ODA va vay nguOn vein dOi Ong tir cac to chtic tin ding trong nu& de dau tu.

BAOVET 0 Securities 0.0.3.3ANsAo

Trang 13

Tom tat thong tin: CTCP CAP THOAT Milk BEN THE

— Hang nam Cong ty dtroc ngan sach nha nuac cAp von de dAu tu 116 th6ng duang o'ng cAp nuac tai cac khu dan cu tap trung, d6 nham phuc vu cung cAp nuac sach cho

cac h6 nhan dan teen dia ban tinh, de giam ap luc ve von cho Cong ty.

• Nhan 16 kith khan:

— Ca so ha tang cac ding trinh cAp nuac con thi6u va cu, nhieu ding trinh xuting cAp khong dtrac nang cAp cai tao hang nam, vi6c &Au to mo rOng cac du an, mpg luai cAp nuac can nhi6u kh6 khan do ngu6n v6n dAu to cua cong ty bi ban ch6.

— Cong ty hoat Ong trong nganh cAp nuac, dich vu cita cong ty cung cAp thu6c dich vu cong ich. Dac thit san phAm cong ich la gia dich vu se do Nha Ntrac quye't dinh nen gia mac chi on dinh tuang d61 va se duoc di6u chinh trong tirng giai doan nhAt dinh. Vic di6u chinh gia ban mac thuang can nhi6u thai gian tir giai (loan lap, trinh car, cAp co thAm quy'en thAm dinh d6n giai doan phe duy6t, lam giam di tinh link boat trong ca ch6 gia ban nuac sach cua Cong ty va anh htrang phAn nao den hi'eu qua san xuAt kinh doanh Cong ty.

— Di611 kien san xuAt kinh doanh cua C6ng ty con gap nhi6u kh6 khan, thach thirc do tac dOng cua tinh twig suy thodi kinh t6, chi phi nguyen vat li6u, hoa chAt,

tang cao clan an chi phi san xuAt nuac sach tang; dac bit do su bie'n d6i khi hau da anh hung Ong n6 an chAt va luting ngu6n nuac Cong ty khai tilde le san xuAt va cung cAp nuac sinh boat cho khach hang.

— Cong ty Van dang giai doan dAu to mo r6ng nen fat can v6n. Vic thieu von dan an ding ty phai buy dOng tir ngu6n von vay, vi th6 cong ty cling gap phai ap luc thi6u v6n, ap luc tra nq va lai vay trong qua trinh hoat dOng.

— Quy m6 cac du an va NMN cua ding ty con nh6 nen ding ty gap kilo khan trong v* tang cong suAt va san luang nuac cung cAp.

— D6i vai cac du an dAu to c6 ngu6n von vay ODA vi6c phat sinh chenh loch t5, gia ngoai to ngoai tam ki6m soat cua Cong ty.

8. Bao cao ket qua hoat doting san xuat kinh doanh trong 2 nam gAn nhAt

8.1. Vi the cua cong ty trong nganh:

Cong ty hi6n dang quan 15, he th6ng cAp nuac tren dia ban tinh Be'n Tre, la dia ban boat dOng Cong ty khong co sir canh tranh cua cac doanh nghi6p ding nganh ngh6. Hi'6n nay, Cong ty la dan vi cAp tinh co nhieu du an sir dung von vay ODA cua nuac ngoai.

M6t s6 thanh tuu Ong ty da dat &roc gbp phAn khang dinh vi the cua Cong ty nhu:

Hufin chtrcmg Lao dOng hang Ba cua chit tich nuac tang thuang (nam 2007);

— Huan chuang Lao d'6ng hang Nhi do Chit tich nuac tang thtrang (nam 2012);


CHUT:G K 1041,1 BAD VICT

Tom tat thong tin: CTCP CAP THOAT NUOC BEN THE

— Cong ty dat dirqc nhieu Ca Thi dua xuAt sic dm BO, ngAnh, UBND tinh, Icing

Lien doin Lao dOng Viet Nam va nhieu Bang khen cua cac BO, nganh Trung uang;

cua HOi Cap thoat ntroc Viet Nam.

8.2. Triin vgng phdt triers cua ngtinh:

Nu& sach IA mat hang thiet yeu khOng the thieu cho sinh hoat va san xuat. De phut trien kinh to thi can phai phut trien mpg luai cap nuoc sach va dam bao du ngu6n

cung cap mac dat ve chat luqng.

Ben Tre là mot trong nhang tinh chiu tac &Ong cua bin d6i khi han Ian, trong dO anh huang Ian nhat IA ngu6n nuac dung cho sinh hoat bi nhiem man vi vay viec xay dung Ca so ha tang, trong do co he thong cap ntrac là cap thiet va phai dirqc dat len

hang du.

Nam trong yang kinh to cac tinh Dting bang Song Ciru Long, Ben Tre là mot trong

nhang dia phucmg dang chuyen minh trong phut trien kinh t6, thu but &Au to nu&

ngoAi. Hien nay, tinh co 02 khu ding nghiep lan dang hoat dOng va 1 s6 khu, cum cong nghiep dang hinh thAnh va di vAo hoat &Ong. Nhu cau sir dung nirac sach cho dan dung va cong nghiep nha (1(5 ding gia tang ngAy cung cao.

Do do, ngAnh nghe kinh doanh: san xuAt va cung cap ntrac sach cua Cong ty rat có trien v9ng vi nhu can thi twang d6i vai dich vu Citing ty cung cap ngay mot tang.

9. Chinh such clOi ngtriri lao di)ng

9.1. So ngtriti lao (Ong trong cong ty: tgi thdi diem 31/12/2015

Tien chi SO luvng Ty le

I. PHAN THEO TRINH DQ LAO BONG 230 100%

- Dal h9c, cao dang 86 37,39%

- Trung cap 59 25,65%

- Cong nhan ky thuAt, lai xe 50 21,74%

- Lao dOng phi thong 35 15,22%

11. PHAN THEO HIP HONG LAO KING

- Hqp C'ing lao dOng khong xac dinh thai han 185 80,44%

- Hqp ding lao dOng ngan han ta 1 - 3 num 45 19,56%

(Khong tinh so lao ciOng la Vien Mac qua?: ly Cong ty) Nguisin: Bewaco

9.2. Chin!: sack deo tgo, iwong thuthtg, Iry ap:

— Lay ngu&i lao dOng là yeti to quan trong trong su phut trien cua Cong ty, luon de cao viec dAo tao, b6i throng va tuyen dung dOi nga can b0 cong nhan vien gioi, có kinh nghiem ey mOt s6 vi tri quan trong.

BAOVIET Securities cHuNG KrioAN eAovirr

Trang 15

Tom at thong tin: CTCP CAP THOAT NUOC BEN THE

— Danh gia nang loc can 1)0 lanh dao, can b0 quan ly va nhan vien, de ti6p toe ding c6, kien toan bij may quan ly dieu hinh theo huang gun nhg, nhim dam bao có dOi ngil can b0 lath dao, su va chuyen vien gioi de c8 du flan loc dieu hinh boat dung san xuat kinh doanh cua toan Cong ty dat hieu qua cao.

— Tren ca seY ket qua danh gia, Cong ty thoc hien ding tic dieu dOng, lu'an chuyen ngueyi lao dOng, can b0 quan 1y de plul hop yen trinh dO va tao dieu kien phat huy het nang loc ca nhan.

— Hang nam, thrc hien cong tic dao tao nang cao trinh du cho ngueYi lao dOng va can b0 quan 1$7. Cling tic dao tao duce thoc hien theo ke hoach thueyng xuyen hang nam, tir viec dao tao v'e ngoai net, nghiep vu chuyen mon.

— Mire lucmg binh quan nam 2015 la 5.900.000 dOngingu6i/thang. Luang thtrOng &nye tra theo Quy the tra luong cua Cong ty va quy dinh cua Nha nuac.

10. Chinh sach a tfre

Viec chi tra c6 tirc &roc thoc hien theo quy dinh tai Dieu le to chin va hoat dOng cua Cong ty Co phAn Cip thoat nuelc Ben Tre va cac quy dinh phap luat hien hinh. Ke hoach chi tra c6 tire timg nam se ducfc HOi ding quan tri de xuat va trinh Dai hOi ding co dung thong qua.

• Can cu theo Nghi quyet Dai hOi d6ng co d8ng thanh lap s6 01/NQ-DHCD ngay '.V 20/11/2015 va Ke hoach san xuat kinh doanh cho 3 nam sau c6 phan hoe ducic the hien trong Phuong an c6 phin hba C8ng ty TNHH MTV Cap thoat nu& Ben Tre, tS, le chi tra co tire cho 3 nam teri duoc do kien nhu sau:

— Nam 2016: 5,2%

— Nam 2017: 5,4%

— Nam 2018: 5,6%

11. Tinh hinh tai chinh

11.1. Tinh hinh tai chink

• Trich khau hao TSCD:

Viec trich khau hao duqc ding ty thoc hien dimg theo cac the dO quy dinh va gib on dinh qua cac nam. Cong ty thoc hien trich khau hao theo phucmg phap throng thing doa teen thoi gian hau dung trac tinh phu heip theo Thong to s6 45/2013/TT-BTC ngay 25/04/2013 ciza BO Tai chinh. Th6i gian khau hao co the nhu sau:

— Nha cfra va vat kien trim: 05 — 30 !lam

— May m6c va thiet bi: 03 — 25 nam

— Phucmg tien van tai, truyen din: 10 — 30 nam

— Thiet bi, dung cu quan 15r: 05 —15 nam


CHUNG KHOAN BAG

Tom flit thong tin: CTCP CAP THOAT NUor BEN THE

— Chuang trinh phan mem: 03 nom

• Thanh town cdc khoin tic( den han: Trong nom 2014, 2015 Cong ty luon thuc hien thanh

town day du vd dung han cdc khodn na den han.

• Cdc khodn phdi nOp theo luAt djnh: Trong nom 2014, 2015 Cong ty luon thuc hien thanh

town day da vd dung han cdc khodn phdi nOp theo luAt djnh.

• Trich lAp cdc guy theo luAt djnh: Khodn lai nhuAn cUa nom 2014, 2015 duac Cong ty

trich lAp day du vdo cdc quy theo quy djnh cua Dieu le vd cdc quy dinh phdp luAt co lien

quan.

• 'Ring du no, vay:

Don vi tinh: dang

31/12/2014 30/11/2015

Vay vd nog thue di chinh ngan han 16.719.421.348 19.741.972.313

Vay vd Kr thue tai chinh ddi han 107.678.612.069 131.194.035.464

TOng my vay OM tri 124.398.033.417 150.936.007.777

BCTC ki&n loan 11 thong clOu nom 2015

• Tinh hinh ding no. hien nay

Don vi tinh: dang

31/12/2014 30/11/2015

CAC KHOAN PHAI THU 13.032.263.149 16.141.483.364

Ctic khan phi& thu nrin kin 13.032.263.149 16.141.483.364

Phdi thu caa khdch hang 9.726.971.145 9.102.387.913

Tra tnrac cho nguai ban 3.182.667.860 6.424.207.284

Cac khodn phdi thu khdc 122.624.144 123.677.674

Du phong cdc khodn phdi thu kho doi 0 0

Tdi son thieu chef xfr If 0 491.210.493

Ctic khan phdi thu did hgn 0 0

CAC KHOAN PHAI TRA 141.868.643.942 302.747.064.806

N9' nrin han 34.190.031.873 171.553.029.342

Phdi till nguai bdn 7.362.479.023 14.829.407.529

Nguai mua trd tien try& 2.527.363 0

Thue va cdc khoin phdi nOp Nhd nuac 1.227.327.099 722.649.923

Phdi trd nguai lao dOng 4.459.191.638 6.471.596.378

Chi phi phdi trd 456.487.450 1.561.641.313

Phil tra khdc 409.525.887 126.108.355.388

Vay vd Kr thue tai chinh ngan han 16.719.421.348 19.741.972.313


CHUNG Kook+ &to ver

Tom tdt thong tin: CTCP CAP THOAT NUOC BEN THE

31/12/2014 30/11/2015

QuSi khen thuang, phitc lqi 3.553.072.065 2.117.406.498

Ng did hgn 107.678.612.069 131.194.035.464

Vay va nq thue tai chinh dai hin 107.678.612.069 131.194.035.464

Nguo'n: BCTC kiam town 11 thong ddu nal?: 2015

11.2. Cdc chi tieu tai chink chu yau

Chi tieu Don vi Nam 2014 Nam 2015

Chi tieu ye kha nang thanh town

HO so thanh toan ngan hp. Lin 1,58 0,85

HO so thanh town nhanh Lan 1,23 0,80

Chi lieu ye ca ciu von

HO SO nq/tiing tai san % 36,34% 51,95%

HO s6 nq/vt:in chi so him % 57,09% 108,12%

Chi tieu ye nang lyc hoot dOng

Vong quay hang t6n kho vong 3,35 3,08

Doanh thu thuAn/TOng di san % 23,93% 16,36%

Chi tieu ye kha nang sinh lei

HO s6 lqi nhuiin sau thue/doanh thu than Lin 0,20 0,20

He s6 Lqi nhuin sau thut/tOng tai sin (ROA) an 0,05 0,03

He so lqi nhuin sau thut/vo'n chi so heti (ROE) Lin 0,08 0,07

He so lqi nhuin thuin to hoit dOng kinh doanh/doanh thu thuan

an 0,27 0,25

Ghi chu:

- Chi tieu tai chinh nom 2014 duqc tinh town dkra tren BCTC kiim town nom 2014

- Chi tieu tai chinh nom 2015 duqc tinh town tren BCTC Iciem town 11 thong dau nom 2015.

12. Tai san

Tinh hinh tai san ciut Ging ty tai thesi di6 30/11/2015:

Dan vi tinh: cldng

Khofin myc Nguyen gia Gia tri con 14i % GTCL/NG

Thi san vii hinh 190.000.000 38.000.000 20,00%

Phdn mem 190.000.000 38.000.000 20,00%

Thi san ham hinh 511.314.536.170 310.849.617.169 60,79%

Nha caa, vOt kiln trac 118.492.418.657 76.325.191.626 64,41%

May mac va thiat bi 23.263.860.632 12.300.916.805 52,88%

BAOVET O Securities Trang 18

CHI KIIOAN END VICT

Tom at Wing tin: CTCP CAP THOAT NUOC BEN THE

Khan myc Nguyen gia Gia trl con loi % GTCL/NG

Phuang tin van tai, tryOn dein 368.902.762.335 222.014.676.924 60,18%

That bi, dung cu qua,: If, 655.494.546 208.831.814 31,86%

CQNG 511.504.536.170 310.887.617.169 60,78%

Nguein: BCTC kiem wan 11 thang cidu elm 2015

Chi phi Ay dyng co ban difr dang:

Khan mgc 01/01/2015 30/11/2015

Mua slim tai san c6 dinh 0 0

Chi phi xi), dyng co. ban der dang 115.261.237.484 119.441.805.991

- Dyr an he tang phan phoi nude sach huyen MO Cay Nam, Mo Cay Bac

46.503.618.958 15.003.419.496

- Dtr an nha may nude An Hip 65.195.958.693 104.266.799.280

- Cac cling trinh khcic 3.561.659.833 171.587.215

Ngudn: BCTC kiim toan 11 thing cidu nam 2015

13. Ke ho4ch lyi nhuan va co tirc nam tiep theo

13.1. M'Ot so chi' tieu hoych va ca tar tram &p theo

Don v' tinh: trieu ddng

Chi lieu Nam 2016 Nam 2017

Ke hooch Tang giam so vii thyc hien 11

thing dau nam 2015

Ke hooch

Tangfiam so v6ii ke hooch

nam 2016

Von dieu1e 280.000 0% 280.000 0%

Doanh thu than (DTT) 110.000 15,40% 115.500 5,00%

Lcri nhuan sau thue (LNST) 19.968 6,20% 20.767 4,00%

Ty le LNST/DTT 18,15% 17,98%

TSr1e LNST/Ven dieu re 7,13% 7,42%

CO tirc 5,20% 5,40%

(Ngudn: Nghi quyit DHCD thanh lap nam 2015 va Phurmg an c d pha'n hoa caa Bewaco)

13.2. Can ca. di dgt dup'c ke hoych nh ruin trong nam 2016:

De dot duvc nheing myc tieu va thirc hien &roc chin luqc neu tren, Cong ty se tien hanh clic bien phap sau:

• Bin phap guan ly san xuitt:

- Tang cuing ding tic nang cling suit clic NMN tren co. so clic hien phap ky thu4t ve he thong bom, he thong xir15r, he thong duang Ong cap nuOc. Phei hop chat the gitiu clic

1■11•11•111■1:,

BAOVIET Securities Trang 19 CHUNG KHOAN SAG VET

Tom tat thong tin: CTCP CAP THOAT NUOC BEN THE

dart vi dui Cong ty trong viec nhan ban giao, dau not va dieu phii, nang san luting nuac sach tir cac hang muc cong trinh cua cac h0 thing cap mac.

- Quan 19 van hanh tit cac nha may: Duy tu, bao duOng dinh ky may, duet bi; quan 19 nguin nguyen lieu dau vao.

- Thuc hien tot cac quy dinh ve khai that va xa thai, cac bien phap bao ye moi truang theo Luat tai nguyen nuac.

Quan 19 chat luting nuac dat tieu chuan cua B8 Y te.

• BO? pluip (mein ly khddt hang, gia tang san luvng lieu thy nu*:

Dau tu, ma ring mang cap nuac ve khu ykrc chLra co ritrOc.

Thuc hien tit cac dich vu, chain soc khach hang; tinh town gia nuac hop 19.

Cai den cong lac ghi thu tiers nuac, giam ty le ton thu xuing mire thap nhat.

• Bretz phdp tilt krem chi phi filling qua vrec thong that that mak:

Cling ty 0 tich cue thuc hien cong tac citing that thoat mrac bang cac bien phap cu the nhu:

- Tang cueing cong tac quail 19 ding hi nuac: dau tu mai, lua chon chew loci ding hi dat tieu chuan cao; kiem dinh ban dau, (filth k9; thay the ding h6 den han kiem dinh; tang cubing kiem tra ching that thoat qua ding hi.

- Cac phong ban trong Cong ty phii hop vai cac dam vi san xuat tang cueing cong tac quan 19 ky thuat, tim ra cac phuang in phit hop v6i hien trang cap nuac tong khu vuc dang quan 19 de giam ty le that thoat nuac.

- Hang nam, xay dung ke hoach cai tao mpg hal cap nuac.

- Kay chmg chmmg trinh phii hop cong ding trong viec ching that thoat nuac.

- Tang cubing trach nhiem did von cling tic true sira chira, dam bao phat hien, sira chira nhanh chOng, kip thin.

• Tilt kifm chi phi din ming:

Dien nang va chi phi dien nang la lchoan muc chi phi ion trong gia thanh nuOc may do do can phai co bien phap tilt kiem dien nang nhu:

- Van harsh may barn nuac va cac thiet bi xi'. 19 nu& vao gia thap diem co gia dien thap de du trtl nuac tai cac be chira, sau do born ra mang lux% vao gib cao diem tir be chum han the van hanh tram barn cap 1 vao gia cao diem trir twang hop thieu ap phai born tang man nham han the san luting dien vao gia cao diem co gia dien cao.

- Thay the cac may born va cac thiet bi dien trong cac NMN co cong suat tieu thu d*1 va hao but dien 16n bang may barn hao tin it dien 'tang nham giam chi phi tiers dien.

- Phat dOng phong trao san xuAt kinh doanh co hi'u qua, giam chi phi dien, tilt kiem dien nang.


KWAN anti VIC

Tom di thong tin: CTCP CAP THOAT NUYIC BEN THE

• Bien phdp 4 tai chink

- Tap trung tich lay von de co mOt tiem luc tai chinh math, du dim veic de thuc hien cac du an Tau to ma rOng, cal tao nang cong suit cac NMN, ma ring mpg Itroi cap mac, dau to thiet bi de gia tang san luting mac, dap img do nhu eau sir dung nuoc such cua cac thi xa, huyen tren dia ban tinh.

- Nang cao hieu qua sir dung von bang cac bien phap nhu: dau tu tirng giai doan theo nhu cau thi twang, lay ngu6n thu tir khau hao, lgi nhuan de dau tu phut trien, t6i da hoa

ding suit cac ding trinh dau

• Bien phdp 4 ngujn nhan lerc

- Lay ngtrai lao ding IA yeu to quan tong trong su phut trien cua Cong ty, luon de cao viec dAo tao, b6i duang va tuyen dung dOi ngil can b0 cong nhan vien giei, CO kinh nghiem a mOt s6 vi tri quan tong.

- Danh gia nang luc can bO lanh dao, can 1:10• quan ly va nhan vien, de tiep tkic ding co, kien toan IX) may quan 15, dieu hanh theo htrang on nhe, nham dam bao co dOi ngii can b0 lanh dao, ky su va chuyen vien gioi de co dit nang luc dieu hanh hoat dOng san xuat kinh doanh cua town Cling ty dat hieu qua cao.

- Tren ca sa ket qua danh gia, Cong ty thuc hien ding tic dieu dOng, luan chuyen nguoi lao dOng, can b0 quan 15, de phu hgp vii trinh dO va tao dieu ki'e'n phut huy het nang luc ca nhan.

- Hang num, thuc hien cong tic dao tao nang cao trinh dO cho ngutri lao dOng va can b0 quan15,. Cong tic dao tao dugc thuc hien theo ke hoach thuang xuyen hang num, tir viec dao tao ye ngoai ng1, nghiep vu chuyen mon.

14. Chien dinh htarng phit trien sin xutit kinh doanh

14.1. Cdc der an Ging ty dung vet se there hien

Cong ty dua ra giai phap lien doanh, tim ngu6n dau tu trong va ngoai nuac de xay dkmg cac du an de dap img do nhu cau Oat trien kinh te, xa hOi dia phuang, theo quy hoach cap nuac tinh Ben Tre.

• Cdc dy. an tit cac num truyir chuyin sang:

Dvt:Trieu ding

STT TEN DV AN DIA DIEM TONG MtfC DAU

TV

THOI GIAN THI1C HIC,N

1 Du an He th6ng phan ph6i nuac such Huyen MO Cay Nam va huyen M6 Cay Bac

Huyen MO Cay Nam va huyen M6 Cay Bac

159.733 2012-2016

2 Du an Nha may nuac An Hiep huyen Chau Thanh giai doan 1, Ong suit 15.000 m3/ngd

Thanh ph6 Ben Tre va huyen Chau Thanh

277.771 2012-2016


CHUNG KHOAN BAC) 41.

Tom tht thong tin: CTCP CAP THOAT NU6C BEN THE

Ngujn: Bewaco

Day IA 2 du an dau to da dang cu the:

- Du an He thong phan phi nu& sach Huyen MO CAy Nam va huyen MO CAy Bic theo Quyet dinh se) 1094/QD-UBND ngay 08/06/2015 vii tong mire du tu là 159.733 trieu ding. Trong d6 bao gOm cac ngulin von ORIO tai tra 49.666 trieu ding, von ngan sach nhA nu& 35.337 trieu dOng, von vay ngan hang Phat trien Viet Nam chi nhanh khu vkrc B'e'n Tre-Tien Giang 34.248 trieu dOng va von to co là 40.482 trieu dOng. Hien Du an da thkrc xong cluac cac goi thAu chinh. Gia tri giai ngan den theri diem 31/12/2014 là 64.032 trieu ding. Gia tri con lai dang &lac thkrc hien va hoan thAnh trong nam 2016.

- Du an NhA may nu& An Hip huyen Chau Thanh giai clop 1, cong suit 15.000 m3/ngd theo Quyet dinh s6 513/QD-UBND ngay 09/04/2013 vOi ging mirc dAu ttr IA 277.771 trieu dOng. Trong do bao gom cac nguOn von vay Ca quan phat trien Phap (AFD) thong qua Ngfin hang Phat trien Viet Nam chi nhanh Khu vkrc Ben Tre-Tien Giang 177.360 trieu ding, von ngan sach nhA nuor 76.112 trieu dOng, va von to co là 24.299 trieu dOng. Hien Du an da thut xong ducc mgt s6 cac gOi thau phki. Cac goi thAu chinh dang ducrc trien khai. Gia tri giai ngan den thoi diem 31/12/2014 IA 62.933 trieu dOng. Gia tri con lai dang dirge thkrc hien va hoan thanh trong nam 2016.

• Dinh htthng phdt Nan ciia Cling ty

Tren ca sir phat huy nhimg thanh tkru da (tat ducrc cua Cong ty TNHH MTV CAp Thoat Nuic Ben Tre, Cong ty CO phAn Cap Thoat Ntrac Ben Tre se phat trien hon nira hoat dOng san xuAt kinh doanh, cu the nhu sau:

- Xay dung ke hoach mot ring va phat trien he thong cAp nuac tren dia ban tinh Ben Tre nham dam bao du ding suit de cung cAp cho dan cu sinh hoat va san xuAt cong nghiep theo dung chi ciao cua Nghi quyet Dang bO tinh Ben Tre.

- VOi nhiem vu tang tam là cung cAp nu& sach cho san xuAt cling nghiep va dan cu tai cite trung tam do thi, thi trAn, thi Cong ty dat viec dAu tu phat trien ming ltrai cAp ntrac IA mix tieu hang dAu.

- TS, le thAt thoat nu& hien Lai ciia he thong cAp nu& cua Cong ty là 24,5% trong dieu kien he thOng duang Ong truyen tai cu mai dan xen, so vai cac don vi khac trong ca ntrac thi tj, le nay a mirc trung binh. Tuy nhien trong th&i gian toi Cong ty phAi tim cac bien phap de giam tS, le thAt thoat nuac. Cac may m6c thiet bi phkic vu cho hoat dOng san xuAt luon duarc trang bi dAy du va hien dai, dap ang tot yeu eau cua cong viec nhu: thiet bi kiem soat dp luc, thiet bi do tim Ong be va re ri, thiet bi do tim re) ri clang Wang quan; may va thiet bi phan tich hoa ly va vi sinh mac, ...

- Huy dOng mai nguOn von to co, tix nguOn von vay cac ngan hang, quy dist' to tai chinh hoac ma rein hinh thirc lien doanh, lien ket vii cac nha dAu to trong va ngodi nu& de thkrc hien cac du an. UTu tien cac nguOn von de dAu tu, nang cap thiet bi, cong nghe hien dai, tien tien de phuc vu hoat dOng sin xuAt kinh doanh, nhim dap Img you

X A cau cung cap nuerc sach cho khach hang ngAy cAng tot hon.


KI 10AN13A0 VET

Torn trit thong tin: CTCP CAP THOAT NIVC BEN THE

15. Thong tin ve nhirng cam ket nturng china thkrc hign ctia Ong ty dai chting

Khong có

16. Cac thong tin, cac tranh chap kiln tang lien quan &Ong ty

KhOng có

IL QUAN T RY CONG TY

1. Ca can, dash sach cac vi tri quit) 15, ctia COng ty:

STT Ho ten Chtiv vu

I. HOi deng quan tri

1

2

Pham Chi Vu

Nguyen Thi Wm Phugng

Chit tich HOi dog quan tri khong dieu hanh

Thanh vien FlOi ding quan tri dieu hanh (kiem T6ng Giam d6c)

3

4

5

H6 Thi Bich HA

Phan Dinh Tan

NguyL Thi Kim Phuvng

Thanh vien MI deng quan tri dieu hanh (kiem Pho T6ng Giam d6c)

Thanh vien HOi d6ng quan tri khong diL hanh

Thanh vien MI dtmg quan tri khong diL hanh

II. Ban kiem soat

1

2

3

Le Van Phong

Nguygn Dinh Huan

TrAn Thi H6ng Phucmg

Truerng Ban ki&n soat

• A Thanh vier' Ban kiem soat

Thanh vien Ban kiem soat

III. Ban giam dee

1

2

3

Nguygn Thi Digm Phuqng

H6 Thi Bich Ha

TrAn Hung

T6ng Giam d6c

, Giam A Pho Tong doc

Pho Tong Giam d6c

IV. Ice toan truirng

1 Vo Thi Thien Trang Kt toan tnrong

2. Co. cat, va thinh phan cua HO clung quan tri

2.1. Ong Phgm Chi Vii: Chu tic/: 110i clOng quilt: 14

Ho va ten : PHAM CHi VU


CHLJNG KHQ.j edo ver

Torn tiit thong tin: CTCP CAP THOAT NUor BEN THE

Gi6i tinh : Nam

Ngay sinh : 02/12/1958

Noi sinh : xa Chau Hoa, huyen Ging Trom, tinh Ben Tre

Que quail : xa Chau Hoa, huyen Ging Trom, tinh Ben Tre

Qu6c tich : Viet Nam

Dan tOc : Kinh

S6 CMND : 320 628 969

Cap ngay : 20/04/2004

Novi cap : Cong an tinh Ben Tre

Dia chi thtrong tit: S6 414C, Throng s6 1, Khu tai dinh cu 225, Phutmg 7, thanh ph6 Ben

Tre, tinh Ben Tre

S6 DT lien lac & coy quan : (075) 3 811533

Trinh dO van hoa : 12/12

Trinh dO chuyen mon: Ky six xay chmg, Cir nhan kinh te, Cir nhan chinh tri

Qua trinh cong tac:

Thai gian Chtrc danh, don vi cong tie

04/1981— 06/1984 Can bO ky thu4t - Phong Thiet ke SO. Xay dung Ben Tre

07/1984 — 12/1986 Can bo ky thu4t - Uy ban Xay dung co. ban tinh Ban Tre

01/1987 — 07/1990 Sinh vier' twang Dai hoc Kien truc TP. H6 Chi Minh

07/1990 — 06/1991 Can b0 ky thu4t - Phong KHKT So Xay dung B6'n Tre

06/1991 — 12/2001 Pho Ban quanlf cong trinh; Pho Giam d6c Cong ty cap thoat ntrac Ben

Tre

12/2001 — 11/2015 Giam doc Cong ty; Chit tich kiem Giam doc Cong ty TNHH mot thanh vien cap thoat mot Ben Tre

lir 12/2015 - nay Chu tich HOi dong quan tri Citing ty c6 phan Cap thoat nix& Ben Tre

- Chirc vu hien nay tai Cong ty Co phan Cap thoat mot Ben Tre: Chti tich HOi dOng guar' tri

Chirc vu hien nay tai to chirc khac: Khong

- S6 c6 phan nam giir tai thoi diem hien nay (15/03/2016): 14.298.400 c6 phan, chiem 51,066 % von diL

+ Dai dien soy hixu cho Uy ban Nhan clan tinh Ben Tre: 14.280.000 c6 phan, chiem 51,0 % von di&I le.

+ Ca nhan hire: 18.400 c6 phan, chiem 0,066 % von diesu

BAOVIET a Securities Trang 24

CHUNG KHOri 1+1 SAO VICT

Tom tat thong tin: CTCP CAP THOAT Milk* BEN THE

- S6 c6 phAn nem giix tai thai diem hien nay dm nhung nguai co lien quan (15/03/2016):

STT Quan h'9' H9 vit ten CMND/SO giAy

CNDKKD

Ngay cap Nett cap SO CP sir

him

% vim

dieu 1'9'

1 Dal dien von Oy ban nhan din

tinh Ben Tre

17.920.000 64,00%

2 Con Pham Vu Hoang 321948511 13/7/2015 C6ng an

tinh Ben

Tre

10.000 0,036%

Cac khoan ng d6i vai C8ng ty : Khong

L9i ich lien quan d6i yeti to chtrc phat hanh : Khong

Hanh vi vi pham phap luat : Khong (

Quyen 107 mau than vol Cong ty : Khong • *

2.2. Ba Nguyin Thj Dam Phwfmg: Thanh vien Hoi cljng quaff trj di"Ju hanh

Ho va ten : NGUYEN THI DIEM PHU'QNG

&ad tinh .Nu

Ngay sinh : 24/04/1967

Nei sinh : Ap Phu Thuan, xa Quai Thanh, huyen Chau Thanh, tinh Ben Tre

Que quail : Ap Phu Thuan, xa Quai Thanh, huyen Chau Thanh, tinh Ben Tre .1


Dan t8c : Kinh

S6 CMND : 320 639 267

CAp ngay : 13/03/2009

Nai cAp : Cong an tinh Ben Tre

Dia chi thuong tru : S6 39, T6 7, Ap Binh Thanh, xa Binh Phil, thanh ph6 Ben Tre, tinh Ben Tre

S6 DT lien lac o cot quan : (075) 3 554245

Trinh (18 van hoa : 12/12

Trinh (18 chuy'en mon : Ky su Do thi

Qua trinh ding tac:

Thai gian Chtic danh, don vi ding tac

Tir 09/1990 — 2002 Can b0 ky- thu4t - Phong icy thuat Cong ty CAp thoat nuac Ben Tre

Tir 2002 den 2005 Pho Quan doc NMN Son Dong Cong ty cAp thoat nuac Ben Tre


CHUNG KI-40Ati BAO vt

Tom dr thong tin: CTCP CAP THOAT NUOC BEN THE

Thbi gian Chfrc danh, don vi ding tic

Tit 2005 - 2008 Giam d6c NMN Hull Dinh Ong ty TNHH mOt thinh vien cap thoit nuorc Ben Tre

Th11/2008 den 11/2015

Pho Giam dOc Cong ty TNHH mOt thanh vien cap thoat nuoc Be n Tre

Tir 12/2015 - nay 'Minh vien HOi ding quim tri kiem T6ng Giam d6c aing ty co pith' CAp thoit nu& Ben Tre

Chirc vu hien nay tai Cong ty c6 phAn CAp thoit nu& Ben Tre: Thanh vien HOi ding quin tri dieu hinh kiem T6ng Giim d6c Cong ty

Chirc vu hien nay tai to chirc lchic: Khing

SO di phAn nem giir tai thin diem hien nay (15/03/2016): 3.672.400 co phAn, chiem 13,115% von dieu le.

+ Doi dien so hau cho Uy ban nhin din tinh Ben Tre: 3.640.000 co phA'n, chiem 13 % Win dieu le

+ Ca nhan so hail: 32.400 co phan, chiem 0,115% von dieu le.

S6 c6 phAn nem gi0r tai thOi diem hien nay cfra nhung ngtroi c6 lien quan (15/03/2016):

STT Quan hg 119 va ten CMND/SO gily CNDIUCD

Ngity clip Nai cap SO CP so* hum

% von . dieu lc

1 Din dien win Uy ban nhan din tinh Ben Tre

17.920.000 64,00%

- Cac lchoan nq d6i vOi C8ng ty : Khong

Loi ich lien quan dOi vai to chirc phat hanh Khong

- Hanh vi vi pham phip lu#t : Khong

- Quyen lqi mau thuan vai Cong ty : KhOng

2.3. &I Ho Thi Bich Ha: Than!: vien 110 d'tjttg quiin tri didu hank

HQ va ten : HO THI BICH HA

Geri tinh : Nff

Ngay sinh : 13/11/1963

Nal sink : thanh ph6 Ben Tre, tinh Ben Tre

Que quan : xi Phti Khuang, thinh ph6 Ben Tre, tinh Ben Tre


Dan t8c : Kinh

S6 CMND : 320 550 483


Tom ttit thong tin: CTCP CAP THOAT Milk BEN THE

Cap ngay : 04/11/2013

Noi cap : C8ng an tinh Ben Tre

Dia chi thuemg tra : SO 24B4, duemg Doan Hoang Minh, phuemg Phu Khucmg, thanh ph6 Ben Tre, tinh Ben Tre

S6 DT lien lac 6 co quan : (075) 3 827779

Trinh d6 van h6a : 12/12

Trinh d6 chuyen mon : Ky su xay dung, Cir nhan Quin tri kinh doanh

Qua trinh ding tac:

Thei gian Chire danh, don vi cong Lk

Tir 1986 - 1992 Can b6 phong Quart 15r quy hoach Ser Xay dung Ben Tre

Tir 1992 - 1997 Can 1):), Tnrong phong Ky thuastCong ty Cap thoat nu6c Ben Tre

Tit1997 - 2002 Can b6 Ky thuAt, Ph6 Giarn d6c Trung tan Tu van xay dung SO Xay dung Ben Tre

Tir 2002 — 11/2015 Phil Gilun d6c Ging ty TNHH mOt thanh vien Cap thoat nuac Ben Tre

12/2015 — nay Thanh vien H6i d6ng quart tri kiem Ph6 T6ng giam dOc COng ty c6 phAn Cap thoat nu6c Ben Tre

Chirc vu hien nay tai Cong ty c6 phAn Cap thoat nu6c Ben Tre: Thanh vien H6i ding quan tri ditu hanh kiem Ph6 Tling Giam d6c C8ng ty

Chirc At hien nay tai to chftc khac: Khong

S6 c6 phan nam gift tai th&i diem hien nay (15/03/2016): 7.800 c6 phan, chi& 0,0278% von dieu

+ Dai dien so! Mu: 0 c6 phAn, chiem 0% von dieu le

+ Ca nhan sec hftu: 7.800 di phAn, chiem 0,0278% von dieu le.

S6 c6 phan nam gift tai tiled diem hien nay oh nheng nguesi of) lien quan (15/03/2016): Khong

Cac khoan nq d6i vai Cong ty : Khong

Lqi ich lien quan d6i v6i to chftc phat hanh : Khong

Hanh vi vi pham phap 1u4t : Khong

Quy'e'n lqi mau thuln voi Cong ty : Khong

2.4. Ong Phan Dinh Tan: Thanh vien HPi ding quan trt kite ng dieu hanh

HQ va ten : PHAN DINH TAN

Gieri tinh : Nam

Ngay sinh : 10/09/1954


0104,.4 LIAO Vitt

Tont tat thong tin: CTCP CAP THOAT NUOC BEN THE

Novi sinh : Binh Dinh

Que quan : Binh Dinh

Quac tich : Viet Nam

Dan tOc : Kinh

SO CMND : 023 169 617

CAp ngay : 29/05/2003

Nai cap : Cong an TP Ho Chi Minh

Dia chi thuting trii : So 27A, Ban Car, Phuemg 3, QuAn 3, thanh pha Ha Chi Minh

So DT lien lac a ca quan : (08) 38329897

Trinh dO' van hoa : 12/12

Trinh da chuyen mon

Qua trinh cong tac:

Thai gian Chirc danh, don vi cong tic

Tir 1975 - 1976 Uy vien thulq, UBND thi tran Bang Son, Hoai Nhcm, Binh Dinh

Tir 1977 -1979 Hoc chuyen mon tai tern QLKT tinh Nghia Binh

Tir 1980 - 1990 Can ha Cong ty Lien hip Thuy san tinh Nghia Binh

Tir 1990 - 2003 Tang Giam dac Cong ty TNHH Hoan CAu

Tir 2003 — 03/2014 Thanh vien HDQT Ngan hang Thucmg mai ca phAn Nam A; Tang G 4 . am doc Cong ty TNHH Hoan CAu

Tir 03/2014 — 7/2015 PH, Chit tich Ngfin hang Thuong mai ca. phAn Nam A; Tong Giam dac Cong ty TNHH Hoan Cau

Tir 07/2015 — 11/2015

Chu tich Ngfin hang Thuang mai ca phAn Nam A; Tang Giam dac Cong ty TNHH Hoan CAu

Tir 12/2015 — nay Chu tich Ngfin hang Thuang mai ca phAn Nam A; Tang Giam dac Cong ty TNHH Hoan Cau; Thanh vien HDQT Ging ty co phan Cap thoat nu& Ben Tre

Chirc vu hien nay tai Cong ty Co phAn CAp thoat nuac BL Tre: Thanh vier' HO clang quan tri

Chirc vu hien nay tai to chtrc khac: Chu tich Ngan hang Thuong mai ca phAn Nam A; Tong Giam disic Cong ty TNHH Hoan Cu

So ca phAn nim gia tai thai die'm hien nay (15/03/2016): 4.200.000 ca phAn, chiam 15,00% van diL le.

+ Dai din sa hall cho Cong ty TNHH Hoan Cu: 4.200.000 ca phAn, chi'em 15,00% van diL le

+ Ca nha'n so him: 0 c6 phAn, chrem 0% van dreu Fe.

BA01/ET 0 Securities Trang 28

cHUM3 MOAN BAo VET

Tom tat thong tin: CTCP CAP THOAT NUeiC BEN THE

- S6 c6 phAn nAm gift toi thoi diem hien nay cfia nhang ngutri CO lien quan (15/03/2016):

STT Quan lik. Hq va ten CMND/SO giAy CNDKKD

NO), cap Ncri cap SO CP so. him

% von .). . (lieu le

1 T6ng Gam

d6c; Doi dien A von

Cong ty TNHH

Hoan CAu

0301448451 01/02/1993 So.

KHDT -

TP. HCM

4.200.000 15,00%

Cac khoan no d6i vai Cong ty : Khong

Lori ich lien quan d6i yeti to chirc phat hanh

: Khong

Hanh vi vi phom phap luat : Khong

Quyen loi mau thuan ven Cong ty : Khong

2.5. Bit Nguyin Thi Kim Phtro'ng: Thank vien HQi d'ng quan tri kkong diem hank

Ho va ten

Gioi tinh

Ngay sinh

Noi sinh

Que quan

Qu6c tich

Dan tOc

S6 CMND

CAp ngay

Noi cap

Dia chi thuemg tru

thanh ph6 H6 Chi Minh

S6 DT lien loc a ca quan

Trinh dO van hoa

Trinh dO chuyen mon

Qua trinh cong tac:

: NGUYEN THI KIM PHISQNG

: Nit

: 22/10/1971

: Ha NOi

: Tien Giang

: Viet Nam

: Kinh

: 022 227 221

: 25/07/2013

: Cong an TP H6 Chi Minh

: S6 45/34D, Nguyen H6ng, Platting 11, quan Binh Thanh,

: 12/12

: Cit nhan Kinh to

Th?ri gian Chin danh, don vi cong tfic

Tir 1994 - 1996 Nhan vien hang phim Bong Sen — Saigon Audio

Tir 1996 - 2000 Nhan vien Cong ty TNHH Hai Vuong

Tir 2001 79/2004 Nhan vien Cong ty c6 phAn Hai Vucmg

Tir 9/2004 - 2007 Van phong HDQT Ngan hang Nam A

BA0V1ET (;) Securities CH UNG 104oAN ado V1

Trang 29

Tom at thong tin: CTCP CAP THOAT N1.16C BEN THE

Thei gian Chtic danh, don vi cling tac

M2007 — 2010 TrgUr Tang Giam die Ong ty c6 phan Hoa.n WI

Tir 2010 — 11/2015 Ting Giam die Cong ty TNHH Wing Thai Binh Dtrcmg

Tir 12/2015 — na y Ting Giam die Cong ty TNHH Ring Thai Binh Duang; Thanh vien HDQT ding ty c,6 phan Cap thoat ntrdfc Ben Tre

Chirc vki hien nay tai Cong ty C6 pli'n CAp thoat mrac Ben Tre: Thanh vien H8i ding quan

tri

Chfrc vIt hien nay tai to chirc Ting Giam doc C8ng ty TNHH Ring Thai Binh Dtrong

si c6 phan nem giu tai thoi diem hien nay (15/03/2016): 0 c6 phan, chiem 0% yin dieu

+ Dai dien s& huu: : 0 co phan, chiem 0% vim dieu le

+ Ca nhan ser Mu: 0 c6 phan, chiem 0% vin dieu

si c6 phan nam giur tai thoti diem hien nay dm nhimg nguei c6 lien quan (15/03/2016): Khong

Cac khoan nq dii vai Cong ty : Khong

Lqi ich lien quan &Si v&i to chirc phat hanh : Kh8ng

Hanh vi vi pham phaplu4t : Khong

Quyen loi mau than yen Cling ty : Khong

3. Cu eau va thanh phAn ciia Ban kiem soat

3.1. Ong Le Van Phong: Trtro•ng Ban kilns soat

Ho va ten : LE VAN PHONG

Gi6i tinh : Nam

Ngay sinh : 02/06/1969

Nai sinh : Chau Thanh, Ben Tre

Que quan : xa Tan Phil, huyen Chau Thanh, tinh Ben Tre

Quec tich : Viet Nam

Dan teic : Kinh

s6 CMND : 320 713 307

Cap ngay : 10/01/2006

Nai cap : Cong an tinh Ben `Fre

Dia chi thtemg tit : S6 88C, Ap Birth Thanh, xa Binh Phu, thanh pile Ben Tre, tinh Ben Tre

SO DT lien lac ey co quan : (075) 3554243

BAOVIET t3 Securities Trang 30

Krtaki &oft-7

Tom hit thong tin: CTCP CAP THOAT Nildc BEN THE

- Trinh dO van h6a : 12/12

- Trinh dO chuyen mon : Cir nhan Kinh t6

- Qua trinh cong tic:

Thai gian Chfrc danh, clan vi cong tie

Tir 1989 - 1997 Ke toan xi nghiep Xay dung Thuy Lori tinh Ben Tre

Tir 1997 den 2000 Ph6 phong Ke toan Cong ty Xay dung Ben Tre

Tit 2000-11/2015 Ke toan throng Cong ty TNHH mot thanh vien cap thoat mac Ben Tre

01/12/2015 - nay Tnrang ban kiem soat Cong ty co phAn Cap thoat ntrac Ben Tre

Chirc vizi hien nay tai Cong ty Co phAn CAp thoat nuac Ben Tre: Trirong ban kiem soat


Se co phAn nam gift tai thai diem hien nay (15/03/2016): 15.600 co phAn, chiem 0,0557% von dieu le.

+ Dai dien ser him: 0 c6 phAn, chiem 0% von dieu re

+ Ca nha'n sa him: 15.600 c6 phAn, chiem 0,0557% yen dieu le

S6 co phAn nam giu• tai thai diem hien nay dm nhang nguai có lien quan (15/03/2016): Khong

Cac khoan nor ci6i vori Cong ty : Khong

Lori ich lien quan d6i vai to chirc phat hanh : Khong

Hanh vi vi pham phap luat Khong

Quyen lai mau thuan vai C6ng ty : Khong

3.2. Ong Nguyin Dinh Hain: Thank vien Ban kiem soat

Ho va ten : NGUYEN DINH HUAN

Giai tinh : Nam

Ngay sinh : 06/09/1966

Nai sinh : thanh 06 Ben Tre, tinh Ben Tre

Que quan : Plurang 1, thanh phe B6n Tre, tinh Ben Tre

Quec tich : Viet Nam

Dan tOc : Kinh

Se CMND : 320 673 731

Cap ngay : 22/04/2004

Nai cap : Cong an tinh Ben Tre

BAOV1ET cp Securities cHo.Gio4oANBAovtr

Trang 31

Tom di thong tin: CTCP CAP THOAT NUOC BEN THE

Dia chi thuang tra : S6 343B, Trtrong Dinh, Phtrerng 6, thanh ph6 Ben Tre, tinh Ben Tre

SO DT lien lac 6, co quan : (075) 3824581

Trinh dO van h6a : 12/12

Trinh d'O chuyen mon : Cir nhan Kinh to , chuyen nganh Tai chinh - tien to

Qua trinh ding tac:

Thai gian Chic danh, down vi c8ng tac

Tir 1984 — 2002 Ke toan twang phong Tai chinh - Ke hoach thi la Ben Tre

Tir 2004 den 2014

Pho Giam d6c Ging ty TNHH 1 thanh vien Cling trinh Do thi Ben Tre

01/2015 Chit tich kiemGiam d6c Cong ty TNHH 1 thanh vien Cong trinh Do thi Ben Tre

02/2015 Thanh vien HOi dOng quan tri, Ph6 Gam dOc Cong ty co phan Cong trinh Do thi Ben Tre

7/2015 Ph6 trtr6ng phong Tai chinh doanh nghiep So, Tai chinh Ben Tre

12/2015 - nay Ph6 twang phong Tai chinh doanh nghiep S6 Tai chinh Ben Tre; Thanh vien Ban 'dem soot t C8ng ty c6 phAn Cap thoat mac Ben Tre

Cluk vu hien nay tai Cong ty CO phAn CAp thoat mr6c Ben Tre: Thanh vien Ban kiem soot

Chtic vu hien nay tai to chirc khac: Ph6 truong phong Tai chinh doanh nghiep S6 Tai chinh Ben Tre.

SO co phan nom git tai then diem hien nay (15/03/2016): 0 co phAn, chiem 0% von dieu le.

SO c6 phan nom git tai than diem hien nay dm nhang ngtr6i c6 lien quan (15/03/2016): khong

Cac khoan nq d6i voi C6ng ty : Khong

Lcri ich lien quan dOi yen to chirc phat hanh : Khong

Hanh vi vi pham phap luat Khong

Quyen 19i mau thuan v&i COng ty : KhOng

3.3. Ba Triin Thf Hjng Hwang: Thank vien Ban kiim soft

HQ va ten : TRAN TH1 HONG PHIfONG

Gitri tinh : Nil

Ngay sinh : 25/9/1977

Noi sinh : TP HO Chi Minh

Que quart : TP HO Chi Minh

BAOVET Securities CIAING 104oAN aka vet

Trang 32

Tont nit thong tin: CTCP CAP THOAT NU'UC BEN THE


Dan tOc : Kinh

S6 CMND : 271 228 160

CAp ngay : 09/04/2007

Novi cap : Cong an tinh Dtmg Nai

Dia chi thu6ng tru : SO 201 — 203 Cach mang Thang 8, Phuamg 4, Quan 3, thanh

ph6 H6 Chi Minh

S6 DT lien lac a ca quan : (08) 38329897

Trinh de van hoa : 12/12

Trinh de chuyen mon : Thac si Kinh to

Qua trinh cong tac:

Thai gian Chic danh, don vi cong tic

Tir 1999-3/2006 Ke toan tong hop; Thu 4 HDQT Ngan hang Dai A

Tir 4/2006 — 8/2009

Tir 8/2009 - 2014

Pho T6ng giam d6c - phi,' trach kh6i hO trq Ngan hang Dai A

Giam doc khoi ke ton va tai chinh kiem Ke toan truamg Ngan hang

Dai A.

Tir 2014 - 2015 Pilo Tang Giam d6c tai chinh Hoan Cu Group

Tir 12/2015 — nay Ph6 'Ring Giam d6c tai chinh Hoan du Group; Thanh vier' Ban

Kiem soat cong ty co phan Cap thoat nu6c Ben Tre

Chfrc vu hien nay tai Ong ty Co phAn CAp thoat nuac Ben Tre: Thanh vien Ban kiem soat

Chirc vu hien nay tai to eh& khac: PhO T6ng Giam d6c tai chinh Hoan Cu Group

S6 c6 phAn nAm gi0r tai thari diem hien nay (15/03/2016): 0 c6 phAn, chi'em 0 % von dieu le.

S6 c6 phAn narn gi1 tai thai diem hien nay dm nhiing nguiri c6 lien quan (15/03/2016):

STT Quan he 119 vi ten CMND/SO gitty

CNDKKD

NO), cap Noi cap SO CP so• hum

0/0 von ditu le

1 Pho T6ng Gam d6c;

Dai din von

Cong ty TNHH Hoan Cu

0301448451 01/02/1993 Str KHDT -

TY. HCM

4.200.000 15,00%

Cac khoan no d6i von Cong ty : Khong

Loi ich lien quan dOi vai to chirc phat hanh

: Khong

Hanh vi vi pham phap lu'at : Khong

Quyen loi mau than von Cong ty : Khong

BAOVIET t3 Securities Trang 33

CHONG KFIOAN BAD oer

Tom tiit thong tin: CTCP CAP THOAT NUOC BEN THE

4. Ca can vi thinh phAn clia Ban giam dOc

4.1. Ba Nguyin Thi Diem Phuvng: rjng Gam djc

Sa yeu 1 fi lich cua ha Nguyen Thi Diem Phuang da duqc the hien trong mac II phan 2.2

4.2. Be Hit Thi Bich Hit: PhO TOng Giant diic

Sa yeu ly lich cim ba H6' Thi Bich Ha da duct the hien trong !live II ph'an 2.3

4.3. Ong Trial Hang: Phe Tang Giant etjc

Ho vá ten : "IRAN HUNG

Gioi tinh : Nam

Ngay sink : 13/12/1972

Nai sink : huyen Cam chay mia, tinh Kongpongcham, Campuchia

Que quan : Phuang LOc Vugng, thanh ph6 Nam Dinh, tinh Nam Dinh

QuOc tich : Viet Nam

Dan tOc : Kinh

S6 CMND : 320 778 587

• Cap ngay : 06/01/2006

Nai cap : Cong an tinh Ben Tre

• Dia chi thu&ng tru : S6 175/2 Cl, Trail QuOc Tuan, Khu ph6 2, Phuang 4, thanh ph6 Ben Tre, tinh Ben Tre

SO DT lien lac a ca quan : (075) 3554244

• Trinh dO van hea : 12/12

Trinh dO chuyen mon : Ky su Do thi - chuyen nganh Cap nu&

Qua trinh cling tic:

Thai gian Chtiv danh, don VI cling tic

Er 6/1991 — 10/1992 Cong nhan van hanh xir V, nuoc, NMN San Deng Cong ty Cap thoat nuac Ben Tre

Tir 11/1992 — 6/1994 Nhan vien thu ngfin, phong Kinh doanh Cong ty cap thoit nuac Bin Tre

Tir 7/1994 — 12/1998 Citing nhan van hanh xir 1S, nuoc, NMN San DongCong ty ell) thoat nuac Ben Tre

Tir 01/1999 — 01/2002 Nhan vien phOng icy thuat Cong ty Cap thoat nuac Ben Tre

Tir 02/2002 — 8/2010 PhO Trueng phang K$ thuatCOng ty TNHH mOt thanh vien cap thoat furore Ben Tre

BAOVIET O Securities 0.4.44G matt+ sAo .0E1-

AMORY-

Trang 34

Tom hit thong tin: CTCP CAP THOAT NtioC BEN THE

Thlri gian Chin dank, don vi cong tic

Tir 9/2010 — 11/2015 Giam doe xi nghiep Tu van' xay Ong Ong ty TNHH I thanh vien

Cap thoat mac Ben Tre

01/12/2015 — nay Ph6 T6ng giam d6c COng ty c6 phAn Cap thoat mac Ben Tre

Chirc vii hien nay tai Cong ty Co phAn Cap thoat nu& Ben Tre: Ph6 Tong giam d6c

Chirc va hien nay tai to chirc lchac: Khong

S6 co phAn nam gift tai thOi diem hien nay (15/03/2016): 7.400 c6 phAn, chiem 0,0264% Vein dieu

+ Dai dien so, hihi: 0 c6 phAn, chiem 0 % vein dieu le

+ Ca nhan so him: 7.400 c6 phAn, chiem 0,0264% von dieu

St) c6' phAn nam gift tai thin diem hien nay dm nhang ngtrai co lien quan (15/03/2016):

Khong

Cac khoan nq d6i v6i Cong ty : Khong

Lod ich lien quan doi vOi to chirc phat hanh : Khong

Hanh vi vi pham phap luat : KhOng

Quyen Iqi mau thuAn veti Cong ty : KhOng

5. Ke tofin truing: Ba \to Thi Thien Trang

Ho va ten

Giai tinh

Ngay sinh

Nai sinh

Que guar'

QuEic tich

Dan tic

S6 CMND

Cap ngay

Nai cap

Dia chi thuong tru

S6 DT her lac a ca quan

Trinh dO van h6a

Trinh dO chuyen mon

Qua trinh cong tic:

: VO THI THIEN TRANG

Nu

: 15/03/1973

: thanh phi Ban Tre

: xa Phu Vang, huyen Binh Dai, tinh Ben Tre

: Viet Nam

: Kinh

: 320 824 067

: 31/01/2013

: Cong an tinh Ben Tre

: S6 509A/2, xa Son Dong, thanh phi Ben Tre, tinh Ben Tre

: (075) 3554238

: T6t nghiep Trung hoc Ph6 thong

: Thac si Ke town


cHuNG KmoAN BAD VT

Tom tat thong tin: CTCP CAP THOAT Nak BEN THE

Thai gian Chtiv danh, don vi cong tac

Tir 7/1999 — 01/2000

A , , A Nhan vien phong Kinh doanh Cong ty Cap thoat num Ben Tre

Tir 02/2000 — 3/2007

. A , , Ben Tre toan tong hop C8ng ty cap thoat num Ben Tre

Tir 4/2007 — Ph6 phong ice toan kiem ke toan tong hop Citing ty TNHH mot thanh

11/2015 vien cap thoat mac Ben Tre

01/12/2015 — nay Ice toan truang Cong ty c6' phAn CAp thoat ntrac Ben Tre

Chirc vu hien nay tai Cong ty c6 phAn CAp thoat nu& Ben Tre: Ke toan truang


S6 c6 phAn narn gii tai th6i diem hien nay (15/03/2016): 6.600 c6 phAn, chiem 0,023% von

dieu

+ DAi dien sa haw 0 di phAn, chiem 0 % vein dieu le

+ Ca nhAn sac him: 6.600 c6 phAn, chiem 0,023% von dieu le.

S6 c6 phAn nam gii:r tai thei diem hien nay dm nhang nguoi c6 lien quan (15/03/2016):

STT Quan he H9 va ten CMND/SO giay C ND IUCD

NO), cap Nal cap SO CP so. ham

0/0 von dieu l'a'

1 Chang Pham Van Nghiap 320766043 13/01/2009 Cong an tinh Ban

Tre

7.000 0,025%

Cac khoan na d6i vdri Cong ty

Lori ich lien quan d6i v6i to chirc phat hanh

Hanh vi vi pham phap luAt

Quyen lai mau thuAn vai Cong ty

: 'Chong

: Khong

: Khong

: KhOng

7;

PI 10

1 6. Ke hoach tang cuimg quan tri cong ty

Cong ty dang thuc hien theo quy dinh hien hanh ve quan tri cong ty va LuAt doanh nghiep. DE tang cubing hieu qua quan tri Cong ty dang tirng bu6c thuc hien tai cAu tr6c he th6ng quan tri va van hanh c6a Cong ty theo huang tinh gon, tap trung va hieu qua.

Cong ty dang thuc hien soan thao va ban hanh Quy the quan tri n'6i b6 nham mix dich th6ng nhAt va chuAn hoa quy trinh hoat d6ng. Trong do the hien chi ti'et quy the hoat dOng cua H6i d6ng quan tri, Ban kiem soat, Ban quan ly va quy the lam viec cua cac b6 phAn, Phong, Ban, Xi nghiep trong Cong ty. Trien khai to chirc cong tac giam sat vi'ec thuc hien cac quy the nay d6ng th6i hoan thien, tang cubing hieu qua cua he th6ng kiem soat nOi b0.


01674G Ki-n414 ai,c) vtl

Tom di Mang tin: CTCP CAP THOAT midc BEN THE

Bin Tre, ngay the ng ?Om 2016

DA! DIEN TO CHVC PANG Ki? GIAO DICH CONG TY CO PHAN CAP THOAT NI.r6C BEN THE

01 DONG QUAN TR1

DA! DIEN TO CHtt TIr VAN CHI NHANH CONG TY CO PHAN CHUNG KHOAN BAO VIET

GI C CHI NHAN1-k ,,c46ag-4-N e-c-----

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