C O N G T Y C P D A U TU^ C O N G H O A X A H Q I C H U N G H I A V I E T N A M T H l T O N G M A I S M C Doc lap - T u do - Hanh phuc

So: 1 4 8 /2015/SMC T P H C M , ngay 20 thang 07 nam 2015

B A O C A O T I N H H I N H Q U A N T R I C O N G T Y 06 T H A N G D A U N A M 2015

Kinh gii-i: - Uy ban Chung khoan Nha nuffc / - Set Giao dich Chung khoan

- Ten cong ty dai chung: C o n g ty C P D a u tu T h u o n g mai S M C

- D i a chi tru so chinh: 396 U n g V a n K h i e m , Phuong 25, Quan B i n h Thanh, T P H C M

- Dien thoai: (84-8) 3899 2299 Fax: (84-8) 3898 0909 E m a i l : stock@smc.vn

- V S n d i e u l e : 295.183.610.000 V N D

- M a chung khoan: S M C -

1. Hoat dong ciia Hoi dong quan tri 06 thang dau nam 2015:

1. Cac cuoc hop ciia Hoi dong quan tri:

stt Thanh vien H D Q T Chuc vu So buoi hop

tham dy

T y l e L y do khong

tham du •

1 6ng N g u y e n N g o c A n h C h u tich 5/5 100%

2 B a Nguyen T h i N g o c L o a n P. C h u tich 5/5 100%

3 6ng V 6 H o a n g V u Thanh vien 5/5 100%

4 B a Via T h i Thanh H o n g Thanh vien 5/5 100%

5 6ng M a D u e T u Thanh vien 4/5 100% D i cong tac

6 6ng Taira Y o s h i y u k i Thanh vien 4/5 100% D i cong tac

a. Phien hop Hoi dong quan tri ngay 15.1.20145

N o i dung: H o i dong quan tri C o n g ty C P D a u t u T h u o n g mai S M C da hop, thao luan,

ban bac va di den thong nhat cac noi dung nhu sau:

- Danh gia hoat dong san xuat k inh doanh nam 2014

- Phuong huong hoat dong san xuat k inh doanh nam 2015

- Thao luan va thong qua cac d u an dau tu nam 2015

- K g hoach to chuc D a i hoi c6 dong thuong nien 2015

b. Phien h9p Hoi dong quan tri ngay 03.03.2015

N o i dung:

- Danh gia hoat dong san xuat k inh doanh 02 thang dau nam 2015 va Phuong

huong hoat dong thai gian toi .

- T i n h hinh thuc hien cac hoat dong dau tu , l ien doanh lien ket: C o n g ty T N H H

S M C Toami , C o n g ty T N H H L i e n doanh 6ng thep S E N D O , D u an mo rong

C o n g ty T N H H Thep S M C .

- Thong qua cac noi dung, thoi gian va dia diem to chuc dai hoi c6 dong thuofng

nien 2015.

c. Phien hop Hoi dong quan tri ngay 18.3.2015 -

N o i dung:

H o i d6ng quan tri C o n g ty C p D a u tu T h u o n g mai S M C thong nhat y kien vay von tai

N g a n hang T M C P B a n V i e t de thuc hien phuong an k inh doanh nam 2015.

H o i dong quan tri C o n g ty C p D a u tu T h u o n g mai S M C thong nhat y kien dong y bao

' lanh cho C o n g ty T N H H S M C Summit vay von tai N g a n hang T M C P N g o a i Thuong

Viet N a m - C h i nhanh T p . H C M de thuc hien phuong an k i n h doanh nam 2015.

d. Phien hop Hoi dong quan tri ngay 8.4.2015

2

N o i dung: H o i dong quan tri C o n g ty C p D a u tu Thucmg mai S M C thong nhat y kien

tham gia tin dung v o i Ngan hang T M C P Vie t N a m Th inh V u g n g de thuc hien

phuong an k inh doanh nam 2015.

e. Phien hop Hoi dong quan tri ngay 20.5.2015

N o i dung: H o i dong quan tri C o n g ty C p D a u tu Thuorng mai S M C thong nhat y kien

dong y bao lanh cho C o n g ty T N H H M T V S M C B i n h D u o n g va C o n g ty T N H H

M T V K i n h doanh Thep S M C vay von tai N g a n hang T M C P C o n g T h u o n g Viet N a m

- C h i nhanh D o n g Sai G o n de thuc hien phuong an k i n h doanh nam 2015. .•f

2. Hoat dong giam sat cua H D Q T doi vm Tong Giam doc:

Danh gia ket qua hoat dong san xuat k inh doanh nam 2014 v a xay dung muc tieu hoat

dong nam 2015.

K i e m tra viee thuc hien cac N g h i quyet cua D a i hoi dong c6 dong, N g h i quyet H o i

dong quan tri , viee chap hanh va tuan thu cac quy dinh cua Phap luat, D i e u le C o n g ty va

cac quy dinh hien hanh ci ia N h a nude.

3. Hoat dong ciia cac tieu ban thuoc Hoi dong quan tri:

Hien C o n g ty C P D a u t u T h u o n g mai S M C khong lap cac tieu ban thuoc H D Q T

H D Q T Phan cong trach nhiem cac thanh vien H D Q T doc lap phu trach cac van de ve

luong thuong, nhan su, tai chinh - tin dung. Trong 06 thang dau nam 2015, cac thanh vien

H D Q T doc lap tham gia chi dao thuc hien viee quy hoach nguon nhan su dam bao dii nguon

nhan lire tot, dap ung cho viee phat trien he thong S M C ; tham gia chi dao va kiem soat cac

hoat dong ve ke toan - tai chinh - tin dung, dam bao viee thuc hien diing quy dinh cua Luat

Doanh nghiep va dam bao nguon von cho hoat dong cua toan he thong S M C . V

II. Cac Nghi quyet/Quyet dinh cua Hoi dong quan tri 06 thang dau nam 2015

Stt So Nghj quyet/

Quyet dinh

Ngay Noi dung

01 1 8 / N Q - H D Q T 15/01/2015 Ket qua k inh doanh nam 2014 va muc tieu hoat

dong nam 2015

02 1 0 6 / N Q - H D Q T 03/03/2015 D a u tu gop v o n thanh lap C o n g ty T N H H L i e n

doanh O n g thep S E N D O

HI. Thay doi danh sach ve nguffi c6 lien quan cua cong ty dai chiing theo quy dinh tai

khoan 34 Dieu 6 Luat Chung khoan: khong c6

IV. Giao dich cua c6 dong noi bo va ngucri Hen quan:

1. Danh sach c6 dong noi bo va nguoi c6 lien quan

Stt Ten to chu-c/ca nhan Chirc vu tai cong ty (neu c6)

Moi lien he voi thanh vien chii

chot

So CO phieu so hiru cudi ky (30/06/2014)

Tyle (%)

1 Nguyen Ngoc Anh Chu tich H D Q T / T G D 5.356.273 18,15

Nguyen Ngoc Lan , - Anh 107.167 0,36

Nguyen Thi Tanh - Em 696.960 2,36

Nguyen Cam Van - V g -

Nguyen Ngoc Y N h i - Con 1.320 0,00

Nguyen Ngoc Dang Khoa - Con 279.440 0,95

2 Nguyen Thj Ngoc Loan Pho C T HDQT / Pho T G D 2.679.099 9,08

Tran Thi Ha - Me -

Nguyen Due Dung - Anh 66.000 0,22 Nguyen NghTa Dung - Em 986.700 3,34

Nguyen Anh Dung Trucmg phong K y thuat Em 581.438 1,97

3 Vo Hoang Vu Thanh vien

HDQT / Pho T G D

• 105.667 0,36

V6 Van Thai - Cha -

Hoang Thi Thiiy - Me -

V6 Hoang Bao - Anh -

V6 Thi Hoang Chi - Chi -Phan Thi Trieu Tam - V g

4 Ma Du-c Tu Thanh vien HDQT 2.400 0,01

Ma ngoc Bao Tram - Con -

Ma Tuan Huy - Con -

Ma Anh - Cha -

Ma thi ngoc Ha - Chi -

5 Vu Thj Thanh Hong Thanh vien H D Q T

Vu Dinh Khoi - Bo -

Mai Thi N u - Me -

Tran Due Thao - Chong -Tran Dure Manh - Con -

Tran K i m Ngan - Con -Tran Bao Ngoc - Con -

Vu Thi Thanh Hal - Chi -

Vu Thi Thanh Mai Chi -

Vu Hong Van - Em -

6 Taira Yoshiyuki Thanh vien HDQT

Taira Umeico - Me -

Taira A i k o - Vg -

Taira Naoki - Con -

Taira Yoshino - Con -

7 Ho Thj Ngoc Tuyet Tru-ong ban KS 6.480 0,02

Ho Van Minh , - Cha -

Nguyen Thj H6ng Cue - Me -

Nguyen Manh Cuong - Chong -

Ho Thj Thu Thao - Em -

Ho Due Thuan - Em -

Ho Thi K i m Xuyen - Em -

H6 Due Lgi - Em -

8 Iran Thuy Bich Han T V Ban KS 2.287 0,01

Biii Thi Ninh - Me -

Biii Thi Bich Hang - Chi -

Bui Thi Bich Hoang - Chi -

9 Nguyen Hfru Kinh Luan T V Ban KS 441.154 1,49

Tran Thi Le - Me

Nguyen Thuy N h u Quynh Nhan vien k:inh

doanh Chi 514.064 1,74

Nguyen Thuy Quynh N h u - Em

10 Nguyen Binh Trong Pho T G D /

Giam doc Tai chinh

106.788 0,36

Nguyen Van Hong - Cha -

Biii Thi Nga - Me -

Nguyen Thi Bich Hien - Chi -

Nguyen Thi Xuan Dung - Chi -

Nguyen Thu Hang - Chi -

Nguyen Trong Thang - Em -

Le Tuong Linh - V g -

Nguyen Le Uyen Chi - Con -

Nguyen Le Quynh Chi - Con -

11 Nguyen Van Tien Pho T G D 570.499 1,93

Nguyen Thj Lang - Me -

Nguyen Thj Trang - Em -

Nguyen Van Thuc - Em -

Nguyen Van Te - Em -

Nguyen Thi Minh - Em -

Vu Thi K i m Lan - Vg 89.978 0,30

Nguyin Vu Nguyet Khanh Giang

- Con 0,00

Nguyen V u Anh Duy - Con -

12 TriroTig Tuan Dung Hung Tru-OTig phong

Tai chinh 12.000 0,04

Truang Van Diep - Cha

Nguyen Thi Le - Me

Truang Thi Le Chi - Chi

Trucmg Tuan Dung - Anh

Truang Le Chi M a i • Chi

Truang Le Mai Huang - Chi

Nguyen Thi Diem Thuy - V g _

Truang Tuan Gia Bao - Con

Truang Gia Ky Nam - Con _

Truang Gia K y Anh - Con _

13 Do Doan Thanh Cong Ke toan trtfong

Do Doan Binh Cha -

Nguyen Thi Xuan Huyen M e -

Nguyen Nhat Thien A n V g -

Do Nguyen Anh Minh Con

•Do Nguyen Nam Anh Con -

Do Nguyen Danh Nam Con -

D6 Viet Bang Em -

Do Thi Phuong Quyen Em -7

2. Giao dichi c6 pl i ieu:

Stt Ngiroi thirc hien giao dich

Quan he vffi CO dong noi bo/c6 dong

ion

So CO phieu sfr hiru dau ky

So CO phieu so hiru cuoi ky

Ly do tang / giam

Stt Ngiroi thirc hien giao dich

Quan he vffi CO dong noi bo/c6 dong

ion

So CO phieu sfr hiru dau ky

So CO phieu so hiru cuoi ky

Mua Ban

Stt Ngiroi thirc hien giao dich

Quan he vffi CO dong noi bo/c6 dong

ion So c6 phieu Ty le

So CO

phieu Tyle Mua Ban

1 Nguyen Ngoe Dang Khoa Con

Ong Nguyen Ngoc Anh 0 0 279.440 0,95

.f

279.440

C O N G T Y C P D A U TU^ T H U ^ O N G M A I S M C