62
TONG CONG TY DAU Tlf VA KINFI DOANH VON NHA NIXOC SC I C H Giay Di9. c , hi: a Tang i 23, taa nha Charmvit, s6 117 TrAn Duy Hung, QO'n Cau Dien thoO: (84-24) 6278 0191 Fax: (84-24) 6278 0136 BAN TO CHUG CHAO BAN CANH TRANH CO PHAN THUOC QUYEN SO Htru CUA TONG CONG TY DAU TY VA KINH DOANH VON NHA NtrOC TAI CONG TY CO PHAN NIIVA BINH MINH KHUYEN CAO CAC NHA DAU TU . TIEM NANG NEN THAM KHAO QUY CHE CHAO BAN CANH TRANH TRU& Kill QUYET BINH BANG KY MUA CO PHAN. VItC CHAO BAN CO PHAN NAY KHONG PHAI LA DOT CHAO BAN BE HUY BONG VON CHO CONG TY MA CHI LAM THAY DOI irk LE SO Hfru TRONG CO CAU CO BONG VA KHONG LAM THAY DOI MUC VON DIEU LE DA BANG K1' CUA QUY CHE CHAO BAN CANH TRANH CO PHAN CUA TONG CONG TY DAU TU VA KINH DOANH VON NHA lsTU'OC TAI CONG TY CO PHAN NHVA BiNH MINH (Gay Chang nha'n clang ky kinh doanh do S6 . Kg' . hoach va Dciu to Thanh ph , Ha Chi Minh cap lan delu so 4103002023, clang ky thay cloi ian thi 06 sá 0301464823 ngay 22/8/2017) TO CHIJC . CHAO BAN CO PHAN TO CIItYC PRAT HANH O CHUC THIIC HIF.N CHAO BAN CANH TRANH SO GIAO DICH CHITNG KHOAN THANH PHO HO CHI MINH Dia chi: 16 VO Van Ki4, Qu4n 1, Tp.H6 Chi Minh Dien tho4i: . (84-28) 3821 7713 Fax: (84-28) 3821 7452 HOSE Ha Ni)i, thang 02 nam 2018

QUY CHE CHAO BAN CANH TRANH. Quy che ban cp BMP.pdf · that hien chao ban canh tranh ce phan va cac cong viec lien quan theo quy djnh. Dai dien SCIC lAm Trueng Ban to chirc chat)

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Page 1: QUY CHE CHAO BAN CANH TRANH. Quy che ban cp BMP.pdf · that hien chao ban canh tranh ce phan va cac cong viec lien quan theo quy djnh. Dai dien SCIC lAm Trueng Ban to chirc chat)

TONG CONG TY DAU Tlf VA KINFI DOANH VON NHA NIXOC

SC I C H Giay Di9. c

,hi:

aTang

i 23, taa nha Charmvit, s6 117 TrAn Duy Hung, QO'n Cau

Dien thoO: (84-24) 6278 0191 Fax: (84-24) 6278 0136

BAN TO CHUG CHAO BAN CANH TRANH CO PHAN THUOC QUYEN SO Htru CUA TONG CONG TY DAU TY VA KINH DOANH VON NHA NtrOC TAI CONG TY CO PHAN NIIVA BINH MINH KHUYEN CAO CAC NHA DAU TU. TIEM NANG NEN THAM KHAO QUY CHE CHAO BAN CANH TRANH TRU& Kill QUYET BINH BANG KY MUA CO PHAN. VItC CHAO BAN CO PHAN NAY KHONG PHAI LA DOT CHAO BAN BE HUY BONG VON CHO CONG TY MA CHI LAM THAY DOI irk LE SO Hfru TRONG CO CAU CO BONG VA KHONG LAM THAY DOI MUC VON DIEU LE DA BANG K1' CUA

QUY CHE CHAO BAN CANH TRANH

CO PHAN CUA TONG CONG TY DAU TU VA KINH DOANH VON NHA lsTU'OC TAI CONG TY CO PHAN NHVA BiNH MINH

(Gay Chang nha'n clang ky kinh doanh do S6. Kg'. hoach va Dciu to Thanh ph , Ha Chi Minh cap lan delu so 4103002023, clang ky thay cloi ian thi 06 sá 0301464823 ngay 22/8/2017)

TO CHIJC. CHAO BAN CO PHAN

TO CIItYC PRAT HANH

—O CHUC THIIC HIF.N CHAO BAN CANH TRANH

SO GIAO DICH CHITNG KHOAN THANH PHO HO CHI MINH

Dia chi: 16 VO Van Ki4, Qu4n 1, Tp.H6 Chi Minh

Dien tho4i: . (84-28) 3821 7713 Fax: (84-28) 3821 7452 HOSE

Ha Ni)i, thang 02 nam 2018

Page 2: QUY CHE CHAO BAN CANH TRANH. Quy che ban cp BMP.pdf · that hien chao ban canh tranh ce phan va cac cong viec lien quan theo quy djnh. Dai dien SCIC lAm Trueng Ban to chirc chat)

CHVONG I

QUYliNH CHUNG

Di&I 1 Pham vi dien chinh

1.1. Quy chef nay quy dinh viec chao ban canh tranh nh'am tim kitm cac Nha dau to de thuc hien ban 24.159.906 c6 phieu Cong ty c6 phan Nhkra Binh Minh (sau day goi la

c6 phieu "BMP") thuOc Nha !urge ma T6ng cong ty Dau tu va Kinh doanh von

nha nu& (sau day goi tat la "SCIC" va/hoac "Ben chuyen nhuo-ng") la dai dien hop

phap, va thtrc hien chuyen quyen so huu chimg khoan thong qua he th6ng cua Trung

tam Luu lc* Chirng khan Via Nam.

1.2. Dot chao ban nay khOng phai la dot phat hanh/chao ban c6 phieu cua doanh nghiep de

huy dOng von ten thi trugng so cap, Sa Giao dich chimg khoan Tha.nh pho H6 Chi Minh khong co nghia va cong b6/thong bao to i Nha dau to v6 tinh hinh doanh nghiep va cac thOng tin lien quan den doanh nghiep; khong thtrc hien phan tich, hay dua ra

bat lei y kien dnh gia nao vai ham 5, dam bao gia tri cua c6 phieu. Co phieu BMP

dugc chao ban theo thgc te/thtrc tang hoat dOng kinh doanh, tinh hinh tai chinh cua doanh nghiep tai thgi diem chao ban. Mirc gia t6i thieu va cac diet' kien chao ban duot xay dung tren co yeu cau cua Ben chuyen nhugng phii hop yeti cac quy dinh

phap luat hien hanh.

Dau 2 Giai thich tir ngir

Trong Quy chef nay, cac tir ngit duei day dugc hieu nhu sau:

2.1. Quy chef la Quy the chao ban canh tranh de tim kiem nha dau tu thkrc hien giao dich

ban c6 phan thuOc se' hire Nha nude ma T6ng Cong ty D'au to va Kinh doanh von nha

nu& la dal dien hop phap tai Cong ty co phan Nhtra Binh Mirth.

2.2. Chao ban earth tranh la viec chao ban c6 phan thuOc sis hint Nha nuot ma T6ng Cong

ty Dan tu va Kinh doanh von nha nude la dai dien hop phap tai Cong ty c6 phan Nhtra

Binh Minh cho cac Nha dau tu co str canh tranh ve gia.

2.3. TO chirc phat hanh la Cong ty Co phan Nhtra Binh Minh (Ten viet tat —

BMPLASCO).

2.4. To ch chew ban co phOn la T6ng Cong ty Dau tu va Kinh doanh von nha nuot

(SCIC).

2.5. Don vi to van la Cong ty c6 phan Chimg khoan Sai Gen (SSI), &roc SCIC thue de

thtrc hien tu van cho viec ban co phan cua SCIC tai BMPLASCO.

1

Page 3: QUY CHE CHAO BAN CANH TRANH. Quy che ban cp BMP.pdf · that hien chao ban canh tranh ce phan va cac cong viec lien quan theo quy djnh. Dai dien SCIC lAm Trueng Ban to chirc chat)

2.6. Td civic thuc hien chao ban cgnh tranh la So. Giao djch chirng khoan ThAnh ph6 H6 Chi Minh (HOSE), theo hop ding Icy vai SCIC ve viec thuc hien to chirc chao ban canh tranh ce phan cua SCIC tai BMPLASCO.

2.7. Dgi Iy chao ban cgnh tranh la cac ding ty chimg khoan tham gia vao viec to chirc chao ban canh tranh ten ca so. hop deng dai ly voi SCIC.

(Danh sach Dai chAo ban canh tranh tai Phu luc dinh kern Quy the nay).

2.8. Ban td chitc chao ban cgnh tranh IA to chirc do HOSE thanh lap, vai thanh phan gem dai dien HOSE, SCIC, Don vj to van, BMPLASCO va don vj lien quan (neu co), de

that hien chao ban canh tranh ce phan va cac cong viec lien quan theo quy djnh. Dai dien SCIC lAm Trueng Ban to chirc chat) ban canh tranh.

2.9. Nha ddu to IA ca nhan trong va ngoai mot; to chirc trong va ngoAi /mac dugc thanh lap va hot dicing hop phap theo luat phap Viet Nam/luat mr&c ngoii, khong thuec cac dOi tugng bi cam hoc han the quyen dau to mua ce phan eta cac doanh nghiep tai Viet Nam va co nhu cau mua c6 phan theo quy djnh tai Dieu 6 Quy the nay.

2.10. Nha d-du to fluor ngoai la ca nhan co qu6c tjch nu& ngoai va to chirc thanh lap theo phap luat nuac ngoai, kh6ng thuec cac d6i tugng bj cam hoac han the quyen dau to

mua ce phan cta cac doanh nghiep tai Viet Nam va cO nhu cau mua c6 phan theo quy dinh tai Dieu 6 Quy the nay.

2.11. Gia chao ban du kiln IA mire gia met c6 phan dugc xac dinh khong thip hon Gia Ichei diem chao ban va Mirc gia san theo quy djnh tai Khoan 12.3 Dieu 12 Quy the nay.

2.12. Mik gia san la mirc gid thAp nhk do So Giao djch Chung khoan ThAnh pile H6 Chi Minh xac Binh va ap dung d6i vai viec giao dich co phieu BMP vAo 01 (met) ngay giao dich cu the.

2.13. Tan cRit coc IA met khoan bang 10% gia trj c6 phan clang Icy mua tinh theo mire Gia khai diem chAo ban (10% x tong s6 c6 phan dot mua x gia khai diem chao ban) ma NhA dau to da d;at c9c truac de dAm boo quyen tham gia Bang Icy mua c6 phan va boo

dAm thuc hien theo Quy the nay. Khoan tin nay dugc thanh tan bang Viet Nam dOng theo quy dinh tai Khoan 7.3 Dieu 7 Quy the nay va se khong dugc huong lai..

2.14. Nha cidu to trung gia IA Nha dau to da nep Phieu tham dg chao ban canh tranh, dap ing dieu kiln, tieu chi tai Quy the nay va dugc lua chon theo cac nguyen tac dugc quy dinh tai Quy the nay.

2.15. Gia khai diem chao ban lA mire gia 01 (rapt) co ph &n dugc xac djnh theo quy dinh tai Khoan 4.5 Dieu 4 Quy the nay. Gia khoi diem do SCIC quy& djnh, la can dr a )(et, lua chon Nha dau to trung

2

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2.16. Hop dang chuydn nhuong ca phan la thOa thuan mua ban bang van ban gicra SCIC

cac Nha dau fix trAng gia (Mau 08).

2.17. Ngay chuyin nhucmg ca phan la ngay SCIC va (cac) Nha dau to tnIng gia hoac ngtrOi

&rot Ay quyen cfla (cac) Nha dau to trill-1g gia ky H9p dong chuyen nhucing co phan

(ding la ngay gia giao Bich dtrqc chOt theo nguyen tg.c quy dinh tai Khoan 12.3 Dieu

12 Quy cite nay).

2.18. CuOc chao ban canh tranh khong du clidu ki4n td chitc la cuOc chao ban khong c6 Nha

dau tu dang ky mua ho4c chi co 01 Nha clau tu du dieu kien tham du clang IcS, mua.

2.19. CuOc chat() ban canh tranh khong thanh cong la cuOc chao ban khong co Nha dau to

Tang ky mua h9p le, hoSc tat ca cac Nha dau to deu b6 Tien (Tat c9c va khong tham

gia chao ban canh tranh; hoac tat ca. cac Nha dau tu vi pham Quy cite nay.

2.20. Luat Chting khoan la Luat Chimg khoan so 70/2006/QH11 do QuOc hOi Viet Nam

ban hanh ngay 29/6/2006, &roc sira d6i bb•i Lust s6 62/2010/QH12 do QuOc h6i Viet

Nam ban hanh ngay 24/11/2010 ve sira TOL b6 sung mot so dieu oh Lust Ching khoda

2.21. Thong to 123 la Thong tu so 123/2015/TT-BTC ngay 18/8/2015 dm B6 Tai chinh Viet Nam huOng din hoat dOng dau to mac ngoai tren thi tnr?mg chting khoan Viet Nam.

2.22. Cong van 13738 la Cong van s6 13738/BTC-TCDN ngay 12/10/2017 dm BO Tai

chinh c6 not dung huong din ye thir tgc chao mua ding khai d6i vOi nha dau to mua

co phin do SCIC chao ban canh tranh.

2.23. Cong van 8233 la C6ng van so 8233/UBCK-QLCB ngay 06/12/2017 dm Uy Ban

Ching khoan Nha ntrac ve viec thanh town va chuyen nlurcmg co phieu cita SCIC tai

cac cong ty co phan.

2.24. VIAC la Trung tam Trong tai QuOc t6 Vi't Nam ben canh PhOng Thuong mai va COng

nghiep Viet Nam.

2.25. VND la tien dOng Viet Nam.

Dieu 3 Tuyen b6 dam bio

Khi tham gia dang ky mua co phan theo Quy the nay, Nha dau to c6 nghla vu:

3.1. Cam kat da tty tim hieu day du thong tin ve BMPLASCO bao gOm nhung khong giOi han bOri Dieu 1e doanh nghiep, bao cao tai chinh, tinh hinh hoat Ong va cac not dung cong 136 thong tin khac cua BMPLASCO de thuc hien guy& dinh dau fix, mua c6

phan.

3.2. Cam ket kh6ng thu0c clOi tuong bi han cite tham gia mua co phan theo Quy the va dam bao viec clang V mua hay thuc hien giao dich chuyen nhuong dtr9c/se &rot

3

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thanh todn bang nguon tien h9p phap, dung thim quyen, phi] h9p quy dinh cua phap luSt hien hanh.

3.3. Cam ket tuan thu cac quy Binh cua phdp luat v6' chirng khoan va thi truong chimg

khodn khi tham gia clang 14/ mua bao g'6m nhung khong gioi han bOi quy dinh ve cong

b6 th6ng tin, giao dich cua c6 dong lon, ngtrai biet thong tin not b0 va tS, le sO

3.4. Cam ket hien nguyen tac gid co phieu BMP tai thoi diem to chirc cu6c chao ban canh

tranh co the tang cao hon mire Gid khai diem do tdc d6ng cua cac yeu to nhu cung crau, thong tin ve hoat cong kinh doanh cua doanh nghiep holdc sir thay d6i ve moi

truong phdp luSt. Trong truong h9p nay, cac Nha du to se phai dat mua voi mirc gid theo quy dinh tai Khoan 8.2 Dieu 8 Quy the nay.

3.5. Cam ket da tim hieu va nhan thfrc dAy du cac not dung ve nguyen tAc chao ban canh

tranh va nhung rui ro co the xay ra khi co quan quan 13'r nha nude kh6ng chip thuan

phtrang thirc giao dich, yeu c'au dung hoSc huy bO giao dich.

3.6. Throng h9p tham gia chao ban canh tranh, Nha dAu ttr lchong phai thvc hien theo cac

quy dinh ve chao mua cong khai khi coy dinh mua dat hoac vtr9t cac tS, le set him

phai chao mua Gong khai quy Binh tai Lust Chimg khodn. Nha dAu tu CO nhu c'au d4t mua voi kh6i luong dat hoac vuot cac ty le sa him phai chao mua cong khai phai thvc

hien bdo cao Ban to chdc chao bdn canh tranh va ding b6 th6ng tin trade ngay to chirc chao ban-07 ngay ve so luting c6 phan du kien mua theo Cong van 13738.

3.7. Cam ket trong truong h9p to chirc, ca nhan la nguei not b0, ngtrai co lien quan cua

ngtrai nOi bO tax khi mua c6 phieu holac to chirc, ca nhan sau khi mua c6 phieu ma tra thanh co (long lon phai thvc hien bdo cao va can b6 thong tin theo thai han quy

dinh tai Thong tu s6 155/2015/TT-BTC ngay 06/10/2015 dm BO Tai chinh Viet Nam

huOng dan ve viec ding b6 thong tin tren thi twang chirng khodn va Quyet dinh s6

340/QD-SGDHCM ngay 19/08/2016 cua HOSE ban hanh quy the cong b6 th6ng tin

tai So Giao dich chUng khoan Thanh ph6 HE Chi Minh truck ngay to chirc chao ban.

3.8. Nha du tu nu& ngoai phai thvc hien theo quy dinh tai Thong to 123, cac quy dinh

lien quan khdc cua phdp lug hien hanh va hitting din cua BO Tai chinh tai C6ng van

13738 ve chao mua ding khai.

3.9. Cam ket moi ca nhan, to chirc chi duoc nhan fly quyen cua duy ithit mot ca nhan/t6

chirc khdc khi Bang ky va tham du chao bdn canh tranh. Cam kit nay kh6ng Sp dung

doi voi cac to chile kinh doanh chUng khodn bao gem cong ty chUng khodn, cong ty

quan ly quy tai Viet Nam theo quy dinh tai Thong tu 123.

3.10. Cam ket chip thuan toan b6 not dung dm Quy the nay, 1\44u Hqp deing chuyen

nhuong co phAn va cam ket tuan thu cac quy dinh co lien quan cua phap lug Viet

Nam.

4

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CHVONG II

QUY DIM! CU THE

Dieu 4 Quy dinh ve dirt chin ban

4.1. Ten co phan chao ban : CO phan ang ty Co phan Nhua Binh Minh (Ma giao

dich: BMP)

4.2. So luang co phan chao ban : 24.159.906 ca phan (twang ling 29,51% von dieu le BMPLASCO) (bang chit: Hai muoi to trieu, mat tram

nam muoi chin nghin, chin tram linh sau co phan)

4.3. Loai co phan chao ban : Co phan phi thong

4.4. Menh gia : 10.000 ding/ca phan

4.5. Gia Ichen diem chao ban : se dtrac ding bo tai ngay 28/02/2018

4.6. SO lugng co phan moi Nha dau to dang 1c1) mua toi thieu la: 20.000 co phan (bang

chit: hai muoi nghin co phan)

4.7. so lucmg ca plan m8i Nha dau to dtrac dang 14f mua t6i da la: 24.159.906 c6 phb.n

(tuong Ung 29,51% von dieu BMPLASCO) (Bang chit: Hai muoi tu trieu, mat tram nam muoi chin nghin, chin tram linh sau ca

phan)

4.8. SO ltrang co phan Nha dau ttr ntrac ngoai doge dang 14/ mua tOi da la: 24.159.906 ca

phan

4.9. Buck khai /ring: 10 ca phan (bang chit: muoi c6 phan)

4.10. Buerc gia: 100 ding (mat tram ding)

4.11. SO mire Nha dau tu chi ducrc phep ghi 01 (mat) mirc gia vao Phien tham du chao

ban canh tranh. Tang kh6i luang tuong Ung mirc gia phai bang tang khai lu9ng c6

phan Nha dau to clang 14f mua. Mire gia d4t mua phai la bai so eila 100 dOng.

4.12. Gid chao ban du kien: khong thap hart Gia kheri diem chao ban va Mirc gia san tai

ngay to chirc chao ban earth tranh.

4.13. Tien dat c9c: Bang 10% gia tri co phan dang 14, mua tinh theo gia khoi diem chao

ban.

Dieu 5 Cong bO thong tin

SCIC ph& h9p vii HOSE, BMPLASCO, Don vi to van va cac Dai 11/ chao ban canh tranh

congba thong tin ve viec chao ban canh tranh tren cac phuong tien nhu sau:

5

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5.1. Don vi t-tr vAn:

- Cong be tren 03 (ba) se lien tiep cita bdo Trung trong (phat hanh toan quec) va

Bdo dia phtrcmg (phat hanh tai Tp.1-115 Chi Minh);

- Cdc trang bdo Bloomberg, Wall Street Journal

- Cong be thong tin tren website dm Don vi to van: www.ssi.com.vn.

5.2. Cdc Dai 1)% chao ban canh tranh: tren website chinh thik cua minh.

5.3. HOSE ding be thong tin tren website ctla HOSE: www.hsx.vn

5.4. SCIC cong be thong tin tren website cua SCIC: www.scic.vn

5.5. BMPLASCO cong be thong tin tren website cua BMPLASCO:

www.binhminhplastic.com.vn

5.6. NO dung thong tin clang tai tren website:

hang tai trong thiyi gian tir ngay 12/02/2018 den ngay 09/03/2018 cdc nit5i dung:

Quyet dinh ve viec ban ce phAn cua SCIC tai BMPLASCO;Quy the nay;

BAn cong be thong tin chao ban canh tranh co phran cua SCIC tai BMPLASCO;

Gid khai diem chao bdn (tir ngay 28/02/2018); .

Dang tai tir 17h00 ngay 08/03/2018 cdc not dung:

Ket qua dang ky tham gia chao ban canh tranh co phAn (d6i vai SCIC, HOSE,

BMPLASCO va cdc Dai ly chat) ban canh tranh) theo quy dinh neu tai Khoan 9.1

Dieu 9 Quy the nay.

Mire gid dAt mua hgp le thAp nhAt tai cu'gc chao ban can ctx Gid khOi diem da Ong

be va Mire gid san tai ngay to chirc chao ban canh tranh.

Dieu 6 DOi tuvng va dieu kien tham gia chao ban canh tranh

6.1. Doi ttrgng tham gia chao bdn canh tranh

NhA clAu hr c6 du dieu lcien sau day dtrgc tham du chao bdn canh tranh:

doi veri Nha cidu to trong nuerc:

vai ca nhan: LA tong dan Viet Nam, co dia chi lien he, GiAy chirng minh nhan

dan (CMND) hoc Ho chieu, giA,y to by than hgp le IA c6 du nang krc berth vi dan str;

v( Doi vbi to chi= LA cdc to chtly kinh te, t6 chirc xa hoi duvc thAnh lAp va hog Ong

theo luAt phdp Viet Nam; c6 to cacti phdp nhan (dei vai cdc to chirc kinh te); c6

GiAy &rig ky kinh doanh ho4c gidy phdp hog dng, co dia chi lien he; nen khong

phdi ngtreri dai dien theo phdp luAt cua to chirc thi phdi co gidy ity quyen.

6

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D'ji vai Nha dau tu nuor ngoai: ngoai cac quy dinh nhu dei voi phap nhan va ca nhan

trong nuec, Nha du tu nuec ngoai phai me met tai khoan von dau tu gian tiep bang

VND ("TKVDTGT") tai cac ngan hang duec phep cung (mg dich vu ngoai hoi hog

deng ten lanh the Via Nam va tuan thu phap lug Viet Nam. Nha dau tu nuac ngoai

phai tuan thu quy dinh hien hanh ye gop von, mua c6 phan cua nha dau tu nu& ngoai

trong cac doanh nghi'ep Viet Nam. M9i hog deng lien quan den mua co phan phai

thong qua tai khoan nay.

Cac to chirc tai chinh trung gian nhan icy thac dau tu: truong hop cac to chirc tai chinh

trung gian /then uy thac dau tu. cua ca Nha dau to trong nu& va nuac ngoai, to chile

nhan Uy thac dau to CO trach nhiem tach biet re s6 luting Nha dau tu, s6 c6 phan dang

ky mua cita tong Nha du to trong va ngoai nuac dang ky mua.

Cac d6i tugng sau Ichong &roc tham gia chao ban canh tranh mua co phan

BMPLASCO tai dot chao ban nay:

✓ Thanh vien Ban t6 chin chao ban canh tranh;

✓ Cong ty con dm BMPLASCO theo quy dinh tai Khoan 2 Dieu 189 Lust Doanh

nghiep se 68/2014/QH13 do Quec hei Viet Nam ban hanh ngay 26/11/2014;

✓ Cong ty CO phan Chimg Khoan Sai Gen.

6.2. Dieu kien tham gia chao ban canh tranh

Nha dau to thuec dei tuvng quy dinh tai Khoan 6.1 Dieu nay duct dang kY tham gia mua c6

phan khi dap ling cac dieu kien sau:

- Nha clan to nap Tien dSt c9c theo Quy che va tuan thu toan be Quy the nay.

CO Don dang tham gia chew ban canh tranh theo dung mau va nap Don clang ky tham

gia chao ban canh tranh ding cac tai lieu chirng minh du dieu kien theo quy dinh tai

Khoan 7.4 Dieu 7 Quy che nay dung thei han quy dinh.

Moi Nha dau hr tham du clot chao ban canh tranh chi three phdp nap duy nhAt 01 (met)

Don dang tham gia chao ban canh tranh trong dot chao ban canh tranh nay.

Nha dau to thuec d6i tucmg chao mua cong khai da thvc hien nghla vu cong be thOng tin

theo quy dinh tai Cong van 13738.

Nha dau to phai co tai khoan hru IcY chimg khoan &rot ma tai cong ty chimg khoan hoc ngan hang km IcY boat den hop phap tai Via Nam de dam bao thvc hien giao dich.

Dieu 7 Thil tic ding 147 tham gia chao bin canh tranh va nOp Tien dit c9c

7.1. Nha dau tu nhan Don clank), tham gia chew ban canh tranh tai try so. cac Dai ly chao

ban canh tranh theo dia diem neu tai Khoan 7.2 dm Dieu nay hoc trvc tiep in theo

7

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mau dinh kern (Mau 01 — Doi vai Nha dau to trong nuor hoac Mau 02 — Dai vai Nha ddu to nte6c ngoai).

7.2. TWA gian, dia diem lam thd Arc dang k9:

• Thol gian lam thin tyc dang 795: Nha clan to lam this tuc Tang ky va n6p Tian dAt 090 de dang ky tham gia chao ban canh tranh tix ngay 28/02/2018 den 16h00 ngay 08/03/2018.

• Dia diim lam th6 tyc viz n6p Don clang 19') tham gia chao ban canh tranh: van phong cda. cac Dai ly chao ban canh tranh theo thong tin tai danh sach Dai chao ban canh tranh dinh kern Quy cha nay.

7.3. N6p Tidn d6t cac: Nha dau to phai n6p Tian dAt c9c bang 10% gia tri so c6 phan dang ky mua tinh theo Gia khai diem chao ban. Tian dat C9C dugc tfnh theo cong thirc sau:

Tian dAt c9c = so hrong co phan clang ky x Gia khoi diem chao ban x 10% Nha du tu n0p Tian clAt coo trong tiled Ilan lam thir tuc dang ky tham du chao ban quy dinh tai Khoan 7.2 Dien nay. Nha dau to nOp Tian dAt c9c bang VND vao tai khoan cua SCIC tuang ring tong Dai ly chao ban canh tranh (dia diem Nha dau to lam thu Arc dang k) theo danh sach tai khoan tai Phu luc dinh kern Quy cha.

N6i dung n6p tian/chuyan flan ghi rO: "H9 va ten/ten t6 °hire, So CMND/H6 chieu/S6 DKKD (ngay va ncri cap); N6p Tian dAt c9c mua ca phan BMP oda SCIC".

Dan dang k$, tham gia chao ban canh tranh cua Nha dau to chi duac coi la h9p 1e nen Tien dAt c9c cla dirge chuyan vao tai khoan ctla SCIC truck 16h00 ngay 08/03/2018.

7.4. N6p Don clang kji tham gia chao b6n canh tranh: Nha du to dien day dit, rO rang thong tin vao Dan dang 1c5% tham gia chao ban canh tranh va n6p ban chinh tai dia diem lam did tut dang ky d'ang thoi phai n6p kern cac gidy to sau:

• Dal voi Nha dOu to la ca nhan trong nu&

Cht'mg minh nhan dawn (CMND) hoc ho chieu (ban chinh dupe cac Dai 1Sr chao ban canh tranh sao chup va tra lai cho Nha dau hr ngay sau khi kiam tra);

Tnrong h9p nhAn Cry guyan, phai c6 giAy Ay guyan theo quy dinh cua phap luAt hoc theo mau dinh kern Quy cha nay, ducyc cong chimg hoc chimg thvc bdri co quan tong chirng, chi:mg thkrc ea thim guyen, kern theo ban chinh CMND hoc h0 chiau cua ngtrOi nhAn uy guyan (ban chinh (Vac cac Dai ly chao ban canh tranh sao chup va tra lai cho Nha dau to ngay sau khi kiam tra);

Gidy n6p tien hoc giAy chuyan Tien dAt c9c.

• Doi vdi Nita clOu tte la to char trong nu*

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Ban sao co chirng thuc hoac ban chinh gidy chimg nhan clang ky kinh doanh hoac gib

to. khac tuong duong (ban chinh dugc cac Dai ly chao ban canh tranh sao chtip va tra lai

cho Nha dau tu ngay sau khi kiem tra);

Gidy uS, quyen cho di dien thay mat to chirc thuc hien thil tic trir trueng hop ngu6i

lam thit tuc la di dien theo phap luat cua to chirc (ban chInh), kern theo ban chinh CMND hoac h0 chieu cua nguoi nhan uy quyen (ban chinh duac cac Dai ly.chao ban

canh tranh sao chttp va tra lai cho Nha Tau to ngay sau khi kiem tra);

Gidy nOp tien hoac giAy chuyen Tien tat coc.

• Doi voi Nith d&u tit woe ngoai M cci nhan:

HQ chieu (ban chinh dugc cac Dai 13", chao ban canh tranh sao chop va tra lai cho Nha

dau tu nuac ngoai ngay sau khi iciem tra);

Gidy xac nhan Nha dAu hr nuac ngoai co TKVDTGT (ban chInh do ngan hang no'i Nha

du tu nu& ngoai ma TKVDTGT xac nhan);

Gidy chirng nhan ma so giao dich chirng khoan do Trung tam Luu k Ching khoan Viet Nam cap (ban sao co xac nhan caa ngan hang ltru 14 hoac cong ty chirng khoan

nai Nha du to ntrac ngoai ma tai khoan ltrul4);

Gidy uy quyen trong tru6ng hop Nha dAu to nu& ngoai uy quyen cho di dien giao clich theo quy dinh cita Thong to 123 hoac giAy fly quyen trong trutng hop Nha dAu tu nuac ngoai fly quyen cho ca nhan co qu6c tich nuac ngoai (ban chinh). Nha dau to

mac ngoai tham khao (cac) mau uy quyen dinh kern Quy the nay (Mau 06B hoac Mau

06C);

Hop d6ng uy quyen cho to chirc kinh doanh chting khoan theo Thong tu 123 trong tnrong hop du ttr gian tiep tai Viet Nam thong qua uy quyen cho to chirc kinh doanh chirng khoan tai Viet Nam (ban chinh &pc cac Dai 13% chao ban canh tranh sao chip va

tra lai cho Nha dau tu nuac ngoai ngay sau khi kiem tra hoac ban sao co xac nhan sao y

ban chinh cua to chirc kinh doanh chirng khodn);

Gidy n6p tien hoac gidy chuyen Tien dat C9C.

• .Doi yeti Nha r7&u tit nu* ngoai M 16 chfrc:

Gidy chirng /than Bang ky kinh doanh (ban sao);

H6 chieu ctla di dien cUa to chirc nuot ngoai (ban sao);

Gidy xac nhan Nha dau tu nu& ngoai co TKVDTGT (ban chinh do ngan hang not Nha dAu tu ma TKVDTGT xac nhan);

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GiAy chAng nhan ma s6 giao dich chimg khoan do Trung tam Luu ky Chimg khoan

Viet Nam cap (ban sao co xac nhan cua ngan hang luu ky hoac ding ty chting khoan noi Nha du to nu6c ngoai m6 tai khoan luu 14);

Giay uy quyen trong truong hop Nha dan ttx nuot ngoai tay quyen cho dai dien giao

dich theo quy dinh dm Thong tu 123 ho4c gidy ity qu34n trong truong hop Nha dau to

nuac ngoai Ay quyen cho ca nhan co qu6c tich nu& ngoai (ban chinh). Nha dAu ttx ntrOc ngoai tham khao (ode) mau fly quy6'n dinh kern Quy the nay (Mau 06B hoac Mau 06C);

H9p ding Ay quyen cho to chAc kinh doanh chAng khoan theo Thong to 123 trong

twang hop dAu hx gian tiep tai Vi't Nam th6ng qua ty quyen cho to chfrc kinh doanh

chi:mg khoan tai Viet Nam (ban chinh duce cac Dai ly chao ban canh tranh sao chup va

tra lai cho Nha dau to nude ngoai ngay sau khi kiem tra hoac ban sao co xac nhan sao y ban chinh cua to chirc kinh doanh chimg ichodn);

Giay nip tien hoac gidy chuyen Tien dat c9c.

7.5. Nha dau to chi dugc sfra d6i hoac huy clang ky tham gia chao ban canh tranh trong th6i

han lam thin tuc ding ky quy dinh tai Khoan 7.2 Dieu nay. Truing hop thay d6i ding

ky tham gia chao ban, Nha dau tix phai lam dan de nghi thay d6i tham gia chao ban canh tranh gfri Dai ly chao ban canh tranh theo man quy dinh ban hanh kern Quy the nay (Mau 03). Truing hop 114 clang ky chao ban canh tranh, Nha du to phai lam dan de nghi htly tham gia chao ban earth tranh gtri Dgi ly chao ban canh tranh theo man quy dinh ban hanh kern Quy the nay (Mau 04). Don a nghi thay d61 va don d nghi huy tham gia chao ban canh tranh phai la ban chinh va giri cho Dgi 1)5 chao ban cgnh tranh trong th6i han lam this tic clang 14.

Ditu 8 L4p va nip Phitu tham dtr chio bin canh tranh

8.1. Sau khi nhan Don clang It-)5 tham gia chao ban cgnh tranh ding ode tai lieu lien quan va kiem tra tinh hop oh cac tai lieu nay theo quy dinh tai Khoan 7.4 Dieu 7 Quy the nay, s6 Tien dat coc da nip theo quy dinh, Dai ly chat) ban cgnh tranh se cap cho Nha dau to Phiiu tham du chao ban cgnh tranh (Mau 07).

8.2. Nha du to tiy di& Phdu tham du chao ban canh tranh. Phiiu tham du' chao ban cgnh tranh hop le la:

Phieu do Dgi ly chao ban cgnh tranh cap, co dong dau treo cua Dai IS/ chao ban canh tranh va dam bao dien day du, ro rang cac thong tin theo quy dinh;

- Phieu khang duct tay xoa ho'Ac rich nat;

- Phieu ghi mot mire gia duy nhat;

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Gia Tat mua phai khong thap hon Gia khai diem chair) ban va Mirc gia san tai ngay to

chirc chao ban canh tranh; thing buoc gia quy dinh; Neu ca su khac nhau gift s6 tien

dat mua bang s6 va so tien dat mua bang chcr thi s6 tien dat mua bang chit se duac coi

la co gia tri;

TOng s6 c6 phan dat mua bang mirc dang kY;

Phieu tham du chao ban canh tranh phai dirge bo trong phong bi dan kin.

8.3. Twang hop Nha dau to mat Phieu tham du chao ban canh tranh hoac Phieu tham du

chao ban canh tranh bi rach nat, tay xoa: Nha dau to lam Don a nghi Dgi ly chao ban

canh tranh (noi da lam dal tuc dang 14) cap lai Phieu tham du chao ban canh tranh

mai (Mau 05) muon nhat 30 phut truac th6i diem het han bo Phieu tham du chao ban canh tranh theo quy dinh tai Khoan 8.4 Dieu nay. Phieu tham du chao ban canh tranh

cu se khong con gia tri.

8.4. N6p Phieu tham du chao ban canh tranh

Nha dau tur bo ban chinh Phieu tham du chao ban canh tranh truc tiep vao thiing phieu &roc

niem phong tai To chitc thuc hien chao ban canh tranh theo &mg dia diem va thai han quy

dinh nhu sau:

Dia diem: So Giao dich Chung khoan Thanh pho H6 Chi Minh

Dia chi: 16 V6 Van Kiet, Quan 1, Tp.H6 Chi Minh

Dien thoai: (84-28) 3821 7713 Fax: (84-28) 3821 7452

Thai gian bO phieu 9h00 den 14h00 ngay 09/03/2018

- Th6i diem nhan Phieu tham du chao ban canh tranh dugc tfnh la thOi diem T6 chirc

thuc hien chao ban canh tranh ky nhan Nha dau

- Nha dau tir khong duct phep sira d6i, rut hoac hizy Phieu tham du chao ban canh tranh

da n6p.

Nhitng Phi& tham du chao ban canh tranh n6p dung han se &pc HOSE tiep nhan va

quan ly theo nguyen tang niem phong.

Dieu 9 Xem xet cac dieu kre'n a to chfrc cuOc chao ban canh tranh

9.1. H6't thai han dang ky tham gia chao ban canh tranh, HOSE se kiem tra, chtit danh sach Nha dau to dang ky tham gia chao ban canh tranh, thong bao ye ket qua dang kY tham du cho SCIC, BMPLASCO va. cac Dai ly chao ban canh tranh nix& 17h00 ngay 08/03/2018. SCIC, HOSE, Don vi to van, BMPLASCO va cac Dai ly chao ban canh tranh se cong b6 thOng tin ten trang website cua minh cac not dung sau:

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SO Itrang Nha dAu to dang ky tham gia chao ban canh tranh (trong dO so ltr9ng nha dau to chirc, Ca nhan; s6 luang nha du in trong nuac, nuOc ngoai);

T6ng so ltrang co phieu duac Tang ky mua (trong dO so luang c6 phieu citrac clang IcY mua beri nha du tu to chirc, ca nhan; nha dau tu trong ntrac, nuac ngoai);

Mirc gia dint mua h9p 1e dial) nhat tai cu6c chao ban;.

Thai han nip Phieu tham du chao ban canh tranh: chAm nhAt 14h00 ngay 09/03/2018;

Thai gian bat du to chirc cu6c chao ban canh tranh: 14h30 ngay 09/03/2018.

9.2. Phien chao ban canh tranh dirge tien hanh khi c6 it nhAt hai (02) Nha du tu du dieu kien tham du. Neu kh6ng du dieu kien nay thi kh6ng to chirc chao ban canh tranh va viec chao ban se dp dung Khoan 14.1 Dieu 14 Quy the nay.

Dieu 10 TO dyke phien chain ban va xac dinh ket qua

10.1. Thai gian va dia diem t6 chirc phien ciao ban:

Thai gian bat du: 14h30 ngay 09/03/2018 (Ngay 7)

Dia diem: Soy Giao dich chimg khoan Thanh pith H6 Chi Minh

Dia chi: 16 V6 Van Kiet, Quan 1, Tp.H6 Chi Minh

Dien thoai: (84-28) 3821 7713 Fax: (84-28) 3821 7452

10.2. Doi tu9ng tham du cu6c chao ban canh tranh: cac nha dau to du dieu kien tham

cac Dai Iy chao ban canh tranh co nha Tau tu din dieu kien tham du, Ban to chirc chao ban canh tranh, dai dien HOSE, dai dien SCIC va cac dan vi co lien quan (theo quyet dinh oh Ban to chirc chao ban canh tranh) mai dupe vino ph6ng to chirc phi& chao ban.

10.3. Nha dau tu va ngtrai dugc fly quyen h9p le cua Nha dau tu phai xuAt trinh ChUng

minh nhan dan (CMND) hoc h6 chieu; trtrang h9p nhAn fly quyen phai co gidy fly quyen theo Mau 06A / Mau 06B / Mau 06C mai dirge vino phong t6 chirc phien chao ban.

10.4. Tai thai diem ma h6 sa chao ban canh tranh, Ban t6 ch(rc chao ban earth tranh tin hanh ma, kiem tra tinh h9p le, Icy xac nhAn len tirng Phi& tham du chao ban canh tranh va lAp Bien ban xac dinh tong s6 phieu thu vino, str h9p le ban du oh tirng phieu theo quy dinh tai Quy the nay, ding thai ghi nhAn mot s6 th6ng tin chinh nhtr ten Nha dAu tu, s6 lugng dang Icy mua va cac th6ng tin khac (neu can).

10.5. NhAp Phi& tham du chao ban canh tranh

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So co phOn coSo phOn can

Nha dim to lai chao ban

duyrc mua

X

Tai thai diem mer hO sa chao ban canh tranh, Ban to chirc chao ban earth tranh kiem

tra tinh hap le dm horn phien (trong suOt va chrac niem phong) va cUa cac Phieu tham du chao ban canh tranh, To chirc thvc hien chao ban canh tranh nhap thong tin ten

Phi& thaw du chao ban canh tranh hap le dm Nha dau tu vao he thOng de xac dinh

ket qua chao ban canh tranh theo nguyen tic da xac dinh, tru6c sv chimg kien cua cac

Nha dau to du dieu kien tham du cuOc chao ban canh tranh va dal dien cac ben lien

quan tham du cuOc chao ban canh tranh.

10.6. Ket qua chao ban duqc xac dinh theo nguyen tic nhu sau:

Gia ban c6 phan duct xac dinh theo nguyen tic lva chan gia dat mua tur cao xuong

thap cho den khi du so lugng co phan chat) ban nhung khOng thap hon mirc Gia kheri

diem chat) ban va Mirc gia san tai ngay to chile chao ban canh tranh. Nhang Nha dau tu tra gia cao (uu tien ve gia) se duac uu tien mua truac co phan tren ca so sO lArcrng

co phan dang ky mua tai mirc gia nay va sO lugng CO phan dtrac chao ban. Trtrong

hap so luting co phan dang 14/ mua va i mire gia cao nhat it hon sO luting co phan chao ban, thi s6 co phan con lai sau khi da ban du sO luting co phan dat mua cao nhat se duvc ban tiep cho ngtroi co mire gia dat mua lien ke. Neu sO 1u9ng co phin chao ban vAn con, thi tiep tuc thuc hien theo nguyen tic tren nhung khong thip hon mirc Gia

khai diem chao ban va Mirc gia san tai ngay to chic chao ban canh tranh.

DOi veri truOng hap cd nhieu hon 01 (mOt) Nha dau tu tra gia cao nhat bang nhau va dang 1(3'7 mua het khOi luting chao ban thi sO co phan cua tong Nha dau hr duac mua

xac dinh nhu sau:

So co phOn ding Nha dau to citing V mua gia bang nhau

Tang so co plain cac Nha dOu to Ong ky mua girl bang nhau

Tai mirc gia dat mua thanh cong thap nhat, trtrong hap cac Nha dau tu ding dat mire gia bang nhau, nhung sO co phan can lai it hon tong so c0 phan cac Nha dau tu nay dang 1(57 mua tai mire gia trung thip nhat thi s6 co phan dia. Ong Nha dau to duac

mua xac dinh nhu sau:

So co phtin tirng Nha dau Er clang V mua elf bang nhau

Tong so co phtin cac Nha relit tu- clang V mua gia bang nhau

Tzuong hop co phan chia theo tS, le tai mirc gia bang nhau bi le den hang don vi, TO

chirc thvc hien chao ban canh tranh se giam sO c0 phieu le den hang don vi cua nhung

13

SO co phlin Nha dau to truirc mua

coSo phOn chao ban

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Nha clan to co se ltrong cl4t mua it a den vao cho Nha clan to co se hrong dat mua cao nhit (tru tien se luong) trong s6 nhang ngtrai ctat mua tai mirc gia tranh chip. Truing

h9p co nhieu Nha diu to cling có khei Itrang d4't mua bang nhau, thi so lugng c6' phin le den gep se duce tru tien phan phei cho nha diu tix nep TiL dO.t c9c son' hen (can cir thoi gian SCIC nh4n dugc Tien clg c9c).

Nha dau to (tat mua co phin va trimg theo gia nao thi phai thanh toan tien mua co phin theo gia do.

Truing h9p chi co 01 (met) Phieu tham du chao ban canh tranh hop le, cuec chao ban

van &roc to chfrc va Nha diu to do phai mua se; lucyng c6 phin da dang 14 theo mire gid d4t mua.

Ket qua chao ban canh tranh &rot ghi vao Bien ban xac dinh ket qua chao ban canh tranh co chtir kSI cua thanh vien Ban to chile chao ban canh tranh va dai dien Nha dau to co mat hoac ngutri ching kien (nL co) ngay tai buei chao ban canh tranh.

Dieu 11 Thong bao ket qua chao ban cho Nha d'au tu.

11.1. To chirc thuc hien chao ban canh tranh có trach nhiem: thong bao ket qua chao ban cho cac Nha dau to ngay sau khi ket thfic phien chao ban.

11.2. HOSE, SCIC, BMPLASCO va cac Dai 1y chao ban canh tranh co trach nhiem dang

th8ng bao ket qua chao ban ten website cua minh trong vang 03 (ba) ngay lam vi'ec khi ket thfic phien chao ban.

11.3. Thong bao ket qua chao ban cho Nha &Au Pr bao gem cac /lei dung sau: so hrgng c6 plan &roc quyen mua va mire gia mua phai thanh toan, thai han nop tien doi vai Nha

T.

diu to trong gia hoc nlan lai Tien cl4t cgc theo quy dinh tai Dieu 15 Quy cite nay. foK

T6 Dieu 12 Phirong thiic thanh toan va chuyen nhuvng co 'lan

12.1. Can cir vac, thong bao lc& qua chao ban do To chirc thuc hien chao ban canh tranh

cung cap, SCIC va Nha diu to trUng gia se 14 ket H9p deng chuyen nhugng co plan theo Hop ding mAu (Mau 08).

12.2. Thai gian va dia diem 14 ket Hop deng chuyen nhugng co plan: vao ngay cong bo

ket qua chao ban canh tranh (ngay 09/03/2018), tai Sa Giao dich Chirng khoan Thanh

pile He Chi Minh (ding la ngay gia giao dich &roc chit theo nguyen tic quy dinh tai Khoan 12.3 Dieu 12 dugi day).

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12.3. Gia ban la mire gia Nha dau to tang gia theo thong bap dm T6 chirc thirc hien chao

ban canh tranh, khOng thAp hon mire Gia khoi diem chao ban va Mirc gia san tai ngay

to chile chao ban canh tranh.

12.4. Th6i han thanh toan tien mua c8 phAn vao tai khoan cua SCIC theo Khoan 12.5 duai

day ten co so. ket qua chao ban canh tranh cua Nha dAu to tning gia muOn nhAt la

ngay 20/03/2018.

12.5. Nha dAu tix trUng gia co trach nhiem thanh toan tien mua c6 phAn nhu sau:

✓ S6 tien thanh toan bang (=) T6ng s6 tien mua co phAn trimg gia trir (-) Tien dAt CQC.

✓ Hinh thirc thanh Wan tien mua c6 phAn: thanh toan bang d6ng Viet Nam theo hinh

thirc chuyen khoan vao tai khoan sau:

Ten tai khoan: T6ng C6ng ty DAu to va Kinh doanh von nha nuac

S6 tai khoan: 1201 00002 11091 Tai ngan hang: Ngan hang TMCP DAu to va phat trien V* Nam (BIDV) —

So' giao dich 1.

Swift code: BIDVVNVX120

Dia chi: 191 Ba Trieu, Ha N6i, Viet Nam

N6i dung: N6i dung n6p tien/chuyen tien ghi r'6: "Ho va ten/ten to chirc, S6

CMND/HO chieu/S6 DKKD (ngay va noi cap); Thanh toan tien mua co

phAn BMP cua SCIC".

Sau khi nhan dfi. 100% tong gia tri Hop deng (bao gem ca. Tien at c9c), can cir quy

dinh hien hanh, Nha d'a.0 to trimg gia phOi h9p SCIC a thirc hien thin tuc chuyen

quyen hitu chirng khoan qua Trung tam Luu ky ChUng khoan Viet Nam.

Dieu 13 Cac trulYng hqp vi plan 13.1. Nha dAu to vi pham mot trong s6 cac dieu kien neu duoi day se" bi loai va khong dugc

nhan lai Tien dat coc:

Nha clan to có ten trong 02 (hai) hoac nhieu Phdu tham du chao ban canh tranh veri

to cach IA Nha dau tu.

Cac trtrong hop Phdu tham du chao ban canh tranh khong dap ling cac dieu kien ve

Phdu tham du chao ban canh tranh h9p le quy dinh tai Khoan 8.2 Dieu 8 Quy the

nay.

Khong nop hoc nOp Phdu tham du chao ban canh tranh khong dung thai gian quy

dinh tai Khoan 8.4 Dieu 8 Quy the nay.

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Nha dau to khong thanh toan tien mua cho toan b6 ho4c mot phin s6 c6 phin dtrgc quyen mua theo ket qua chao ban dung th6i gian quy dinh tai Dieu 12 Quy the nay.

Huy tang 14, tham gia chao ban mill tranh khong dung thoi han quy dinh tai Khoan 7.5 Dieu 7 Quy the nay.

Kh6ng thvc hien IcY H9p d6ng chuyen nhugng c6 phAn theo quy dinh Khoan 12.2 Dieu 12 Quy the nay; vi pham cac cam ket, tilde thuin cua Hop dong chuyen nhuvng c6 phAn da kst.

13.2. D6i vo i cac trtrOng hgp khac (ngoai cac trtramg hop neu tai Khoan 13.1 Dieu 13) ma Nha dau to vi pham cac quy dinh cua Quy the nay, Ban to chile chao ban earth tranh se xem xet Nha dau ttr lien quan c6 dtrgc tiep tic hoic khong dtrgc tham gia chao ban canh tranh va/h4c co duct ho4c kh6ng dtrgc nhin lai Tien d4t CQC.

Dieu 14 Xirltrtrerng hqp cuec chic) ban canh tranh khong thanh cong

14.1. Trtrong hgp cu0c chao ban canh tranh kh6ng du dieu kien t6 chirc theo quy dinh tai Dieu 9 Quy the nay, T6 chirc th‘rc hien chao ban canh tranh khong to chirc chao ban canh tranh va trong tiled han 01 (met) ngay lam 17iC ke tir ngay het han tang ky tham du chao ban canh tranh, T6 chirc thvc hien chao ban canh tranh thong bao cho SCIC ve cu6c chao ban canh tranh khong thanh cong.

D6i twang h9p chi c6 mot Nha dau to dang Icy mua h9p le, SCIC se ban c6 phAn cho Nha dAu to do theo hinh thirc thOa thuin vai gia thoa man quy dinh tai Khoan 8.2 Dieu 8 (neu Nha diu to co van ban chip thuin trtrac 17h00 ngay 08/03/2018) va thtrc hien thu tic thanh toan va chuyen nhugng c6 phin theo quy dinh tai Dieu 12 Quy the nay. Trong truting hgp Nha diu to khong ding y tham gia th6a thuin hoac khong phan h6i vai SCIC hoac Dai ly chao ban canh tranh tru.6c 17h00 ngay 08/03/2018, SCIC se xir ly theo quy dinh va dgt chao ban canh tranh se dugc coi la khong thanh cong. Tien d4t c9c cua Nha diu to tix chi mua th6a thu in se dug° tra lai theo Dieu 15 Quy the nay.

14.2. Trtrang hop cu6c chao ban canh tranh du dieu kien to chirc nhung khOng co NM diu to trting gia do Phieu tham diy chao ban canh tranh khong hgp le trong th6i han 01 ngay lam vi'ec ke t r ngay ket thdc cu6c chao ban, T6 chirc thiyc hien chao ban canh tranh co trach nhiem thong bao cho SCIC a xir 1y theo quy dinh.

Dieu 15 Xii1ST Tien dat coc

15.1. Cac throng hgp Nha du to dtrgc hoan tra Tien d;at cgc:

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Nha d'Lt to da tham du chao ban canh tranh nhung khong dugc mua ca phan va khong

vi pham Quy che.

Cuac chao ban canh tranh bi yen can dang hoac hay b6 theo quy dinh caa co• quan

nha nuo•c co thAm quyan theo quy dinh tai Khoan 3.5 Dien 3 Quy che nay.

Nha dau tu hay dang 1(3% tham gia chao ban canh tranh trong th6i han cho phep dugc

quy dinh tai Khoan 7.5 Dieu 7 Quy che nay.

Cuac chao ban canh tranh khong duce t6 chirc va nha d'au to duy nhat da diau kin tham du to ch6i mua th6a thuan ca plfIn theo quy dinh tai Khoan 14.1 Dieu 14 Quy

che nay.

Cac truong h9p khac theo xem xet dm Ban to chirc chap ban canh tranh.

15.2. Cac Dai Nv chao ban canh tranh, teen co so• don da nghi hay dang ky tham gia chao

ban canh tranh cua Nha dAn to theo quy dinh tai Khoan 7.5 Dian 7 Quy che nay va

ban sao Bien ban xac dinh ket qua chao ban canh tranh do SCIC cung cap., co trach

nhi8rn lap Bang 1(8 danh sach cac Nha du tu dugc nhan lai Tian dal coc kern theo ding van da xuk SCIC xem xet, quyet dinh va hoan tra Tien dat coc cho Nha d'au to pha hop voi Quy che (trong do ghi r6" danh sach h9 va ten ca nhan/ten to chirc nhan

Tian dat coc, s6 CMND/Ha chieu/S6 DKKD, s6 tai khoan nhan lai Tian dat coc (neu

co), ten ngan hang, ten chi nhanh/s6 giao dich ngan hang).

Trueng h9p Nha dau to da nap Tian dat c9c nhung chtra nap ha so dang 1(3% tham gia

chao ban va muon rut Tian dat c9c, Nha dau to phai co de nghi tra lai Tian dat coc glri

Dai 1)% chao ban canh tranh. Tren co• so. dO Dai ly chao ban canh tranh co cong van de

xuk SCIC xem xet, quyet dinh va hoan tra Tian dat coc cho Nha dau tu.

15.3. Can cir de xuk hoan tra Tian dat coc cua cac Dai ly chao ban canh tranh, SCIC xem xet, quyet dinh va lam thu tuc hoan tra Tian dat coc cho Nha dau tu. Thai hart thuc

hi8fl:

Dai voi Nha d&ti tu da hay dang ky chao ban canh tranh theo dung cac quy dinh tai Khoan 7.5 Dieu 7 Quy che nay: trong yang 03 ngay lam vi8c ke tir ngay SCIC

nhan dugc da xuAt hoan tra Tian dat coc cho Nha du tu cua Dai ly chao ban canh

tranh;

Dai voi Nha dau tu khong tang gia: trong yang 03 ngay lam vi8c ice tir ngay to chirc chao ban canh tranh.

15.4. Nhang truong hop vi pham Quy che neu tai Khoan 13.1 Dieu 13 Quy che nay se khong &lac nhan lai Tian dat c9c cho toan ba hoac mat ph'an co phieu da dang 1c)% mua tuang (mg bi vi pham.

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15.5. Trong moi twang hop, nghia vu tai chinh duy nhAt cua SCIC d6i voi cac Nha dau

trong dot chao ban canh tranh nay la hoan 10 Tien Olt coc cho Nha dau to trong cac

trtrOng hop quy dinh tai Khoan 15.1 Dieu 15 nay ma kh6ng có bat 14 nghra vu tai chinh nao khac.

Dieu 16 Trach nhiem va quyen h3n eta SCIC

16.1. Quyet dinh Gia khoi diem chao ban.

16.2. Giri HOSE cac tai lieu lien quan den chao ban canh tranh va chiu trach nhiem ve tinh

chinh xac, dAy du dm ban cong b6 thong tin tren ca so cac tai lieu do t6 chirc to vAn

sop thao va thong tin do T6 chirc phat hanh cung cap.

16.3. Ur dai dien tham gia Ban t6 chirc chao ban canh tranh, d6ng thdi lam Truang Ban t6

chirc chao ban canh tranh. Tham gia kiem tra, giam sat hog dOng chao ban canh tranh

theo quy dinh cua Quy the nay va cac quy dinh hien hanh. Ban hanh Quy the theo

quy dinh.

16.4. CO quyen t1r ch6i chuyen nInrong c6 phkn neu xay ra mot trong cac trirang hop sau: (1) Nha dau to khong thirc hien thanh toan tien mua c6 phAn dAy du, thing hp theo

Hop ding chuyen nhuong c6 phan; hoc (2) Nha dAu to thu6c dien chao mua cong

khai dirge mien chap mua cong khai theo Cong van 13738 va khong tInrc hien cong

b6 thong tin theo quy dinh.

16.5. Phi hop vdi HOSE Tang tai thong tin ve viec chao ban canh tranh c6 phan len

website cua SCIC theo quy dinh tai Dieu 5 Quy the nay.

16.6. Thu Tien dlat coo cua Nha dau tix theo quy dinh tai Quy the nay.

16.7. Th6ng bao cap nhat tinh hlnh va ket qua n6p Tien 4.t coc cua Nha dAu to cho cac D4i

1$, chao ban canh tranh hoc trao quyen truy cap va quyen you cau ngan hang nai co

tai khoan dat coc, cung cap thong tin tai khoan theo nhu eau de phuc vu viec kiem tra, d6i chieu vai th6ng tin nha dam to clang ky tham du chao ban canh tranh.

16.8. Ky ket Hop ding chuyen nhuvng c6 phan vai cac Nha dau to tang gia tai ngay thirc

hien chao ban canh tranh theo quy dinh.

16.9. Thtrc hien cac cong viec de chuyen nhuong c6 phAn cho Nha dau to &mg gia sau khi

cac Nha &Au to thing gia da n6p tien mua het toan 1)0 s6 c6 phan tang gia.

16.10. Quyet dinh viec tra Tien d;at coc cho Nha dAu to theo quy dinh tai Dieu 15 Quy the

nay.

16.11. Xir 1)% d6i voi truong hop chao ban khong thanh cong hoc kh6ng du dieu kien to

chirc. Quyet dinh cac vAn de khac theo tham quyen chu sa him c6 phan.

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16.12. Quyet dinh tuyen b6 huy ket qua chao ban canh tranh neu xac dinh c6 yeu to anh

Inrang den tinh ding khai, minh bach ctla buOi chao ban canh tranh.

16.13. Luu. tra Don clang ky tham gia chao ban canh tranh c6 phan va Phieu tham dir chao ban canh tranh co phan cua Nha du to sau khi hoan thanh dgt chao ban canh tranh.

Dieu 17 Trach nhi?nt va quyen han cfia Don 171 ttr yin

17.1. 0.1 dai dien tham gia Ban to chdc chao ban canh tranh.

17.2. Xay dung ban tong b6 thong tin theo dung quy dinh tren ca cac thong tin do TO chirc phat hanh cung ch. Ph6i hop vai TO chirc thuc hien chao ban canh tranh thuc

hien cong be thong tin theo quy dinh tai Dieu 5 Quy the nay.

Dieu 18 Trach nhi?nt va quyen han cfia cac Dai 1y chao bin canh tranh

18.1. 1(1h9p d8ng dai chao ban canh tranh vai SCIC.

18.2. Phoi hop vOi SCIC va HOSE thuc hien viec thong bao cong khai tren website va tren

cac *rang tien th6ng tin dai chUng cua cac Dai 1y chao ban canh tranh cac thong tin

ve viec chao ban canh tranh do SCIC cung cap theo quy dinh tai Dieu 5 Quy ate nay.

18.3. Huang clan Nha dau tu ye dill tuc va WO so. dangV theo quy dinh tai Quy the nay sau

khi thuc hien cong b6 thong tin pha hop vai quy dinh cUa phap luat.

18.4. Cung cap Don dang ky tham gia chao ban canh tranh, tiep nhan va kiem tra tinh hop le dm Don dang ky tham gia chao ban canh tranh va cac tai lieu lien quan. Kiem tra

s6 Tien d4t cac da nep theo quy dinh cua Nha du ttr.

18.5. Kiem tra dieu kien tham du chao ban, nhap cac thong tin ve dang ky tham gia chao

ban canh tranh ctia cac Nha dau tu vao he thong dau gia cita HOSE, va phat Phdu

tham du chao ban canh tranh cho cac Nha dau tu c6 du dieu kien.

Trtreng hop Nha dAu t-tt khong dU dieu kien tham du chao ban canh tranh thi phai

thong bao cho SCIC de SCIC xem xet hoan tra Tien d'at cac cho cac Nha dau to (neu

Nha dau to da dat cac).

18.6. Kiem tra, dai chieu va chiu trach nhiem v'e tinh chinh xac, day /I ve 118 so dang ky tham du chao ban canh tranh cua Nha dau tu vai cac thong tin nha‘p vao he th6ng dau gia dm HOSE. Dai 12 chao ban canh tranh dong dau treo/giap lai de xac nh'an len town

be h8 so tham du chao ban canh tranh cua timg Nha dau tu.

18.7. Trong thai han theo quy dinh tai Khoan 7.2 Dieu 7 Quy the nay, Dail)", chao ban canh

tranh co trach nhiem thong bao cho HOSE danh sach nha dau tu thay dai hoac Ely dang ky (neu c6), va nep ban goc don de nghl thay dai tham gia chao ban canh tranh

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hoac don a nghi huy tham gia chao ban canh tranh cua nha dau to cho Ban to chirc

chao ban canh tranh tru6c 14h00 ngay 09/03/2018.

18.8. Thong bao bang van ban va dam bao HOSE va SCIC nhan dugc thong bao ve danh

sach Nha dau tu du dieu kien tham du chao ban canh tranh trong yang 30 phut

khi ket thuc th6i han dang k 'Y tham du, bao

SO Itrong Nha dau to dang Icy tham gia chao ban canh tranh (trong dO so ltrgng

nha dau to to chirc, ca nhan; so hrong nha dau tu trong ntrac, ntrac ngoai);

TOng so lugng co phieu dugc dang kY mua (trong do s6 itr9ng nha dau to to chirc,

ca nhan; so ltrong nha dau to trong nuoc, nu& ngoai).

18.9. Truang h9p phat hien co nhang tub/1g hgp fly quyen khang dimg quy dinh hoac

khong thkrc hien cong b6 thong tin theo quy dinh tai Quy the nay, DO If) chao ban

canh tranh co trach nhiem huong dan Nha dau tu lam thin tic hay dang IcY tham gia

chao ban canh tranh de dang ky lai hoac thkrc hien ding bO thong tin (n6u chua cong

bO) trtrac th6i diem het hp dang ig/ dung theo quy dinh neu Nha du to vi pham quy

dinh.

18.10. De xuAt danh sach Nha du tu dtrgc nhan lai Tien dat c9c va cac Nha. dau tu vi pham

quy the theo quy dinh tai Quy the nay, tren co s6 dcm de nghi hay dang IcY tham gia

chao ban canh tranh cua Nha dau tu theo quy dinh tai Khoan 7.5 Dieu 7 Quy the nay

(net' co) va ban sao Bien ban xac dinh ket qua chao ban canh tranh do SCIC cung cap, gcri SCIC trong yang 01 (mOt) ngay lam viec ke tir ngay to chirc chao ban canh tranh

a SCIC xem xet, quy6t dinh va hoan tra Tien dot coc phis h9p v6i Quy che.

18.11. Th6ng bdo, giri ket qua chao ban canh tranh cho Nha dau tir va htrang clan cac Nha

dau to trung gia thanh toan tien mua co phan theo ket qua chao ban canh tranh.

18.12. Chuyen giao toan b0 116 so clang Icy tham du chao ban canh tranh cua NU &Au to cho

SCIC sau khi hoan fat chao ban canh tranh.

Dieu 19 Trach nhi?m va quyen h8n cila HOSE

19.1. TO oik, chi dao va kiem tra, giam sat hog dOng chao ban earth tranh theo quy dinh.

19.2. Thong nhat vOi SCIC ve thoi gian, dia diem to chin chao ban canh tranh theo &mg

quy dinh.

19.3. Yeu eau SCIC cung cap day du cac tai lieu, thong tin v6 viec chao ban canh tranh theo

quy dinh.

19.4. Quyet dinh thanh lap va cir nhan sir tham gia Ban to chirc chao ban canh tranh.

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19.5. Thvc hien cong bó thong tin ten website oh HOSE ve phien chao ban canh tranh

theo quy dinh tai Dieu 5 Quy the nay.

19.6. T6 chirc thkrc hien phien ma Phieu tham du chao ban canh tranh cua cac Nha au tu.

19.7. Chiu trach nhiem ve viec xac dinh ket qua chao ban theo quy dinh.

19.8. Th6ng bao ket qua chao ban canh tranh cho cac Nha au to ngay tai phien chao ban.

19.9. Chuyen giao Phieu tham du chao ban canh tranh, Bien ban xac dinh ket qua chao ban

canh tranh cho SCIC trong yang 01 (met) ngay lam viec ice tir ngay Ic- r Bien ban xac

Binh ket qua chao ban canh tranh.

19.10. Thirc hien cac hog clang khac c6 lien quan an viec chao ban canh tranh co phan phu h9p vai h9p ding a ky vbi SCIC ve viec thvc hien to chirc chao ban canh tranh c6

ph'an cua SCIC tai BMPLASCO va quy dinh cua phaplu4t.

Dieu 20 'Filch nhiem NIA quyen han ctia Ban to chIrc chat) bin canh tranh

20.1. T6 chirc chi dao va tham gia kiem tra, giam sat hog Ong chao ban canh tranh theo

quy dinh.

20.2. Kiem tra tinh h9p l'e cita cac ham/phong bl dung phieu va Phieu tham ()Iv chao ban

canh tranh.

20.3. Xem xdt xu 17 cac twang h9p vi pham Quy the va cac truing hap vi pham khac tuy

theo mire do vi pham.

20.4. KS, Bien ban xac dinh ket qua chat) ban earth tranh.

20.5. Ban to eh& chao ban canh tranh hoat deng va dua ra guy& dinh theo nguyen eac da s6. Trong truing h9p s6 phieu bieu quyet ngang nhau, thi quyet dinh cu6i ding thuec

ve phia coy COkien cua Tnrang Ban to chirc chao ban canh tranh.

Dieu 21 Trich nhiem va quyen han cua Nha du to tham gia chin bin canh tranh

21.1. Dien Don dang ky tham gia chao ban canh tranh va cung cap cac gia'y to lien quan

theo quy Binh tai Dieu 7 Quy the nay va nap cho Dai ly chao ban canh tranh.

21.2. Nap dAy du tin d t cac bang 10% gia tri tong s6 c6 ph.An clang k mua tinh theo gia khoi diem chao ban vao tai khoan cua SCIC theo quy dinh tai Dieu 7 Quy the nay.

21.3. Nap Phieu tham du chao ban canh tranh theo dimg quy dinh tai Quy the nay.

21.4. Thanh toan ay dit, &mg han tien mua co phan ne'u duce, mua.

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21.5. NhA clan to co nhu cAu dat mua vai khi hreng clat hoc vugt cac ty 1e sa hint phai

chao mua ding khai theo LuAt chimg khoan phai thuc hien bao cao Ban to chirc chAo

ban canh tranh va cong be) thong tin truck ngAy to chirc chap ban 07 ngay ve so lueng •

co phan du kien mua theo C6ng van 13738.

21.6. T6 chirc, ca nhan la nguai n6i b0, ngoai c6 lien quan cua ngoai not b6 tuft khi mua

c6 phieu hoc to chirc, ca nhan sau khi mua c6 phieu ma tra thanh co dong Ion phai

thuc hien bao cao va cong b6 thong tin theo thOi han quy dinh tai ThOng to s6

155/2015/TT-BTC ngay 06/10/2015 dm B6 Tai chinh Viet Nam Inning clan ye viec

cong b6 thong tin ten thi tinting chimg khoan va Quyet dinh s6 340/QD-SGDHCM

ngay 19/08/2016 dm HOSE ban hanh quy the cong b6 thong tin tai Sa Giao dich

chimg khoan Thanh ph6 H6 Chi Minh truac ngAy to chirc chao ban.

21.7. NhA dAu to mac ngoai phai thgc hien theo quy dinh tai Ditu 6 Quyet dinh so

88/2009/QD-TTg ngAy 18/06/2009 dm Thu Wong Chinh phtl v6s viec ban hAnh quy

the gop van, mua c6 phAn dia nhA dan to ntrac ngoai trong cac doanh nghiep Viet

Nam va Thong to 123.

21.8. Tuan thu theo cac quy dinh tai Quy the nay va quy dinh eta phap 141.

A Dieu 22 Luat dieu chinh; Co quan giai quyet tranh chap

22.1. LttAt ditu chinh

Quy the nay three dieu chinh bai va giai thich theo phap luAt Viet Nam.

22.2. Co' quan giai quytt tranh chip

(a) Bit IcS/ tranh chip nAo phat sinh tit hoc lien quan den Quy the nay se dugc

chuyen den va giai guy& chung thim bad treng tai do VIAC quart ly theo cac

quy tic treng thi cua VAC co hieu ltrc tai thoi ditm de, ma cac quy tac nay

&pc xem la duet bao gom trong ditu khaki nay bang cach tham chieu.

(b) Dia diem tien hanh to tong treng tAi IA HA N6i, Viet Nam. Ng& ngit cua t6

twig tr9ng tai IA tieng

(c) FICA ang treng tAi se bao g6m ba treng tai vien, m8i tr9ng tai vien se kitting có

lqi ich trong tranh chip hay tranh cai va se khong co 1116i lien he den bAt ky

ben nAo. M8i ben tham gia phan xir treng tAi se chi dinh mot treng tAi vien,

tuan theo quy tic treng tAi cua VIAC. Tr9ng tai vien thir ba se .dtrqc hra chen

bai hai treng tAi vien do cac ben Ina chen va se lA chit tich cua h6i dong treng

tai. Neu hai treng tAi vien do cac ben Iva chen khong the thoa thuAn duet ye

viec lva chen mot tr9ng tai vien thir ba, thi treng tai vien thir ba se do Chil tich

VIAC chi dinh.

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(d) De tranh hi6u nlam, bat Icy tranh chap nao phat sinh dr ho4c lien quan den

Hop ding chuye'n nhuong co pIa'n se duot xir ly theo quy dinh tai Hop ding

chuyen nhuong c6 pla'n do.

Dieu 23 Quy dinh khac

SCIC, HOSE, Don vi to van va cac Dai 1y chao ban canh tranh khong chiu trach

nhiern ve gia tri cua c6 plan chao ban.

Dieu 24 ILO hie thi hanh

Quy ch6 nay co hieu luc thi hanh k6' tir ngay

KT.TONG GIAM DOC PHO TO G G. _ DOC . TRACH ,..,..N :. - .

-L'181-':,_2.-

fis?' TONG coNG

/

.. D',6;ti Td VA.

( KIN I4 D°.N -1 * voi4 NIA 141)( 0 GONG "

"en'Chi Thinh

23

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PHTJ LVC

DANH SACH DAI LV CHAO BAN CANI-1 TRANH CO PHAN CCJA SCIC TAI CONG TY CO PHAN NHTIA BINH MLNH NAM 2018

T T

Ten cong ty chung

khoan Viet tit HA NQI TP. HO CHI MINH Ten TK SO tai lchoin Mir tai ngfin hang

1 Cong ty TNHEI Chfrng khoan ACB ACES

10 Phan Chu T•rinh,

Quin Hoan Kiem, Ha Nei (Chi nhanh Ha Nei)

SA 107N Tnrong Dinh, Phuong 6, Quan 3, TP.HCM (Chi nhanh Truong Dinh)

TAng cong ty DL tu va kinh doanh

von Nha nuac 001100.255.0085

Ngan hang TMCP Ngoai Thucmg Viet Nam

(Vietcombank) - SO giao idich

2

Cong ty Co phin Cluing khoin Ngan hang Diu tu va Phat trien Viet Nam

BSC - ' Ha Nei (Try so)

Ting: 10,11-Thap Ngan BIDV-35 Hang Vol,l u

Lau 9, 146 Nguygn Cong Tnr, quan 1,TP. Ho• Chi Minh. (Chi nhanh TP.HCM)

A Tong cong ty Dau va kink doanh

von Nha. nuot 001100.255.0081

hang TMCP Ngoai ' Thuong Viet Nam .

(Vietcombank) - SO giao, dick.

3 Co Cong ty O' phan

Chimg khoin Bao Viet

BVSC to

Ting 2 va 3, so 72 Trin Hung Dao, Quan Hoan Kiem, HA Nei (Try sO)

LL 8, Tea nha Tap doin Bao Viet, 233 Dong Khoi, Quan 1, Tp.HCM (Chi nhanh TP.HCM)

• Tong cong ty Diu

va kink doanh yen Nha nude

9999.9999.9991 Lien Viet - Hai so. chink

Ngan hang TMCP Btru then

4 Cong ty Co phin Chang khoan FPT FPTS

52 dueng Lac Long Quan, phueng Buei, quan Tay HA, Ha Nei (Try so)

Ting 3, Tea nha Ben Thanh Times Square 136- 138 Le Thi HAng Gain, Phueng Nguygn Thai Binh, Quail 1, TP.H6 Chi Minh (Chi nhanh TP.HCM)

• Tong citing ty Diu tu va kink doanh

von Nha nu cic 1450 0000 0318 ' '

. •

- 7 Ngan hang TMCP col*

Thuong Viet Nam (Vietinbank) - CN HO 19i,t,i

5 Cong ty Co phin Ching khoan Thanh phe Ho Chi Minh

HSC

Ting 4&5, Tea nha 66A Trin Hung Dao, Quart Hoan Kiem, Ha Nei (Chi nhanh Hoan Kiem)

Ting 5, Tea nha AB, 76 Le Lai, Quan 1, TP. HCM (Chi nhanh Le Lai)

TAng cong ty Diu tu va kinh doanh

von Nha nubs 1480.0000.0315

• Ngan hang TMCP Con.. !

Thuong Viet Nam - .... (Vietinbank) - CN HO Nei .

6 • ). Cong ty CO phan

Ching khoan MB

Ting M-3-7, Tea nha MB SA 3 Lieu Giai, Quail"

sO)

Ba Dinh, HO Nei (Try vein

Ting 6, Tea nha Slimy Tower, 259 Trin Hung

•tir Dao, Quan 1, TP. HO Chi Minh (Chi nhanh TP.HCM)

Tring ding ty Diu va ,a kinh doanh

Nha nuorc 001100.255.0083

Ngan hang TMCP Ngoai Thuong Viet Nam

(Vietcombank) - SO giao'dich - -

7 Cong ty Co plain ChUng khoin sai Gen - HO Nei

SHS 41 Ng8 Quyen, Quan Hoan Kiem, HO Nei (Tn) sa)

Ting 3, Tea nha Artex Sai Gen, SO 236-238 Nguygn Cong Trd, P. Nguygn Thai Binh, Q.1, TP. HA Chi Minh (Chi nhanh TP.HCM)

TAng cong ty Diu fir va. kinh doanh

yen Nha ntroc 9999.9999.9994

*

Ngan hang TMCP Cong;; , Thuong Viet Nam

l :

e ,Z .; I: ,.,

(Vietinbank) - CN HO Nei

. .

8 CiOng ty Co phin ChImg khoan Sai Gen

SSI 1C NO' Quyen, Hoan Kiem, Ha Nei (Chi nhanh HA Nei)

92-98 Nguyen C8ng Trir, Quart 1, TP. HCM (Chi nhanh Nguygn Cling TrCr)

TAng cong ty Diu tu va kinh doanh

An Nha nu& 1490.0000.0314

Ngan hang TMCP Cong ... Thuong Vier Nain . ,,i

(Vietinbank) - CN Ha Nei

9

Cong ty TNHH Chung khoan Ngan hang TMCP Ngoai VCBS

Ting 17, Tea nha Vietcombank, s6 198 Trin Quang Khai, Hoan Kiem, TP. Ha Nei (Tru sO)

thuang Viet Nam .

Liu 1, toa nhe. Green Star, se 70 Pham Ngoc Thach, Phuong 6, Quan 3, TP. HA Chi Minh (Chi nhanh TP.HCM)

TAng cong ty Diu to va kinh doanh

von Nha nue-c 001100.255.0084

Ngan hang TMCP Ngoai Thuong Viet Nam

(Vietcombank) - SO giao ditii .. _.

10 Cong ty Co phan Chimg khoan Ban Viet

VCSC 109 TrAn Hung Dao, Quin Hoan M em. HA Hue,

' Nei (Chi nhanh HO Nei)

Nguyen,y10 Nguye Tong Liu 3' Toa nha Vinatex Tai

Quan 1, TP. HCM (Trn se. me rOng)

/ cong ty Diu

to va kinh doanh von Nha nuac

1470.0000.0316

••••; Ngan hang TMCP COng

Thuong Viet Nam 'tg,i:: (Vietinbank) - CN Ha Nei..

•.?...;

11

Cong ty Co phin Chimg khoan Ngan hang Cong thuong Viet Nam

VIETINBA NKSC

306 BO Trieu, Q. Hai Ba Trung, HO Nei (Tro se)

49 Ton That Darn, Phuong Nguygn Thai Binh, Quan 1, Tp.H6 Chi Minh (Chi nhanh TP.HCM)

• Tong cong ty Diu tu va kinh doanh

yen Nha ntroc 001100.255.0087

- ...__

Ngan hang TMCP Ngoai-_ Thuong Viet Nam ':.: !

(Vietcombank) - SO giao Bich

12 Cong ty Co phin Chimg khoan VNDIRECT

VNDS SO 1 Nguien Thuong Hie'n, Q. Hai Ba Tnmg, HA Nei (Try se)

Tea nha THE 90th PASTEUR, s6 90 Pasteur,

. Q 1, T. HA Chi Minh (Chi nhanh TP.HCM)

TAng ding ty Diu tu va kinh doanh

von Nha nark 1440.0000.0319

Ngan hang TMCP Cong Thtrong Viet Nam

(Vietinbank) - CN Ha Npil,

Page 26: QUY CHE CHAO BAN CANH TRANH. Quy che ban cp BMP.pdf · that hien chao ban canh tranh ce phan va cac cong viec lien quan theo quy djnh. Dai dien SCIC lAm Trueng Ban to chirc chat)

Mau 01 (Ban hanh kern theo Quy the chao ban canh tranh ca phan cua SCIC tai BMPLASCO)

CONG HOA XA MN CHU NGHIA VItT NAM Doc lap - Ty. do - 114nh phew

ngay thang nam 201...

DON HANG THAM GIA CHAO BAN CANH TRANH (Doi voi nha clau ttr trong ntrov)

Kinh giri: (Ten d i ly chao ban canh tranh)

Ten to chin / ca nhan (trong mac):

Dia chi:

SO dien thoai: Fax: Email (neu co).

So DKKD/CMND/HQ chieu: Ngay cap: Noi cap:

TS, le c6 phieu dang nam gift tai BMPLASCO (%):

(La/Khong phai la) c6 clang not bQ cua BMPLASCO

Ty le c6 phie'u ma ngtrtri co lien quan dang nam giu tai BMPLASCO (%):

Thong tin tai khoan cira To chtire, ca nhan sir dung de nhan lai tien Hat c9c:

+ Ten chta tai khoan:

+ So tai khoan:

+ Me( tai (ghi cu the chi nhanh ngan hang not mer tai khodn):

Tai khoan chimg khoan sO• Mo tai:

Ten ngtreti dai dien (doi v6i To chirc):

S6 CMND/1-10 chieu (dm ngtroi Hai dien): Ngay cap: Nai cap:

TO chCrc hoac ca nhan dirge uY quyen (neu co):

SO DKKD/CMND/HQ chieu (ciia to chirc hoac ca nhan duce ay quyen):

Ngay cap: Noi cap:

(

T8i / Chfing toi Ong ky tham gia chao ban canh tranh mua co phan BMPLASCO duvc 'Ding cong ty Hau ttr va kinh doanh von Nha mr(tc (SCIC) chat) ban, cu the nhir sau:

- SA co phan clang ky mua: co ph'an

(Bang chit: co

- SA tien Hat c9c cla" n.6p: dong

(Bang chit: dong), tuang Cmg 10% gia tri tong s6 co phan dang ky mua tinh theo gia khoi diem ( clOng/c6 phan).

Page 27: QUY CHE CHAO BAN CANH TRANH. Quy che ban cp BMP.pdf · that hien chao ban canh tranh ce phan va cac cong viec lien quan theo quy djnh. Dai dien SCIC lAm Trueng Ban to chirc chat)

Toi / Chung toi cam ket:

- Cac th8ng tin oh Toi / Chung toi sung cap neu tren la hoan toan chinh xac va trung thgc.

- Toi / Chiang toi da d9c va hieu day du, r6 rang not dung cac thong tin ve BMPLASCO, bao gOm nhung khong giai han bed: ban COng b6 thong tin, Dieu le Cong ty, Bao cao tai chinh, tinh hinh hog dOng san xuat kinh doanh,... va cac nOi dung thong tin khac lien quan den BMPLASCO cling nhu Quy the chao ban canh tranh de thvc hien quyet dinh du tu, mua co phan. Toi/ChUng toi dOng y vai toan b8 cac not dung cua Quy the chao ban canh tranh co phan cua Ttmg cong ty Dau to va kinh doanh von Nha.nuot (SCIC) tai BMPLASCO va tonguyen tham (iv chao ban canh tranh do Quy Cc quan t6 chirc.

- Toi / Chung toi cam ket thut hien nghiem tuc cac quy dinh tai Quy the chao ban canh tranh va ket qua chao ban canh tranh do QuS, C i quan ding bo va cam ket tuan thu cac quy dinh cua phap lust hien hanh.

Neu vi pham, toi / chimg toi xin chin m9i trach nhiem truarc phap lust Viet Nam./.

TO CHUG, CA NHAN BANG K' Chit Ig, ghi rei hQ ten va (long clCiu (niu co)

2

Page 28: QUY CHE CHAO BAN CANH TRANH. Quy che ban cp BMP.pdf · that hien chao ban canh tranh ce phan va cac cong viec lien quan theo quy djnh. Dai dien SCIC lAm Trueng Ban to chirc chat)

Mau 02 /Form 02 (Ban hanh kern theo Quy the chao ban canh tranh ca phan cua SCIC tai BMPLASCO/ Attached to the Regulations on competitive offering of SCIC' shares in BMPLASCO)

CONG HOA XA HO CHU NGHIA VITT NAM / SOCIALIST REPUBLIC OF VIETNAM Di)c fgp - Tg do - Hgnh phtic / Independence - Freedom - Happiness

, ngay thang nam 201... , [day] ... [month] ... 201...

DON DANG K'S? THAM GIA CHAO BAN CANH TRANH MUA CO PHAN COMPETITIVE OFFERING REGISTRATION FORM (D6i voi nha dau tar nuOt ngoai / For foreign investors)

Kinh girt: (Ten dgi ly chao ban cgnh tranh) To: (Name of the Registration Agent)

Ten to chgc / ca nhan (nu& ngoai):

Name of foreign organization / individual:

Quo'c tich / Nationality:

Dia chi /Address:

So dien thoai / Telephone: Fax:

Email (n6u có / if any):

Ten giao dich va S6 DICK.D/W9 chieu•

Transaction name and Business registration/Passport No.:

Ngay cap: Nal cap:

Date of issuance: Place of issuance:

TS, le co phieu clang nArn gill tai BMPLASCO:

Percentage of shares holding in BMPLASCO.•

(La/Khong phai la) c6 deing not bit) cua BMPLASCO

(Is/Is not) the internal shareholders of BMPLASCO

TS, le c6 phi6u ma ngtroi c6 lien quan clang n&ri gift tai BMPLASCO:

Percentage of shares holding by related persons in BMPLASCO:

Th6ng tin tai khoan cda To chirc, ca nhan sir dung de nhan lai tien &at c9c:

Account information of instutions and individuals for used for deposit.•

+ Ten chu tai khoan / Name of the account holder:

1

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+ SO tai khoan /Account Number:

+ M& tai (ghi cu the chi nhanh ngan hang not ma tai khoan) / Opened at (specking the

branch of the bank):

Thong tin tai khoan chimg khoan ciia T6 chirc, ca nhan:

+ Tai khoan chi:mg khoan so / Securities trading account No •

+ Ma tai / Opened at:

Ten ngireyi dai dien (d6i vai T6 chirc):

Name of the representative (applied for organzation):

+ S6 CMND/H9 chieu (cila ngtrOi dai dien):

Representative's ID Card /Passport No:

+ Ngay cap. Nai cap:

Date of issuance: Place of issuance •

T6 chirc hoac ca. nhan &lac uS, quyen (nett c6):

Authorised organization/individual (if any):

+ SO DKKD/CMND/H9 chieu:

Business registration certificate /ID Card / Passport No:

+ Ngay cap: Nai cap:

Date of issuance • Place of issuance:

Toi / Chang tali ding ky tham gia chao ban c3nh tranh mua co ph'an BMPLASCO duyc Timg cong ty DAu kinh doanh von Nha (SCIC) chat) ban, cu the nhu' sau:

I / We would like to register to participate in the competitive offering of shares of the State Capital Investment Corporation (SCIC) in BMPLASCO, in particular:

- S6 c6 phan dang ky mua• c6 phAn

(Bang chit: c6 phan).

Number of shares to be registered for purchase • shares

(In words: shares).

- S6 tien dat c9c da n9p: dong

(Bang chit. d6ng), tuong (mg 10% gia tri ding s6 c6 phan Bang ky mua tinh theo gia khai diem cl6ng/c6 ph&'n).

Amount of paid deposi• VND

(In words • Vietnamese dong), equivalent to 10% of the total value of registered shares for purchase based on initial price ( VND/share).

Toi / Chung toi cam k'et: I / We undertake:

2

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- Cac thong tin toi / chang toi cung cap neu tren la hoan toan chinh xac va trung thirc.

I / We confirm that the information given in this form is totally true and accurate.

- TOi / Chang tai da doe va hieu day du, r6 rang not dung cac thong tin ve BMPLASCO, bao gam nhung khOng giai hsn bai: ban COng b6 th6ng tin, Dieu le Cong ty, Bao cao tai chinh, tinh hinh host Ong san xuat kinh doanh,... va cac not dung thong tin khac lien quan an BMPLASCO ding nhtr Quy the chao ban canh tranh de thkrc hien quy6t dinh dau tu, mua co phan. Toi/Chung toi dang y v6i toan ba cac not dung dm Quy the chao ban canh tranh co Wan dm Tang cong ty Dau ttr va kinh doanh von Nha nu& (SCIC) tai BMPLASCO va to nguyen tham dkr cuac chao ban canh tranh do SCIC to

I / We have read and fully understand the information on BMPLASCO, including but not limited to: Information Memorandum, Company Charter, Financial Statements, production and business activities, financial situation of the Company, ... and other information related to BMPLASCO as well as the Regulations on competitive offering to make decision on shares investment. I / We agree with the entire contents of the Regulations on competitive offering of shares of the State Capital Investment Corporation (SCIC) in BMPLASCO and voluntarily participate in the competitive offering organized by SCIC.

- T6i / Chang toi cam ket thtrc hien nghiem ttic cac quy dinh tai Quy the chao ban canh tranh, ket qua chao ban canh tranh do SCIC cong 136 va cam ket tuan thu cac quy dinh cua phap luSt hien hanh.

I / We undertake to strictly comply with the provisions of the Regulations on competitive offering, the result of the competitive offering announced by SCIC and the prevailing laws.

Neu vi phsm, toi/chung toi xin chiu m9i trach nhiem truck phap lust Viet Nam./.

In case of violation, I / we take full responsibilities under Vietnamese legislation./.

TO CII1YC, CA NHAN HANG KY REGISTERING ORGANIZATION/INDIVIDUAL

Chit ky, ghi ra 119 ten va dOng du (neu c6) Signature, full name and seal (if any)

3

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Mau 03 /Form 03 (Ban hanh kam theo Quy the chez° ban cgnh tranh co phdn cua SCIC tgi BMPLASCO/ Attached to the Regulations on competitive offering of SCIC' shares in BMPLASCO)

CONG HOA XA HOI CHU NGHIA VitT NAM / SOCIALIST REPUBLIC OF VIETNAM Hoc lap - Tir do - Hanh phtic / Independence - Freedom - Happiness

, ngay thang nam 201... , [day] [month] .....201...

DON DE NGHT TRAY DOI BANG TRAM GIA CHAO BAN CA.NH TRANI! MUA CO PHAN

AMENDMENT REQUEST FORM FOR COMPETITIVE OFFERING REGISTRATION

Kinh geri: (Ten dal 14.7 chao ban canh tranh) To: (Name of the Registration Agent)

Ten to chirc / ca nhan:

Name of organization / individual:

Qu6c tich / Nationality.•

Dia chi / Address:

St; dien thoai / Telephone: Fax:

Email (n8u c6 / ifany):

Ten giao dich va S6 DKI(D/CMND/}10 chi8u.

Transaction name and Business registration/ID Card/Passport No. •

Ngay cap: No•i cap:

Date of issuance: Place of issuance:

Ty le c6 phieu Bang ngm gilt tai BMPLASCO:

Percentage of shares holding in BMPLASCO:

(La/Khong phai la) c6 Tong not 136' cua BMPLASCO ..-•••••••••

•2

(Is/Is not) the internal shareholders of BMPLASCO

Ty le c6 phi8u ma ngu•Oi c6 lien quan clang ngm gilt tai BMPLASCO:

Percentage of shares holding by related persons in BMPLASCO:

Thong tin tai khoan dm T6 chirc, ca nhan scr dung a nhan lai tien dg.'t c6c: (

Account information of instutions and individuals for used for deposit:

+ T8n chit tai khoan / Name of the account holder.•

+ S6 tai khoan /Account Number:

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+ Mo tai (ghi cu the chi nhanh ngan hang nai mb tai khoan) / Opened at (specifying the

branch of the bank):

Thong tin tai khan chirng khan oh TO chirc, ca nhan:

+ Tai khoan chirng khan so / Securities trading account No

+ Ma tai / Opened at:

Ten nguai dai dien (dal vai T6 chilc):

Name of the representative (applied for organzation):

+ S6 CMND/H6 chieu (dm ngtrai dai dien):

Representative 's ID Card /Passport No:

+ Ngay cap: Nai cap:

Date of issuance: Place of issuance:

T6 cht'rc hoc ca nhan dupe uS, quyen (net] c6):

Authorised organization/individual (if any):

+ S6 DKKD/CMND/HO chieu:

Business registration certificate /ID Card /Passport No:

+ Ngay cap: No'i cap:

Date of issuance • Place of issuance:

Toi / Cluing tai da ding kf tham gia chat) ban c#nh tranh mua co phAn cfia Tting cling ty D'au tir Ira kinh doanh von Nha mere (SCIC) tai BMPLASCO vac) ngay .../.../201...

I / We have registered for participating in the competitive offering of shares of the State Capital Investment Corporation (SCIC) in BMPLASCO on

so c6 phAn da dang ky mua• ca phan

(Bang chit: ca phAn).

Number of shares to be registered for purchase • ..shares

(In words: shares).

Toi/chung tai de nghi (Ten dai If) chew ban earth tranh) dang y cho toi/chCing tai thay dai nai dung Dan dang ky tham gia chao ban canh tranh mua ca phAn dm Tang cong ty Dau to va kinh doanh von Nhh mac (SCIC) tai BMPLASCO nhu sau:

I / We hereby request (Name of the Registration Agent) to amend the contents of the Registration Form for participation in competitive offering of shares of the State Capital Investment Corporation (SCIC) in BMPLASCO as follows:

2

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1. 2. 3.

Tran tr9ng cam on / Sincerely thanks,

TO CHVC, CA NH AN VIET DON ORGANIZATION/INDIDUAL

Chit ky, ghi lb" ho ten, dOng du (n6u ca) (Signature, full name and seal (if any)

3

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Mau 04 /Form 04 (Ban hanh kern theo Quy chi chew ban canh tranh co phdn czia SCIC tai BMPLASCO/ Attached to the Regulations on competitive offering of SCIC' shares in BMPLASCO)

CQNG HOA XA Ho CHID NGHIA 'VIET NAM / SOCIALIST REPUBLIC OF VIETNAM D(ic 10p - Tty do - Hanh ph& / Independence - Freedom - Happiness

, ngay thang nam 201... , [day] [month] .....201...

DON DENGHI HUY HANG KY THAM GIACHAO BAN CANH TRANH

CANCELLATION REQUEST FORM FOR COMPETITIVE OFFERING REGISTRATION

Kinh gut (Ten daft 1S, chat) ban canh tranh) To: (Name of the Registration Agent)

Ten to cht're / ca filial':

Name of organization / individual:

Quo'c tich / Nationality:

Dia chi /Address:

Se; dien thoai / Telephone: Fax:

Email (n'eu có / ifany):

Ten giao dich va So DKKD/CMND/F19' chieu•

Transaction name and Business registration/ID Card/Passport No. •

Ngay cap: Noi cap:

Date of issuance: Place of issuance:

TS, le co phi6u clang nam giir tai BMPLASCO:

Percentage of shares holding in BMPLASCO:

(La/Khong phai la) c6 &Ong n(ii bo cua BMPLASCO

(Is/Is not) the internal shareholders of BMPLASCO

Ty le co phiL ma nguai co lien quan dang nam giir tai BMPLASCO:

Percentage of shares holding by related persons in BMPLASCO: /o

Thong tin tai khoan cua T6 chin, ca nhan sir dung a nhan 10 tien dot c9c:

Account information of instutions and individuals for used for deposit:

+ Ten chic tai khoan / Name of the account holder:

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+ SO tai khoan /Account Number

+ Ma tai (ghi cu the chi nhanh ngan hang not ma tai khoan) / Opened at (specking the

branch of the bank):

Thong tin tai khoan chirrig khoan caa TO chirc, ca nhan:

+ Tai khoan chang khoan s6 / Securities trading account No.:

+ / Opened at:

Ten nguai dai dien (doi vai TO chdc):

Name of the representative (applied for organzation):

+ SO CMND/H0 chieu (dm nguti dai dien):

Representative's ID Card /Passport No:

+ Ngay cap: Nai cap:

Date of issuance: Place of issuance:

TO chirc hoc ca nhan duos uSi quyen (neu ca):

Authorised organization/individual (if any):

+ S6 DKKD/CMND/H6 chieu:

Business registration certificate /ID Card /Passport No:

+ Ngay cap: Nai cap:

Date of issuance Place of issuance •

Toi / Ching toi da ding ky tham gia chao bin canh tranh mua co phAn cua Tiing cong ty Diu Ur va kinh doanh vOn Nha (SCIC) tai BMPLASCO vao nay .../.../201...

I / We have registered for participating in the competitive offering of shares of the State Capital Investment Corporation (SCIC) in BMPLASCO on .../.../201...

SO co ph'an da dang ky mua• co phAn

(Bang chic co ph'an).

Number of shares to be registered for purchase• shares

(In words: shares).

T6i / chimg toi de nghi hay dang k)% tham gia tham gia chao ban canh tranh co ph'an cua TOng cong ty Dku to va kinh doanh vOn Nha nude (SCIC) tai BMPLASCO vai ly do:

/ We hereby request to cancel the participation in competitive offering of the shares of the State Capital Investment Corporation (SCIC) in BMPLASCO due to the following reason(s):

2

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Iran tr9ng cam on / Sincerely thanks, TO CHIC, CA NHAN VIET DON

ORGANIZATION, INDIVIDUAL 1(3'f, ghi ro h9 ten, dOng dau (nett co)

Sign, full name, seal (if any)

3

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Mint 05 /Form 05 (Ban hanh kem theo Quy the chao ban canh tranh co phdn SCIC tat BMPLASCO/ Attached to the Regulations on competitive offering of SCIC' shares in BMPLASCO)

CONG HOA XA HOI CHU NGHIA VIP' NAM / SOCIALIST REPUBLIC OF VIETNAM WO lap - Tv do - Ranh phtic / Independent - Freedom - Happiness

, ngay dicing nom 201... , [day] [month] 201...

DON DE NGHI CAP LAI PHIEU THAM DV CHAO BAN CiNNH TRANH

APPLICATION FOR REISSUING COMPETITIVE OFFERING BIDDING FORM

Kinh girl: (Ten dal 157 chat) bin canh tranh) To: (Name of the Registration Agent)

Ten to attic / ca nhin•

Name of organization / individual:

QuOc tich / Nationality:

Dia chi / Address:

So dien thoai / Telephone: Fax:

Email (neu c6 / if any):

Ten giao dich va So DKKD/CMND/HO chieu.

Transaction name and Business registration/ID Card/Passport No •

Ngay cap: Noi cap:

Date of issuance: Place of issuance:

TS/ le co phieu dang nom giUr tai BMPLASCO:

Percentage of shares holding in BMPLASCO:

(LWKhong phai la) c6 dong not bO cua BMPLASCO

(Is/Is not) the internal shareholders of BMPLASCO

Ty le co phieu ma ngutd c6 lien quan dang nom giir tad BMPLASCO: TAI DA!

Percentage of shares holding by related persons in BMPLASCO: K1NI

Thong tin tai khoan ciia To chirc, ca nhan sir dung de nhan lai tien dot coc: cc

Account information of instutions and individuals for used for deposit:

+ Ten chii tai khoan / Name of the account holder:

+ So tai khoan /Account Number:

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+ MO. tai (ghi cu the chi nhanh ngan hang not tai khoan) / Opened at (specking the

branch of the bank):

Thong tin tai khoan chr:mg khoan cua To chitc, ca nhan:

+ Tai khoan cluing khoan SO / Securities trading account No •

+ Mo. tai / Opened at:

Ten nguoi dai dien (dpi voi TO chirc):

Name of the representative (applied for organzation):

+ SO CMND/HO chieu (dm ngtrOi dai dien):

Representative 's ID Card /Passport No:

+ Ngay cap: Noi cap:

Date of issuance • Place of issuance:

TO chcrc hoc ca nhan dupe uS, quyen (neu co):

Authorised organization/individual (if any):

+ SO DKKD/CMND/HO chieu:

Business registration certificate /ID Card /Passport No:

+ Ngay cap: No'i cap:

Date of issuance • Place of issuance:

Toi / Chung toi da dangkS7tham gia chi° ban canh tranh mua co phin dm Ding Ong ty Dan to va kinh doanh von Nha nu& (SCIC) tai BMPLASCO vao ngay .../.../201...

I / We have registered for participating in the competitive offering of shares of the State Capital Investment Corporation (SCIC) in BMPLASCO on .../.../201...

SO CO phan da dung ky mua• co phan

(Bang chcr: CO phan).

Number of shares to be registered for purchase • shares

(In words: shares).

76i/chi:mg toi de nghi (Ten dal 1r chao ban canh tranh) cap 1ai Phieu tham du chao ban canh tranh, veri 1)% do: I / We hereby request (Name of the Registration Agent) to reissue the Competitive Offering Bidding Form, with the following reason:

❑ Phieu tham dry chao ban canh tranh bi rach nat, fay xoa,... (dinh kern then don nay).

The Competitive Offering Bidding Form was torn, erased etc. (attached)

0 Mat phieu tham dkr chao ban canh tranh da dupe cap.

The Competitive Offering Bidding Form was lost.

2

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Neu có tranh chip xay ra lien quan den Phieu tham dux chao ban canh tranh caa tai thi toi se co tranh nhiem Chung minh va chiu hoan toan trach nhiem truac phap luat. Toi cam doan nhang Rri khai tren la dung sij that. If there has any dispute in relation to my / our Competitive Offering Bidding Form, 1 / we will be responsible to prove and will take full responsibilities under the prevailing laws. 1 / we commit all above declarations are true and accurate.

TO CHeC, CA NHAN VIET DON ORGANIZATION/INDIVIDUAL

ghi ro h9 ten, dOng dau (neu Sign, full name, seal (if any)

Phan danh cho T6 chac chao ban canh tranh/ For the Offering Organizer: Xac nh4n da nhan don de nghi cua khach hang: Confirmation of receiving the client's application: SO CMND/S6 H6 chieu/S6 DKKD• ID No./Passport No./Business Registration Certificate No: vao lac .... ngay / /

Nhan vien giao dich Receiver

Kiem soat Supervisor

3

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Mau 06A (Ban hanh kern theo Quy chi chao ban canh tranh co phein cua SCIC tai BMPLASCO)

LONG HOA XA HOI CHU NGHIA VIET NAM Hoc 1413 - Tkr do - 114nh phfic

, ngay thring nam 201...

GIAY UY QUYEN

Ten to chtic / ca nhan (trong nuac):

Dia chi:

S6 dien thoai: Fax: Email (neu co):

SO DKKD/CMND/H6 chieu: NO.), cap: Nai cap:

Ten ngtrad dai dien (d6i vOi T6 chirc):

S6 CMND/H6 chieu (cua ngtroi dai dien): Ngay cap: Nai cap:

Do kh6ng co dieu kien trip tiep tham gia chao ban canh tranh c6 phan cua T6ng cong ty Dan to va kinh doanh von Nha mac (SCIC) tai BMPLASCO duvc to chac vac ngay / ./201..., nay toi / chUng toi:

UY QUYEN CHO:

Ten to chirc hoc Ca nhan

S6 DKI(D/CMND/H0 chieu .Ngay cap. Noi cap

Dia chi.

Dien thoai. Fax

Thay mat toi / chimg toi tham du chao ban canh tranh c6 phan cua SCIC tai BMPLASCO, bao g6m cac cong viec sau:

1. Lam thu tyc clang ky tham dir chao ban canh tranh (dien th6ng tin NAV nhan vao don (tang nop tien dat c9c va n6p h6 so dang ky tham dkr chao ban canh tranh, nhan Phien tham du

chao ban canh tranh).

2. Lam cac thu tyc lien quan den a nghi thay d6i dang ky tham gia chao ban canh tranh, hdy vo

dang ky tham gia chao ban canh tranh, de nghi cap 14i phieu tham dy chao ban canh tranh.

3. Ghi gia, kh6i luvng, cac thong tin lien quan, ky vao phieu tham dir chao ban canh tranh va trkrc tiep tham dir phien chao ban canh tranh.

H

4. KS( H9p &Ong chuyen nhugng va lam cac tin) tic lien quan an chuyen nhuvng c6 phan theo C

Quy the chao ban canh tranh (trong trixong h9p trUng gid). •

(Ten td chiec / ca nhan clugc uy quyin) co nghia vu thirc hien dung cac quy dinh ve chao ban canh tranh theo Quy the chao ban canh tranh c6 phan cua SCIC tai BMPLASCO, khong dirge uy quy6'n cho ngtrai khac va co trach nhiem thong

1

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bac) lai ket qua chao ban canh tranh cho ngired fly quyen.

(Ten td chzi.c hoc ca nhdn ity quydn)

cam ket chiu toan be trach nhiem ve cac quyet Binh cfla (Ten to chirc hoc ca nhdn nhdn fly quydn) trong pham vi not dung fly quyen.

Nproti duve ity quyen Nproi ay quyen ghi r5 ho ten viz clOng dem (neu co) Kj), ghi r5 ho ten va clang dau (neu cd)

xAc NHAN CiTA UBND PHVONG, 3CA. HOAC CO QUAN NHA NU'OC CO TRAM QUYEN

2

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Mau 06B / Form 06B (Ban hanh kem theo Quy the chao ban canh tranh cd phan cita SCIC tai BMPLASCO/ Attached to the Regulations on competitive offering of SCIC' shares in BMPLASCO)

GIAY iTY QUYEN (dm nha d'au ttr ntreic ngoai)

POWER OF ATTORNEY (applicable to foreign investors)

, ngay thang nam 201... , [day] [month] ..... 201...

Lien quan den d9t chao ban canh tranh c6 phan C6ng ty c6 phan Nhva Binh Minh ("Dot Chao Ban") do T6ng cong ty Dau ttr va Kinh doanh von nha ntrOc ("SCIC) thkrc hien theo Quy che chao ban canh tranh do SCIC ban hanh thang 01 nam 2018 ("Quy Che"), toi/chung toi cac thong tin chi tiet neu dtrai day:

Regarding to the competitive offering of shares of the State Capital Investment Corporation ("SCIC") in Binh Minh Plastics Joint Stock Company (the "Offering') to be conducted by pursuant to the regulations on competitive offering issued by SCIC in January, 2018 (the "Regulations"), I/we whose details are shown below:

- Ten day da (ghi ten chinh thirc bang CHO' IN HOA) / Full name (official name to be inserted in CAPITAL LETTERS):

- Dia chi thutng tra (d6i ca nhan), dia chi tru so chinh (d6i v6i to chdc) / Permanent address (for individuals), registered address (for organizations).

Qu6c tich (doi vOi ca nhan), nai thanh lap (d6i vai t6 chirc) /Nationality (for individuals), place of incorporation (for organizations):

Nguti dai dien theo phap luat / Legal representative: I

Ho chi'eu (hoac chang minh nhan dan, can mac cong dan hoac tuang throng doi voi ca nhan), Giay chirng nhan thanh lap (hoac gidy dang kyi doanh nghiep hoac Mang throng doi to chirc) I Passport (or identity card, citizen card or equivalent for individuals), Certificate of incorporation (or business registration certificate or equivalent for organiztions):

Cap bolt / issued by: ... CO hieu lye den / valid to:... ..............................

Ma s6 giao dich chirng khoan / Securities trading code:

Cap ngay / issued on:

Bang giay fly ciu34n nay chi dinh ca nhan thong tin chrdi day lam nguti dai dien theo uy quy6n hop phap cua toi / cluing toi ("Ngtrei /11#i Di0") de nhan danh chung toi thkrc hien mot s6 cong viec va hanh Ong dtrgc uy quyen trong doan &Jai day:

Hereby appoint the individual whose details are shown below as our lawful attorney-in-fact (the "Attorney-in-fact") who is authorized to carry out certain works and acts as set in the next paragraph:

Dien ten d&y 6, se he chieu hodc giAy to ddc dinh ca nhan hop phdp va chirc vu / Insert full name, passport or other lawful identity card number and title.

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Ten dAy du (ghi ten chinh thirc bang chit in hoa)/Full name (official name to be inserted in capital letter):

Dia chi thutng trill Permanent address:

Qu6c tichINationality:

H6 chieu (hoac chfrng minh nhan dan, can ctrac cong dan hoac tuong dtrong)IPassport (or identity card, citizen card or equivalent):

S6/number: CAp ngaylissued:

co hieu 1 c anlvalid to:

Nguti Dal Dien dtrot uy quyen de thay mat toi/chimg toi thvc hien cac cong viec va hanh dOng sau:

The Attorney-in-fact is authorized to carry out certain works and acts as set herein:

(a) K* va hoan thien don dang ky chao ban va cac tai lieu khac trong 130 h6 so dang ky chao ban theo quy dinh cua Quy Che (trir khi da duce ky va/hoac hoan thien bOi toi hoac nguti dai dien có thAm quyen khac cua chUng toi)/To execute and complete the registration form and other documents included in the registration dossier as provided in the Regulations (unless the same has been executed and/or completed by me or by our other authorized signatories);

(b) 1\10p hO so' dang ky de tham gia Dot Chao Ban theo quy dinh cua Quy ChelTo submit the registration dossier for my/our participation in the Offering in accordance with the Regulations;

(c) K32, hoan thien va n6p do'n sira d6i hoac hiry clang ky tham gia Dot Chao Ban theo quy dinh cua Quy Che/To execute, complete and submit the application for amendment to or cancellation of registration for my/our participation in the Offering in accordance with the Regulations;

(d) Nhan phieu tham du chao ban/To receive the bidding form;

(e) KS/ (trir khi phieu tham dkr da duot ky bOi toi hoac ngtreci dai dien co thArn quyen khac,ctla chUng toi), hoan thien va n6p phieu tham du chao ban da- kst theo quy dinh Quy Che/To execute (unless the bidding form has been executed by me or by our other authorized signatories), complete and submit the executed bidding form in accordance with the Regulations;

(f) Tham dtx phien chao ban duot t6 chirc theo Quy Che/To participate in the bidding session organized in accordance with the Regulations;

(g) KY/ va chuyen giao hop deng mua c6 phAn phir hop Quy Che/To execute and deliver the share transfer contract in accordance with the Regulations; va/and

(h) KS/ ket cac tai lieu khac va thirc hien cac cong viec khac can thiet nham Inge dich cua viec tham gia Dot Chao Ban ciia toi/chung toi, viec mua co phan cua toi/chUng toi trong Dot Chao Ban phu hop Quy Ch'elTo execute such other documents and carries out such other works as necessary for the purpose of my/our participation in the Offering and my/our purchase of shares offerred in the Offering in accordance with the Regulations.

Bang giAy ity quyen nay, toi/chong toi chuAn y va xac nhan tat ca cac cong viec,hanh dOng hoac tai lieu do Nguti Dai Dien thirc hien hoac ky ket (My trutng hop dp dung) theo giay fly quyen nay.

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I/we hereby ratify and confirm all the works or documents carried out or executed (as the case may be) by the Attorney-in-fact pursuant hereto.

Giay ay quyen nay có hieu ltrc tt. ngay ky va chi bi huy be) beri mot thOng bao bang van ban dugc 14, va gfri cho SCIC boi toi/chUng toi theo phtrong thirc quy dinh trong Quy Che.

This power of attorney takes effect from the signing date and shall be revoked only by a written notice executed and delivered to SCIC by me/us in the manner set out in the Regulations.

NGUOI DAI DIEN

NHA DAU TU. ATTORNEY-IN-FACT

INVESTOR (KSr, ghi fa' h9 ten)

(I(Sr, ghi ro h9 ten va dong d'Au (14u c6)/ (Signature and name)

(Signature, name, title)

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Mau 06C/Form 06C

(Ban hanh keno theo Quy the chao ban canh tranh c6 phan dux SCIC tai BMPLASCO/ Attached to the Regulations on competitive offering of SCIC' shares in BMPLASCO)

GIAY UY QUYEN CUA NHA DAU TUNIAC NGOAI CHO DAI DIN GIAO DICH POWER OF ATTORNEY FOR VIETNAM BASED TRADING REPRESENTATIVE

I. Thong tin ye cac ben c6 lien quan I. Information on relating parties Chung toi la: We, 1. Ten day &I, ten giao dich, ten viet tat cua nha dau to (ghi bang chit in hoa ton t6 chirc nuoc ngoai - ten tren Giay phep thanh lap/ clang ky kinh doanh) / Full name, transaction name, abbreviation name of Investor (the names should be input in capital letters and consistent with that on Certificate of Incorporation/ Certification of business registration):

2. Loai hinh nha dau tu/ Category:

T6 chirc/ Institution Ca nhan/ ndividual 3. Dia chi try so chinh cua nha dau tu/dia chi lien lac (d6i vai ca nhan)/ Head office address:

Tel: Fax: Email:

4. Qu6c tich cua nha dau tteCountry of origin:

5. GiAy clang ky NSH2/ Business License number:

Do/issued by: cap ngayl dated thong nom

Co hieu luc toi ngaylvalid to Mang nom

6. Ma s6 giao dich chirng khoan (neu cO)ISecurities Trading Code number (if any):

Ngay cap/ issued on:

7. Tai khoan luu ky chiing khoan (neu co)/ Securities Custody number (if any): Si tai khodn/ Securities Custody number:

Ma tai Thanh vien luu k.)", (ten day du/ten viet 60/ Custodian name:

Dia chi tra chinh cua Thanh vien luu 14/ Address of the custodian:

GiAy chang nhan dang ky hoot dung luu ky s6/ Depository License Number:

UBCKNN c6.p ngAy thong nom ..../ issued by State Securities Commission on:

2 Doi vOi ca nhan: s6 Ho chi6u con hiiAt Igo/chi:mg thkrc ca nhan hop phap khac; Doi voi to s6 Gray pile') thanh lap phap nhan mac nod to chirc do thanh rap hoc clang 14, kinh doanh; Gray phep thanh lap t6 chirc hoAc chi nhanh tai V*. Nam

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8. Tai khoan giao dich chirng khoan (neu co)/ Securities Trading Number:

SO tai khoan/ Securities Trading Number:

tai Cong ty chimg khoan (ten day dil/ten viet tat)/ Securities Company Name:

Dia chi tru so chinh cua Cong ty ch&ig khodn/ Address of Securities Company:

Giay phdp thanh 14p va hog d(ing s6/ Business License number:

UBCKNN cap ngay thang nam ..../ issued by State Securities Commission on:

9. Tai khoan On du tix gian tiep (neu co)/ Foreign Indirect Investment Account Number:

S6 tai khoan/ Account Number:

Ma tai Thanh vien luu kY (ten day dit/ten viet tit)/ Bank name:

Dia chi tru s6 chinh cua Thanh vien luu 1c)",/ Address:

Giay phep thanh 14p va hog do, rig s6/ Business License number:

UBCKNN cap ngay thang nam ..../ issued by State Securities Commission on:

10. TM khoan tin giri thanh toan giao dich chfing khoan tai ngan hang (n6u CO)/ Cash account for

securities trading opened at a bank: S6 tai khoan/ Account Number:

Mo tai Ngan hang (ten day dii/ten viet tat)/ at bank:

Dia chi try so• chinh cua Ngan hang/ Address:

Giay phep thanh lap va hoat dOng s6/ Business License number:

Ngan hang Nha mac cap / Issued by State Bank on:

Sau day chi clink/ hereby appoint Ong (Ba)/ Mr, Mrs: 1. Ho va ten/Full Name: Gioi tinhlGender:

2. Ngay sinh/DOB: Nai sinhIPlace of Birth:

3. Qu6c tich/Nationality:

4. S6 H6 chieu/CMND/The an sinh xa hOilPassport number/ID/Social Security number:

Nai cap/Issued at: Ngay cap/ Issued on: 5. S6 Chirng chi hanh nghe kinh doanh chimg khoan (CCHN)/ Securities / Professional Licence for Securities trading:

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NO), cap/ issued on:

6. Nai lam viec (ten dAy du, ten vi6t tat oh to chirc not lam viec)/ Place of Work's name:

Dia chi no•i lam viec/ Address:

7. Tel- Fax:

Email - 8. Dia chi thtrang til/ Permanent Address:

9. Cho a hien nay tai ntroc ngoai/ Residence address:

Tel: Fax: Email - 10. Ch6 a hien nay tai Viet Nam (ne'u co)/ Address in Vietnam

Tel: Fax: Email - LA ddi dien giao dich duy nhAt cho (ten nha dau ttr rurac ngoai), thvc hien viec giao dich, quy&I co Tong, ddi dien phAn von gap, thkrc hien viec bdo cdo, cong be) thong tin theo sly chi dinh, uy quy6n cua (ten nha &Au ttr nu& ngoai), ke ca cdc cong viec neu trong phi lic caa gidy C y quy'L nay. To be the sole trading representative for ... ......... (name of foreign institutional investor) for trading activities, shareholder's rights, reporting, information disclosure in accordance with the power of attorney of.. ... ... (name of foreign institutional investor), including works set out in the appendix hereto.

GiAy chi dinh nay có hieu lkrc cho Ten khi co Van ban chi dinh, uy quy6'n huy bb bang van ban cua (ten nhA dAti ttr ntrac ngoai). This power of attorney shall be valid until ... ......... (Name of the foreign investor) issues a written notice of revocation.

DA1 DIE:N GIAO DICH DAI DIN CO THAM QUYEN COA NHA DAU TRADING REPRESENTATIVE TU. MAC NGOAI/ AUTHORIED SIGNATORY

FROM FOREIGN INVESTOR (KA ghi ro ho ten) (KA ghi re' h9 ten vet (long ddu (nju có))/

(Signature, name, title) (Signature, name, title)

XAC NTI4iN CiTA CO QUAN CONG CHUNG HOAC CO QUAN CO TRAM QUYEN CERTIFIED BY AUTHORIZED NOTARY PUBLIC OR AUTHORIZED AUTHORITY

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PHIJ LI,JC Lien quan den dot chao ban canh tranh co phan C6ng ty c6 phAn Nhkra Binh Minh ("Dot Chao Ban") do TOng cong ty Dau to va Kinh doanh von nha nude ("SCIC") thirc hien theo Quy the chao ban canh tranh do SCIC ban hanh thang 02 nam 2018 ("Quy Che"), dai dien giao dich c6 quyen de thay mat toi/chung toi thkrc hien cac cong viec va hanh d6ng sau:

In connection with the competitive offering of shares of the Binh Minh Plastics Company Joint Stock Company (the "Offering") to be conducted by the State Capital Investment Corporation ("SCIC") pursuant to the regulations on competitive offering issued by SCIC on February 2018 (the "Regulations"), I/we whose details are shown below:

(a) Ky va hoan thien don dang lcy chao ban va cac tai lieu khac trong b6 h6 so clang IcY chao ban theo quy dinh cua Quy Che (frir khi da duvc kY va/ho4c hoan thien toi hoc ngtrOi dai dien co tham quyen khac cua chung top.

To execute and complete the registration form and other documents included in the registration dossier as provided in the Regulations (unless the same has been executed and/or completed by me or by our other authorized signatories).

(b) N6p h6 so dang ky de tham gia Dot Chao Ban theo quy dinh cua Quy Che.

To submit the registration dossier for my/our participation in the Offering in accordance with the Regulations.

(c) Ky, hoan thien va n6p don situ d6i hoc 114 dang ky tham gia Dot Chao Ban theo quy dinh cua Quy Che.

To execute, complete and submit the application for amendment to or cancellation of registration for my/our participation in the Offering in accordance with the Regulations.

(d) Nhan phieu tham du chap ban.

To receive the bidding form.

(e) Ky (trir khi phieu tham du da duvc IcY toi hoc ngtrei dai dien co tham quyen khac cua chi:mg top, hoan thien NIA n6p phieu tham du chao ban da ky theo quy dinh cua Quy Che.

To execute (unless the bidding form has been executed by me or by our other authorized signatories), complete and submit the executed bidding form in accordance with the Regulations.

(f) Tham du phien chao ban &roc t6 chirc theo Quy Che.

To participate in the bidding session organized in accordance with the Regulations.

(g) Ky va chuyen giao hop d6ng mua c6 phAn phit hop Quy Che.

To execute and deliver the share transfer contract in accordance with the Regulations.

(h) Ky ket cac tai lieu khac va thuc hien cac cong viec khac can thiet nham flaw dich cua viec tham gia Dot Chao Ban dm toi/chfing toi, viec mua co phan cua toi/chung toi trong Dot Chao Ban phii hop voi Quy Che.

To execute such other documents and carries out such other works as necessary for the purpose of my/our participation in the Offering and my/our purchase of shares offered in the Offering in accordance with the Regulations.

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Mau s6 07 / Form 07 (Ban hanh kem theo Quy the chao ban canh tranh co phan cita SCIC tai BMPLASCO/ Attached to the Regulations on competitive offering of SCIC' shares in BMPLASCO)

LONG HOA xA. HOI CHU NGHIA VitT NAM / SOCIALIST REPUBLIC OF VIETNAM Doc 10p - Tiy do - 113nh phtic /Independence - Freedom - Happiness

, nga-y Mang nam 201... , [day] [month] 201...

Ma s6 nha du tw (Do Ban to chic Investor Registration Number: (provided by the Organizer)

PHIEU THAM DTI CHAO BAN CiNNH TRANH BIDDING FORM FOR THE COMPETITIVE OFFERING

Kinh S. giao dich Cluing khoin Thanh ph6 Ho Chi Minh To: Ho Chi Minh Stock Exchange

Ten to chrirc hoc ca nhanIName of foreign organization/individual:

SO DKKD/CMND/H8 chieul Business Registration Certificate/ID Card/Passport No:

Ngay capl issued date: Nai cap/ Issued place: Dia chi/Address: 71

1 c,

SO dien thoai/Te/: Fax: Email (neu coif any): SO Tai khoan sir dung de nha.'n lai den Ot c9c1 Account for returning deposit:

'O. y

MO tai/Open at (bank): iG

So tai khoan chUng khoan/Custodian account: 1 I

Ma tail Open at (Custodian bank): .)A

SO co phan da" clang 14 mua: .co ph'an % N ;T

Number of shares registered for purchase . shares -I Ft Wang chit: A X co phan Ss In words: . shares Gia khai diem. . dong/cp Initial Price: VND/share Ngay to chirc chao ban canh tranh/Date of the Competitive Offering: So tien (tat ON (141 guy theo Hop dung) dä Op/Deposit paid (under the Deposit Contract):

Bang chit: In words: Sau khi nghien dru ky he) so' va quy the chat) ban canh tranh CO ph&'n ctia TOng cong ty DAti tir va Kinh doanh von nha ntrac tai BMPLASCO, toi/chtIng toi d6ng y mua co phAn da dang 14 a tren vai mire gia nhu sau: After careful review of the documents as well as the Regulations on the Competitive Offering of shares held by the State Capital Investment Corporation in BMPLASCO, I/We agree to buy the shares registered above at price as below:

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STT 10h /

Number

Mire gia chat mua (VND/ 1 co pliant) Price for each common share (VND/share)

Kho'i luvng di phAn chat mua / Number of

shares registered Wang so /In number Bang chfr/In words

TO ClliTC, CA NHAN THAM GIA ORGANIZATION/INDIVIDUAL

Chu ky, ghi re h9 ten va &mg dAu (neu co) (Sign, full name, seal (if any)

Ghi chu/ Note: - Kh6i luvng d'at mua phai dimg bang khOi lirgng da dang ky tai Don Tang ky tham gia chao ban canh tranh/ Number of shares registered has to be equal the number of shares under the Registration Form for the Competitive Offering. - Mirc gia d:at mua tinh tren 1 co phAn / the price is for one common share - Mat gia san cua c6 phieu BMP se &roc HSX cong bo sau 17h ngay het han clang 14 tham gia chao ban canh tranh / the floor price of BMP shares shall be announced by HSX after 17:00 VNT on the last day for registration. - Mirc gia ot4t mua khong &roc thAp hon gia khoi diem va mitt gia san dm co phieu BMP tai ngay t6' chirc chao ban canh tranh / the Price put in the Bidding Form cannot be lower than the initial price and the floor price of V1VM shares at the date of the Competitive Offering.

Vi du 1/Example 1: + Gia khOi diem chao ban 100.000 diing/c6 phan / Initial price is VNDI00,000 per share + Gia san cua co phieu BMP do HSX cong 136 la 105.000 ang/c6 phan / Floor price of BMP share announced by HSX is VNDI 05,000 per share

Nha dau to phai ghi mire gia d4t mua khong thAp hon 105.000 dOng/c6 phan. 4 Investor has to put in the price not lower than VND105,000 per share

Vi du 2 /Example 2: + Gia khoi diem chao ban 100.000 dZing/c6 phan / Initial Price is VIVD100,000 per share + Gia san caa c6 phieu BMP do HSX cong be) la 95.000 d'6ng/c6 phan / Floor price of BMP announced by HSX is VND 95,000 per share.

Nha dau to phdi ghi mire gia d4t mua khong thAp hon 100.000 dOng/c6 ph'An 4 Investor put in price not lower than VNDI00,000 per share

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Mau so 08 / Form 08 (Ban hanh kern theo Quy chi chao ban canh tranh co phcin eller SCIC tai BMPLASCO/ Attached to the Regulations on competitive offering of SCIC" shares in BMPLASCO)

HOP BONG CHUYEN NHUVNG CO PHAN SHARE TRANSFER CONTRACT

HOP BONG CHUYEN NH1U'ONG CO PHAN NAY ("Ho.p D6ng") dtrov lap va 1c) ket ngay 09 thang 03 dam 2018 gitta cac ben duoi day: THIS SHARE TRANSFER CONTRACT (the "Contract") is entered into on March 09th, 2018 between the parties named below:

(A) BEN CHUYEN NHIYONG ("SCIC") TRANSFEROR ("SCIC')

TONG CONG TY DAU TU' VA KINH DOANH VON NHA NU'OC STATE CAPITAL INVESTMENT CORPORATION

GiAy chung nhan clang ky doanh nghiep: s6 0101992921 do SO Ke hoach va DAu ttr Thanh ph6 Ha NOi cap ran dAu ngay 09/07/2010 Business registration certificate: No. 0101992921 issued by the Department of Planning and Investment of Hanoi originally on July 9, 2010

Dia chi: fang 23, Toa nha Charmvit, 117 TrAn Duy Hung, Quail Cau GiAy, Ha NOi, Viet Nam Address: Level 23, Charmvit Building, 117 Tran Duy Hung Street, Cau Giay District, Hanoi, Vietnam

Dien thoai: (84-24) 3824 0703 Fax: (84-24) 6278 0136 Telephone: (84-24) 3824 0703 Fax: (84-24) 6278 0136

Thong tin tai khoan: Ten tai khoan: Tang cong ty DAu to va kinh doanh von nha nu& — COng ty TNHH S6 Tai khoan: 1201 00002 11091 Ma tai: Ngan hang TMCP DAu to va Phat trien Viet Nam — Sef Giao dich 1 Account Information: Account Name: State Capital Investment Corporation Account No.: 1201 00002 11091 At: Joint Stock Commercial Bank for Investment and Development of Vietnam Sogiaodich 1 Branch.

S6 SWIFT: BIDVVNVX120 SWIFT code: BIDVVNVX120

Dai diem Ong NguyL Chi Thanh Chirc vu: Pho T6ng Giam d6c Phu trach Representative: Mr. Nguyen Chi Thanh. Title: Standing Deputy General Director

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(B) BEN NR8N CHUYEN NHU'CiNG ("Nha Hau Tir") TRANSFEREE (the "Investor")

H9 va ten / Ten t6 chirc / Full name:

HO chieu (hoac chirng minh nhan dan, can cuOc cong dan hoac tuung duong doi vai ca nhan) / GiAy chimg than thanh lap (hoac giay clang ky doanh nghi8p hoac toung throng d6i vai te) s6 cap ngay b6i Passport (or identity card, citizen card or equivalent in respect of individuals) / Certificate of incorporation (or business registration certificate or equivalent in respect of organizations):

Dia chi. Address: Di8n thoai: Fax: Telephone: Fax: Ma so giao dich chimg khoan (neu c6): cap ngay Securities trading code (if any) ............ ............ ...issued on... ... ............. Tai khoan giao dich chimg khodn: so m6 tai Securities trading account: No..............................opened with...................

Cac ben thtia thu4n nhur sau: It is agreed as follows:

Dieu 1. Chuyen nhucmg Article I. Transfer

Bang H9p D'ong nay, SCIC chuyen nhucmg cho Nha TIT, va Nha tau Tu nh'n chuyen

nhirong tir SCIC, co ph'an dizyc trio to duai day (m76i c6 phk'n nhu v4y goi la "Co Phan Chuy'L Nhuvng") thuOc von nha mac ma SCIC la dai din chu s6 hitu phAn vein do theo cac dieu khoan

va dieu kin oh Hop D'ong nay: SCIC hereby transfers to the Investor, and the Investor hereby purchases from SCIC, the shares as described below (each, a "Transfered Share') which are part of the state capital whose owner is legally represented by SCIC under the terms and subject to conditions of this Contract.

Loai co phAn: Co pIan ph6 thong Class of shares: Ordinary share

TO chirc pilaf hanh Co PIA.n Chuyen Nhucmg: Cong ty CO ph'an Nhua Binh Minh ("BMPLASCO") Issuer of the Transferred Shares: Binh Minh Plastics Joint Stock Company ("BMPLASCO ")

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Menh gia: 10.000 VND/c6 phan Par value: VND 10,000 per share

So giao dich chimg khoan nai Co Phan Chuyen Nhucyng dugc niem yet de giao dich: Sey Giao dich Chiang khoan Thanh ph6 He Chi Minh The stock exchange where the Transferred Shares are listed for trading: Hochiminh Stock Exchange

Ma chimg khodn: BMP/Stock symbol: BMP

(Co phein czki BMPLASCO thuOc ding loci vai C6 Phan Chuyen Nhucmg dugc gcoi chung la "Ca PhAn") (Shares of BMPLASCO which are of the same class as the Transferred Shares are collectively referred to as "Shares")

Dieu 2. Se luvng va gia chuyen nhuvng Article 2. Number of Transferred Shares and Price

2.1 'Ring s6 C6 Phan Chuyen Nhugng: .C6 Phan. Total number of Transferred Shares: ... ... ...Shares.

2.2 Gia chuyen nhugng• VND (bang chit. gong Viet Nam)/ M6t C6 Phan Chuyen Nhugng ("Gia Chuyen Nhtivng"). Tong gia t4 chuyen nhugng ma Nha Dau Tu phai thanh town cho SCIC theo Hop Deng nay se bang Gia Chuyen Nhugng nhan vOi tong s6 C6 Phan Chuyen Nhugng neu tai Dieu 2.1 dm Fl6p Deng nay va bang VND (bang chit: gong Viet Nam) ("Tang Gia Tri Chuyen Nhuvng"). Per-share transfer price: ................VND (in writing: ... ... ....Vietnamese dong/ per Transferred Share ("Per-share Price"). The total transfer price payable by the Investor to SCIC pursuant to this Contract will be the Per-share Price multiplied by the total number of Transferred Shares set out in Article 2.1 of this Contract and will be ... ...VND (in writing: ......... ......... ......... ...Vietnamese dong) (the "Contract Amount").

Teng Gia Tri Chuyen Nhuceng neu tren Ichong bao gem bat Icy khoan thus, phi, chi phi va le phi nao an dinh bai bat 14 co. quan Nha nu& c6 tham quyen nao, Trung tam Luu ky Chirng khoan Viet Nam ("VSD") hay bat kSr t6 chirc/ca nhan nao khac. Cac khoan thus, phi, chi phi va le phi se clucyc cac ben n6p rieng theo quy dinh oh Dieu 6.2 dm Hgp Deng nay.

The Contract Amount shall be exclusive of any taxes, fees, costs and charges imposed by any empowered governmental agencies, Vietnam Securities Depository ("VSD"), or any other persons. Such taxes, fees, costs and charges, if any, will be incurred by the parties in accordance with Article 6.2 of this Contract.

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Dieu 3. Thvc hi0 giao dich Article 3. Consummation of the transaction

3.1 Phil hap vOi CIA) Thuan Cita UBCKNN (Cong van so 8233/UBCK-QLCB ngay 06/12/2017), cac ben se till:re hien viec chuyen nhugng Co PhLt Chuyen Nhugng qua he thong cua VSD theo quy the c6 lien quan cua VSD. Theo do, in8i ben se thuc hien cac cong viec thu8c trach nhiem cua minh &rad day de hoan tat giao dich chuyen nhugng cac Co PhAn Chuyen Nhugng quy dinh trong Hgp D'ong nay: In accordance with the SSC Approval (Official Correspondence No.8233/UBCK-QLCB dated 06 December 2017), the parties will consummate the transfer of the Transferred Shares through VSD's system in accordance with VSD's applicable rules. Accordingly, each party shall take such actions as assigned to it below in order to consummate the transfer of Transferred Shares contemplated in this Contract:

(a) Nha DAu Tu se thanh toan T8ng Gia Tri Chuyen Nhugng cho SCIC theo quy dinh tai Dieu 4 cila H9p D'ong nay truac 15:00 gi6 (gi6 Viet Nam) dm ngay cu6i cimg cua Thai Han Thanh Toan; The Investor shall pay the Contract Amount to SCIC in accordance with Article 4 of this Contract prior to 3:00 p.m. (Vietnam time) of the last day of the Payment Period;

(b) Phu thu8c vao viec SCIC da nhan dugc toan b8 fong Gia Tri Chuyen Nhugng va su 118 trg cua Nha D'au Tu (neu can), vao Ngay Lam Viec ngay sau Ngay Giao Dich, SCIC se nap h8 so an thiet cle yeu c'au VSD thuc hien viec chuyen quyen sa huu cac Co Phin Chuyen Nhugng tir SCIC sang Nha DAu Tu theo quy the co lien quan cua VSD; va Subject to the receipt by SCIC of the entire Contract Amount and assistance of the Investor (where necessary), on the Business Day immediately following the Closing Date, SCIC shall submit a required application dossier to request VSD to record the transfer of title to the Transferred Shares from SCIC to the Investor in accordance with VSD's applicable rules; and

(c) Ngay khi c6 the (nhung trong mgi throng h9p trong yang 2 (hai) Ngay Lam Viec) tir ngay nhan dugc xac nhan ve viec hoan thanh chuyen quyen so hftu cac Co Ph'an Chuyen Nhugng sang Nha D'au Tu, SCIC se gin thong bao ve viec do cho Nha D'au Tu trir truerng hop VSD cling d'a giri xac nhan do cho Nha D'Au Ti. As soon as possible (but in any event within 2 (two) Business Days) from the receipt of the confirmation on completed conveyance of title to the Transferred Shares to the Investor, SCIC shall deliver a written notice on the same to the Investor unless such confirmation has been also delivered by VSD to the Investor.

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3.2 Nha Dau Tu se trap. thanh c6 (tong so hint cac Co Phan Chuyen Nhugng tir ngay VSD hoan thanh viec chuyen quyen sa hiru cac Co Phan Chuyen Nhugng tir SCIC sang Nha Dau Tu phir hgp vai quy the cat lien quan cira VSD. The Investor will become a shareholder holding the Transferred Shares from the date on which VSD completes the transfer of title to the Transferred Shares from SCIC to the Investor in accordance with VSD's applicable rules.

3.3 M9i quyen va nghia vu lien quan den s6 Co Phan Chuyen Nhugng da phat sinh truck thOi diem Nha Dau Tu thanh toan day du T6ng Gia Tri Chuyen Nhugng cho SCIC se do SCIC hueyng hoac chiu trach nhiem thgc hien Oily truarng hgp dp dung). All rights and obligations attached to the Transferred Shares that havearisen before the Investor makes the payment of the Contract Amount shall be exercised or performed by SCIC (as the case may be).

mac du da cat quy dinh tai Dieu 3.2 ten day, trir truemg hop Hgp Deng nay cham dirt theo quy dinh tai Dieu 8.1(b) cua H9p Ding nay, Ice tir theyi diem Nha Dau Tu thanh toan toan b6 T6ng Gia Tri Chuyen Nhugng va SCIC da nhan dugc s6 tien do thi mci quyen va nghia vu lien quan den s6 Co Phan Chuyen Nhugng se dugc chuyen sang NM Dau Tu. Notwithstanding the provisions in Article 3.2 above, unless this Contract is terminated in accordance with Article 8.1(b) of this Contract, upon payment by the Investor of the entire Contract Amount and receipt by SCIC of such amount, all rights and obligations attached to the Transferred Shares shall be transferred to the Investor.

3.4 Khi dugc sir dung trong Hgp Ding nay: When used herein:

"Chap Thu4n Ctia UBCKNN" cat nghia la Cong van se 8233/UBCK-QLCB ngay 06 thang 12 nam 2017 dugc Uy ban Chimg khoin Nha nuOc giri cho SCIC . "SSC Approval" means Official Correspondence No. 8233/UBCK-QLCB dated 06 December 2017 and addressed by the State Securities Commission to SCIC.

"Ngiy Giao Dich" co nghia la ngay ma vao ngay do, SCIC nhan dugc du T6ng Gia Tri Chuyen Nhugng do NM. Dau Tu thanh toan theo Dieu 4 dm Hgp D6ng nay. "Closing Date" means the date on which SCIC has received in full the Contract Amount paid by the Investor under Article 4 of this Contract.

"Ngiy Lam Vic" co nghia la bat kS, ngay nao (khong phai la Thin bay, Chii nhat hoac bat kS, ngay nghi le nao tai Viet Nam) ma vao ngay do cac ngan hang me( cira de kinh doanh binh thuOng tai Viet Nam. "Business Day" means any day (other than a Saturday, a Sunday or any public holidays in Vietnam) on which banks are open for general business in Vietnam.

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"Ouv Ch'e" co nghia la Quy the chao ban canh tranh do SCIC cong bO thang 02 nam 2018 va Cong van so /DTKDV-DT3 ngay .../02/2018 cua SCIC di'eu chinh vies chao ban canh tranh de lug ch9n nha d'a'u tu mua CO Phan do SCIC chao ban. "Regulations" means the regulations on competitive offer issued by SCIC in February 2018 and Official Correspondence No ..../DTKDV-DT3 dated .../02/2018 ............... ......regulating the competitive offer for sale by SCIC to select investors purchasing Shares offerred by SCIC.

"Thbi Han Thanh Toan" la thai han keo dai tir ngay ky Hop Dong nay den 15:00 gib' (gig Viet Nam) ngay 20 thang 03 nam 2018. "Payment Period" means the period commencing on the date hereof and ending at 3 p.m. (Vietnam time) of March 20, 2018.

Dieu 4. Thanh town Article 4. Payment

4.1 Nha DA.0 Tu phai thanh toan Ring Gia Tri Chuyen Nhu9ng trong Thai Han Thanh Toan theo cac quy dinh duai day: The Investor shall pay the Contract Amount within the Payment Period in accordance with the following provisions:

(a) Ngoai trir truang hop Nha DAu Tu bi mat Khoan Dat Coc hoac SCIC phai tra lai Khoan Dat C9c trong cac tinh hu6ng quy dinh tai Quy Che va/hoac H9p D6ng nay, Khoan Dal C9c se dugc dimg a thanh toan mot ph'an 'Ding Gia Tri Chuyen Nhugng. Khoan Dat Cgc se tu d'Ong tro thanh tai san rieng cua SCIC vao Ngay Giao Dich va khi do, SCIC có toan quyen sir dung Khoan Dat C9c). Unless the Investor forfeits the Deposit or SCIC is required to return the Deposit under the circumstances set out in the Regulations and/or this Contract, the Deposit will be applied towards the payment of the Contract Amount. The Deposit will automatically become SCIC 's own property on the Closing Date (and thereupon, SCIC will be entitled to use the Deposit at its sole discretion).

(b) Nha D'au Tu phai thanh toan cho SCIC phAn con lai cua Ding Gia Tri Chuyen Nhugng (bang T6ng Gia Tri Chuyen Nhugng trir di Khoan Dat C9c) bang each chuyen khoan s6 tien twang throng vao Tai Khoan SCIC The Investor shall pay the remainder of the Contract Amount (being the Contract Amount minus the Deposit) by wire transfer of such amount to the SCIC Account in case the transaction shall be executed via VSD

4.2 Khi dugc sir dung trong H9p D6ng nay: As used in this Contract:

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"Khoin Dat Coe" có ngliia la "tien dat C9C" quy dinh tai Khoan 2.13 Dieu 2 dm Quy Cite ma Nha Dau Ttr da nep cho SCIC a bao dam viec tham gia clot chao ban Co Phan dugc tin hanh theo Quy Che. "Deposit" means the "deposit" (tie'n clejt coc in Vietnamese) referred to in Section 2.13 of Article 2 of the Regulations that has been made by the Investor to SCIC in order to participate in the offering for sale of Shares conducted under the Regulations.

"Tai Ithofin SCIC" co nghia la tai khoan ngan hang cua SCIC dugc ghi trong phan thieu cita Hop Deng nay. "SCIC Account" means SCIC 's bank account set out in the introductory paragraph of this Contract.

Dieu 5. Cam doan va bao dam Article 5. Representations and Warranties

5.1 SCIC cam doan va bao dam voi Nha Dau Ttr vao ngay 1c5', Hop Deng nay va Ngay Giao Dich rang: SCIC represents and warrants to the Investor on the date hereof and the Closing Date that:

(a) SCIC dirge thanh lap hop le va ten tai hop phap theo phap luat Viet Nam co lien quan. SCIC was duly incorporated and is validly existing under applicable laws of Vietnam.

(b) SCIC da xin dtrgc cac chip thuan nei be va cac chip thuan quan Nha mac di tham quyen can thiet de cho phep SCIC chuyen nhugng cac Co Phan Chuyen Nhugng cho Nha Dau Tu theo Hop Deng nay. SCIC has obtained all corporate authorisations and governmental consents required to empower it to transfer the Transferred Shares to the Investor pursuant to this Contract.

(c) SCIC la dai dien hop phap chit so hitu yen nha ntrOc trong BMPLASCO ma phan von do gem ca cac Co Phan Chuyen Nhugng va SCIC dugc thgc hien moi quyen ce deng doi vOi Co Phan Chuyen Nhucmg, ke ca quyen chuyen nhugng theo Hop Deng nay. SCIC is the lawful representative of the owner of the state capital in BMPLASCO which capital includes the Transferred Shares and SCIC is empowered to exercise all shareholder rights in respect of the Transferred Shares, including the right to transfer the Transferred Shares hereunder.

(d) Cac Co Phan Chuyen Nhugng khong bi han the chuyen nhugng hay bi rang buec bo'ti bat IcST bien phap bao dam nao. The Transferred Shares are not subject to any transfer restriction nor any security interest.

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(e) Khi dugc ky hop le, Hop Ding nay se xac lap cac nghia vu phap 1Y, c6 hieu luc va rang buOc cua SCIC va co the thi hanh dii v6.i SCIC theo cac lieu khoan cira Hop Ding nay ngoai trix rang viec thi hanh c6 the bi han the boi cac quy dinh cira phap luat ve pha san, t6 chirc lai doanh nghiep hoac cac van de khac Wang to lien quan den hoac anh huong den viec thuc thi quyen cua cha no not chung. When duly executed, this Contract will constitute its legal, valid and binding obligations and enforceable against it under the terms hereof except that the enforcement thereof may be limited by applicable laws on bankruptcy, restructuring or other similar matters relating to or affecting the enforcement of creditors' rights

generally.

5.2 Ngoai cac tuyen 136 va bao dam neu trong Dieu 3 cita Quy Cha, Nha Dau Tu cam doan va bao dam vai SCIC vao ngay ky H9p Ding nay va Ngay Giao Dich rang: In addition to the statements and warranties set out in Article 3 of the Regulations, the Investor represents and warrants to SCIC on the date hereof and the Closing Date that:

(a) Nha Dau Tu dugc thanh lap hop le va tin tai hop phap theo phap luat cua quic gia not thanh lap (ap dung dii Nha Dau Tu la to chirc). The Investor was duly incorporated and is validly existing under applicable laws of the jurisdiction of its incorporation (applicable only to the Investor being an

organization).

(b) Nha Dau Tu co day du tham quyen phap 1ST va cid xin dugc cac chip thuan not 13,0 (ap dung doi Nha Dau Tu la to chirc) va cac chip thuan cua co quan Nha nuac co tham quyen (ke ca viec ding b6 thong tin) can thiet de cho phep Nha Dau Tu ky ket va dive hi'en H9p Ding nay ma neu khOng xin dugc chip thuan di CO the anh huOng bat lgi va &rig ke d6i vai kha nang cua Nha Dau Tu ky ket va thuc hien Hop Ding nay. The Investor has all neccessary legal powers and has obtained all corporate authorisations (applicable only to the Investor being an organization) and all other governmental consents (including public disclosure) required to empower it to enter into and perform its obligations under this Contract where failure to obtain them would materially and adversely affect its ability to enter into and perform its obligations under this Contract.

(c) Khi dugc ky h9p le, Hop Ding nay se xac lap cac nghia vu phap ly, co hieu luc va rang buOc cua Nha Dau Tu va c6 the thi hanh d6i vbi Nha Dau Tu theo cac dieu khoan dm Hop Ding nay ngoai tiir rang viec thi hanh c6 the bi han the bed cac quy dinh cua phap luat ve pha san, to chirc lai doanh nghiep hoac cac van de khac Wong to lien quan den holac anh hung den viec thuc thi quyen cua chili ng not chung. When duly executed, this Contract will constitute its legal, valid and binding obligations and enforceable against it under the terms hereof except to the extent that the enforcement thereof may be limited by applicable laws on bankruptcy,

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restructuring or other similar matters relating to or affecting the enforcement of creditors' rights generally.

(d) Nha Ddu Tu da tuan thu quy dinh cua phap luSt Viet Nam, Ice ca phap lust ve chao mua cong khai, ma s6 giao dich, tai khoan au to gian tier, va giao dich chang khoan (ap dung vai Nha Ddu Tu la nha au to nu& ngoai), de mua cac Co Phdn Chuyen Nhugng theo Hop Wong nay. Except as otherwise set out in Article 6.4, the Investor has complied with applicable laws of Vietnam, including laws concerning tender offer, trading code, indirect investment bank account and securities trading (in case the Investor is a foreign investor) in order to purchase the Transferred Shares pursuant to this Contract.

5.3 Nha Ddu Tu cong nh'Sn rang: The Investor acknowledges that:

(a) Cac cam doan va bao dam neu tai Dieu 5.1 la toan b6 cac cam doan va bao dam dtroc dua ra bed hoc nhan danh SCIC ma Oa vao do NM Ddu Tu IcST Hgp D6ng nay; The representations and warranties contained in Article 5.1 of this Contract are the entire warranties or representations of any kind given by or on behalf of SCIC on which the Investor has relied in entering into this Contract;

(b) SCIC khong dua ra bdt IcST cam doan va bao dam nao d6i voi sir chinh xac cua cac du bao, du kien, dir dinh, tuyen b6 ve y dinh hoc quan diem cung cap cho Nha Ddu Tu tai bdt IcST theyi diem nao hoc six chinh xac dm thong tin tren phuong tien thong tin dai chung hoSc thong tin tit. ngu6n thir ba; va SCIC does not make any representation or warranty as to the accuracy of any forecasts, estimates, projections, statements of intent or statements of opinion provided to the Investorat any time or as to the accuracy to information publicly available or information from a third-party source; and

(c) Ngoai trir cac cam doan va bao dam neu tai Dieu 5.1, khong co thong tin, tai lieu, tuyen b6, khdng dinh, du bao nao cung cap cho Nha Ddu Tu hoc nhan danh SCIC cc!, the doge coi la co s& cho bdt IcST yeu cAu nao cua Nha Ddu Tu d6i vai SCIC theo hoc lien quan den Hop D6ng nay. Except for the representations and warranties contained in Article 5.1, no other information, document, statement, promise or forecast made by or provided by or on behalf of SCIC may form the basis of any claim by the Investorunder or in connection with this Contract.

Dieu 6. Quyen va nghia vu cua cac ben Article 6. Rights and Obligations of the Parties

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6.1 Tr* trtro.ng hop dugc quy dinh khac tai Hop Deng nay, khong co quy dinh nao dm Hap Deng nay anh hu&ng den quyen va nghia vu cua cac ben theo Quy Che. Khoan DSt CQC se dugc xir 1Sr theo quy dinh cita Quy ate va cac quy dinh khac cUa Hop Deng nay. Nothing contained in this Contract will affect the rights and obligations of the parties under the Regulations. The Deposit shall be dealt with in accordance with the Regulations and other provisions of this Contract (to the extent such provisions of this Contract are not in contradiction to the Regulations).

6.2 1\46i ben se to thanh toan cac khoan thue, phi, chi phi va le phi ma ca quan nha. nuo.c, VSD hoSc bat kST to chirc/ca nhan nao khac an dinh cho ben de phi' hop \Teri phap lust có lien quan, quy cite cua VSD hoac thoa thuSn cita ben do vai to chirc/ca nhan khac do. Each party shall bear taxes, fees, costs and charges required by any governmental agency, VSD or any other person to be payable by such party in accordance with applicable laws, or VSD's rules or agreements between such party and such other person.

6.3 SCIC CO quyen don phuang cham dirt Hop Deng nay neu Nha Dau Tu vi pham nghia vu thanh toan Ting Gia Tri Chuyen Nhugng theo Dieu 3 dm Hop Deng nay hoac vi pham cac thea thuan khac tai H9p Deng nay (ke ca co bat kS7 cam doan hay bao dam nao cita Nha DAu Tu dua ra trong Hop Deng nay la kh8ng chinh xac, kh6ng trung thuc hoSc gay nh'am lan vao ngay 14 Hap Deng nay hoSc Ngay Giao Dich). Khi H9p Deng bi cham dirt do SCIC thirc hien theo quyen don phuong nay, SCIC khong phai chiu bat kS7 trach nhiem nao vai Nha Dau Tu va cling khong phai hoan tra Khoan D'a't CQC cho Nha Dau Tu. SCIC has the right to terminate this Contract unilaterally if the Investor fails to comply with the obligation to pay the Contract Amount under Article 3 of this Contract or commits any breach of other agreements in this Contract (including if any of the Investor's representation and warranties is not true, inaccurate or misleading on the date hereof or on the Closing Date). When the Contract is terminated due to SCIC exercising such right, SCIC shall not be liable to the Investor whatsover nor be responsible for returning the Deposit to the Investor.

6.4 Nha Dau Tu phai tuan thil day du cac quy dinh oh Hop Deng nay, Quy Che. Truerng hgp có mau thuan gitra not dung Hop Deng nay va Quy Cite thi Hop Deng nay dtrgc uu tien ap dung. The Investor shall strictly comply with the provisions of this Contract, the Regulations

Dieu 7. Dieu khofin ngo4i trir Article 7. Exclusion of Liability

Neu xay ra tinh hung bat kha khang dan den viec SCIC cham hoac khong chuyen nhuong &ITN cac Co Phan Chuyen Nhugng cho Nha Dau Tu thi SCIC khong bi coi la vi pham Hgp Ding nay va khi do viec chuyen nhugng theo Hop Deng nay kh8ng dugc coi la hoan tat va trach nhiem duy nit& cua SCIC la hoan tra cho Nha Dau Tu toan b8 se tien Nha Dau Tu da thanh toan de mua cac

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Co Phan Chuyen Nhuong theo Dieu 4 dm Hop D6ng nay. De tranh nham ran, "tinh hung bat kha khang" ca nghia la bat kS7 tinh hutting nao nam ngoai tam kiem sok hop 47 cua SCIC, ke ca chay, n6, dOng dat, lu lgt, chitin tranh, hanh Ong thu dich, thay d6i lust hoac lenh, quy& dinh dm co quan Nha nu& CO than' quyen. If a force majeure event occurs, preventing SCIC from transfering the Transferred Shares to the Investor then SCIC shall not be considered in breach of this Contract and the transfer under this Contract shall not be considered as being completed and the sole responsibility of SCIC is to return the amount earlier paid by the Investor for purchase of the Transferred Shares under Article 4 of this Contract. For the avoidance of doubt, a "force majeure event" means an event beyond the reasonable control of SCIC, including but not limited to fires, explosions, earthquakes, floods, war, hostilities, change in laws or orders, decisions of competent state authorites.

Diht 8. Cac quy dinh khac Article 8. Miscellaneous

8.1 Hop D6ng nay có hieu lgc tit ngay ky va chi bi chain dirt: This Contract shall take effect from the date hereof and shall be terminated..

(a) bai mot thoa thuan bang van ban cua cac ben; by a written agreement of the parties; or

(b) theo quyen don phuang cua SCIC quy dinh tai Dieu 6.3 hoac xay ra str kien bat kha Ichang can tra viec SCIC chuyen nhuong cac Co Phan Chuyen Nhuong cho Nha Dau Tu theo Dieu 7. pursuant to SCIC 's right to unilaterally terminate set out in Article 6.3 or if a force majeure occurs, preventing SCIC from transfering the Transferred Shares to the Investor as set out in Article 7.

8.2 H9p D6ng nay dtroc dieu chinh bai phap lust Viet Nam. This Contract shall be governed by the laws of Vietnam.

8.3 MO, tranh chap Oat sinh tir va/hoac lien quan den Hop D6ng nay se duoc cac ben giai quyet thong qua thucing ltrong. Trong truong hop tranh chap khong duvc giai guy& qua thuong luting trong thai han 30 (ba mixed) Ngay Lam Viec tir ngay phat sinh thi mot trong cac ben có the dua tranh chap ra giai guy& tai Trung tam Tr9ng tai qu6c to Viet Nam ("VIAC") ben canh Phong COng nghiep va Thuang mai Viet Nam theo Quy tac T6 twig Trong tai ctia VIAC bai 3 (ba) tong tai vien duvc chi dinh theo Quy tac T6 tgng Trong tai cua VIAC. Dia diem tin hanh thu tic trong tai la Ha NOi, Viet Nam. Any dispute arising out of or in connection with this Contract will be first settled by the parties in an amicable manner. If the dispute cannot be amicably settled by the parties within 30 (thirty) Business Days from its occurrence, any party may refer the dispute tothe Vietnam International Arbitration Centre ("VIAC") at the Vietnam Chamber of Commerce

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and Industry in accordance with its Rules of Arbitration. The arbitral tribunal shall consist of 3 (three) arbitrators appointed in accordance with VIAC 's Rules of Arbitration. The physical venue of the arbitration shall be Hanoi, Vietnam.

8.4 Hop D6ng nay dugc lap bang ca tieng Viet IA tieng Anh v6i gia tri nhu nhau.,Trong trueing

hop co khong thOng ph& gift plan bang tieng Anh va phan Wong img bang tieng Viet dm bat ky quy clinh nao, plan tieng Viet se dugc tru tien dp dung trong pham vi six khOng

th6ng nhat This Contract shall be made in both Vietnamese and English with the same validity. In case of any inconsitency between a part in English and its counterpart in Vietnamese, the part in Vietnamese will prevail to the extent of such inconsistency.

8.5 Hgp D6ng nay dugc lap 4 (bon) ban co gia tri phap 1Yr ngang nhau. MISi ben gift 2 (hai) ban. This Contract shall be made into 4 (four) originals with the same validity. Each party keeps

2 (two) originals.

BEN NWAN CHUYEN NHUVNG BEN CHUYEN NHUVNG TRANSFEREE TRANSFEROR

NGUYEN CHI THANH PIO Ttong giam dOc Phu trach SCIC/

Standing Deputy General Director of SCIC

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