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CONG HOA XA HQI CHU NGIIIA VICT NAM floc LAp - Tir Do - Hanh Phtic
Sii2401/2016/QD/BVSC-DG Tp HI) Chi Minh, ngay 07 thimg 01 nom 2016
QUYET DINH VC viec ban hanh quy the to chic din gia ban cu phin de thuc hiEn thosii von cua
Cling ty TNHH MTV Dich vn Cling ich QuAn I
tai Cong ty Co phAn Dich vu Buu chinh vien thong Ski Um
CHI NHANH CONG TY CO PHAN CHONG KHOAN BAO VIET
Can dr LuAt Doanh nghiEp s6 68/2014-QH13;
Can dr LuAt Chimg khoan s6 70/2006/QH11 ngay 29/6/2006;
Can cU Quyet dinh so 51/2014/QD-TTg ngay 15/09/2014 cua Thu tuang chinh phu ve thodi von, ban co phAn va (tang ky giao dich, niem yet tren thi tnreng chUng khoan cua doanh nghiEp nha ntrac;
Can cfr Cling van s6 2660/BTC-UBCK ngay 26/02/2015 ve viec thoai von thong qua &au gia c6 phAn;
Can dr flup dong Dich vu to yin this tuc ban dAu gia phAn vim cua Cong ty TNHH MTV Dich vu Citing ich QuAn 1 tai Cling ty Co phAn Dich vu Buu chinh vien thong Sai Gen so 81/2015/BVSC.HCM-CONG ICH QUAN 1/TV-CPH.BDG ngay 02/07/2015 girra Cong ty TNHH MTV Dich vu Cong ich Quan 1 va Chi nhanh Cong ty c6 phAn Chung khoan Bao ViEt.
QUYET DINH Dieu 1: Ban hanh kern theo Quyet dinh nay Quy the to chic dAu gia ban c6 phAn de thuc hiEn
thoai von cua Cling ty TNHH MTV Dich vu Cling ich QuAn 1 tai Cling ty Co phAn Dich vu Buu chinh vien thong Sai Gen.
Dieu 2: Quyet dinh nay ce hiEu lur thi hanh ke tir ngay ky. Cac thanh vien trong to chuyen trach dau gia ban c6 phAn cua COng ty TNHH MTV Dich vu Cong ich QuAn 1 tai Cong ty Co phAn Dich vu Buu chinh vien thong Sai Gen chiu trach nhiEm thi hanh quyet dinh nay.
CHI NHANH CTCP CHUNG KHOAN BAO VItT
GIAM DO* es,:s5683Cy
.. ri ..WI ve
iv ca9110
etovo 0 r t6
Nisi nh4n: - Nhu. cli'du 2; - Luu TH, TV.
BAOVET Securities (;HUNK ABO&NBAO VET
QUY CHE DAU GIA BAN CO PHAN
CONG HOA XA HOI CHU NGHIA V4T NAM D§c 1(ip - Ty. do - Hynh phiic
Tp Ha Chi Minh, ngay 07 thong 01 nam 2016
QUY CHE DAU GIA BAN CO PHAN DE THVC 111tN THOAI VON
CUA CONG TY TNHH MTV CONG ICH QUAN 1
TAI CONG TY CO PHAN DICH VUBUV CHINH VIEN THONG SAJ GON
(Ban hanh kem theo Quyit djnh se; /QD/BVSC-DG ngay 07/01/2016)
Can dr LuAt Doanh nghiep se 68/2014/QH13 ngay 26/11/2014;
Can dr LuAt Chimg khoan se 70/2006/QH11 ngay 29/6/2006;
Can cir Nghj dinh se 58/2012/ND-CP ngay 20/07/2012 cua Chinh phu ve viec quy Binh chi tiet va hurting clan thi hanh mit se dieu cua luAt chimg khoan va lu'at sira del, be sung m)t so dieu cua luAt chimg khoan;
Ng,h1 dinh so 91/2015/ND-CP nwly 13 thong 10 nam 2015 cua Chinh phit ve dau tu von nha nuac vio doanh nghiep va quan ljf, sir dung yen, tai sin tai doanh nghiep;
Can cir Quyet dinh s6 51/2014/QD-TTg ngay 15/09/2014 dm Thu ming chinh phi* ve thoai yen, ban c6 phAn va clang kjf giao dich, niem y6t tren thj truing chimg khoan dui doanh nghiep nhn ntrac;
Can cir Cling van so 2660/BTC-UBCK ngay 26/02/2015 ve viec thoai yen thong qua dAu gia co
PhAn; Can cir Hqp ding Dich vu tu van thit tic ban dAu gia phAn von cua Cling ty TNHH MTV Dich vu Cong ich QuAn 1 tai Cling ty Co phA'n Djch vu Bun chinh van th6ng Sai Gon se 81/2015/BVSC.HCM-CONG ICH QUAN 1/TV-CPH.BDG ngay 02/07/2015 gigra Ging ty TNHH MTV Dich vu C8ng Ich QuAn 1 va Chi nhanh Cong ty co phAn Chimg khoan Bao Viet.
Chi nhanh Cong ty c6 phA'n Ching khoan Bao Viet ban hanh Quy the du gia ban CO phAn a thuc
hien thoii yen phAn yen cua C6ng ty TNHH MTV Djch vu C6ng ich QuA'n 1 tai C8ng ty co phAn
Djch vu Bun chinh vien thong Sal Gon ved nhi-mg dieu khoan va quy djnh sau:
Dieu I. MVC RICH VA PHAM VI AP D1,JNG
1.1. Myc dich.
Chi nhanh C6ng ty co phAn Chimg khoan Bao Viet ban hanh Quy the dAu gia nham muc
dich quy dinh cu the cac van de co lien quan trong qua trinh to chirc ban dAu gia c6 phan,
bao g6m:
✓ Nguyen tic hoat ding, nhiem vu va quyen han cua to chirc trung gian dtrqc chi dinh
thirc hien du gia la Chi nhanh Cling ty co phA.'n Ching khoan Bao Viet;
BVSC - Ban du gia co phAn CTCP Djch vu Buu chinh vien thong Sai Gen Trang 1
BAOVIET j Securities CHUNG KI-KAN GAO Vlti QUY CHE DAU GIA BAN CO PHAN
✓ Ngliia vu va quyen han cua cac to chic, ca nhan tham du dau gia va cua cac d6i arcing
lchac cc') lien quan;
✓ Nguyen tac va trinh tu thuc hien dAu gia ban c6 phan.
1.2. l'h4m vi Ap dung.
Quy the nay dugc ap dung trong su6t tiled gian Chi nhanh Cong ty co phan Chimg khoan Bao Viet to chic trien khai ban dAu gia co phAn COng ty CO phan Dich vu Buu chinh vien thong Sai Gen do Citing ty TNHH MTV Dich vu Cong ich Quan 1 sac hitu cho cgn khi viec
dAu gia hoan thanh. Cac van de chua duqc de cap trong quy the nay se dugc thuc hien theo quy dinh tai Nghi dinh s6 91/2015/ND-CP ngay 13 thang 10 nthn 2015 cua Chinh phir ve dAu tu yen nha nuov vao doanh nghiep va quan 1Sr, sir dung yen, tai san tai doanh nghiep va
Quyet dinh se 51/2014/QD-TTg ngay 15/09/2014 dm Thil Wong chinh phu ve thoai yen, ban c6 phan va clang IcSr giao dich, them yet tren thi tru6ng chimg khoan cua doanh nghiep
nha nuac.
1.3. GUM thich tir net.
Trong quy the nay, cac tir ngit duoi day duqc hitt' nhu sau:
✓ "Ban ciciu gici co phiin" la viec ban c6 /IL Cong ty Co phan Bich vg Buu chinh vien
thong Sai Gen, do Cong ty TNHH MTV Dich vu Ging ich Quan 1 so him, cong khai cho cac nha dL tu c6 su canh tranh ve gia;
✓ "Nha ciciu tu" la to chic kinh te, ca nhan trong ntrac va nu& ngoai theo quy dinh;
✓ "Briac gia" la lchoang cach gicza cac gia dat mua lien tiep;
✓ "Buck khoi hcang" la khoang cach gift cac kh6i luqng dat mua lien tiep;
✓ "Gici au" la cac =lc gia dat mua co phAn cua nha dau to dugc ghi vao Phieu tham du
dau gia;
✓ "Menh gia mot co phlin chua ra dau gia" la 10.000 deng;
✓ "Gici khol &in?" la mirc gia ban &Au cua mOt c6 phAn duqc chao ban do Cong ty TNHH MTV Dich vu Cling ich Quan 1 quyet dinh;
✓ "Tiin ctal cac" la mot khoan tien cua ngueri tham gia mua c6 phan irng truck d dam
bao quyen mua c6 phin;
✓ "rd chic thtfc hien ban &it gia co phcin" la Chi nhanh Cong ty c6 phan Chimg khoan Bao Viet;
"Co✓ phlin khong ban hit cua cuOc ciciu gici" bao gom s6 lacing co phan nha dAu tir triing thau trong cuOc dau gia cong khai nhung tir ch6i mua va s6 luqng c6 phL khong dugc nha dAu tu clang ky mua theo phucmg an ban dL gia cong khai da dugc duy@;
✓ "Ckoc ciciu gici ban co phein khong thanh cong" la cuOc dau gia khong c6 nha d'au tu Bang IcSr tham gia hoac chi c6 01 nha dAu tu dang ky tham gia;
BVSC - Ban du gia co phan CTCP Dich vu Buu chinh vin thong Sai Gon Trang 2
BAOVIET ‘1) Securities Cl UNG KI.K1AN SAC T QUY CHE DAU GIA BAN CO PHAN
✓ "HOi ding ddu giet" la to thut hien chi dao viec ban dau gia bao g'6m: dai dien Chi
nhanh Cong ty c6 phAn Chimg khoan Bao Viet, dai dien Cong ty TNHH MTV Dich vu
Citing ich QuAn 1;
✓ "Ngery kit fink cu(ic dciu gid" la ngay nhap xong cac thong tin tren Phieu tham dtr dau
gia cita nha dAu to vao he thling va da xac dinh duor lc& qua dau gia;
1 "Ngery kit thzic viec ban co phan" la ngay cu6i cong nha dau tu thanh toan tien mua ca
phan theo thong bao dm T6 chirc thuc hien ban du gia c6 phan.
Dieu II. NHIEM VV VA QUYEN HAN CUA CONG TY TNHH MTV BICH VV CONG ICH,
QUAN 1.
Thong qua Quy the ban dau gia c6 phAn va cac inau bleu ban dau gia lien quan den viec ban du gia c6 phAn cua Cong ty TNHH MTV Dich vu C8ng ich Qu'An 1 so hat tai Cling ty c6 phAn Dich vu Buu chinh vien thong Sai Gen cho nha du tu.
Quyet dinh cac van de khac theo tham quyen dm chit so hau c6 phan ban dau gia.
Giai quyet cac phat sinh nam ngoai quy dinh va Quy the dau gia.
Cu dai dien tham gia H6i ding ban dau gia c6 phAn va tham gia kiem tra, giam sat hoot d6ng ban dau gia theo quy dinh cita quy the nay va cac quy dinh hien hanh.
Bao dam viec dau gia c6 phAn cho nha dau tu dign ra duqc minh bach va tuan this dung quy dinh phap luAt.
Cong ty TNHH MTV Dich vu Cong ich Quart 1 chiu trach nhiem chuyen quyen sa hat c6 phAn Cong ty c6 phan Dich vu Buu chinh vien thong Sai Gen tir so hat dm Ging ty TNHH MTV Dich vu Cling ich QuAn 1 sang nha &Au tu trung gia theo quy dinh cua phap lust.
Dieu III. NHIEM VV VA QUYEN HAN CiJA TO CHtrC TRUNG GIAN THIIC HIEN DAU
3.1 Chi nhanh Cling ty co plan Chung khoin Bao ✓ Dtrqc lora chin lam to chirc trung gian thuc hien dau gia ban c6 phan de thuc hien thoai
v6n cita Cong ty TNHH MTV Dich vu Cong ich Qu'An 1 tai Cong ty c6 phan Dich vu
Btru chinh vien thong Sai Gen theo Hqp &mg da ky gifra Cling ty TNHH MTV Dich vu
C6ng ich Quan 1 va Chi nhanh Cong ty c6 phAn Chung khoan Bao Viet.
✓ Giam doc Chi nhanh Cong ty c6 phan Chung khoan Bao Viet la nguei chiu trach nhiem
chung ve viec to chirc thuc hien qua trinh dau gia, dam bao tuan thin dung quy dinh cua
phap luSt.
I Chi nhanh Cling ty c6 phan Ching khoan Bao Viet ce trach nhiem to chtic b6 phan
chuyen vien chuyen trach nham truc tiep lam cong tac churn bi va to chirc de dam bao
cho cuOc dau gia thinh cong.
3.2 Nhr4m vv va quyen hen.
✓ Tien hanh viec to chirc dau gia ban c6 phAn de thuc hien thoai v6n cua Cling ty TNHH
MTV Dich vu Cling ich Quan 1 tai COng ty c6 phan Dich vu buu chinh vien thong Sai
Gen tren nguyen tic dam bao su cong bang a muc cao nhat cho cac Nha dau to tham du
dau gia.
BVSC - Ban dau aid c6 phAn CTCP Dich vu Buu chinh vien thong Sai Gen Trang 3
BAOVIET j Securities HUNG KHOAN BA° VIE T QUY CHE DAU GIA BAN CO PHAN
✓ Ban hanh Quy the dau gia ban c6 phAn de thuc hien thoai von cua Cong ty TNHH MTV Dich vu Cong ich Quan 1 tai C8ng ty Co phAn Dich vu Buu chinh vien thong Sai Gen ten co so Bien ban th6ng nhAt giea Chi nhanh Cong ty co phAn Chlmg khoin Bao Viet va Cong ty TNHH MTV Dich vu Cong ich Quan 1.
✓ Chun bi not dung thong bao ve viec ban dAu gia co phAn va thong bao ten cac phucmg tien thong tin dai chung theo su thea thuan yen Cling ty TNHH MTV Dich vu C6ng ich Quan 1.
✓ 16 chic cho cac doi tuong c6 nhu cau mua c6 phAn (tang ky tham du du gia, kiem tra cac dieu kien tham du dAu gia, thu tien dat coc va phat phieu tham du d'Au gia.
✓ Tiing hop danh skh cac to chic, Ca nhan CO du dieu kien tham gia dAu gia va guy& dinh tri'en khai to chic buoi dAu gia theo ke hoach da dinh trubc va/hoac quyet dinh cac giai phap dieu chinh trong tnztmg hop co cac van de phat sinh ma theo danh gia dm Chi nhanh Cong ty c6 phAn Chimg lthoan Bao Viet c6 the se anh huemg den viec to chirc ban dAu gia.
✓ T6 chtrc cuOc dAu gia, tiep nhan cac phieu tham du du gia, tap hop va xac dinh mtic gia ban c6 phAn, tong hop ket qua du gia va cong b6 vcn su ph6i hop giam sat dm dai dien cira Cong ty TNHH MTV Dich vu Cong ich Quan 1.
✓ Duoc guy& quyet dinh va cong b6 cac trutmg hop vi pham, cac tnrang hop tham du dau gia kung hop le theo quy dinh tai Quy the d'Au gia va van ban hong can ctia Nha nuOc, de dam bao cho cuOc dAu gia duce thanh cong tren co sa cong khai va mirth bach.
✓ TO chi= phin ph6i c6 phA'n theo ket qua dAu gia, thu tien ban c6 phAn va hoan tra tien dat coc cho cac ben tham du dAu gia nIumg khong dm:lc mua co ph'A'n;
✓ 'Chong chiu trach nhiem dam bao ve gia tri cua co phAn ban du gia, tru truting hop khong thong bao dAy du va chinh xac cho ngu&i tham gia dau gia nhtIng thong tin can thiet co lien quan den c6 phan ban du gia.
✓ Duoc mien chiu trach nhiem trong truOng hop cac thong tin, tai lieu do Cong ty TNHH MTV Dich vu Cong ich Quan 1 va Cong ty c6 phAn Dich vu Buu chinh vien thong Sai Gen cung cap kh8ng chinh xac co the dan tOi gay thiet hai cho nguiri dAu tu.
✓ Lap bien ban va cong 136 lc& qua du gia hoc tuyen b6 cuOc dAu gia khong thanh cong (neu xay ra).
✓ Thuc hien cac hoat dOng khk CO lien quan den hoat dOng &Au gia ban co phAn theo quy dinh cua phap 111'4
✓ Lap bao cao ket qua dAu gia giri C8ng ty TNHH MTV Dich vu Cling ich Quan 1.
Dieu IV. DOI TONG THAM GIA DAU GIA VA PHITONG AN TO CH1YC DAU GIA.
4.1 Dieu kqn tham gia dgu gia.
BVSC - Ban dAu gia c6 phan CTCP Dich vu Buu chinh vien thong Sai Gen Trang 4
BAOVIET j Securities ,141.1Nti Ke-FOAN SAO VIET QUY CHE DAU G1A BAN CO PHAN
Nhang dei ttrong tham gia du gia: Nha dAu tu trong nuac (Ca nhan va to chirc Vi'0 Nam) va
Nha dAu tu nuac ngoai (t6 chirc va ca nhan mac ngoai) co du dieu kien sau day dugc tham
du dAu gia:
✓ Doi vOi nha dau to trong mac:
+ D6i von to chirc: Dugc thanh lap va hoat &Ong hop phap tai Viet Nam; co try sa
chinh, dia chi lien he cv the, ro rang. Neu ngtrai ky cac Dan clang kS, dAu gia va cac
van ban can thiet khac trong qua trinh dau gia Ichong phai la nguai dai dien theo
phap luat thi phai co van ban uy quyen.
+ Doi vai ca nhan: phai co nang luc hanh vi dan so dAy du (0 du 18 tuei tra len, Idiong thuec cac truang hop mat ruing luc hanh vi dan sv/han the nang luc hanh vi
clan sv), co Chung minh thu nhan clan/HO chieu hoac giAy 0 thy than hop le khac.
1 DAi vlri nha din to' lurk ngohi: ngoai quy dinh nhu dOi yen nha dAu tu trong nuac,
phai ma tai khoan tai cac to chuc cung Ung dich vu thanh town dang hoat &Ong tren lanh the Viet Nam va tuan thu phap luat Viet Nam. Moi hoot &Ong lien quan den mua c6
phAn deu phai thong bao qua tai khoan nay.
✓ Cac to chfrc tai chinh trung gian niqin uy tithe clan tu.: Truing hop cac to chirc tai
chinh trung gian nhan uY thac dAu tu cua cac nha dAu tu, to chirc nhan uS, thac dAu to co
trach nhiem tach biet ro s6 luting nha d'Au tu, se di phAn cua tong nha dAu to trong va
ngoai nuac dang ky mua.
✓ CO don clang ky tham gia diu gia theo dung mAu va Op don (tang 14 du gia dung tiled
han quy dinh nha dAu tu tham gia dAu gia chi dugc phep nep duy nhAt 01 Don
slang ky tham gia du gia trong met dot to chirc dAu gia).
✓ Dang kjf mua co phAn v6i se ltrong mua trong giOi han quy dinh tai Dieu 4.2 du6i day.
✓ Dat coc tei thieu 10% gia tri co phAn clang ky mua tinh theo mirc gia khai diem do Chi nhanh Cling ty co phAn Chimg khoan Bao Viet cong 136 cong von thai diem nep don clang 14 dAu gia de dam bao dieu kien tham du cho se c6 phAn da dang Icy tren Don dang
Icy. Tien dat CQC khong dugc huang
✓ Nha tu clang 14 tham gia du gia trong twang hop khei Wong dat mua vuot ty le quy dinh ve chao mua cong khai theo quy Binh tai Dieu 32 Luh't chfmg khoan va tai khoan 11
Dieu 1 Luat sira dei be sung met se dieu cua Luat chimg khoan (ty' le se sau kin mua ce
phAn 0 25% c6 phieu dang luu hanh ctia Ong ty dgi chting ho4c so hay tir 25% ce phieu co
quyen bieu quyet mua tiep tir 10% ta len hoac mua tiep tir 5% den 10% co phieu thai gian clued 1 nam, ke tir ngay ket thfic dot Chao mua cong khai tnrac d6) thvc hien nhu sau:
• Bao cao Hei ding dAu gia va cong b6 thong tin truOc khi thvc hien 07 ngay ve so luting c6 phAn du kien Chao mua cong khai theo mau thong bao tai pho luc s6 03 kern theo cong van 2660/BTC-UBCKNN ngay 26/02/2015.
+ Nha du tu sau khi mua c6 phieu, truing hop tra thanh co Bong Ian phai thvc hien bao cao va cong be thong tin theo quy dinh tai Dieu 26 thong to se 52/2012/TT-
BVSC - Ban dAu gia c6 phAn CTCP Dich vu Buy chinh vian thong Sai Gan Trang 5
BAOVIET xi) Securities Q1'1' CHE DAU GIA BAN CO PHAN
BTC ngay 05/02/2012 dm BO Tai Chinh Ina.mg dan ve viec cong be thong tin tren
thi tnrang chUng khoan.
4.2 Cac quy dinh lien quan den vise dAu gia.
I S6 luong co ph'An chao ban: 11.053.663 c6 phAn
✓ Menh gia: 10.000 dOng/c6 phAn
✓ Kh6i lacing clang ky mua: T6i thieu la 100 c6 phAn, t6i da bin ging s6 c6 phin chao
ban la 11.053.663 c6 phAn.
✓ Buerc khoi ltrong: ding 14, theo bi)i so dui 100 co phien.
Lau 0: Nha dau to dang ky mua loan bO luomg co ph an dau gia se khong bi rang buck
ben btak khi luorg 100 co phan.
✓ Gieri han mitt gia d4t mua: Moi nha du to duqc phep ghi toi da 01 mix gia.
✓ Mdc gia kheri diem dAu gia: 15.440 &mg/di phAn (Bcing cher': mu& lam ngan bOn
tram bon muai d'Ong mat co phan).
✓ Buerc gia: 100 dling.
4.3 Trach nhiem va guyen han ctia ngtriri tham dir dAu gia.
✓ Tuan thU cac quy dinh va dieu kien tham gia dAu gia quy dinh tai Khoin 4.1 va 4.2 neu
tren;
✓ Cam ket viec clang ky mua c6 phAn la tu nguyen tren ca ser da nghien ciru ky va day du
n6i dung cong b6 thong tin ve doanh nghiep; Dan clang ky tham gia du gia la co so
phap 15, duy nhAt xac nhan s6 lacing c6 phAn ngtrai du tu da (fang ky tham du du gia;
✓ Quy dinh ve by quyen (tang kj, va tham du du gia:
+ MOt nguen chi duqc nhan riy quyin ctia duy nhat mot nguai ay quyin khac khi clang
ky va tham du dau gib.
• Truang hop nha dau to tham gia dau gia vol tu each ca nhan, dOng then lai Id
ngueri dal then theo phcip luat va/hoac uy quyin ctia ngueri kluic tham gia dau gib
vai tu each cua nguoi khac do thi khi tham du dOu gib bat buck phai có them cam
kit bang van ban ctia cac ben lien quan ve viec khong phan dOi ngueri dgi dien theo
phap luat va/hoac nguen cluqc uy quyin tham gia dau gib voi tat ca cac to ccich
khac nhan trong cuOc &hi gib va tu nguyen chop nhan nhibig xung dOt loi ich xciy
ra (ni'u co) sau khi co kit qua dciu gici.
✓ Ni)p Phieu tham du dAu gia (da ghi gia du kien mua ttrcmg ung veri sit') lucing co phAn
Bang ky trong phong bi din kin) tai diem da dang ky tham du du gia theo quy dinh tai
Khoain 4.4 Dieu 4. TAt Ca cac Phieu tham du du gia cita Nha dAu tu phai ne,p trong
Phong bi dan kin va co ky giap lai niem phong tai cac Dai ljr dAu gia.
✓ Thira nhan cac quy dinh ve vi pham quy the dAu gia va tham gia du gia kh6ng hop le
tai Khoin 5.5 Dieu 5 dual day.
BVSC - Ban clAu gia co phAn CTCP Djch vu Buu chinh vien thong Sai Gen Trang 6
BAOVIET :securities *. EiA0 VET QUY CHE DAU GIA BAN CO PHAN
✓ Tuan the tat ca cac quyet dinh cua to chirc trung gian thkrc hien Mu gia ban co phAn, tre
trung hqp cac quyet dinh nay vi pham Quy the ban du gia va cac quy dinh cua Phap
lust.
✓ Tkr chiu trach nhiem ve nhang sir nhAnt Ian, sai sot cua minh trong qua trinh clang ky va
tham du du gia.
✓ Duqc than lai tien dat CQC dOi vai so co phAn khong duqc mua theo ket qua dAu gia
trong yang 05 (nam) ngay lam viec sau ngay to chirc cu6c d'Au gia.
✓ Duqc quyen nhan thong tin ca ban ve cuec dAu gia khi phien dau gia ket thec, bao g6m
cac thong tin ve tong s6 nguei tham du, tong s6 lucmg ce phAn dat mua tai mos mut gia,
lch6i lucmg ce phArdtrqc mua va met gia twang
I Nep tien mua c6 phin theo Thong bao ket qua du gia trong veng 10 (mueri) ngay lam
viec sau ngay to chic cu6c dAu gia. Trueng hqp ngtrei tham gia dau gia khong chuyen
tien theo dung thlyi han tren Thong bao thi coi nhu di tir chei mua c6 phAn theo ket qua
deu gia, se khong dtrqc nhan lai tien (tat cqc va duqc xi lf theo quy dinh hien hanh.
4.4 Ph rang an to chtic.
✓ Vic to chirc dau gia se trien khai sau it nhAt 20 ngay k'e tut ngay th8ng bao ve viec to
chirc dAu gia ban c6 phAn va thkrc hien vao lfic 15 gilt 00 ngay to chirc dau gia.
1 Chi nhanh Cong ty c6 phAn Chung khoan Bao Viet ph6i him vai Cong ty TNHH MTV
Dich vu C6ng ich Quan 1, doanh nghiep ban dAu gia ding bti thong tin N4 viec ban dAu
gia tren cac phuang tien sau day:
+ Ba (03) s6 lien tiep cua Bsio Quan DQi Nhan dan (bao trung uong) va ba (03) se
lien tiep cua BM) Ngtriri Lao DOng (bac, dia phuang);
+ Website: www.dichvucongichquanl.com.vn; www.bvsc.com.vn.
✓ DIA DIEM NIEM YET, TIM HIED THONG TIN:
Thei gian: Tir 08h30 ngay 08/01/2016 den 16h00 new 21/01/2016.
TAI HANOI:
Cling ty co phin Ch'ing khoin Sio Viet - Phong Luu ky
Dia chi: S6 8 Le Thai T6, Hoan Kiem, Ha Nei
Dien thoai;: (84-4) 3928.8080 Fax: (84-4) 3928.9888
Website: www.bvsc.com.vn
4. TAI THANH PHO HO CHI MINH:
Chi nhsinh Ging ty a plan Ch'ing khoan Bio Viet - Phong Ltru ky
Dia chi: LAu 8, Tea nha Bao Viet - S6 233 Deng Ithei, Q.1, TP HO Chi Minh
Di4n thoai: (84 - 8) 3914.6888 Fax: (84 - 8) 3914.7999
BVSC - Ban &Au gia c6 phAn CTCP Djch vu Buu chinh vien thong Sai Gen 'Prang 7
BAOVIET j Securities CHUNG KNOAN BA0 VE7 QUY CHE DAU GIA BAN CO PHAN
✓ INA DIEM VA THen GIAN DANG KY THAM GIA DAU GIA
Thai gian: Tir 08h30 ngiy 08/01/2016 den 16h00 ngay 21/01/2016
TAI HA NOI
C8ng ty co phAn Chang khoin Bao Vi@ - Phong Itru ky
Dia chi: S6 8 Le Thai To, Hoan Kiem, Ha Nei
Dien thoai: (84-4) 3928.8080 Fax: (84-4) 3928.9888
Website: www.bvsc.com.vn
TAI THANH PHO HO CHI MINH:
Chi nhanh Ging ty a phin Chung khofin Bao Vi§t - Phong Lyn kjr
Dia chi: Ilu 8, Tea nha Bao Viet - Se 233 Deng KM, Q.1, TP He Chi Minh
Dien thoai: (84 - 8) 3914.6888 Fax: (84 - 8) 3914.7999
✓ SO TAI KHOAN NQP TIEN DAT CQC DANG KY TRAM DAU GIA
Ten chit tai khoan: Chi nhanh Ong ty ce phArt Chung Khoan Bao Viet
S6 tai khoan: 00310.99998.008
Me tai ngfin hang: Ngan hang TMCP Bao Viet Chi nhanh He Chi Minh
Ni8 dung: <Hq va ten><S6 CMND>< nep tien cac mua ce phAn cua CTCP Dich vu Btru chinh vien thOng Sai Gen>
HOAC
Ten chit tai khoan: Chi nhanh Cong ty ce phan Chung Khoan Bao Viet
SO tai khoin: 119.10.00.00.95684
MO tai ngan hang: Ngfin hang BIDV Chi nhanh Nam KS, Khoi Nghia
NOi dung: <Hq va ten><S6 CMND>< Op an cqc mua co phan cua CTCP Dich vu Buu chinh vin thong Sai Gen>
1 DIA DIEM NQP PHIEU THAM DAU GIA
+ Chain nhAt tai dia diem nhan clang ky tham gia dau gia cila Chi nhanh C8ng ty co
phan Ching khofin Bao Viet tririrc 15600 ngay 26/01/2016.
Hoac chain nhAt vio 15h00 ngay 28/01/2016 tai dia diem dau gia.
+ Phieu tham du dau gia hqp le la:
o Phieu do Dai 1S, dau gia cap, ce dong dau treo cita nai cap phieu va dam bao: diem dAy dti, re rang cac thong tin theo quy dinh; phieu kh8ng duqc thy, xofi hoac rach nat; gia Qat mua khong thap han gia khei diem; tong se' ce phan dat mua tei da bang mirc clang ky. Phieu tham dg dau gia phai duvc be trong phong
bi c8 chit kS, cua nha dAu tu tren mep dan phong bi theo quy dinh.
o Tnreng hqp phieu tham du &Au gia 1)1 rach nat, thy xod: Nha dAu to phai yeu cAu dai IS, ettii phieu mei sau khi da nep phieu
o Trtrong hcrp nha clan tu mat phieu: Nha d'Au tu phai lam Don de nghi dai ly dAu
BVSC - Ban dau gia c6 phAn CTCP Dich vu Buu chinh vin thOng Sai Gott Trang 8
BAOVIET () Securitir Vt7 QUY CHE DAU GIA BAN CO PHAN
gia (noi clang kjt tham du dAu gia) cap lai Phieu tham du dAu gia mad va Phieu
tham cltr dAti gia cu coi nhu khong con gia tri.
✓ DIA DIEM TO CHVC DAU GIA
CHI NHANH CTCP CHUNG KHOAN BAO VI) T
Dia chi: LAu 8, Tea nha Bao Viet - Si 233 Ding Khari, QuAn 1, TP HO Chi Minh
Thad gian: Tir 15 gib. 00 ngay 28/01/2016
Mil, V. THVC HIEN DAU GIA.
5.1 Thkre hien dgu
a. T8 chirc viec dang 4 tham dg din gisi.
Nha dau tu co nhu cAu tham du dau gia mua co phAn cua Cong ty c6 phAn Dich vu Buu
chinh vien th8ng Sai Gon dEn lam thii tuc clang kj, tham du &Au gia Lai cac dist diem
dang kjr ban dgu gig east Cong ty Chting khoin Bac) Viet Chi nhainh HO Chi Minh
theo trinh tu nhu sau:
+ Tiep can cac tai lieu ding b6 thong tin ye tinh hinh tai chinh, tinh hinh hoat ding
san xuAt kinh doanh va cac thing tin ve viec ban du gia c6 phin cita C8ng ty c6
phan Dich vu Buu chinh vien thong Sai Gan, mut gia khai diEm va nhan Dan ding
ky tham der &Au gist tai dia diem dang ky tham du dAu gia.
+ Tren co sac da tim hieu 4 ve tinh hinh tai chinh, tinli hinh hoat ding san xuAt kinh
doanh va thong tin ve viec ban du gia c6 phAn cua Cong ty c6 phAn Dich vu Buu
chinh vien thing Sai Gen, mire gia khan diem v.v... Cac nha dAu tu co nhu cAu tham
du dAu gia se nip lai Dan ding ky tham du dau gii dA dtroc lien dAy du cac thong
tin. Chi nhanh Cong ty co phAn ChUng khoan Bao Viet se tien hanh kiem tra dieu
kien tham du du gia, tien hanh thu tien dAt coc theo s6 luong c6 phAn dang 4 mua cua nha dAu tu.
+ Sau khi nha dAu to da hoan tat viec dAng k5r mua va dAt CQC, Chi nhanh Cong ty c6
phAn Chimg khoan Bao Viet se phat Phieu than du dAu gia cho ngtrad tham du
dau gia; thong bao ngay gier va dia diem dAu gia chinh thfrc. ii
+ Ket thOc thad gian dang 4, Chi nhanh Cong ty c6 phAn Chimg khoan Bao Viet se
ngimg viec tiep nhAn Dan clang 4 tham gia dAu gia, tang hop va thong bao danh
sach cac nha dAu tu co du dieu kien tham gia dAu gia, giri thu mai tai Cling ty
TNHH MTV Dich vu Cong ich QuAn 1 tham gia giam sat cuic dAu gia va (hoAc)
thing bao kip th&i v6i cac ca quan noi tren neu co hien ttrong bAt thtremg va dE nghi
cac giai phap giai quyEt (nEu co).
b. Thrc hit'n dau gii.
+ Chi nhang TIM dAu to tham du dAu gia va ce dit dieu kien tham du dAu gia mai &roc
lam thU tuc vao Phong dAu gia.
BVSC - Ban dAu gia c6 phAn CTCP Dich vu Buu chinh vien thong Sai Gen Trang 9
BAOVIET k ) Securities t_44,1744.; rO4C1N 6.A0 VET QUY CHE DAU GIA BAN CO PHAN
+ Nha d'Au to tham du dAu gia phai n6p Ph ii a tham du diu gil dA ghi gia tucmg Cmg
vai s6 ltrong c6 phAn dA dang ky mua va gni cho Chi nhanh Cling ty c6 phAn Ching
khoan Bao Viet trong Phong bI dan kin va c6 ky giap lai niem phong theo quy djnh
ve thai gian tai khoin 4.3 va khofin 4.4 Dieu 4 neu ten.
+ Giam d6c Chi nhanh Cong ty c6 phAn ChCmg khoan Bao Viet hoAc Nguai ducrc Cry quyEn cong b6 nhung thong tin chir yEu ve cu8c dAu gia ban c6 ph'A'n. Cu thE:
o Ten doanh nghiep ban dAu gia, von dieu 10 va so lucmg c6 phAn ban du gia;
o Gia khai diEm cua c6 phAn chao ban;
o Quyen va nghia vu ca ban dm cac to chirc ca phan tham gia diu gia;
o Cac bulk trong quy trinh dAu gia va nguyen tic xac dinh quyEn duqc mua c6
phAn theo gia du;
o Cac truang hap vi pham Quy the du gia;
o Cac yin de khac co lien quan;
o Giai thich cac van de nguoi tham du dAu gia con thic mic.
+ Dai dien cac Ca quan co lien quan kiEm tra cac PhiEu tham du dAu gia va chuyEn cho b8 phAn chuyen vien giap viec coa Chi nhanh Cong ty c6 phAn Chimg khoan Bao Viet, giam sit qua trinh nhAp th8ng tin va xac dinh kEt qua du gia.
4- BO phAn chuyen vien gin') viec ciia Chi nhanh Cong ty co phAn Chimg khoan Bao Viet se nhAp s6 lieu vao he th6ng dAu gia va thuc hien viec xac djnh ket qua du gia theo nguyen tic da xac djnh truck.
+ Chi nhanh C8ng ty c6 phAn Chung khoan Bao Viet ding bo cong khai kEt qua dAu gia va tuyen b6 kEt thuc cu8c dAu gia.
+ Chi nhanh Cong ty c6 phAn ChCmg khoan Bao Viet va Dai dien cac Ca quan lien quan lAp bien ban dAu gia, cling 14 ten vao Bien ban dAu gia.
5.2 Nguyen tic xac djnh gii bin c6 phin.
✓ Gia ban c6 phAn duac xac djnh theo nguyen tic lua chcm gia dAt mua tir cao xu6ng thAp cho du s6 Itrong c6 phlin chao ban nhung khong thAp han mirc gia Ichai ditm. NhDrig nha du to tra gia cao (uu tien ve gia) se duac uu tien mua trtrac c6 phAn tren ca sa s6 itrong co phan dang ky mua theo quy dinh va so lucmg c6 phAn ducrc chao ban. Tnrang hap nguai b6 gia cao nhAt co s6 lucmg c6 phAn dang ky mua it han s6 lucmg co phAn chao ban, thi s6 c6 phA'n can lai sau khi dA ban du cho ngu&i tra gia cao nhAt se ducrc ban tip cho ngtrai CO mat gia lien kE. N'Eu s6 lucmg co phAn chao ban van con, thi tip tuc thuc hien theo nguyen tic tren nhung khong thAp han mirc gia khai diEm.
✓ Tai mix gia ming du gia thAp nhAt, truang hap cac nha dAu to (kE ca nha dAu to nuac ngoai) ding dAt muc gia bang nhau, nhung so co phan con lai it han tong so co phAn cac nha du to nay dang ky mua thi Chi nhanh Cong ty c6 phAn Chimg khoan Bao Viet se
BVSC - Ban clAu gia co phAn CTCP Dich vu Buti chinh in thong Sai G6n Trang 10
BAOVIET ‘40) 3ecurities ,:HUNG 1440AN EiA0 VIE_ QUY CHE DAU GIA BAN CO PHAN
phan ph6i ten ca so s6 co phin con lai &roc quyen chao ban va tj, 10 s6 c6 phin dang 14 cita timg d6i Wong so vai ding s6 c6 phin dang kjr mua.
s6 co phin nha du to
duqc mua
s6 c6 phin con lai chao
ban
SO c6 phin timg nha (tau tu dang ky mua gia bing nhau
x
Timg s6 c6 phin cac nha diu to ding ky mua gia bing nhau
✓ Truong hcip c6 quy djnh t' t6i da s6 c6 phin nha dau tu ntroc ngoai duqc mua thi viec xac djnh ket qua diu gia thuc hien theo nguyen tic tren nhung s6 c6 phi'n nha diu to ntroc ngoai ducic mua khong vuot qua tS, le t6i da theo quy dinh ctia phap luit hien hanh.
✓ Twang hop c6 phin chia theo ty le tai mirc gia tranh chip (gia bang nhau) bi le den hang don vj, Chi nhanh Cong ty c6 phin Chung khoin Bac Viet se cit 136 s6 c6 phieu le den hang don vi cita nhung nha diu to ce s6 luqng dit mua it de d6n vao cho nha dau tu co s6 luting dit mua cao nhit (tru tien s6 luong) trong s6 nhung nguari dit mua tai mtic
gia tranh chip; truemg hop c6 nhieu nha &Au tu cimg c6 kh6i lacing dit mua lon nhtr nhau, thi s6 lacing c6 phin le d6n gop sc dirgc phan phOi cho nha dau tu c6 ma s6 du tu nho nhAt (tru tien thoi gian).
✓ Nha diu tu dit mua c6 phan va Wing theo gia nao thi phai thanh toan lien mua co phin theo gia d6.
5.3 Phuong Hulk va dia dam thanh loan tien mua co phAn.
I TO chIrc thuc hien du gia girl Thong bao ket qua diu gia cho nhffitg nha diu tu tham du, thong bao s6 luong c6 phin dtroc quyen mua va mirc gia mua phai thanh toan, thin han nop tien hoic nh'a'n lai tien dit CQC neu khong ducfc mua c6 phin theo ket qua diu gia:
+ ThOi gian tra tien dit ccc: 'Fir 8 gib. 30 den 16 gib. 00 cac ngay lam viec tir ngay 01/02/2016 den het ngay 05/02/2016.
+ Thei gian thanh toan tien mua c6 phin: TO. 8 gib' 30 dEn 16 giir 00 cac ngay lam
viec tir new 01/02/2016 den ngay 05/02/2016.
✓ Hinh thirc thanh toan tien mua c6 phin: thanh toan bang d6ng Viet Nam theo hinh thirc n6p tien mat ho4c chuyen khoin.
1 Dia dam tri tan d$t cue va ntp tan mua co phOn
TAI HA NOI
Cong ty co phiin Ch'ing khoin Ban Vitt - Phong Luu kf
Dia chi: SO 8 Le Thai T6, Hoan Mem, Ha NOi
Dien thoai: (84-4) 3928.8080 Fax: (84-4) 3928.9888
Website: www.bvsc.com.vn
BVSC - Ban d'Au gia c6 phA'n CTCP Dich vki Bw chinh vien thong Sai Gon Trang 11
BAOVIET tig) Securities t,-11•Jti *CAN bACI VE QUY CHE DAU GIA BAN CO PHAN
TAI THANH PHO HO CHI MINH:
Chi nhanh Cong ty co phan Cht'rng khoan Ban Vift - Phong Ltru ky
Dia chi: LAu 8, Tem nha Bao Viet - S6 233 D6ng KM, Q.1, TP HCM
Dien thoai: (84 - 8) 3914.6888 Fax: (84 - 8) 3914.7999
THONG TIN TA! KHOAN
Ten chit tai khoan: Chi nhanh °zing ty c6 phAn Chung Khoan Bao Viet
S6 tai khoan: 00310.99998.008
Mu tai ngfin hang: NgAn hang TMCP Bao Viet Chi nhanh H6 Chi Minh
NOi dung:
HOAC
Ten chit tai khoan:
S6 tai khoan:
Ma tai ngfin hang:
NOi dung:
<Ho va ten><S6 CMND>< nOp tien mua c6 phAn cite CTCP Dich vu Buu chinh vin thong Sai Gen >
Chi nhanh Cling ty c6 phAn Ching Khoan Bao Viet
119.10.00.00.95684
Ngan hang BIDV Chi nhanh Nam KS' Khai Nghia
<Ho va ten><S6 CMND>< nOp tien mua c6 phAn cua CTCP Dich vu Buu chinh vin thong Sai Gem >
5.4 Huhn tat vifc &in gia 1 16 chirc thuc hien du gia thu tien theo ket qua dAu gia hoAc hoan tra tien at cQc cho
nhung nha dAu to dugc nhAn lai tien dAt coc theo quy dinh.
1 Twang hop nha dau to than gia dAu gia to choi mua mOt ph'An hoAc toan bO s6 luting
c6 phAn dugc mua theo ket qua dAu gia se bi mat toan b6 s6 tien d4t CQC tacmg Cmg so
luting c6 phAn ch6i mua va dugc xir 11 theo quy dinh tai Nghi dinh s6 59/2011/ND-
CP ngay 18/07/2011 cua Chinh phit ve viec chuyen Cling ty 100% vein nha nu& thanh
Cong ty c6 phAn.
I Trot/11g hop nha &Au ttr tham gia dau gia khong mua het s6 c6 phAn chao ban, s6 luting
co phAn con lai Chi nhanh Cong ty co phAn Chung khoan Bao Viet se có trach nhiem
bao cao Cong ty TNHH MTV Dich vu Cong ich QuAn 1 xem xet guy& dinh.
5.5 Cfic truirng hqp vi pham quy dinh dOu gia. ✓ Cac trutmg hop bi coi la vi pham quy dinh au gia, khong dugc tham du dAu gia va
khong dugc nhAn lai s6 Wen dAt coc:
+ Khong nOp Phieu tham du dAu gia.
+ Phieu tham du dau gia khong dap (mg quy dinh tai Khoin 4.3 Dieu 4 cita Quy cht
nay hoAc bi rach, nat, thy xofi, khong xac dinh dugc gia hoAc kheii luting dAt mua.
+ DAng ky nhung khong dAt mua (toan bO hoAc mOt phAn), se khong dugc nhAn lAi tien dAt coc tucmg (mg so c6 phAn khong dAt mua.
+ Bo gia thAp han gia khoi diem.
+ Phieu ghi sai btrac gia hoAc buac kh6i luting.
BVSC - Ban dAu gia c6 phan CTCP Dich vu Buu chinh vin thong Sai Gan Trang 12
• BAOVIET JSecurities It INK; 12,10 V11.1 QUY CHE DAU GIA BAN CO PHAN
+ 'Chong ghi gia va/hoac kh6i lug/1g ten Phieu tham du dau gia.
+ Khong thanh town toan b6 hoac mot phan s6 c6 phan dugc quyen mua theo ket qua
au gia. Nha dau tu se khong dugc nhan lai so tien (tat c9c ttrcmg img vai s6 c6 phan
tir ch6i mua.
+ Cac trtrtmg hcip ghi Phieu tham clg dau gia vai s6 lugng nhieu han s6 lugng c6 phan
clang kjf hgp le da dugc chip nhan.
+ Cac twang hgp khong n6p Phieu tham du au gia ma kh8ng co bao tusk bang van ban cho to chirc trung gian it nhat 01 ngay tnr6c ngay het han n6p Phieu tham du
au gia vi nhung 1S1 do bit kha khong.
✓ Cac truang hop ghi Phieu tham du au gia yeti s6 lugng it han s6 c6 phan da clang 14 trong Dan clang 14 hgp le dugc chap nhan, thi van dugc tham du dau gia de so lch6p gia
va xac dinh ket qua dau gia, nhung se bi mat s6 tien at coc tucmg Ung voi s6 lugng co
phan da clang ks, hap le dugc chap nhan nhung khong tham du dau gia (khong ghi ten
phieu tham du dau gia).
✓ SO tien nguoi tham dtr dau gia khong dugc nhan lai theo cac quy dinh a tren, Chi nhanh Cong ty c6 phan Chimg khoan Bao Viet se xir ly theo dung quy dinh phap luat.
5.6 Xii15, cute dau gia kitting thanh cong.
✓ Chi nhanh Cong ty ca phan ChUng khoan Bao Viet dugc cong b6 va chi dugc cong b6
cu0c dau gia ban c6 phan 'thong thanh cong trong nhang truang hgp sau:
+ Co it han 02 (hai) nha dau to du tieu chuan clang ksr tham clg dau gia va/hoac co it han 02 (hai) nha dau tu n6p phieu tham di; dau gia.
+ Toan bO cac phieu tham dir au gia deu bo mitt gia thip han gia khoi diem.
✓ Khi cu6c dau gia khong thanh cong, Chi nhanh Cling ty c6 phan' Chirng khoan Bao Viet
ngay lap tirc thgc hien:
+ Thong bao cho cac ben clang ky tham gia biet va hoin tra lien at CQC (neu c6).
+ Bao cao Ban lanh dao Cong ty TNHH MTV Dich vu Cling ich Quart 1 biet de xem xet quyet dinh.
Dieu VI. CAC QUY DINH KHAC
Moi thic mac khieu nai cita nha dau tu (neu co) phai dugc trinh bay vi giai quyet trong cuOc dau gia. Ban to chirc clan gia se khong chit' trach nhiem doi yen cac thac mac khieu nai cita nha dau to sau khi cuoc au gia ket thitc.
T6 chirc thuc hien ban dau gia c6 phan va Dai ly dau gia khong chiu trach nhiem ve gia tri cita c6 phan ban dau gia, tru tn.rang hgp kh6ng thong bao day du, chinh xac nhang thong tin do to chirc clang icS, ban dAu gia cung cap.
Quy the nay se c6 hieu lgc ke tir ngay 14 ban hanh.
BVSC - Ban dAu gia c6 phAn CTCP Dich vp Buu chinh vien thOng Sai Gon Trang 13
Noi nhein: - CTTNHH MTV DV Cong ich Qu'On 1; - Luu: VT, TV, LK.
CHI NHANH CTCP CHUNG KHOAN BAO VIET
M DO*
HirU TUAN
• BAOVIET L) Securities CHONG KHOAN BAO VIE I QUY CHE DAU GIA BAN CO PHAN
BVSC - Ban Cldu gid co phan CTCP Dich vu Buu chinh vin thong Ski Gen Trang 14
