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    Sampling:Design and Procedures

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    SamplingThe researcher generally seeks to draw conclusions about largenumber of individuals- i.e. population or universe.

    Since researchers operate with limited time, energy, and economicresources, they rarely study each and every member of a givenpopulation.

    Instead, researchers study only a sample that is a small number ofobservations from the population.

    Through the sampling process, the researchers seek to generalize froma sample (a small group) to the entire population from which it was

    taken (a large group).

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    11-3

    Basic Concepts in Samples and Sampling

    Population:the entire group under study asdefined by research objectives. Sometimescalled the universe.

    Researchers define populations in specific termssuch as heads of households, individual persontypes, families, types of retail outlets, etc.Population geographic location and time of studyare also considered.

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    11-4

    Basic Concepts in Samples and Sampling

    Sample:a subset of the population that shouldrepresent the entire group

    Sample unit:the basic level ofinvestigationconsumers, store managers, shelf-facings, teens, etc. The research objectiveshould define the sample unit

    Census:an accounting of the completepopulation

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    11-5

    Reasons for Taking a Sample

    Practical considerations such as cost andpopulation size

    Inability of researcher to analyze large quantitiesof data potentially generated by a census

    Samples can produce sound results if properrules are followed for the draw

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    11-6

    Basic Sampling Classifications

    Probability samples:ones in which members ofthe population have a known chance (probability)of being selected

    Non-probability samples:instances in which thechances (probability) of selecting members fromthe population are unknown

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    11-7

    Classification of Sampling Techniques

    Fig. 11.2

    Sampling Techniques

    NonprobabilitySampling Techniques

    ProbabilitySampling Techniques

    Convenience

    Sampling

    Judgmental

    Sampling

    Quota

    Sampling

    Snowball

    Sampling

    Systematic

    Sampling

    Stratified

    Sampling

    Cluster

    Sampling

    Other Sampling

    Techniques

    Simple Random

    Sampling

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    11-8

    Nonprobability Sampling

    Techniques

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    11-9

    Convenience Sampling

    Convenience sampling attempts to obtaina sample of convenient elements. Often,respondents are selected because theyhappen to be in the right place at the right

    time.

    use of students, and members of socialorganizations

    people on the street interviews

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    11-10

    Judgmental Sampling

    Judgmental sampling is a form of conveniencesampling in which the population elements areselected based on the judgment of the researcher.

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    11-11

    Quota Sampling

    Quota sampling may be viewed as two-stage restricted judgmentalsampling.

    The first stage consists of developing control categories, or quotas,of population elements.

    In the second stage, sample elements are selected based onconvenience or judgment.

    Population Samplecomposition composition

    ControlCharacteristic Percentage Percentage Number

    SexMale 48 48 480Female 52 52 520

    ____ ____ ____100 100 1000

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    11-12

    Snowball Sampling

    In snowball sampling, an initial group ofrespondents is selected, usually at random.

    After being interviewed, these respondents areasked to identify others who belong to the targetpopulation of interest.

    Subsequent respondents are selected based onthe referrals.

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    11-13

    Probability

    Sampling Techniques

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    Random sampling gives each and every member ofpopulation an equal chance of being selected for the

    sample.

    One way to conduct a simple random sample is to assign anumber to each element in the population, write thesenumber on individual slips of paper, toss them into a hat,

    and draw the required member of slip (the sample size, n)from the hat.

    Sometimes the elements of the population are already numbered. Forexample population of drivers have driving license number, allemployees of a firm have employee number and all university Student

    have student card number.

    Simple Random Sampling

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    11-15

    Simple Random Sampling

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    11-16

    Systematic Sampling

    The sample is chosen by selecting a random starting

    point and then picking every ith element insuccession from the sampling frame.

    The sampling interval, i, is determined by dividing the

    population size N by the sample size n and roundingto the nearest integer.

    For example, there are 100,000 elements in thepopulation and a sample of 1,000 is desired. In thiscase the sampling interval, i, is 100. A randomnumber between 1 and 100 is selected. If, forexample, this number is 23, the sample consists ofelements 23, 123, 223, 323, 423, 523, and so on.

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    11-17

    Systematic Sampling

    11 18

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    11-18

    This method is used when the populationdistribution of items is skewed. It allows usto draw a more representative sample.Hence if there are more of certain type of

    item in the population the sample has moreof this type and if there are fewer of anothertype, there are fewer in the sample.

    Stratified Sampling

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    A stratified random sample is obtained by dividing thepopulation into more homogeneous groups or strata from

    which simple random samples are then taken. Examples ofcriteria for separating a population into strata are:

    1. Sex : male, female

    2. Age: under 20, 21-30, 31-40, 41-50, 51-60, over 603. Household income: under Rs. 8,000, Rs. 8,000-

    19,999, Rs.20,000-50,000, over Rs. 50,000

    Stratified Sampling

    11-20

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    11-20

    Stratified Sampling

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    A cluster sample is a simple random sample of group or

    clusters of elements.

    Suppose we want to estimate the average annualhousehold income in a large city.

    A less expensive alternative would be to let each blockwithin the city represent a cluster. By reducing the distance,cluster sampling reduces the cost.

    Cluster Sampling

    11-22

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    11 22

    Cluster Sampling

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    Sampling ErrorSampling error is an error that we expect to occur when wehave a statement about a population that is based only onthe observation contained in a sample taken from thepopulation.

    We can use statistical inference to estimate the mean ofthe population, if we are willing to accepts less than 100%accuracy. The difference between the true (unknown)value of the population mean and its sample estimate isthe sampling error.

    Then only way we can reduce the expected size of thiserror is to take a larger sample.

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    Sampling Error

    Population

    70 80 93

    86 85 90

    56 52 67

    40 78 57

    89 49 48

    99 72 3096 94

    =

    96 40 72

    99 86 96

    56 56 49

    52 67 56

    Sample A Sample B Sample C

    Final Examination Grade

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    Sampling Error

    75.75 25.62 25.68

    Final Examination Grade

    96 40 72

    99 86 96

    56 56 49

    52 67 56

    303 249 273

    Population

    Sample A Sample B Sample C

    70 80 93

    86 85 90

    56 52 67

    40 78 57

    89 49 48

    99 72 30

    96 94

    = 71.55

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    Non Sampling Error

    Non sampling error is more serious, because

    taking a larger sample wont diminish the size, orthe possibility of occurrence, of this error. Even

    census can contain non sampling error.

    Non sampling errors are reporting error, nonresponse error, data entry error.

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    Sampling Distribution of Mean

    Consider the population created by throwing

    a fair die many times, with the randomvariable x indicating the number of spotsshowing on any one throw.

    Find the probability distribution of therandom variable x. Its mean andVariance.

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    Probability distribution of X

    x 1 2 3 4 5 6P(x) 1/6 1/6 1/6 1/6 1/6 1/6

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    Mean and Variance of X

    )(xE )(xPx

    6

    16

    6

    15

    6

    14

    6

    13

    6

    12

    6

    11

    5.3

    )(2

    xV )(.)( 2 xPx

    6

    15.36

    6

    15.35

    6

    15.34

    6

    15.33

    6

    15.32

    6

    15.31

    222222

    92.2

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    Sampling Distribution of Mean

    XX

    All Samples of Size Two and Their Means

    Sample Sample X Sample

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    Sampling Distribution of Mean

    XX

    All Samples of Size Two and Their Means

    Sample

    1, 1 1.0 3, 1 2.0 5, 1 3.0

    1, 2 1.5 3, 2 2.5 5, 2 3.5

    1, 3 2.0 3, 3 3.0 5, 3 4.0

    1, 4 2.5 3, 4 3.5 5, 4 4.5

    1, 5 3.0 3, 5 4.0 5, 5 5.01, 6 3.5 3, 6 4.5 5, 6 5.5

    2, 1 1.5 4, 1 2.5 6, 1 3.5

    2, 2 2.0 4, 2 3.0 6, 2 4.0

    2, 3 2.5 4, 3 3.5 6, 3 4.5

    2, 4 3.0 4, 4 4.0 6, 4 5.0

    2, 5 3.5 4, 5 4.5 6, 5 5.5

    2, 6 4.0 4, 6 5.0 6, 6 6.0

    Sample X Sample

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    Sampling Distribution of

    P( )

    1.0 1/36

    1.5 2/362.0 3/36

    2.5 4/36

    3.0 5/36

    3.5 6/36

    4.0 5/36

    4.5 4/36

    5.0 3/36

    5.5 2/36

    6.0 1/36

    X X

    X

    Calculate the mean and

    variance of this sampling Distribution.

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    Mean and Variance of the sampling Distribution)(xE )(xPx

    36

    10.6.....

    36

    25.1

    36

    10.1

    5.3

    )(2

    xV )(.)( 2 xPx X

    36

    15.36...........

    36

    15.35.1

    36

    15.30.1

    222

    46.1

    X

    92.22 46.1

    2x

    nx

    22

    nx

    xn22

    .

    X

    Z

    X

    XZ

    n

    XZ

    11-34

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    Central Limit Theorem

    1. The random variablexhas a distribution

    (which may or may not be normal) with mean and standard deviation .

    2. Samples all of the same size nare randomly

    selected from the population ofxvalues.

    Given:

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    Central Limit Theorem

    Conclusions:

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    Central Limit Theorem

    1. The distribution of samplex will, as the

    sample size increases, approach a normal

    distribution.

    Conclusions:

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    Central Limit Theorem

    1. The distribution of samplex will, as the

    sample size increases, approach a normal

    distribution.2. The mean of the sample means will be the

    population mean .

    Conclusions:

    11-38

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    Central Limit Theorem

    1. The distribution of samplex will, as the

    sample size increases, approach a normal

    distribution.2. The mean of the sample means will be the

    population mean .

    3. The standard deviation of the sample means

    will approach n

    Conclusions:

    11-39

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    Practical Rules Commonly Used:

    1. For samples of sizen

    larger than 30, thedistribution of the sample means can be

    approximated reasonably well by a normal

    distribution. The approximation gets better as

    the sample size nbecomes larger.

    2. If the original population is itself normally

    distributed, then the sample means will be

    normally distributed for any sample size n(not just the values of nlarger than 30).

    11-40

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    Notation

    the mean of the sample means

    x=

    11-41

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    Notation

    the mean of the sample means

    the standard deviation of sample mean

    x=

    x= n

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    Notation

    the mean of the sample means

    the standard deviation of sample mean

    (often called standard error of the mean)

    x=

    x= n

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    Example

    A population consists of the five numbers

    2,3,6,8, and 11. Consider all possible samples ofsize 2 that can be drawn with replacement fromthis population.

    Find (a) the mean of the population,(b) the standard deviation of the population,(c) the mean of the sampling distribution of

    means, and

    (d) the standard deviation of the samplingdistribution of means (i.e., the standarderror of means).