Program Rules and Procedures项目规则和流程2016 - Beijing2016年 北京

October 2016

Contents 内容1. INTRODUCTION 项目简介 ............................4

1.1 COMMUNICATING WITH THE APPLIED FINANCE CENTRE 与应用金融中心的交流 .......................... 5

2. YOUR STUDY PLAN 你的学习 计划 ..............6

2.1 ENROLMENT 注册 ............................................... 6

2.1.1 ENROLMENT IN UNITS FOR WHICH THERE ARE PRE-REQUISITES 注册有前提条件的科目 ............. 6

2.2 RECOGNITION OF PRIOR LEARNING (RPL) FOR CREDIT /EXEMPTION 学分认可及豁免 ................... 6

2.3 HIGHER THAN NORMAL STUDY LOAD 超过一般 的学习量 ................................................................ 6

2.4 DEFERMENT AND RE-ADMISSION 延期或者重新入学 ........................................................................ 6

2.5 DISCONTINUANCE OF A UNIT 终止一个科目 ... 7

2.6 PROGRESSION 学习进展 ................................... 8

2.7 DISRUPTION TO STUDIES (PREVIOUSLY KNOWN AS SPECIAL CONSIDERATION) 妨碍学习的情况（旧称为特殊考虑） ........................................................ 8

2.8 CENTRE OF STUDY 学习中心 ............................. 8

2.9 ATTENDANCE AT CLASS 课程的出勤 ................. 9

2.10 REMOTE STUDY 远程学习 ................................ 9

2.11 STUDYING MORE THAN 32 CREDIT POINTS 学习 超过32个学分 ........................................................ 9

3. ASSESSMENT 学术表现评估 ..................... 10

3.1 GRADES 评分 .....................................................10

3.2 EXAMS 考试 .......................................................11

3.3 ASSIGNMENTS 作业 .......................................... 12

4. SATISFACTORY PERFORMANCE 学术表现标准 ..............................................13

4.1 SATISFACTORY PROGRESS 学习进展标准 ......... 13

4.2 UNSATISFACTORY PERFORMANCE 未达标的学术表现 ................................................................. 13

5. PROGRAM ARTICULATION 项目的衔接 ........13

6. ACADEMIC HONESTY 学术诚实 ................. 14

6.1 PLAGIARISM 剽窃 .............................................. 14

6.2 RULES GOVERNING A STUDENT’S CONDUCT IN

EXAMINATIONS 考试行为准则 .............................. 14

7. ILEARN 课程管理系统 .............................. 16

8. FEE AND REFUND POLICY 学费及退还的政策 .......................................17

9. GLOSSARY 词汇术语表 ............................. 18

9.1 CENSUS DATE 统计日 ........................................ 18

9.2 PAYMENT DATE 付款日 ..................................... 18

9.3 GRADUATE UNIT 本课毕业生科目 ................... 18

9.4 PLAGIARISM 剽窃 ............................................. 18

9.5 POST-GRADUATE UNIT 研究生科目 .................. 18

9.6 SERIOUS AND UNAVOIDABLE DISRUPTION 严重并不能避免的妨碍 ............................................... 18

9.7 SPECIAL CONSIDERATION 特殊考虑 ................. 18

9.8 UNIT, SUBJECT 科目 ......................................... 18

9.9 WITHDRAW 撤消科目 ...................................... 18

10. PRIVACY 隐私 ........................................ 19

11. PROFESSIONAL OPPORTUNITIES 专业机会 19

11.1 SOCIAL MEDIA 社交媒体 .................................. 19

11.2 EVENTS 校友活动 ............................................ 19

11.3 PRIZES AND SCHOLARSHIPS 奖励和奖学金 ... 20

11.4 SPECIAL PROGRAMS 特别项目 ....................... 20

11.5 STUDENT EMAIL 学生邮箱 .............................. 20

12. OFFICE DETAILS 办公室 详情 ...................21

SYDNEY CBD ........................................................... 21

悉尼中央商务区 ................................................... 21

NORTH RYDE ........................................................... 21

北莱德 ................................................................... 21

MELBOURNE CBD .................................................... 21

墨尔本中央商务区 ............................................... 21

SINGAPORE ............................................................. 21

新加坡 ................................................................... 21

BEIJING ................................................................... 21

北京 ....................................................................... 21

4 项目规则和流程 2016年 北京

1. Introduction 项目简介

This Handbook deals with questions such as:

• Enrolment

• Changing your study plans

• Withdrawing/discontinuing from a unit

• Deferring exam dates

• Satisfactory progress

• Satisfactory performance

• •Academic honesty

• Assessment and

• Requests for a review of grade

If you have any questions on any matters in this Handbook please contact the Director of Studies on studentsupport@mafc.mq.edu.au

All the information that is in this handbook and more can be found on the MAFC student website. This is also where we post notices on the student noticeboard as well as in iLearn. Quicklinks to frequently used systems and sites can also be found here.

这个手册解答如下问题：

• 注册

• 改变学习计划

• 撤消或者中止一个科目

• 延期考试

• 学习进展标准

• 学术表现标准

• 学术诚实

• 评估以及申请重新评审成绩

如果您对这个手册的内容有任何问题，请联系 学习主管 studentsupport@mafc.mq.edu.au

MAFC的学生网站（mafcstudents.mq.edu.au）提供这个手册的所有信息和更多内容。在学生通知栏和 ilearn中我们也会更新通知。在这里也可以找到常用 的系统和网站的快捷链接。

 项目规则和流程 2016年 北京 5

1.1 COMMUNICATING WITH THE APPLIED FINANCE CENTRE 与应用金融中心的交流The Applied Finance Centre uses your firstname. lastname@students.mq.edu.au email address as the preferred method of contact. It is Macquarie University policy that emails are sent to your @students.mq.edu.au email address provided to you by the University. This is both for security reasons and to minimise spam. Consideration will not be given, in any instance if you have missed information sent from the Applied Finance Centre because you have not logged into and checked this email account. It is your responsibility to ensure your contact details in iManage are up to date at all times.

应用金融中心使用学生邮箱，名.姓(拼音)@students.mq.edu.au,作为首要联系方式。把邮件发送到学校提 供的邮箱是麦考瑞大学的政策，基于安全和减少垃 圾邮件的双重原因。在任何情况下，都不会因为你 没有登录邮箱检查邮件帐户而错过了应用金融中心 的重要信息而开特例。始终保证在iManage中更新你 的最新联系信息是是你的责任.

APPLIED FINANCE CENTRE FORMS Available from the MAFC student website.

应用金融中心表格在MAFC的学生网站上可以找到。

GENERAL 一般信息• Change of Name - To advise change to your name

• 改名 - 告知姓名变化

ENROLMENT 注册• Application for Credit/Substitution - To apply for credits/

substitution due to previous studies or request to sit Challenge Exam (CFA/ FRM qualification only)

• Application for Special Approval (Prerequisites) - To request waiver of prerequisites

• Application to Withdraw without Academic and/or Financial Penalty - Must be submitted before the final assessment task for the unit

• Change of Unit (Addition and/or Discontinuance) - To add and/or discontinue units after census dates

• 学分和替代申请 基于之前的学习或者资格考试 （仅限CFA/ FRM资质）申请学分/替代

• 申请特殊批准（必修课程） 申请特批上课，不受必修课程限制

• 申请撤销课程学习而没有学术或者经济上的惩罚必须在科目的最后考核任务前提交

• 改变科目 （增加和/或者终止）在统计日之后增加和/或者终止科目

EXAMINATION考试：• Disruption to Studies Notification- To notify us when you

have experienced serious and unavoidable disruption to your studies. Your submission will be used to determine the outcome in accordance with the Disruption to Studies Policy.

• Credit Card Authority for Exams - To make a payment by Credit Card for special exam arrangements

• Final Grade Appeal Application - To appeal the final mark you received in a recent unit of study

• Professional Authority - To support a Disruption to Studies Notification when required by the Policy or as requested

• 妨碍学习通知 当你经历严重和不能避免的学习妨碍请通知我 们。你提交的申请会根据妨碍学习政策来决定你的结果。

• 信用卡授权考试 使用信用卡支付特殊考试安排

• 最终成绩申诉申请 可以对你最近的科目学习的最终分数进行申诉。

• 专业证明 根据政策需要来支持一个妨碍学习（通知）的请求。

PROGRAM STRUCTURE 课程结构Can be downloaded from the MAFC website.

可以在麦考瑞应用金融中心的网站上下载。

PREREQUISITES 前提必修课Can be downloaded from the MAFC website.

可以在麦考瑞应用金融中心的网站上下载。

6 项目规则和流程 2016年 北京

2. Your Study Plan 你的学习 计划

2.1 ENROLMENT 注册Most requests to alter your study plan require completion of the appropriate student form and the correct supporting documentation. Student forms can be found in Quick links from the MAFC student website.

大多变更学习计划的需求需要填写相应的学生表格 和提供正确的支持文档。学生文档可以在MAFC的 学生网站的快捷链接里找到。

Enrolment is to be completed on-line via iManage. You can enter the iManage site via Essential Services in the MAFC student website mafcstudents.mq.edu.au. Enrolment is available for units offered in the current calendar year only.

注册可以通过iManage在线完成。你可以从MAFC的 学生主页mafcstudents.mq.edu.au。 上的“必需服务项”进入iManage。只有本自然年度提供的科目才可选注册。

This is very important. If you wish to discontinue a unit once the census date has passed please complete a ‘Change of Unit’ form and submit to studentsupport@ mafc.mq.edu.au (refer Section 2.5 ‘Discontinuance’). All changes to a student’s study plan will be confirmed in the main Macquarie University student management system (AMIS) and can be viewed by a student by logging into eStudent. Please note that it can take a few days for the data to be confirmed.

以下信息非常重要，如果你需要在统计日过后终 止一个科目，请完成“改变科目”表格并且提交给studentsupport@mafc.mq.edu.au（参考章节2.5的“终止”）。所有的学习计划变化都会在麦考瑞大学 的学习管理系统（AMIS）中确认，并且可以在登 录eStudent后查看。请注意信息确认需要几个工作日。

Further information regarding enrolment dates, pre- requisites, unit note collection and other general enrolment information can be found at mafcstudents. mq.edu.au

其它相关于注册日期，前提必修课，各科目讲义收集的信息和其它一般注册信息可以在 mafcstudents.mq.edu.au 内找到。

2.1.1 ENROLMENT IN UNITS FOR WHICH THERE ARE PRE-REQUISITES 注册有前提条件的科目You may enrol only in units for which you have satisfied the pre-requisites (eg: successful completion of a specified core unit). In general, pre-requisites will not be waived, other than in exceptional circumstances. Any request to enrol in a unit for which a pre-requisite has not been met requires the completion of an ‘Application for Special Approval Pre-requisites’ (waiver) form. Waiver forms must be submitted no later than five (5) working days prior to the commencement of classes and can be found in Quicklinks on the MAFC student website: mafcstudents.mq.edu.au. Late forms will not be accepted.

你只可以注册那些满足前提条件的科目（比如：预先完成指定的核心科目）。通常来说，前提条 件不能被免除，除非是特别情况。任何注册没有 满足前提条件的

科目都需要完成“前提条件特殊批 准申请”（免除）表格。免除表格必须在开课前五（5）日提交并且可以在麦考瑞应用金融中心网 站：mafcstudents.mq.edu.au.的快捷链接中找到。晚 交的表格不能被接受。

The expectation is that all students enrolled in the Masters will complete the majority of their core units prior to studying electives.

在学习选修课程前所有注册硕士的学生都应该能 够完成大部分核心课程。

2.1.2 ENROLMENTS IN UNITS FOR WHICH THERE ARE CO-REQUISITES 注册那些需要并修的科目Enrolment in a unit for which there is a co-requisite requires a student to have either completed the co- requisite unit or be enrolled concurrently in this unit.

注册一个需要并修的科目需要学生要么已经完成了 并修的课程要么同时进行这个课程。

2.2 RECOGNITION OF PRIOR LEARNING (RPL) FOR CREDIT /EXEMPTION 学分认可及豁免We recognise prior learning. For specific credits / exemptions please refer to: mafc.mq.edu.au/our- programs/rpl-for-credit-exemption/

我们认可之前的学习。特别的学分/豁免请参考： mafc.mq.edu.au/our-programs/rpl-for-credit-exemption/

2.3 HIGHER THAN NORMAL STUDY LOAD 超过一般 的学习量If you are a part-time student and you want to study more than 8 credit points in any given semester please email the Director of Studies at studentsupport@mafc. mq.edu.au to arrange a time to discuss your study plans. Approval for enrolment in a higher than normal study load is at the discretion of the Director of Studies, no special consideration is given due to workload or resulting poor performance for students who undertake a higher than normal study load.

如果你是一个兼职学习的学生并且想要在一个学期里同时进行4个学分以上的学习，请给学习主管发 送邮件到studentsupport@mafc. mq.edu.au安排时间 来讨论你的学习计划。批准超过学习量的课程注册 由学习主管来决定，学生由于进行超过一般学习量 的学习导致负担加重或者成绩变差不能得到特殊考 虑。

2.4 DEFERMENT AND RE-ADMISSION 延期或者重新入学It is not possible to formally defer enrolment at postgraduate level. A candidate who chooses not to study for 2 consecutive semesters must apply for re-admission. This application for re-admission must be completed by the relevant closing date.

正常情况下研究生学习的注册不能延期进行。学员如果超过两个连续的半年学期没有注册课程必须申请重新入学。重新入学的申请必须在特定截至日期前提交。

Previous Macquarie University students returning to the same program must complete an on-line Application Form.

 项目规则和流程 2016年 北京 7

之前的麦考瑞应用中心学生重新回到同样的项目必 须完成在线申请表格。

If your request for re-admission is successful, you will receive a new offer into the current in-take of your course and you will be liable for the current year’s fees for your course.

如果你的重新入学申请成功，你会收到新的一期的课程的录取通知书并且适用本年度的课程费 用。

Please note that all programs have been restructured and new entry requirements will apply. Please refer to the MAFC website for more information and the RPL process. 请注意所有的项目都被重新做了调整了所以会有新的入 学需求。请参考中心的网站获取更多的信息和认可 之前学习的流程。

2.5 DISCONTINUANCE OF A UNIT 终止一个科目 You should note discontinuance does not happen automatically. In particular, non- attendance at class or failure to collect the Notes or failure to meet unit pre- requisites does not amount to discontinuance.

你应该了解终止一个科目不是自动成立的。例如， 不上课或者不去获取讲义或者没有满足科目 学习的前提条件都不是终止这个科目的理由。

If you discontinue from a unit, the following rules apply:

• If you discontinue from a unit before the census date (refer glossary) and return the notes, you will be treated as not having been enrolled (NE). No result will show on your academic transcript.

• If you discontinue from a unit up to four (4) weeks after census date, you will be treated as having withdrawn (W) and this will show on your transcript.

• As you have been given a result for this unit, your fees will still be allocated against this unit. This means you will not be able to claim a refund.

• If you discontinue from a unit more than four (4 weeks after the census date, your result will be a fail (F) and this will show on your transcript. As you have been given a result for this unit, your fees will still be allocated against this unit.

如果你需要中断一个科目的学习，以下的规 则适用：

• 如果你在课程的统计日（参见词汇表）之前中 止并且归还学习笔记，你可以被视为没有注 册。在你的学习成绩单上不会有所体现。

• 如果你在统计日后四周之内中断学习，你被视 为撤消科目（W），这会在学习成绩单上有所 体现。

• 如果你已经得到这个科目的成绩，你付的学费就已经计入了此科目。这说明你不会得到返款。

• 如果你在统计日后四周后中断学习，你的学习 结果会被标注为“未通过”(F)，并且这个结果会 出现在学习成绩单中。并且因为你已经得到了这个成绩，你的学费会被计入到这个科目。

2.5.1 DISCONTINUANCE OF A UNIT WITHOUT PENALTY 无惩罚条件的中断科目If you believe that you need to discontinue from a unit at any

time after the census date but before the final examination due to ‘serious and unavoidable disruption’ you may submit an Application to Withdraw without Academic and/or Financial Penalty form. This form must be submitted with evidence of the event or circumstance which result in it not being possible for you to continue to effectively study in that study period.

如果你认为有“严重的不能避免的妨碍”需要在统计 日后期末考试前的任何时间中断一个科目，你需要 提交无学术或者财务惩罚撤消申请表格。这个表格 必须和证明事件或者环境导致你不能继续在本学习 周期里继续学习的材料一起提交。

Serious and unavoidable disruption is defined in the University’s Withdrawal and Discontinuance (Coursework) Policy at mq.edu.au/policy/docs/ withdrawal penalty/ policy.html. Serious and unavoidable disruption is an event or circumstance that:

• could not have reasonably been anticipated, avoided or guarded against by the student, and

• was beyond the student’s control, and

• caused substantial disruption to the student’s capacity for effective study and/or the completion of required work, and

• occurred during an event critical study period and was at least three (3) consecutive days duration, and / or

• prevented completion of a final examination.

严重和不能避免的状况在学校的撤消和中断 (课程) 规则里有定义，mq.edu.au/policy/docs/ withdrawal_penalty/ policy.html. 严重和不可避免情况包括：

• 不能合理的预测到、避免或者防止，并且

• 超出学员的控制，并且

• 影响到学员的有效学习和课程的完成，并且

• 在学习的决定性重要阶段发生而且持续三日以上，并且/或者

• 导致学生不能完成期末考试。

Circumstances may involve medical reasons, family or personal reasons or employment related reasons. They do not include issues such as being very busy at work.

状况可以包括医疗原因，家庭和个人原因或者雇主原因。但是不包括工作很繁忙这类问题。

For a request to withdraw without academic and/or financial penalty to be considered, you must submit the application before you sit the final exam (or submission of the final assessment task for that unit if applicable). Once a grade has been ratified by the Academic Senate it will not be changed. In exceptional circumstances the Deputy Vice-Chancellor (Provost) may approve an application submitted at a later date.

你必须在期末考试（或者适用于最终的评估任务提交）前提交，无学术或这财务惩罚的撤消申请才会被考虑。一旦分数被学术理事会认可，成绩不会再被改变。在极端情况下，代理系主任（教务长）有可能批准迟交的

申请。

8 项目规则和流程 2016年 北京

2.6 PROGRESSION 学习进展A student who is taking an unduly long time to complete a program of study may be excluded from further enrolment. An unduly long period of time is considered to be effective enrolment longer than:

• 7 years for Masters degrees

学生如果花费了过长时间完成学习，那么他有可能会被禁止继续注册。影响有效注册的学习周期为长于：

• 7年的硕士学习

2.7 DISRUPTION TO STUDIES (PREVIOUSLY KNOWN AS SPECIAL CONSIDERATION) 妨碍学习的情况（旧称为特殊考虑）The University’s Disruption to Studies Policy can be found at: mq.edu.au/ policy/docs/disruption_studies/policy.html.

学校的学习妨碍政策可以在以下网址找 到： mq.edu.au/policy/docs/disruption_studies/policy.html

The Disruption to Studies Policy applies only to serious and unavoidable disruptions that arise after a study period has commenced.

《学习妨碍政策》只适用于在学期开始后遇到的特殊并且不可避免的状况。

If a student believes that their studies have been seriously and unavoidably disrupted by any of the events set out in the Disruption to Studies Policy, a Disruption Notification form must be submitted together with supporting evidence (mq.edu.au/policy/docs/disruption_studies/schedule_evidence.html) to the Program Director at studentexams@mafc.mq.edu.au no later than five (5) working days of the assessment task date or due date. This form can be found in Quicklinks on the MAFC student website (mafcstudents.mq.edu.au).

如果学生确信他们的学习被严重并不可避免的事件打断了，而此事件又符合《妨碍学习政策》中的规定，那么学生必须在作业评估日或递交日之前的5个工作日内将《学习妨碍通知表格》以及相关的支持证据一并递交给项目主管：studentexams@mafc.mq.edu.au。这个表格可以在麦考瑞应用金融中心的学生网站 mafcstudents.mq.edu.au. 的快速链接中找到。

If a serious and unavoidable disruption event affects your ability to complete a scheduled exam, and your application in respect of disruption to studies is approved by the Program Director, you will be required to sit a supplementary exam on the date specified by the Program Director and you will need to make yourself available for this exam.

如果这个严重并且不可避免的妨碍事件影响到您完成规定的考试，在你的妨碍学习申请已经被项目主管批准 的条件下，您会被要求参加一个项目主管指定的补考

并且您必须确保准时参加考试。

2.8 CENTRE OF STUDY 学习中心Your centre of study is, in general, the Centre at which you intend to attend the majority of your lectures. Assessment of your study centre remains at the discretion of the Centre and we reserve the right to review your centre of study subject to your enrolment. Your centre of study will be used to determine your unit fees.

你的学习中心通常是你打算参加大部分讲课的中心。你的学习成绩由你选择上课的中心裁定，但是我们有权利审核或重新评估你的成绩。你注册学习的科目费用由学习中心的地点决定。

The centre of study for a student who has approval from the Director of Studies to study an elective on a remote basis is Sydney.

如果学习主管的批准学生远程学习一门选修课，这门课的学习中心将是是悉尼。

 项目规则和流程 2016年 北京 9

2.9 ATTENDANCE AT CLASS 课程的出勤Class attendance is not compulsory. However, the Master of Applied Finance is a face-to-face teaching program and attendance and participation is strongly encouraged. If you choose not to attend classes your non-attendance will be noted. Any applicable in-class exercises or participation mark will receive a mark of zero if classes are not attended, unless special consideration has been approved by the Director of Studies under the University’s Disruption to Studies Policy.

课程的出勤不是强制性的。但是，应用金融硕士是一个面授课程，所以我们强烈建议出勤和参与课程。如果你选择不出勤课程，你的缺勤会被记录。在学生缺勤课程的情况下，所有的课上练习和课堂参与的分数会被记为0分。由学习主管依据学习妨碍政策批准的特别情况除外。

2.10 REMOTE STUDY 远程学习The Graduate Certificate of Finance is delivered remotely. This fully online program of study with four commencing dates per year allows you to study at the pace and time of your own choice.

Both the Master of Applied Finance and the Graduate Diploma of Applied Finance are face-to-face teaching program and all students are encouraged to attend all classes. Where a student is transferred overseas and only has a few elective units remaining to complete their degree, a student may apply to study on a remote basis. Approval is at the discretion of the Director of Studies.

金融毕业生项目通过远程授课。这是个每年四次入学的完全在线的学习的项目，允许你根据自己选择的进度和时间学习。

应用金融硕士学位项目和应用金融毕业生文凭项目都是面授课程 并且我们鼓励所有的学生都参加课程。如果

一个学生因故出国并且只有少数的选修课需要完成以获得学位，该学生可以申请远程学习。申请会由学习主管自行决定批准。

2.11 STUDYING MORE THAN 32 CREDIT POINTS 学习 超过32个学分The minimum number of credit points to qualify for the Master of Applied Finance is 32 credit points. You may enrol in additional units and the results from these units will appear on your transcript.

满足应用金融硕士的最低标准是32个学分。你可以 注册其它的科目并且结果会体现在你的成绩单上。

Normal fees apply to enrolment in such instances.

对于这种额外科目，学生需付标准的学习费用。

If your degree has been conferred and you wish to undertake further units, you may enrol at the discretion of the Director of Studies in units for which you have met the pre-requisite or been exempted. Enrolment on thisbasis will not accrue credit points and fees will be charged at a discounted rate. Students will receive a completion certificate on completion of the unit if assessments are passed; if assessments are not undertaken, the student will receive a certificate of attendance for the unit.

如果你的学位已经被颁发但是你希望学习更多的单元，你可以注册由学习主管决定的满足前提条件或者被免除的科目。学生在学习结束并且通过评估后会得到一个完成该科目的证书。如果学生没有参加考试，那么他会得到一个参加科目学习的证书。

10 项目规则和流程 2016年 北京

3. Assessment 学术表现评估

3.1 GRADES 评分You receive a grade for each unit. You will also receive a numerical mark (the way this mark is determined is outlined in the Unit Guide for each unit.) The cut-off levels are: 85 and over High Distinction; 75-84 Distinction; 65-74 Credit; 50-64 Pass; 0-49 Fail.

您的每门科目都会获得一个等级评分。同时，您也会获得一个数字分数（每一门科目的评分标准都会在各科目的科目指引中说明。）分数的等级划分如下：85分及以上优异（HD）；75-84 优秀（D）；65-74：良好（Cr）；50-64：及格（P）；0-49 不及格（F）。

3.1.1 RESULTS 结果Results for core and elective units will normally be available within four (4) weeks after the final exam. An email will be sent by student support informing students to log into the student portal to view results when available. To obtain general feedback on your performance in specific assessments please contact your lecturer via email.

核心课程和选修课程的结果通常在期末考试后四（4）周内给出。当成绩出来时，学生处会发送邮件通知学生登录他们的学生账户去查看成绩。如需成绩反馈意见，请给讲师发送邮件。

3.1.2 APPEAL OF GRADE 成绩申诉The grade appeal process ensures that students are not disadvantaged on procedural grounds (i.e. where stated procedures are not followed). It is not to be submitted as an automatic response to an undesirable outcome. Appeals will be treated seriously and fairly but in return they must be genuine and carefully justified in terms of the allowable grounds for appeal.

成绩申诉流程保证学生在申诉流程上不会处于劣势（比如声明的流程没有被遵守）。

申诉不是给学生要求重审考试成绩的机会。申诉会被严肃和公平的对待，但是申请者也必须真实并认真的判定自己是否符合申诉的条件。

A student is expected to seek feedback from their lecturer or unit convenor in regard to their performance in specific assessments in advance of submitting a grade appeal.

Grade appeals will be screened prior to processing and those found not to meet the grounds set out below will be rejected without further consideration. The following are not valid grounds for appeal:

• Failure, including claims regarding effort put in or beliefs about performance

• Challenges to marking - the academic judgement of unit convenors and markers is not open to question.

Questions on these points should be addressed via consultation with the unit convenor.

在提交成绩申诉之前，学生可以通过他们的讲师或 者科目的负责人寻求对特定的评估的反馈。

成绩申诉在处理前会被审核，如果不符合以下的设 定立场申诉不会被考虑并被驳回。以下是无效的申 诉的理由：

• 不及格，包括申报所付出的努力或者对成绩的信心

• 对评分的质疑 - 对科目负责人和评分者的学术判断的怀疑，这是不允许质疑的，不予讨论。

这些问题的讨论需要与科目负责人进行咨询。

A formal grade appeal must be supported by evidence. Grounds for a grade appeal are limited to:

1. A clerical error occurred during the determination of a final grade;

2. The Unit Guide was not in accordance with the Unit Guide Policy, which can be accessed at mq.edu.au/ policy/docs/unit_guide/policy.html;

3. Due regard was not paid to illness or misadventure that had been found to be eligible for special consideration;

4. The student had been disadvantaged in some way due to the conduct of the an assessment task;

5. The student had been disadvantaged by variation of the assessment requirements or feedback provisions laid out in the Unit Guide; and

正式的申诉必须有证据支持。成绩申诉的基本条件限定为：

1. 在判定的最终成绩中有书写错误；

2. 科目手册不符合科目指导政策规定，详细信息请 见： mq.edu.au/policy/docs/unit_guide/policy. html;

3. 截至时间没有考虑疾病或者其它符合特殊情况 的不幸；

4. 学生在完成某项评估时处于某种不利的境地；

5. 学生因为评估要求或者在科目指导中反馈条款 的变化导致的不利境地；

If after reviewing this list you believe you have grounds for a grade appeal, and you can demonstrate those grounds, please complete and submit a ‘Final Grade Appeal Application’ form to studentsupport@mafc. mq.edu.au within twenty (20) working days of receiving your recommended result. Your submission MUST include detailed evidence to support a grade appeal. The Final Grade Appeal Application form can be found in Quicklinks on the MAFC student website.

如果重新查阅了这个列表后你确信有成绩申诉的理由，并且你可以为你的理由提供证明，请完成并且提交“最后成绩申诉表格”到studentsupport@mafc.mq.edu.au， 在收到建议结果的二十（20）个工作日之内。你必须提交详细证据来支持成绩申诉。最终成绩申诉表格可以在麦考瑞应用金融中心网站的“快速”链接中找到。

 项目规则和流程 2016年 北京 11

3.2 EXAMS 考试3.2.1 RULES 规定1. You are expected to comply with the exam requirements

(mafcstudents.mq.edu.au/student-administration/program-rules/exam-requirements/).

2. We expect you to sit exams on the scheduled date. To assist you to do that, an exam date is published in the timetables on our website for some months before that exam.

3. Macquarie University operates under a ‘Fit to Sit’ model. This means that in sitting an exam and/or in-class test or a quiz or otherwise submitting an assessment, you declare yourself fit to do so. Therefore, if you are feeling unfit to sit the exam, test or quiz, or otherwise submit the assessment (as the case may be), you should not do so. If you sit an exam, test, quiz, or otherwise submit an assessment, knowing that you are unfit to do so, you will not be granted Special Consideration. For more details: mq.edu.au/policy/docs/disruption_studies/policy.html

4. Exam charges will be applicable for students intending to sit an exam outside their centre of enrolment. If you want to sit an exam in a different location other than a MAFC teaching centre (e.g. due to business travel to another city, or to be closer to your home residence), please contact the Program Director at studentexams@mafc.mq.edu.au, no later than four (4) weeks before the exam. Requests made after this time will not be accepted You will be charged the cost for holding an exam outside an MAFC teaching centre, and will be liable for these fees. Fees could cost up to AU $1,500 depending on the venue and location of the exam. If you are studying in Beijing please refer to section 8 for fee information. Please note that we cannot guarantee that we will always be able to make arrangements for you to sit your exam at another location other than a MAFC teaching centre. Please also note that non- payment of this exam fee will result in no further exams being organised and you will be expected to sit the exam in the centre that you are enrolled in. If you do not attend an exam you will be given a Fail (F) grade on your transcript unless special consideration has been approved by the Director of Studies under the University’s Disruption to Studies Policy.

5. If you do not attend an exam you will be given a Fail (F) grade on your transcript unless special consideration has been approved by the Program Director under the University’s Disruption to Studies Policy.

6. Most of the Centre’s units have exams. To pass most of those units you must pass the exam(s) for that unit (no matter how well you have performed in earlier assessments). (Details are provided in the relevant Unit Guide for each unit.) This is known as a hurdle

requirement. If you fail to meet the hurdle requirement on your first attempt, and the Examiners’ Committee judges that you have made a serious attempt at passing that exam (e.g. you got close to passing it), you will be provided with a single opportunity to sit a supplementary exam at a date specified by the Program Director and you will need to make yourself available for this exam.

1. 学生需严格遵守考试要求(mafcstudents.mq.edu.au/student-administration/program-rules/exam-requirements/)

2. 我们要求你在规定的日期参加考试。为了协助你做到这一点，考试日期在考试前几个月就会在网站时间表里发布。

3. 麦考瑞大学的考试运作遵循“状态良好才考试”的模式。这意味着如果您参加了这次考试、课堂测验、或者递交了作业，那么学校将会默认您是在自己感觉状态良好的情况下参加的考试或递交的作业。所以，如果您在参加考试或者地交作业之前感觉自己的状态不好，您就不应该参加考试或地交作业。如果您在自己状态不好的情况下参加考试、测验或递交作业，那么您即使在之后申请特殊考虑也不会被获批。更多详情请参见 mq.edu.au/policy/docs/disruption_studies/policy.html

4. 如果你希望在注册学习的中心之外参加考试，那么你需要对该考试付费。 如果您想在MAFC教学中心之外的某一个地点参加考试（例如您因为工作原因要出差去另一个城市，或者您想选择一个离自己的住处更近的地点），请在考试之前的至少4周之内联系项目主管studentexams@mafc.mq.edu.au。 如果您想在MAFC教学中心之外的地点参加考试，那么就需支付相应的费用。取决于考试的地点及场地，该费用可能会高至$1,500澳元。 如果你在北京学习，请参考第8章的费用信息。请注意我们不能保证一定可以安排在麦考瑞应用金融教学中心之外的考试。请注意如果不支付这个费用，可能导致不能给你安排考试因此你必须在注册中心考试。

5. 如果你不能参加考试就会在成绩单上显示不及格（F），除非你得到了项目主管根据《妨碍学习政策》制定的特别批准。

6. 中心的大多数科目均有考试。要通过这些科目，您必须通过这些科目的考试（无论您在之前的作业评估中表现多么出色）。（具体事项会在每一科目的科目指引中说明。）该原则被称为门槛要求。如果您第一次没有达到门槛要求通过考试，但考试委员会的审核人员认为您在这次考试中已尽力（例如您非常接近及格的分数），那么您会获得仅有的一次补考机会，补考日期将由项目主管指定，您必须按时参加补考。

12 项目规则和流程 2016年 北京

3.3 ASSIGNMENTS 作业3.3.1 GENERAL INFORMATION 一般信息You are expected to submit assignments by the due dates.

你被期待在截至日期前提交作业。

If you have special circumstances that prevent you from submitting your assignment by the due date please make arrangements with your lecturer prior to the due date. Unless prior arrangements been made, any late submission of assignments will automatically be penalised.

如果你有特殊的情况导致你在截至日期前不能提交作业，请在截至日期前跟讲师作出安排。除非有特殊安排，迟交的作业会自动得到处罚。

(i) Core Units 核心课程

Late submission of your assignment without an agreed prior extension from the lecturer will receive a zero mark, in the absence of special circumstances.

没有预先和讲师延期而迟交核心课程的作业会 得到零分，在非特殊情况下。

(ii) Elective Units 选修课程

Late submission of your assignment without an agreed prior extension from the lecturer will be penalised 10% of the available marks for the assessment for each working day (or part thereof ) they are late.

没有预先和讲师延期而迟交选修课程的作业会 得到10%的减分，对每迟交一个工作日（或者部分）进行处罚。

Requests to extend assignment due dates are separate from requests to defer exams. Approval of a request to defer an exam date does not give an automatic extension of the assignment date.

迟交作业的申请和延期考试申请是分开的。延 期考试的批准不自动给予作业的延期。

3.3.2 SUBMISSION OF ASSIGNMENTS 提交作业All assignments are to be submitted electronically via Turnitin within the Unit iLearn site, unless otherwise instructed by your lecturer. Instructions on how to submit your assignment via Turnitin can be found at: http://china.mafc.mq.edu.au/

You should keep a hard copy (printed version) of your assignment until you have your final result in case your original is misplaced. This is rare, but it happens.

所有作业都需要在 iLearn 系统的 Turnitin 上提交电 子版本，除非导师有特别的指示。如何通过Turnitin 提交作业的指导可以在以下网址找到： http://china.mafc.mq.edu.au/

你需要保留一份硬拷贝（打印版本）直到收到你的最终成绩以避免你的原版被错放。虽然很少见，但是发生过。

 项目规则和流程 2016年 北京 13

4. Satisfactory Performance 学术表现标准

4.1 SATISFACTORY PROGRESS 学习进展标准You are expected to maintain satisfactory progress in this Master’s program.

After two semesters of part-time study, you should normally have sat for the final exam for at least two core units. If you have not met that benchmark, your participation in the program will be subject to review by the Centre’s Review Committee and can lead to termination of your studies.

在这个硕士项目中你需要达到学习进展标准。

两个半年学期的兼职学习后，你应该至少完成了两门核心课程。如果没有达到这个评价准则，你对这个项目的参与度需要被中心的评审委员会进行重新评审，这可能导致你学习的中止。

4.2 UNSATISFACTORY PERFORMANCE 未达标的学术表现 Unsatisfactory performance can lead to termination of your studies. Grounds for unsatisfactory performance are a fail grade in two core units or four elective units or an equivalent mix of a core unit and elective units, or two fail grades in the same core unit (that is, 8 credit points).

If you fail to provide sufficient evidence to explain your performance within the required time frame you may be excluded from the program.

Students who are permitted to continue will likely be placed on a restricted study plan.

Failure in the first 2 units of study in the program is likely to lead to termination of your studies.

未达标的学术表现可以导致你学习的中断。未达到标准的基本条件是两门核心课程或者 四门选修课程不及格，或者等同于此学分的核心课和选修课组合，或者在同一门核心课两次不及格（也就是8个 学分）。

如果你在所需要的时间间隔内不能提供足够的证据 解释你未达标的表现，你可能会被除名。

被允许继续学习的学生会被安排限制性的学习计 划。

如果项目开始的两门科目未通过很可能会导致你的学习中止。

5. Program Articulation 项目的衔接If you have enrolled in the Graduate Diploma of Applied Finance, which requires half the credit points of the Master of Applied Finance, you may request to articulate into the Master of Applied Finance when you have successfully completed 16 credit points in the Graduate Diploma.

如果你注册了应用金融中心的毕业生文凭，这需要应用金融硕士项目的一半学分，当你完成了毕业生文凭的16个学分学习后你可以要求衔接应用金融硕士项目。

To request to articulate to the Master of Applied Finance, you must complete and submit an on-line application form via our website. For your request to be assessed results for at least 16 credit points must be certified and ratified. If your request for articulation is successful, you will receive a new offer into the current in-take of the Master of Applied Finance and you will be liable for the current year’s fees for the Master of Applied Finance.

要求衔接硕士应用金融项目，你需要通过我们的网站完成并提交在线申请。你必须已经获得16个学分的认证和证明你的申请才能被评估。如果你的请求成功，你会收到一个进入现有一期应用金融硕士项目的授意书，并且适用今年的金融硕士项目费用。

If you do not take out the Graduate Diploma award, you will be allowed to bring 16 credit points of your previous study forward into your Master of Applied Finance degree. You will need to successfully study, and pay fees, for a further 16 credit points to successfully complete the Master’s program.

如果你不领取研究生文凭，你可以被允许带入之前学习的16个学分到你的金融硕士学位。你需要顺利完成付费学习，获得另外16个学分才能成功完成硕士项目。

If you take out the Graduate Diploma award, you will be allowed to bring 8 credit points of your previous study forward into your Master of Applied Finance degree. You will need to successfully study, and pay fees, for a further 24 credit points to successfully complete the Master’s program.

如果你领取了研究生文凭，你只允许带入之前学 习的8个学分到金融硕士学位。你需要顺利完成付费 学习，获得另外24个学分才能成功完成硕士项目。

If you have enrolled in the Master of Applied Finance and decide to terminate your study in the Master’s program and take out the award of the Graduate Diploma of Applied Finance having obtained at least 16 credit points of advanced core and elective units, the following will occur under University policy on Advanced Standing if you wish to re-enrol in the Master’s program at a future date:

(i) You will need to apply to enter the Master of Applied Finance program. Please note that this is not an automatic process. If accepted, you will be classed as a new student in the Master’s and charged the current intake rate.

(ii) You will only be allowed to bring a maximum of 8 credit points of your previous study forward into your Master of Applied Finance study plan. You will need to successfully study, and pay fees, for a further 24 credit

14 项目规则和流程 2016年 北京

points to successfully complete the Master’s program

如果你注册的是应用金融硕士项目并且决定中止你的学习，使用获得的16个高级核心科目和选修科目学分来获得应用金融研究生文凭。根据大学的跳班政策你未来希望 重新注册硕士项目时会 出现以下情况：

(i) 你需要重新申请进入应用金融硕士项目。注意 这不是自动流程，如果被接受，你将和新学生 分为一班，按照现有一期班学费标准付费。

(ii) 你只能从之前的学习中带入8个学分到你的应 用金融硕士项目中。你需要顺利完成付费 学习，获得另外24个学分才能成功完成硕士项 目。

6. Academic Honesty 学术诚实Academic honesty is at the nature of scholarly endeavour. Academic honesty means that:

• All academic work claimed as original is the work of the author making the claim;

• All academic collaborations are acknowledged;

• Academic work is not falsified in any way; and

• When the ideas of others are used, these ideas are acknowledged appropriately.

We expect our students to conduct themselves with integrity; particularly as it relates to plagiarism and exam conduct.

学术诚实是学术性成就的前提。学术诚实意味着：

• 所有声明是原创的学术工作都是声明者做出的工作；

• 声明所有的学术合作工作；

• 学术工作不是伪造的；并且

• 如果作者使用了其他人的想法，那么这些想法会被适当公布为其他人的贡献。

我们期望我们的学生能够贯彻这一原则，特别是涉 及到抄袭和在考试中的行为。

6.1 PLAGIARISM 剽窃You should acknowledge appropriately the sources of the material you use in an assignment or any other piece of work. To maintain good academic practice on acknowledging sources, you should always:

(i) State clearly in the appropriate form where you found the material on which you have based your work;

(ii) Acknowledge the people whose concepts, experiments, or results you have extracted, developed, or summarised, even if you put these ideas into your own words; or

(iii) Avoid excessive copying of passages by another author, even where the source is acknowledged. Find another form of words to show that you have thought about the material and understood it, but remember to state clearly where you found the ideas.

你需要如实的告知你在作业和其它工作中所引用的 材料。为了保证在引用其它材料基础上获得满意的学术实

践，你需要：

(i) 以合适的形式标明你的工作所依赖材料的出处；

(ii) 说明对其他人的概念、实验或者结果进行摘 录、延展、总结甚至只是重述；

(iii) 即使标明了出处，你也要避免对另外一个作 者过多的段落抄写。你需要使用另一种表述方 法表明你对材料的思考和对内容的理解，注意 一定要标明此想法的出处。

If you take and use the work of another person, including your classmates, without clearly stating or acknowledging your source, you are falsely claiming that material as your own work. This is not good practice and you will be penalised by loss of marks, sometimes all marks. You will also be penalised in these ways if you encourage or assist another person to do this.

如果你采用其他人的工作，包括你的同学，然而没有明确的表明或者告知出处，你就错误的声明了那些素材是你自己的工作。你将会为此行为被处罚，包括减分，有些情况会给予零分。如果你促使或者帮助其他人这样的行为，你也会同样会被处罚。

Offences could result in disciplinary action, including the termination of studies. The following table outlines the minimum penalties to be applied under certain specific circumstance. A Faculty Disciplinary Committee may determine that a higher penalty than the minimum given here is appropriate in specific cases: http://www.mq.edu.au/policy/docs/academic_honesty/schedule_penalties.html.

违反规定会导致严重的处罚措施，包括中止学习。以下的表格概括了针对特定情况适用的最轻的处罚。学院纪律委员会可能会采取比下表中更严重的处罚: http://www.mq.edu.au/policy/docs/academic_honesty/schedule_penalties.html 。

Where the Director finds that plagiarism has occurred, a permanent record of the plagiarism will be added to the student’s files. For further information on plagiarism and the procedures which will be followed should plagiarism be suspected, please refer to mq.edu.au/policy/docs/ academic_honesty/policy.html

如果主管发现此类剽窃的行为，它会被永久记录在该学生档案中。其他的关于剽窃的信息和被怀疑剽窃的处理流程，可以参考：mq.edu.au/policy/docs/academic_honesty/policy.html

6.2 RULES GOVERNING A STUDENT’S CONDUCT IN EXAMINATIONS 考试行为准则Students are required to:

• provide their Macquarie University student card as photographic proof of identity for the duration of the examination. This must be visible at all times during the examination. In exceptional circumstances, the Examination Supervisor may allow alternative photographic proof of identity such as a current driver’s licence, a current Proof of Identity card or a current passport

 项目规则和流程 2016年 北京 15

• leave mobile phones, electronic devices, bags, computers, notes, books or similar at the front or back of an examination venue unless with the written permission of the Unit Convenor

• ensure any water brought into the examination room is in a clear and unmarked bottle

• obey all instructions provided by an examination supervisor

• refrain from communicating in any way with another student once they have entered the examination venue.

学生需要遵守如下原则：

• 在考试期间提供麦考瑞大学的学生证作为有照片的身份识别。这个学生证在整个考试期间必须保持在可见范围内。在特殊情况下，监考人员可以允许考生提供其它照片身份证明，比如现有的澳洲驾照，现有的澳洲照片证明或者现有的护照

• 考生需要把手机，电子设备，包，电脑，笔记，书和其 它类似的物品放置在考试地点的前方或者最 后，除非有科目负责人的特别书面允许

• 保证带入考场的水瓶干净并没有标记

• 服从监考人员的所有指示

• 一旦进入考场避免和任何学生以任何方式交流

Students are not permitted:

• into an examination venue once one hour from the time of commencement (excluding any reading time) has elapsed

• to leave an examination before one hour from the time of commencement (excluding any reading time) has elapsed

• to be readmitted to an examination venue unless

• they were under approved supervision during the full period of their absence

• to obtain, or attempt to obtain, assistance in undertaking or completing the examination script.

• to receive, or attempt to receive, assistance in undertaking or completing the examination script.

学生不允许：

• 在考试开始后一个小时不允许进入考场（不包 括阅读时间）

• 在考试开始后一个小时不允许离开考场（不包 括阅读时间）

• 离场考生不允许再次进入考场除非他们离开时有监考人员全程陪同

• 获得或者试图获得帮助答题或者完成考卷

• 接受或者试图接受帮助答题或者完成考卷

A student in breach of any of the conditions relating to an examination will be referred to the Director and in severe cases will be referred to the Executive Dean and the University’s Disciplinary Committee. Procedures and penalties are as set out in the University’s Academic Honesty Policy/ Procedures/Schedule of Penalties, which can be accessed at mq.edu.au/policy/docs/academic_ honesty/policy.html.

在考试中违反任何情况都会被报告给主管，在严重情况下会被报告给执行系主任和大学纪律委员会。流程和处罚在学校学术诚实政策/流程/处罚计划中设置，在以下链接中访问，mq.edu.au/policy/docs/academic_honesty/policy.html.

16 项目规则和流程 2016年 北京

7. iLearn 课程管理系统iLearn is the online system for:

• Submitting assignments

• Retrieving course notes, readings and other unit resources

• Communicating with the cohort and lecturer.

iLearn 是一个在线课程管理系统，它可以：

• 提交作业

• 获取课程笔记，读取其它资源

• 和讲师以及同伴联系

Students are expected to login to iLearn frequently, at a minimum twice a week. iLearn can be accessed in Quicklinks on the MAFC student website. Announcements, forum posts and notifications are directed to the students mq student email only.

期望学生能够经常访问iLearn，一周最少两 次。iLearn可以通过麦考瑞应用金融中心网站的快速链接访问。通告，论坛帖子和通知会被直接发送 到学生的麦考瑞邮箱中。

Access to an iLearn unit is linked to the student’s official enrolment in the unit.

访问iLearn是跟学生正式注册科目连接的。

The login point for access to an iLearn unit is http://china.mafc.mq.edu.au/

访问iLearn科目的访问点是 http://china.mafc.mq.edu.au/

The student will need to enter their student number and password (set up at the first time login application) to access the iLearn unit.

学生需要输入他们的学生号和密码去访问。（第一 次登录使用时需要设置）。

Help guides and IT support can be found at mq.edu.au/iLearn/student_info/guides.htm

帮助指南和IT支持可以在如下链接获得：

mq.edu.au/iLearn/student_info/guides.htm

 项目规则和流程 2016年 北京 17

8. Fee and Refund Policy 学费及退还的政策This is applicable to students studying in Beijing only

Tuition fees are payable to Tsinghua University at the beginning of each academic year for the full year.

Students commencing study in 2010 or later who withdraw completely from the program for any reason, including those who are required to withdraw due to poor performance, will receive a refund of 90% of their course fees for any units in which they have yet to commence study. The 10% of the fees for untaken units that is not refunded will be retained by Tsinghua. Students who require a partial refund of fees due to changing the location in which they choose to study will not be subject to this policy.

Course materials fees will not be refundable for any student who withdraws from the program for any reason.

If you choose to sit an exam in another city in China, a fee of ¥600 or less will be applicable.

A fee of ¥500 will be charged for each deferred exam held in Beijing.

这仅适用于在北京学习的学员

学员应在每学年年初支付全年的学费给清华。

2010 年或其后学年入学的学员因任何原因彻底退学的，包括因成绩不合格而被要求退学的，对于他们尚未开始学习的科目，将退还 90％的科目学费。未被退还的10%的学费将由清华保有。对于改变学习地点而需要退还部分科目学费的学员，将不按此规定办理。

不论何种原因退学的学员，教材讲义费不退。

如学员选择在中国另一个城市参加考试， 需支付的费用为RMB600或以下。

如学员被批准在北京参加延期的考试，每科需支付的费用为RMB500。

18 项目规则和流程 2016年 北京

9. Glossary 词汇术语表

9.1 CENSUS DATE 统计日Unit census date is the last date that you can withdraw from a unit without incurring academic penalty.

科目统计日是你可以撤消科目而没有相关的学术处 罚的最后一天

9.2 PAYMENT DATE 付款日Unit payment date is the last date that you can pay for a unit without incurring academic penalty.

科目付款日是你没有相关的学术处罚的最后一个支付日。

9.3 GRADUATE UNIT 本课毕业生科目At Macquarie University Graduate units are designated at 600 levels.

在麦考瑞大学毕业生科目被设计为600级别（编号）。

9.4 PLAGIARISM 剽窃Plagiarism is presenting another person’s work as your own. You should not do any of the following in an assignment or any other piece of work which is to be assessed, without clearly acknowledging your source(s) for each quotation or piece of borrowed material:

(i) Copy out part(s) of any document or audio-visual material, including computer based material;

(ii) Use or extract someone else’s concepts or experimental results or conclusions, even if you put the borrowed material in your own words;

(iii) Copy out or take ideas from the work of another program member, even if you put the borrowed material in your own words;

(iv) Hand in material that uses many of the same words and diagrams as those used by someone else. On occasions, you may be encouraged to prepare your work with someone else, but the final form of the piece of work you hand in must be your own work; and

(v) Encouraging or assisting another person to commit plagiarism is a form of improper collusion and may attract the same penalties which apply to plagiarism.

剽窃是把其他人的工作呈现为你自己的。在没有明 确的告知引用的出处或者借用素材的情况下，你在 完成作业中或者其它任何工作中不能有以下行为：

(i) 拷贝部分稳当或者音视频素材，包括基于计算 的素材；

(ii) 使用或者摘录某人的概念或者实验结果或者结 论，甚至重述借用的素材；

(iii) 拷贝或者采用其他项目成员的作业，甚至重述 借用的素材；

(iv) 提交很多使用和其他人共同词组和图表的素 材。偶尔情况下，你会被鼓励和其它人一起准 备作业，但是最终的作业形式必须是你自己的 工作；

而且

(v) 鼓励或者帮助其他人剽窃也是一种不合适的共 谋，会导致跟剽窃的人一样的处罚。

9.5 POST-GRADUATE UNIT 研究生科目At Macquarie University postgraduate units are designated at 800 or 900 levels.

在麦考瑞大学研究生科目被设计为800或者900级别。

9.6 SERIOUS AND UNAVOIDABLE DISRUPTION 严重并不能避免的妨碍Serious and unavoidable disruption is defined in the University’s Disruption to Studies Policy. Serious and unavoidable disruption to studies is defined as resulting from an event or set of circumstances which:

(i) Could not have reasonably been anticipated, avoided or guarded against by the student; and

(ii) Was beyond student’s control; and

(iii) Caused substantial disruption to the student’s capacity for effective study and/or completion of required work; and

(iv) Occurred during an event critical study period and was at least three (3) days duration, and/or

(v) Prevented completion of a final examination.

严重并不能避免的妨碍在学校的妨碍学习政策中定义政策中定义。严重并不可避免妨碍情况定义为以下事件的结果或 者设置的条件：

(i) 不能合理的预测到，避免或者

(ii) 被学生反对，超出学生的控制，并且

(iii) 引起了对学生的有效学习和完成需要的工作的后续影响,并且

(iv) 在本学习的决定性事件阶段发生并且持续三日 以上，并且/或者

(v) 导致学生不能完成期末考试。

9.7 SPECIAL CONSIDERATION 特殊考虑Special consideration is defined in the University’s Disruption to Studies Policy. Special consideration is defined as the provision of an additional opportunity for a student to demonstrate that they have met the learning outcomes of a unit or units.

特殊考虑在学校的妨碍学习政策中定义。特殊考虑定义为给学生证明他们已经达到了某个或者某些科目的学习成果的额外机会的条款。

9.8 UNIT, SUBJECT 科目(for example, ECFS867 Financial Instruments)

科目（比如ECFS867金融工具）

9.9 WITHDRAW 撤消科目See Discontinue Studies in a Unit in section 2.5.

查看section2.5中的中断科目学习

 项目规则和流程 2016年 北京 19

10. Privacy 隐私CMBF Limited (CMBF), trading as Macquarie Applied Finance Centre, is a controlled entity of Macquarie University and a company incorporated under the Corporations Act 2001 (Cth). It must comply with the Privacy Act 1988 (Cth), the Privacy and Personal Information Protection Act 1998 (NSW) and the Health Records Information Protection Act 2002 (NSW).

CMBF 有限公司（CMBF），运营麦考瑞应用金 融中心，是麦考瑞大学旗下控制的实体并符合公 司法案组成（ACT2001）。它必须遵循隐私法案（Act1988），隐私和个人信息保护法案Act1998（新州）以及健康记录信息保护法案ACT2002（新州)。

CMBF’s principal activity is to administer courses (primarily the Master of Applied Finance) and education and consulting services on behalf of Macquarie University.

CMBF的首要任务是管理课程（主要是应用金融硕士）和代表麦考瑞大学提供教育咨询服务。

CMBF complies with the University’s Privacy Management Plan, the University’s Privacy and Compliance Policy and Privacy and Compliance Procedure Privacy and Compliance Procedure in so far as it relates to CMBF.

CMBF遵循学校的隐私管理章程，学校的隐私和 兼容政策以及隐私和兼容流程只要它们相关于 CMBF。

CMBF is also required to have its own privacy policy pursuant to the Privacy Act. This policy explains the kinds of personal and/or health information that CMBF collects and holds, how it does so and the purposes for that collection, how you can access your information, how you can make a privacy complaint and how that will be actioned, whether your information is likely to be sent overseas and to which countries if practicable. This policy can be accessed here. To the extent that there are any inconsistencies between the University privacy policy and the CMBF privacy policy, for CMBF privacy matters, the CMBF privacy policy prevails.

CMBF也有基于隐私法案的自己的隐私策略。这个策略解释了CMBF收集和拥有的个人信息和健康信息，如何进行以及收集的目的；你如何访问自己的信息；你如何对隐私问题进行投诉以及如何行动；是否你的信息会被发送到海外以及事实上是哪些国家。这个政策可以在这里访问。在学校的隐私政策和CMBF的政策不一致的情况下，相关于CMBF的问题，CMBF的政策优先。

For more information about privacy, please refer to the University’s privacy compliance framework Privacy at Macquarie University.

关于更多的隐私信息，请参考麦考瑞大学的隐私兼容框架。

11. Professional Opportunities 专业机会

11.1 SOCIAL MEDIA 社交媒体We welcome all students to keep in touch with the Applied Finance Centre through social media.

我们欢迎学生和应用金融中心通过社交媒体保持联系。

LINKEDIN OFFICIAL MAFC COMPANY PAGE AND CURRENT STUDENTS’ GROUPConnect with your peers and lecturers by joining the Macquarie Applied Finance Centre Current Students’ Official Group and follow the Macquarie Applied Finance Centre (MAFC) company page on LinkedIn.

By doing so we’ll keep you informed of opportunities to attend free “Finance Professionals” seminars, graduations, open days, to apply for scholarships, and participate in mentoring opportunities. You’ll alsoreceive relevant news feed about the banking and finance industry.

Upon graduating, you can join other alumni from around the world by transferring your membership to the Macquarie Applied Finance Centre and Master of Applied Finance Alumni Official Group.

Linkedin的官方MAFC公司主页和现有的学生群。通过加入麦考瑞应用金融中心的现有学生群和关注麦考瑞应用金融中心的公司主页和你的同学及讲师保持联系。

通过这些联系我们可以通知到你参加免费的“金融专家”研讨会，毕业典礼，开放日，奖学金申请以及加入导师计划的各种机会。你也会收到关于银行和金融行业

相关的新闻提要。

毕业后，你可以在世界任何地方通过加入麦考瑞应 用金融中心和应用金融中心硕士项目的官方校友群 来承继你的会员资格。

FACEBOOKLike the Macquarie Applied Finance Centre (MAFC) on Facebook to stay up to date with events and news from MAFC. This is an open group, so you are welcome to invite others to like this page too.

在Facebook上关注保证更新到最新的事件和消息。这是一个开放的群，你可以邀请其他人关注这个页面。

11.2 EVENTS 校友活动The Applied Finance Centre regularly invites students and alumni to attend a variety of events. Please check our website and you student email address for dates and invitations to welcome lunches, prize winner cocktail events, alumni get-togethers and our popular Finance Professionals’ seminars, which address areas of topical interest (sometimes controversial), the latest research, and provide friends and alumni of the Macquarie Applied Finance Centre opportunities for professional development and networking.

应用金融中心定期邀请学生和校友参加各种活动。 请访问我们的网站和你的学生邮箱确认日期，参加 欢迎午餐会, 颁奖鸡尾酒会、校友聚会和我们广受 欢迎的金融专家研讨会。每个活动都侧重某些典型 兴趣点（有些时候是有争议的热点话题）, 最新的研究, 并且提供给麦考瑞应用金融中心的朋友和校友一个职业 发展

和建立联系的机会。

20 项目规则和流程 2016年 北京

11.3 PRIZES AND SCHOLARSHIPS 奖励和奖学金MAFC prizes are awarded to the student with the highest Distinction or High Distinction score. Prizes are on offer for each elective unit offered in that Centre in a calendar year.

MAFC offer a CFA Awareness Scholarship and CAIA Academic Partner Scholarship to students who are best performing in a combination of units in the program.

麦考瑞应用金融中心奖励那些优秀和良好学习成绩的学生。每个自然年会设置奖金给每一个选修单元。

麦考瑞应用金融中心提供认证金融分析师的认知奖 学金以及特许另类投资分析师的学术伙伴奖学金给 那些在项目中取得科目总评最好成绩的学生。

11.4 SPECIAL PROGRAMS 特别项目• Finance Professionals - MAFC hosts Free Finance

Professionals Lunchtime Seminars. These talks are open to the public. Subscribe here: Finance Professional Series.

• NAB/MAFC Women’s Mentoring Program - The NAB/MAFC Women’s Mentoring Program is an innovative leadership program for female Master of Applied Finance students. It aims to encourage the development of women who, given the right opportunities and support, will become our future leaders in the banking and finance sector.

• RG146 - This gap training short course is offered to graduates or students of the MAppFin Program who completed the core units after 1 January 1995. Persons who passed the core subjects prior to this date and who wish to meet ASIC’s requirements, find out more here.

• 金融专家- MAFC组织免费的金融专家午餐研 讨会，这些讨论开放给大众，请在此注册：Finance Professional Series.

• 澳洲国家银行/澳洲国家银行/麦考瑞应用金融 中心（NAB/MAFC ）女性导师计划- 澳洲国 家银行/麦考瑞应用金融中心 的导师计划是一 个针对女性应用金融硕士生的创新型领导力项 目。它致力于鼓励女性发展，给予合适的机会 和支持,使她们成为银行和金融系统未来的领导 者。

• RG146：这个差距培训短期课程提供给在1995 年1月1日后完成了所有核心课程的毕业生或者 麦考瑞应用金融中心学生。在这个日期之前完 成主要课程想要达到澳洲证券投资委员会要 求，访问以下信息。（Find out more here.）

11.5 STUDENT EMAIL 学生邮箱Reminder: It is Macquare University policy that emails are sent to your firstname.lastname@students. mq.edu.au email addresses. (For more information, refer to Section 1.1. of the handbook).

提醒： 学校的政策是把所有相关邮件发送到你的麦 考瑞学生邮箱firstname.lastname@students(更多信 息,

请访问本手册1.1)。

MAFC and Tsinghua 10 year anniversary event in Beijing, 2014

 项目规则和流程 2016年 北京 21

Sydney CBD campus has moved to Angel Place

12. Office Details 办公室 详情

SYDNEY CBDLevel 24, 123 Pitt StreetSydney NSW 2000P: 61 2 9234 1700E: cityprogramservices@mafc. mq.edu.au

悉尼中央商务区3层, Spring大街 悉尼,新南威尔士州2000 电话: 61 2 92236231电子邮箱: cityprogramservices@mafc.mq.edu.au

NORTH RYDEBuilding E4A, Level 7, Room 746Macquarie University NSW 2109P: 61 2 9850 7282E: campusprogramservices@mafc.mq.edu.au

北莱德746房间,7层,E4A号楼 麦考瑞大学新南威尔士州NSW 2109 电话: 61 2 9850 7282电子邮箱: campusprogramservices@mafc.mq.edu.au

MELBOURNE CBDLevel 6, Room 6.1, 500 Collins StreetMelbourne VIC 3000P: 61 3 9614 0005E: melbourneprogramservices@mafc.mq.edu.au

墨尔本中央商务区6.1房间,六层,Collins大街，墨尔本 维多利亚州3000 电话: 61 3 9614 0005电子邮箱: melbourneprogramservices@mafc.mq.edu.au

SINGAPORESAA Global Education111 Somerset RoadTripleOne Somerset #06-01/02Singapore 238164E: campusprogramservices@mafc. mq.edu.au

新加坡#06-01/02 TripleOne Somerset111 Somerset 路 新加坡 238164E: campusprogramservices@mafc.mq.edu.au

BEIJINGTsinghua University,7th Floor Tower B, Innovation PlazaBeijing, ChinaE: campusprogramservices@mafc.mq.edu.au

北京中国北京清华大学创新园B楼7层电子邮箱: campusprogramservices@mafc.mq.edu.au

SYDNEY CBDLevel 24, 123 Pitt StreetSydney NSW 2000AustraliaT: +61 2 9234 1700

NORTH RYDEBuilding E4A, Level 7, Room 746Macquarie University NSW 2109T: +61 2 9850 7282

MELBOURNE CBDLevel 6, 500 Collins StreetMelbourne VIC 3000AustraliaT: +61 3 9614 0005

BEIJINGTsinghua UniversitySchool of Continuing Education7th Floor, Tower BInnovation PlazaBeijing, ChinaT: +86 10 6277 2043

mafc.mq.edu.au

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