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. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . BCS-BEC Crossover Some detailed information for BCS-BEC Crossover BCS Theory 李泽阳 April 3, 2015 School of Physics, Peking University BCS-BEC Crossover April 3, 2015 1 / 31

Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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Page 1: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC Crossover

Some detailed information for BCS-BEC CrossoverBCS Theory

李泽阳

April 3, 2015

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 1 / 31

Page 2: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC Crossover

Table of Contents

1 Background Information

2 Whole structureAttraction between electronsThe Mean Field Hamiltonian and Cooper pairApplication

3 Reference

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 2 / 31

Page 3: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverBackground Information

Critics on phenomenological theory

These theories cannot explain the phenomena microscopically.

Hence we need BCS theory, which is basically an electron-phononcorrelation theory.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 3 / 31

Page 4: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverBackground Information

Critics on phenomenological theory

These theories cannot explain the phenomena microscopically.Hence we need BCS theory, which is basically an electron-phononcorrelation theory.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 3 / 31

Page 5: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverBackground Information

What is correlation theory?

Note (Correlation theory)Correlation theory of electron is widely used in Condensed Matter Physics,and mostly have three basic form: e-e correlation (Mott Insulator), e-phcorrelation (BCS) and e-spin correlation (Giant Magnetoresistance), ande-e + e-spin correlation (Colossal Magnetoresistance). With thedevelopment of low dimension systems, other theory like 1D e-e correlation(Luttinger Liquid), 0D e-e correlation (Quantum Dot), 2D e-ph correlation(Charge Density Wave) were also invented.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 4 / 31

Page 6: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Goals

Before we start, I list the thing that we want to finally have:

The excited spectrum. (Zero temperature)The ground state. (Zero temperature)The critical temperature Tc. (Finite temperature)

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 5 / 31

Page 7: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Goals

Before we start, I list the thing that we want to finally have:The excited spectrum. (Zero temperature)

The ground state. (Zero temperature)The critical temperature Tc. (Finite temperature)

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 5 / 31

Page 8: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Goals

Before we start, I list the thing that we want to finally have:The excited spectrum. (Zero temperature)The ground state. (Zero temperature)

The critical temperature Tc. (Finite temperature)

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 5 / 31

Page 9: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Goals

Before we start, I list the thing that we want to finally have:The excited spectrum. (Zero temperature)The ground state. (Zero temperature)The critical temperature Tc. (Finite temperature)

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 5 / 31

Page 10: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

Attraction between electrons

We firstly introduce how the well-known attraction between two electronswas invited in this case.

A naïve picture is:p2

p1

p4

p3

phonon scattering

Figure: Due to the so-called ‘non-locality’ of phonon, the two electron gained aeffective attraction by same phonon.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 6 / 31

Page 11: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

Attraction between electrons

We firstly introduce how the well-known attraction between two electronswas invited in this case.A naïve picture is:

p2

p1

p4

p3

phonon scattering

Figure: Due to the so-called ‘non-locality’ of phonon, the two electron gained aeffective attraction by same phonon.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 6 / 31

Page 12: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

Attraction between electrons

We firstly introduce how the well-known attraction between two electronswas invited in this case.A naïve picture is:

p2

p1

p4

p3

phonon scattering

Figure: Due to the so-called ‘non-locality’ of phonon, the two electron gained aeffective attraction by same phonon.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 6 / 31

Page 13: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

An interacting process between electron and phonon is described well inthe Hamiltonian:

Hint = g∫ψ†α(r)ψα(r)φ(r)d3r

This form is derived based on such a mechanism: the electron ‘perceive’the interaction by addition energy due to polarization by thevibration(phonon):

−e∫

n(r)K(r − r′)divP(r′)d3rd3r′

where K represents the form of interacting, and always replaced byaeδ(r − r′) due to screening effect1, and hence the Hamiltonian is derived.

1Detailed calculation of screening effect is not shown here

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 7 / 31

Page 14: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

An interacting process between electron and phonon is described well inthe Hamiltonian:

Hint = g∫ψ†α(r)ψα(r)φ(r)d3r

This form is derived based on such a mechanism: the electron ‘perceive’the interaction by addition energy due to polarization by thevibration(phonon):

−e∫

n(r)K(r − r′)divP(r′)d3rd3r′

where K represents the form of interacting, and always replaced byaeδ(r − r′) due to screening effect1, and hence the Hamiltonian is derived.

1Detailed calculation of screening effect is not shown here

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 7 / 31

Page 15: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

An interacting process between electron and phonon is described well inthe Hamiltonian:

Hint = g∫ψ†α(r)ψα(r)φ(r)d3r

This form is derived based on such a mechanism: the electron ‘perceive’the interaction by addition energy due to polarization by thevibration(phonon):

−e∫

n(r)K(r − r′)divP(r′)d3rd3r′

where K represents the form of interacting, and always replaced byaeδ(r − r′) due to screening effect1, and hence the Hamiltonian is derived.

1Detailed calculation of screening effect is not shown here

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 7 / 31

Page 16: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

Because the system is electron & phonon system, Feynman Diagram inmomentum space has such rule:For solid line (electron fermi line),

G(0)(p) = 1

ω − ϵ(p) + i(0+)sgnε(p)and for wavy line (phonon bose line),

D(0)(k) = ω20(k)

ω2 − ω20(k) + i(0+)

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 8 / 31

Page 17: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

After several calculation, we can have the ‘D’ for phonon in the diagram

p2

p1

p4

p3phonon scattering

g2D(ε3 − ε1; p3 − p1) = g2 u2(p3 − p1)2(ε3 − ε1)2 − u2(p3 − p1)2

Mostly, the electron is around Fermi Surface2, upph ∼ ωD, and also|ε3 − ε1| ≪ ωD, (continued by next slide)

2reason can be seen later

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 9 / 31

Page 18: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

After several calculation, we can have the ‘D’ for phonon in the diagram

p2

p1

p4

p3phonon scattering

g2D(ε3 − ε1; p3 − p1) = g2 u2(p3 − p1)2(ε3 − ε1)2 − u2(p3 − p1)2

Mostly, the electron is around Fermi Surface2, upph ∼ ωD, and also|ε3 − ε1| ≪ ωD, (continued by next slide)

2reason can be seen later

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 9 / 31

Page 19: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

Continue

In such case, we can have

g2D = −g2

which means the interaction can be constantly considered as an attraction.

Before we go any further, we should claim something.1 The attraction is an additional term. The Coulomb interaction still

exists.2 Which force dominate causes serious different in our project:

BCS-BEC Crossover.3 BCS theory next consider the overall interaction as a constant local

attraction, but it actually isn’t4 Electrons are almost-free, and have square dispersion relation ω ∼ k2.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 10 / 31

Page 20: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

Continue

In such case, we can have

g2D = −g2

which means the interaction can be constantly considered as an attraction.Before we go any further, we should claim something.

1 The attraction is an additional term. The Coulomb interaction stillexists.

2 Which force dominate causes serious different in our project:BCS-BEC Crossover.

3 BCS theory next consider the overall interaction as a constant localattraction, but it actually isn’t

4 Electrons are almost-free, and have square dispersion relation ω ∼ k2.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 10 / 31

Page 21: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

Continue

In such case, we can have

g2D = −g2

which means the interaction can be constantly considered as an attraction.Before we go any further, we should claim something.

1 The attraction is an additional term. The Coulomb interaction stillexists.

2 Which force dominate causes serious different in our project:BCS-BEC Crossover.

3 BCS theory next consider the overall interaction as a constant localattraction, but it actually isn’t

4 Electrons are almost-free, and have square dispersion relation ω ∼ k2.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 10 / 31

Page 22: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

Continue

In such case, we can have

g2D = −g2

which means the interaction can be constantly considered as an attraction.Before we go any further, we should claim something.

1 The attraction is an additional term. The Coulomb interaction stillexists.

2 Which force dominate causes serious different in our project:BCS-BEC Crossover.

3 BCS theory next consider the overall interaction as a constant localattraction, but it actually isn’t

4 Electrons are almost-free, and have square dispersion relation ω ∼ k2.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 10 / 31

Page 23: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

Continue

In such case, we can have

g2D = −g2

which means the interaction can be constantly considered as an attraction.Before we go any further, we should claim something.

1 The attraction is an additional term. The Coulomb interaction stillexists.

2 Which force dominate causes serious different in our project:BCS-BEC Crossover.

3 BCS theory next consider the overall interaction as a constant localattraction, but it actually isn’t

4 Electrons are almost-free, and have square dispersion relation ω ∼ k2.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 10 / 31

Page 24: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

Attraction between electrons

Continue

In such case, we can have

g2D = −g2

which means the interaction can be constantly considered as an attraction.Before we go any further, we should claim something.

1 The attraction is an additional term. The Coulomb interaction stillexists.

2 Which force dominate causes serious different in our project:BCS-BEC Crossover.

3 BCS theory next consider the overall interaction as a constant localattraction, but it actually isn’t

4 Electrons are almost-free, and have square dispersion relation ω ∼ k2.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 10 / 31

Page 25: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

Now we get into BCS theory. The Hamiltonian can be considered as

H = H0 + V =

∫ψ†α(x)

[(−iℏ∇+ eA⃗(x)/c)2

2m − µ

]ψα(x)d3x

− λ

2

∫ψ†α(x)ψ

†β(x)ψβ(x)ψα(x)d3x

where the second term is a constant local attraction.

From another point, we consider the difference between this Hamiltonianand the H0. Obviously, the ground state of H0 can be considered as a‘vacuum’ state, say|vac⟩, or |N⟩ stands for a N-(real) particle and no‘out-of-fermi-sea’ electrons state.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 11 / 31

Page 26: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

Now we get into BCS theory. The Hamiltonian can be considered as

H = H0 + V =

∫ψ†α(x)

[(−iℏ∇+ eA⃗(x)/c)2

2m − µ

]ψα(x)d3x

− λ

2

∫ψ†α(x)ψ

†β(x)ψβ(x)ψα(x)d3x

where the second term is a constant local attraction.From another point, we consider the difference between this Hamiltonianand the H0. Obviously, the ground state of H0 can be considered as a‘vacuum’ state, say|vac⟩, or |N⟩ stands for a N-(real) particle and no‘out-of-fermi-sea’ electrons state.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 11 / 31

Page 27: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

The stability of metal is ensured by the energy cost of ‘excitation of twoelectrons’ out of Fermi surface:

∆E =ℏ2k212m +

ℏ2k222m − 2µ ≥ 0

However, if we introduce the attraction, things are different because therecan be some case (near Fermi surface) that

∆E =ℏ2k212m +

ℏ2k222m − 2µ−∆ ≤ 0

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 12 / 31

Page 28: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

The stability of metal is ensured by the energy cost of ‘excitation of twoelectrons’ out of Fermi surface:

∆E =ℏ2k212m +

ℏ2k222m − 2µ ≥ 0

However, if we introduce the attraction, things are different because therecan be some case (near Fermi surface) that

∆E =ℏ2k212m +

ℏ2k222m − 2µ−∆ ≤ 0

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 12 / 31

Page 29: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

Due to this, the |N⟩ is not the lowest energy state, and hence the groundstate should be something like

|Ψ0⟩ = |N⟩+♠|N + 2⟩+♡|N + 4⟩+♢|N + 6⟩+♣|N + 8⟩+ · · ·

This causes a ‘big difference’, for the following term may not vanished:⟨Ψ0

∣∣∣ψ†ψ†∣∣∣Ψ0

⟩̸= 0

Now and after, the notation

⟨A⟩def≡ ⟨Ψ0|A|Ψ0⟩

is used.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 13 / 31

Page 30: Some detailed information for BCS-BEC Crossover - BCS Theorylaserroger.github.io/.../report_of_BCSBEC1.pdf · BCS-BEC Crossover Whole structure Attraction between electrons Attraction

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

Due to this, the |N⟩ is not the lowest energy state, and hence the groundstate should be something like

|Ψ0⟩ = |N⟩+♠|N + 2⟩+♡|N + 4⟩+♢|N + 6⟩+♣|N + 8⟩+ · · ·

This causes a ‘big difference’, for the following term may not vanished:⟨Ψ0

∣∣∣ψ†ψ†∣∣∣Ψ0

⟩̸= 0

Now and after, the notation

⟨A⟩def≡ ⟨Ψ0|A|Ψ0⟩

is used.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 13 / 31

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

Due to this, the |N⟩ is not the lowest energy state, and hence the groundstate should be something like

|Ψ0⟩ = |N⟩+♠|N + 2⟩+♡|N + 4⟩+♢|N + 6⟩+♣|N + 8⟩+ · · ·

This causes a ‘big difference’, for the following term may not vanished:⟨Ψ0

∣∣∣ψ†ψ†∣∣∣Ψ0

⟩̸= 0

Now and after, the notation

⟨A⟩def≡ ⟨Ψ0|A|Ψ0⟩

is used.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 13 / 31

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The Mean Field Hamiltonian and Cooper pair

Consider the electron has addition freedom - spin, and the spin is notinvolved in the calculation, we have to carefully take them into thecontraction of indices.

Definition (□(x) ≡ −λ⟨ψ↑ψ↓⟩ = |□|eiθ)This quantity describe actually the non-trivial part in the situation, and isactually independent of (x). Hereinafter we just use □.

The benefit to introduce such an definition is based on such an statement:occasionally, the ψ†(x)ψ†(x) doesn’t vary too much and can be expressedby

ψ†ψ† = ⟨ψ†ψ†⟩(ψ†ψ† − ⟨ψ†ψ†⟩)

while the second term is relatively small.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 14 / 31

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

Consider the electron has addition freedom - spin, and the spin is notinvolved in the calculation, we have to carefully take them into thecontraction of indices.

Definition (□(x) ≡ −λ⟨ψ↑ψ↓⟩ = |□|eiθ)This quantity describe actually the non-trivial part in the situation, and isactually independent of (x). Hereinafter we just use □.

The benefit to introduce such an definition is based on such an statement:occasionally, the ψ†(x)ψ†(x) doesn’t vary too much and can be expressedby

ψ†ψ† = ⟨ψ†ψ†⟩(ψ†ψ† − ⟨ψ†ψ†⟩)

while the second term is relatively small.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 14 / 31

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The Mean Field Hamiltonian and Cooper pair

Hence, approximately, we can express the Hamiltonian by 3

H =

∫ψ†α(x)

[(−iℏ∇)2

2m − µ

]ψα(x)d3x

− λ

∫ {⟨ψ†

↓(x)ψ†↑(x)⟩ψ↑(x)ψ↓(x) + ψ†

↓(x)ψ†↑(x)⟨ψ↑(x)ψ↓(x)⟩

}d3x

+ λ

∫⟨ψ†

↓(x)ψ†↑(x)⟩⟨ψ↑(x)ψ↓(x)⟩d3x

3Here we omit the potential Am which causes nothing in this case.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 15 / 31

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The Mean Field Hamiltonian and Cooper pair

It’s straight forward to use Fourier Transformation of x, for the ∇ can beeventually written by a number rather than operator. Notice that thetransform is discrete 4

Hence, we have

Heff =∑k,α

ξkc†kαckα +□∗∑

kck↑c−k↓ +□

∑k

c†−k↓c†k↑ −□

∑k⟨c†−k↓c

†k↑⟩

where ξk = ℏ2k2/2m − µ indicates the energy cost to excite an electron,the c† and c for creation and annihilation operator, the eff for effectivemean-field Hamiltonian.

4so that avoid some critical issues happened when there are uncountable infinitedimension

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 16 / 31

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The Mean Field Hamiltonian and Cooper pair

It’s straight forward to use Fourier Transformation of x, for the ∇ can beeventually written by a number rather than operator. Notice that thetransform is discrete 4Hence, we have

Heff =∑k,α

ξkc†kαckα +□∗∑

kck↑c−k↓ +□

∑k

c†−k↓c†k↑ −□

∑k⟨c†−k↓c

†k↑⟩

where ξk = ℏ2k2/2m − µ indicates the energy cost to excite an electron,the c† and c for creation and annihilation operator, the eff for effectivemean-field Hamiltonian.

4so that avoid some critical issues happened when there are uncountable infinitedimension

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 16 / 31

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

Next we want to diagonalize the Hamiltonian. It’s easy to rewrite it in:

Heff =∑

k

{(c†k↑ c−k↓

)( ξk e−iθ|□|−e−iθ|□| −ξk

)( ck↑c†−k↓

)+ ξk

}−□

∑k⟨c†−k↓c

†k↑⟩

This unitary matrix can be diagonalized simply.We introduce a transformation:(

ck↑c†−k↓

)=

(uk eiθvk

−e−iθvk uk

)(αkβ†−k

)Continued by next slide

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 17 / 31

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

Next we want to diagonalize the Hamiltonian. It’s easy to rewrite it in:

Heff =∑

k

{(c†k↑ c−k↓

)( ξk e−iθ|□|−e−iθ|□| −ξk

)( ck↑c†−k↓

)+ ξk

}−□

∑k⟨c†−k↓c

†k↑⟩

This unitary matrix can be diagonalized simply.

We introduce a transformation:(ck↑

c†−k↓

)=

(uk eiθvk

−e−iθvk uk

)(αkβ†−k

)Continued by next slide

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 17 / 31

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

Next we want to diagonalize the Hamiltonian. It’s easy to rewrite it in:

Heff =∑

k

{(c†k↑ c−k↓

)( ξk e−iθ|□|−e−iθ|□| −ξk

)( ck↑c†−k↓

)+ ξk

}−□

∑k⟨c†−k↓c

†k↑⟩

This unitary matrix can be diagonalized simply.We introduce a transformation:(

ck↑c†−k↓

)=

(uk eiθvk

−e−iθvk uk

)(αkβ†−k

)Continued by next slide

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 17 / 31

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The Mean Field Hamiltonian and Cooper pair

Continue

with

2ukvk =|□|√

ξ2k + |□|2

u2k − v2k =

ξk√ξ2k + |□|2

And hence can derive a clear diagonalized Hamiltonian:

Heff =∑

k

{√ξ2k + |□|2(a†kαk + β†−kβ−k − 1) + ξk

}−□

∑k⟨c†−k↓c

†k↑⟩

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 18 / 31

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BCS-BEC CrossoverWhole structure

The Mean Field Hamiltonian and Cooper pair

Continue

with

2ukvk =|□|√

ξ2k + |□|2

u2k − v2k =

ξk√ξ2k + |□|2

And hence can derive a clear diagonalized Hamiltonian:

Heff =∑

k

{√ξ2k + |□|2(a†kαk + β†−kβ−k − 1) + ξk

}−□

∑k⟨c†−k↓c

†k↑⟩

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 18 / 31

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BCS-BEC CrossoverWhole structure

Application

Excited Spectrum

Hence, we have a finite-gap spectrum, for exciting a α or β (also calledBogoliubov particle) all cost at least

√ξ2k + |□|2 ≥ |□|, as illustrated

below:

k

E

V

V + |□|

k0

Figure: Excited spectrum; red line for ground BCS state, and solid line for singleexcited state; k0 stands for ξk0 = 0.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 19 / 31

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BCS-BEC CrossoverWhole structure

Application

Next we want to get the relationship between |Ψ0⟩ and |vac⟩.

The |Ψ0⟩ satisfies αk|Ψ0⟩ = 0

βk|Ψ0⟩ = 0

The next derivation is to obtain |Ψ0 in terms of |vac⟩ and c, c†; however,it is not too simple. Firstly, we construct the α, β in terms of c.

αk = ukck↑ − eiθvkc†−k↓

βk = eiθvkc†−k↑ + ukck↓

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 20 / 31

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BCS-BEC CrossoverWhole structure

Application

Next we want to get the relationship between |Ψ0⟩ and |vac⟩.The |Ψ0⟩ satisfies

αk|Ψ0⟩ = 0

βk|Ψ0⟩ = 0

The next derivation is to obtain |Ψ0 in terms of |vac⟩ and c, c†; however,it is not too simple. Firstly, we construct the α, β in terms of c.

αk = ukck↑ − eiθvkc†−k↓

βk = eiθvkc†−k↑ + ukck↓

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 20 / 31

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BCS-BEC CrossoverWhole structure

Application

Next we want to get the relationship between |Ψ0⟩ and |vac⟩.The |Ψ0⟩ satisfies

αk|Ψ0⟩ = 0

βk|Ψ0⟩ = 0

The next derivation is to obtain |Ψ0 in terms of |vac⟩ and c, c†; however,it is not too simple. Firstly, we construct the α, β in terms of c.

αk = ukck↑ − eiθvkc†−k↓

βk = eiθvkc†−k↑ + ukck↓

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 20 / 31

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BCS-BEC CrossoverWhole structure

Application

Here I just give the solution.

|Ψ0⟩ =∏

k(uk + eiθvkc†k↑c

†−k↓)|vac⟩

To verify, we can see that αk|Ψ0⟩ = 0

βk|Ψ0⟩ = 0

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 21 / 31

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BCS-BEC CrossoverWhole structure

Application

Summary

So far, we already have the excited spectrum (though unknown what □is), and obtain the |vac⟩ and |Ψ0⟩. If we want to know the criticaltemperature (i.e., |□| = 0) or know the precise form of the spectrum, wehave to know □ ≡ −λ⟨ψ↑ψ↓⟩. 5

5Going on or not depends on whether the time is enough.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 22 / 31

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BCS-BEC CrossoverWhole structure

Application

After several calculation, we have self-consistent equation

|□| = λ

2

∫ d3k(2π)3

|□|√ξ2k + |□|2

which is called ‘gap equation’.

Note that we have already explained why the attractive interaction in BCSHamiltonian applies only for those two electrons which are lying within anenergy sell of the thickness ℏωD from the Fermi surface.That means, the sum over only |ξk| ≤ ℏωD, and leads to

(uk, vk) = (1, 0) or (0, 1)

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 23 / 31

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BCS-BEC CrossoverWhole structure

Application

After several calculation, we have self-consistent equation

|□| = λ

2

∫ d3k(2π)3

|□|√ξ2k + |□|2

which is called ‘gap equation’.Note that we have already explained why the attractive interaction in BCSHamiltonian applies only for those two electrons which are lying within anenergy sell of the thickness ℏωD from the Fermi surface.That means, the sum over only |ξk| ≤ ℏωD, and leads to

(uk, vk) = (1, 0) or (0, 1)

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 23 / 31

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BCS-BEC CrossoverWhole structure

Application

Illustration

ℏωD

ℏωD

Figure: Interaction within a shell, the solid line represents the Fermi Surface, andthe two dashed line represents the boundary of possible interaction-involvedregion.School of Physics, Peking University BCS-BEC Crossover April 3, 2015 24 / 31

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BCS-BEC CrossoverWhole structure

Application

Thus,

|□| = λ

2

∫|ξk|≤ℏωD

d3k(2π)3

|□|√ξ2k + |□|2

Several replacement makes

1 = λ

∫ ℏωD

−ℏωD

dωN(ω)1√

ω2 + |□|2

Occasionally, ωD is relatively small, and hence the fluctuation of N(ω) isnot rapid; a N(0) = mkF/2π2ℏ2 is enough here. So,

1 = gN(0)

∫ ℏωd

0dω 1√

ω2 + |□|2= gN(0) log

[ℏωD +

√ω2 + |□|2

|□|

]

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 25 / 31

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BCS-BEC CrossoverWhole structure

Application

Thus,

|□| = λ

2

∫|ξk|≤ℏωD

d3k(2π)3

|□|√ξ2k + |□|2

Several replacement makes

1 = λ

∫ ℏωD

−ℏωD

dωN(ω)1√

ω2 + |□|2

Occasionally, ωD is relatively small, and hence the fluctuation of N(ω) isnot rapid; a N(0) = mkF/2π2ℏ2 is enough here. So,

1 = gN(0)

∫ ℏωd

0dω 1√

ω2 + |□|2= gN(0) log

[ℏωD +

√ω2 + |□|2

|□|

]

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 25 / 31

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BCS-BEC CrossoverWhole structure

Application

Thus,

|□| = λ

2

∫|ξk|≤ℏωD

d3k(2π)3

|□|√ξ2k + |□|2

Several replacement makes

1 = λ

∫ ℏωD

−ℏωD

dωN(ω)1√

ω2 + |□|2

Occasionally, ωD is relatively small, and hence the fluctuation of N(ω) isnot rapid; a N(0) = mkF/2π2ℏ2 is enough here.

So,

1 = gN(0)

∫ ℏωd

0dω 1√

ω2 + |□|2= gN(0) log

[ℏωD +

√ω2 + |□|2

|□|

]

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 25 / 31

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BCS-BEC CrossoverWhole structure

Application

Thus,

|□| = λ

2

∫|ξk|≤ℏωD

d3k(2π)3

|□|√ξ2k + |□|2

Several replacement makes

1 = λ

∫ ℏωD

−ℏωD

dωN(ω)1√

ω2 + |□|2

Occasionally, ωD is relatively small, and hence the fluctuation of N(ω) isnot rapid; a N(0) = mkF/2π2ℏ2 is enough here. So,

1 = gN(0)

∫ ℏωd

0dω 1√

ω2 + |□|2= gN(0) log

[ℏωD +

√ω2 + |□|2

|□|

]School of Physics, Peking University BCS-BEC Crossover April 3, 2015 25 / 31

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BCS-BEC CrossoverWhole structure

Application

Approximation that □ ≪ ℏωD gives

|□| = 2ℏωDe−1/gN(0) ∼ 0.01ℏωD

The last estimation is based information about some typical metal.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 26 / 31

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BCS-BEC CrossoverWhole structure

Application

Approximation that □ ≪ ℏωD gives

|□| = 2ℏωDe−1/gN(0) ∼ 0.01ℏωD

The last estimation is based information about some typical metal.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 26 / 31

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BCS-BEC CrossoverWhole structure

Application

Generalization to finite temperature

As we already mentioned in the ‘Goals’, the estimation of Tc is based onthe finite temperature field theory. Fortunately, we don’t have to change alot, but the definition of ⟨A⟩ should be taken.

Definition (⟨A⟩ = Tr[e−βHeff A]

Tr[e−βHeff ])

An important application is

⟨ψ†↓(x)ψ

†↑(x)⟩ =

Tr[e−βHeffψ†↓(x)ψ

†↑(x)]

Tr[e−βHeff ]

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BCS-BEC CrossoverWhole structure

Application

With some detailed calculation6, we derived similar gap equation:

1 = λ

∫|ξk|≤ℏωD

d3k(2π)3

1

2Ektanh (βℏEk/2)

= λ

∫ ℏωD

−ℏωD

dωN(ω)1

2√ω2 + |□|2

tanh(βℏ√ω2 + |□|2/2

)It’s easy to see that |□| decreases when temperature increases. When|□| = 0, there comes the critical temperature. We then solve it.

6It’s too boring, not easy to understand for a neophyte, and may cost too long for apresentation; we simply gives the result here.

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BCS-BEC CrossoverWhole structure

Application

Critical Temperature

At Tc, naturally, we have □ = 0.

Based on this we have

1 = gN(0)

∫ ℏωD

0

dωω

tanh(ℏω/2kBTc)

= gN(0)

∫ ℏωD2kBTc

0

dxx tanh x

= gN(0)

(ln xc −

∫ xc

0ln x 1

cosh2 xdx)

xc→+∞= gN(0)

(ln xc + ln 4eγ

π+ f(xc)

)∼ gN(0) ln xc

where γ ≈ 0.5772 given by some NB math tool.

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BCS-BEC CrossoverWhole structure

Application

Critical Temperature

At Tc, naturally, we have □ = 0. Based on this we have

1 = gN(0)

∫ ℏωD

0

dωω

tanh(ℏω/2kBTc)

= gN(0)

∫ ℏωD2kBTc

0

dxx tanh x

= gN(0)

(ln xc −

∫ xc

0ln x 1

cosh2 xdx)

xc→+∞= gN(0)

(ln xc + ln 4eγ

π+ f(xc)

)∼ gN(0) ln xc

where γ ≈ 0.5772 given by some NB math tool.School of Physics, Peking University BCS-BEC Crossover April 3, 2015 29 / 31

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BCS-BEC CrossoverWhole structure

Application

Hence,

ln(

ℏωD2kBTc

× 4eγπ

)=

1

gN(0)

We eventually have

kBTc =2eγπ

ℏωDe−1/gN(0) ∼ 1.13ℏωDe−1/gN(0)

This derivation is confirmed by some simple metals, like Al.BCS theory can also explain critical property of the superconducting andsuperfluity; however, we don’t have enough time. So it’s better to stophere.

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BCS-BEC CrossoverWhole structure

Application

Hence,

ln(

ℏωD2kBTc

× 4eγπ

)=

1

gN(0)

We eventually have

kBTc =2eγπ

ℏωDe−1/gN(0) ∼ 1.13ℏωDe−1/gN(0)

This derivation is confirmed by some simple metals, like Al.

BCS theory can also explain critical property of the superconducting andsuperfluity; however, we don’t have enough time. So it’s better to stophere.

School of Physics, Peking University BCS-BEC Crossover April 3, 2015 30 / 31

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BCS-BEC CrossoverWhole structure

Application

Hence,

ln(

ℏωD2kBTc

× 4eγπ

)=

1

gN(0)

We eventually have

kBTc =2eγπ

ℏωDe−1/gN(0) ∼ 1.13ℏωDe−1/gN(0)

This derivation is confirmed by some simple metals, like Al.BCS theory can also explain critical property of the superconducting andsuperfluity; however, we don’t have enough time. So it’s better to stophere.

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BCS-BEC CrossoverReference

Ryuichi Shindou.Quantum Statistical Physics.PKU Press, v3 edition.

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