[Tsutomu and Kayoko Okamoto] Development of Gait B(BookZa.org)

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      evelopmento Gait

    by Electromyography

    pplication

    t

    Gait nalysis and Evaluation

    sutomu Okamoto Ph.D.

    Kayoko Okamoto Ph.D.

    Walking evelopment Group

    Osaka  

    apan

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    Copyright © 2007 by Okamoto Okamoto

    Published by

    Walking

    evelopment

    Group

    ~ q T O O £ ; P J f ~ p J T

    G-S04

    Tenno

    2-6

    Ibaraki-shi,

    Osaka

    567-0S76, JAPAN

    ll

    LKING

    All rights reserved.

    o

    part of this publication may be

    reproduced or transmitted

    in

    any

    form

    or by any means

    electronic

    or

    mechanical including photocopy  recording

    or any information storage and retrieval system   without

    permission

    in

    writing

    from

    the publisher.

    ISBN978-4-902473-05-6

    Printed in

    apan

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      reface

    The gait of a human being continues to change over the course of a

    lifetime. he first stage is that of neonatal reflex stepping which is

    thought to be the origin of bipedal upright walking in human beings.

    This then develops into young infant stepping at the age of one

    to

    two

    months followed by inactive stepping and then by voluntary infant

    supported walking at the age of six to twelve months. Infants then

    acquire independent walking at around the age of one and begin to

    acquire mature adult walking at around the age

    of

    three.

    We have analyzed the detailed changes in the development of human

    gait employing electromyography EMG) which has enabled us to carry

    out motion analysis impossible with conventional methods.

    At

    present

    very little longitudinally analyzed post natal gait development data is

    available anywhere in the world because of the difficulty of carrying

    out

    the necessary experiments.

    t

    is even more difficult to

    record

    electromyographically the neonatal reflex stepping of newborn babies

    or the moment when babies begin upright independent walking. Even

    today the papers that I wrote on this subject in the 1970s and 1980s

    continue to be cited.

    We have continued up to the present to carry out additional cross-

    sectional and longitudinal experiments concerning gait development

    from the newborn baby stage to that

    of

    infant independent walking and

    have in the process accumulated much electromyographical data. The

    results of our analysis of normal gait development suggest that it can

    not only contribute to the explanation and clarification of human bipedal

    upright walking but also be applied to various areas

    of

    research such as

    the diagnosis of and therapy for various walking disorders and the

    evaluation of the level of gait function restoration and improvement.

    We

    have gathered together

    in

    this book the results of our study and

    analysis of gait carried out over the last

    40

    years in the hope that this

    rare elctromyographical data concerning

    gait development

    will

    contribute to the further development of this field.

    Part I contains our analysis based on movement and muscle activity

    of the development and changes

    in gait from birth until the age of eight

    that is from the stage of neonatal reflex stepping thought to be the

    origin

    of

    bipedal upright walking in human beings through that of the

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    acquisition and mastering of infant independent walking to that of the

    acquisition of mature adult walking.

    Part

    II

    introduces our application of this to the analysis and evaluation

    of gait.

    We

    have created

    An

    Index of Gait Instability based on the

    results of our analysis of the gait development of infant independent

    walking, which we apply to research into the nature of human stepping

    and the evaluation of the level of restoration of walking functions

    in the

    elderly.

    We

    hope th t this book will prove useful to those engages in gait

    studies, not only as a basic reference material analyzing the develop-

    ment of gait, but also as a basis for research, analysis and application

    in various fields that will help to generate new ideas about human gait.

    Tsutomu Okamato

    v

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    Preface

    Contents

    ontents

    iii

    v

    Part I Development of Gait -Birth to Age Eight-  

    1 . Newborn Stepping n Neonates and Young Infants 3

    Early neonatal period 1 - 2 weeks) 8

    Late neonatal period 3 - 4 weeks) 12

    Onset

    of

    infant period 1- 2 months)

    16

    Initial infant period 3 - 4 months) 18

    Discussion

    20

    2 . Independent Walking n Infants 5

    1st day

    of

    learning

    to

    walk

    28

    2 weeks after learning to walk

    30

    At

    around 1 month after learning

    to

    walk 32

    From 2 to 3 months after learning to walk 34

    Subsequent development 36

    Standing posture on the 1st day

    of

    walking 38

    Discussion 40

    3 From Newborn Stepping to Mature Walking

    - Developmental Changes n One Individual-

    Neonatal stepping

    Young infant stepping

    Infant supported walking

    Infant walking

    Immature child walking: unsettled muscle activity

    Mature walking: toward a mature pattern

    Developmental period of gait

    Discussion

    45

    48

    50

    5

    54

    56

    58

    59

    61

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    Part II

    Application to Gait Analysis and Evaluation

    An Index of Gait Instability

    67

    4

    An

    Index of Gait Instability

    Based on the Development of Independent Walking

    69

    EMG findings during the development of gait

    73

    EMG activity in unstable walking

    79

    Criteria for Instability

    84

    n

    Index of Gait Instability 86

    5.

    Application of an Index of Gait Instability 1)

    Supported Walking in Normal Neonates and Infants

    89

    Until the 1st month of age

    92

    From 1 to 4 months of age

    94

    From 6 to

    12

    months of age

    96

    Developmental changes in EMG patterns

    98

    Application of an index of gait instability to supported walking

    in babies

    99

    Discussion

    101

    6

    Application of an Index of Gait Instability 2)

    Recovery of Walking in an Elderly Man after Stroke

    107

    1 month after the stroke 110

    7 months after

    the stroke 112

    1 year 7 months after the stroke

    114

    EMG evaluation of walking stability 116

    Discussion 117

    References

    121

    Appendix

    125

    Acknowledgements

    131

    About the Authors

    133

    v

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      evelopment

    of Gait

    by lectromyography

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    EMG

    experiment of infant walking

    The electromyographic EMG) recordings were done with a

    pen writing

    mUltipurpose

    electroencephalograph, using surface electrodes 5

    mm in

    diameter. The skin at each electrode

    locus was scratched lightly with a needle, reducing the resistance between pairs of electrodes

    to less than 5000

    n

    Okamoto et

    aI

    , 1987).

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    Neonatal stepping at weeks afte birth

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    The purpose of this study was to examine the develop

    mental

    changes

    in the

    functional

    mechanisms of leg

    muscles in newborn stepping over the first 4 months in ten

    normal neonates Neonatal stepping in the first month

    showed excessive co-activation, that is, co-contraction pat

    terns of

    mutual

    antagonists appeared especially during

    stance phase. The discharge patterns of co-contraction in

    neonatal stepping began to change to reciprocal patterns in

    young infant stepping after the first month), but excessive

    muscular activities associated

    with a

    slightly

    squatted

    posture

    and forward lean still remained . Strong muscle

    activities of leg extensors due to a parachute reaction of the

    legs before floor contact, not seen in the neonatal period,

    began to appear in the young infant period from 1 month

    of age to 3 months.

    e

    suggest that these gradual changes

    of leg muscular activity in newborn stepping are evoked

    by development of balance, postural control, and strength,

    thereby modulating the neonatal stepping reflex.

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    When a newborn infant is held

    under the rms

    in an upright

    position, well-coordinated walking movements stepping reflex) appear

    to be elicited by tactile stimuli on the soles of the feet as they are

    placed on the floor Fig.

    1-1).

    McGraw 1940) and Zelazo

    et

    al. 1972) have discussed

    the

    significance of early stepping movements for development

    of

    adult gait.

    Newborn stepping has been an object of

    study for a long time. Only a

    few attempts so

    far,

    however, have been made to study characteristics

    of newborn stepping by electromyography EMG).

    Forssberg 1985) noted that the lateral gastrocnemius showed

    strong activity just before the foot reached the floor Fig. 1-2). Because

    this was like a digitigrade pattern,

    he

    concluded

    th t

    man is

    born

    with a quadrupedal locomotor program. Thelen

    1982,

    1987),

    however,

    did not find any strong activity in the gastrocnemius before floor

    contact Fig.

    1-2)

    . To further study this problem of the EMG pattern

    in

    the gastrocnemius before foot contact in stepping, it would be

    instructive to record

    EMG

    data during stepping not only in the neonatal

    period up to 1 month of age),

    but

    also in the young infant period

    after 1 month of age).

    We

    have thus closely examined the characteristics of newborn

    stepping

    in

    ten babies during both neonate and young infant periods

    in

    terms of the functional mechanisms of leg muscles.

    Four male and six female neonates were observed from 1 to 4 weeks

    after birth. Criteria used for selecting the subjects were that they be

    full-term with birth weight between 2500 g and 4200 g. They were

    screened by pediatricians to rule out abnormalities and illnesses.

    Motor development of each subject was within normal limits.

    Fig 1 1. Newborn stepping at 2 days after birth

    Development

    o

    Gait

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    EMGs of

    all

    subjects were recorded from the neonatal period up to

    the 1st month of age) to the young infant period from 1 to 4 months

    after birth) at intervals of 1 to 4 weeks.

    To induce newborn stepping, the examiner held the neonate under

    the arms with the soles of the feet touching a horizontal flat surface.

    Well-coordinated walking movements were observed from around 1

    week after birth to around 3 months. We could not induce stepping

    simply at will, but tended to be successful when the infants were

    lively,

    crying, hungry, or slightly excited Figs. 1-1 and 1-2). For analysis we

    selected well-coordinated walking movements consisting of three or

    more steps.

    The EMGs were recorded from six muscles

    in

    the right leg

    Fig.1-2):

    tibialis anterior fA), lateral gastrocnemius LG) , vastus medialis VM),

    rectus femoris RF), long head of biceps femoris BF) , and gluteus

    maximus GM), and from two to six muscles

    in

    the left leg, usually the

    TA,

    LG,

    RF,

    and BE

    GM

    : gluteus maximus

    Hip extensor)

    SF

    : biceps femoris

    Knee flexor, Hip extensor)

    Mutual antagonist:

    RF

    LG

    : lateral gastrocnemius

    Ankle plantar flexor)

    Mutual antagonist: TA

    Fig.

    1 2.

    Muscles chosen for recording EMG.

    RF: rectus femoris

    Knee extensor, Hip flexor)

    Mutual antagonist:

    SF

    VM: vastus medialis

    Knee extensor)

    TA : tibialis anterior

    Ankle dorsiflexor)

    Mutual antagonist :

    LG

    Newborn

    Stepping

    in Neonates and Young

    nfants

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    Surface electrodes 5 mm

    in

    diameter were used. To attenuate

    artifacts in

    the surface electrode recordings, skin impedance was

    lowered by scratching loci of the electrodes lightly with a needle before

    the

    electrodes

    were applied Okamoto

    et

    al., 1987).

    he

    EMG

    recordings

    were done with an 18-channel pen-writing electro

    encephalograph

    60

    mm/sec) with the gain set at

    12

    mm/0.5mV. n

    analog pulse signal from the video recording camera

    60

    frames/sec)

    was recorded simultaneously with the EMGs. The walking cycle was

    divided into swing phase

    SW)

    and stance phase

    ST)

    by the video

    recordings.

    Movement and EMG recordings obtained during newborn stepping

    showed some variations both within and among subjects. Variations

    in

    stepping form and EMG patterns appeared to depend to some extent

    on how the infant was supported. We thus selected as representative

    data those movements and

    EMG

    patterns of stepping that were seen

    relatively frequently in the neonatal or young infant period being

    observed. For purpose of analysis, longitudinal observations were

    divided into early neonatal period from 1

    to

    2 weeks after birth), late

    neonatal period from 3 to 4 weeks), onset of infant period from 1

    to

    2

    months), and initial infant period from 3

    to

    4 months).

    ature adult walking pattern

    We need to examine normal stable adult walking to compare with

    gait in terms

    of

    developmental processes. Figure

    1-3

    shows a typical

    EMG of adult walking the subject is a female 29 years of age). From

    the basogram, stance and swing phases can be demarcated.

    he discharge patterns of the TA and LG, which participate in

    movement of the ankle joint, showed an almost reciprocal relationship.

    he TA an ankle dorsiflexor) discharged through most of swing

    phase and at the beginning of stance phase, whereas the LG an ankle

    plantarflexor), which participates

    in

    push off motion, discharged

    in

    a

    strong burst in the latter part of stance phase. The hip and knee

    muscles, VM, RF,

    BF,

    and GM, acted for shock absorption during the

    transition from swing phase to stance.

    Development

    o

    Gait

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    Typical MG pattern of normal adult walking

    0.5

    mv

    k ~ j ~ A A j ~ A

    26 333 339 346 356 365 372 378 388

    Tibialis anterior TA)

    Lateral gastrocnemius LG) - + - - - M ~ ~ I

    M ' H ~ - - - 1 < Y , \ , ~ - . . . . I ( N J I N ' t - - t -

    Vastus medialis VM)

    Rectus femoris RF)

    Biceps femoris BF)

    Gluteus maxim us GM)

    Ankle

    lantar flexion

    orsiflexion

    Knee

    xtension

    lexion

    Hip

    Extension

    Flexion

    Basogram

    Foot contact FC)

    VTR

    signal

    t

    t

    *

    Swing

    Pho e

    SW )

    Stance hase

    ST)

    HC FF

    Swing

    Stance

    O

    TO

    1 sec

    . J . _ ' - ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' N t ' ' ' , , , , ' ' ' ' , _ . J , - - * - J I J t r - , , _ , , f . , . , , , J t U l t . , , - - , ~

    300 350 400

    l ~ (

    ~ ~

    H

    Heel Contact)

    FF

    HO

    Foot Flat) Heel Off)

    TO

    Toe Off)

    Fig.

    1-3.

    Typical adult

    EMG

    pattern in leg muscles during walking.

    Swing phase SW: short phase), Stance phase ST: long phase), Basogram: Foot contact

    He,

    FF, HO, TO).

    Newborn Stepping in Neonates

    nd

    Young Infants

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    ST

    sw

    Early neonatal period

    1

    - 2 weeks)

    ST

    R) ~ · · I · \ · f J · t W ~ ~ t ; ~ i ~

    T

    L

    VM

    RF

    F

    GM

    l)

    TA

    L

    ,

    ,

    i

    I

    VM - - - - ~ ~ ~ - - - - - - - - ~ - - - - - - _ - - - - - - - - - - ~ ~ ~ ~ ~ - - - - - - _

    F - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - ~ - - - - - - ~ .

    STANCE ST)

    SWING

    SW

    )

    _e_ 

    _ _

    - I 0 5 v

    1 week Y.T.)

    NEONATAL STEPPING

    Fig. 1-4. EMGs of stepping at 1 week after birth Y.T.).

    SW: swing phase, ST: stance phase, R): right leg, L): left leg, TA: tibialis anterior, LG: lateral

    gastrocnemius, VM: vastus medialis, RF: rectus femoris , SF: biceps femoris, GM: gluteus maximus.

    evelopment

    o

    Gait

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    Stepping

    in

    this period was characterized by quick hip flexion

    in

    which the thigh became approximately horizontal in the first part of

    swing phase. The foot was raised forward and dorsiflexed strongly, as

    shown in Figures 1-4, 1-5, and 1-6. In the middle part of swing phase,

    the leg was often held in the flexed position. Then the foot began to

    reach the floor slowly, the knee extending passively along with the hip.

    The foot usually contacted the floor with the heel or sole first Fig.

    1-7), but in a few instances toe contact was seen. A fairly squatted

    posture was often observed during stance phase.

    w k after birth Fig.

    1-4):

    In the beginning of stance phase, no

    notable activity was seen

    in

    the leg muscles examined.

    In

    single stance

    phase, continuous discharges were frequently observed in the TA,

    VM,

    RF,

    and GM, activities not usually seen in adult gait.

    he

    discharge patterns of the VM and GM were highly consistent, but

    activities at the ankle the TA and

    LG)

    and of two-joint muscles

    crossing the knee and hip the

    RF

    and

    BF)

    showed slight variations.

    That is, at the ankle, a reversed reciprocal

    TA+,

    LG-) pattern was

    observed

    in

    many cases, but co-contraction TA+, LG+) and reciprocal

    TA-, LG+)

    patterns were seen

    in

    some of the subjects. Across the

    knee and hip, a reversed reciprocal RF+, BF-) pattern was observed

    in

    many cases, but co-contraction RF+, BF+) and reciprocal

    RF-,

    BF+)

    patterns were observed in some of subjects. In the first part of swing

    phase, continuous discharge in the TA was

    seen

    in most cases.

    Sometimes slight activity of the

    RF

    was observed in the same phase.

    In the latter part of swing phase, when the leg was extending, activities

    were hardly seen in the

    LG,

    VM, RF,

    BF,

    and GM.

    Fig. 1 5. Foot contact of newborn stepping at 2 days after birth.

    Newborn

    Stepping

    in Neonates and Young

    nfants

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    ST SW ST

    (R)

    V

    , , , /

    1 .1/

    I , ,

    W , / , , , W

    I I

    W

    I I ; , I

    ......r

    TA ,

    L ________

    __

    ~ _ _

    VM

    RF

    BF

    GM

    (L)

    TA- \

    LG

    RF

    BF

    L

    I

    ST

    SW

    1 sec 0 5 mv

    2 weeks (A.

    I.)

    NEONATAL STEPPING

    Fig. 1-6.

    EMGs

    of stepping at 2 weeks after birth

    A

    . .).

    1 evelopment

    o

    Gait

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      w ks after birth

    Fig. 1-6 : In the beginning of stance phase,

    continuous discharges in many leg muscles were observed more

    often than at 1 week after birth, especially in single stance phase.

    Continuous discharge patterns of the VM and GM were again

    consistent, but EMG patterns of the

    TA

    and LG and

    of

    the RF and BF

    showed some variations. That is, reciprocal, reversed reciprocal, and

    co-contraction patterns were seen in those muscles. In the first part of

    swing phase, continuous discharge patterns

    of

    the

    TA

    were similar

    to

    those of 1 week after birth.

    In

    contrast to the first week, continuous

    discharge in the RF was observed during swing phase in many cases.

    In the latter part of swing phase, activity in the BF frequently began to

    appear before foot contact.

    Foot contact Fe)

    eel contact with slow

    leg

    extension

    Foot flat with slow

    leg

    extension

    EMGs

    of

    leg

    extensors before floor

    contact

    Early neonatal period

    1-2

    weeks after birth)

    Fig.

    1-7.

    Foot contact of stepping in neonatal period

    1-2

    weeks after birth).

    -): no

    activity.

    Newborn Stepping in Neonates and Young

    nfants

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    Late neonatal period

    3

    - 4 weeks)

    r t ~ l l t

    w

    ST

    ' - H ' 1 ' - 1 V . - - r - - r - - t - . ' - I ~ ' - I - - ' ' - h ' - l - - i - W . , ~ t - H - 1 ' ' ' ' ' ' ' ' ' ' ' i , . . . . J ' ' h ' ' ' ' ~ I ' ' ' ' ' ' ' ~ ~ h - h ' '

    (R)

    TA_

    Wi

    LG

    .,

    VM

    RF ,

    BF- \

    , I I ~

    ... .

    Jill/ILl

    'n'

    r-

    GM

    L i A ' M ~ ~ ~ ~ ~ I ' J '

    . \

    ~ ~ ~ ...

    L G W ~ ~ ~

    ,

    .; :; 1.; .;, 1 r ' ' W t ' ~

    R F . ~

    ••

    . O i . ~ i ~ ~ ' j I ~ '

    B F ~ ~

    w ~ t ~

    ST

    SW

    se

    I

    0.5

    v

    3 weeks

    H

    . YJ

    NEONATAL STEPPING

    Fig. 1 .8. EMGs of stepping at 3 weeks after birth

    H

    .Y.).

    2 evelopment

    o

    Gait

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    SW

    hS-rT-r-r--rr-h

    h----r-r-r--r-,,-...,-,

    R ) ~

    II

    A

    LG

    VM

    RF

    SF

    GM

    (L)

    1ft.

    I

    b ,

    'I'

    ~ ~ i

    1

    II.

    I\,

    I.

    ,

    I

    ~ . , ~ f In ' - \ i N o ' ~

    rIP

    W

    r-

    .J.

    .'

    .'\' ',..

    \1 '

    /-h-

    ,I

    ,1. 1 .1,,,1,,,11,

    I

    r'lf

    TA / J f t O o M i I \ - - ~ - - a W J ' M - - . . - j > , ~ ~ .., ........ I - -

    L G ~ ~ ~ - - - - r - - - - - ~ - - ~ ~ ~ ~ ~ -

    V M ~ ~ ~ ~ I ~ \ \ \ - \ f i \ ' o J - - . ' t o l \ - - + I I I ~ ~ 1 ' ~ ~ ~ t r

    q j . - ' ~ ~ ~ 4 ~ ~ ~ ~ f t J t \ , j r \ -

    I I I W I l f I M ~ . r - - - - - - + - - - 1 ' - ~ , ~ f r \ \

    G M M M ~ v N ( i ~ / ' - - - + - - ~ ~ ~ ~ ' 4 \ t ' + . ' / i ' U I f , ~ , * , - -

    ST

    SW

    1

    sec

    0.5

    mv

    4 weeks (T.

    YJ

    NEONATAL STEPPING

    Fig, 1-9, EMGs of stepping at 4 weeks after birth (T.Y,

     ,

    Newborn Stepping in eonates and Young

    Infants

    3

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    As in the early neonatal period, leg flexion was very active in the

    first part of swing phase in this period Figs. 1-8 and

    1-9 .

    The thigh

    was outwardly rotated as it was raised diagonally

    in

    a forward and

    lateral direction and the foot dorsiflexed strongly. Then the foot began

    to approach the floor slowly, the knee extending passively along with

    the hip. The foot usually contacted the floor with the lateral border

    first Figs. 1-10, 1-11, and 1-12), but sometimes the heel, sole, or

    forefoot made initial contact. The fairly deep squatting posture of the

    early neonatal period began

    to

    become less pronounced during stance

    phase.

    and

    4

    weeks after birth

    Figs.

    1-8

    and 1-9 : Throughout stance

    phase, continuous discharges of leg muscles were observed in many

    cases. EMG patterns of the VM and

    GM

    were consistent as in the

    early neonatal period. The reversed reciprocal ankle pattern during

    stance, seen in neonatal former period, was hardly evident, whereas

    the reciprocal and co-contraction patterns became more frequent.

    Discharge patterns of the two-joint knee and hip muscles showed

    reversed reciprocal, reciprocal, and co-contraction patterns as in the

    early neonatal period. In the first

    part

    of swing phase, continuous

    activity was seen in the TA as in the early neonatal period, but weak

    bursts of the RF and BF were seen often at the beginning of swing

    phase. In the latter part of swing phase, activities began to be seen

    in

    the LG, VM, RF, BF, and GM in some of the neonates.

    L -),

    partly +) f - - - - - - r ~

    Lateral gastrocnemius

    Ankle plantar flexor)

    VM H , partly +)

    Vastus medialis

    Knee extensor)

    Lateral border with slow leg extension

    EMGs of

    leg

    extensors

    before floor contact

    Late neonatal period

    3-4

    weeks

    after

    birth)

    Fig. 1-10. Foot contact of stepping in neonatal period 3-4 weeks after birth).

    -):

    no activity, +)

    :

    noticeable activity.

    4

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    Fig. 1 11. Neonatal stepping at 6 days after birth.

    Fig. 1 12. Foot contact of neonatal stepping at days after birth.

    Newborn Stepping in Neonates

    and

    Young nfants 5

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    Onset o infant period

    (1

    - 2 months)

    SW

    ST

    - -.-v

    · · · · , Wr .... .... r-r-. .- .- ,....W·

    ,

    j , , , , , U , , , , • •

    (R)

    TA

    F

    M ~

    ...

    (Ll

    T A ' I I A ( / ~ , ~ - ' t ' ' ' ' r ' T M ~ ~ . ~ ~ i ' ' J , r I I I . . ~ ~

    I J f I t 4 > ~ J i

    ST

    SW

    sec

    0.5

    mv

    1.5

    months

    (T. YJ

    YOUNG INFANT STEPPING

    Fig. 1-13. EMGs of stepping at 1.5 months after birth (T.Y., same subject as in Fig. 1-9).

    6 evelopment

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    After 1 month, as shown in Figure

    1-13,

    leg flexion was performed

    strongly in the first part of swing phase as in the neonatal period, but

    the degree

    of

    hip flexion tended to decrease slightly. We found mostly

    plantarflexion of the foot before floor contact rather than dorsiflexion,

    which had been more prevalent in the neonatal period. The foot

    usually contacted the floor with the lateral border of the forefoot first

    Fig. 1-14). Knee extension began to be performed more actively than

    in the neonatal period. A half-squatting posture during stance phase

    tended

    to

    increase.

    1 5 months after birth Fig. 1-13): During stance phase, continuous

    discharges

    of

    the

    VM

    and GM were seen as

    in

    the neonatal period.

    The ankle muscles likewise exhibited reciprocal and co-contraction

    patterns as in the late neonatal period. The two-joint knee and hip

    muscles showed reversed reciprocal, reciprocal, and co-contraction

    patterns, similar to the neonatal period. In the first part of swing

    phase, continuous activity of the TA was observed in many instances,

    as in the neonatal period. In the beginning of swing phase, weak

    activities of the RF and BF were seen often, but not always. In the

    latter part of swing phase, activities of the

    LG,

    VM,

    RF,

    BF,

    and

    GM

    appeared often before foot contact.

    LG

    -),

    +)

    1---+--+-.1

    Lateral gastrocnemius

    Ankle plantar flexor)

    oot contact Fe)

    Lateral

    border of

    forefoot with

    f st

    leg extension

    EMGs

    of leg extensors before floor contact

    Onset

    of

    young infant period

    1-2

    months

    after

    birth)

    Fig. 1-14. Foot contact of stepping

    n

    young infant period 1-2 months after birth).

    -),

    +)

    : instances of no activity and of noticeable activity intermingled.

    Newborn Stepping in Neonates and Young

    nfants

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    Initial infant period

    3 - 4 months)

    SW ST

    h J f ...... ;

    ..

    Wrl r r

    h'

    h

     

    iho

    h' h

     

    W I' i

    ;

    .. Wit ,

    t o

    \-T

    (

    R)

    T A 4 ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~

    (0

    T A ~ ; ~ ~

    L ~

    ' ~ ' ; ~

    ST SW

    t

    sec 0 5 mv

    3

    months

    CA

    I.)

    YOUNG INFANT STEPPING

    Fig. 1-15. EMGs of stepping at 3 months after birth (A .I.. same subject as in Fig. 1-6).

    8 Development

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    In this period Fig.

    1-15),

    the lower limb flexed strongly in the first

    part of swing phase as in the neonatal period, but the total degree of

    hip flexion tended to decrease slightly. The foot usually approached

    the floor with a more rapid and vigorous extension of the lower limb,

    with the toes initially contacting the floor Fig. 1-16). Knee extension

    and ankle plantarflexion were visibly active in many case

    s.

    A half

    squatting posture during stance phase became more frequent.

    months after birth

    Fig. 1-15): During stance phase, continuous

    discharges

    in

    the VM and GM were observed until onset of the infant

    period, as mentioned above, but continuous discharges in

    the

    anteriorly situated TA and

    RF

    tended to decrease or disappear, leading

    to reciprocal patterns

    TA- LG+

    and

    RF-

    BF+)

    in

    most cases. In the

    first part of swing phase, strong bursts in the

    TA,

    RF, and BF were

    frequently observed.

    In

    the latter part of swing phase, strong activities

    of the

    LG,

    VM,

    BF,

    and GM appeared often. Although strong activity in

    the

    LG

    and VM were observed shortly before foot contact, activities in

    the BF and GM were not generally seen. In the course of this period,

    co-contraction patterns of the ankle

    TA+,

    LG+) and the knee and hip

    RF+,

    BF+), seen fairly often in stance phase in the late neonatal period

    and onset of the infant period, gave way to reciprocal patterns TA

    LG+ and

    RF-

    BF+) . Strong activities of the

    LG

    and VM

    in

    the latter part

    of swing phase, hardly observed during the neonatal period, became

    remarkably more frequent.

    LG +),

    partly -)

    f - - - ~

    Lateral gastrocnemius

    Ankle plantar flexor)

    V

    +),

    partly

    -)

    Vastus

    medialis

    Knee extensor)

    Forefoot with

    fast

    leg extension

    EMGs of leg extensors before f loor

    contact

    Initial young

    infant

    period 3-4

    months after

    birth)

    Fig. 1-16. Foot contact of stepping

    in

    young infant period 3-4 months after birth).

    +) :

    noticeable activity, -): no activity.

    Newborn Stepping in Neonates and Young

    nfants

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      iscussion

    Although Thelen

    et

    al.

    1982)

    reported that when held upright,

    newborn infants show well-coordinated walking movement th t

    normally cannot be elicited after about 2 months of age, we could

    induce infant stepping until around 3 months of life

    in

    a number of

    cases. Forssberg 1985) and Thelen et

    al.

    1987) pointed out from

    movement patterns and EMGs, that the locomotor pattern of the

    newborn differs markedly from that of an adult.

    From our results, newborn stepping was characterized by active leg

    flexion with the thigh becoming horizontal, a somewhat squatted

    posture, and variable forms of foot contact with the surface Figs.

    1-17

    and 1-18). Leg muscle activities in newborn stepping are usually

    irregul r

    and involve more co-activation th n in adult walking,

    especially in stance phase. For example, in single stance continuous

    discharge patterns were seen in the knee and hip extensors

    VM

    and

    GM) in neonatal and infant stepping, associated with a progressively

    decreasing but ever present squatted posture. These activities in the

    leg extensors appear to be attributable to the squatted posture itself

    and would thus not be seen in adult gait.

    On the other hand, we did observe some similarities

    in

    leg muscle

    activity between newborn stepping and adult gait.

    As

    swing phase was

    beginning, for example, bursts were usually observed

    in

    the TA during

    newborn stepping. Muscle activation seen in flexors of the lower limb

    at the onset of the stepping cycle becomes incorporated into supported

    walking

    seen prior

    to

    independent

    walking,

    thence

    into

    e rly

    independent walking, and so on to adult gait. These results suggest

    that mature walking may evolve from the newborn movement pattern.

    We could see a developmental trend across the neonatal and young

    infant periods

    in

    stance phase and at the end of swing phase. n

    stance phase, contractile activity between mutual antagonists varied

    among co-contraction TA+ LG+ and RF+ BF+), reciprocal TA

    LG+ and RF-

    BF+)

    , and reversed reciprocal

    TA+

    LG- and

    RF+

    BF-)

    patterns. The reciprocal pattern tended to appear more often if the

    baby happened to be inclined forward and the reversed reciprocal

    pattern when the baby was inclined backward. Co-contraction might

    be viewed as an intermediate situation between these two tendencies .

    2

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      evelopmental changes

    in

    the pattern o newborn stepping

    1week Y.

    T.)

    Neonatal period

    ~ ~ ~ ~ j

    Early.

    1- 2

    weeks)

    A

    2 weeks A.I.)

    Neonatal period

    jjlttf

    Early.

    1 2

    weeks)

    B

    3 weeks H.Y.)

    Neonatal period

    tt ttttt

    Late. 3 4 weeks)

    C

    1.5 months H.Y.)

    Infant period

    r t l

    Onset. 1 2 months)

    D

    3 months A.I.)

    Infant period

    w ~ ~

    Initial.

    3 4

    months)

    E

    3.5 months H.Y.

    Infant period

    r l ~ ~ ~ f

    Initial. 3 4 months)

    F

    Fig. 1-17. Developmental changes in the pattern of newborn stepping.

    B: same subject as E.

    C:

    same subject as D and F.

    Newborn Stepping in Neonates

    and

    Young nfants

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      he

    reversed

    reciprocal

    pattern

    was

    seen

    relatively often in

    the

    early neonatal period first 2 weeks), but the other two patterns became

    more frequent

    in

    the late neonatal period 3rd and 4th weeks) and

    as the infant period began 2nd month). In the initial infant period

    3rd and 4th months) the reciprocal pattern became more dominant

    than the other patterns, although all

    three

    patterns could still be

    observed. Interestingly, this trend anticipates the changes

    in

    pattern

    between mutual antagonists seen as a baby first begins to walk

    independently and becomes more stable

    in

    the ensuing months.

    At the end of swing phase in the neonatal period, the

    LG

    and VM

    exhibited no activity until the foot actually touched the floor Fig. 1-18).

    The foot reached the floor

    in

    a relatively passive action of the lower

    limb, contacting the floor variously with the heel, entire sole, or lateral

    border. Thelen et

    al. 1982,

    1987) did not find any strong activity in the

    gastrocnemius before floor contact

    in

    the neonatal period. In the

    second month, at the onset of the infant period, the LG and VM began

    to become active before actual contact of the foot with the floor, with

    the lateral part of the forefoot generally touching the floor first. Thelen

    et al. 1987) and Forssberg 1985) reported that the gastrocnemius

    showed strong activity just before the foot reached the floor

    in

    the

    young infant period. The activities of the LG and

    VM

    subsequently

    became more pronounced shortly before and during floor contact

    in

    the 3rd and 4th months,

    to

    the point that one might associate such

    activity with the parachute reaction. Milani-Comparetti et al. 1967)

    observed from movement analysis that the parachute reaction of the

    lower limbs begins to appear at about 4 months after birth. Our

    observations, if they are of the same phenomenon, suggest that the

    beginnings of the parachute reaction can be found by EMG much

    earlier than by visual observation of behavior.

    hese changes

    in

    muscle activity during the stance and swing

    phases of newborn stepping represent what might be considered as

    the first developmental changes in human bipedal locomotion. Further

    research would be necessary to elucidate the extents to which these

    changes can be attributed to maturation of balance, postural control,

    and strength, as well as to emergence and disappearance of the

    neonatal stepping reflex itself.

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    Neonatal and

    young

    infant

    period

    Early neonatal

    1-2

    weeks

    after

    birth

    Late neonatal

    3 4 weeks

    after

    birth

    Young

    infant

    onset)

    1-2 months

    after birth

    Young infant initial)

    3 4 months

    after birth

    Foot contact

    with

    leg

    extension

    Heel

    contact or

    foot

    flat

    with slow leg extension

    Lateral border

    with slow leg extension

    Lateral

    border

    of

    forefoot

    with

    fast

    leg extension

    Forefoot

    with

    fast

    leg extension

    EMGs

    of VM and LG

    before

    floor contact

    VM -)

    LG -)

    VMH, partly

    +)

    LG -), partly +)

    VMH,

    +)

    LGH. +)

    VM +), partly

    -)

    LG +),

    partly -)

    Fig.

    1-18.

    Developmental changes of foot contact

    in

    newborn stepping.

    VM

    : vastus medialis,

    LG

    lateral gastrocnemius, -) : no activity, +): noticeable activity,

    -), +): instances of no activity and of noticeable activity intermingled.

    Newborn Stepping in eonates and Young

    Infants

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      onclusion

    In ten neonates first seen at 1 to 4 weeks after birth EMGs of

    stepping were recorded at 1 to 4 week intervals until around 4 months

    of age.

    During stance phase in neonatal stepping many leg muscles showed

    excessive continuous discharges compared with the adult walking

    pattern. Continuous activity was seen in the vastus medialis and

    gluteus maximus to maintain a partially squatted posture. Mutual

    antagonists in the lower limbs variously showed reciprocal and

    co-

    contraction patterns during the neonatal period but the EMG patterns

    began to shift toward predominantly reciprocal patterns in the young

    infant period associated with leaning forward.

    In the first part of swing phase activity in the tibialis anterior was

    observed in most cases. During neonatal stepping in the latter part

    of

    swing phase muscular activity was not seen in the lateral gas-

    trocnemius or

    v stus

    medialis but during young infant

    stepping

    EMG activity in these two muscles became marked before the foot

    reached the

    floor

    suggesting that muscular activities participating

    in

    active ankle plantarflexion and knee extension began to act as a

    precursor to the parachute response of the lower limb.

    In summary these muscular activities of the lower limb characterize

    the EMG features of newborn stepping. Changes in EMG patterns

    during newborn stepping detectable well before corresponding

    changes can be visually observed in movement analysis may be the

    first signs of development in human locomotion.

    4 evelopment

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     n order to elucidate electromyographic (EM G charac

    teristics of infant walking at the onset of independent gait, we

    longitudinally recorded EMGs from muscles of both legs

    during the learning process of walking in an infant, from

    10

    months after birth until about 3 years of age. We found EMG

    characteristics of infant gait up to around 1 month after

    learning to walk that are not usually seen in adult gait. n

    stance phase from foot contact until push off, the role of the

    vastus medialis for maintaining stability became clear as a

    slightly squatted position was used to lower the

    center

    of

    gravity. Orderly reciprocal or co-contraction patterns of activity

    in the

    rectus

    femoris and biceps femoris or in the tibialis

    anterior and gastrocnemius were found to be

    related

    to

    returning the body s center of mass toward its initial position.

    n the

    latter

    half of swing phase, the vastus medialis and

    gastrocnemius showed strong activities with the knee extend

    ing and ankle plantarllexing for active leg extension to prevent

    falling.

    hese

    characteristically excessive muscle activities

    in infant walking are considered to express weak muscle

    strength

    and an

    immature

    balancing system. As

    months

    and years pass, the muscles become stronger and balance

    matures, obviating the need for so much myoelectric activity.

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    Normal human infants begin to walk independently when they are

    about 1 year of age. Thelen et al.

    1989) noted

    th t

    independent

    walking emerges when a threshold has been reached for muscle

    strength and ability

    to

    balance, but the baby who has just become able

    to walk independently exhibits a pattern notably different from adult

    gait. Although a

    gre t

    deal of investigation

    h s been

    done on

    development of

    gait, there are

    few

    EMG studies in the area. Cross

    section l

    kinesiologic l EMG studies on the

    development

    of

    independent gait in babies have been performed by Sutherland et

    al.

    1980), Forssberg 1985), and Thelen et al. (1987), but we have not

    seen much longitudinal EMG study on the acquisition of gait outside

    of that by Okamoto et

    al.

    1972, 1983,

    1985, 2001,

    2003). By means of

    both longitudinal and cross-sectional EMG and cinematographic

    findings,

    we

    have reported that specific changes can be observed at

    certain times

    in

    the course of that development. That is, during the

    early stage of independent walking, a baby squats slightly while

    leaning forward and takes steps with strong active extension of the

    legs, exhibiting considerable instability. After this early stage of

    independent walking, the baby exhibits increased stability with the

    body tilted only slightly forward

    childhood walking pattern),

    and by 3

    years of age the body is upright as in adult walking

    adult walking

    pattern).

    What seem to be most lacking, however, are EMG studies

    during the very early stage of independent walking

    in

    the infant. The

    purpose here is to explore a little further the onset of independent

    walking in the infant and to determine

    EMG

    characteristics of infant

    walking by longitudinal observations.

    The subject was one baby who first began

    to

    walk independently at

    306

    days after birth.

    We

    made longitudinal observations on this child

    from the time she first began to walk independently at 10 months after

    birth until a stable adult-like walking pattern was achieved at around 3

    years of age.

    Figure 2-1 shows a representative form of infant walking at the onset

    of independent walking, when the infant succeeded to walk 5 to 10

    steps without support. Slight knee flexion was often observed in the

    supporting leg, the foot base in the double support period was very

    wide, and the body s center of gravity was lowered during stance. The

    arms were spread apart and elevated.

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    The gait in this baby first learning to walk was characterized by

    quick hip and knee flexion in which

    the

    thigh became almost

    horizontal

    in

    the first part of swing phase. The foot was raised forward

    and slightly outward, then the foot began to reach the floor quickly,

    the knee extending actively along with the hip. he foot usually

    contacted the floor with the foot flat and forefoot first, but in a few

    instances the heel made initial contact. A squatting posture with the

    body inclined forward was often observed during stance phase. We

    noticed several other characteristics that differ from adult gait, such as

    a wide base at the feet and a high guard position of abducted arms

    (Figs.

    2-3,

    2-5,

    2-7,

    and 2-9 .

    Figures 2-2, 2-4, 2-6, 2-8, and

    2-10

    show longitudinal developmental

    changes of EMG activity

    in

    the learning process of walking. Compared

    with corresponding muscular activities of the adult walking pattern,

    excessive muscular activities and variations appeared during the

    learning process of infant walking from the 1st day of learning to walk

    until 2 or 3 months after learning to walk. In the description that

    follows, we focus attention on EMG activity patterns seen

    in

    the infant

    that deviate from normal adult walking and examine developmental

    changes in muscle activity related to infant independent walking.

    Fig  2 1. Gait pattern at the onset of independent walking 

    ndependent aiking

    in

    infants 7

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    1st day of learning to walk

    fffffr

    R)

    TA

    LG

    VM

    RF

    BF

    GM

    U

    TA

    LG

    VM

    RF

    BF

    GM

    ST

    sw

    R)

    N ~

    EXT.

    L)

    FLE X.

    v

    KNEE

    V

    t s

    e

    0.5

    mv

    1

    st

    day of learning

    to

    walk

    Fig. 2-2. EMGs

    on

    the 1st day of independent walking at 10 months of age).

    ST: stance phase,

    SW

    : swing phase,

    R)

    : right leg,

    L)

    : left leg, TA: tibialis anterior,

    LG

    :

    lateral gastrocnemius, VM: vastus medialis, RF: rectus femoris,

    BF

    : biceps femoris , GM:

    gluteus maximus, KNEE EXT: extension, KNEE FLEX: flexion.

    8 evelopment

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    Figure

    2-2

    shows a representative excerpt

    of

    the EMG patterns of

    the infant s independent walking on the day when she succeeded in

    walking 5

    to

    10

    steps for the first time, at

    10

    months after birth.

    In

    stance phase, at the ankle, a pattern of

    two

    or three alternating

    bursts between the

    TA

    and LG was most prevalent, but co-contraction

    of both muscles was also seen frequently.

    At

    the knee, the VM was

    continuously active from foot contact until push

    off.

    At

    the hip and

    knee, three types of discharge pattern were seen in the biarticular RF

    and BF muscles. One was a reciprocal

    RF-, BF+)

    pattern

    in

    which

    discharge of the RF tended to decrease or disappear while that

    of

    the

    BF increased. A second was a reversed reciprocal

    RF+,

    BF-) pattern

    in which discharge of the BF tended to decrease or disappear while

    that

    of

    the RF increased. The third was a co-contraction RF+,

    BF+)

    pattern of the two muscles. When the infant became able to walk

    continuously,

    we

    generally found a reciprocal or co-contraction pattern,

    although

    we

    occasionally observed a reversed reciprocal pattern.

    At

    the hip, the GM was continuously active.

    In

    swing phase, the

    LG

    and VM often showed strong activity

    in

    the

    latter half

    of

    the phase.

    1st day o learning to walk

    Fig. 2 3. Foot prints on the 1st day of independently walking at 1 year 1 month).

    ndependent aiking

    in

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      weeks after learning

    to

    walk

    ST

    sw 10  5

    months

    R)

    TA

    LG

    VM

    RF

    SF

    GM

    L)

    TA

    LG

    VM

    RF

    SF

    GM

    ST sw

    R)

    KN

    L)

    EXT.

    *

    LEX

    KN

    1

    se

    c

    5

    v

    2 weeks fter learning

    to

    walk

    Fig. 2-4. EMGs at 2 weeks after learning to walk at

    10

    .5 months).

    3

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    Figure

    2-4

    shows representative

    EMG

    patterns of infant walking at

    about 2 weeks after learning to walk at 10

    .5 months after birth), when

    the infant was able

    to

    take more than

    20

    steps.

    In stance phase, at the ankle, the earlier pattern of two

    or three

    alternating bursts between the TA and LG changed to one or

    two

    alternating bursts, but co-contraction of the

    two

    muscles was also seen

    frequently. At the knee and hip the

    VM,

    RF,

    BF, and GM), EMG

    patterns in this period did not differ from those on the 1st day of

    learning

    to

    walk

    Fig. 2-2).

    In swing phase, the LG and VM frequently showed strong activities

    in the latter half of that phase, as on the 1st day of learning to walk.

    Fig 2 5. Unstable infant independent walking

    ndependent aiking

    in

    infants

    3

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    At around 1 month after learning to walk

    months

    R)

    T A ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ m M ~ ~ ~ ~ ~ ~ - ~ W M ~

    G M - ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ - - ~ - - ~ ~ ~ - r ~ ~ ~ ~ - ~ ~ ~

    L)

    T A ~ ~ ~ ~ N H ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~

    R

    KNEE

    EXT

    l FLEX •

    KNEE

    ~

    1 month fter learning

    to

    walk

    Fig. 2-6. EMGs at 1 month after learning to walk at 11 months).

    3 evelopment

    o

    Gait

    1

    sec

    I 5 mv

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    Figure 2-6 shows representative EMG patterns of infant walking at

    around 1 month after learning to walk at 11 months after birth). At

    this point, the infant began to walk by herself for long periods.

    In stance phase, at the ankle, the previous pattern of one or two

    alternating

    bursts

    between the TA and LG disappeared,

    but

    co

    contraction of both muscles was also seen frequently. The reciprocal

    fA-, LG+) pattern tended to increase, and co-contraction

    TA+,

    LG+)

    of both muscles tended

    to

    be seen at about the same frequency as at 2

    weeks after learning to walk Fig.

    2-4),

    but the reverse reciprocal TA+,

    LG-) pattern began to decrease or disappear.

    At

    the knee,

    VM

    activity

    tended to decrease or disappear.

    At

    the hip and knee, although the

    reciprocal

    RF-, BF+)

    pattern increased, the reverse reciprocal

    RF+,

    BF-) and co-contraction RF+, BF+) patterns tended to occur much less

    frequently than at the onset of independent walking.

    At

    the hip, activity

    of the

    GM in

    this period did not change from the pattern at the onset

    of independent walking Figs.

    2-2

    and 2-4).

    In

    swing phase, discharges of the VM began to decrease in intensity

    or even disappear in the latter half of that phase, in contrast to the

    situation at the onset of independent walking Figs.

    2-2

    and

    2-4).

    Discharges

    of

    the

    LG,

    on the other hand, still remained strong

    in

    the

    latter half

    of

    swing phase.

    2 st day fter learning

    to

    walk

    43rd day

    fter

    learning

    to

    walk

    Fig. 2 7. Foot prints of initial infant walking on the 21 st and 43rd days after learning to walk at

    1 year 1 month).

    Independent aiking

    in

    infants

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    From 2 to 3 months after learning to walk

    SW

    ST

    ~ ' \ J

    w

    1 111

    I ~ .

    ~ 1 1

    Il.Iil.

    l ~ h . J ,

    IU.,

    IJI

    ( R)

    TA

    LG

    i l " ~

    11\'

    'llLtk

    1 1

    1 1 1 ' ' 1 I \ ~ J . i l a l '

    l

    1\1

    11

    Ill'

    'r

    TI'

    I

    jJo..

    c., ..

    Ji b

    d j ~ J .

    11'

    ·frr".r'"'

    '1'''''

    I'

    "1'

    '\ "r\'

    l ' l r

    VM

    RF

    SF

    GM

    (L)

    TA

    LG

    VM

    RF

    SF

    GM

    -

    'r

    I.o .

    ' f '

    II

    ••1..11,

    l ...

    1,dl

    'II

    " II'

    '11'

    r .

    .Ii L

    ..J.'ll ..

    "'11"

    r'l

    11/

    .I.

    ~ , ~ I

    .Il,lil ,

    ~ , U J

    l'

    \

    I l r \ 1 ~ q l ~ T . ,

    1.1

    I. kL.L 1\

    11'

    r

    'I'

    'w

    ~ . .

    ,

    ,i

    111 .oiJ

    ' I : ' ~ U

    j

    ""..•

    d.

    3 I . l j ~ h .

    1,\

    "'1"

    'Ir,

    hUll,

    111

    1

    1'1'

    ~ I I "

    ST SW

    (R)

    KNEE

    2 months after learning

    to

    walk

    11"

    ,I.

    ,t ..

    .

    1

    ~ L l L l .

    ~

    II I I ~ j J l l

    11 '\lf

    'r'l'II"I"

    11/

    It

    UUi,

    ,I.

    ' r ~ 'If"

    r

    ~ r J l

    :r'll

    III.

    1.1 'ILl,

    ~ f

    ~ L ~

    'I

    I ~ "

    11

    1

    .1 lhlLJ

    .1. .L

    I 'lI'm

    1'''

    I'

    1

    ,.

    JL . ~ .

    .1

    "

    I "

    '1'

    r I

    I

    ,1J.Jlil, I

    J ~ u

    Ilfll'

    ,JIJld.

    '.Jj.

    ' . / . ~ j

    ..L

    I""", ,'

    '11r'

    ~ ~ h : '

    II

    'I'T''''

    'I

    'JI.J...iIIo,

    .lJ,.

    ,1I

    n"r'

    llllll

    ~ r ' "

    , s

    ec

    Fig, 2·8, EMGs at 2 months after learning to walk (at 12 months) ,

    4 evelopment

    o

    Gait

    12 mo

    nths

    iJI.l

    11"1

    .L

    I d l L ~ .

    I fU llr

    T

    I , ~ I .

    I''''' ['or

    j ~ l I . . l I . . 1 c

    'IIITI'H

    lJ,,,•

    , r . I ~ I ~ · 1

    ItJ,

    l'll

    Jl:

    rm"

    '1"

    ...

    It

    [,IIJljA,

    ~ ( l

    , ~ ~ r

    'It

    ,lIl.

    ,1"""

    '''I

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    Figure

    2-8

    shows representative EMG patterns

    of

    infant walking at

    about 2 months after learning to walk at 12

    months after birth). The

    infant had acquired comparatively stable walking.

    In

    stance phase, at the ankle, the co-contraction

    TA+, LG+)

    pattern

    began to decrease in frequency, whereas the reciprocal TA-, LG+) and

    reversed reciprocal

    TA+, LG-)

    patterns were the same as at 1 month

    after learning to

    walk

    Fig.

    2-6).

    At

    the knee and hip, there were

    no

    obvious changes in EMG patterns of the VM, RF, BF, and GM.

    In swing phase, although strong discharges

    of

    the

    VM

    decreased or

    even disappeared in the latter half of that phase, discharges of the LG

    still remained the same in the latter half of swing phase as at 1 month

    after learning to walk Fig.

    2-6).

    TO Fe 1

    year

    TO

    FC 1

    year

    3 months

    sw

    ST

    SW ST

    1

    sec

    0.5 mv

    1

    sec

    I 0.5

    mv

    1 week after learning

    to

    walk

    3 months

    after

    learning to walk

    Fig.

    2-9.

    EMGs

    in

    mutual antagonists TA versus

    LG

    of infant independent walking.

    TO: toe off,

    Fe

    foot contact,

    SW:

    swing phase,

    ST:

    stance phase, Left: at 1 week after

    learning to walk at 1 year), Right: at 3 months after learning to walk at 1 year 3 months).

    Muscle activity progressed

    from

    excessive co-contraction of mutual antagonists to reciprocal

    patterns.

    Independent aiking

    in

    infants 5

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    Subsequent development

    TA

    LG

    V

    RF

    BF

    GM

    TO He

    SW ST

    1 se

    5 v

    - - - - - - -

    1 year 9 month s

    IMMATURE CHILD

    WALKING PATTERN

    ~ ~

    I

    l/k 

    '\1'

     

    Fig. 2·10. EMGs of the learning process of walking.

    TO HC

    .

    11.

    ,

    1   •

    , . . . ~

    i L J ~ j  

    11' '11

    ,

    . 1 ,

    rr

    '

    SW ST

    ec_->I 0 .5 mv

    3 years 2 months

    MATURE ADULT

    WALKING PATTERN

    TO: toe off,

    He

    : heel contact, SW: swing phase, ST: stance phase, Left: at 1 year 9 months

    immature child walking pattern), Right: at 3 years 2 months mature adult walking pattern).

    6

    Development

    o

    Gait

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    Figure 2-10 left panel) shows representative EMG patterns of

    immature childhood walking at 1 year 9 months of age. The infant

    acquired comparatively stable walking with the body inclined forward

    Fig.

    2-11)

    .

    In stance phase, at the ankle, a reciprocal fA-, LG+) pattern was

    observed most often. Reciprocal RF-, BF+) patterns were also seen at

    the hip and knee, and continuous activities of antigravity muscles LG,

    BF, and

    GM)

    were found. In swing phase, discharges of the LG seen at

    around 2 or 3 months after learning to walk decreased or disappeared

    in

    the latter half of swing phase and more greatly resembled the usual

    adult walking pattern.

    Discharge patterns of the leg muscles did not appreciably change

    from 3 months after learning to walk until approaching the third year

    of age.

    Figure

    2-10

    right panel) shows representative EMG patterns at 3

    years 2 months of age, resembling mature adult walking. At this point,

    the infant appeared to have acquired the adult walking pattern using a

    strong push-off of the foot with the body erect Fig. 2-11).

    In stance phase, at

    the

    ankle, reciprocal

    TA-, LG+)

    p tterns

    previously found in the first half of stance ph se decre sed

    or

    disappeared and strong bursts were observed instead in the latter part

    of stance phase, as in adult walking.

    At

    the knee and

    hip,

    reciprocal

    RF-,

    BF+) patterns decreased or disappeared. Strong continuous discharges

    of the LG, BF, and GM, that had been seen until about the end of 2

    years

    of

    age, began to decrease or disappear. EMG activity patterns

    that decreased or disappeared at around 3 years of age were closely

    approximating adult forms.

    IMMATURE IMMATURE MATURE

    INFANT WALKING

    CHILD WALKING

    ADULT WALKING

    PATTERN PATTERN

    PATTERN

    up to

    3 months 3 months 2 years after 2 years

    after learning to walk after learning to walk of learning to walk

    1

    ye r

    1.3 ye rs

    1.3

    ye rs

    3

    ye rs

    3

    ye rs

    Fig. 2 11. Development of gait pattern

    rom

    infant walking to mature walking.

    Independent aiking

    in

    infants 7

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    Standing posture

    on

    the

    st

    day o walking

    G M ~ ~ ~ n ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ M M ~ ~ ~ ~ ~ ~ ~ ~ ~

    L)

    T

    ~ ~ ~

    GM ... 11 ~ ~

    ,., I , . ~ ¥ , , , ~ . J r ¥ ~ . . . " l ~ , 1111-  

    R)

    KNEE-------.

    EXT •

    L) FLEX•

    KNEE-----......

    R)

    FC

    L)

    FC

    FF HC

    TC

    Standing postur on

    th

    1

    st

    day

    of

    walking

    sec 0.5 mv

    Fig. 2-12. EMGs of standing posture with a slight squat on the 1st day of independently

    walking at 10 months).

    R): right leg, L): left leg, FF: foot flat with the body erect, HC: heel contact with the body

    inclined backward, TC: toe contact with the body inclined forward.

    8

    evelopment

    o

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    Figure

    2-12

    shows EMGs of standing with a slight squat on the 1st

    day

    of

    independent walking. These discharge patterns were similar to

    those during stance phase on the same day Fig. 2-2).

    During maintenance of standing posture at the ankle, alternative

    bursts between the TA and LG generally showed a reciprocal TA-,

    LG+)

    pattern at toe contact fC) with the body inclined forward, and a

    reversed reciprocal fA+,

    LG-)

    pattern at heel contact HC) with the

    body inclined backward. Occasionally a co-contraction TA+,

    LG+)

    pattern was seen at toe contact TC) with the body inclined forward.

    At th knee, th VM showed continuous strong activity during

    maintenance of slight knee flexion. At the hip and knee, the three

    discharge patterns reciprocal, reversed reciprocal, and co-contraction)

    between biarticular muscles RF and BF) could be seen.

    At

    the hip,

    the

    GM

    generally showed continuous activity during the maintenance

    of standing.

    Fig 2 13. Standing posture just before independent walking at 1 year of age.

    ndependent Waiking in

    inf nts

    9

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      iscussion

    When a baby is just beginning to walk, characteristic EMG patterns

    can be seen that are excessive when compared to the corresponding

    patterns in adults. We consider here certain EMG patterns that

    gradually changed from the time of first learning to walk, principally

    those in stance phase and

    in

    the latter part of swing phase.

    In stance phase, we have found that excessive muscular activity and

    patterns

    peculiar to

    gait

    in an infant who has just begun to

    independently walk, strongly resemble lower limb activity during

    maintenance of an upright standing posture in the same period of

    development (Figs. 2-2, 2-4, and 2-12), suggesting that a common

    mechanism operates both

    in

    standing and in the initiation of gait. From

    a mechanical point of view, at this very early stage, both activities

    require a

    low

    center of gravity and a wide base of support to assure

    maximum stability. Generally these tasks can be accomplished, even

    though strength and balance are yet undeveloped, by spreading the

    legs apart to widen the base of support and by maintaining the knees

    in slight flexion to lower the center of gravity. During knee flexion in

    stance phase, continuous discharges of the VM are generally seen

    until around 1 month after learning to walk (Figs. 2-2 and 2-4). In

    stationary standing, the VM is continuously active as the baby stands

    fairly squatted on the 1st day of independently walking (Fig.

    2-12).

    The

    VM activity seen at the onset of independent gait thus appears to

    contribute to holding a posture with slight knee flexion, permitting the

    body s center of gravity to be lowered so that balance is easier to

    maintain.

    Mer

    the first month of walking, such continuous discharges

    of the VM tend to decrease or disappear (Figs.

    2-6, 2-8,

    and 2-10). This

    agrees with observations by Okamoto et al.

    1985,

    2001, 2003) that the

    load at the knees decreases as strength and balance develop.

    Another

    important

    factor to consider is keeping the vertical

    projection of the body s center of gravity

    well

    within the bounds of the

    base of support. In our study, the baby who had just begun to walk

    independently exhibited control over inclination of the trunk during

    walking or standing, thus keeping the center of gravity within the base

    of support by

    orderly

    patterns of activity in

    the

    leg muscles

    (Figs.

    2-2, 2-4,

    and 2-12). As mentioned above, three types of discharge

    patterns were seen

    in

    the biarticular RF and BF muscles. First, the

    reciprocal RF-, BF+  pattern

    is

    considered to be necessary for gait

    4 evelopment

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    with an anteriorly inclined trunk. Before strength and balance have

    matured to the point that push off can be effectively used with the

    trunk upright, as in adult gait, this pattern tends to increase after 1

    month of learning to walk. This pattern is similar to a child s walking

    pattern Fig. 2-10, left panel). Second, the reversed reciprocal

    RF+,

    BF-) pattern is considered to help control displacement of the body s

    center of mass by participating

    in

    maintenance of posterior inclination

    ofth trunk. Third, a co-contraction

    RF+,

    BF+ ) pattern

    is

    considered

    to keep balance control with the body erect. The reversed reciprocal

    and co-contraction patterns are normally seen during the very unstable

    period of the first month after beginning to walk (Figs.

    2-2

    and

    2-4),

    but not thereafter. These patterns are not seen in the child or adult

    walking pattern. These EMG patterns thus suggest that excessive

    muscular activity is a characteristic feature of balance control when the

    baby takes steps for the very first time. While these two muscles RF

    and

    BF)

    act at the hip and knee, Nashner et

    al. 1985)

    have pointed

    out that ankle strategy is the most efficient for returning the body s

    center of mass

    to

    its initial position. Indeed,

    in

    our study the TA and

    LG

    exhibited alternating reciprocal patterns of

    activity,

    thus affording

    anteroposterior control over the center of gravity to help maintain

    upright stability. That is, activity of the TA is considered to participate

    in

    maintenance of posterior inclination of the trunk, while activity of

    the LG is considered to be necessary for gait with an anteriorly

    inclined trunk. We also found variations

    in

    the alternating reciprocal

    patterns of the ankle muscles at about 2 weeks after learning to walk

    (Fig. 2-14). From the viewpoint of the developmental process, it clear

    that two or three alternating bursts of these muscles TA and LG),

    seen

    in

    the very unstable period at the onset of independent walking

    and stationary standing, disappear at around 1 month after learning to

    walk (Figs.

    2-2

    and 2-6). The fact that this alternating burst pattern

    becomes attenuated with experience of walking further suggests that it

    is

    a characteristic EMG feature of balance control when the baby takes

    steps for the very first time. The TA and

    LG

    have previously been

    reported to co-contract

    in

    many instances at the onset of independent

    walking, and McGraw 1940) pointed out that co-contraction of these

    mutual antagonists is indicative of maintaining balance by strongly

    stabilizing the ankle. However, basograms recording using foot contact

    switches during stationary standing

    Fig. 2-12),

    when the trunk was

    markedly inclined forward, suggest that the TA in synchrony with the

    LG acts for inversion to actively prevent falling. In addition to the

    ndependent aiking

    in

    infants 4

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    pattern of

    two

    or three alternating bursts of the

    TA

    and LG, as men

    tioned above, co-contraction of ankle muscles can be considered the

    expression

    of

    an immature balancing system.

    t would be very difficult for an infant to maintain a prolonged single

    stance phase at the onset of independent walking. In the adult walking

    pattern, strong myoelectric discharges during single leg support are

    hardly seen from foot contact until push off. In contrast, excessive

    discharges at the onset of independent walking in infant are often

    observed during single leg support. During single leg support, as

    shown in Table 2-1, up to around 1 month of learning to walk, the

    anteriorly located muscles of the lower limb TA, VM, and RF) are just

    as active as the posteriorly located muscles

    LG,

    BF, and GM). But

    after a full month of walking, activity of the anterior muscles tend to

    disappear. On the other hand, reciprocal EMG TA-, LG+ and RF-,

    BF

    +)

    patterns seen

    in

    childhood gait become more prevalent. Reversed

    reciprocal EMG TA+, LG- and RF+, BF-) patterns disappear and are

    not seen in child and adult gait patterns. This suggests that excessive

    activity of the anterior muscles indicate marked instability, whereas

    excessively activity of the posterior muscles should be associated with

    a lesser degree of instability.

    In swing phase, up to the first month of walking, the VM a knee

    extensor) is generally active from the middle of swing phase until the

    subsequent

    foot

    contact

    (Figs. 2-2 and 2-4).

    he

    LG (an ankle

    plantarflexor) is likewise active in this

    part

    of swing phase during

    about the first three months of independent gait (Figs. 2-2, 2-4, 2-6, and

    2-8).

    Compared

    to

    the situation of standing on both feet, these patterns

    occur when only the contralateral leg is providing a very small base of

    support, and the airborne foot is being actively plantarflexed while the

    knee is being actively extended, suggestive of operation of the

    protective parachute reflex to prevent falling.

    t thus becomes clear that when a baby first begins

    to

    walk, muscle

    activity plays a relatively great role in providing stability to maintain

    posture and to keep the body s center of gravity low and within the

    base of support. From the early stages of walking, the muscles become

    stronger and balance matures as months and years pass, obviating the

    need for so much myoelectric activity. Thus some patterns of EMG

    activity can be identified

    that

    are present in infant walking but

    are subsequently no longer present

    in

    child or adult gait.

    As

    the baby

    matures, these excesses gradually become refined until, at about three

    years of age, they very much resemble muscle activities of adults.

    4 evelopment

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    Table2-

    1.

    Developmental changes of EMG pattern during single leg support

    Joint EMG pattern 1st day 2 wks 1 mon 2-3 mons

    Reciprocal (TA-, LG+)

    (+) (+)

    ++) ++)

    Ankle Reversed Reciproca l (TA+, LG-)

    ++) (+) -) -)

    Co-contraction (TA+, LG+)

    (+) (+) (+)

    ±)

    Knee Continuous (VM+)

    ++) ++)

    (±) (±)

    Reciprocal (RF-, BF +)

    (+) (+)

    ++) ++)

    Knee Hip Reversed Reciproca l (RF+, BF-)

    ±)

    (±)

    -) -)

    Co-contraction (RF+, BF+) (+) (+)

    (

    ±)

    (±)

    Hip Continuous (GM+)

    ++) ++) ++) ++)

    Frequency of occurrence,

    ++):

    very much, (+): much,

    ±):

    a little, (- ): little.

    sw

    ST

    sw ST

    sw

    ST

    sec I 0 5 mv

    2 weeks

    after

    learning to walk

    Fig. 2

    -1

    4. Variations

    in

    EMG pattern of ankle joint muscles at 2 weeks after learning

    to

    walk (at

    10.5 months of age).

    ST: stance phase,

    SW

    : swing phase, TA: tibial is anterior,

    LG:

    lateral gastrocnemius, Left (ST-

    l):

    two or three alternating bursts between the TA and LG Center (ST-2): one or two alternating

    bursts between the TA and

    LG

    , Right (ST-3): one continuous discharge pattern.

    ndependent Waiking in

    infants 4

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      onclusion

    To determine EMG characteristics of infant walking we longi

    tudinally recorded EMGs using surface electrodes from twelve

    muscles of both legs in

    an

    infant from 3 6 days after birth.

    Up to around 1 month after learning to walk in stance phase the

    VM

    showed activity associated with holding a slightly flexed knee

    joint. Alternating reciprocal patterns between the

    RF

    and BF muscles

    came into pl y s the body inclined backward and forward whereas a

    co-contraction pattern of both muscles appeared when the body was

    erect. Alternating reciprocal patterns between the

    TA

    and

    LG

    helped

    to maintain balance and to prevent falling backward or forward. Co-

    contraction patterns of these

    two

    muscles were seen to stabilize the

    ankle joint to maintain body balance preventing strong forward falling.

    In the latter half of swing phase the VM and

    LG

    showed strong

    activities with the knee extending and the ankle plantarflexing to

    prevent falling.

    These characteristically excessive discharge patterns of infant gait

    were not seen

    in

    subsequent childhood gait or

    in

    adult gait and they

    began to decrease or disappear after about 1 month of learning to

    walk. t is in this sense that these leg muscle activities are considered

    EMG characteristics of infant walking at the onset of independent

    walking.

    evelopment

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    Electromyographic EMG) recordings of the lower limbs

    were made from a girl from 3 weeks after birth until 8 years of

    age

    to

    determine

    EMG

    changes in the development of human

    bipedal locomotion. Recordings were taken from the tibialis

    anterior TA), lateral gastrocnemius LG), vastus medialis

    VM),

    rectus femoris RF), biceps femoris BF), and gluteus

    maximus GM) muscles. In

    each

    of three developmental

    stages of gait, primitive walking, supported walking, and

    independent walking, muscle activity progressed from

    excessive co-contraction of mutual antagonists to reciprocal

    patterns. For the stance limb, the predominant reciprocal

    pattern to emerge was continuous activity of the posteriorly

    located

    LG

    and BF as opposed to the anteriorly located T and

    RF In

    independent walking this preponderance

    of

    maintained

    activity by the LG and BF in stance phase gradually waned

    over the first 2 years of walking to focused bursts of activity.

    he developmental changes observed in this girl appear to

    have been attributable to

    changes

    in posture reflecting

    increased strength and

    to

    improvements

    in

    control of balance

    reflecting neuromaturation.

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    During the first

    three

    years of life, human bipedal locomotion

    develops gradually toward mature walking throughout a series of

    phases: newborn

    stepping

    infant supported walking infant

    independent walking, and child walking

    Fig. 3-1). n

    the 20th century,

    some studies have provided detailed technical descriptions kinematics,

    kinetics, temporal events, and electromyography)

    of

    the developmental

    process of infant locomotion, although to study gait in

    babies using

    adult techniques

    is

    very difficult.

    McGraw

    1940)

    analyzed seven selected phases in the development

    of erect locomotion from newborn stepping to mature erect walking,

    using film analysis, and pointed out the relations between several

    reflexes and the development of motor behavior. Touwen 1976)

    clarified the interactions between reflexes and the development of

    motor behavior, emphasizing the longitudinal study of motor develop

    ment. Using EMG can provide information about the maturation of

    gait that

    is

    both significant and otherwise unavailable

    in

    conventional

    motion analysis.

    Although the study of human locomotion in infants using EMG

    is

    difficult, some cross-sectional and longitudinal EMG studies on the

    development of gait have been done. Forssberg

    1985),

    Thelen et

    al.

    1987),

    and Okamoto et

    al. 1972,

    1985,2001,2003), have studied the

    developmental process from newborn stepping until infant supported

    walking prior to independent walking, and Sutherland et

    al. 1980)

    and

    Okamoto et

    al. 1972, 1985, 2001, 2003)

    have researched the learning

    process from early infant independent walking to mature walking.

    These studies have generally described developmental changes of

    various leg muscular activities in both supported and unsupported

    walking.

    We

    are unaware, however, of any studies that have described

    EMG developmental changes from newborn stepping all the way to

    mature walking longitudinally in the same individual.

    The purpose of this study was to study longitudinal developmental

    changes of human locomotion

    in

    terms

    of

    leg muscle activity. EMGs

    of

    the same subject were recorded over a period of 8 years, from 3 weeks

    after birth to 8 years of age, so that the entire span of gait development

    could be examined

    in

    one individual.

    6 evelopment

    o

    Gait

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    We made longitudinal observations on a female infant from 3 weeks

    after birth until 8 years of age. At the beginning, to induce newborn

    stepping, the examiner held the infant under the arms with the soles

    of the feet touching a horizontal flat surface. Well-coordinated walking

    movements were observed fairly consistently from shortly after birth

    to around 3 or 4 months. Although newborn stepping could not simply

    be arbitrarily elicited at the will of the examiner, we were able to

    induce selected well-coordinated walking movements of three or more

    steps during this period.

    From 3 weeks after birth to 3 years of age, EMGs were recorded 38

    times, at intervals ranging from 2 weeks to 2 months. After that, from

    3

    to

    8 years of age, EMGs were recorded 10 times, about every 6

    months.

    Based on the longitudinal EMG findings of the present investigation,

    as well as those from previous studies Okamoto t al.,1972, 1985,

    2001), we divided the early development of gait into the following four

    phases: neonatal stepping, onset of young infant stepping, initial young

    infant stepping, and infant supported walking. Subsequent maturation

    of gait was also divided into four phases: onset of infant walking, initial

    infant walking, immature child walking, and mature walking. The data

    in Figures 3-2, 3-4, 3-5, 3-6, 3-7, and

    3-8

    show representative EMG

    patterns and forms from our longitudinal observations of the same

    subject Figs. 3-1 and 3-3 .

    t t f t ~ f

    r

    tlrftfi

    llUli ~ i ~ € e I t ~ l ~ ~

    Jilit fA j l \ ~ l k

    Fig. 3 1. Developmental changes of gait in one individual birth to age eight).

    Top : neonatal and infant stepping, Middle: infant supported and independent walking,

    Bottom: child walking same subject).

    rom

    Newborn

    Stepping

    to Mature alking 7

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    T

    LG

    VM

    RF

    BF

    GM

    Neonatal stepping

    (up to 4 weeks after birth)

    TO

    FC

    •• .

    .

    j

    .

    1

    J.

    ,.I..

    . ...., 

    SW

    ING (SW STANCE (ST)

    \

     

    ..

    se  I

    0.

    5 mv

    3

    weeks

    Fig.

    3-2.

    EMGs of neonatal stepping (at 3 weeks after birth).

    TO: toe off,

    Fe :

    foot contact, SW : swing phase (short phase), ST: stance phase (long

    phase), TA: tibialis anterior, LG : lateral gastrocnemius, VM: vastus medialis, RF : rectus

    femoris,

    BF:

    biceps femoris,

    GM:

    gluteus maximus.

    Fig.

    3-2

    shows EMG patterns of leg muscles at 3 weeks after birth.

    The stepping in this period was characterized by quick hip and knee

    flexion

    in

    which the thigh became horizontal

    in

    the middle part of

    swing phase. The foot dorsiflexed strongly as it was brought forward.

    The foot then approached the floor more

    slowly

    the knee extending

    relatively passively as the hip extended. The foot usually contacted the

    floor with the lateral border first but sometimes the heel sole or

    forefoot made initial contact instead. The supporting leg was relatively

    flexed during stance phase.

    The TA RF and BF exhibited notable myoelectric activity as the

    ipsilateral foot was leaving the floor to begin swing phase. The TA

    continued to be active throughout much

    of

    swing phase whereas the

    RF showed

    no

    more than sporadic weak activity during that period

    8 evelopment

    o

    Gait

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    and the BF was relatively

    silent

    until st nce ph se was being

    approached. The LG, VM, and GM did not show any remarkable

    activity during swing phase. During stance phase, the LG, BF, and GM

    showed relatively continuous activity as antigravity muscles. The VM

    and RF tended to be active when knee flexion was not v