Phn I: La chn v khoanh trn cu tr li ng (mi cu 0,18 im):1. NH pht hnh L/C kim tra chng t thy hon ton ph hp, NH ch c th tm dng hoc khng thc hin thanh ton khi:a. C quyt nh ca to n tm dng thanh ton hoc khng thanh tonb. C s chp thun ca ngi hngc. C s chp thun ca NH gi chng td. C (a) v (c) u ng(x)2. Nhng trng hp no sau y NHCTVN c php pht hnh L/C mua hng bng ngoi t:a. Hng giao t khu ch xutb. Hng giao t kho ngoi quanc. Hng giao t cc khu cng nghipd. C (a), (b)(x)3. Mt ngn hng thng mi hnh ng cho nh xut khu khi l: a Case of need b Guarantor(x) c Solicitor d Custodian4. Mt ho n thng mi c chng thc bi lnh s qun ca nc nhp khu chp thun vic nhp khu mt loi hng ho no th c gi l: a Legalized invoice(x) b Pro-forma invoice c Commercial invoice d Form A5. Trong b chng t nh thu c hi phiu c k hn nhng li khng quy nh iu kin giao chng t, chng t ch c giao khi: a Against payment(x) b Against acceptance c Against trust receipt d Against an understanding from drawee to pay at the maturity date.6. Theo quy nh ca UCP 600, chuyn ti c ngha a The movement of goods between two shipping vessels only b The shipping route via a certain port instead of a direct route c The transfer and reloading of goods between the same or different types of conveyance during the shipment course. (x) d None of the above7. Ai l ngi tr ph chuyn nhng a The transferee b The transferor(x) c The D/C applicant d The ultimate buyer10. Nhng ri ro no sau y khng c bo him theo iu khon A a Perils of the sea b Delay(x) c Jettison d Stranding11. Chng t nao di y khng bt buc phai ky. nu L/C khng quy inh gia. Bill of Exchangeb. Cerfiticate of qualityc. Packing List. (x) d. c (b) v (c) u ng12. L/C quy nh "Port of Discharge : Any Port in Europe" . Trn chng t vn ti xut trnh theo L/C c ghi mc Port of Discharge : Any Port in Europe. Ngn hng chp nhn nu chng t vn ti l :a. Marince/ Ocean B/Lb. Charter Party B/L(x)c. Multimodal transport documents d. C (a), (b), (c) u khng c chp nhn13. Ngn hng pht hnh yu cu Ngn hng A xc nhn L/C v thng bo cho ngi hng li qua Ngn hng B. Ngn hng B tip nhn chng t v gi trc tip n Ngn hng pht hnh.a. Ngn hng pht hnh c quyn t chi v chng t khng do Ngn hng xc nhn xut trnhb. Ngn hng pht hnh phi xin y quyn thanh ton t Ngn hng xc nhnc. Ngn hng pht hnh phi thanh ton nu b chng t ph hp. (x)d. C (a) v (b) u ng14. Chng t C/O yu cu khng c xut trinh ban gc thi phai quy inha. C/O In one copyb. One copy of C/Oc. One copy of C/O - Original Document not acceptable (x) d. C (b) v (c) u ng

Phn 2: Tr li cu hi (mi cu 0,22 im)

1. L/C yu cu xut trnh bn gc Airway bill c k bi ngi giao hng, bn sao ca Airway bill c cn phi k bi ngi giao hng hay khng? Vic sa cha trn bn sao Airwaybill c cn xc thc khng?Tr li: Khng phi k Khng cn xc thc

2. L/Cquy nh bo him all ricks , ngn hng c chp nhn chng t bo him ghi ch all ricks nhng li th hin loi tr mt s ri ro no hay khng? Tr li: c

3. Ngn hng s chp nhn chng t bo him ghi r t l % hay bng cch khc, ngha v bi thng ca tng ngi bo him vi iu kin no?Tr li: vi iu kin ngha v ng bo him c nu r, hoc ngi bo him chnh tuyn b chu trch nhim bo him 100% ri ro.

4. L/C khng cp v ngi c bo him, chng t bo him th hin rng vic bi thng c tr theo lnh ca ch hng hay ngi hng c c chp nhn hay khng?Tr li: Khng c chp nhn tr khi n c k hu quyn nhn bo him c chuyn qua ngay hoc trc khi chuyn giao chng t

5. L/C quy nh to order of issuing bank , ngn hng c chp nhn chng nhn xut x th hin tn ngi m L/C hay tn mt pha khc ghi trong L/C l ngi nhn hng khng? Tr li: C

6. Ai l ngi c php xc thc nhng sa cha v iu chnh trn chng t vn ti a phng thc.Tr li: Thuyn trng, ngi iu hnh phng tin vn ti a phng thc hoc bt c i l no ca h.

7. L/C quy nh chng t bo him phi ghi r ngy ht hiu lc th ngy ht hiu lc phi lin quan n ngy no?Tr li: lin quan n ngy giao hng ln tu, hoc ngy gi hng hoc tip nhn hng cui cng (ty tng trng hp) gii hn thi gian xut trnh i bi thng.

8. Chng t vn ti khng phi l chng t s hu i vi hng ha, L/C quy nh chng t phi lp to order hay to order of ca mt bn no , chng xut trnh ghi r hng c gi ch danh cho pha m khng phi to order hay to order of th c c chp nhn khng?.Tr li: C

9. Chng t bo him pht hnh cho ngi nm gi chng t s c chp nhn khi L/C yu cu chng t bo him c k hu trng l ng hay sai? Tr li: ng

10. Ha n ghi s tin chit gim do ng trc, vic tnh ton tin bi thng phi da vo tng gi tr hang ha hay gi tr hng h c khu tr phn ng trc?Tr li: Vic tnh ton tin bo him phi da vo tng gi tr hng ha.

11. Chng t bo him pht hnh cho ngi nm gi chng t s c chp nhn khi L/C yu cu chng t bo him c k hu trng l ng hay sai? Tr li: ng

12. Khi vn n ng b, ng st xut trnh theo L/C, t carrier khng cn th hin ch k ca ngi chuyn ch hoc i l vi iu kin no?Tr li: Vi iu kin trn b mt chng t vn ti th hin tn ca carier bng cch khc

13. Vn n khng c gi tr lu thng Non-negotiable copies bills of lading c cn k khng? C cn xc thc v iu chnh hoc sa cha m chng c thc hin trn bn vn n gc hay khng?.Tr li: Khng

14. L/C quy nh cng bc hng ch danh, vn n xut trnh ghi tn cng bc hng vo c tiu place of receipt thay v ghi vo loading port , vn n ny ch c chp nhn vi iu kin no?Tr li: Nu vn n th hin r hng ha c vn chuyn t ni nhn hng bng tu bin v vn n phi c mc ghi ch Hng bc ln tu ti cng ghi place of receipt

15. i vi L/C tun hon t ng, khch hng phi lm th tc k qu, vay vn , cam kt trn c s tng tr gi ti a ca L/C hay gi tr mt ln tun hon ca L/C.Tr li: Tng tr gi ti a ca L/C

16. L/C yu cu xut trnh vn n ng bin v ngi mua tht s khng mun cho php hng c chuyn ti th L/C cn phi quy nh thm iu kin g? Ti sao?Tr li: L/C cn phi quy nh: Loi tr iu 20(c) (ii) UCP600.V theo quy nh ca iu ny: Ngay c khi L/C cm chuyn ti, ngn hng s phi chp nhn mt vn n ng bin ghi rng hng ha s c chuyn ti, nu vn n th hin hng ha c vn chuyn bng Container, x lan

17. Sa cha trn chng t c xc thc nh th no mi c chp nhn?Tr li: Theo ISBP (bn sa i 2007 cho UCP 600),: Tr nhng chng t do ngi hng lp, vic sa cha trn cc chng t khc phi th hin l c ngi pht hnh, hoc ngi c ngi pht hnh y quyn, xc thc. Sa cha trn cc chng t c hp php ha, chng thc phi th hin l c ngi hp php ha hay chng thc, xc thc. Vic xc thc phi c ngi xc thc thc hin bng cch k hoc k tt, ghi r h tn, trng hp ngi xc thc khng phi l ngi pht hnh chng t th phi ghi r chc nng ca ngi xc thc. Cc chng t do ngi hng pht hnh, tr hi phiu, khng cn hp php ho, chng thc, chng nhn hoc tng t th vic sa cha khng cn xc thc. Mt chng t c nhiu sa cha th phi nh s cc sa cha v xc thc ring bit tng sa cha.

18. Theo ISBP Shipping documents , stale documents acceptable, third party documents acceptable c ngha l g?Tr li: Shipping documents L tt c cc chng t do L/C yu cu, tr hi phiu. Stale documents acceptable chng t xut trnh sau 21 ngy sau ngy giao hng, nhng trong hiu lc ca L/C, c chp nhn Third party documents acceptable Tt c cc chng t theo L/C, k c ha n, nhng tr hi phiu, c th k pht bi mt bn khng phi ngi hng

19. Ch k trn vn bn c mang tiu ca cng ty th c cn phi lp li tn cng ty bn cnh ch k khng?Tr li: Khng

20. Sa cha v iu chnh hi phiu phi c xc thc bi ai?Tr li: Bi ngi k pht

21. i l A k vn n ng bin(thay mt thuyn trng) th i l B c c php sa li trn vn n v k xc thc thay mt thuyn trng khng? ISBP (bn sa i 2007 cho UCP 600) quy nh nh th no?Tr li: CV theo ISBP, vic sa cha trn vn n ng bin c th c xc thc bi hng vn ti, thuyn trng hoc bt k i l no ca h.

22. L/C quy nh khng chp nhn chi ph b sung vo cc ph chuyn ch, vn n ng bin th hin cc iu kin giao hng nh free in (FI), free in and out (FIO) v free in and out Stowed (FIOS) c c chp nhn khng? Vn n ng bin c dn chiu v chi ph c th c thu do chm tr trong d hng hay sau khi d hng th c c coi l th hin v ph ph c cp trong hon cnh ny hay khng?Tr li: Cc iu kin giao hng nh trn b coi l th hin c ph ph, v vy vn n ng bin ny s khng c chp nhn. Vn n ng bin dn chiu vic chi ph c th c thu do chm tr trong v sau d hng khng c coi l th hin ph ph.

23. Hng ha c vn chuyn trong mt container m c lin quan n nhiu vn n ng bin th cc vn n ng bin ch c chp nhn vi iu kin g? Tr li: Tt c cc vn n ng bin lin quan n l hng phi c xut trnh theo cng mt L/C.

24. L/C khng cho php giao hng tng phn, 2 b chng chng t vn ti a phng thc c xut trnh s c chp nhn vi iu kin g? Tr li: 2 b chng t phi th hin l c s dng cho vic vn chuyn hng ha trn cng mt phng tin vn chuyn, cng mt hnh trnh chuyn ch v cng mt ni n.

25. Chng t vn ti ghi packaging may not be sufficient for the journey, c phi l chng t bt hp l khng?Tr li: Khng

Phn 3: Bi tp tnh hung (0,9 im)

Khch hng ca bn, Cng ty ABC, nhp khu hng t Trung Quc v bn li cho mt cng ty Hn Quc. Gn y, cng ty ABC nhn c mt n t hng ln t mt ngi mua mi Hn Quc. y l mt giao dch vi gi tr ln, cng ty ABC yu cu ngi mua phi thanh ton di hnh thc cam kt thanh ton ca mt ngn hng v Ngi cung cp Trung Quc cng yu cu thanh ton tng t nh vy.a. Nu tn v m t phng thc thanh ton thch hp m bo vic thanh ton cho cng ty ABC.b. C bao nhiu phng thc thanh ton m bn c th t vn cho ngi cung cp Trung Quc m bo vic thanh ton cho h? hy m t cc phng thc thanh ton .

Tr li: (phn a: 0,4 im, phn b: 0,5 im) a Phng thc thanh ton thch hp l th tn dng. y l mt cam kt thanh ton khng hu ngang bng vn bn ca mt ngn hng thanh ton cho ngi xut khu n mt s tin ti a, trong thi hn quy nh v da trn c s chng t ph hp vi tt c cc iu khon v iu kin ca th tn dng.Cc bn c lin quan: Applicant (importer) ngi mua Hn Quc. Issuing Bank ngn hng ca ngi mua Hn Quc. Beneficiary (exporter) cng ty ABC Advising Bank : Ngn hng ca cng ty ABC.Cng ty ABC c c cam kt thanh ton ca ngn hng ngi mua thanh ton trong tng lai, thm chi ngay c khi ngi mua khng c kh nng thanh ton, Cng ty ABC vn nhn c thanh ton t ngn hng pht hnh. b Vic thanh ton cho ngi cung cp Trung Quc c th c thc hin bng:(i) Th tn dng chuyn nhng C th c chuyn nhng ton phn hay tng phn bi ngi th hng th nht cho mt hay nhiu ngi hng th hai. Thng c s dng khi ngi th hng th nht khng cung cp c hng ho. c tnh: Khng hu ngay Chuyn nhng mt ln Theo ng cc iu khon v iu kin ca th tn dng gc tr tn v a ch ca ngi th hng th nht, s tin, n gi (nu c), t l bo him (nu c), ngy ht hn, thi hn xut trnh chng t, hoc thi hn giao hng cui cng hoc khong thi gian quy nh cho vic giao hng. Yu cu ngi mua Hn Quc phi p dng th tn dng chuyn nhng. Ngn hng thng bo khi nhn c L/C, theo yu cu ca cng ty ABC s chuyn nhng cho ngi cung cp Trung Quc.(ii) Th tn dng gip lng Khi ngi th hng nhn c th tn dng khng th chuyn nhng, anh ta s thu xp vi ngn hng ca mnh pht hnh mt Baby L/C . Ngn hng pht hnh L/C gip lng s nhn c thanh ton t L/C gc (master L/C) m L/C ny c t cc ti Ngn hng pht hnh. Ngn hng pht hnh phi m bo rng cc iu khon v iu kin ca Baby L/C phi ging nh L/C gc, tr tn ca ngi hng, ngy giao hng, ngy xut trnh chng t, ngy ht hn hiu lc, tr gi L/C, t l bo him.