8
CONG TY co PHAN DU qCH Th\H BA RIA-VUNG TAu CQNG BOA x..\ HQI CHiJ NGHlA vrtr NA.M BARIA-VUNGTAU JOINT STOC CORPORATION THE SOCIALIST REPUBLIC OF DQc - T,! do - Hanh phuc Independence - Freedom - Happiness , .[ So .....rB C-CPDL Vitng Tim, ngay 25 thang 07 tuun 2016 /.' - No. .'l;:i- . . ./B C-CPDL Vung Tau, day 25 month 07 year 20/6 BAO CAO TlNH HiNH QUAN TRJ CONG TY 1\TJEM YET REPORT OJV CORPORATE GOVERNANCE OF LISTIl'lG COjl1PANY (6 thaug d§u narn 2016) (6 months ofyear 2016) Kinh giri : - '0y ban Chung khoan Nha mroc. - S& Giao dich Chirng khoan Ha NQi. To: - The State Securities Commi sio n - The Stock Exchange Ha Noi - Ten c6ng ty niern y€tJName of listing company: CONG TY co DU LICH TtNH BA WA - vUNG TAu BARIA- VUNG TAU TOURIST JOINT STOCK CORPORATION - Dia chi tru so chinh/Address of headoffice .- 207 Vo Thi Sau, Phuong Thang Tam, TP. Vung Tau, Tinh Ba Ria - Vung Tau - tho?ilTelephone .- 0.64.3856445 - 3856446 Fax: 0.64 .3856444 -Email: info.wvunlrtautourist.com.vn - V6n capital : 186.445.000.000 V1\Tf) - Ma chirng khoan/ Securities code .- VTG 1. Hoat dqng cua Dai hQi dang e6 dong/Activities of the General Meeting of Shareholders Th6ng tin cac cuoc h9P va Ngh; quyet/Quyet dinh cua Dai hQi dong c6 dong (bao gorn ca cac Nghi quyet cua Dai hoi d6ng c6 dong diroc thong qua dum hinh thirc )' ki€n bang van ban),' Information on meetings and resolutions / decisions of the General Meeting of Shareholders (incl uding the resolutions of the General Meeting of Shareholders adopted in the form of written comments): Ngay 09/06/2016, I-IDQT Cong ty da ban hanh Thong bao s6 26/TB-I-IDQT vlv mci h9P D 9i hoi dong c6 dong thircng nien 2016, du kien t6 chirc vao iuc 08g00 ngay 22/06/2016. D€n ngay 21/06/2016, Uy ban nhan dan tinh BR- VT co C6ng van s5 4.+67 ([BND- VP nghi hoan t6 chirc Dai hoi dong e6 dong thirong nien 2016, du kien t6 chirc vao luc 08g00 ngay 22/06/2016; voi 1y do chu s& htru Nha nuoc chua co )/ ki€n ngirci dai dien phan von Nha rnroc bieu quyet truce Dai hoi dong c6 d6ng. Can cir Khoan 1 141 Luat doanh nghiep 2014 co quy dinh : "Cuoc h9P D 9i hoi dong c6 dong dircc tien hanh khi co s5 e6 dong du h9P dai dien it 51 % tong s6 phieu bieu quyet", trong khi phan von Nha ruroc chiern V6n dieu cua C6ng ty ; do do. viec UBND Tinh co \; kien nhtr da neu tren ducc xem nhu c6 dona Nha mroc khonz tham .I _ dir phien h9P Dai hQi d6ng c6 dong thirong nien :20 16 va cUQC ho] lfu1 thtr khong all kien ti€n hanh. Vi vay , ngay 2 110612016, HDQT Cong ty dn: fa Thong bao s6 29 -B- HDQT vlv tarn hcan h9P Dai hQi dong c6 d6ng thuong nien 2016.

TJEM REPORT OJV CORPORATE GOVERNANCE OF LISTIl'lG …

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CONG TY co PHAN DU qCH Th\H BA RIA-VUNG TAu CQNG BOA x..\HQI CHiJ NGHlA vrtr NA.M BARIA-VUNGTAU JOINT STOC CORPORATION THE SOCIALIST REPUBLIC OF ~IETlVAM

DQc l~p - T,! do - Hanh phuc Independence - Freedom - Happiness

, . [ So : /":~'.....rB C-CPDL Vitng Tim, ngay 25 thang 07 tuun 2016

/.' ­No. .'l;:i- . ../B C-CPDL Vung Tau, day 25 month 07 y ear 20 / 6

BAO CAO TlNH HiNH QUAN TRJ CONG TY 1\TJEM YET REPORT OJV CORPORATE GOVERNANCE OF LISTIl'lG COjl1PANY

(6 thaug d§u narn 2016) (6 months ofyear 2016)

Kinh giri : - '0y ban Chung khoan Nha mroc. - S& Giao dich Chirng khoan Ha NQi.

To: - The State Securities Commi sio n - The Stock Exchange Ha No i

- Ten c6ng ty niern y€tJName of listing company: CONG TY co pIlA..L~ DU LICH TtNH BA WA - vUNG TAu BARIA- VUNG TAU TOURIST JOINT STOCK CORPORATION

- Dia chi tru so chinh/Address ofheadoffice .­207 Vo Thi Sau, Phuong Thang Tam, TP. Vung Tau, Tinh Ba Ria - Vung Tau

- Di~n tho?ilTelephone .- 0.64.3856445 - 3856446 Fax: 0.64 .3856444 -Email: info.wvunlrtautourist.com.vn - V6n di~u l~/Charter capital : 186.445.000.000 V1\Tf) - Ma chirng khoan/ Securities code .- VTG 1. Hoat dqng cua Dai hQi dang e6 dong/Activities of the General Meeting of Shareholders Th6ng tin v~ cac cuoc h9P va Ngh; quyet/Quyet dinh cua Dai hQi dong c6 dong (bao gorn ca cac Nghi quyet cua Dai hoi d6ng c6 dong diroc thong qua dum hinh thirc l~y )' ki€n bang van ban),' Information on meetings and resolutions / decisions of the General Meeting of Shareholders (including the resolutions of the General Meeting of Shareholders adopted in the form ofwritten comments):

Ngay 09/06/2016, I-IDQT Cong ty da ban hanh Thong bao s6 26/TB-I-IDQT vlv mci

h9P D9i hoi dong c6 dong thircng nien 2016, du kien t6 chirc vao iuc 08g00 ngay

22/06/2016. D€n ngay 21/06/2016, Uy ban nhan dan tinh BR- VT co C6ng van s5 4.+67([BND­

VP d~ nghi hoan t6 chirc Dai hoi dong e6 dong thirong nien 2016, du kien t6 chirc vao luc

08g00 ngay 22/06/2016; voi 1y do chu s& htru Nha nuoc chua co )/ ki€n d~ ngirci dai dien

phan von Nha rnroc bieu quyet truce Dai hoi dong c6 d6ng.

Can cir Khoan 1 Di~u 141 Luat doanh nghiep 2014 co quy dinh : "Cuoc h9P D9i hoi

dong c6 dong dircc tien hanh khi co s5 e6 dong du h9P dai dien it nh~t 51 % tong s6 phieu

bieu quyet", trong khi phan von Nha ruroc chiern 58 ,8 ~o V6n dieu 1~ cua C6ng ty; do do. viec UBND Tinh co \; kien nhtr da neu tren ducc xem nhu c6 dona Nha mroc khonz tham • .I • ~ _

dir phien h9P Dai hQi d6ng c6 dong thirong nien :20 16 va cUQC ho] lfu1 thtr nh~t khong all

di~u kien ti€n hanh. Vi vay, ngay 2 110612016, HDQT Cong ty dn: fa Thong bao s6 29 -B­

HDQT vlv tarn hcan h9P Dai hQi dong c6 d6ng thuong nien 2016.

Ngay 12/0 /2016. ngiroi dai dien phan von Nha niroc tai Cong ty da co Corig van s6 133/CV.CPDL giri UBND tinh BR-VT v-v xin t6 chirc Dai hoi dong c6 dong thuong nien

2016; thea d6 n~u qua ngay thir Hai, 18/07/2016, rna UBND tinh BR-VT v~n chua co y ki~n bieu quy~t tai Dai hoi dong c6 dong thi xin phep cho Cong ty dircc tien hanh t6 chirc Dai hoi d~ dung thai han thea lu?t dinh,

Den ngay 18/0712016, UBND tinh BR-VT da co Cong van hoa toe s5 5459/UBND­

VP yeu cau ngiroi dai dien phan von Nha mroc tai Cong ty e6 phan du lich tinh BR-VT nghiem rue thuc hien chi dao cua UB1\TD Tinh la chi duoc t6 chirc Dai hoi d6ng c6 dong thuonz nien 2016 sau khi co v ki~n ella UB:ND Tinh - dai dien chu so hiru von Nha nuoc

4"...' ,.I • •

tai Cong ty . N~u vi ph<.UTI, nguoi dai dien phan von Nha mroc tai Cong ty phai chiu trach nhiern hoan roan tnrcc UBND Tinh va quy dinh cua phap luat.

D~n nay, do chua e6 )' kien cua UBND tinh BR-VT nen Cong ty chua th~ t6 chirc Dai hoi dong e6 dong thuong nien 2016. II. HQi d6ng quan tri (BaD cao 6 thang)/ Board ofManagement (Semi-annual reports): 1. Thong tin v~ thanh vien HOi dong quan tri (HDQT)! Information about the members of the Board o/l'vfanar;ement : Stt ' Thanh vien I Chirc

: TO. HDQT BOArs Posit member

'Iv! Ngay b~t ciliu ' ong S6 buoi Ty 1~ L)1 do khong ion con la thanh vien hQp tham tharn dtr hop/

HDQT/ Day HDQT dlJ Reasons for becoming/no longer tharn dlJ/ I hQ I bsence member ofthe Board Nu mber of Perce

IofManagement attendance I ntave.:::­I

01 Ong Mr. Chu tich 18/05/2012 01 100% Tr6n Tudn Vi?t

02 Bft Ms. u Thj Thinh vien P 06/2015 00 00% Thanh Huang

03 BaMs. Thanh vien 1_/06/2015 00 00%

lDuong Thj Hu¢

Ong A1r, Nguyin Thanh vien 18/05/2012 01 100% Quac LU(Tng

---=--"------- ---- - --- -4---- --i-- --- -------;

05 I Ong Mr. Thanh vien 18/0512012 I 01 100%

Nguyin Hong .in I .. I 06 l Ong lV.b-:-c- --:-I- Th-anh-V-ie-n ~------I-----+--~----18/05/2012 01 100%

Nguy €n Niem --i-- - - - ---;- - .- - - - - -:- ­

18/05/2012 01 100% 07 F, Ong Mr. I Thanh vien __ ~guy~n T<1n D~t __-'- --:- ~--+--------

08 Ong Mr. I Thanh vien 00 00% D6 Dgi 1\1inh

2. HO<;1t dong giarn sat cua HDQT d6i voi Ban Giarn d6c/ Supervision by the BOD over the Director (General Director) : K~t qua heat dong giarn sat cua HQi dong quan tri dbi voi Tong Giam d6c duoc the

hien thong qua bao cao cua HQi dong quan tri duoc cong bo truck Dai hoi dong e6 dong thuang nien va thong qua nhUng quy~t dj.nh, quy~t sach 1a eac Nghj quy~t ella HOi d6ng quan tri .

3. Ho?t dong ella cac ti@u ban thuoc HOi d6ng quan trV Activities of {he Board 0/ Directors' comlJ ittees :

Khong co.

4. Cac Nghi quyet/Quyet dinh cua Hoi dong quan tri (Baa cao 6 thang)

SU No.

01

02

~-

, I} l ..---­• ~H

... --=-=­

Resolutions/Decisions o/the Board ~ D irecl0rs fSemi-annual reports) .-Ngay TS6 Nghi quye Quy~t dinh

Resolution/Decision No. ,

Ol -2016INQ-HDQT/CPDL-BRVT

D2-2016INQ-HDQT/CPDL-BRVT

NQi dung Date Content

I ,

18/02/2016 i I) Nh~t tri thong qua n9i dlfng khong gop

07/04/2016

tang von cua Cong ry co phan du lich tinh Ba Ria - VGng Tau trong Cong ty c6 pha: I du lich ,Sai gon Binh Chau. I 2) Nhat ~ri t~6ng qua noi dung cho phep I

Cong ty co phan du lich tinh Ba Ria - Viing Tau chuyen nhUQTIg quyen gop von o6i voi phan vbn phai gop tang them .ft 2.860.290.000 d6ng, tirong duong 286.029 c6 ph~n, menh gia 10.000d/c6 phan, eho d6i tac. khac voi rmrc gia chuyeri nhUQTIg khOi diem la 1.1. 3) Giao cho Tong Giarn d6c Ccng ty c6

phan du lich tinh Ba Ria - Vung Tau tim d6i tac chuyen nhirong va dam phan voi I mire gia cao nhat.

4) Nghi quyet nay da: diroc cac Thanh vien HQi dong quan tri Cong ty thong nh ~t thong qua bing hinh thirc I~y y ki~n thong I qua Thir tin.

1) Chap thuan cho thanh lap Phap nhan moi (dum hinh thirc cong ty TNHH hoac cong ty c6 phan) d~ Cong tv c6 phan . u lich tinh BR-VT cling go von voi C6ng ty c6 phan Novagroup thea ~: 1~ gap v6n ban d~u la : Cong ty c6 phan du ich tinh BR­VT gop 10%, No vagroup gop 9 % von di~u l~ cua Phap nhan moi d~ cung quan 1;', d~u tir va kinh doanh tren Khu d~t thuoc Khu du lich Mui Nc in Phong.

2. Trong tnrong hQ'P 90 chinh such cua I Nha mroc rna chua the hinh thanh Phap nhan moi, thi C6ng ty c6 phan du lich inh BR-VT va Cong ty c6 phan Novagroup se k~ thira va tiep tuc thirc hien HQ'P dong li ~ n k~t kinh doanh tren Khu d~t th~9C Khu du I lich Mui Nghinh Phong, cho de n khi duoc cac co qUill1 N ha mroc co tharn quyen phe duyet hoan t~t rnoi thu rue hinh thanh Phap I nhan moi .

3) Giao T6ng Gillin d6c dam phan va I phoi hQ'P cling d6i tac ti~n hanh moi thu !\IC can thi ~t thanh I~ p Phap nh8.n mai de khai thac kinh doanh Khu du Ii -I. . -lUi Nghinh Phong. .

4 ) Nghi quy ~ t nay oa duQ'c cae Tha.llh I vi ~ n Hoi dang qu" tri Cong ty c6 phfm du Itch tinh BR-VI th6n~ nhA. t 10n ~ qua

I

b,~ng hinh thirc

I tm.

03 03-20 16fN Q-HDQT CPDL-BRVT ' 03/06/2016

04 04-2016fNQ-HDQT/CPDL-BRV T 03/0612016

I ) Nh~ t tri thong qua nqi dung giai the Chi nhanh C6ng ty c6 phan du ljch tinh Bit Ria - Vfing Tau tai Ha Noi, dia chi : Ph' ~

56 1E2B Khu ~p th~ cong tnrong 3 Thanh Cong - quan Ba Dinh - Tl' . Ha N0i.

2) Giao Tong Giam dbc hi dao cac bo phan co lien quan tien hanh cac th u rue ~ i ai th~ Chi nhanh Cong ty c6 phan du lich tinh Ba Ria - Viing Tau tai Ha Noi heo dung luat djnh.

Nghj quyet nay 05. duoc cac Thanh vien H9i d6ng quan tri C6ng ty c6 phan du lic h tinh BR-VT thong nhat thong qua tro ng

phien hop H9 i dong quan tri ngay I 03/0612016 tai Khach san V iing Tau Sam my.

I) Thong qua K~ hoach 6 chirc D<;1i h9i d6ng c6 dong nam 2016 vao IDc 08g00 ngay thir Narn, 16 06/2016, tai KS Viing Tau Sammy.

2) Thong qua dir thao Baa cao tong k~t heat dong kinh doanh nam 2015 va ke hoach kinh doanh nam 2016.

3) Thong qua Baa cao quan tri C6ng ry nam 2015.

4) Thong qua Baa cao tai chinb torn tat narn 2015 cia duoc ki ~m toano

5) Thong qua TO- trinh v~ thu lao cua H9 i d6ng quan tri , Ban ki~rn sc at va Thu k)' Cong ty.

6) Thong qua TO- trinh v~ phan phoi 101 nhuan va chia c6 nrc narn 2015 .

7) Thong qua To Trinh v~ cl1Q11 don vi kiem toan cho narn 2016 .

8) Th ong qua noi dung giir nguyen !110 hinh Chu tich HDQT kiern nhiern Tong Giarn d6c ,

9) Thong qua nqi dung b6 sung ngiroi dai dien thea uy quyen (ham gia HDQT.

. lghi quyet nay as. dirc c cac Thanh vien Hoi dong quan tri Cong ty c6 ph an lu lich tinh BR-VT thong nh~t thong qua trorig phien h9P H9i dong quan tri ngay 03/06/2016 tai Khach san Vung Tau Samm y.

05 OS-20 I6/NQ-HDQT/CPDL-BRVT 1) NhAt tri thong qua n¢ i dung cho phe C6ng ry co phan du ljch tin 1 BR-VT chuyen nhuong ~ % von gop tai C' ng ty c6 phan du lich Nghinh Ph ng, tuong dirong 1.491. 830 c6 phan; tl '0 . h rang

....-- ----,--­thirc thirc hien nhu sau :

- Thue cong ry tham dinh lai gia tri cua Cong ty c6 phan du Itch Nghinh Phong.

- Thue Cong ty chirng khoan FPT ur vfu" xin phep 0y ban chimg khoan Nha rnroc va t6 chirc d§u gia cong khai thea dune Iuat dinh. - Phe ·duy~t mire gia khoi diem ~ tra ra

d~u gia la 13.500 d6ng/l c6 phan t)· l~ 1.35).

2) Giao T5ng Giarn d6c Cong ty trien khai cac thu rue, trinh tv thue cong ty tharn dinh gia; hQ'P dong thue Cong ty chirng khoan FPT nr vfu, va to C'1UC d~u gia theo quy dinh cua phap luat.

3) Nghi quyet nay da duoc H9i dong quan tri Cong ty c6 phan du Iich tinh BR­VT thong qua bang hinh thirc l~y )' kien thong qua tim tin.

ill. Ban kitm soat (Bao cao 6 thangj/ Supervisory Board (Semi-Annual reports): 1. Thong tin v~ thaw vien Ban Ki~m soat (BKS)/Injonnation about members of Su erviso Board:

Stt No,

Thanh vien BKS Members of

Supervisory Board

Clnrc V1,l

Position Ngay b~t

dau/khong con 18. thanh

S6 bu6i hop

I Ty l ~

tham d . hop

Ly do kh6ng

tham du

/'

vien BKS BKS Percent hOp Day tham age Reasons

becoming/no dV for longer Numbe absence

member oj r of the attend

Supervisory ance Board

,-.

1 Ba Nguyen Thi Ly Truong BKS T6/2015 1 100% I I

I I

2

".J

Ba guyen T~ TIlanh I Thanh vien

I VG ~ Quynh Trang I Thanh vien

I

,

I

T6i2015

T6/2015

1

1 I

100% ..

100% I

I I

2. Hoat dong giarn sat cua BKS d6i voi HDQT, Ban Giarn d6c dieu hanh va c6 dong Surveillance activities of the Supervisory Boardtoward the Board of Management, Board ofDirectors and shareholders .­

K~t qua heat dong giam sat cua Ban kiern scat d6i voi HQi dong quan tri Ban Tong Giarn d6c va c6 dong duoc th~ hien thong qua bao cao cua Ban kiern scat tnroc duoc cong b6 truce Dai hQi dong c6 dong thirorig nien. 3. SlJ phoi hQ'P heat dong gitra BKS d6i voi heat dong cua HDQT, Ban Giam d6c cii~u hanh va cac can b¢ quan 1)1 khac/ The coordination among the Supervisory Boardwith the Board ofManagement, Board ofDirectors and different managers:

Ban ki6m scat da: luon sau sat v~ tinh hinh tai chinh cong ty, tinh hQ'P phap trong cac hoat dong cua HQi dong quan tri, heat dong cua Ban giam d6e dieu hanh va cac can bQ quan 1)1 cong ty theo quy dinh ella phap 1u~t va Di~u I~ cong ty nhim bao v~ quyen 1Q·i h Q"')

phap cua cong ty va c6 dong. 4. Heat dong khac cua BKS (neu c6)1 Other activities q "the Supervisory Bo ird f tl a ll)" ) :

Khong co. rv. Dao tao v~ qu an tr] cdng tylTraining on corporate govern ance:

Cac kh6a dao tao v~ quan tri cong ty rna cac thanh vien HDQT, thanh vien BKS, Giarn d6c (T6ng Giarn doc) dieu hanh, cac can bo qUID Iy khac va Thir ki r cong ty da tham gia thea quy dinh v~ quan tri cong tyl Training courses on corporate gov ernance which members of Board of JvJanagement, members of the Supervisory Board. Director (CEO) , ocher managers and company secretary was involved in accordance with regula tions on corporate governance .­

6 thang a~ u nam 20 16 aa: t6 chirc tham gia cac kh6a dao tao cho HDQT~ Ban ai ~u hanh va BKS, Ban giam doc a i~u hanh va cac can bOquan 1)/ kh ac nhu sau :

1. Luat doanh nghiep va Luat afru nr 20 14 . 2. Luat thue maio 3. Tri~n khai Ngh] djnh v~ Quy che dan chu co sa. 4 . Dao tao dac b i~t danh cho cac nha quan tri, k~ toan tnrong va k~ toan v ien. 5. C?P nhat nhirng quy dinh moi cua Luat a§.u nr va Luat doanh nghi ep. 6 . Chinh sach bao h i ~m xa hoi va t i~n luang . 7. Cong tac sang kien tren dia ban tinh BR-VT. 8. Hoi nghi v~ cong nghiep h6 tro va cac chinh sach h6 tro kinh phi cho doanh nghiep .

V. Danh sach v~ ngtrot co lien quan ciia cong ty niem y~t theo quy djnh t a i khoa n 34 Di ~u 6 Luat Chirng khoan (B ao cao 6 thang) va giao dich c iia nguot co lien quan ella cong ty vot chinh Cong tylList of affiliated persons of the public company as specified in clause 34, A rticle 6 of the Securities Law (Annual reports) and transactions of affiliated perso,ns of the Comp any with the Company) : 1. Danh sach ve ngiroi co lien quan cua cong [ylList ofaffiliated persons ofthe Company :

S6 56 co phie

Tai Chirc V\I S6 o.IND N~ay Noi cap so h" uoi 1'T Ten ta chuc / khonn tai Cong DKKD cap CYfND !' Dia chi k~ '

ca nhan gino ty O rND DKKD dich I DKKD CK I

IIV6 ~ nha . 3: 00 101812 01/071 SaKH-DT 207 vs TIll Sau, P. 10.978.400 P 1 nuoc Chu tich 2007 BR-VT Thang Tam, TP. IDai dien: - HElQT 273525057 ViingTau 2.30 cp

Tran Tuan kiem TGD 01/4/ CA BR-VT 19 N guy~n Binh Vi ~ t 20 10 Khiern. P.3, VT ! Cong t)' - 0 12888609 09106 CA TP. Ha S6 ~ 2 11 To 54, P. 3.060.138

2 ThT}-ll-! 2006 N(li Khuong Trung, TP. XD&DVTM - Thanh Hi! Noi An Khang vien D\li dien : U HDQT Thi Thanh Huang Cong ry Thanh 19:07 Ic.-\ TP. S6 I I N3l) 96 2.237.340

3 n TM- - vien 12009 105 2012 Hi! N(ii I-I ang Van nUlL DL Nzoc I-IDQT Q. Thanh Xuan, ;:> .

"m TP. Ha N(ii D;1 i dien : D ong Tilj H u ~

TV

~I C' IOA Ul ai. P. 3,

4 l ~u ye ~ - HDQT 2734472 9 20 8 IBR· VT TP_Vun Tau 2.800 ' ') long An kiern Pho

TGD I

T:;' V sa au

CP u6 ­

k~ I

58.88 ~

,0 ,

16.4 1%1

12%

I

I

I

5 ~guy~n T§n D<;tt

TV · HDQT 27 3..; 97 36

kiern KIT

02/1 I 12 0

CA BR-VT

436 '6 Truong Cong Din. P. 08, TP. Vung Tau

2._00 cp

CPCT 6 DVDL ChQ'

LOn

- 4103004788 Tbimb 023697299

- vien

02/08/ 999

0208/

So KH-DT HCM CA

7& 7 Tran Hung D~o , P. I ~. Q. 5, TP. HCM

436.61 0 cp :; . ~ 4

~· -o

D?i dien : HDQT 999 Tp ICM Ng uy ~ n Ouoc Luong

00

I 00· '0 I

I l2.800 cp

1 200 cp I

...,

I

7 D6 D<;ti Minh Thanh 011730773

- vien HDQT

10.102/ 1995

CA HaN(>i

49B Dinh C6ng Trang, Qil , TP.HeM

8 Nguyen Ni ~ m

INguyen Thi 9 L)'

TV 273514451 · HBQT

kiern Pho TGD

I-ITruong 1 273475 127

BKS

01/04/ 2010

24/0 "; 2011

CA BR-VT

CA BR-VT

156 Nam Ky Khoi Nghia , P. Th ' g

am, T]', Vung Tau 811 7 XVNT, P. Thang Tam, VT

10 Nguyen Th!

I- IThanh 1 271170920 an vien BKS

09i 08' ICA , KP3, P. Phuoc IL30 cp

2006 BR-VT Trung, Bil Ria I 11 Dai dien :

VuThj Quynh Trang

· Thanh vien BKS

1 10/061 0118442 8

1

20 1 CA TP. Ha ;\Qi

73 Ngu: ' ~ n Phuc 100cp

IL3i, Q. D6n;;; Da, TP. Ha NQi I

I I

I

I

2. Giao dich gitra cong ty voi ngiroi co lien quan cua cong ty; hoac giira cong ty voi e6 dong lon, nguo, noi bo, nguoi co lien quan cua nguoi noi bQITransactions between the company and the aftiliated p ersons or between the company and major shareholders, internal persons and related person of internal person:

Khong co. 3. Giao dich giira ngiroi noi bQ cong ty niern yet, ngiroi co lien quan cua nguoi noi bQ voi cong ty con, cong ty do cong ty niem y~t narn quyen kiern soaUTransaction betwei n internal person of listed company and comp any's subsidiaries, or the company ill \ 'hich listed company takes controlling power :

Khong co. 4. Giao dich gitra cong ty voi cac d6i nrong kl1ac/Transactions between the company and other objects: 4.1. Giao dich giira cong ty voi cong ty rna thanh vien HDQT, thanh vien Ban Ki~m soar, Giarn d6e (T6ng Giarn d6e) di~u hanh dii va dang la thanh vien sang l?p hoac thanh vien fIDQT, Giarn d6e (T6ng Giarn doc) dieu hanh trong thai gian ba (03) narn tro lai day (tinh tai thai di~m l?p bao eao)/Transactions between the company and the company that members of Board of Management, members of the Supervisory Board, Director (CEO) has been a founding member or members of Board of Management, Director (CEO) in three (03) y ears (calculated at the time ofreporting) :

Khong co. 4.2. Giao dich giira cong ty voi cong ty rna ngiroi co lien quan ella thanh vien HDQT, thanh vien Ban Ki~m soat, Giarn d6e (T6ng Giarn d6e) di~u hanh la thanh vien HDQT. Giarn d6e (T6ng Giani doc) dibu hanhiTransactiol1s between the company and IJ company that related person of members 0.1 Board of Management, members of the Supervisory Board, Director (CEO) as a III mber of Board of Manag ment. Director (CEO) :

Khong co. 4.3. Cac giao dich khac cua cong ty (neu co) co th~ mang lai IQ'i ich V?t ch£t hoac phi vat ch~t d5i voi thanh vien HDQT , thanh vien Ban Kiern scat, Giarn doc (T6ns Giani d6e)

dieu hanhlOther transactions of [he company (if any) may be beneficial material or immaterial f or members of Board of Management, members of the Sup ervisory Boar i. D irector (CEO) :

Khong co. VI. Giao djch c6 phieu cua ngtrci nQi bQ va nginri lien quan cua nguo'i nQi bQ (Rio cao 6 thang)/Transactions of internal persons and related person of internal person (Annual reports) :

Stt Ngiroi thuc hien Quan h~ voi nguoi noi I S6 c6 phieu So' No. giao dich

Transaction executor

bQ Relationship with internal p erson

hiru dau k)1 Number ofshares

owned at the beginning ofthe

period

S6 c6 Tv, Ie. phieu Percent

Number age

S6 e6 phieu so hiru cuoi ky Number of

shares own ed at the end of

the period

S6 e6 T)r I~

phieu Perce Numbe ntage

Ly do tang, giarn (rnua, ban,

chuyen <.16i. muong...)

Reasons f or increase. decrease

(purchase, sale, switch.

reward...J

of I r of shares shares

01 D6 Dai lv1inh I 0

, , i 00 Ban Thanh vien HD QT 90 000 048% 00% I

V6~ Thu Van I I 02 Vq cua eng Nguyen 4.600 0,025% 00 00% Ban

ITin Dat - K~ toan

I tru6ng C6ng ty -

cau TICR HDQr-l--­CHAIRIl1AJV OF TH~

/~ 'i ten va dong ddu)-'\ ----:-U 11 and seal)1_","." C NG T i-:'r oPg S i

c. 1.'(' r: DUl r _ ~ - "

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