CalDateCoContractsCall (L1/S-1)Put (L1/S-1)Average PCon SizePremiumHandling FDepositWithdrawalAmount-14/3/12Chief3323 CNBM, APR 1150-20.10200040052400.00348.00-24/3/12I-AccessSHK102.50D2 102.5-11.001000100081,000.00-24/27/12I-AccessSHK102.50D2 102.5Closed-34/5/12I-AccessMHI21800D2 21800-137.00107.128,161.0034/27/12I-AccessMHI21800D2 21800AGO1370.0044/10/12I-AccessMHI19800P2 198001145.00107.122,052.801,450.00-44/17/12I-AccessMHI19800P2 19800-1660.001021.36660.00-54/13/12I-AccessMHI21800E2 21800-1115.00107.129,633.0054/23/12I-AccessMHI21800E2 21800199.00107.12160.00-64/18/12I-AccessHSI21800E2 21800-1123.005015.642,401.0064/23/12I-AccessHSI21800E2 218001104.005015.6950.00-74/25/12I-AccessHSI19000R2 19000-1240.005015.638,213.2074/26/12I-AccessHSI19000R2 190001215.005015.61,250.00-84/26/12I-AccessHSI19000R2 19000-1230.005015.684/26/12I-AccessHSI19000R2 190001214.005015.6800.004/11/12I-Access1,261.404/12/12I-Access1,743.204/16/12I-Access961.904/17/12I-Access219.904/23/12I-Access49,890.004/24/12I-Access257.50-94/26/12I-AccessHSI21800F2 21800-1161.005015.61,529.304/27/12I-Access11,750.004/30/12I-Access9,070.0071,106.10112,678.1041,572.00167.045,190.001,450.003740.003572.9665,916.10111,228.1045,312.0045,479.0445,312.0030 Apr Cash90,791.04

2012T DateS DatePrice (B)Price (S/M)QtyAmountHandling FeeDividendGross Profit/LossTotal Profit/LossAmount/stockGross AmountIncrease ratioTarget PriceTarget ratioHandling Fee00763 1/30/122/1/1221.81,00021,800.0031.2421,831.2421,831.24CM: 5.00 SD: 22.00 EF: 1.09 TL: 0.65 CF: 2.00 TT: 0.50up trend (attention)25181,00018,000.0031.2425,000.005(3,800.00)(3,831.24)(3,831.24)(3,831.24)(21,831.24)-17.43%3,168.7614.68%01313 2/28/123/1/126.664,00026,640.0036.63240.0026,676.6326,676.63CM: 5.00 SD: 27.00 EF: 1.33 TL: 0.80 CF: 2.00 TT: 0.50attention pls6.944,00016,000.0036.6327,600.00(10,640.00)(10,676.63)(10,436.63)(10,676.63)(26,676.63)-39.94%923.373.60%00916 3/8/123/12/127.17,00049,700.0063.9849,763.9849,763.98CM: 5.00 SD: 50.00 EF: 2.49 TL: 1.49 CF: 4.00 TT: 1.0058.16.397,00044,730.0063.9856,700.00(4,970.00)(5,033.98)(5,033.98)(5,033.98)(49,763.98)-10.00%6,936.0214.08%03323 2/28/123/1/1211.264,00045,040.0092.6045,132.6045,132.60long, ok, attention11.57.24,00028,800.0092.6046,000.00(16,240.00)(16,332.60)(16,332.60)(16,332.60)(45,132.60)-36.06%867.402.13%00016 3/30/124/3/1298.41,00098,400.00114.3798,514.3798,514.37CM: 5.00 SD: 99.00 EF: 4.92 TL: 2.95 CF: 2.00 TT: 0.50102.597.51,00097,500.00114.37102,500.00(900.00)(1,014.37)(1,014.37)(1,014.37)(98,514.37)-0.91%3,985.634.17%338.82240.00(36,888.82)(36,648.82)15,881.18ExclExcl-3323&16241,580.00196,540.0098,140.00158,274.0038,266.00205,030.00176,230.0078,730.0036,550.0020,310.0019,410.00-1040110.28000.26504000-240960.0011.500.1248010601,440.0000016 235095010004300

Sum 2012-7-12DateIn/OutCost2/19/12200,000.005/19/12400,000.007/5/12-150000250,000.007/9/1250000300,000.00I-AccessDateStockAC ActivitiesCash BalancePortfolioDerivativesTotal7/3/1263,656.80208,975.23160,940.004,790.00374,705.23(25,294.77)7/4/12(3,365.60)205,609.63162,800.006,800.00375,209.637/5/12(148,146.80)57,462.83164,390.003,800.00225,652.83(24,347.17)7/6/12(21,926.20)35,536.63165,130.0025,475.00226,141.63(23,858.37)7/9/1250,000.0085,536.63165,130.0025,475.00276,141.637/9/126,746.0092,282.63161,190.0021,709.00275,181.63(24,818.37)7/10/12(31,092.60)61,190.03158,990.0053,686.00273,866.037/11/12(752.22)60,437.81161,330.0052,811.10274,578.917/12/1210,205.8670,643.67161,050.0046,532.00278,225.67(21,774.33)7/13/1219,847.6890,491.35160,990.0025,874.00277,355.357/16/12250.0090,741.35157,170.0026,329.00274,240.357/17/12(6,649.00)84,092.35158,310.0031,201.00273,603.35(26,396.65)7/18/124,172.0088,264.35156,420.0027,781.00272,465.357/19/12(39,605.86)48,658.49157,190.0066,928.00272,776.497/20/12(486.00)48,172.49158,090.0065,722.00271,984.49273,603.35(26,396.65)`0.0DateCost65,000.00Chief SecuritiesDateStockAC ActivitiesCash BalancePortfolioDerivativesTotal6,298.713/14/1290322,632.1828,930.8936,160.0065,090.8990.893/30/12903-28,930.8939,160.0068,090.893,090.894/3/12(10,000.00)18,930.8941,920.0060,850.89(4,149.11)4/30/12interest0.0518,930.9441,920.0060,850.946/21/12938.8419,869.7835,880.0055,749.78(9,250.22)55,749.78(9,250.22)DateCost10,000.00Chief CommoditiesDateStockAC ActivitiesCash BalancePortfolioDerivativesTotal10,000.0010,000.000.04/3/123323 CNBM34810,348.0010,348.00348.0010,348.00348.00DateCost100,000.00Bright SmartDateStockAC ActivitiesCash BalancePortfolioDerivativesTotal100,000.00100,000.000.0100,000.00Cost475,000.00I-Access273,603.35(26,396.65)Chief (Stock)55,749.78(9,250.22)Chief (F&O)10,348.00348.00Bright Smart (F&O)100,000.00Total439,701.13(35,298.87)

Sum2012-1-6DateIn/OutCost2/19/12200,000.005/19/12400,000.007/5/12-150000250,000.007/9/1250000300,000.00I-AccessDateStockAC ActivitiesCash BalancePortfolioDerivativesTotal44,428.573/13/12105523,366.6367,795.203/14/12960(35,146.31)32,648.89230,570.00263,218.89(136,781.11)3/21/1296032,656.8865,305.773/21/1232290,091.78155,397.553/21/126808(21,151.19)134,246.36111,650.00245,896.363/22/12680821,006.32155,252.6890,000.00245,252.683/26/121898(17,706.91)137,545.77105,800.00243,345.773/30/1216(98,514.37)39,031.40203,210.00242,241.404/2/12189817,658.0956,689.49183,590.00240,279.494/3/12SHK102.50D2997.0057,686.49186,540.00(1,430.00)242,796.494/5/12MHI21800D2(8,168.12)49,518.37186,940.007,181.00243,639.374/10/12MHI19800P2595.6850,114.05184,580.007,218.20241,912.254/11/121,261.4051,375.45183,780.006,846.80242,002.254/12/12(1,743.20)49,632.25183,710.007,620.00240,962.254/13/12MHI21800E2(9,640.12)39,992.13184,340.0016,293.00240,625.134/16/12961.9040,954.03181,040.0016,141.10238,135.134/17/12418.7441,372.77179,360.0015,891.00236,623.774/18/1225,000.0066,372.774/18/12HSI21800E2(42,416.60)23,956.17180,440.0058,382.00262,778.17(137,221.83)4/23/1250,977.2874,933.45179,880.008,322.00263,135.454/24/12(257.50)74,675.95179,920.008,579.50263,175.454/25/12(38,228.80)36,447.15180,740.0047,112.70264,299.854/26/12458.3036,905.45181,350.0047,792.00266,047.454/27/1212,120.0049,025.45179,710.0037,192.00265,927.45(134,072.55)4/30/12(9,070.00)39,955.45179,970.0042,162.00262,087.45(137,912.55)5/2/12(5,669.60)34,285.85180,460.0045,121.00259,866.855/3/123,864.0038,149.85178,450.0043,239.00259,838.855/4/124,737.0042,886.85177,540.0041,532.00261,958.85(138,041.15)5/7/1250,000.0092,886.855/7/1211,892.08104,778.93172,870.0037,276.00314,924.935/8/121,912.88106,691.81171,470.0035,346.00313,507.815/9/12(3,242.48)103,449.33171,680.0037,020.00312,149.3387,850.675/10/12(3.00)103,446.33171,080.0035,810.00310,336.335/11/12(7,074.00)96,372.33168,730.0041,214.00306,316.335/15/12(52,767.64)43,604.69162,840.0087,672.00294,116.695/16/1225,000.0068,604.695/16/1225,000.0093,604.695/16/12(22,081.20)71,523.49159,790.0097,772.00329,085.495/18/1250,000.00121,523.495/18/1280,918.40202,441.89157,080.00520.00360,041.89(39,958.11)5/21/12(106,727.99)95,713.90157,440.00107,411.50360,565.405/22/1214,445.50110,159.40158,380.0096,836.00365,375.405/23/12(12,314.70)97,844.70155,830.00104,849.50358,524.205/24/1251,431.40149,276.10156,440.0056,102.00361,818.10(38,181.90)5/25/122,443.80151,719.90156,530.0054,827.00363,076.905/28/122,860.76154,580.66156,990.0053,452.00365,022.66(34,977.34)5/29/124,988.00159,568.66160,830.0048,714.00369,112.665/30/1248,674.00208,242.66159,280.0050.00367,572.66(32,427.34)5/30/12(7.50)208,235.16159,250.0050.00367,535.166/4/12(1,837.00)206,398.16154,310.001,863.00362,571.166/5/12666.00207,064.16154,090.001,602.00362,756.166/6/1226.00207,090.16157,040.001,915.00366,045.166/7/12115.00207,205.16158,580.002,061.00367,846.166/11/121,315.80208,520.96160,460.0050.00369,030.96(30,969.04)6/12/12(247.24)208,273.72161,080.0050.00369,403.726/13/12168.80208,442.52162,510.0050.00371,002.526/14/12(2,352.12)206,090.40161,080.002,090.00369,260.40(30,739.60)6/15/12(807.12)205,283.28163,190.005,510.00373,983.286/18/12(26,286.04)178,997.24163,100.0029,062.00371,159.246/19/12(50,637.34)128,359.90163,120.0080,872.00372,351.906/20/12(3,270.60)125,089.30163,550.0081,380.00370,019.30(29,980.70)6/21/125,573.90130,663.20161,640.0080,615.50372,918.70(27,081.30)6/22/1247,602.96178,266.16160,080.0034,463.00372,809.166/26/121,788.30180,054.46157,700.0035,011.50372,765.966/27/1210,355.30190,409.76158,490.0026,397.00375,296.766/28/12(704.20)189,705.56157,500.0029,833.00377,038.56(22,961.44)6/29/12(44,387.13)145,318.43159,360.0070,904.00375,582.43(24,417.57)226,141.63(23,858.37)`0.0DateCost65,000.00Chief SecuritiesDateStockAC ActivitiesCash BalancePortfolioDerivativesTotal6,298.713/14/1290322,632.1828,930.8936,160.0065,090.8990.893/30/12903-28,930.8939,160.0068,090.893,090.894/3/12(10,000.00)18,930.8941,920.0060,850.89(4,149.11)4/30/12interest0.0518,930.9441,920.0060,850.946/21/12938.8419,869.7835,880.0055,749.78(9,250.22)55,749.78(9,250.22)DateCost10,000.00Chief CommoditiesDateStockAC ActivitiesCash BalancePortfolioDerivativesTotal10,000.0010,000.000.04/3/123323 CNBM34810,348.0010,348.00348.0010,348.00348.00Cost325,000.00I-Access226,141.63(23,858.37)Chief55,749.78(9,250.22)Chief10,348.00348.00Total292,239.41(32,760.59)

Sum-SCompanyBuySellPrice (B)Price (S)QuantityAmountHandling FeeDividendGross Profit/transTotal Profit/LossTotal Profit/Loss/ month2011-DecI-Access00709 11/28/115.452,00010,900.0019.3811/30/115.662,00011,320.0020.41420.00380.21I-Access00857 12/19/118.954,00035,800.0046.3612/23/119.54,00038,000.0048.542,200.002,105.102,485.312012-JanI-Access02823 5012/5/113/1/2012510.00Exchange charge & charge5.62504.38I-Access00189 12/30/115.28,00041,600.0057.831/10/126.014,00024,040.0034.423,240.001/13/126.124,00024,480.0036.953,680.006,790.80I-Access01898 1/11/129.162,00018,320.0030.479.861,0009,860.0018.29700.009.851,0009,850.0018.29690.001,322.95I-AccessFree Commission1/31/125.008,623.132012-FebI-Access00916 2/6/125.98,00047,200.0064.282/13/126.258,00050,000.0061.502,800.002,674.22I-AccessFree Commission2/6/125.00I-AccessFree Commission2/16/125.00I-Access72812/1/124.694,00018,760.0028.002/17/124.454,00017,800.0026.92(960.00)(1,014.92)I-Access00914 1/12/1223.151,50034,725.0045.282/22/1228.11,50042,150.0053.877,425.007,325.858,995.152012-MarI-Access00916 2/16/126.49700045,430.0057.133/5/127.1700049,700.0061.484,270.004,151.39I-Access02823 12/5/1110.93,00032,700.0010.123/7/1211.43,00034,200.0010.421,500.001,479.46I-Access00151 2/15/127.017,00049,070.0061.423/7/128.117,00056,770.0069.047,700.007,569.54I-Access01055 2/20/124.066,00024,360.0034.453/13/123.96,00023,400.0033.37(960.00)(1,027.82)Chief00903 3/1/122.3510,00023,500.0068.893/14/122.2710,00022,700.0067.82(800.00)(936.71)I-Access00322 2/23/1222.7754,00091,100.00114.293/21/1222.554,00090,200.00108.22(900.00)(1,122.51)I-Access00960 3/14/1211.73,00035,100.0046.313/21/1210.93,00032,700.0043.12(2,400.00)(2,489.43)I-Access06808 3/21/1210.562,00021,120.0031.193/22/1210.522,00021,040.0033.68(80.00)(144.87)7,479.052012-AprI-Access01898 3/26/128.842,00017,680.0026.914/2/128.842,00017,680.0026.910.00(53.82)I-AccessFree Commission4/2/125.00I-AccessFree Commission4/3/125.00I-AccessOptions151.443,740.003,588.56ChiefOptions52.00400.00348.00ChiefInterest0.053,892.792012-MayI-AccessFree Commission5/2/125.00I-AccessFree Commission5/7/1210.00I-AccessScrip fee for #13135/10/128.00I-AccessExchange charge for C div#13135/21/120.29I-AccessCharge for C div#13135/21/125.00I-AccessC div#13135/21/12240.00226.71226.71I-AccessScrip fee for #9165/24/1210.50(10.50)I-AccessScrip fee for #7635/31/127.50(7.50)I-AccessOptions-May5/31/12441.00(25,270.00)(25,711.00)(25,487.29)2012-JunI-AccessFree Commission6/12/1210.00I-AccessFree Commission6/14/125.00Chiefdiv#33236/21/12951.84ChiefScrip fee for #33236/21/123.00ChiefCollection fee for #33236/21/1210.00938.84938.84I-AccessC div#916535.12I-AccessExchange charge for C div#9160.65I-AccessCharge for C div#9165.00529.47529.47I-AccessOptions-June487.805,355.004,867.206,350.51I-AccessFree Commission7/3/1220.00I-AccessC div#7637/19/12221.21I-AccessExchange charge for C div#7637/19/120.27I-AccessCharge for C div#7637/19/125.00215.94215.942,708.632,458.1712,750.0012,574.5912,338.65

Option2012-7Buy MonthNoDateContractsCall (L1/S-1)Put (L1/S-1)Average PCon SizeTotalHandling FParticularsDepositWithdrawalGross P/LNet P/LNoI-Access65,144.00b/f Jul1Jun146/22/12HSI17600S2 176001128.0050.006,400.0015.6Jul2Jun166/27/12HSI18000S2 180001-120.0050.00(6,000.00)15.6(A)Jul3Jun176/27/12HSI20600G2 20600152.0050.002,600.0015.6Jul4Jun186/27/12SHK97.50H2 97.5011.2501,000.001,250.008Jul5Jun206/29/12HSI20600G2 20600170.0050.003,500.0015.6Jul6Jun187/3/12SHK97.50H2 97.501-1.411,000.00(1,410.00)8940.00Jul7July17/3/12SHK97.50I2 97.5012.351,000.002,350.00865,144.00Jul8Jun17,207/3/12HSI20600G2 206002-85.0050(4,250.00)31.22,400.00Jul9July27/4/12HSI20800G2 208001-67.0050(3,350.00)15.63,350.00Jul10July37/5/12HSI20800G2 208001-52.0050(2,600.00)15.61,900.00JulJuly2,37/5/12HSI20800G2 20800245.00504,500.0031.2150,000.00JulJun147/6/12HSI17600S2 176001-12.0050(600.00)15.627,695.00JulJuly47/6/12HSI21600H2 21600160.00503,000.0015.65,800.00Jul7/9/126,746.00Jul7/9/1250,000.00JulJuly57/10/12HSI21000H2 21000170.00503,500.0015.631,077.00JulJuly67/11/12MHI19000S2 190001-165.0010(1,650.00)7.12904.90JulJuly77/12/12HEX102.50T2 102.534.001001,200.00241,650.00JulJuly87/12/12MHI19400G2 194001-159.0010(1,590.00)7.12360.00JulJuly67/12/12MHI19000S2 190001195.00101,950.007.1212,135.10Jul1,200.00Jul3,451.00JulJun167/13/12HSI18000S2 18000138.00501,900.0015.65,610.00JulJuly87/13/12MHI19400G2 194001156.00101,560.007.1214,276.00JulJuly47/13/12HSI21600H2 216001(17.00)50(850.00)15.67,400.00Jul7/16/12250.00Jul7/17/126,722.00Jul7/17/1273.007/18/124,565.007/18/12393.00July97/19/12HSI20000G2 200001-47.0050(2,350.00)15.641,463.00July97/19/12HSI20000G2 20000165.00503,250.0015.6788.00July107/19/12HSI20800H2 20800172.00503,600.0015.6900.007/20/12486.002,140.000.014,570.007,400.00P/LNet P/LTotal286.8816,710.007,400.009,310.009,023.12861.004,330.00104,021.00172,101.00Withdrawal68,080.00104,882.00176,431.0071,549.003,469.00ALAL71,549.00ExpensePrepaymentAccuralin arrearin advanceIncomeb/f Jul6,000.001,250.00c/f6,000.002,300.003,550.006,000.002,300.00b/f AugProfit/Loss723.12Buy MonthNoDateContractsCall (L1/S-1)Put (L1/S-1)Average PCon SizeTotalHandling FParticularsDepositWithdrawalGross P/LNet P/LJun146/22/12HSI17600S2 176001128.0050.006,400.0015.6Jun147/6/12HSI17600S2 176001-12.0050.00(600.00)15.65,800.00Jun166/27/12HSI18000S2 180001-120.0050.00(6,000.00)15.6Jun167/13/12HSI18000S2 18000138.0050.001,900.0015.6(4,100.00)Jun176/27/12HSI20600G2 20600152.0050.002,600.0015.6Jun206/29/12HSI20600G2 20600170.0050.003,500.0015.6Jun17,207/3/12HSI20600G2 206002-85.0050.00(8,500.00)31.2(2,400.00)Jun186/27/12SHK97.50H2 97.5011.2501,000.001,250.008Jun187/3/12SHK97.50H2 97.501-1.411,000.00(1,410.00)8(160.00)July17/3/12SHK97.50I2 97.5012.351,000.002,350.008July27/4/12HSI20800G2 208001-67.0050(3,350.00)15.6July37/5/12HSI20800G2 208001-52.0050(2,600.00)15.6July2,37/5/12HSI20800G2 20800245.00504,500.0031.2(1,450.00)July47/6/12HSI21600H2 21600160.00503,000.0015.6July47/13/12HSI21600H2 216001(17.00)50(850.00)15.62,150.00July57/10/12HSI21000H2 21000170.00503,500.0015.6-15.0050(750.00)2,750.00July67/11/12MHI19000S2 190001-165.0010(1,650.00)7.12July67/12/12MHI19000S2 190001195.00101,950.007.12300.00July77/12/12HEX102.50T2 102.534.001001,200.0024July87/12/12MHI19400G2 194001-159.0010(1,590.00)7.12July87/13/12MHI19400G2 194001156.00101,560.007.12(30.00)July97/19/12HSI20000G2 200001-47.0050(2,350.00)15.6July97/19/12HSI20000G2 20000165.00503,250.0015.6900.00July107/19/12HSI20800H2 20800172.00503,600.0015.6-25.0050(1,250.00)15.62,350.009,660.00372.882,610.00302.486,110.005,807.52* handling fee count in actual paid month,last month70.4Bright SmartJuly17/19/12HSI20000G2 20000160.00503,000.0030.6-2.0050(100.00)30.62,900.00

Option2012-6DateCoContractsCall (L1/S-1)Put (L1/S-1)Average PCon SizeTotalHandling FParticularsDepositWithdrawalGross P/LNet P/LMay95/15/12I-AccessHSI21600F2 216001-31.0050(1,550.00)15.6(A)0.0Jun-16/4/121-AccessHEX102.50R2 102.5-34.601001,380.0024Jun6/4/123,193.00Jun6/4/121,380.00Jun6/5/12666.00Jun6/6/1226.00Jun6/7/12115.00Jun16/11/12HEX102.50R2 102.53-1.05100(315.00)15.62,386.00Jun-26/11/12HSI19800F2 19800-172.00503,600.0024315.00Jun26/11/12HSI19800F2 198001-86.0050(4,300.00)15.6700.001,315.80Jun36/12/12MHIM2 1-18737.0010(187,370.00)8.62240.00Jun-36/12/12MHIM2 -118713.0010187,130.008.62Jun-46/13/12HSI19800F2 19800-162.00503,100.0015.6200.00Jun46/13/12HSI19800F2 198001-58.0050(2,900.00)15.6Jun56/14/12MHI19200F2 192001-235.0010(2,350.00)7.122,350.00Jun66/15/12MHI17800R2 178001-80.0010(800.00)7.12800.00Jun-76/18/12MHIM2 -119450.0010194,500.008.6224,352.00Jun76/18/12MHIM2 1-19442.0010(194,420.00)8.6280.00Jun86/18/12HSI20400F2 204001-72.0050(3,600.00)15.61,950.00Jun-86/18/12HSI20400F2 20400-133.00501,650.0015.6Jun96/18/12HSI20200F2 20200-156.00502,800.0015.6Jun-106/19/12MHIM2 -119,400.0010194,000.008.6248,633.00Jun-116/19/12HEX102.50R2 102.5-30.90100270.0024270.00Jun-126/19/12HSI20000F2 20000-160.00503,000.0015.62,379.00Jun-66/19/12MHI17800R2 17800-116.0010160.007.12160.00Jun-136/20/12HSI18800R2 18800-152.00502,600.0015.63,255.00(50,582.00)Jun136/21/12HSI18800R2 188001-69.0050(3,450.00)15.66,439.50Jun6/21/12850.005,573.90Jun106/22/12MHIM2 -19050.0010(190,500.00)8.626,220.006,220.00Jun-56/22/12MHI19200F2 19200-1112.00101,120.007.1237,945.50Jun-146/22/12HSI17600S2 17600-1128.00506,400.0015.63,500.00Jun96/22/12HSI20200F2 202001-5.0050(250.00)15.647,602.96Jun126/22/12HSI20000F2 200001-9.0050(450.00)15.647,665.50Jun-156/26/12HSI19200F2 19200-138.00501,900.0015.6800.0062.54Jun156/26/12HSI19200F2 192001-22.0050(1,100.00)15.61,019.501,788.30Jun166/27/12HSI18000S2 180001-120.0050(6,000.00)15.615,183.50Jun-176/27/12HSI20600G2 20600-152.00502,600.0015.61,250.00Jun-186/27/12SHK97.50H2 97.50-11.25010001,250.0086,000.00Jun6/27/1239.0010,355.30Jun196/28/12HSI19200R2 192001-6.0050(300.00)15.64,591.00Jun-196/28/12HSI19200R2 19200-136.00501,800.0015.62,418.00Jun6/28/121,500.00(704.20)Jun116/28/12HEX102.50R2 102.5EXP0.0May96/28/12HSI21600F2 21600EXP0.0Jun206/29/12HSI20600G2 20600170.00503,500.0015.644,901.00Jun2,790.00315.0012,570.0012,890.00P/LNet P/LTotal487.8015,360.0013,205.002,155.001,667.2070.405,611.005,611.0060,588.00125,732.00Withdrawal2024366,199.00131,343.0065,144.00ExpensePrepaymentAccuralin arrearin advanceIncome6,000.001,550.001,250.000.0c/f4,450.001,250.00Jun4,450.001,250.00b/f Jul6,000.001,250.00Profit/Loss4,867.20Q57+M66-P6620243Profit/LossMay95/15/12I-AccessHSI21600F2 216001-31.0050(1,550.00)15.6May6/28/12HSI21600F2 21600EXP0.0(1,550.00)Jun-16/4/121-AccessHEX102.50R2 102.5-34.601001,380.002416/11/12HEX102.50R2 102.53-1.05100(315.00)15.61,065.00-26/11/12HSI19800F2 19800-172.00503,600.002426/11/12HSI19800F2 198001-86.0050(4,300.00)15.6(700.00)36/12/12MHIM2 1-18737.0010(187,370.00)8.62-36/12/12MHIM2 -118713.0010187,130.008.62(240.00)Jun-46/13/12HSI19800F2 19800-162.00503,100.0015.6Jun46/13/12HSI19800F2 198001-58.0050(2,900.00)15.6200.0056/14/12MHI19200F2 192001-235.0010(2,350.00)7.12Jun-56/22/12MHI19200F2 19200-1112.00101,120.007.12(1,230.00)66/15/12MHI17800R2 178001-80.0010(800.00)7.12Jun-66/19/12MHI17800R2 17800-116.0010160.007.12(640.00)-76/18/12MHIM2 -119450.0010194,500.008.6276/18/12MHIM2 1-19442.0010(194,420.00)8.6280.0086/18/12HSI20400F2 204001-72.0050(3,600.00)15.6-86/18/12HSI20400F2 20400-133.00501,650.0015.6(1,950.00)96/18/12HSI20200F2 20200-156.00502,800.0015.6Jun96/22/12HSI20200F2 202001-5.0050(250.00)15.62,550.00Jun-106/19/12MHIM2 -119,400.0010194,000.008.62Jun106/22/12MHIM2 1(19,050.00)10(190,500.00)8.623,500.00Jun-116/19/12HEX102.50R2 102.5-30.90100270.0024116/28/12HEX102.50R2 102.5EXP0.0270.00Jun-126/19/12HSI20000F2 20000-160.00503,000.0015.6Jun126/22/12HSI20000F2 200001-9.0050(450.00)15.62,550.00Jun-136/20/12HSI18800R2 18800-152.00502,600.0015.6Jun136/21/12HSI18800R2 188001-69.0050(3,450.00)15.6(850.00)Jun-146/22/12HSI17600S2 17600-1128.00506,400.0015.6Jun-156/26/12HSI19200F2 19200138.00501,900.0015.6Jun156/26/12HSI19200F2 19200-1-22.0050(1,100.00)15.6800.00Jun166/27/12HSI18000S2 180001-120.0050(6,000.00)15.6Jun-176/27/12HSI20600G2 20600-152.00502,600.0015.6Jun-186/27/12SHK97.50H2 97.50-11.25010001,250.008Jun196/28/12HSI19200R2 192001-6.0050(300.00)15.6Jun-196/28/12HSI19200R2 19200-136.00501,800.0015.61,500.00Jun206/29/12HSI20600G2 20600-170.00503,500.0015.6workings13,105.00487.805,355.004,867.200.0*Start from this month, handling fee count in actual paid month

Option2012-5DateCoContractsCall (L1/S-1)Put (L1/S-1)Average PCon SizeTotalHandling FParticularsDepositWithdrawalGross P/LNet P/L4/3/12ChiefApr-94/26/12I-AccessHSI21800F2 21800-1161.00508,050.0015.6b/f 0.045,312.000.0May15/2/12I-AccessHSI19200Q2 192001-33.0050(1,650.00)15.60.01,650.005/2/12I-Access4,009.0049,321.00-25/3/12I-AccessSHK97.50E2 97.50-10.951000950.008950.000.05/3/12I-Access2,922.000.046,399.005/4/12I-Access4,737.0041,662.00Apr95/7/12I-AccessHSI21800F2 218001-101.0050(5,050.00)15.6-35/7/12I-AccessHSI19400Q2 19400-1124.00506,200.0015.6-45/7/12I-AccessHSI17800R2 17800-1111.00505,550.0015.655/7/12I-AccessMHI20800E2 208001-205.0010(2,050.00)7.125/7/12I-Access950.00950.005/7/12I-Access10,986.0030,676.00-55/8/12I-AccessMHI20800E2 20800-1165.00101,650.007.121,650.005/8/12I-Access270.0030,406.00-65/9/12I-AccessMHI20800E2 20800-2132.00102,640.0014.2465/9/12I-AccessMHI20800E2 208002-128.0010(2,560.00)14.2480.003,294.005/11/12I-Access7,074.005/15/12I-Access39,838.00-75/15/12I-AccessMHIK2 -119490.0010194,900.008.6275/15/12I-AccessMHIK2 1-19690.0010(196,900.00)8.622,000.0035/15/12I-AccessHSI19400Q2 194001-310.0050(15,500.00)15.6-85/15/12I-AccessHSI18800Q2 18800-1100.00505,000.0015.695/15/12I-AccessHSI21600F2 216001-31.0050(1,550.00)15.6-105/15/12I-AccessHSI19000Q2 19000-1135.00506,750.0015.610,850.00(10,850.00)-115/16/12I-AccessHSI18400Q2 18400-1195.00509,750.0015.612,550.0085/16/12I-AccessHSI18800Q2 188001-290.0050(14,500.00)15.69,500.00(9,500.00)125/18/12I-AccessHSI19800E2 198001-35.0050(1,750.00)15.6-125/18/12I-AccessHSI19800E2 19800-136.00501,800.0015.645/18/12I-AccessHSI17800R2 178001-475.0050(23,750.00)15.6-15/18/12I-AccessHSI19200Q2 19200-1850.005042,500.0015.6105/18/12I-AccessHSI19000Q2 190001-695.0050(34,750.00)15.6115/18/12I-AccessHSI18400Q2 184001-365.0050(18,250.00)15.693.605/18/12I-Access93,162.005/18/12I-Access12,150.00-1341050I-AccessHSI17800Q2 17800-17550375015.6-1441050I-AccessHSI18000Q2 18000-110250510015.65/21/12I-Access106,931.50106,931.505/22/12I-Access14,445.5014445.5-155/23/12I-AccessHSI18200Q2 18200-1120.00506,000.0015.6155/23/12I-AccessHSI18200Q2 182001-135.0050(6,750.00)15.65/23/12I-Access11533.55/23/12I-Access750.00145/24/12I-AccessHSI18000Q2 180001-54.0050(2,700.00)15.65/24/12I-Access49,057.505/24/12I-Access2,400.00165/25/12I-AccessHSI18000Q2 180001-42.0050(2,100.00)15.6-165/25/12I-AccessHSI18000Q2 18000-140.00502,000.0015.65/25/12I-Access2,575.005/25/12I-Access100.00-175/28/12I-AccessMHI18800E2 188001-70.0010(700.00)7.12175/28/12I-AccessMHI18800E2 18800-1110.00101,100.007.125/28/122,475.005/28/12400.005/29/124,988.005/30/1244,924.00135/30/12HSI17800Q2 17800AGO0.03,750.0025/30/12SHK97.50E2 97.50OPO80,918.40N70-O70-K30P70-L70+L30Total456.6010,180.0037,000.00(25,270.00)(25,711.00)441.00230,542.00230,542.000.0Profit/LossApr-94/26/12I-AccessHSI21800F2 21800-1161.00508,050.0015.6Apr95/7/12I-AccessHSI21800F2 218001-101.0050(5,050.00)15.63,000.00May15/2/12I-AccessHSI19200Q2 192001-33.0050(1,650.00)15.6May-15/18/12I-AccessHSI19200Q2 19200-1850.005042,500.0015.640,850.00May-25/3/12I-AccessSHK97.50E2 97.50-10.951000950.008May25/30/12SHK97.50E2 97.50OPO950.00May-35/7/12I-AccessHSI19400Q2 19400-1124.00506,200.0015.6May35/15/12I-AccessHSI19400Q2 194001-310.0050(15,500.00)15.6(9,300.00)May-45/7/12I-AccessHSI17800R2 17800-1111.00505,550.0015.6May45/18/12I-AccessHSI17800R2 178001-475.0050(23,750.00)15.6(18,200.00)May55/7/12I-AccessMHI20800E2 208001-205.0010(2,050.00)7.12May-55/8/12I-AccessMHI20800E2 20800-1165.00101,650.007.12(400.00)May-65/9/12I-AccessMHI20800E2 20800-2132.00102,640.0014.24May65/9/12I-AccessMHI20800E2 208002-128.0010(2,560.00)14.2480.00MayMay-75/15/12I-AccessMHIK2 -119490.0010194,900.008.62May75/15/12I-AccessMHIK2 1-19690.0010(196,900.00)8.62(2,000.00)May-85/15/12I-AccessHSI18800Q2 18800-1100.00505,000.0015.6May85/16/12I-AccessHSI18800Q2 188001-290.0050(14,500.00)15.6(9,500.00)May-105/15/12I-AccessHSI19000Q2 19000-1135.00506,750.0015.6May105/18/12I-AccessHSI19000Q2 190001-695.0050(34,750.00)15.6(28,000.00)May-115/16/12I-AccessHSI18400Q2 18400-1195.00509,750.0015.6May115/18/12I-AccessHSI18400Q2 184001-365.0050(18,250.00)15.6(8,500.00)May125/18/12I-AccessHSI19800E2 198001-35.0050(1,750.00)15.6May-125/18/12I-AccessHSI19800E2 19800-136.00501,800.0015.650.00May-135/21/12I-AccessHSI17800Q2 17800-175.00503,750.0015.6May135/30/12HSI17800Q2 17800AGO0.03,750.00May-145/21/12I-AccessHSI18000Q2 18000-1102.00505,100.0015.6May145/24/12I-AccessHSI18000Q2 180001-54.0050(2,700.00)15.62,400.00May-155/23/12I-AccessHSI18200Q2 18200-1120.00506,000.0015.6May155/23/12I-AccessHSI18200Q2 182001-135.0050(6,750.00)15.6(750.00)May165/25/12I-AccessHSI18000Q2 180001-42.0050(2,100.00)15.6May-165/25/12I-AccessHSI18000Q2 18000-140.00502,000.0015.6(100.00)May-175/28/12I-AccessMHI18800E2 188001-70.0010(700.00)7.12May175/28/12I-AccessMHI18800E2 18800-1110.00101,100.007.12400.00Profit/Loss(25,270.00)441(25,270.00)(25,711.00)May95/15/12I-AccessHSI21600F2 216001-31.0050(1,550.00)15.6(26,820.00)

Option2012-5-tempDateCoContractsCall (L1/S-1)Put (L1/S-1)Average PCon SizeTotalHandling FParticularsDepositWithdrawalGross P/LNet P/L4/3/12ChiefApr-94/26/12I-AccessHSI21800F2 21800-1161.00508,050.0015.6(A)1,529.30b/f 0.045,312.000.0May15/2/12I-AccessHSI19200Q2 19200133.0050(1,650.00)15.60.01,650.00May5/2/12I-Access4,009.0049,321.00May-25/3/12I-AccessSHK97.50E2 97.50-10.951000950.008950.000.0May5/3/12I-Access2,922.000.046,399.00May5/4/12I-Access4,737.0041,662.00Apr95/7/12I-AccessHSI21800F2 218001101.0050(5,050.00)15.6May-35/7/12I-AccessHSI19400Q2 19400-1124.00506,200.0015.6May-45/7/12I-AccessHSI17800R2 17800-1111.00505,550.0015.6May55/7/12I-AccessMHI20800E2 208001205.0010(2,050.00)7.12May5/7/12I-Access950.00950.00May5/7/12I-Access10,986.0030,676.00May-55/8/12I-AccessMHI20800E2 20800-1165.00101,650.007.121,650.00May5/8/12I-Access270.0030,406.00May-65/9/12I-AccessMHI20800E2 20800-2132.00101,320.0014.24May65/9/12I-AccessMHI20800E2 208002128.0010(1,280.00)14.2480.00May3,294.00May5/11/12I-Access7,074.00May5/15/1239,838.00May-75/15/12MHIK2 -119490.0010194,900.008.62May75/15/12MHIK2 119690.0010(196,900.00)8.622,000.00May35/15/12HSI19400Q2 194001310.0050(15,500.00)15.6May-85/15/12HSI18800Q2 18800-1100.00505,000.0015.6May95/15/12HSI21600F2 21600131.0050(1,550.00)15.6May-105/15/12HSI19000Q2 19000-1135.00506,750.0015.610,850.00(10,850.00)May-115/16/12HSI18400Q2 18400-1195.00509,750.0015.612,550.00May85/16/12HSI18800Q2 188001290.0050(14,500.00)15.69,500.00(9,500.00)May125/18/12HSI19800E2 19800135.0050(1,750.00)15.6-125/18/12HSI19800E2 19800-136.00501,800.0015.645/18/12HSI17800R2 178001475.0050(23,750.00)15.6-15/18/12HSI19200Q2 19200-1850.005042,500.0015.6105/18/12HSI19000Q2 190001695.0050(34,750.00)15.6115/18/12HSI18400Q2 184001365.0050(18,250.00)15.693.60-12HSI17800Q2 17800-175.00-13HSI18000Q2 18000-193,162.0080,918.4012,150.001,640.00239.56Total557.123,630.0022,000.00(18,370.00)-18927.12112,077.00112,077.000.0Apr-94/26/12I-AccessHSI21800F2 21800-1161.00508,050.0015.6Apr95/7/12I-AccessHSI21800F2 218001101.0050(5,050.00)3,000.003,000.00May55/7/12I-AccessMHI20800E2 208001205.0010(2,050.00)7.12May-55/8/12I-AccessMHI20800E2 20800-1165.00101,650.007.12400.00(400.00)May-65/9/12I-AccessMHI20800E2 20800-2132.00101,320.0014.24May65/9/12I-AccessMHI20800E2 208002128.0010(1,280.00)14.2480.0080May-75/15/12MHIK2 -119490.0010194,900.0010.62May75/15/12MHIK2 119690.0010(196,900.00)10.622,000.00May-35/7/12I-AccessHSI19400Q2 19400-1124.00506,200.0015.635/15/12HSI19400Q2 194001310.0050(15,500.00)15.69,300.00May-85/15/12HSI18800Q2 18800-1100.00505,000.0015.6May85/16/12HSI18800Q2 188001290.0050(14,500.00)15.69,500.009531.2125/18/12HSI19800E2 19800135.0050(1,750.00)15.6-125/18/12HSI19800E2 19800-136.00501,800.0015.650.00May-45/7/12I-AccessHSI17800R2 17800-1111.00505,550.0015.6(18,200.00)45/18/12HSI17800R2 178001475.0050(23,750.00)15.6May15/2/12I-AccessHSI19200Q2 19200133.0050(1,650.00)15.60.01,650.00-15/18/12HSI19200Q2 19200-1850.005042,500.0015.640,850.00May-105/15/12HSI19000Q2 19000-1135.00506,750.0015.610,850.0013,700.00105/18/12HSI19000Q2 190001695.0050(34,750.00)15.6(28,000.00)May-115/16/12HSI18400Q2 18400-1195.00509,750.0015.6115/18/12HSI18400Q2 184001365.0050(18,250.00)15.6(8,500.00)40,850.0054,900.00(18,160.00)Total1299.0884,830.0033,900.0050,930.006,200.00(9,300.00)(2,000.00)(2,000.00)(4,750.00)(9,500.00)(20,800.00)35,241.20

Option-2012-4DateCoContractsCall (L1/S-1)Put (L1/S-1)Average PCon SizeTotalHandling FDepositWithdrawalAmount-14/3/12Chief3323 CNBM, APR 1150-20.102000400.0052400.0052348.00-14/3/12I-AccessSHK102.50D2 102.5-11.0010001,000.0081,000.00-34/5/12I-AccessMHI21800D2 21800-137.0010370.007.128,161.0044/10/12I-AccessMHI19800P2 198001145.00101,450.007.122,052.801,450.004/11/12I-Access1,261.404/12/12I-Access1,743.20-54/13/12I-AccessMHI21800E2 21800-1115.00101,150.007.129,633.004/16/12I-Access961.904/17/12I-Access219.90-44/17/12I-AccessMHI19800P2 198001, -266.0010660.0021.36660.00-64/18/12I-AccessHSI21800E2 21800-1123.00506,150.0015.642,401.0054/23/12I-AccessMHI21800E2 21800199.0010990.007.12160.0064/23/12I-AccessHSI21800E2 218001104.00505,200.0015.6950.004/23/12I-Access49,890.004/24/12I-Access257.50-74/25/12I-AccessHSI19000R2 19000-1240.005012,000.0015.638,213.2074/26/12I-AccessHSI19000R2 190001215.005010,750.0015.61,250.00-84/26/12I-AccessHSI19000R2 19000-1230.005011,500.0015.684/26/12I-AccessHSI19000R2 190001214.005010,700.0015.6800.00-94/26/12I-AccessHSI21800F2 21800-1161.00508,050.0015.61,529.304/27/12I-Access11,750.0034/27/12I-AccessMHI21800D2 21800AGO1370.00-24/27/12I-AccessSHK102.50D2 102.5Closed4/30/12I-Access9,070.0071,106.10112,678.10167.045,190.001,450.003740.003572.9665,916.10111,228.1045,312.00Calculation-14/3/12Chief3323 CNBM, APR 1150-20.102000400.0052400.00348-14/3/12I-AccessSHK102.50D2 102.5-11.0010001,000.0081,000.00C4/27/12I-AccessSHK102.50D2 102.5Closed-34/5/12I-AccessMHI21800D2 21800-137.0010370.007.128,161.0034/27/12I-AccessMHI21800D2 21800AGO1370.0044/10/12I-AccessMHI19800P2 198001145.00101,450.007.122,052.801,450.00-44/17/12I-AccessMHI19800P2 19800-166.0010660.0021.36660.00-54/13/12I-AccessMHI21800E2 21800-1115.00101,150.007.129,633.0054/23/12I-AccessMHI21800E2 21800199.0010990.007.12160.00-64/18/12I-AccessHSI21800E2 21800-1123.00506,150.0015.642,401.0064/23/12I-AccessHSI21800E2 218001104.00505,200.0015.6950.00-74/25/12I-AccessHSI19000R2 19000-1240.005012,000.0015.638,213.2074/26/12I-AccessHSI19000R2 190001215.005010,750.0015.61,250.00-84/26/12I-AccessHSI19000R2 19000-1230.005011,500.0015.684/26/12I-AccessHSI19000R2 190001214.005010,700.0015.6800.004/11/12I-Access1,261.404/12/12I-Access1,743.204/16/12I-Access961.904/17/12I-Access219.904/23/12I-Access49,890.004/24/12I-Access257.50Apr, -94/26/12I-AccessHSI21800F2 21800-1161.00508,050.0015.61,529.304/27/12I-Access11,750.004/30/12I-Access9,070.0071,106.10112,678.1041572151.44167.045,190.001,450.0037403572.9665,916.10111,228.104531245479.04

2012-4T DateS DatePrice (B)Price (S/M)QtyAmountHandling FeeDividendGross Profit/LossTotal Profit/LossGross AmountIncrease ratioTarget PriceTarget ratio01898 3/26/123/28/128.84200017,680.0026.9117,706.914/2/124/5/128.84200017,680.0026.9117,653.090.00(53.82)53.820.00.00.00.0

2012-3T DateS DatePrice (B)Price (S/M)QtyAmountHandling FeeDividendGross Profit/LossTotal Profit/LossAmount/stockGross AmountIncrease ratioTarget PriceTarget ratioHandling Fee00916 2/16/122/20/126.497,00045,430.0057.1345,487.1345,487.13CM: 5.00 SD: 46.00 EF: 2.27 TL: 1.36 CF: 2.00 TT: 0.503/5/123/7/127.47.17,00049,700.0061.48118.6149,638.5251,800.00CM: 5.00 SD: 50.00 EF: 2.49 TL: 1.49 CF: 2.00 TT: 0.504,270.004,151.394,151.394,151.394,151.399.40%6,312.8714.02%02823 12/5/1112/7/1110.93,00032,700.0010.1232,710.1232,710.12CM: 5.00 EF: 1.64 TL: 0.98 CF: 2.00 TT: 0.503/7/123/9/1212.511.43,00034,200.0010.4220.5434,189.7637,500.00CM: 5.00 EF: 1.71 TL: 1.03 CF: 2.00 TT: 0.501,500.001,479.461,479.461,479.461,479.644.59%4,789.8814.68%00151 2/15/122/17/127.017,00049,070.0061.4249,131.4249,131.42CM: 5.00 SD: 50.00 EF: 2.45 TL: 1.47 CF: 2.00 TT: 0.503/7/123/9/128.18.117,00056,770.0069.04130.4656,700.9656,700.00CM: 5.00 SD: 57.00 EF: 2.84 TL: 1.70 CF: 2.00 TT: 0.507,700.007,569.547,569.547,569.547,569.5415.69%7,568.5815.55%01055 2/20/122/22/124.066,00024,360.0034.4524,394.4524,394.45CM: 5.00 SD: 25.00 EF: 1.22 TL: 0.73 CF: 2.00 TT: 0.503/13/123/15/123.96,00023,400.0033.3767.8223,366.630.00CM: 5.00 SD: 24.00 EF: 1.17 TL: 0.70 CF: 2.00 TT: 0.50(960.00)(1,027.82)(1,027.82)(1,027.82)(1,027.82)-3.94%(24,394.45)-100.00%00903 3/1/123/5/122.3510,00023,500.0068.8923,568.8923,568.89long, ok, attention, 16 sell3/14/123/16/122.42.2710,00022,700.0067.82136.7122,632.1824,000.002.115(800.00)(936.71)(936.71)(936.71)(936.71)-3.40%431.112.13%00322 2/23/122/27/1222.84,00091,100.00114.2991,214.2991,214.29CM: 5.00 SD: 45.00 EF: 2.22 TL: 1.33 CF: 2.00 TT: 0.503/21/123/23/1224.522.554,00090,200.00108.22222.5190,091.7898,000.00CM: 5.00 SD: 91.00 EF: 4.51 TL: 2.71 CF: 4.00 TT: 1.00(900.00)(1,122.51)(1,122.51)(1,122.51)(1,122.51)-0.99%6,785.717.57%00960 3/14/123/16/1211.73,00035,100.0046.3135,146.31CM: 5.00 SD: 36.00 EF: 1.76 TL: 1.05 CF: 2.00 TT: 0.53/21/123/23/1210.93,00032,700.0043.1289.4332,656.880.00CM: 5.00 SD: 33.00 EF: 1.64 TL: 0.98 CF: 2.00 TT: 0.50(2,400.00)(2,489.43)(2,489.43)(2,489.43)(2,489.43)-6.84%0.00-100.00%06808 3/21/123/23/1210.562,00021,120.0031.1921,151.19CM: 5.00 SD: 22.00 EF: 1.06 TL: 0.63 CF: 2.00 TT: 0.503/22/123/26/1210.522,00021,040.0033.6864.8721,006.320.00CM: 5.00 SD: 22.00 EF: 1.05 TL: 0.63 CF: 4.00 TT: 1.00(80.00)(144.87)(144.87)(144.87)(144.87)-0.38%0.00-100.00%850.950.07,479.057,479.05

2012-2T DateS DatePrice (B)Price (S)QtyAmountHandling FeeDividendGross Profit/LossNet Profit/LossAmount/stockGross AmountHandling Fee00916 2/6/122/8/125.98,00047,200.0064.2847,264.28CM: 5.00 SD: 48.00 EF: 2.36 TL: 1.42 CF: 6.00 TT: 1.502/13/122/15/126.258,00050,000.0061.50125.7849,938.50CM: 5.00 SD: 50.00 EF: 2.50 TL: 1.50 CF: 2.00 TT: 0.502,800.002,674.222,674.222,674.222,674.2272812/1/1112/5/114.694,00018,760.0028.0018,788.00CM: 5.00 SD: 19.00 EF: 0.94 TL: 0.56 CF: 2.00 TT: 0.502/17/122/21/124.454,00017,800.0026.9254.9217,773.08CM: 5.00 SD: 18.00 EF: 0.89 TL: 0.53 CF: 2.00 TT: 0.50(960.00)(1,014.92)(1,014.92)(1,014.92)(1,014.92)00914 1/12/121/16/1223.151,50034,725.0045.2834,770.28CM: 5.00 SD: 35.00 EF: 1.74 TL: 1.04 CF: 2.00 TT: 0.502/22/122/24/1228.11,50042,150.0053.8799.1542,096.13CM: 5.00 SD: 43.00 EF: 2.11 TL: 1.26 CF: 2.00 TT: 0.507,425.007,325.857,325.857,325.857,325.85279.858,985.158,985.15

2012-1T DateS DateB/SPriceQtyDividendGross AmtNet AmtMis FeeHandling FeeGross Profit/LossAmount/stockNet Profit/Loss00189 12/30/111/4/125.28,00041,600.0041,657.83CM: 5.00 SD: 42.00 EF: 2.08 TL: 1.25 CF: 6.00 TT: 1.5057.831/10/121/12/126.014,00024,040.0024,005.58CM: 5.00 SD: 25.00 EF: 1.20 TL: 0.72 CF: 2.00 TT: 0.5034.423,176.671/13/121/17/126.124,00024,480.0024,443.05CM: 5.00 SD: 25.00 EF: 1.22 TL: 0.73 CF: 4.00 TT: 1.0036.953,614.14129.206,920.006,790.806,790.806,790.8001898 1/11/121/13/129.162,00018,320.0018,350.47CM: 5.00 SD: 19.00 EF: 0.92 TL: 0.55 CF: 4.00 TT: 1.0030.479.861,0009,860.009,841.71CM: 5.00 SD: 10.00 EF: 0.49 TL: 0.30 CF: 2.00 TT: 0.5018.29666.479.851,0009,850.009,831.71CM: 5.00 SD: 10.00 EF: 0.49 TL: 0.30 CF: 2.00 TT: 0.5018.29656.4767.051,390.001,322.951,322.951,322.95196.258,113.758,113.758113.75

2011-12T DateS DateB/SPriceQtyDividendGross AmtNet AmtMis FeeHandling FeeAmount00709 11/28/1111/30/115.452,00010,900.0010,919.38CM: 5.00 SD: 11.00 EF: 0.55 TL: 0.33 CF: 2.00 TT: 0.5019.3811/30/1112/2/115.662,00011,320.0011,299.59CM: 5.00 SD: 12.00 EF: 0.57 TL: 0.34 CF: 2.00 TT: 0.5020.4139.79420.00380.21380.21380.21380.2100857 12/19/1112/21/118.954,00035,800.0035,846.36CM: 5.00 SD: 36.00 EF: 1.79 TL: 1.07 CF: 2.00 TT: 0.5046.3612/23/1112/29/119.54,00038,000.0037,951.46CM: 5.00 SD: 38.00 EF: 1.90 TL: 1.14 CF: 2.00 TT: 0.5048.5494.902,200.002,105.102,105.102,105.102,105.10134.692,485.312,485.31

Sum-SO

pastT DateS DateB/SPriceQtyGross AmtNet AmtMis FeeHandling FeeAmount00189 10/21/1110/25/114.5310,00045,300.0045,362.13CM: 5.00 SD: 46.00 EF: 2.27 TL: 1.36 CF: 6.00 TT: 1.5062.1310/21/1110/25/114.8310,00048,300.0048,239.63CM: 5.00 SD: 49.00 EF: 2.42 TL: 1.45 CF: 2.00 TT: 0.5060.37122.503,000.002,877.502,877.502877.5003988 10/26/1110/28/112.8615,00042,900.0042,958.94CM: 5.00 SD: 43.00 EF: 2.15 TL: 1.29 CF: 6.00 TT: 1.5058.9410/27/1110/31/112.7715,00041,550.0041,497.17CM: 5.00 SD: 42.00 EF: 2.08 TL: 1.25 CF: 2.00 TT: 0.5052.83111.77-1,350.00-1,461.77-1,461.77(1461.77)00880 10/27/1110/31/1114.161,00014,160.0014,183.63CM: 5.00 SD: 15.00 EF: 0.71 TL: 0.42 CF: 2.00 TT: 0.5023.6310/28/1111/1/1114.481,00014,480.0014,456.35CM: 5.00 SD: 15.00 EF: 0.72 TL: 0.43 CF: 2.00 TT: 0.5023.6547.28320.00272.72272.72272.7200548 10/31/1111/2/113.268,00026,080.0026,116.58CM: 5.00 SD: 27.00 EF: 1.30 TL: 0.78 CF: 2.00 TT: 0.5036.5811/2/113.144,00012,560.0012,584.01CM: 5.00 SD: 13.00 EF: 0.63 TL: 0.38 CF: 4.00 TT: 1.0024.0111/4/113.112,00037,200.0037,146.52CM: 5.00 SD: 38.00 EF: 1.86 TL: 1.12 CF: 6.00 TT: 1.5053.48114.07-1,440.00-1,554.07(1554.07)00041 11/7/1111/9/1117.142,00034,280.0034,327.74CM: 5.00 SD: 35.00 EF: 1.71 TL: 1.03 CF: 4.00 TT: 1.0047.7411/14/1111/28/1115.062,00030,120.0030,076.59CM: 5.00 SD: 31.00 EF: 1.51 TL: 0.90 CF: 4.00 TT: 1.0043.4191.15-4,160.00-4,251.15-4,251.15(4251.15)00694 11/16/1111/18/113.554,00014,200.0014,223.64CM: 5.00 SD: 15.00 EF: 0.71 TL: 0.43 CF: 2.00 TT: 0.5023.6411/14/1111/28/113.544,00014,160.0014,133.87CM: 5.00 SD: 15.00 EF: 0.71 TL: 0.42 CF: 4.00 TT: 1.0026.1349.77-40.00-89.77-89.77(89.77)536.54(4206.54)30,076.59