8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 1/75
NATIONAL TRANSPORTATION SAFETY BOARD
490 L'Enfant Plaza SW., Washington, DC 20594
Phone, 202-382-6600
Chairman ........Carl W. Vogt
Vice Chairman ........(vacancy)
Members ........John K. Lauber, John A. Hammerschmidt, Jim Hall
Managing Director ........(vacancy)
Deputy Managing Director ........Lloyd F. Miller
Director, Office of Government and Public Affairs ........Charlotte Casey
Deputy Director, Public Affairs ........Alan M. Pollock
General Counsel ........Daniel D. Campbell
Deputy General Counsel ........Ronald S. Battocchi
Director, Office of Aviation Safety ........Timothy P. Forte AE1�
Deputy Director ........William G. Laynor
Director, Office of Research and Engineering ........Bernard S. Loeb
Deputy Director ........Vernon Ellingstad
Director, Office of Safety Recommendations ........Barry M. Sweedler
Deputy Director ........Richard Van Woerkom
Director, Office of Surface Transportation Safety ........(vacancy)
Deputy Director ........Ralph E. Johnson
Director, Office of Administration ........B. Michael Levins
Deputy Director ........Dwight Foster
Chief Administrative Law Judge ........William E. Fowler, Jr.
[For the National Transportation Safety Board statement of organization,see the Code of Federal Regulations, Title 49, Part 800]
@U1
[Insert National Transportation Safety Board chart]@U0
The National Transportation Safety Board seeks to assure that all types oftransportation in the United States are conducted safely. The Boardinvestigates accidents, conducts studies, and makes recommendations to
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 2/75
Government agencies, the transportation i ndustry, and others on safetymeasures and practices.
The National Transportation Safety Board was established as anindependent agency of the Federal Government on April 1, 1975, by theIndependent Safety Board Act of 1974 (49 U.S.C. app. 1901).
The Safety Board consists of five members appointed by the
President with the advice and consent of the Senate for 5-year terms. ThePresident designates two of these members as Chairman and Vice Chairman ofthe Board for 2-year terms. The desig nation of the Chairman is made withthe advice and consent of the Senate.
Activities
Accident Investigation
The Board is responsible for investigating, determining probable cause,making safety recommendations, and reporting the facts and circumstancesof:
-- U.S. civil aviation accidents;
-- railroad accidents in which there is a fatality orsubstantial property damage, or that involve a passenger train;
-- pipeline accidents in which there is a fatality orsubstantial property damage;
-- highway accidents, including railroad grade-crossingaccidents, which the Board selects in cooperation with the States;
-- major marine casualties, and marine accidents involving apublic vessel and a nonpublic vessel, in accordance with regulations
prescribed jointly by the Board and the U.S. Coast Guard; and
-- other transportation accidents that are catastrophic,involve problems of a recurring character, or otherwise should beinvestigated in the judgment of the Board.
Safety Problem Identification
In addition, the Board makes recommendations on matters pertaining totransportation safety and is a catalyst for transportation accidentprevention by conducting safety studies and special investigations,assessing technique s of accident investigation and publishing recommendedprocedures for these investigations, establishing regulatory requirements
for reporting accidents, evaluating the transportation safetyconsciousness and efficacy of other Government agencies in the p reventionof accidents, evaluating the adequacy of safeguards and proceduresconcerning the transportation of hazardous materials and the performanceof other Government agencies charged with ensuring the safe transportationof such materials, and reporti ng annually to the Congress on itsactivities.
Certificate or License Appeal
The Board also reviews on appeal the suspension, amendment, modification,
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 3/75
revocation, or denial of any certificate or license issued by theSecretary or an Administrator of the Department of Transportation.
---------------------------(TABLE START)---------------------------
Regional/Field Offices -- National Transportation Safety Board
(R: Regional Director; FC: Field Chief)head level 1 :Region/Field Officehead level 1 :Addresshead level 1 :Officer
-----------------------------------------------------------------
AVIATION:
North Central Region ....... 31 W. 775 North Ave., West Chicago, IL 60185....... Carl Dinwiddie (R)
South Central Region ....... Suite 300, 1200 Copeland Rd., Arlington, TX76011 ....... Tommy McFall (R)
South Central Field ....... Suite 500, 4760 Oakland St., Denver, CO 80239....... Norm Wiemeyer (FC)
Southwest Region ....... Suite 555, 1515 W. 190th St., Gardena, CA 90248....... Gary Mucho (R)
Southeast Region ....... Suite B-103, 8405 NW. 53d St., Miami, FL 33166....... Jorge Prellezo (R)
Southeast Field ....... Suite 321, 1720 Peachtree St. NW., Atlanta, GA
30309 ....... Preston Hicks (FC)
Northeast Region ....... Suite 203, 2001 Rte. 46, Parsippany, NJ 07054....... Dennis Jones (R)
Northeast Field ....... 490 L'Enfant Plz. SW., Washington, DC 20594....... Richard Childress (FC)
Northwest Region ....... Rm. 201, 19518 Pacific Hwy. S., Seattle, WA 98188....... Keith McGuire (R)
Northwest Field ....... Box 11, Rm. 142, 222 W. 7th Ave., Anchorage, AK99513 ....... Timothy Borson (FC)
RAILROAD:
Central Region ....... 31 W. 775 North Ave., West Chicago, IL 60185....... Russ Seipler (R)
Western Region ....... Suite 555, 1515 W. 190th St., Gardena, CA 90248....... Dave Watson (R)
Eastern Region ....... Suite 203, 2001 Rte. 46, Parsippany, NJ 07054....... Mark Garcia (R)
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 4/75
HIGHWAY:
Central Region ....... Suite 300, 1200 Copeland Rd., Arlington, TX 76011....... Kennith Rogers (R)
Western Region ....... Suite 555, 1515 W. 190th St., Gardena, CA 90248....... Ronald Robinson (R)
Southeast Region ....... Suite 321, 1720 Peachtree St. NW., Atlanta, GA30309 ....... Jay Golden (R)
Northeast Region ....... Suite 203, 2001 Rte. 46, Parsippany, NJ 07054....... Frank Ghiorsi (R)
----------------------------(TABLE END)--------------------------
Sources of Information
Contracts and Procurement
Inquiries regarding the Board's procurement and contracting activitiesshould be addressed to the Contracting Officer, Budget and FinancialPolicy, National Transportation Safety Board, Washington, DC 20594. Phone,202-382-6707.
Employment
Send applications for employment to the Human Resources Division, NationalTransportation Safety Board, Washington, DC 20594. Phone, 202-382-6718.
Publications
Publications are provided free of charge to the following categories of
subscribers: Federal, State, or local transportation agencies;international transportation organizations or foreign governments;educational institutions or public libra ries; nonprofit public safetyorganizations; and the news media. Persons in these categories who areinterested in receiving copies of Board publications should contact thePublic Inquiries Branch, National Transportation Safety Board, Washington,DC 2059 4. Phone, 202-382-6735.
All other persons interested in receiving publications mustpurchase them from the National Technical Information Service, 5285 PortRoyal Road, Springfield, VA 22161. Orders may be placed by telephone tothe Subscription Unit, 703-487-4630, or to the sales desk on 703-487-4650.
Reading Room
The Public Reference Room of the Board is available for record inspectionor photocopying. It is located in Room 5111 at the Board's Washington, DC,headquarters. Requests for access to public records should be made inperson at Room 5111, or by writing the Public Inquiries Section, NationalTransportation Safety Board, Washington, DC 20594. Phone, 202-382-6735.
For further information, contact the Office of Government and PublicAffairs, National Transportation Safety Board, 490 L'Enfant Plaza SW.,Washington, DC 20594. Phone, 202-382-0660.
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 5/75
NUCLEAR REGULATORY COMMISSION
Washington, DC 20555
Phone, 301-492-7000
Chairman ........Ivan Selin
Executive Assistant ........Dennis K. Rathbun
Legal Assistant ........Kathryn Winsberg
Commissioner ........Kenneth C. Rogers
Legal Assistant ........Myron Karman
Technical Assistant ........John Sorensen
Executive/Legal Assistant ........Steven F. Crockett
Commissioner ........E. Gail de Planque
Legal Assistant ........E. Neil Jensen
Chairman, Advisory Committee on Reactor Safeguards ........Thomas S. Kress
Chairman, Advisory Committee on Nuclear Waste ........Martin J. Steindler
Chief Administrative Judge, Atomic Safety and Licensing Board Panel
........B. Paul Cotter, Jr.
Chairman, Advisory Committee on Medical Uses of Isotopes ........BarrySiegel, M.D.
Director, Officer of Commission Appellate Adjudication ........Stephen G.Burns
Inspector General ........David C. Williams
General Counsel ........Karen D. Cyr
Secretary of the Commission ........Samuel J. Chilk
Director, Office of Intergovernmental Programs ........Carlton R. Stoiber
Director, Office of Congressional Affairs ........Dennis K. Rathbun
Director, Office of Public Affairs ........William M. Beecher
Executive Director for Operations ........James M. Taylor
Deputy Executive Director for Nuclear Reactor Regulation, RegionalOperations and Research ........James L. Milhoan
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 6/75
Deputy Executive Director for Nuclear Materials Safety, Safeguards andOperations Support ........Hugh L. Thompson, Jr.
Assistant for Operations ........James L. Blaha
Regional Administrator, Region I (King of Prussia, PA) ........Thomas T. Martin
Regional Administrator, Region II (Atlanta, GA) ........Stewart D. Ebneter
Regional Administrator, Region III (Lisle, IL) ........John B. Martin
Regional Administrator, Region IV (Arlington, TX) ........Leonard J.Callan
Director, Walnut Creek, CA, Field Office (Region IV) ........Kenneth E.Perkins, Jr.
Director, Office of Investigations ........Ben B. Hayes
Director, Office of Enforcement ........James Lieberman
Deputy Chief Financial Officer/Controller, Office of the Controller........Ronald M. Scroggins
Director, Office of Administration ........Patricia G. Norry
Director, Office of Information Resources Management ........Gerald F.Cranford
Director, Office of Small and Disadvantaged Business Utilization and CivilRights ........Vandy Miller
Director, Office for Analysis and Evaluation of Operational Data
........Edward L. Jordan
Director, Office of Personnel ........Paul E. Bird
Director, Office of Policy Planning ........Richard H. Vollmer
Director, Office of State Programs ........Richard L. Bangart
Director, Office of Nuclear Material Safety and Safeguards ........RobertM. Bernero
Deputy Director, Office of Nuclear Material Safety and Safeguards........Guy A. Arlotto
Director, Division of Fuel Cycle Safety and Safeguards ........Robert F.Burnett
Director, Division of Industrial and Medical Nuclear Safety ........CarlJ. Paperiello
Director, Division of Waste Management ........Malcolm R. Knapp
Director, Office of Nuclear Reactor Regulation ........William T. Russell
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 7/75
Deputy Director, Office of Nuclear Reactor Regulation ........Frank J.Miraglia
Associate Director for Projects ........Roy P. Zimmerman
Director, Division of Reactor Projects -- I/II ........Steven A. Varga
Director, Division of Reactor Projects -- III/IV ........Jack W. Roe
Director, Division of Operating Reactor Support ........Brian K. Grimes
Associate Director for Advanced Reactors and License Renewal........Dennis M. Crutchfield
Deputy Associate Director for Advanced Reactors and License Renewal........William D. Travers
Associate Director for Inspection and Technical Assessment ........AshokC. Thadani
Director, Division of Engineering ........Brian Sheron
Director, Division of Systems Safety and Analysis ........Martin J.Virgilio, Acting
Director, Division of Reactor Inspection and Licensee Performance........Charles E. Rossi
Director, Division of Reactor Controls and Human Factors ........Bruce A.Boger
Director, Division of Radiation Safety and Safeguards ........Frank J. Congel
Director, Office of Nuclear Regulatory Research ........Eric S. Beckjord
Deputy Director for Research ........Themis P. Speis
Deputy Director for Generic Issues and Rulemaking ........(vacancy)
Director, Division of Engineering ........Lawrence C. Shao
Director, Division of Safety Issue Resolution ........(vacancy)
Director, Division of Systems Research ........(vacancy)
Director, Division of Regulatory Applications ........Bill M. Morris
[For the Nuclear Regulatory Commission statement of organization, see theCode of Federal Regulations, Title 10, Part I]
@U1
[Insert Nuclear Regulatory Commission chart]@U0
The Nuclear Regulatory Commission licenses and regulates civilian use ofnuclear energy to protect public health and safety and the environment.This is achieved by licensing persons and companies to build and operatenuclear reactors and other facilities and to own and use nuclear
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 8/75
materials. The Commission makes rules and sets standards for these typesof licenses. It also carefully inspects the activities of the persons andcompanies licensed to ensure that they do not violate the safety rules ofthe Co mmission.
The Nuclear Regulatory Commission (NRC) was established as anindependent regulatory agency under the provisions of the EnergyReorganization Act of 1974 (42 U.S.C. 5801) and Executive Order 11834 of
January 15, 1975, effective January 19, 1975. Transferred to theCommission were all licensing and related regulatory functions formerlyassigned to the Atomic Energy Commission, which was established by theAtomic Energy Act of 1946 (60 Stat. 755), as amended by the Atomic EnergyAct of 1954, as am ended (42 U.S.C. 2011 et seq.).
The Commission's major program components are the Office ofNuclear Reactor Regulation, the Office of Nuclear Material Safety andSafeguards, and the Office of Nuclear Regulatory Research, which werecreated by the Energy Reorganization Act of 1 974. Headquarters officesare located in suburban Maryland, and there are four regional offices.
The Commission ensures that the civilian uses of nuclear
materials and facilities are conducted in a manner consistent with thepublic health and safety, environmental quality, national security, andthe antitrust laws. The major share of the Co mmission's effort is focusedon regulating the use of nuclear energy to generate electric power.
Activities
The Commission fulfills its responsibilities through a system oflicensing and regulation that includes:
-- licensing the construction and operation of nuclear reactorsand other nuclear facilities and the possession, use, processing,handling, and disposal of nuclear materials;
-- regulating licensed activities including assurance thatmeasures are taken for the physical protection of facilities andmaterials;
-- developing and implementing of rules and regulationsgoverning licensed nuclear activities;
-- inspecting licensee facilities and activities;
-- investigating nuclear incidents and allegations concerningany matter regulated by NRC;
-- enforcing NRC licenses and regulations by the issuance oforders, civil penalties, and other types of actions;
-- conducting public hearings on nuclear and radiologicalsafety, environmental concerns, common defense and security, and antitrustmatters; and
-- developing effective working relationships with the Statesregarding the regulation of nuclear materials.
This relationship includes the assurance that adequate
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 9/75
regulatory programs are maintained by those States that exercise, byagreement with the Commission, regulatory control over certain nuclearmaterials within their respective borders. In addi tion, a systematicreview of operational data, including reports of accidents and otherevents, from nuclear powerplants is performed in order to detect trendsthat will better enable the agency to forecast and solve safety problems.Inspection of Commiss ion-licensed activities is carried out from fourregional offices. In addition, resident inspectors have been assigned to
reactor sites.
The Commission also contracts for research deemed necessary forperforming licensing and related regulatory functions.
Sources of Information
Contracts and Procurement
Detailed information on how to do business with the Commission and onprograms to assist small business is available from the Director, Officeof Small and Disadvantaged Business Utilization and Civil Rights, NuclearRegulatory C ommission, Washington, DC 20555-0001. Phone, 301-415-7380.
Employment
The Commission's employment activities are exempt from civil servicerequirements and are conducted under an independent merit system. However,employees receive Federal employee benefits (retirement, group lifeinsurance, and health benefits) on the same basis as other Federalemployees. Applicants with veterans preference are accorded the preferencegranted to them by the Veterans' Preference Act of 1944 (58 Stat. 387).
Recruitment is continual, and applications from individualsqualified for Commission needs are accepted whenever they are received. Inaddition to receiving applications from candidates at all grade levels
throughout the year, the agency recruit s annually from colleges asappropriate to fill needs for interns and entry-level professionals.
Employment inquiries, applications, and requests from schoolsfor participation in the recruitment program may be directed to theDirector, Office of Personnel, Nuclear Regulatory Commission, Washington,DC 20555-0001. Phone, 301-492-4661.
Freedom of Information Act Requests
Inquiries should be directed to the Director, Division of Freedom ofInformation and Publications Services, Nuclear Regulatory Commission,Washington, DC 20555-0001. Phone, 301-415-7175.
Publications
The NRC Annual Report, NUREG-1145, provides a summary of major agencyactivities for the year. Nuclear Regulatory Commission Issuances,NUREG-0750 (monthly -- four indexes and 2 hard-bound editions), acompilation of adjudications and other issuances for the Commission,including Atomic Safety and Licensing Boards, is available for sale fromthe Government Printing Office, either by subscription or on asingle-issue basis. Other subscription items available from the GovernmentPrinting Offic e include: Licensed Operating Reactors-Status Summary
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 10/75
Report (annual), NUREG-0020; Licensee, Contractor and Vendor InspectionStatus Report (quarterly), NUREG-0040; Report to Congress on AbnormalOccurrences (quarterly), NUREG-0090; Regulatory and Technic al Reports(quarterly), NUREG-0304; Title List of Documents Made Publicly Available(monthly), NUREG-0540; U.S. Nuclear Regulatory Commission Rules andRegulations; U.S. NRC Telephone Directory, NUREG/BR-0046; and the WeeklyInformation Report. Pricing an d ordering information may be obtained bywriting to the Superintendent of Documents, Government Printing Office,
Mail Stop: SSOP, Washington, DC 20402-9328. Phone, 202-512-2249.
The Commission produces a variety of scientific, technical, andadministrative information publications dealing with licensing andregulating civilian nuclear power. Information on agency publications canbe obtained from Title List of Documents Made Publicly Available,NUREG-0540. This document, published monthly, includes docketed materialassociated with civilian nuclear powerplants and other uses of radioactivematerials, and nondocketed material received and generated by theCommission pert inent to its role as a regulatory agency. Single copies ofmonthly issues of NUREG-0540 are available for purchase from theGovernment Printing Office and from the National Technical InformationService, Springfield, VA 22161. Phone, 703-487-4600. Subscri ption service
for the Standard Review Plan, NUREG-0800, is handled exclusively by theNational Technical Information Service.
Active Regulatory Guides may be purchased from the GovernmentPrinting Office or on standing orders as they are issued from the NationalTechnical Information Service. These Regulatory Guides are published in 10subject areas: Power Reactors, Re search and Test Reactors, Fuels andMaterials Facilities, Environmental and Siting, Material and PlantProtection, Products, Transportation, Occupational Health, AntitrustReview, and General.
Single copies of some publications, such as Draft EnvironmentalStatements and Draft Regulatory Guides, are available without charge,
based on supply, from the Nuclear Regulatory Commission, Distribution andMail Services Section, Washington, DC 20555-0001. Interested persons maybe placed on a Commission mailing list for Draft Regulatory Guides bywriting to the Distribution and Mail Services Section, NRC, Washington, DC20555-0001.
Nuclear Regulatory Commission Regulatory Agenda (published inthe Federal Register each April and October) is updated on a quarterlybasis as NUREG-0936.
Documents in the NUREG series may be purchased from theSuperintendent of Documents, Government Printing Office, Mail Stop: SSOP,Washington, DC 20402-9328. Copies are also available from the National
Technical Information Service, 5285 Port Roy al Road, Springfield, VA22161. Persons may obtain information regarding the status of anyregulation or petition for rulemaking before the Commission by calling301-415-6507.
Reading Rooms
The Headquarters Public Document Room maintains an extensive collection ofdocuments related to NRC licensing proceedings and other significantdecisions and actions, and documents from the regulatory activities of theformer Atomic Energy C ommission. Persons interested in detailed,
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 11/75
technical information about nuclear facilities and other licensees findthis specialized research center to be a major resource. Located at 2120 LStreet NW., Washington, DC, the Public Document Room is open Mond aythrough Friday from 7:45 a.m. to 4:15 p.m., except on Federal holidays.
Documents from the collection may be reproduced, with someexceptions, on paper, microfiche, or diskette for a nominal fee. ThePublic Document Room also offers an order subscription service for
selected serially published documents and reports. Certain items ofimmediate interest, such as press releases and meetings notices, areposted in the Reading Room; however, books, journals, trade publications,or documents of industry standards are not stocked.
Reference librarians are available to assist users withinformation requests. The computerized online Bibliographic RetrievalSystem includes extensive indices to the collection and an online orderingmodule for the placement of orders for the r eproduction and delivery ofspecific documents. Off-site access to the Bibliographic Retrieval System(at 1200, 2400, and 9600 baud) is available for searches 24 hours a day,including weekends and holidays. Access to the system may be arranged bycalling the number listed below.
For additional information regarding the Public Document Roomcontact the Nuclear Regulatory Commission, Public Document Room,Washington, DC 20555. Phone, 202-634-3273; or fax, 202-634-3343.
In addition, the Commission maintains approximately 87 localpublic document rooms around the country. The document rooms are locatedin libraries in cities and towns near commercially operated nuclear powerreactors and certain nonpower reactor facilities. They contain detailedinformation specific to the nearby facilities, which are either licensedor under regulatory review. Power reactor and high-level radioactive wastelocal public document rooms also contain a microfiche file of all publicly available NRC documents issued since January 1981. A list of local
public document rooms is available from the Director, Division of Freedomof Information and Publications Services, Nuclear Regulatory Commission,Washington, DC 20555-0001. To obtain s pecific information about theavailability of documents at the local public document rooms, NRC's LocalPublic Document Room Program staff may be contacted directly by callingtoll-free, 800-638-8081.
Records
Freedom of Information Act inquiries should be directed to the Director,Division of Freedom of Information and Publications Services, NuclearRegulatory Commission, Washington, DC 20555-0001. Phone, 301-415-7175.
For further information, contact the Office of Public Affairs, NuclearRegulatory Commission, Washington, DC 20555-0001. Phone, 301-504-2240.
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
1120 Twentieth Street NW., Washington, DC 20036-3419
Phone, 202-606-5100
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 12/75
Chairman ........Stuart E. Weisberg
Commissioners ........Velma Montoya
........Edwin G. Foulke, Jr.
Executive Director ........(vacancy)
Chief Administrative Law Judge ........Irving Sommer
General Counsel ........Earl R. Ohman, Jr.
Executive Secretary ........Ray H. Darling, Jr.
Public Affairs Specialist ........Linda A. Whitsett
@U1
[Insert Occupational Safety and Health Review Commission chart]@U0
The Occupational Safety and Health Review Commission works to ensure thetimely and fair resolution of cases involving the alleged exposure ofAmerican workers to unsafe or unhealthy working conditions.
The Occupational Safety and Health Review Commission is anindependent, quasi-judicial agency established by the Occupational Safetyand Health Act of 1970 (29 U.S.C. 651-678).
The Commission is charged with ruling on cases forwarded to itby the Department of Labor when disagreements arise over the results ofsafety and health inspections performed by the Department's OccupationalSafety and Health Administration. Emp loyers have the right to dispute any
alleged job safety or health violation found during the inspection by theAdministration, the penalties it proposed, and the time given by theagency to correct any hazardous situation. Employees and representativesof employees may initiate a case by challenging the propriety of the timethe Administration has allowed for correction of any violative condition.
The Occupational Safety and Health Act covers virtually everyemployer in the country. Enforced by the Secretary of Labor, the act is aneffort to reduce the incidence of personal injuries, illness, and deathsamong working men and women in the United States that result from theiremployment. It requires employers to furnish to each of their employees aworking environment free from recognized hazards that are causing orlikely to cause death or serious physical harm to the employees and to
comp ly with occupational safety and health standards promulgated underthe act.
Activities
The Commission was created to adjudicate enforcement actionsinitiated under the act when they are contested by employers, employees,or representatives of employees. A case arises when a citation is issuedagainst an employer as the result of a n Occupational Safety and HealthAdministration inspection and it is contested within 15 working days.
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 13/75
The Commission is more of a court system than a simple tribunal,for within the Commission there are two levels of adjudication. All casesthat require a hearing are assigned to an administrative law judge, whodecides the case. Ordinarily the h earing is held in the community wherethe alleged violation occurred or as close as possible. At the hearing,the Secretary of Labor will generally have the burden of proving the case.After the hearing, the judge must issue a decision, based on findings offact and conclusions of law.
A substantial number of the decisions of the judges become finalorders of the Commission. However, each decision is subject todiscretionary review by the three members of the Commission upon thedirection of any one of the three, if done withi n 30 days of the filingof the decision. When that occurs, the Commission issues its own decision.
Once a case is decided, any person adversely affected oraggrieved thereby may obtain a review of the decision in the United StatesCourts of Appeals.
The principal office of the Commission is in Washington, DC.There are also four regional offices where Commission judges are
stationed.
---------------------------(TABLE START)---------------------------
Review Commission Judges -- Occupational Safety Review Commissionhead level 1 :City/Addresshead level 1 :Telephone
-----------------------------------------------------------------
Atlanta, GA (1365 Peachtree St. NE., 30309) ....... 404-347-4197
Boston, MA (John W. McCormack Post Office and Courthouse, 02110) .......617-223-9746
Dallas, TX (1100 Commerce St., 75242) ....... 214-767-5271
Denver, CO (1050 17th St., 80265) ....... 303-844-2281
----------------------------(TABLE END)--------------------------
Sources of Information
Publications
To give the public and persons appearing before the Commission a betterunderstanding of the act and the Commission's procedures and decisions,pamphlets explaining the work of the Commission, its Rules of Procedure,Annual Report to the Pres ident, and individual copies of its decisionsare available from the Commission's Washington office.
For further information, contact the Public Affairs Specialist,Occupational Safety and Health Review Commission, 1120 Twentieth StreetNW., Washington, DC 20036-3419. Phone, 202-606-5398.
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 14/75
OFFICE OF GOVERNMENT ETHICS
Suite 500, 1201 New York Avenue NW., Washington, DC 20005-3917
Phone, 202-523-5757
Director ........Stephen D. Potts
Deputy Director ........Donald E. Campbell
General Counsel ........F. Gary Davis
Deputy General Counsel ........Jane S. Ley
Associate Director for Administration ........Robert E. Lammon
Associate Director for Education ........Barbara A. Mullen-Roth
Associate Director for Program Assistance and Review ........Jack Covaleski
[For the Office of Government Ethics statement of organization, see theCode of Federal Regulations, Title 5, Part 2600]
The Office of Government Ethics provides overall direction of executivebranch policies in preventing conflicts of interest on the part ofofficers and employees of all executive agencies. The Office is theprincipal agency for administering the Ethics in Government Act for theexecutive branch.
The Office of Government Ethics, previously a part of the Officeof Personnel Management, was established as a separate executive agency onOctober 1, 1989, under the Ethics in Government Act of 1978, as amended (5U.S.C. app. 401).
The Director of the Office is appointed by the President withthe advice and consent of the Senate for a 5-year term, and is required tosubmit to Congress a biennial report concerning the implementation of theDirector's functions and responsib ilities.
Activities
The chief responsibilities of the Office are:
-- developing, in consultation with the Attorney General andthe Office of Personnel Management, rules and regulations to bepromulgated by the President or the Director of the Office of GovernmentEthics pertaining to standards of ethical cond uct of executive agencies,public and confidential financial disclosure of executive branchofficials, executive agency ethics training programs, and theidentification and resolution of conflicts of interest;
-- monitoring and investigating compliance with the executive
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 15/75
branch financial disclosure requirements of the Ethics in Government Actof 1978, as amended;
-- providing ethics program assistance and information toexecutive branch agencies through a desk officer system;
-- conducting periodic reviews of the ethics programs ofexecutive agencies;
-- ordering corrective action on the part of agencies andemployees that the Director of the Office deems necessary, includingorders to establish or modify an agency's ethics program;
-- providing guidance on and promoting understanding of ethicalstandards in executive agencies through an extensive program of Governmentethics advice, education, and training;
-- evaluating the effectiveness of the Ethics Act, the conflictof interest laws, and other related statutes; and
-- recommending appropriate new legislation or amendments.
Sources of Information
The Office of Government Ethics provides advisory letters andformal advisory opinions in an annually updated publication, The InformalAdvisory Letters and Memoranda and Formal Opinions of the United StatesOffice of Government Ethics, availabl e from the Government PrintingOffice. In addition, the Office publishes a periodic newsletter onGovernment ethics, offers a free ethics electronic bulletin board service(phone via modem, 202-523-1186), and has available ethics pamphlets andinstruction al videotapes. The Office also, upon request, provides copiesof executive branch public financial disclosure reports (SF 278's) inaccordance with the Ethics Act and the Office's regulations.
For further information, contact the Office of Government Ethics, Suite500, 1201 New York Avenue NW., Washington, DC 20005-3917. Phone,202-523-5757.
OFFICE OF PERSONNEL MANAGEMENT
1900 E Street NW., Washington, DC 20415-0001
Phone, 202-606-1800
Director ........James B. King
Deputy Director ........Lorraine A. Green
General Counsel ........Lorraine Lewis
Director, Office of Congressional Relations ........Ira N. Foreman
Director, Office of Communications ........Janice R. Lachance
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 16/75
Director, Office of International Affairs ........Carmen Lomellin
Inspector General ........Patrick E. McFarland
Chief Financial Officer ........Kathleen M. McGettigan, Acting
Chairman, Federal Prevailing Rate Advisory Committee ........Anthony F.Ingrassia
Associate Director for Personnel Systems and Oversight ........Barbara L.Fiss, Acting
Associate Director for Investigations ........Patricia W. Lattimore, Acting
Associate Director for Retirement and Insurance ........Curtis J. Smith
Associate Director for Career Entry ........Leonard R. Klein
Associate Director for Administration ........Patricia W. Lattimore
Director, Human Resources Development ........Carol J. Okin
Director, Washington Area Service Center ........Richard B. Post
[For the Office of Personnel Management statement of organization, see theFederal Register of Jan. 5, 1979, 44 FR 1501]
@U1
[Insert Office of Personnel Management chart]@U0
The Office of Personnel Management administers a merit system for Federalemployment that includes recruiting, examining, training, and promotingpeople on the basis of their knowledge and skills, regardless of their
race, religion, sex, political influen ce, or other nonmerit factors. TheOffice's role is to ensure that the Federal Government provides an arrayof personnel services to applicants and employees. Through a range ofprograms designed to develop and encourage the effectiveness of theGovernmen t employee, the Office supports Government program managers intheir personnel management responsibilities and provides benefits toemployees and to retired employees and their survivors.
The Office of Personnel Management was created as an independentestablishment by Reorganization Plan No. 2 of 1978 (5 U.S.C. app.),effective January 1, 1979, pursuant to Executive Order 12107 of December28, 1978. Transferred to OPM were many of the functions of the formerUnited States Civil Service Commission. The Office's duties and authority
are specified in the Civil Service Reform Act of 1978 (5 U.S.C. 1101).
The five regional offices carry out programs in the field. Inaddition the Office has service centers in key locations, Federal jobinformation and testing centers, and other field duty stations.
Office of the Inspector General
The Office of the Inspector General conducts comprehensive and independentaudits, investigations, and evaluations relating to the programs andoperations of the agency. The Office is responsible for administrative
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 17/75
actions against health care providers who commit sanctionable offenseswith respect to the Federal Employees' Health Benefits Program or otherFederal programs. It provides leadership, coordination, andrecommendations to promote economy, efficiency, and effectiv eness withrespect to agency programs and operations. The Office also conductsadditional activities to prevent and detect fraud, waste, mismanagement,or unethical behavior associated with agency programs and operations. TheOffice keeps the Director and Congress fully informed about problems and
deficiencies in the administration of agency programs and operations, andthe necessity for corrective action.
For further information, contact the Office of the Inspector General.Phone. 202-606-1200.
Activities
Examining and Staffing
The Office of Personnel Management is responsible for managing, nationwidein partnership with departments and agencies, the examining of applicantsfor competitive positions in the Federal civil service at General Schedule
grades 1 through 15 and for Federal wage system positions. In addition toadministering examinations, the Office is also responsible for:
-- establishing basic qualification standards for all occupations;
-- establishing conditions for delegating examining authorityto agencies;
-- providing policy direction and guidance for promotion,reassignment, transfer, and reinstatement of employees already recruitedinto the competitive civil service; and
-- authorizing agencies to fill positions outside the
competitive service when examining is impracticable or when the positionsare policy-determining or confidential in nature.
The Office also administers the Qualification Review Boardexamining process for career Senior Executive Service appointments andconducts a competitive examination of applicants for administrative lawjudge positions.
Personnel Investigations
Personnel investigations are used in support of the selection andappointment processes. They serve several purposes:
-- to determine the suitability of applicants underconsideration for appointment;
-- to check on applicants or employees under consideration forappointment to positions having either national security and/or publictrust requirements; and
-- to enforce civil service regulations.
Recruiting and Affirmative Employment
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 18/75
The Office provides leadership, direction, and policy for Governmentwiderecruiting programs. These programs include general external and internalrecruiting, academic relations, and comparable programs designed to re achthe Nation's population, including programs for students, people withdisabilities, veterans, women, and minorities. Policy, guidance, andtechnical assistance are provided to agencies in implementing thefollowing programs: generic recruiting initiat ives, student employment,disabled veterans affirmative action, and Federal equal opportunity
recruitment. The Office is also responsible for assuring that recruitingand affirmative employment practices are integral parts of all Federalpersonnel managem ent activities.
Employee Development and Training
The Office plans, promotes, sets standards, and evaluates Governmentwideprograms and policies for the development and training of Federalemployees. It offers a wide variety of training and development managementservice s such as career development programs and contractual access tothe private sector for courses and instructional technology application.It also provides training and development information and coordinationservices. Through a nationwide network of inter agency training centers, a
European center, management development centers, and the Federal ExecutiveInstitute, it offers a broad range of Government-related courses.
Personnel Systems
The Office sets policy for, administers, and provides leadership andguidance to agencies on systems to support the manager's personnelmanagement responsibilities. It also provides administrative support tospecial advisory bodies, incl uding the Federal Prevailing Rate AdvisoryCommittee, the Federal Salary Council, and the National PartnershipCouncil. These include:
-- white and blue collar pay systems, including Senior
Executive Service and special occupational pay systems; geographicaladjustments and locality payments; special rates to address recruitmentand retention problems; allowances and different ials, includingrecruitment and relocation bonuses, retention allowances, and hazardousduty/environmental pay; and premium pay;
-- annual and sick leave, court leave, military leave, leavetransfer and leave bank programs, family and medical leave, excusedabsence, holidays, and scheduling of work -- including flexible andcompressed work schedules;
-- performance management, covering appraisal systems,performance pay and awards, administration of the Presidential Rank Awards
Program for Senior Executives, and incentive awards for suggestions,inventions, and special acts;
-- research and demonstration projects and other innovativepractices to explore potential improvements in personnel systems andbetter and simpler ways to manage Federal personnel;
-- classification policy and standards for agencies todetermine the series and grades for Federal jobs;
-- labor-management relations, including labor-management
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 19/75
partnerships and consulting with unions on Governmentwide issues;
-- systems and techniques for resolving disputes withemployees;
-- quality of worklife initiatives, such as employee health andfitness, work and family, AIDS in the workplace, and employee assistanceprograms;
-- information systems to support and improve Federal personnelmanagement decisionmaking, and;
-- Governmentwide instructions for personnel processing andrecordkeeping, and for release of personnel data under the Freedom ofInformation Act and the Privacy Act.
Oversight
The Office assesses agencies' effectiveness in personnel management at theGovernmentwide, agency, and installation levels to gather information forpolicy development and program refinement, ensure compliance with
personnel laws and regulations , enhance agency capability forself-evaluation, and assist agencies in operating personnel programs whicheffectively support accomplishment of their primary missions.
Employee Benefits
The Office also manages numerous activities that directly affect thewell-being of the Federal employee and indirectly enhance employeeeffectiveness. These include health benefits, life insurance, andretirement benefits.
Other Personnel Programs
The Office administers the Senior Executive Service and is responsible foroversight and providing assistance on a variety of Governmentwideexecutive personnel management matters. It coordinates the temporaryassignment of employ ees between Federal agencies and State, local, andIndian tribal governments; institutions of higher education; and othereligible organizations for up to 2 years, for work of mutual benefit tothe participating organizations. It administers the President ialManagement Intern Program, which provides 2-year, excepted appointmentswith Federal agencies to recipients of graduate degrees in appropriatedisciplines. In addition, the Office of Personnel Management administersthe Federal Merit System Standards, which apply to certain grant-aidedState and local programs.
---------------------------(TABLE START)---------------------------
Regional Offices -- Office of Personnel Managementhead level 1 :Regionhead level 1 :Addresshead level 1 :Director
-----------------------------------------------------------------
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 20/75
ATLANTA -- Alabama, Florida, Georgia, Mississippi, North Carolina, SouthCarolina, Tennessee, Virginia ....... 75 Spring St. SW., Atlanta, GA30303-3109 ....... Ronald E. Brooks
CHICAGO -- Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Minnesota,Missouri, Nebraska, North Dakota, Ohio, South Dakota, West Virginia,Wisconsin, ....... 230 S. Dearborn St., Chicago, IL 60604-0001 .......Steven R. Cohen
DALLAS -- Arizona, Arkansas, Colorado, Louisiana, Montana, New Mexico,Oklahoma, Texas, Utah, Wyoming ....... 1100 Commerce St., Dallas, TX75242-0001 ....... Edward Vela, Jr.
PHILADELPHIA -- Connecticut, Delaware, Maine, Maryland, Massachusetts, NewHampshire, New Jersey, New York, Pennsylvania, Puerto Rico, Rhode Island,Vermont, Virgin Islands ....... 600 Arch St., Philadelphia, PA 19106-1596....... Rose N. Gwin, Acting
SAN FRANCISCO -- Alaska, California, Hawaii, Idaho, Nevada, Oregon,Washington, Pacific Ocean area ....... 7th Fl., 211 Main St., SanFrancisco, CA 94105-0001 ....... Joseph S. Patti
----------------------------(TABLE END)--------------------------
Sources of Information
Contracts
Contact the Chief, Procurement Division, Administration Group, Office ofPersonnel Management, Washington, DC 20415-0001 (phone, 202-606-2240); orthe Administrative Officer of the appropriate regional office.
Employment
A network of service centers and Federal Job Test Centers, located inmajor metropolitan areas, provides Federal employment information. Toobtain the appropriate telephone number, check the blue pages under U.S.Government, Office of Personnel Management. For information aboutemployment opportunities within the Office of Personnel Management,contact the Assistant Director for Personnel (phone, 202-606-2400); or theappropriate regional Personnel Officer.
Publications
The Office issues publications addressed to a variety of audiencesranging from applicants for employment to the heads of Federal agencies.
The Chief, Publishing Management, Administration Group, canprovide information about Federal personnel management publications,particularly those in the Provisional Federal Personnel Manual system. Forfurther information, call 202-606-1973.
Reading Room
The Office of Personnel Management Library maintains collections ofhistorical and current information on personnel management and the Federalcivil service, including legislative information. The Library also servesas a reading room for tho se interested in Office publications available
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 21/75
to the public. The Superintendent of Documents, Government PrintingOffice, Washington, DC 20402, sells subscriptions to Personnel Literature.
For further information, contact the Office of Communications, Office ofPersonnel Management, 1900 E Street NW., Washington, DC 20415-0001. Phone,202-606-1800.
OFFICE OF SPECIAL COUNSEL
Suite 300, 1730 M Street NW., Washington, DC 20036-4505
Phones: Locator, 202-653-7188; Toll-free, 1-800-872-9855
Special Counsel ........Kathleen Day Koch
Executive Assistant ........Robert J. Murphy
Deputy Special Counsel ........James A. Kahl
Associate Special Counsel for Prosecution ........William E. Reukauf
Associate Special Counsel for Investigation ........Robert D. L'Heureux
Associate Special Counsel for Planning and Advice ........Erin McDonnell
Director for Management ........William L. Dean
Director, Legislative and Public Affairs ........Michael G. Lawrence
The Office of Special Counsel investigates allegations of certainactivities prohibited by civil service laws, rules, or regulations andlitigates before the Merit Systems Protection Board.
Activities
The Office of Special Counsel (OSC) was established on January1, 1979, by Reorganization Plan No. 2 of 1978 (5 U.S.C. app.). The CivilService Reform Act of 1978 (5 U.S.C. 1101 note), which became effective onJanuary 11, 1979, enlarged its fun ctions and powers. Pursuant toprovisions of the Whistleblower Protection Act of 1989 (5 U.S.C. 1211 etseq.), OSC functions as an independent investigative and prosecutorial
agency within the executive branch which litigates before the MeritSystems Prot ection Board.
The primary role of OSC is to protect employees, formeremployees, and applicants for employment from prohibited personnelpractices, especially reprisal for whistleblowing. OSC's basic areas ofstatutory responsibility are:
-- receiving and investigating allegations of prohibitedpersonnel practices and other activities prohibited by civil service law,rule, or regulation and, if warranted, initiating corrective or
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 22/75
disciplinary action;
-- providing a secure channel through which informationevidencing a violation of any law, rule or regulation, grossmismanagement, gross waste of funds, abuse of authority, or substantialand specific danger to public health or safety may be d isclosed withoutfear of retaliation and without disclosure of identity, except with theemployee's consent; and
-- enforcing the provisions of the Hatch Act.
Sources of Information
Field offices are located in Dallas, TX (Room 7C30, 1100Commerce Street, 75242; phone, 214-767-8871) and San Francisco, CA (Suite121, 50 United Nations Plaza, 94102; phone, 415-556-9450).
For further information, contact the Office of Special Counsel, Suite 300,1730 M Street NW., Washington, DC 20036-4505. Phone, 202-653-7188; ortoll-free, 1-800-872-9855.
PANAMA CANAL COMMISSION
Suite 1050, 1825 Eye Street NW., Washington, DC 20006-5402
Phone, 202-634-6441
Official in Washington: ........
Secretary ........Michael Rhode, Jr.
Officials in the Republic of Panama: ........
Administrator ........Gilberto Guardia
Deputy Administrator ........Raymond P. Laverty
[For the Panama Canal Commission statement of organization, see the Codeof Federal Regulations, Title 35, Part 9]
@U1
[Insert Panama Canal Commission chart]@U0
The Panama Canal Commission operates, maintains, and improves the PanamaCanal to provide efficient, safe, and economical transit service for thebenefit of world commerce.
The Panama Canal Commission was established as an independentagency in the executive branch of the Government by the Panama Canal Actof 1979 (22 U.S.C. 3601).
The Commission is supervised by a nine-member Board of which notfewer than five members are nationals of the United States, with the
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 23/75
remaining members being nationals of the Republic of Panama. All membersof the Board are appointed by the Pres ident. The members who are UnitedStates nationals are appointed with the advice and consent of the Senate.
Activities
The Commission was established by Congress on October 1, 1979,to carry out the responsibilities of the United States with respect to the
Panama Canal under the Panama Canal Treaty of 1977. In fulfilling theseobligations, the Commission manages , operates, and maintains the Canal,its complementary works, installations, and equipment, and provides forthe orderly transit of vessels through the Canal. This U.S. agency willperform these functions until the treaty terminates on December 31, 1999,at which time the Republic of Panama will assume full responsibility forthe Canal.
Sources of Information
Marine Operations Director, Marine Bureau, Panama. Phone, 011-507-52-4500.
Economic and Marketing Information Director, Office of Executive Planning,
Panama. Phone, 011-507-52-7961.
Procurement Office of Logistical Support, 4400 Dauphine Street, NewOrleans, LA 70146-6800. Phone, 504-948-5299.
Panama Canal Commission Unit 2300, APO AA 34011-2300. Telex, 3034 PCCAMRMPG.
For further information, contact the Office of the Secretary, Panama CanalCommission, Suite 1050, 1825 Eye Street NW., Washington, DC 20006-5402.Phone, 202-634-6441.
PEACE CORPS
1990 K Street NW., Washington, DC 20526
Phones -- Locator: 202-606-3886; Fax: 202-606-3108; Toll-free: 1-800-424-8580
Director ........Carol Bellamy
Deputy Director ........Charles R. Baquet
General Counsel ........Brian J. Sexton
Inspector General ........Deborah Kirk
Special Assistant to the Director ........Thomas Edwards
Director of Congressional Relations ........Joan Timoney
Associate Director for International Operations ........John P. Hogan
Regional Director/Africa Operations ........Sandra Robinson
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 24/75
Regional Director/Inter-American Operations ........Victor Johnson
Regional Director/Asia and Pacific Operations ........Margaret Goodman
Regional Director/Eurasian and Middle Eastern Operations ........Fred O'Regan
Director of Training and Program Support ........George Mahaffey, Acting
Chief Financial Officer ........Ellen Yaffe
Deputy Chief Financial Officer ........Lana Hurdle
Director of Financial Services ........Yvonne Vaughan
Associate Director for Management ........Stanley D. Suyat
Director of Human Resource Management ........Sharon Barbee Fletcher
Director of Information Resources Management ........Stephen Rose
Director of Contracts ........Paul Allman
Director of Administrative Services ........Andrew L. Thibadeau, Acting
Associate Director for Volunteer Support ........Judy Harrington
Director of Medical Services ........David Gootnick, M.D.
Director of Special Services ........Lee Lacy
Director of Third Goal Programs ........Christopher Hedrick
Director of Private Sector Relations ........Amy Rule
Associate Director for Volunteer Recruitment and Selection........Patricia Garamendi
Director of Recruitment ........George Salvatierra
Director of Placement ........Jean Seigle
[For the Peace Corps statement of organization, see the Code of FederalRegulations, Title 22, Part 302]
The Peace Corps' purpose is to promote world peace and friendship, to helpother countries in meeting their needs for trained manpower, and to helppromote understanding between the American people and other peoples servedby the Peace Corps. The Peace Co rps Act emphasizes the Peace Corps'commitment toward programming to meet the basic needs of those living inthe poorest countries in which it operates.
The Peace Corps was established by the Peace Corps Act of 1961,as amended (22 U.S.C. 2501), and was made an independent agency by titleVI of the International Security and Development Cooperation Act of 1981(22 U.S.C. 2501-1).
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 25/75
The Peace Corps consists of a Washington, DC, headquarters; 16area recruitment offices; and overseas operations in more than 90countries. Its presence in foreign countries fluctuates as programs areadded or withdrawn.
Activities
To fulfill the Peace Corps mandate, men and women are trainedfor a 9- to 14-week period in the appropriate local language, thetechnical skills necessary for their particular job, and thecross-cultural skills needed to adjust to a society with traditions andattitudes different from their own. Volunteers serve for a period of 2years, living among the people with whom they work. Volunteers areexpected to become a part of the community and to demonstrate, throughtheir voluntary service, that people can be an important impetus forchange.
Thousands of volunteers serve throughout Latin America, Africa,the Near East, Asia, the Pacific, and Central and Eastern Europe and workin six program areas, including: education, agriculture, health, small
business development, urban developm ent, and the environment.Community-level projects are designed to incorporate the skills ofvolunteers with the resources of host-country agencies and otherinternational assistance organizations to help solve specific developmentproblems, often in conj unction with private volunteer organizations. ThePeace Corps is presently in an expansion mode which will result in newprograms in Africa, the former Union of Soviet Socialist Republics, LatinAmerica, and other geographic areas, over the next several years.
In the United States, the Peace Corps is working to promote anunderstanding of peoples in other countries. Through its World WiseSchools Program, volunteers are matched with elementary and junior highschools in the United States to encourage an exchange of letters,
pictures, music, and artifacts. Participating students increase theirknowledge of geography, languages, and different cultures, as well as togain an appreciation for voluntarism.
The Peace Corps offers other domestic programs involving formervolunteers, universities, local public school systems, and privatebusinesses and foundations in a partnership to help solve some of our mostserious domestic problems. It is workin g to implement this initiativethroughout the United States.
To help support Peace Corps' domestic program and communityneeds overseas, the Peace Corps Office of Private Sector Relations workswith schools, civic groups, businesses, and neighborhood and youth
organizations in the United States to facilit ate their support of PeaceCorps initiatives here and abroad.
---------------------------(TABLE START)---------------------------
Recruiting Area Offices -- Peace Corpshead level 1 : Officehead level 1 :Addresshead level 1 :Telephone
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 26/75
head level 1 :
-----------------------------------------------------------------
BOSTON (Maine, Massachusetts, New Hampshire, Rhode Island, Vermont)....... Rm. 450, 10 Causeway St., Boston, MA 02222 ....... 617-565-5555....... 800-648-8052
MIAMI (Florida) ....... Rm 420, 330 Biscayne Blvd., Miami, FL 33132....... 305-536-7016 ....... 800-468-2745\1\
NEW YORK (Connecticut, New York, northern New Jersey) ....... Rm. 1317, 90Church St., New York, NY 10007 ....... 212-264-6981 ....... 800-972-0970
PHILADELPHIA (Delaware, Pennsylvania, southern New Jersey) ....... Rm.102-A, U.S. Customs House, Philadelphia, PA 19106 ....... 215-597-0744....... 800-523-0216\2\
PUERTO RICO (Puerto Rico, Virgin Islands) ....... Rm. 710, Mercantil Plz.,Stop 27\1/2\ Ponce de Leon Ave., Hato Rey, PR 00918 ....... 809-766-6276.......
WASHINGTON, DC (District of Columbia, Maryland, North Carolina, Virginia,West Virginia) ....... Suite 710, 1555 Wilson Blvd., Arlington, VA 22209....... 703-235-9191 ....... 800-551-2214
ATLANTA (Alabama, Georgia, Kentucky, Mississippi, South Carolina,Tennessee) ....... Rm. 2324, 101 Marietta St. NW., Atlanta, GA 30323....... 404-331-2932 ....... 800-241-3862
CHICAGO (Illinois, Indiana) ....... Suite 300, 50 E. Washington St.,Chicago, IL 60602 ....... 312-353-4990 ....... 800-621-3670\3\
DETROIT (Michigan, Ohio) ....... Rm. M-74, P.V. McNamara Bldg., 477
Michigan Ave., Detroit, MI 48226 ....... 313-226-7928 .......800-521-8686\4\ 800-533-3231\5\
KANSAS CITY (Iowa, Kansas, Missouri, Nebraska) ....... Suite 512, 5799Broadmoor St., Mission, KS 66202 ....... 913-236-2700 ....... 800-255-4121
MINNEAPOLIS (Minnesota, Wisconsin) ....... Suite 420, 330 2d Ave. S.,Minneapolis, MN 55401 ....... 612-334-4040 ....... 800-328-8282\6\800-247-0567\7\
DALLAS (Arkansas, Louisiana, New Mexico, Oklahoma, Texas) ....... Rm. 230,400 N. Ervay St., P.O. Box 638, Dallas, TX 75201 ....... 214-767-5435....... 800-527-9216
DENVER (Colorado, Montana, North Dakota, South Dakota, Utah, Wyoming)....... Rm. 103, 1845 Sherman St., Denver, CO 80203 ....... 303-866-1057....... 800-525-4621
LOS ANGELES (Arizona, southern California) ....... Suite 8104, 11000Wilshire Blvd., West Los Angeles, CA 90024 ....... 310-575-7444 .......800-832-0681
SAN FRANCISCO (Hawaii, Nevada, northern California) ....... Rm. 533, 211Main St., San Francisco, CA 94105 ....... 415-744-2677 .......
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 27/75
800-292-2461
SEATTLE (Alaska, Idaho, Oregon, Washington) ....... Rm. 1776, 2001 6thAve., Seattle, WA 98121 ....... 206-553-5490 ....... 800-426-1022
Footnote: \1\Florida only
Footnote: \2\Delaware, New Jersey
Footnote: \3\Indiana only
Footnote: \4\Ohio only
Footnote: \5\Michigan only
Footnote: \6\Wisconsin only
Footnote: \7\Minnesota only
----------------------------(TABLE END)--------------------------
Sources of Information
Becoming a Peace Corps Volunteer
Persons interested in becoming a Peace Corps volunteer should write to:Peace Corps, Public Response Unit, 1990 K Street NW., Washington, DC 20526(phone, 202-606-3000 or 800-424-8500, ext. 2293 (toll-free)); or contactan y Peace Corps recruitment office.
Employment
Persons interested in employment with the Peace Corps should addressinquiries to Peace Corps, Office of Human Resource Management, Washington,
DC 20526. Phone, 202-606-3336. For recorded employment opportunities, call202-606-3214.
General Inquiries
Information or assistance may be obtained by contacting the Peace Corps'Washington, DC, headquarters or any of its recruiting offices. Frequently,information is available from local post offices.
For further information, contact the Office of External Affairs, PeaceCorps, 1990 K Street NW., Washington, DC 20526. Phone, 202-606-3010.
PENNSYLVANIA AVENUE DEVELOPMENT CORPORATION
Suite 1220 North, 1331 Pennsylvania Avenue NW., Washington, DC 20004-1703
Phone, 202-724-9091
Board of Directors: ........
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 28/75
Chairman ........Richard A. Hauser
Vice Chairman ........Edward E. Allison
Directors ........Catherine M. Boucree, Eleanor Lyons Williams, PeterTerpeluk, Jr., Jayne B. Ikard, Walter J. Ganzi, Jr., Jeannette Naylor Cope
Officials: ........
Executive Director ........Lester M. Hunkele III
Assistant Director, Legal ........Robert E. McCally
Assistant Director, Development ........Jerry M. Smedley
Director, Finance and Administration ........Alexander K. Milin
Director, Public Improvements ........Richard Sitek
Director, Design ........Jan F. Frankina
Administrative Officer/Secretary, Board of Directors ........Diane G.Smith
Director, Corporate Affairs and Congressional Relations ........Anne P.Hartzell
@U1
[Insert Pennsylvania Avenue Development Corporation chart] @U0
The Pennsylvania Avenue Development Corporation is a Federal agencyresponsible for revitalizing Pennsylvania Avenue between the White Houseand the Capitol. A comprehensive plan, prepared by the agency and approved
by Congress in 1975, guides development in a 21-block section ofPennsylvania Avenue and the adjacent blocks north of the avenue.
The Pennsylvania Avenue Development Corporation was establishedas a wholly owned Federal corporation by act of October 27, 1972, asamended (40 U.S.C. 871 et seq.).
The Corporation is governed by a 15-member Board of Directors.Eight members are appointed by the President from the private sector for6-year terms; seven serve by virtue of their positions in the Federal orDistrict of Columbia Governments. Th ere are also eight nonvoting membersrepresenting Federal and District organizations with expertise incultural, planning, and architectural matters.
Activities
The Corporation's activities to revitalize Pennsylvania Avenuetake two forms. First, using funds appropriated by Congress, theCorporation undertakes projects which improve the public areas andambience of Pennsylvania Avenue. These projects in clude repaving andlandscaping the Avenue and adjacent areas, facilitating traffic patterns,and preserving the designated historic landmarks. Also, it has completedseven parks and open spaces along the Avenue and sponsors people-orientedactivities with in the area.
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 29/75
The second part of the Corporation's activity involves apartnership with the private sector to develop projects compatible withthe Pennsylvania Avenue Plan. It uses funds borrowed from the UnitedStates Treasury to assemble land for housing, o ffice buildings, retailuses, hotels, and community arts space. The Corporation makes publicofferings of development opportunities on sites, and either sells theproperty or enters into long-term leases with developers selected to carry
out individual pr ojects. The proceeds from the leases or sales are usedto retire the agency's debt to the Treasury.
In carrying out the plan, the Corporation works closely with anumber of Federal agencies, including the Commission of Fine Arts, theNational Capital Planning Commission, the Advisory Council on HistoricPreservation, and the National Park Serv ice. It also works closely in theimplementation of the plan with relevant agencies of the District ofColumbia government.
The Federal Triangle Development Act, approved August 21, 1987,gave the Corporation the authority to plan and implement, in consultationwith the General Services Administration, the development of a
3.1-million-square-foot complex for Federal offices and trade-relatedactivities.
Sources of Information
Publications
The Pennsylvania Avenue Plan (1974), as approved by Congress in May 1975,and Amendments to the Pennsylvania Avenue Plan (November 1990) describesthe program for comprehensive revitalization of the designated area.Copies of these documents, as well as the Corporation's annual report andother supplementary materials, are available upon request.
For further information, contact the Director of Corporate Affairs,Pennsylvania Avenue Development Corporation, Suite 1220 North, 1331Pennsylvania Avenue NW., Washington, DC 20004-1703. Phone, 202-724-9062.
PENSION BENEFIT GUARANTY CORPORATION
1200 K Street NW., Washington, DC 20005
Phone, 202-326-4000
Board of Directors: ........
Chairman (Secretary of Labor) ........Robert B. Reich
Members: ........
(Secretary of the Treasury) ........Lloyd Bentsen
(Secretary of Commerce) ........Ronald H. Brown
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 30/75
Officials: ........
Executive Director ........Martin Slate
Deputy Executive Director and Chief of Staff ........William M. DeHarde
Deputy Executive Director and Chief Negotiator ........Nell Hennessy
Deputy Executive Director and Chief Operating Officer ........William B.Posner
Deputy Executive Director and Chief Financial Officer ........N. AnthonyCalhoun
Deputy Executive Director and Chief Management Officer ........John Seal
Assistant Executive Director for Legislative and Congressional Affairs........Judith Schub
Director, Budget Department ........Henry R. Thompson
Director, Case Operations and Compliance Department ........Hollis Harrell
Director, Communications and Public Affairs Department ........Judith E.Bekelman
Director, Contracts and Controls Review Department ........Martin O.Boehm, Acting
Director, Corporate Finance and Negotiations Department ........Andrea E.Schneider
Director, Corporate Policy and Research Department ........Stuart A. Sirkin
Director, Facilities and Services Department ........Janet A. Smith
Director, Financial Operations Department ........Edward L. Knapp
General Counsel ........Carol Connor Flowe
Director, Human Resources Department ........R. Frank Tobin
Director, Information Resources Management Department ........Jon H. Baake
Inspector General ........Wayne R. Poll
Director, Insurance Operations Department ........Bennie L. Hagans, Acting
Director, Organization Review and Analysis Department ........Sherline M.Brickus
Director, Participant and Employer Appeals Department ........Charles E.Skopic
Director, Procurement Department ........Robert W. Herting
@U1
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 31/75
[Insert Pension Benefit Guaranty Corporation chart]@U0
The Pension Benefit Guaranty Corporation guarantees payment ofnonforfeitable pension benefits in covered private sector-defined benefitpension plans.
Title IV of the Employee Retirement Income Security Act of 1974(29 U.S.C. 1301-1461) established the Pension Benefit Guaranty
Corporation, which is a self-financing, wholly owned Governmentcorporation subject to the provisions of the Governmen t CorporationControl Act (31 U.S.C. 9101-9109). The Corporation is governed by a Boardof Directors consisting of the Secretaries of Labor, Commerce, and theTreasury. The Secretary of Labor is Chairman of the Board. A seven-memberAdvisory Committee, co mposed of two labor, two business, and three publicmembers appointed by the President, advises the agency on various matters.
Activities
Coverage
Title IV provides for coverage of most private sector-defined benefit
pension plans that provide a benefit based on factors such as age, yearsof service, and average or highest salary.
The Corporation administers two benefit insurance programsseparately covering single-employer and multiemployer plans. Nearly 41million workers participate in approximately 66,000 covered plans.
Single-Employer Insurance
Under the single-employer program, the Corporation guarantees payment of acovered plan's nonforfeitable benefits if that plan terminates withoutsufficient assets to pay those guaranteed benefits. However, title IVlimits the to tal monthly benefit that the agency may guarantee for one
individual to $2,556.82 per month for a plan terminating during 1994, andrequires that it guarantee recent benefit increases on a phased-in basis.Under the 1987 amendments to title IV, the Corpor ation also pays aportion of the benefits above the guaranteed amount, based on PBGC'srecovery value of its termination liability claims.
A plan administrator may terminate a single-employer plan in a``standard'' or ``distress'' termination if certain procedural and legalrequirements are met. In either termination, the plan administrator mustinform participants in writing at le ast 60 days prior to the date theadministrator proposes to terminate the plan. Only a plan which hassufficient assets to fund all benefit liabilities may terminate in astandard termination. The Corporation also may institute termination
proceedings upo n the occurrence of certain events specified in title IV.
Multiemployer Insurance
Under title IV, as originally enacted, the Corporation guaranteednonforfeitable benefits for multiemployer plans in a similar fashion asfor single-employer plans. However, until August 1, 1980, the payment ofguaranteed benefits under multiemployer plans was at the agency'sdiscretion.
The Multiemployer Pension Plan Amendments Act of 1980 (29 U.S.C.
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 32/75
1001 note) revised title IV as applicable to multiemployer pension plansby changing the insurable event from plan termination to plan insolvency.In accordance with the act, the C orporation provides financial assistanceto plans that are unable to pay nonforfeitable benefits. The plans areobligated to repay such assistance. The act also made employerswithdrawing from a plan liable to the plan for a portion of its unfundedvested benefits.
Premium Collections
All defined benefit pension plans covered by title IV of the EmployeeRetirement Income Security Act are required to pay premiums underprescribed rates to the Corporation. The annual premium per planparticipant for multiemployer pens ion plans is $2.60 for plan yearsbeginning after September 26, 1988. Since January 1, 1991, the basicpremium for all single-employer plans has been $19 per participant peryear. Underfunded single-employer plans must also pay an additionalpremium equal to $9 per $1,000 of unfunded vested benefits. The totalsingle-employer premium is capped at $72 per participant.
For further information, contact the Pension Benefit Guaranty Corporation,
1200 K Street NW., Washington, DC 20005-4026. Phone, 202-326-4000.
POSTAL RATE COMMISSION
1333 H Street NW., Washington, DC 20268-0001
Phone, 202-789-6800
Chairman ........Edward J. Gleiman
Special Assistant ........Margaret P. Crenshaw
Vice Chairman ........W.H. LeBlanc III
Special Assistant ........John B. Keeley
Commissioner ........George W. Haley
Special Assistant ........Irvin H. Bromall
Commissioner ........H. Edward Quick, Jr.
Special Assistant ........James F. Callow
Commissioner ........Wayne A. Schley
Special Assistant ........Trevor E. Norris
Special Assistant to the Commission ........Robert W. Mitchell
Chief Administrative Officer and Secretary ........Charles L. Clapp
Legal Advisor ........Stephen L. Sharfman
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 33/75
Director, Office of Rates, Analysis and Planning ........Robert Cohen
Assistant Director, Office of Rates, Analysis and Planning ........WilliamFerguson
Director, Office of the Consumer Advocate ........W. Gail Willette, Acting
Personnel Officer ........Cyril J. Pittack
[For the Postal Rate Commission statement of organization, see the Code ofFederal Regulations, Title 39, Part 3002]
The major responsibility of the Postal Rate Commission is to submitrecommended decisions to the Unites States Postal Service Governors onpostage rates, fees, and mail classifications.
The Postal Rate Commission is an independent agency created bythe Postal Reorganization Act, as amended (39 U.S.C. 3601-3604). It is
composed of five Commissioners, appointed by the President with the adviceand consent of the Senate, one of wh om is designated as Chairman.
The Commission promulgates rules and regulations, establishesprocedures, and takes other actions necessary to carry out itsobligations. Acting upon requests from the U.S. Postal Service, or on itsown initiative, the Commission recommends and issues advisory opinions tothe Board of Governors of the U.S. Postal Service changes in rates or feesin each class of mail or type of service. It studies and submitsrecommended decisions on establishing or changing the mail classificationschedule and holds on-the-record hearings that are lawfully required toattain sound and fair recommendations. The Commission also initiatesstudies on postal matters, such as cost theory and operations; receives,
studies, and conducts hearings; and issues recommended decisions andreports to the Postal Service on complaints received from interestedpersons relating to postage rates, postal classifications, and problems ofnational scope regarding postal services. Additionally, the Commission hasappellate jurisdictio n to review Postal Service determinations to closeor consolidate small post offices.
Sources of Information
Employment
The Commission's programs require attorneys, economists, statisticians,accountants, industrial engineers, marketing specialists, and
administrative and clerical personnel. Requests for employment informationshould be directed to the Personnel Officer.
Electronic Information Service
The Commission maintains a Bulletin Board Service (OCA BBS) that providesinformation on electronic documents or data provided by or to theCommission on current proceedings. Phone, 202-789-6891.
Reading Room
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 34/75
Facilities for inspection and copying of records that are available to thepublic are located in Suite 300, 1333 H Street NW., Washington, DC. Theroom is open from 8 a.m. to 4:30 p.m., Monday through Friday, except legalholidays.
Rules of Practice and Procedure
The Postal Rate Commission's Rules of Practice and Procedure governing the
conduct of proceedings before the Commission may be found in part 3001 oftitle 39 of the Code of Federal Regulations.
For further information, contact the Secretary, Postal Rate Commission,1333 H Street NW., Washington, DC 20268-0001. Phone, 202-789-6840.
RAILROAD RETIREMENT BOARD
844 North Rush Street, Chicago, IL 60611-2092
Phone, 312-751-4776
Office of Legislative Affairs: Suite 500, 1310 G Street NW., Washington,DC 20005-3004
Phone, 202-272-7742
Chairman ........Glen L. Bower
Labor Member ........V.M. Speakman, Jr.
Management Member ........Jerome F. Kever
Inspector General ........Charles R. Sekerak, Acting
General Counsel ........Catherine C. Cook
Director, Administration and Operations ........Kenneth P. Boehne
Deputy General Counsel ........Steven A. Bartholow
Director, Hearings and Appeals ........Grace Koester
Director, Legislative Affairs ........Marian Gibson
Director, Public Affairs ........William G. Poulos
Chief Actuary ........Frank J. Buzzi
Chief Financial Officer ........Peter A. Larson
Director, Retirement and Survivor Programs ........Robert S. Kaufman
Director, Retirement Benefits ........Kenneth J. Zoll
Director, Survivor Benefits ........Charlene T. Kukla
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 35/75
Director, Unemployment and Sickness Insurance ........Robert J. Duda
Director, Field Service ........Ronald J. Dammon
Director, Data Processing ........Barry R. Hemphill
Director, Systems Initiatives ........Edward A. Haney
Director, Taxation ........John L. Thoresdale
Director, Research and Employment Accounts ........Bobby V. Ferguson
Director, Disability and Medicare Operations ........John R. Feldheim
Equal Opportunity Manager ........Leo N. Franklin
Director, Administrative Services ........Dale G. Zimmerman
Director, Information Resources Management ........Ronald J. Hodapp
Director, Personnel ........John F. Malich
Director, Quality Assurance ........Mary Kay Shutt
Director, Supply and Service ........Henry M. Valiulis
[For the Railroad Retirement Board statement of organization, see the Codeof Federal Regulations, Title 20, Part 200]
@U1
[Insert Railroad Retirement Board chart]@U0
The Railroad Retirement Board administers comprehensive
retirement-survivor and unemployment-sickness benefit programs for theNation's railroad workers and their families.
The Railroad Retirement Board was established by the RailroadRetirement Act of 1934, as amended (42 U.S.C. 201 -- 228z-1, 231 et seq.).
The Board derives statutory authority from the RailroadRetirement Act of 1974 (45 U.S.C. 231-231v) and the Railroad UnemploymentInsurance Act (45 U.S.C. 351-368). It administers these acts andparticipates in the administration of the Social S ecurity Act and theHealth Insurance for the Aged Act insofar as they affect railroadretirement beneficiaries.
The Board is composed of three members appointed by thePresident with the advice and consent of the Senate -- one uponrecommendations of representatives of employees; one upon recommendationsof carriers; and one, the Chairman, as a public mem ber.
Field Organization
The Board maintains direct contact with railroad retirement beneficiariesthrough its 87 field offices located across the country. Field personnelexplain benefit rights and responsibilities on an individual basis, assistemployees appl ying for benefits, and answer questions related to the
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 36/75
benefit programs.
---------------------------(TABLE START)---------------------------
Regional Offices -- Railroad Retirement Boardhead level 1 :City
head level 1 :Addresshead level 1 :Directorhead level 1 :Telephone
-----------------------------------------------------------------
Atlanta, GA ....... Suite 2304, 101 Marietta St., 30323-3011 .......Patricia Lawson ....... 404-331-2691
Cleveland, OH ....... Rm. 989, 1240 E. 9th St., 44199-2093 ....... KevinB. McCrone ....... 216-522-4043
Kansas City, MO ....... Rm. 257, 601 E. 12th St., 64106-2882 .......
Daniel H. Hauser ....... 816-426-3278
Oakland, CA ....... Suite 390N, 1301 Clay St., 94612-5202 ....... DonaldR. Wedl ....... 510-637-2983
Philadelphia, PA ....... Suite 670, 1421 Cherry St., 19102-1413 .......Richard D. Baird ....... 215-656-6946
----------------------------(TABLE END)--------------------------
Activities
The Railroad Retirement Act provides for the payment of
annuities to individuals who have completed at least 10 years ofcreditable service and have ceased compensated service upon theirattainment of specified ages, or at any age if permanently disabled forall employment. In some circumstances occupational disability annuities orsupplemental annuities are provided for longer term or career employees.
A spouse's annuity is provided, under certain conditions, forthe wife or husband of an employee annuitant. Divorced spouses may alsoqualify.
Survivor annuities are awarded to the qualified spouses,children, and parents of deceased career employees. Various lump-sumbenefits are also provided under certain conditions.
Benefits are provided under the Railroad Unemployment InsuranceAct to individuals who are unemployed in a benefit year, but who are readyand willing to work, and to individuals who are unable to work because ofsickness or injury, based upon q ualifying railroad earnings in apreceding 1-year period.
The Board maintains, through its field offices, a placementservice for unemployed railroad personnel.
Sources of Information
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 37/75
Benefit Inquiries
Inquiries concerning claims for railroad retirement and survivor benefitsshould be directed to the Office of Retirement and Survivor Programs,Congressional Inquiry Section (phone, 312-751-4973). Inquiries concerningunemployment and si ckness claims should be directed to the Bureau ofUnemployment and Sickness Insurance, Program Procedures Section (phone,
312-751-4810). Inquiries concerning railroad retirement orunemployment/sickness insurance benefits may also be directed to the Washington Legislative/Liaison Office (phone, 202-272-7742).
To locate the nearest field office, individuals should checkwith their rail employer, local union official, local post office, or oneof the regional offices listed above. Most offices are open to the publicfrom 9 a.m. to 3:30 p.m., Monday thr ough Friday. The Board also relies onrailroad labor groups and employers for assistance in keeping railroadpersonnel informed about its benefit programs.
Employment
Inquiries and applications for employment should be directed to theDirector of Personnel, Railroad Retirement Board, 844 North Rush Street,Chicago, IL 60611-2092. Phone, 312-751-4570.
Legislative Assistance
Information regarding legislative matters may be obtained through theWashington Legislative/Liaison Office (phone, 202-272-7742).
Publications
General information pamphlets on benefit programs may be obtained from theBoard's field offices or Chicago headquarters. Requests for annual reports
or statistical data should be directed to the Director of Public Affairsat the Chicago head quarters or the Washington, DC, Legislative/LiaisonOffice.
Telecommunications
Devices for the Deaf (TDD) The Board provides TDD services from 9 a.m. to3:30 p.m. (CST/CDT) daily. Phone 312-751-4701 for beneficiary inquiriesand 312-751-4334 for employment inquiries.
For further information, contact the Office of Public Affairs, RailroadRetirement Board, 844 North Rush Street, Chicago, IL 60611-2092. Phone,312-751-4776.
RESOLUTION TRUST CORPORATION
801 Seventeenth Street NW., Washington, DC 20434
Phone, 202-416-6900
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 38/75
Chief Executive Officer ........John E. Ryan, Acting
Deputy Chief Executive Officer ........John E. Ryan
Senior Vice President (Division of Legal Services) and General Counsel........Ellen B. Kulka
Vice President (Division of Asset Management and Sales) ........Thomas
Horton, Acting
Chief Financial Officer ........Donna H. Cunninghame
The Resolution Trust Corporation was established to manage and resolvefailed savings associations that were insured by the Federal Savings andLoan Insurance Corporation before the enactment of the FinancialInstitutions Reform, Recovery, and Enforcement Act of 1989, and for whicha conservator or receiver is appointed between January 1, 1989, and July1, 1995, as determined by the Chairman of the Thrift Depositor ProtectionOversight Board.
The Resolution Trust Corporation (Corporation) was establishedon August 9, 1989, by the Financial Institutions Reform, Recovery, andEnforcement Act of 1989 (12 U.S.C. 1441a). The Corporation will terminateall functions no later than December 31, 1995.
The Corporation is an agency of the United States for purposesof subchapter II, chapters 5 and 7, of title 5 of the United States Code,when it is acting as a corporation. When the Corporation is acting as aconservator or receiver of an insure d depository institution, it isdeemed to be a Federal agency to the same extent as the Federal DepositInsurance Corporation when acting in the same capacity.
The Corporation is a mixed-ownership Government corporation forpurposes of 31 U.S.C. 9105, 9107, and 9108, notwithstanding the fact thatno Federal funds are permitted to be invested in the Corporation.
Under the direction of the Chief Executive Officer, the dutiesof the Corporation include:
-- managing and resolving all cases involving depositoryinstitutions, the accounts of which were insured by the former FederalSavings and Loan Insurance Corporation prior to August 9, 1989, and whichhave been or will be in conservatorship or receivership as of January 1,1989, through July 1, 1995, as determined by the Chairman of the ThriftDepositor Protection Oversight Board;
-- conducting the operations of the Corporation in such a wayas to maximize the return of value from the sale or other disposition ofdepository institutions or their assets, while minimizing the impact onreal estate and financial markets and minimizing losses to the Government;
-- making efficient use of funds provided by the ResolutionFunding Corporation or the Treasury; and
-- maximizing the availability and affordability of residentialreal property for low- and moderate-income individuals.
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 39/75
For further information, contact the Corporate Communications Office,Resolution Trust Corporation, 801 Seventeenth Street NW., Washington, DC20434. Phone, 202-416-7557.
SECURITIES AND EXCHANGE COMMISSION
450 Fifth Street NW., Washington, DC 20549
Phone, 202-272-3100
Chairman ........Arthur Levitt
Commissioners ........Mary L. Schapiro, Richard Y. Roberts, J. CarterBeese, Jr., Steven M.H. Wallman
Secretary ........Jonathan G. Katz
Executive Director ........James M. McConnell
Executive Assistant to the Chairman ........Lori Richards
General Counsel ........Simon M. Lorne
Director, Division of Corporation Finance ........Linda C. Quinn
Director, Division of Enforcement ........William R. McLucas
Director, Division of Investment Management ........Barry P. Barbash
Director, Division of Market Regulation ........Brandon Becker
Chief Accountant ........Walter P. Schuetze
Chief Administrative Law Judge ........Brenda P. Murray
Chief Economist ........Susan E. Woodward
Director, Office of International Affairs ........Michael D. Mann
Director, Office of Public Affairs, Policy Evaluation and Research........Jennifer Kimball
Director, Office of Legislative Affairs ........Kathryn Fulton
Inspector General ........Walter Stachnik
Director, Office of Equal Employment Opportunity ........Faith D. Ruderfer
Associate Executive Director, Office of Administrative and PersonnelManagement ........Fernando L. Alegria, Jr.
Associate Executive Director, Office of the Comptroller ........LawrenceH. Haynes
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 40/75
Associate Executive Director, Office of Filings and Information Services........Wilson A. Butler
Associate Executive Director, Office of Information Technology........John J. Lane
[For the Securities and Exchange Commission statement of organization, seethe Code of Federal Regulations, Title 17, Part 200]
@U1
[Insert Securities and Exchange Commission chart]@U0
The Securities and Exchange Commission administers Federal securities lawsthat seek to provide protection for investors; to ensure that securitiesmarkets are fair and honest; and, when necessary, to provide the means toenforce securities laws through sanctions.
The Securities and Exchange Commission was created underauthority of the Securities Exchange Act of 1934 (15 U.S.C. 78a-78jj) andwas organized on July 2, 1934. The Commission serves as adviser to United
States district courts in connection with reorganization proceedings fordebtor corporations in which there is a substantial public interest. TheCommission also has certain responsibilities under section 15 of theBretton Woods Agreements Act of 1945 (22 U.S.C. 286k-1) and section 851(e)of the Internal Revenue Code of 1954 (26 U.S.C. 851(e)).
The Commission is vested with quasi-judicial functions. Personsaggrieved by its decisions in the exercise of those functions have a rightof review by the United States Courts of Appeals.
Activities
Full and Fair Disclosure
The Securities Act of 1933 (15 U.S.C. 77a) requires issuers of securitiesand their controlling persons making public offerings of securities ininterstate commerce or through the mails, directly or by others on theirbehalf, to file with the Commission registration statements containingfinancial and other pertinent data about the issuer and the securitiesbeing offered. It is unlawful to sell such securities unless aregistration statement is in effect. There are limited exemptions, such asGovernment securities, nonpublic offerings, and intrastate offerings, aswell as certain offerings not exceeding $1.5 million. The effectiveness ofa registration statement may be refused or suspended after a publichearing if the statement contains material misstatements or omissions,thus barring sale of the securities until it is appropriately amended.
Registration of securities does not imply approval of the issueby the Commission or that the Commission has found the registrationdisclosures to be accurate. It does not insure investors against loss intheir purchase, but serves rather to provide information upon whichinvestors may make an informed and realistic evaluation of the worth ofthe securities.
Persons responsible for filing false information with theCommission subject themselves to the risk of fine or imprisonment or both.Similarly, persons connected with the public offering may be liable for
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 41/75
damages to purchasers of the securities if the disclosures in theregistration statement and prospectus are materially defective. Also, theabove act contains antifraud provisions that apply generally to the saleof securities, whether or not registered (15 U.S.C. 77a et seq.).
Regulation of Securities Markets
The Securities Exchange Act of 1934 assigns to the Commission broad
regulatory responsibilities over the securities markets, theself-regulatory organizations within the securities industry, and personsconducting a business in securities. Persons who execute transactions insecurities generally are required to register with the Commission asbroker-dealers. Securities exchanges and certain clearing agencies arerequired to register with the Commission, and associations of brokers ordealers are permitted to register with the Commission. The act alsoprovides for the establishment of the Municipal Securities RulemakingBoard to formulate rules for the municipal securities industry.
The Commission oversees the self-regulatory activities of thenational securities exchanges and associations, registered clearingagencies, and the Municipal Securities Rulemaking Board. In addition, the
Commission regulates industry professionals, such as securities brokersand dealers, certain municipal securities professionals, governmentsecurities brokers and dealers, and transfer agents.
The act authorizes national securities exchanges, nationalsecurities associations, clearing agencies, and the Municipal SecuritiesRulemaking Board to adopt rules that are designed, among other things, topromote just and equitable principles of trade and to protect investors.The Commission is required to approve or disapprove most proposed rules ofthese self-regulatory organizations and has the power to abrogate or amendexisting rules of the national securities exchanges, national securitiesassociations, and the Municipal Securities Rulemaking Board.
In addition, the Commission has broad rulemaking authority overthe activities of brokers, dealers, municipal securities dealers,securities information processors, and transfer agents. The Commission mayregulate such securities trading practices as short sales and stabilizingtransactions. It may regulate the trading of options on nationalsecurities exchanges and the activities of members of exchanges who tradeon the trading floors. The Commission may adopt rules governingbroker-dealer sales practices in dealing with investors. The Commissionalso is authorized to adopt rules concerning the financial responsibilityof brokers and dealers and reports made by them.
The act also requires the filing of registration statements andannual and other reports with national securities exchanges and the
Commission by companies whose securities are listed upon the exchanges,and by companies that have assets of $5 million or more and 500 or moreshareholders of record. In addition, companies that distributed securitiespursuant to a registration statement declared effective by the Commissionunder the Securities Act of 1933 must also file annual and other reportswith the Commission. Such applications and reports must contain financialand other data prescribed by the Commission as necessary or appropriatefor the protection of investors and to ensure fair dealing. In addition,the solicitation of proxies, authorizations, or consents from holders ofsuch registered securities must be made in accordance with rules andregulations prescribed by the Commission. These rules provide for
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 42/75
disclosures to securities holders of information relevant to the subjectmatter of the solicitation.
Disclosure of the holdings and transactions by officers,directors, and large (10-percent) holders of equity securities ofcompanies also is required, and any and all persons who acquire more than5 percent of certain equity securities are required to file detailedinformation with the Commission and any exchange upon which such
securities may be traded. Moreover, any person making a tender offer forcertain classes of equity securities is required to file reports with theCommission if, as a result of the tender offer, such person would own morethan 5 percent of the outstanding shares of the particular class of equitysecurity involved. The Commission also is authorized to promulgate rulesgoverning the repurchase by a corporate issuer of itsown securities.
Regulation of Mutual Funds and Other Investment
Companies The Investment Company Act of 1940 (15 U.S.C. 80a-1 -- 80a-64)requires investment companies to register with the Commission andregulates their activities to protect investors. The regulation coverssales load, management contracts, composition of boards of directors, and
capital structure.
The act prohibits investment companies from engaging in varioustransactions, including transactions with affiliated persons, unless theCommission first determines that such transactions are fair. In addition,the act provides a somewhat parallel but less stringent regulation ofbusiness development companies.
Under the act, the Commission may institute court action toenjoin the consummation of mergers and other plans of reorganization ofinvestment companies if such plans are unfair to security holders. It alsomay impose sanctions by administrative proceedings against investmentcompany management for violations of the act and other Federal securities
laws and file court actions to enjoin acts and practices of managementofficials involving breaches of fiduciary duty and personal misconduct andto disqualify such officials from office.
Regulation of Companies Controlling Utilities
The Public Utility Holding Company Act of 1935 (15 U.S.C. 79 -- 79z-6)provides for regulation by the Commission of the purchase and sale ofsecurities and assets by companies in electric and gas utility holdingcompany systems, their intrasystem transactions and service and managementarrangements. It limits holding companies to a single coordinated utilitysystem and requires simplification of complex corporate and capitalstructures and elimination of unfair distribution of voting power among
holders of system securities.
The issuance and sale of securities by holding companies andtheir subsidiaries, unless exempt (subject to conditions and terms thatthe Commission is empowered to impose) as an issue expressly authorized bythe State commission in the State inwhich the issuer is incorporated, mustbe found by the Commission to meet certain statutory standards.
The purchase and sale of utility properties and other assets maynot be made in contravention of rules, regulations, or orders of theCommission regarding the consideration to be received, maintenance of
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 43/75
competitive conditions, fees and commissions, accounts, disclosure ofinterest, and similar matters. In passing upon proposals forreorganization, merger, or consolidation, the Commission must be satisfiedthat the objectives of the act generally are complied with and that theterms of the proposal are fair and equitable to all classes of securityholders affected.
Regulation of Investment Advisers
The Investment Advisers Act of 1940 (15 U.S.C. 80b-1 -- 80b-21) providesthat persons who, for compensation, engage in the business of advisingothers with respect to securities must register with the Commission. Theactprohibits certain fee arrangements, makes fraudulent or deceptivepractices on the part of investment advisers unlawful, and requires, amongother things, disclosure of any adverse personal interests the advisersmay have in transactions that they effectfor clients. The act authorizesthe Commission, by rule, to define fraudulent and deceptive practices andprescribe means to prevent those practices.
Rehabilitation of Failing Corporations
Chapter 11, section 1109(a), of the Bankruptcy Code (11 U.S.C. 1109)provides for Commission participation as a statutory party in corporatereorganization proceedings administered in Federal courts. The principalfunctions of the Commission are to protect the interests of publicinvestors involved in such cases through efforts to ensure their adequaterepresentation, and to participate in legal and policy issues that are ofconcern to public investors generally.
Representation of Debt Securities Holders
The interests of purchasers of publicly offered debt securities issuedpursuant to trust indentures are safeguarded under the provisions of theTrust Indenture Act of 1939 (15 U.S.C. 77aaa-77bbbb). This act, among
other things, requires the exclusion from such indentures of certain typesof exculpatory clauses and the inclusion of certain protective provisions.The independence of the indenture trustee, who is a representative of thedebt holder, is assured by proscribing certain relationships that mightconflict with the proper exercise of his duties.
Enforcement Activities
The Commission's enforcement activities are designed to secure compliancewith the Federal securities laws administered by the Commission and therules and regulations adopted thereunder. These activities includemeasures to:
-- compel obedience to the disclosure requirements of theregistration and other provisions of the acts;
-- prevent fraud and deception in the purchase and sale ofsecurities;
-- obtain court orders enjoining acts and practices thatoperate as a fraud upon investors or otherwise violate the laws;
-- suspend or revoke the registrations of brokers, dealers, andinvestment companies and investment advisers who willfully engage in such
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 44/75
acts and practices;
-- suspend or bar from association persons associated withbrokers, dealers, investment companies and investment advisers who haveviolated any provision of the Federal securities laws; and
-- prosecute persons who have engaged in fraudulent activitiesor other willful violations of those laws.
In addition, attorneys, accountants, and other professionals whoviolate the securities laws face possible loss of their privilege topractice before the Commission.
To this end, private investigations are conducted intocomplaints or other indications of securities violations. Evidence thusestablished of law violations is used in appropriate administrativeproceedings to revoke registration or in actions instituted in Federalcourts to restrain or enjoin such activities. Where the evidence tends toestablish criminal fraud or other willful violation of the securitieslaws, the facts are referred to the Attorney General for criminalprosecution of the offenders. The Commission may assist in such
prosecutions.
---------------------------(TABLE START)---------------------------
Regional/District Offices -- Securities and Exchange Commission
(R: Regional Director; D: District Administrator)head level 1 :head level 1 :Region/Districthead level 1 :Addresshead level 1 :Officer
head level 1 :Telephone
-----------------------------------------------------------------
1.
NORTHEAST (NEW YORK, NY) ....... Suite 1300, 7 World Trade Ctr., 10048....... Richard H. Walker (R) ....... 202-748-8000
Boston, MA ....... Suite 600, 73 Tremont St., 02108-3912 ....... JuanMarcel Marcelino (D) ....... 617-424-5900
Philadelphia, PA ....... Suite 1005 E., Curtis Ctr., 601 Walnut St.,19106-3322 ....... Donald M. Hoerl (D) ....... 215-597-3100
2.
SOUTHEAST (MIAMI, FL) ....... Suite 200, 1401 Brickell Ave., 33131 .......Charles V. Senatore (R) ....... 305-536-5765
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 45/75
Atlanta, GA ....... Suite 1000, 3475 Lenox Rd. NE., 30326-1232 .......Richard P. Wessel (D) ....... 404-842-7600
3.
MIDWEST (CHICAGO, IL) ....... Suite 1400, Northwestern Atrium Ctr., 500 W.
Madison St., 60661-2511 ....... William D. Goldsberry (R) .......312-353-7390
4.
CENTRAL (DENVER, CO) ....... Suite 4800, 1801 California St., 80202-2648....... Robert H. Davenport (R) ....... 303-391-6800
Fort Worth, TX ....... Suite 1900, 801 Cherry St., 76102 ....... T.Christopher Browne (D) ....... 817-334-3821
Salt Lake City, UT ....... 500 Key Bank Twr., 50 S. Main St., 84144-0402....... Kenneth D. Israel (D) ....... 801-524-5796
5.
PACIFIC (LOS ANGELES, CA) ....... Suite 1100, 5670 Wilshire Blvd.,90036-3648 ....... Elaine M. Cacheris (R) ....... 213-965-3998
San Francisco, CA ....... 11th Fl., 44 Montgomery St., 94104 .......
(Vacancy) (D) ....... 415-705-2500
Seattle, WA ....... 3040 Jackson Federal Bldg., 915 2d Ave., 98174 .......Jack H. Bookey (D) ....... 206-220-7500
----------------------------(TABLE END)--------------------------
Sources of Information
Inquiries regarding the following matters should be directed tothe appropriate office, Securities and Exchange Commission, 450 Fifth
Street NW., Washington, DC 20549.
Consumer Activities
Publications detailing the Commission's activities, which include materialof assistance to the potential investor, are available from thePublications Unit. In addition, the Office of Consumer Affairs answersquestions from investors, assists investors with specific problemsregarding their relations with broker-dealers and companies, and advisesthe Commission and other offices and divisions regarding problemsfrequently encountered by investors and possible regulatory solutions to
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 46/75
such problems. Phone, 202-942-7040.
Contracts
Contact the Office of Administrative and Personnel Management. Phone,202-942-4000.
Employment
With the exception of the attorney category, positions are in thecompetitive civil service and are filled generally by selection from listsof eligibles established as a result of appropriate civil serviceexaminations. The Commission operates a college and law school recruitmentprogram, including on-campus visitations for interview purposes. Inquiriesshould be directed to the Office of Administrative and PersonnelManagement. Phone, 202-942-4000.
Investor Information and Protection
Complaints and inquiries may be directed to headquarters or to anyregional or district office. Registration statements and other public
documents filed with the Commission are available for public inspection inthe public reference room at the home office. Much of the information alsois available at the Northeast and Midwest regional offices. Copies of thepublic material may be purchased from the Commission's contract copyingservice at prescribed rates.
Publications
Official Summary -- A monthly summary of securities transactions andholding of officers, directors, and principal stockholders ($30 per issue)is available through the Superintendent of Documents, Government PrintingOffice, Washington, DC 20402. Phone, 202-783-3238.
Reading Rooms
The Commission maintains a public reference room (phone, 202-272-7450) andalso a library (phone, 202-942-7090), where additional information may beobtained.
Small Business Activities
Information on security laws that pertain to small businesses in relationto securities offerings may be obtained from the Commission. Phone,202-272-2644.
For further information, contact the Office of Public Affairs, Securities
and Exchange Commission, 450 Fifth Street NW., Washington, DC 20549.Phone, 202-272-2650.
SELECTIVE SERVICE SYSTEM
National Headquarters, Arlington, VA 22209-2425
Phone, 703-235-2555
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 47/75
Director ........G. Huntington Banister, Acting
Deputy Director ........(vacancy)
Executive Director ........G. Huntington Banister
General Counsel ........Henry N. Williams
Inspector General ........Lt. Comdr. John Vande Sand, Acting
Associate Director for Operations ........James P. Dower
Associate Director for Information Management ........Norman W. Miller
Associate Director for Resource Management ........Donna L. Bahls
Assistant Director for Public Affairs ........Lewis C. Brodsky
Assistant Director for Congressional and Intergovernmental Affairs
........Lewis C. Brodsky, Acting
Assistant Director for Planning, Analysis and Evaluation ........RichardS. Flahavan
Controller ........Joseph S. Tropea, Acting
[For the Selective Service System statement of organization, see the Codeof Federal Regulations, Title 32, Part 1605]
@U1
[Insert Selective Service System chart]@U0
The purpose of the Selective Service System is to be prepared to supply tothe Armed Forces human resources adequate to ensure the security of theUnited States, with concomitant regard for the maintenance of an effectivenational economy.
The Selective Service System was established by the MilitarySelective Service Act (50 U.S.C. app. 451-471a). The act authorizes theregistration of male citizens of the United States and all other malepersons who are in the United States and who are between the ages of18\1/2\ to 26 years. The act exempts members of the active Armed Forcesand foreign diplomatic and consular personnel from registration andliability for training and service. Likewise exempted are nonimmigrant
aliens. Proclamation 4771 of July 2, 1980, requires male persons bornafter January 1, 1960, and who have attained age 18 to register.Registration is conducted at post offices within the United States and atUnited States Embassies and consulates outside the United States.
The act imposes liability for training and service in the ArmedForces upon registrants who are between the ages of 18 \1/2\ years to 26years, except those who are exempted or deferred. Persons who have beendeferred remain liable for trainingand service until age 35. Aliens arenot liable for training and service until they have remained in the UnitedStates for more than 1 year. Conscientious objectors who are found to be
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 48/75
opposed to any service in the Armed Forces are required to performcivilian work in lieu of induction into the Armed Forces.
The authority to induct registrants, including doctors andallied medical specialists, expired July 1, 1973.
---------------------------(TABLE START)---------------------------
Regional Offices -- Selective Service Systemhead level 1 :head level 1 :Region/Addresshead level 1 :Telephone
-----------------------------------------------------------------
I.
Philadelphia, PA (Rm. 207, Bldg. 75, U.S. Naval Base, 19112-5003) .......215-897-6653
II.
Marietta, GA (Rm. A-210, 805 Walker St., 30060-2731) ....... 404-590-6602
III.
Great Lakes, IL (Rm. M-29, Bldg. 1, 2701 Sheridan Rd., 60088-5027) .......708-688-4540
IV.
Dallas, TX (1st Fl., West Wing, Bldg. 1239, Naval Air Station, 75211-9506)
....... 214-266-6713
V.
San Francisco, CA (Rm. 160, Bldg. 7, Treasure Island, 94130-5052) .......415-556-3411
VI.
Aurora, CO (Bldg. T-318, Fitzsimons Army Medical Ctr., 80045-5001) .......303-361-8155
----------------------------(TABLE END)--------------------------
Sources of Information
Employment
Inquiries and applications should be directed to the Director, SelectiveService System, Attn: RMH, Arlington, VA 22209-2425. Phone, 703-235-2258.
Procurement
Inquiries should be directed to the Director, Selective Service System,
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 49/75
Attn: RML, Arlington, VA 22209-2425. Phone, 703-235-2207.
Publications
Selective Service Regulations appear in chapter XVI of title 32 of theCode of Federal Regulations.
Requirements of Law
Persons desiring information concerning the requirements of the MilitarySelective Service Act should contact the National Headquarters of theSelective Service System.
For further information, contact the Office of Public Affairs, SelectiveService System, Arlington, VA 22209-2425. Phone, 703-235-2053.
SMALL BUSINESS ADMINISTRATION
409 Third Street SW., Washington, DC 20416
Phones: Personnel locator, 202-205-6600; Answer desk, 800-U-ASK-SBA(toll-free); Fraud-waste, 202-205-7151
Administrator ........Erskine B. Bowles
Deputy Administrator ........Cassandra M. Pulley
Chief of Staff ........Kathryn M. Broeren
Counselors to the Administrator ........Richard Hernandez
........Dayton J. Watkins
Associate Administrator for Communications and Public Liaison ........BillCombs, Acting
Assistant Administrator for Public Communications ........Janis F.Kearney, Acting
Assistant Administrator for Marketing/Outreach ........Irma R. Mun AE6oz,�Acting
Associate Administrator for Field Operations ........John G. Rouse, Acting
Chief Counsel for Advocacy ........Doris S. Freedman, Acting
Inspector General ........James S. Hoobler
General Counsel ........John T. Spotila
Assistant Administrator for Hearings and Appeals ........John H. Barnett
Assistant Administrator for Congressional and Legislative Affairs........Mary K. Swedin
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 50/75
Associate Administrator for Disaster Assistance ........Bernard Kulik
Assistant Administrator for Equal Employment Opportunity and Civil RightsCompliance ........George H. Robinson
Director, Executive Secretariat ........Susan M. Clifford
Chief Financial Officer and Associate Deputy Administrator for Managementand Administration ........John D. Whitmore
Deputy to the Associate Deputy Administrator for Management andAdministration ........Daniel M. Vellucci
Assistant Administrator for Personnel ........Carolyn J. Smith
Assistant Administrator for Administration ........Calvin Jenkins, Acting
Assistant Administrator for Information Resources Management........Lawrence E. Barrett
Comptroller ........Gregory A. Walter, Acting
Associate Deputy Administrator for Economic Development ........Mary JeanRyan, Acting
Deputy to the Associate Deputy Administrator for Economic Development........Janice E. Wolfe
Associate Administrator for Financial Assistance ........John R. Cox
Associate Administrator for Surety Guarantees ........Dorothy D.Kleeschulte
Associate Administrator for Investment ........Robert D. Stillman
Associate Administrator for Business Initiatives ........Monika Harrison
Assistant Administrator for International Trade ........Irene Fisher,Acting
Assistant Administrator for Veterans Affairs ........Leon J. Bechet
Associate Administrator for Small Business Development Centers........Johnnie Albertson
Assistant Administrator for Women's Business Ownership ........Elizabeth
A. Myers
Assistant Administrator for Size Standards ........Gary M. Jackson
Associate Deputy Administrator for Government Contracting and MinorityEnterprise Development ........Robert L. Neal, Jr.
Deputy to the Associate Deputy Administrator ........Robert J. Moffitt
Assistant Administrator for Native American Affairs ........(vacancy)
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 51/75
Associate Administrator for Government Contracting ........ThomasDumaresq, Acting
Associate Administrator for Minority Small Business and Capital OwnershipDevelopment ........Herb Mitchell, Acting
Assistant Administrator for Technology ........Richard J. Shane, Acting
[For the Small Business Administration statement of organization, see theCode of Federal Regulations, Title 13, Part 101]
@U1
[Insert Small Business Administration chart]@U0
The fundamental purposes of the Small Business Administration are to aid,counsel, assist, and protect the interests of small business; ensure thatsmall business concerns receive a fair portion of Government purchases,contracts, and subcontracts, as well as of the sales of Governmentproperty; make loans to small business concerns, State and localdevelopment companies, and the victims of floods or other catastrophes, or
of certain types of economic injury; and license, regulate, and make loansto small business investment companies.
The Small Business Administration (SBA) was created by the SmallBusiness Act of 1953 and derives its present existence and authority fromthe Small Business Act (15 U.S.C. 631 et seq.). It also derives itsauthority from the Small Business Investment Act of 1958 (15 U.S.C. 661).The Secretary of Commerce has delegated to the Administration certainresponsibilities and functions under section 202 of the Public Works andEconomic Development Act of 1965 (42 U.S.C. 3142) and is furtherauthorizedto delegate to the Administrator certain responsibilities andfunctions under chapter 3 of the Trade Act of 1974 (19 U.S.C. 2101).
Activities
Financial Assistance
The Administration provides guaranteed, direct, or immediate participationloans to small business concerns to help them finance plant construction,conversion, or expansion and acquire equipment, facilities, machinery,supplies, or materials. It also provides them with working capital. Sinceenactment of the act of June 4, 1976 (90 Stat. 663), farming enterprisesare included within the term ``small business concerns.''
The Administration is authorized to make direct loans toindividuals with disabilities and nonprofit organizations employing these
individuals in the production of goods or services. Direct loans are alsoavailable to Vietnam and disabled veterans and to eligible section 8(a)contractors. The Administration may provide loans to finance residentialor commercial construction or rehabilitation for sale; loans to smallbusiness concerns located in urban or rural areas, with high proportionsof unemployed or low-income individuals, or owned by low-incomeindividuals; extensions and revolving lines of credit for export purposesto enable small business concerns to develop foreign markets and obtainpre-export financing; and guarantee loans to qualified employee trustswith respect to small business concerns. The Administration may financesmall firms that manufacture, sell, install, service, or develop specific
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 52/75
energy measures including engineering, architectural, consulting, or otherprofessional services connected with eligible energy measures.
The Administration may also provide assistance to small businessconcerns needing small-scale financing and technical assistance throughloans and grants to private, nonprofit organizations who, in turn, makemicroloans and provide technical assistance to eligible concerns.
Under the provisions of sections 501-506 of the Small BusinessInvestment Act (15 U.S.C. 695, 696), loans are made to State and localdevelopment companies, who, likewise, assist small business concerns byproviding long-term loans for the acquisition of land and buildings,construction, conversion or expansion of facilities, and the purchase ofmachinery and equipment.
For further information, contact the Office of Financial Assistance.Phone, 202-205-6490.
Disaster Assistance
The Administration also lends money to help the victims of floods, riots,
or other catastrophes repair or replace most disaster-damaged property.Direct loans with subsidized interest rates are made to assist smallbusinesses and small agricultural cooperatives without credit elsewherethat have sustained substantial economic injury resulting from naturaldisasters.
For further information, contact the Office of Disaster Assistance. Phone,202-205-6734.
Investment
The Administration licenses, regulates, and provides financial assistanceto small business investment companies, and section 301(d) licensees
(formerly minority enterprise small business investment companies). Thesole function of these investment companies is to provide venture capitalin the form of equity financing, long-term loan funds, and managementservices to small business concerns.
For further information, contact the Investment Division. Phone,202-205-6510.
Surety Bonds
Through its Surety Bond Guarantee Program, the Administration helps tomake the contract bonding process accessible to small and emergingcontractors who find bonding unavailable. It will guarantee to reimburse a
qualified surety up to 90 percent of losses incurred under bid, payment,or performance bonds issued to small contractors on contracts valued up to$1.25 million. The contracts may be for construction, supplies,manufacturing, or services provided by either a prime contractor orsubcontractor for governmental or nongovernmental work.
For further information, contact the Office of Surety Guarantee. Phone,202-205-6540.
Government Contracting
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 53/75
The Administration works closely with purchasing agencies of the FederalGovernment and with the Nation's leading contractors in developingpolicies and procedures that will increase the number of contracts goingto small business.
The Administration provides a wide range of services to smallfirms to help them obtain and fulfill Government contracts andsubcontracts. It sets aside suitable Government purchases for competitive
award to small business concerns and providesan appeal procedure for alow-bidding small firm whose ability to perform a contract is questionedby the contracting officer. The Administration develops subcontractopportunities for small businesses by maintaining close contact with primecontractors and referring qualified small firms to them. It cooperateswith Federal agencies in setting procurement goals for small businesses,small disadvantaged businesses, and small women-owned businesses for primecontracts and subcontracts.
The Administration maintains a computerized small businesssource referral system that provides qualified sources for FederalGovernment and large business procurements. It cooperates with Governmentagencies in ensuring that small firms have an opportunity to procure a
fair share of Government property, such as timber, royalty oil, strategicmaterials, and mineral leases, that is sold to the private sector. TheAdministration also works with Federal agencies to ensure that small firmshave a fair opportunity to acquire surplus Government property.
For further information, contact the Office of Government Contracting.Phone, 202-205-6460.
Business Initiatives
The Administration develops and cosponsors courses and conferences,prepares informational leaflets and booklets, and encourages research intothe operations of small business concerns. It counsels and conducts
management workshops and courses for established as well as prospectivebusinesspersons, and enlists the volunteer aid of retired and activeexecutives in assisting small businesses with management and technicalservices. It also contracts with college and university schools ofbusiness for counseling services by qualified students. The Administrationutilizes the private sector to obtain maximum leverage from all programsin achieving goals and in meeting the needs of the small businesscommunity.
For further information, contact the Office of Business Initiatives.Phone, 202-205-6665.
Minority Enterprise Development
Sections 7(j) and 8(a) of the Small Business Act provide the authority forthe Minority Enterprise Development Program. The Development Program is amulti-faceted program designed to promote business ownership by sociallyand economically disadvantaged persons. Its components include the 8(a)program, the 7(j) management and technical assistance program, and theminority outreach program.
Participation in the 8(a) program is available to smallbusinesses that are at least 51 percent unconditionally owned, controlled,and managed by one or more individuals determined by SBA to be socially
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 54/75
and economically disadvantaged. In order to gain approval forparticipation in the 8(a) program, the firms must sell goods and/orservices that the Federal Government purchases, and demonstrate thepotential for successful business development.
Program participants receive a wide variety of services from SBAincluding management and technical assistance, loans, and Federalcontracts. Under 8(a) program authority, SBA contracts with Federal
Government entities to provide goods and services and, in turn,subcontracts the performance of these contracts to 8(a) programparticipants.
Information regarding the program and 8(a) program applicationsare provided by SBA's district offices. The Administration's Division ofProgram Certification and Eligibility addresses issues related to 8(a)program eligibility. The Division of Program Development handles mattersrelated to 8(a) contract awards and the business development of 8(a)participant firms.
Under section 7(j) program authority, SBA provides managementand technical assistance to section 8(a) program participants, other
socially and economically disadvantaged persons, and those businessesoperating in low- income or high-unemployment areas. The Administrationenters into cooperative agreements and contracts with qualifiedorganizations and individuals, including businesses, State and localgovernments, educational institutions, Indian tribes, and nonprofitorganizations to provide this assistance. At the local level, services areprovided on a one-to-one basis in the areas of bookkeeping and accountingservices, production, engineering and technical advice, feasibilitystudies, marketing analysis and advertising expertise, legal services, andspecialized management training. At the regional and national levels, SBAfunds innovative programs to provide for services in such areas astransition management for 8(a) firms, competitive marketing strategies,financing, comprehensive business plans, and financial management
services. The Administration's Division of Management and TechnicalAssistance administers the 7(j) program.
The minority outreach program provides a broad range ofassistance to firms owned by socially and economically disadvantagedindividuals by providing information and networking opportunities througha variety of programs. The Administration hascombined its efforts withthose of private industry, banks, local communities, and other Federalagencies to provide this assistance. The Administration's outreach effortsinclude publishing a newsletter, entering into cooperative agreements withmajor corporations to establish an information network with SBA regardingcontracting opportunities for firms owned by disadvantaged individuals.The network would provide an electronic bulletin board to disseminate
information about potential Federal and private sector contractingopportunities, and would sponsor numerous events designed to fosterbusiness development for economically disadvantaged firms. The Division ofMinority Small Business Outreach, working in conjunction with otherprogram divisions, is responsible for the Administration's outreachefforts.
For further information, contact the Office of Minority EnterpriseDevelopment. Phone, 202-205-6410.
Advocacy
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 55/75
The Office of Advocacy evaluates the impact on small businesses oflegislative proposals and other public policy issues by preparing policypapers and by conducting research having an impact on small business. TheOffice conducts economic and statistical research into matters affectingthe competitive strength of small business. The Office also researches theeffect of Federal laws, programs, and regulations on small business andmakes recommendations to Federal agencies for appropriate adjustments to
meet the needs of small business.
The Chief Counsel for Advocacy is the Government's principaladvocate of small business. The Office promotes the position of smallbusiness with Federal agencies and State and local governments; maintainsliaison with trade and professional organizations; and serves as the majorsource of information about the Government for small business.
The Chief Counsel for Advocacy has specific responsibilities formonitoring the performance of Federal agencies under the RegulatoryFlexibility Act (5 U.S.C. 601) and the patent and trademark lawsamendments (35 U.S.C. 301).
For further information, contact the Office of Advocacy. Phone,202-205-6533.
Women's Business Ownership
The Women's Business Ownership Program, with a constituency of more than 5million women business owners generating over $278.1 billion in grossreceipts, was formed to implement a national policy to support womenentrepreneurs. It operates under the authority and mandate of ExecutiveOrder 12138 of May 18, 1979, and the Small Business Act (15 U.S.C. 631).Its functions are carried out by the Office of Women's Business Ownershipand their network of district and regional representatives.
The Office develops and coordinates a national program toincrease the strength, profitability, and visibility of women-ownedbusinesses, while making maximum use of existing government andprivate-sector resources.
The Office develops and recommends national pilot programs inthe private sector to provide training and counseling in the initiation,management, and financing of women-owned businesses. It encourages accessto capital formation through trade organizations and managementconsultants who provide financial education and counseling tailored to theneeds of women business owners. The Office seeks out and adapts existingsmall business skills development programs to the needs of potential andactual women business owners and encourages delivery through existing
private-sector organizations, SCORE, SBDC, ACE, and SBA regional anddistrict offices throughout the country.
The Office also has created a national mentoring program, theWomen's Network for Entrepreneurial Training, which links seasonedentrepreneurs to women business owners ready for expansion.
To accomplish this mainstreaming approach, the Office cooperateswith existing Administration programs to develop, implement, and evaluateall activities to ensure equal access for women business owners.
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 56/75
In conjunction with the Office of International Trade, theOffice of Women's Business Ownership supports the expansion of women-ownedbusinesses into the global marketplace by offering training conferencesand resources to prepare such businesses for exporting services andproducts overseas.
The Women's Business Ownership Act of 1988 and the Women'sBusiness Development Act of 1991 authorized SBA to establish demonstration
projects to provide long-term training and counseling for women, and aguaranteed loan program for loans not exceeding $50,000. It alsoestablished a National Women's Business Council, whose mission is tosubmit annual recommendations to the President and Congress on ways toimprove opportunities for women-owned businesses, and to develop along-range strategy for supporting such businesses.
In addition, the Office is responsible for negotiating withFederal agencies to set annual Governmentwide goals to increase Federalprime contracts with women-owned businesses. It is responsible forincreasing and monitoring the number of womenin theAdministration-operated Procurement Automated Source System from whichGovernment agencies and major corporations extract profiles of potential
bidders.
For further information, contact the Office of Women's Business Ownership.Phone, 202-205-6673.
Veterans Affairs
The main objective of the Veterans Affairs program is to advocate forassistance to veterans in business or those who wish to start businesses.The Office of Veterans Affairs monitors and reviews the Administration'sfinancial, procurement, and management assistance programs for ``specialconsideration'' for veterans. These efforts include the development andimplementation of procurement and other specialized training, consultant
services, and conferences tailored to the special needs of veterans. TheOffice also maintains liaison with Federal agencies, State and localgovernments, and private organizations to ensure maximum use of existingprograms to assist veterans, and it advocates new and more effectiveprograms to benefit veteran small business.
For further information, contact the Office of Veterans Affairs. Phone,202-205-6773.
Innovation, Research and Technology
The Office of Innovation, Research and Technology has authority andresponsibility for coordinating and monitoring the Governmentwide
activities of the Small Business Innovation Research Program (SBIR). Inaccordance with the Small Business Research and Development EnhancementAct of 1992, as amended (15 U.S.C. 631 note), the Office develops andissues policy directives for the general conduct of the programs withinthe Federal Government and maintains a source file and information programto provide each interested and qualified small business concern withinformation on opportunities to compete for SBIR program awards. TheOffice also coordinates with each participating Federal agency indeveloping a master release schedule of all program solicitations;publishes the Presolicitation Announcement quarterly, which containspertinent facts on upcoming solicitations; and surveys and monitors
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 57/75
program operations within the Federal Government and reports on theprogress of the program each year to Congress.
The program has four main objectives: to expand and improve thesmall business innovation research program; to emphasize the program'sgoal of increasing private sector commercialization of technologydeveloped through Federal research and development; to increase smallbusiness participation in Federal research and development; and to improve
the Federal Government's dissemination of information concerning the smallbusiness innovation research program, particularly with regard to programparticipation by women-owned small business concerns and by socially andeconomically disadvantaged small business concerns.
For further information, contact the Office of Technology. Phone,202-205-6450.
International Trade
The Office of International Trade develops and recommends agency policyregarding the International Trade Program. To this end, the Officedevelops plans, operating procedures, and standards to effectively
strengthen and improve the agency's International Trade Program for smallbusiness; develops new methods and techniques for assisting smallbusinesses entering international markets; and plans, develops, andimplements programs to encourage small business participation ininternational trade. To assure that adequate consideration is given tosmall business interests in the Federal Government's export expansionprogram, the Office coordinates the Administration's International TradeProgram with the Departments of Commerce and Agriculture, theExport-Import Bank of the United States, the Agency for InternationalDevelopment, and with other Federal and State agencies and privateorganizations concerned with international trade.
The Office also develops programs in cooperation with operating
units of the Department of Commerce and other Federal and State agenciesto assure that small businesses will be afforded maximum opportunities andbenefits from participation in trade shows, fairs, and missions, and otherdomestic and overseas export development activities.
For further information, contact the Office of International Trade. Phone,202-205-6720.
Small Business Development Centers
Small Business Development Centers provide counseling and training toexisting and prospective small business owners. These services areavailable at approximately 750 geographically dispersed locations,
including Puerto Rico and the Virgin Islands. The Office of Small BusinessDevelopment Centers develops national policies and goals in accordancewith the Small Business Development Center Act of 1980 (15 U.S.C. 631note). It establishes standards for the selection and performance ofCenters; monitors compliance with applicable Office of Management andBudget circulars and laws; and implements new approaches to improveoperations of existing centers.
The Office is responsible for coordinating program efforts withother internal activities of the Administration, as well as with theactivities of other Federal agencies, and maintains liaison with other
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 58/75
Federal, State, and local agencies and private organizations whoseactivities relate to Small Business Development Centers. It also assesseshow the program is affected by substantive developments and policies inother areas of the agency, in other government agencies, and in theprivate sector.
For further information, contact the Office of Small Business DevelopmentCenters. Phone, 202-205-6766.
---------------------------(TABLE START)---------------------------
Field Offices -- Small Business Administration
(RO: Regional Office; DO: District Office; BO: Branch Office; POD: Post ofDuty) head level 1 : head level 1 :Office head level 1 :Address headlevel 1 :Officer in Charge head level 1 :Telephone
-----------------------------------------------------------------
I.
BOSTON, MA (RO) ....... 9th Fl., 155 Federal St., 02110 ....... PatrickMcGowan ....... 617-451-2030
Augusta, ME (DO) ....... Rm. 512, 40 Western Ave., 04330 ....... Leroy G.Perry ....... 207-622-8378
Boston, MA (DO) ....... Rm. 265, 10 Causeway St., 02222-1093 .......Joseph D. Pelligrino ....... 617-565-5590
Concord, NH (DO) ....... Suite 202, 143 N. Main St., 03302-1257 .......William K. Phillips ....... 603-225-1400
Hartford, CT (DO) ....... 2d Fl., 330 Main St., 06106 ....... JoAnnVanvechten ....... 203-240-4700
Montpelier, VT (DO) ....... Rm. 205, 87 State St., 05602 ....... KennethSilvia ....... 802-828-4422
Providence, RI (DO) ....... 5th Fl., 380 Westminister Mall, 02903 .......Joseph Loddo ....... 401-528-4561
Springfield, MA (BO) ....... Rm. 212, 1550 Main St., 01103 ....... HaroldWebb ....... 413-785-0268
II.
NEW YORK, NY (RO) ....... Rm. 31-08, 26 Federal Plz., 10278 ....... ThomasM. Bettridge ....... 212-264-1450
Buffalo, NY (DO) ....... Rm. 1311, 111 W. Huron St., 14202 .......Franklin J. Sciortino ....... 716-846-4301
Elmira, NY (BO) ....... 4th Fl., 333 E. Water St., 14901 ....... James J.Cristofaro ....... 607-734-8130
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 59/75
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 60/75
Wilkes-Barre, PA (BO) ....... Rm. 2327, 20 N. Pennsylvania Ave., 18702....... Frank H. Hamilton ....... 717-826-6497
Wilmington, DE (BO) ....... Suite 412, 920 N. King St., 19801 ....... FredB. Trescher, Jr. ....... 302-573-6295
IV.
ATLANTA, GA (RO) ....... 5th Fl., 1375 Peachtree St. NE., 30367-8102....... Billy M. Paul ....... 404-347-4999
Atlanta, GA (DO) ....... 6th Fl., 1720 Peachtree Rd. NW., 30309 .......Wilfred A. Stone ....... 404-347-4749
Birmingham, AL (DO) ....... Suite 200, 2121 8th Ave. N., 35203-2398....... James C. Barksdale ....... 205-731-1344
Charlotte, NC (DO) ....... Suite A2015, 200 N. College St., 28202-2137....... Gary A. Keel ....... 704-344-6563
Columbia, SC (DO) ....... Rm. 358, 1835 Assembly St., 29201 .......Elliott Cooper ....... 803-765-5376
Coral Gables, FL (DO) ....... Suite 501, 1320 S. Dixie Hwy., 33146-2911....... Charles Anderson ....... 305-536-5521
Jackson, MS (DO) ....... Suite 400, 101 W. Capitol St., 39201 ....... JackK. Spradling ....... 601-965-4378
Jacksonville, FL (DO) ....... Suite 100-B, 7825 Baymeadows Way, 32256-7504....... Thomas Short ....... 904-443-1900
Louisville, KY (DO) ....... Rm. 188, 600 Dr. M.L. King, Jr., Pl., 40202
....... William Federhofer ....... 502-582-5971
Nashville, TN (DO) ....... Suite 201, 50 Vantage Way, 37228-1500 .......Robert M. Hartman ....... 615-736-5881
Gulfport, MS (BO) ....... Suite 1001, 1 Hancock Plz., 39501-7758 .......Charles Gillis ....... 601-863-4449
Statesboro, GA (POD) ....... Rm. 225, 52 N. Main St., 30458 .......(Vacancy) ....... 912-489-8719
Tampa, FL (POD) ....... Suite 104, 501 E. Polk St., 33602-3945 .......Thomas Penniston ....... 813-228-2594
West Palm Beach, FL (POD) ....... Suite 402, 5601 Corporate Way,33407-2044 ....... (Vacancy) ....... 407-689-3922
V.
CHICAGO, IL (RO) ....... Rm. 1975, 300 S. Riverside Plz., 60606-6611....... Helen J. Dixon ....... 312-353-0357
Chicago, IL (DO) ....... Rm. 1250, 500 W. Madison St., 60661-2511 .......John L. Smith ....... 312-353-4528
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 61/75
Cincinnati, OH (BO) ....... Suite 870, 525 Vine St., 45202 .......(Vacancy) ....... 513-684-2814
Cleveland, OH (DO) ....... Suite 630, 1111 Superior Ave., 44199 .......(Vacancy) ....... 216-522-4180
Columbus, OH (DO) ....... Suite 1400, 2 Nationwide Plz., 43215-2592
....... Frank D. Ray ....... 614-469-6860
Detroit, MI (DO) ....... Rm. 515, 477 Michigan Ave., 48226 ....... RaymondL. Harshman ....... 313-226-6075
Indianapolis, IN (DO) ....... Suite 100, 429 N. Pennsylvania, 46204-1873....... Robert D. General ....... 317-226-7272
Madison, WI (DO) ....... Rm. 213, 212 E. Washington Ave., 53703 .......Curtis A. Charter ....... 608-264-5261
Minneapolis, MN (DO) ....... Suite 610, 100 N. 6th St., 55403-1563 .......Edward A. Daum ....... 612-370-2324
Marquette, MI (BO) ....... 300 S. Front St., 49885 ....... Paul Jacobson....... 906-225-1108
Milwaukee, WI (BO) ....... Suite 400, 310 W. Wisconsin Ave., 53203 .......Michael Kiser ....... 414-297-3941
Springfield, IL (BO) ....... Suite 302, 511 W. Capitol St., 62704 .......D.I. Brookhart ....... 217-492-4416
VI.
DALLAS, TX (RO) ....... Bldg. C, 8625 King George Dr., 75235-3391 .......
James W. Breedlove ....... 214-767-7611
Albuquerque, NM (DO) ....... Suite 320, 625 Silver Ave. SW., 87102 .......Tommy W. Dowell ....... 505-766-1870
Dallas, TX (DO) ....... Suite 114, 4300 Amon Carter Blvd., 76155 .......James S. Reed ....... 817-885-6500
El Paso, TX (DO) ....... Suite 320, 10737 Gateway W., 79935 ....... JohnScott ....... 915-540-5676
Harlingen, TX (DO) ....... Rm. 500, 222 E. Van Buren St., 78550 .......Miguel Cavazos ....... 512-427-8533
Houston, TX (DO) ....... Suite 550, 9301 Southwest Fwy., 77074-1591....... Milton Wilson ....... 713-773-6500
Little Rock, AR (DO) ....... Suite 100, 2120 Riverfront Dr., 72202 .......Joseph Foglia ....... 501-324-5278
Lubbock, TX (DO) ....... Suite 200, 1611 10th St., 79401 ....... WalterFronstin ....... 806-743-7462
New Orleans, LA (DO) ....... Suite 2000, 1661 Canal St., 70112 .......
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 62/75
Abby Carter ....... 504-589-6685
Oklahoma City, OK (DO) ....... Suite 670, 200 NW. 5th St., 73102 .......Bruce Robinson ....... 405-231-4301
San Antonio, TX (DO) ....... Suite 200, 7400 Blanco Rd., 78216 .......Rodney Martin ....... 210-229-4535
Corpus Christi, TX (BO) ....... Suite 1200, 606 N. Carancahus, 78476....... (Vacancy) ....... 512-888-3331
Fort Worth, TX (BO) ....... Rm. 8A-27, 819 Taylor St., 76102 .......(Vacancy) ....... 817-334-3777
Austin, TX (POD) ....... Rm. 520, 300 E. 8th St., 78701 ....... JayFerguson ....... 512-482-5288
Marshall, TX (POD) ....... Rm. 103, 505 E. Travis, 75670 ....... GeorgeLewis ....... 903-935-5257
Shreveport, LA (POD) ....... Rm. 8A-08, 500 Fannin St., 71101 .......
Bobby Boling ....... 318-676-3196
VII.
KANSAS CITY, MO (RO) ....... 13th Fl., 911 Walnut St., 64106 ....... BruceW. Kent ....... 816-426-3316
Cedar Rapids, IA (DO) ....... Suite 100, 373 Collins Rd. NE., 52402-3147....... James Thomson ....... 319-393-8630
Des Moines, IA (DO) ....... Rm. 749, 210 Walnut St., 50309 ....... ConradE. Lawlor ....... 515-284-4422
Kansas City, MO (DO) ....... Suite 501, 323 W. 8th St., 64105 .......Richard L. Osbourn ....... 816-374-6708
Omaha, NE (DO) ....... 11145 Mill Valley Rd., 68154 ....... Glenn Davis....... 402-221-4691
St. Louis, MO (DO) ....... Rm. 242, 815 Olive St., 63101 ....... Robert L.Andrews ....... 314-539-6600
Wichita, KS (DO) ....... Suite 510, 100 E. English St., 67202 .......(Vacancy) ....... 316-269-6273
Springfield, MO (BO) ....... Suite 110, 620 S. Glenstone St., 65802-3200
....... Dean Cotton ....... 417-864-7670
VIII.
DENVER, CO (RO) ....... 7th Fl., North Twr., 633 17th St., 80202-3607....... Thomas J. Redder ....... 303-294-7022
Casper, WY (DO) ....... Rm. 4001, 100 East B St., 82602-2839 ....... JamesGallogly ....... 307-261-5761
Denver, CO (DO) ....... Suite 426, 721 19th St., 80202-2599 .......
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 63/75
Antonio Valdez ....... 303-844-3984
Fargo, ND (DO) ....... Rm. 218, 657 2d Ave. N., 58108-3086 ....... JamesL. Stai ....... 701-239-5131
Helena, MT (DO) ....... Rm. 528, 301 S. Park, 59626 ....... Jo AliceMospan ....... 406-449-5381
Salt Lake City, UT (DO) ....... Rm. 2237, 125 S. State St., 84138-1195....... Stan Nakano ....... 801-524-5804
Sioux Falls, SD (DO) ....... Suite 101, 101 S. Main Ave., 57102-0527....... Chester Leedom ....... 605-330-4231
IX.
SAN FRANCISCO, CA (RO) ....... 20th Fl., 71 Stevenson St., 94105-2939....... Michael R. Howland, Acting ....... 415-744-6402
Fresno, CA (DO) ....... Suite 107, 2719 N. Air Fresno Dr., 93727-1547....... Peter Bergin ....... 209-487-5189
Glendale, CA (DO) ....... Suite 1200, 330 N. Brand Blvd., 91203-2304....... Michael Lee ....... 213-894-2956
Honolulu, HI (DO) ....... Rm. 2213, 300 Ala Moana Blvd., 96850-4981....... Andrew Poe Poe ....... 808-541-2990
Las Vegas, NV (DO) ....... Rm. 301, 301 E. Stewart St., 89125-2527 .......Patrick Allison ....... 702-388-6611
Phoenix, AZ (DO) ....... Suite 800, 2828 N. Central Ave., 85004-1025....... James P. Guyer ....... 602-640-2316
San Diego, CA (DO) ....... Suite 4-S-29, 880 Front St., 92188-0270 .......George P. Chandler, Jr. ....... 619-557-7252
San Francisco, CA (DO) ....... 4th Fl., 211 Main St., 94105-1988 .......Michael R. Howland ....... 415-744-6820
Santa Ana, CA (DO) ....... Suite 160, 901 W. Civic Center Dr. ....... JohnS. Waddell ....... 714-836-2494
Agana, GU (BO) ....... Rm. 508, 238 Archbishop F.C. Flores St., 96910....... Jose M.L. Lujan ....... 671-472-7277
Sacramento, CA (BO) ....... Rm. 215, 660 J St., 95814-2413 ....... Roberta
L. Conner ....... 916-551-1426
Reno, NV (POD) ....... Rm. 238, 50 S. Virginia St., 89505-3216 ....... ArtEreckson ....... 702-784-5268
Tucson, AZ (POD) ....... Rm. 7-H, 300 W. Congress St., 85701-1319 .......Ivan P. Hankins ....... 602-670-4759
Ventura, CA (POD) ....... Suite 10, 6477 Telephone Rd., 93003-4459 .......Teddy Lutz ....... 805-642-1866
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 64/75
X.
SEATTLE, WA (RO) ....... Rm. 440, 4th and Vine Bldg., 2615 4th Ave., 98121....... Donald C. Smith, Acting ....... 206-553-5676
Anchorage, AK (DO) ....... Rm. 67, 222 W. 8th Ave., 99513-7559 .......Frank Cox ....... 907-271-4022
Boise, ID (DO) ....... Suite 290, 1020 Main St., 83702-5745 ....... ThomasBergdoll ....... 208-334-1696
Portland, OR (DO) ....... Suite 500, 222 SW. Columbia, 97201-6605 .......John L. Gilman ....... 503-326-2682
Seattle, WA (DO) ....... Rm. 1792, 915 2d Ave., 98174-1088 ....... RobertP. Meredith ....... 206-220-6520
Spokane, WA (DO) ....... 10th Fl. E., W. 601 1st Ave., 99204-0317 .......Robert Wiebe ....... 509-353-2800
----------------------------(TABLE END)--------------------------
---------------------------(TABLE START)---------------------------
Disaster Area Officeshead level 1 :Officehead level 1 :Addresshead level 1 :Telephone
-----------------------------------------------------------------
Atlanta, GA ....... Suite 300, 1 Baltimore Pl., 30308 ....... 404-347-3771
Fort Worth, TX ....... Suite 102, 4400 Amon Carter Blvd., 76155 .......817-885-7600
Niagara Falls, NY ....... 3d Fl., 360 Rainbow Blvd. S., 14303 .......716-282-4612
Sacramento, CA ....... Suite 208, 1825 Bell St., 95825 .......916-978-4571
----------------------------(TABLE END)--------------------------
For further information, contact the Office of Public Communications,
Small Business Administration, 409 Third Street SW., Washington, DC 20416.Phone, 202-205-6533.
TENNESSEE VALLEY AUTHORITY
400 West Summit Hill Drive, Knoxville, TN 37902
Phone, 615-632-2101
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 65/75
One Massachusetts Avenue NW., Washington, DC 20444-0001
Phone, 202-898-2999
Chairman ........Craven Crowell
Directors ........William H. Kennoy
........Johnny H. Hayes
Senior Vice President, Resource Group ........Ralph Brooks, Acting
Vice President, Land Management ........Charles Buffington
Senior Vice President, Communications ........Alan Carmichael
Vice President, Public Safety Service ........Robert G. Carter
Executive Vice President, Marketing ........Mary Cartwright
Vice President, Community Partnerships ........Betsy L. Child
Senior Vice President and General Counsel ........Edward S. Christenbury
Chief Operating Officer ........Joseph W. Dickey
Vice President and Controller ........Michael E. Draper
Vice President and Deputy General Counsel ........James E. Fox
Senior Vice President, Human Resources ........Eva Hall
Senior Nuclear Advisor ........Ken Harris
Vice President, Purchasing ........Victor King
President, TVA Nuclear and Chief Nuclear Officer ........Oliver D.Kingsley, Jr.
Senior Vice President, Labor Relations ........Steve Kirkham, Acting
Vice President, Public Relations ........Bruce Landrey
Vice President, Employee Worklife ........John E. Long, Jr.
Vice President, Government Relations, Washington Office ........Ron Loving
Executive Vice President and Chief Financial Officer ........William F. Malec
Vice President, Property Services and Development ........Thomas McCune
Vice President, Facilities Services ........John J. O'Donnell III
Vice President and Associate General Counsel ........William Osteen
Vice President, Customer Service East ........Glenn Parrish
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 66/75
Inspector General ........George T. Prosser
Vice President and Senior Scientist ........Ron Ritschard
Vice President, Diversity Development ........Frank Robinson
Vice President, Finance and Contracts ........Tom Sanders
President, Customer Group ........(vacancy)
Senior Vice President, Quality Improvement ........Robert C. Steffy, Jr.
Senior Vice President, Education, Training, and Diversity Development........John Turner
Vice President, Corporate Communications ........Alanson Van Fleet
Vice President and Treasurer ........Kathy J. White
Vice President, Information Services ........Robert Yates
Vice President, People Solutions and Resource Group ........Z.B. Yow-Young
Chief Administrative Officer ........Norman Zigrossi
The Tennessee Valley Authority conducts a unified program of resourcedevelopment for the advancement of economic growth in the Tennessee Valleyregion. The Authority's program of activities includes flood control,navigation development, electric power production, fertilizer development,recreation improvement, and forestry and wildlife development. While itspower program is financially self-supporting, other programs are financed
primarily by appropriations from Congress.
The Tennessee Valley Authority is a wholly owned Governmentcorporation created by act of May 18, 1933 (16 U.S.C. 831-831dd). Allfunctions of the Authority are vested in its three-member Board ofDirectors, the members of which are appointed by the President with theadvice and consent of the Senate. The President designates one member asChairman.
While its electric power program is required to be financiallyself-supporting, other programs are financed primarily by appropriations.
A system of dams built by the Authority on the Tennessee River
and its larger tributaries provides flood regulation on the Tennessee andcontributes to regulation of the lower Ohio and Mississippi Rivers. Thesystem maintains a continuous 9-foot-draft channel for navigation for thelength of the 650-mile Tennessee River main stream, from Paducah, KY, toKnoxville, TN. The dams harness the power of the rivers to produceelectricity. They also provide other benefits, including a major asset foroutdoor recreation.
The Authority operates the river control system and providesassistance to State and local governments in reducing local floodproblems. It also works with cooperating agencies to encourage full and
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 67/75
effective use of the navigable waterway by industry and commerce.
The Authority is the wholesale power supplier for many localmunicipal and cooperative electric systems serving customers in parts ofseven States. It supplies power to several Federal installations andindustries whose power requirements are large or unusual. Power to meetthese demands is supplied from dams, coal-fired powerplants, nuclearpowerplants, combustion turbine installations, and a pumped-storage
hydroelectric project operated by the Authority, U.S. Corps of Engineersdams in the Cumberland Valley; and Aluminum Company of America dams, whoseoperation is coordinated with the Authority's system. In economic andcommunity development programs, the Authority provides technicalassistance in areas including industrial development, regional wastemanagement, tourism promotion, community preparedness, and vanpoolorganization. It works withlocal communities and groups to develop maximumuse of available area resources. Working with regional learning centers,businesses, and industries, the agency has identified skills that areneeded in the high-technology job market and has set up training centers.
At Muscle Shoals, AL, the Authority operates a nationallaboratory for development of new and improved fertilizers and processes.
Research results are made available to industry. Fertilizers produced inthe demonstration facilities are distributed for use in research andeducational programs, principally farm test demonstrations anddemonstrations conducted through cooperative and wholesale fertilizerdistributors. It also conducts a major bioenergy research program.
In cooperation with other agencies, the Authority conductsresearch and development programs in forestry, fish and game, watershedprotection, health services related to its operations, and economicdevelopment of Tennessee Valley communities.
In the western part of Kentucky and Tennessee, the Authorityoperates Land Between the Lakes -- a demonstration project in outdoor
recreation, environmental education, and natural resource management.
Sources of Information
Citizen Participation
Regional Communications, ET PB 25H, 400 West Summit Hill Drive, Knoxville,TN 37902-1499. Phone, 615-632-8000.
Contracts
Division of Purchasing, CST 17N 08B, P.O. Box 11127, 605 Chestnut Street,Chattanooga, TN 37401-2127. Phone, 615-751-2624. This office will direct
inquiries to the appropriate procurement officer.
Electric Power Supply and Rates
Power Group, LP 2S 180G, 1101 Market Street, Chattanooga, TN 37402-2801.Phone, 615-751-8678 or 3531.
Employment
Human Resources Services, ET 5D 93U, 400 West Summit Hill Drive,Knoxville, TN 37902-1499 (and personnel offices at other major locations
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 68/75
and construction projects). Phone, 615-632-3341.
Environmental and Energy Education/Information
TVA Energy Education/Information Programs, Forestry Building, RidgewayRoad, Norris, TN 37828. Phone, 615-632-1599.
Environmental Quality
Resource Development, SPB 2S 201P, 309 Walnut Street, Knoxville, TN37902-1499. Phone, 615-632-6578.
Fertilizer and Agriculture
National Fertilizer and Environmental Research Center, Muscle Shoals, AL35660-1010. Phone, 205-386-2593.
Local Economic Development and Regional Planning
Valley Resource Center, OCH 2E 62E, 601 Summit Hill Drive, Knoxville, TN37902-1499 (phone, 615-632-4400); Minority Economic Development, OCH E 3B
7B, 601 Summit Hill Drive, Knoxville, TN 37902-1499 (phone, 615-632-4405).
Maps
Maps and Surveys Department, HB 2N 200A, 311 Broad Street, Chattanooga, TN37402-2801. Phone, 615-751-2133.
Medical Program
Medical Services, EB 6W 4A, 20 East Eleventh Street, Chattanooga, TN37402-2801. Phone, 615-751-2091.
Publications
Regional Communications, ET PB 25H, 400 West Summit Hill Drive, Knoxville,TN 37902-1499. Phone, 615-632-8000.
Recreation, Shoreline Development, Regulation of Floating Structures, andLand and Land Rights
Land Resources, Forestry Building, Ridgeway Road, Norris, TN 37828. Phone,615-632-1802.
Technical Library Services Technical Library, WT 2D 15B, 400 West SummitHill Drive, Knoxville, TN 37902-1499 (phone, 615-632-3033); ChattanoogaOffice Complex, SP 1N 30A, 1101 Market Street, Chattanooga, TN 37402-2801
(phone, 615-751-4913); National Fertilizer and Environmental ResearchCenter, Room A100, NFD 1A 100E, Muscle Shoals, AL 35660-1010 (phone,205-386-2871); Land Between the Lakes, 100 Van Morgan Drive, Golden Pond,KY 42211-9001 (phone, 502-924-5602).
For further information, contact Regional Communications, Tennessee ValleyAuthority, 400 West Summit Hill Drive, Knoxville, TN 37902-1499 (phone,615-632-8000); or the Washington Office, 412 First Street SE., Washington,DC 20444-2003 (phone, 202-479-4412).
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 69/75
THRIFT DEPOSITOR PROTECTION OVERSIGHT BOARD
808 Seventeenth Street NW., Washington, DC 20232
Phone, 202-416-2650
Chairman ........Lloyd Bentsen
Board of Directors: ........
(Secretary of the Treasury) ........Lloyd Bentsen
(Chairman of the Board of Governors of the Federal Reserve System)........Alan Greenspan
(Director, Office of Thrift Supervision) ........Jonathan L. Fiechter,Acting
(Chief Executive Officer, Resolution Trust Corporation) ........Roger C.Altman, Acting
(Chairman, Federal Deposit Insurance Corporation) ........Andrew C. Hove,Jr.
Independent Members ........(2 vacancies)
Executive Director ........Dietra L. Ford
General Counsel ........Richard H. Farina
Deputy Executive Directors: ........
Government Affairs and Public Liaison ........Kenneth Colburn
Finance ........Thomas Elzey
Oversight and Evaluation ........Neal Peterson
@U1
[Insert Thrift Depositor Protection Oversight Board chart]@U0
The Thrift Depositor Protection Oversight Board is responsible foroverseeing and monitoring the operations of the Resolution Trust
Corporation (RTC). The Board reviews the overall strategies, policies,performance, and goals established by the Corporation, including suchitems as the Board deems likely to have an effect upon the Corporation'sfinancial position, the results of its operations or its cash flows, anditems involving substantial issues of public policy. After consultationwith RTC, the Board may require the modification of any such strategies,policies, and goals and their implementation.
The Thrift Depositor Protection Oversight Board, formerly theOversight Board (of the Resolution Trust Corporation), was established asan instrumentality of the United States on August 9, 1989, by the
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 70/75
Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (12U.S.C. 1441a).
The Board is governed by a seven-member directorate consistingof the Secretary of the Treasury, who is its Chairperson; the Chairman ofthe Board of Governors of the Federal Reserve System; the Chief ExecutiveOfficer of the Resolution Trust Corporation; the Chairman of the FederalDeposit Insurance Corporation; the Director of the Office of Thrift
Supervision; and two independent members appointed by the President, withthe advice and consent of the Senate.
The day-to-day operations of the Board are conducted through itsExecutive Director and other officers and staff. The Board is required totransmit periodic reports to Congress concerning the operations,activities, budgets, and audits of the financial statements of theResolution Trust Corporation and the Resolution Funding Corporation(REFCORP).
Activities
The Thrift Depositor Protection Oversight Board:
-- reviews overall strategies, policies, and goals establishedby RTC for case resolutions, management and disposition of assets, and useof private contractors;
-- considers and approves financial plans, budgets, andperiodic financing requests of RTC, prior to implementation;
-- reviews RTC's regulations and procedures, not including itsinternal administrative practices or procedures or its determinations oractions with respect to case-specific matters;
-- reviews RTC's overall performance on a periodic basis,
including its work, management activities, and internal controls and itsperformance relative to approved budget plans;
-- establishes and maintains a national advisory board toadvise the Oversight Board on policies and programs for the disposition ofreal property assets of RTC institutions;
-- establishes and maintains regional advisory boards to adviseRTC on policies and programs for the disposition of real property assetsof RTC institutions;
-- receives advice regarding affordable housing programs by theAffordable Housing Advisory Board;
-- authorizes the use of proceeds of funds provided for RTC bythe Treasury or REFCORP, consistent with approved budget and financialplans;
-- evaluates audits by the RTC Inspector General and othercongressionally required audits;
-- performs general oversight over REFCORP; and
-- selects the chairperson and two members of the REFCORP
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 71/75
directorate.
For further information, contact the Director of Government and PublicAffairs, Thrift Depositor Protection Oversight Board, 808 SeventeenthStreet NW., Washington, DC 20232. Phone, 202-416-2622.
TRADE AND DEVELOPMENT AGENCY
Room 309, State Annex 16, Washington, DC 20523-1602
Phone, 703-875-4357
Director ........J. Joseph GrandMaison
Deputy Director ........Nancy D. Frame
General Counsel ........Lisa DeSoto
Assistant Director for Management Operations ........Deirdre E. Curley
Special Assistant for Policy/Public Affairs ........Ben Kincannon
Congressional Liaison Officer ........Erika M. Gaspar
Regional Directors: ........
Africa and Middle East ........John Richter
Central, Eastern, and Southern Europe ........Geoffrey Jackson
New Independent States, South Asia, Mongolia, and India ........Daniel D. Stein
East Asia and Pacific Islands ........Frederick Eberhart
Latin America and Caribbean ........Albert W. Angulo
Special Projects ........Barbara R. Bradford
Economist/Evaluation Officer ........David Denny
Financial Manager ........Noreen St. Louis
Contracting Officer ........Della Glenn
Administrative Officer ........(vacancy)
@U1
[Insert Trade and Development Agency chart]@U0
The Trade and Development Agency's mandate is to promote economicdevelopment in, and simultaneously export U.S. goods and services to,developing and middle-income countries.
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 72/75
The Trade and Development Agency (TDA) -- formerly the Trade andDevelopment Program -- was established on July 1, 1980, as a componentorganization of the International Development Cooperation Agency. Section2204 of the Omnibus Trade and Competitiveness Act of 1988 (22 U.S.C. 2421)made the organization a separate component agency of the InternationalDevelopment Cooperation Agency. The organization was renamed and made anindependent agency within the executive branch of the Federal Governmenton October 28, 1992, by the Foreign Assistance Act of 1961 as amended by
the Jobs Through Exports Act of 1992 (22 U.S.C. 2421).
TDA assists in the creation of jobs for Americans by helpingU.S. companies pursue exports and other overseas business opportunities.Through the funding of feasibility studies, orientation visits, traininggrants, and various forms of technical assistance, the Agency enablesAmerican businesses to become involved in the planning of infrastructureand industrial projects in middle-income and developing countries. Thisaffords American firms market entry, exposure, and information; thushelping them to establish a position in markets that are otherwisedifficult to penetrate. TDA-funded activities must be performed by U.S.companies and are carried out in coordination with other specializedGovernment and multilateral lending agencies.
Sources of Information
General Inquiries
For inquiries about TDA notices in the Commerce Business Daily, phone,703-875-7437. Regional program inquiries should be directed to theassigned Country Manager, phone, 703-875-4357; or fax, 703-875-4009. Forinformation regarding contract opportunities, phone, 703-875-7447.
Contracts
Inquiries regarding definitional mission bid opportunities may be directed
to the Contracting Officer. Phone, 703-875-7447.
For further information, contact the Trade and Development Agency, Room309, State Annex 16, Washington, DC 20523-1602. Phone, 703-875-4357.
UNITED STATES ARMS CONTROL AND DISARMAMENT AGENCY
320 Twenty-first Street NW., Washington, DC 20451
Phone, 202-647-8677
Director ........John D. Holum
Deputy Director ........Thomas Graham, Jr., Acting
Special Advisor ........Lisa Farrell
Special Assistant ........Caroleen Nord
Executive Secretary ........Barbara Starr
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 73/75
Senior Military Advisor ........Maj. Joseph Connell, USAF, Acting
Senior Policy Advisor ........Ivo Spalatin
Chairman, General Advisory Committee ........(vacancy)
Principal Deputy Director, On-Site Inspection Agency ........Joerg H.Menzel
Assistant Director, Nonproliferation and Regional Arms Control Bureau........Norman Wulf, Acting
Assistant Director, Multilateral Affairs Bureau ........Donald Mahley
Assistant Director, Strategic and Eurasian Affairs Bureau ........R. LucasFischer, Acting
Assistant Director, Intelligence, Verification and Information SupportBureau ........Alfred Lieberman, Acting
General Counsel ........Mary Elizabeth Hoinkes, Acting
Director of Congressional Affairs ........Ivo Spalatin, Acting
Director of Public Affairs ........Paula Scaling, Acting
Administrative Director ........Cathleen Lawrence
U.S. Commissioner, Standing Consultative Commission ........StanleyRiveles, Acting
U.S. Representative to the Conference on Disarmament ........StephenLedogar
U.S. Representative to the Special Verification Commission and the JointCompliance and Inspection Commission ........Steven Steiner
U.S. Representative, Bilateral Consultative Commission ........(vacancy)
[For the United States Arms Control and Disarmament Agency statement oforganization, see the Code of Federal Regulations, Title 22, Part 601]
@U1
[Insert United States Arms Control and Disarmament Agency chart]@U0
The United States Arms Control and Disarmament Agency formulates and
implements arms control and disarmament policies that promote the nationalsecurity of the United States and its relations with other countries. Toeffectively carry out its responsibilities, the Agency prepares andparticipates in discussions and negotiations with foreign countries onsuch issues as strategic arms limitations, conventional force reductionsin Europe, prevention of the spread of nuclear weapons to countries thatdo not now possess them, prohibition on chemical weapons, and theinternational arms trade.
The United States Arms Control and Disarmament Agency wasestablished by act of September 26, 1961 (22 U.S.C. 2561), in response to
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 74/75
congressional feeling that the Nation's national security efforts could bemost effectively executed by lawfullycentralizing arms control anddisarmament responsibilities.
Activities
The Agency conducts studies and provides advice relating to armscontrol and disarmament policy formulation; prepares for and manages
United States participation in international negotiations in the armscontrol and disarmament field; disseminates and coordinates publicinformation about arms control and disarmament; and prepares for,operates, or directs, as needed, U.S. participation in internationalcontrol systems that may result from United States arms control ordisarmament activities.
In addition to directing the activities described above, theDirector functions as the principal adviser to the President, the NationalSecurity Council, and the Secretary of State in arms control anddisarmament matters. Under the direction ofthe Secretary of State, theDirector also has primary responsibility within the Government for suchmatters.
In support of its activities, the Agency conducts research andstudies or, through contracts and agreements, arranges for involvement byprivate or public institutions or persons. It also coordinates suchefforts by or for other Government agencies, and analyzes selected defenseprograms for their arms control pursuits.
The Arms Control and Disarmament Act also provides for theestablishment of a General Advisory Committee -- not to exceed 15 members,appointed by the President with the advice and consent of the Senate -- toadvise the President, the Secretaryof State, and the Director of theAgency on matters affecting arms control, disarmament, and world peace.
Sources of Information
Contracts
Individuals seeking to do business with the Agency or to obtaininformation on research contracts may contact the Contracting Office(phone, 703-235-3288) at the address shown below.
Publications
Copies of publications such as World Military Expenditures (annualseries), Documents on Disarmament (annual series), Arms Control andDisarmament Agreements, and the Agency's Annual Report may be ordered from
the Superintendent of Documents, Government Printing Office, Washington,DC 20402, (phone, 202-783-3238); or from the Office of Public Affairs(phone, 202-647-8677) at the address shown below.
Speakers
Officers of the Agency will address audiences in all parts of the country,workload permitting. Phone, 202-647-4800.
For further information, contact the United States Arms Control andDisarmament Agency, 320 Twenty-first Street NW., Washington, DC 20451.
8/14/2019 EFF: ntsb usarm
http://slidepdf.com/reader/full/eff-ntsb-usarm 75/75
Phone, 202-647-8677.