Transcript
Page 1: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

產品英文名稱調整前後對照表

<結構型商品>

ISIN Code 調整前英文名稱 調整後英文名稱

XS0813926846 SOCIETE GEN 10Y CALL DUAL RANGE

ACC(HYBRID121218) PGN100 SGIS-SGIS SPX/USDJPY 5.2% 020123

XS0813931762 SOCIETE GEN 10Y CALL DUAL RANGE

ACC(HYBRID130103) PGN100 SGIS-SGIS SPX/USDJPY 4.75% 170123

XS0813931929 SOCIETE GEN 15Y DUAL RANGE

ACC(SPXJPY130116) PGN100 SGIS-SGIS SPX/USDJPY 070228

XS0836266584 SOCIETE GEN 10Y DUAL RANGE

ACC(SPXJPY130218) PGN100 SGIS-SGIS SPX/USDJPY 4.85% 060323

XS0836266667 SOCIETE GEN 10Y DUAL RANGE

ACC(SPJPY130218A) PGN100 SGIS-SGIS SPX/USDJPY 5.1% 060323

XS0836269174 SOCIETE GEN 15Y DUAL RANGE

ACC(SPXJPY130305) PGN100 SGIS-SGIS SPX/USDJPY 100428

XS0836274844 SOCIETE GEN 10Y DUAL RANGE

ACC(SPXEUR130314) PGN100 SGIS-SGIS SPX/EURUSD 5.6% 280323

XS0836291186 SGA 10Y USD HYBRID DUAL RAN

22MAY23(SPXEUR130508) PGN100 SGIS-SGIS SPX/EURUSD 5.9% 220523

XS0836291699 SGA 15Y USD HYBRID DUAL RAN

28MAY23(SPXEUR130514) PGN100 SGIS-SGIS SPX/EURUSD 5.5% 280523

XS0883120825 CACIB USD10YNC3M CALL DRAN

05FEB23(SPXJPY130122) PGN100 CA-CA USDJPY/SPX 5% 050223

XS0889322342 CACIB USD10YNC3M CALL DRAN

20FEB23(SPXJPY130206) PGN100 CA-CA USDJPY/SPX 4.85% 200223

XS0897026232 CREDIT AGRICOLE 10Y NC3m CALL

DUAL(SPXJPY130222) PGN100 CA-CA USDJPY/SPX 5.1%080323

XS0907516206 CREDIT AGRICOLE 10Y NC3m CALL

DUAL(SPXJPY130314) PGN100 CA-CA USDJPY/SPX 5.07% 280323

XS0930038962 CREDIT AGRICOLE 10Y NC3M CALL

DUAL(SPXEUR130503) PGN100 CA-CA EURUSD/SPX 10% 170523

XS1061072549 BNP PARIBAS 5Y USD ER INDEX

10JUL19(FLY5Y140627 ) PGN100 BNPP-BNP BNPIP5UE 100719

XS1061552599 BNP PARIBAS 5Y USD ER INDEX

17JUL19(FLY5Y140709 ) PGN100 BNPP-BNP BNPIP5UE 170719

XS1068746624 CACIB 10YR NON-CALL 3M DRAN

AUD(AUDHYB140509)

PGN100 CA-CA EURUSD/AUDUSD 8.15%

230524

XS1070761157 MS ELN 2823.941 28DEC16 (9412 160608) DAC MS-A50 C IDX/C MOB 12% 281216

XS1070761405 MS ELN 2823.2828 28DEC16 (28232 160608) DAC MS-A50 C IDX/HS INVEST 12% 281216

XS1113849324 BNP PARIBAS 5Y USD ER INDEX

23DEC19(FLY5Y141215) PGN100 BNPP-BNP BNPIP5UE 231219

XS1116577427 CA PGN EUR.AUD

09OCT24(EURAUD140925)

PGN100 CA-CA EURUSD/AUDUSD 6.5%

091024

XS1144668164 BARCLAYS ELN 2828.2823 09JAN17 (28282

151218) DAC BARC-HS INVEST/A50 C IDX 12% 090117

XS1152094857 CA PGN JPY.AUD 18DEC24 (JPYAUD141204) PGN100 CA-CA USDJPY/AUDUSD 7% 181224

XS1163260190 JPM ELN 388.2318 01SEP16 (3882 150814) FCN JPM-PING AN/HK EXCH 11.76% 010916

XS1163292987 JPM ELN C.WFC.GLE 15AUG16 (C3 150727) FCN JPM-C/GLE/WFC 8.81% 150816

XS1163300756 JPM ELN JNJ.YHOO 09AUG16 (JNJ2 150721) FCN JPM-JNJ/YHOO 7.03% 090816

XS1163300830 JPM ELN BAC.MET.SBUX 09AUG16 (BAC3 FCN JPM-BAC/MET/SBUX 8.87% 090816

Page 2: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

150721)

XS1163304238 JPM ELN GE.IBM.COF 02AUG16 (GE3 150714) FCN JPM-COF/GE/IBM 6.7% 020816

XS1163304741 JPM ELN MET.COST.SBUX 03AUG16 (MET3

150716) FCN JPM-COST/MET/SBUX 7.58% 030816

XS1163306522 JPM ELN BAC.MET,INTC 09AUG16 (MET3

150721) FCN JPM-BAC/INTC/MET 10.19% 090816

XS1163308577 JPM ELN MET.BAC.F 08AUG16 (BAC3 150720) FCN JPM-BAC/F/MET 9.06% 080816

XS1163310987 JPM ELN C.SBUX.NKE 02AUG16 (C3 150714) FCN JPM-C/NKE/SBUX 8.6% 020816

XS1163311951 JPM ELN C.BAC.BMW 01AUG16 (C3 150713) FCN JPM-BAC/BMW/C 11.06% 010816

XS1163319004 JPM ELN SBUX.MET.COST 26JUL16 (SBUX3

150707) FCN JPM-COST/MET/SBUX 8.5% 260716

XS1163322131 JPM ELN MET.EBAY.SBUX 26JUL16 (MET3

150707) FCN JPM-EBAY/MET/SBU 9.54% 260716

XS1170061318 CA PGN JPY.AUD 26JAN25 (JPYAUD150112) PGN100 CA-CA USDJPY/AUDUSD 6.5% 260125

XS1186422363 CA PGN JPY.AUD 17FEB25 (JPYAUD150203) PGN100 CA-CA USDJPY/AUDUSD 6.25%

170225

XS1190703683 CA PGN EUR.AUD 24FEB25 (EURAUD150210) PGN100 CA-CA EURUSD/AUDUSD 6.6%

240225

XS1197797233 CA PGN EUR.AUD 11MAR25 (EURAUD150225)PGN100 CA-CA EURUSD/AUDUSD 6.6%

110325

XS1214413061 CA 10Y CMS 10APR25 (CMS10 150327) PGN100 CA-CA 10-2YR CMS 100425

XS1222768308 BNPP ELN BAC.DBK 10AUG16 (BAC2 150722) FCN BNPP-DBK/BAC 9% 100816

XS1222771435 BNPP ELN BAC.YHOO 10AUG16 (YHOO2

150722) FCN BNPP-YHOO/BAC 10.32% 100816

XS1235792915 SG ELN C.JPM.GT 23AUG16 (C3 150804) FCN SGIS-C/JPM/GT 9.24% 230816

XS1235793210 SG ELN BAC.HPQ.SBUX 23AUG16 (BAC3

150804) FCN SGIS-BAC/HPQ/SBUX 9.36% 230816

XS1235794531 SG ELN C.JPM.GT 24AUG16 (C3 150805) FCN SGIS-C/JPM/GT 9.24% 240816

XS1235831242 SG ELN GLE.GM 11AUG16 (GM2 150724) FCN SGIS-GLE/GM 9.8% 110816

XS1235838841 SG ELN FB.AAPL.MSFT 09AUG16 (FB3

150721) FCN SGIS-FB/AAPL/MSFT11.52% 090816

XS1235839062 SG ELN UA.C.COST 09AUG16 (UA3 150721) FCN SGIS-UA/COST/C 9.84% 090816

XS1235840318 SG ELN DBK.SAN.BMW 09AUG16 (DBK3

150721) DAC SGIS-DBK/BMW/SAN 9% 090816

XS1236034358 SG ELN MET.BAC.GT 08AUG16 (MET3 150720) FCN SGIS-BAC/MET/GT 9% 080816

XS1236037450 SG 10Y CMS 31JUL25 (CMS10 150717) PGN100 SGIS-SGIS 10-2YR CMS 310725

XS1236040322 SG 10Y CMS.SX5E 30JUL25 (CMS10 150716) PGN100 SGIS-SGIS 10YR CMS/SX5E 300725

XS1236040835 SG ELN BAC.INTC.GT 04AUG16 (GT3 150716) FCN SGIS-BAC/INTC/GT 9.36% 040816

XS1236041056 SG ELN BAC.SBUX.NKE 04AUG16 (BAC3

150716) FCN SGIS-BAC/NKE/SBUX 7.5% 040816

XS1236041130 SG ELN AAPL.BAC 04AUG16 (AAPL2 150716) FCN SGIS-BAC/AAPL 9% 040816

XS1236056591 SG ELN BAYN.SIE.AIR 02AUG16 (BAYN3

150714) FCN SGIS-BAYN/SIE/AIR 7.8% 020816

XS1236446891 SG ELN 939.2628 06SEP16 (9392 150818) SGIS-SGIS C CON BK/C LIFE 060916

XS1236475726 SG 10Y CMS 27AUG25 (CMS10 150813) PGN100 SGIS-SGIS 10-2YR CMS 270825

XS1236478076 SG ELN MMM.DIS.MET 31AUG16 (MMM3

150812) FCN SGIS-MMM/DIS/MET 7.2% 310816

XS1236479470 SG 10Y CMS 26AUG25(CMS10 150812) PGN100 SGIS-SGIS 10-2YR CMS 260825

XS1236489511 SG ELN ACA.DBK 25AUG16 (ACA2 150807) FCN SGIS-ACA/DBK 8% 250816

XS1237608838 JPM ELN DIS.FDX.BAC 01MAY17 (DIS3

160412) FCN JPM-FDX/DIS/BAC 9.87% 010517

Page 3: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

XS1237655086 JPM ELN SBUX.DIS.MET 05APR17 (SBUX3

160317) FCN JPM-SBUX/MET/DIS 9.89% 050417

XS1237773871 JPM ELN C.MET MS 30DEC16 (C3 151210) FCN JPM-C/MET/MS 11.6% 301216

XS1237781890 JPM ELN C.MET. MS 03JAN17 (C3 151211) FCN JPM-C/MET/MS 9.87% 030117

XS1237786261 JPM ELN C.MET.WFC 28DEC16 (C3 151208) FCN JPM-C/MET/WFC 10.5% 281216

XS1237832552 JPM ELN DIS.NKE.SBUX 15NOV16 (DIS3

151026) FCN JPM-DIS/NKE/SBUX 9.22% 151116

XS1237832636 JPM ELN MET.INTC.F 15NOV16 (F3 151026) FCN JPM-F/INTC/MET 10.33% 151116

XS1237841207 JPM ELN C.NKE.SBUX 15NOV16 (C3 151026) FCN JPM-C/NKE/SBUX 11.55% 151116

XS1237841462 JPM ELN MET.C.BAC 15NOV16 (MET3 151026) FCN JPM-BAC/C/MET 7.75% 151116

XS1237842437 JPM ELN MET.C.BAC 10NOV16 (MET3 151023) FCN JPM-BAC/C/MET 9.68% 101116

XS1237933236 JPM ELN C.SBUX.NKE 06SEP16 (C3 150817) FCN JPM-C/NKE/SBUX 9.04% 060916

XS1239385260 JPM ELN F.KO.PRU 20DEC16 (F3 160601) FCN JPM-F/KO/PRU 7% 201216

XS1239412924 JPM ELN 2318.2628 19DEC16 (23182 160531) DAC JPM-C LIFE/PING AN 8% 191216

XS1239423889 JPM ELN AAPL.GOOGL.MET 14JUN17 (AAPL3

160526) FCN JPM-AAPL/GOOGL/MET 9.72%140617

XS1239427013 JPM ELN MMM.FDX.GOOGL 14JUN17 (MMM3

160526) FCN JPM-MMM/FDX/GOOGL10.01% 140617

XS1239529792 JPM ELN XLE.TSM.BNP 30NOV16 (XLE3

160510) DAC JPM-XLE/TSM/BNP 10.6% 301116

XS1239553404 JPM ELN DIS.MET.SBUX 18MAY17 (DIS3

160429) FCN JPM-SBUX/MET/DIS 10.42% 180517

XS1239568345 JPM ELN BAC.C 11MAY16 (BAC2 160422) DAC JPM-BAC/C 10% 110517

XS1240076403 JPM ELN 2318.2628 (23182 160704) DAC JPM-PING AN/C LIFE 10% 230117

XS1240081585 JPM ELN MET.MMM.SBUX (MET3 160630) FCN JPM-MET/MMM/SBUX 9.06% 190717

XS1240085735 JPM ELN 1398.939 (13982 160630) DAC JPM-I&CBOC/C CON BK 8% 200117

XS1240093838 JPM ELN 5.939.1398 12JUL17 (53 160623) FCN JPM-I&CBOC/C CON BK/HSBC10.55%

120717

XS1249415800 CA PGN EUR.AUD 26JUN25 (EURAUD150612) PGN100 CA-CA EURUSD/AUDUSD 260625

XS1251249097 BNPP ELN COST.NKE.SBUX 09NOV16 (COST3

151021) FCN BNPP-COST/NKE/SBUX 9.36%091116

XS1251252554 BNPP ELN DIS.NKE.SBUX 10NOV16 (DIS3

151023) FCN BNPP-DIS/NKE/SBUX 8.28% 101116

XS1251256118 BNPP ELN MET.C.BAC 17NOV16 (MET3

151028) FCN BNPP-MET/C/BAC 9.36% 171116

XS1251259484 BNPP ELN COST.MET.SBUX 17NOV16 (COST3

151029) FCN BNPP-COST/MET/SBUX 11.6%171116

XS1251270374 BNPP ELN ACA.DBK 30AUG16 (ACA2 150811) FCN BNPP-DBK/ACA 9.12% 300816

XS1251271695 BNPP ELN ACA.INGA 31AUG16 (ACA2

150812) FCN BNPP-ACA/INGA 9.72% 310816

XS1251275175 BNPP ELN DBK.INGA 01SEP16 (DBK2 150814) FCN BNPP-DBK/INGA 8% 010916

XS1251276223 BNPP ELN INGA.DBK 06SEP16 (INGA2

150818) FCN BNPP-DBK/INGA 10% 060916

XS1251578073 UBS ELN GILD.GOOGL.WFC 02AUG16 (GILD3

150714) FCN UBS-GILD/GOOGL/WFC 8.16%020816

XS1257731684 CA 10Y CMS 14JUL25 (CMS10 150630) PGN100 CA-CA 10-2YR CMS 140725

XS1258491643 CA PGN EUR.AUD 16JUL25 (EURAUD150702) PGN100 CA-CA EURUSD/AUDUSD 7% 160725

XS1265976818 UBS ELN GSZ.SAN.DBK 08AUG16 (SAN3

150720) DAC UBS-ENGI/SAN/DBK 9% 080816

XS1266599890 SG ELN GOOGL.AAPL.FDX 20DEC16

(GOOGL3151201) FCN SGIS-AAPL/GOOGL/FDX 11.5% 201216

Page 4: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

XS1266605457 SG ELN INGA.ACA 22DEC16 (INGA2 151203) FCN SGIS-ACA/INGA 9.3% 221216

XS1266607404 SG ELN C.AXP.F 21DEC16 (C3 151202) FCN SGIS-C/AXP/F 11.16% 211216

XS1266610960 SG ELN ACA.INGA 20DEC16 (INGA2 151201) FCN SGIS-ACA/INGA 8% 201216

XS1266616652 SG ELN MET.JNJ.MMM 13DEC16 (MET3

151124) FCN SGIS-MET/JNJ/MMM 9.8% 131216

XS1266682522 SG ELN DIS.AAPL.GOOGL 25NOV16

(AAPL3151105) FCN SGIS-AAPL/GOOGL/DIS9.6% 251116

XS1266701173 SG ELN DIS.NKE.SBUX 21NOV16 (DIS3

151102) FCN SGIS-DIS/NKE/SBUX 11.4% 211116

XS1266702650 SG ELN BNP.GLE 17NOV16 (GLE2 151030) FCN SGIS-BNP/GLE 9.12% 171116

XS1266717922 SG ELN DIS.NKE.GT 15NOV16 (NKE3 151026) FCN SGIS-DIS/NKE/GT 9% 151116

XS1268893994 UBS ELN 700.2823 30AUG16 (28232 150811) FCN UBS-TENCENT/A50 C IDX 11.08% 300816

XS1268936710 UBS ELN 700.2823 30AUG16 (7002 150811) UBS-UBS TENCENT/A50 C IDX 300816

XS1269096084 UBS ELN GLE.TSM 11AUG16 (GLE2 150724) FCN UBS-GLE/TSM 8.5% 110816

XS1272188621 UBS ELN GLE.ACA 18AUG16 (GLE2 150730) FCN UBS-GLE/ACA 8.38% 180816

XS1279286659 CA PGN EUR.AUD 24DEC25 (EURAUD151210) PGN100 CA-CA EURUSD/AUDUSD 241225

XS1280201101 UBS ELN ACA.INGA 07SEP16 (ACA2 150818) FCN UBS-INGA/ACA 8.3% 070916

XS1280731677 BARCLAYS ELN TSM.MET.TWX 24JAN17

(TSM3 160105) DAC BARC-TSM/MET/TMX 8.1% 240117

XS1281370681 UBS ELN 3988.939 25NOV16 (39882 151105) FCN UBS-BOC LTD/C CON BK 10.89% 251116

XS1289159581 CS ELN C.COF 22JULY16 (COF2 160105) FCN CS-C/COF 9.2604% 220716

XS1289164409 CS ELN C.COF 22JULY16 (C2 160105) FCN CS-C/COF 10.2% 220716

XS1289169895 CS ELN C.COF 22JULY16 (C2 160105A) FCN CS-C/COF 7.44% 220716

XS1289640887 SG ELN C.MET.MMM 26JAN17 (MET3 160108) FCN SGIS-C/MET/MMM 10% 260117

XS1289643808 SG ELN C.FDX SBUX 26JAN17 (C3 160108) FCN SGIS-C/FDX/SBUX 10% 260117

XS1289651819 SG ELN C.SBUX.MMM 25JAN17 (C3 160106) FCN SGIS-SBUX/MMM/C 9.6% 250117

XS1289911742 SG ELN GLE.TSM.C 19JAN17 (GLE3 151230) FCN SGIS-GLE/C/TSM 10.5% 190117

XS1289928639 SG ELN MAR.JPM.C 06JAN17 (MAR3 151217) DAC SGIS-MAR/JPM/C 10% 060117

XS1289929447 SG ELN 2828.2823 06JAN17 (28282 151217) DAC SGIS-A50 C IDX/HS INVEST 12% 060117

XS1290029211 SG ELN SBUX.JNJ.DIS 15FEB17 (SBUX3

160127) FCN SGIS-SBUX/JNJ/DIS 8% 150217

XS1292860241 BNPP ELN BAC.COST.SBUX 22NOV16 (BAC3

151103) FCN BNPP-BAC/COST/SBUX 9.36%221116

XS1292860324 BNPP ELN MET.C.BAC 22NOV16 (MET3

151103) FCN BNPP-C/MET/BAC 9.36% 221116

XS1292860753 BNPP ELN INGA.GLE 23NOV16 (INGA2

151104) FCN BNPP-INGA/GLE 9.6% 231116

XS1292868061 BNPP ELN C.NKE.SBUX 30NOV16 (C3 151110) FCN BNPP-C/NKE/SBUX 12% 301116

XS1292868145 BNPP ELN WFC.C.BAC 30NOV16 (WFC3

151110) DAC BNPP-WFC/BAC/C 8.64% 301116

XS1293089071 BNPP ELN MET.JNJ.MMM 08DEC16 (MET3

151120) FCN BNPP-MET/JNJ/MMM 9% 081216

XS1293095045 BNPP ELN 939.1398.5 19DEC16 (9393 151130) DAC BNPP-I&CBOC/C CON BK/HSBC 11.76%

191216

XS1293120090 BNPP ELN C.MET.WFC 09JAN17 (C3 151218) FCN BNPP-C/MET/WFC 9.6% 090117

XS1293124324 BNPP ELN C.MET.WFC 11JAN17 (C3 151223) FCN BNPP-MET/C/WFC 8.4% 110117

XS1301472590 UBS ELN FDX.AAPL.MET 22DEC16 (FDX3

151203) FCN UBS-AAPL/FDX/MET 11% 221216

XS1314925535 SG ELN C.NKE.SBUX 13SEP16 (C3 160223) FCN SGIS-C/NKE/SBUX 10.2% 130916

XS1315156858 UBS ELN INGA.CS 16NOV16 (INGA2 151027) FCN UBS-INGA/CS 7.89% 161116

XS1315874492 UBS ELN GLE.ACA 17NOV16 (GLE2 151028) FCN UBS-GLE/ACA 9% 171116

Page 5: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

XS1316496063 UBS ELN GLE.ACA 17NOV16 (GLE2 151029) FCN UBS-GLE/ACA 8.5% 171116

XS1317337803 UBS ELN BNP.GLE 17NOV16 (BNPP2 151030) FCN UBS-BNP/GLE 9.12% 171116

XS1318385496 MS ELN C.SBUX.NKE 23NOV16 (C3 160504) FCN MS-C/SBUX/NKE 6.9996% 231116

XS1318387518 MS ELN GM.DIS.WFC 23NOV16 (GM3 160504) FCN MS-GM/DIS/WFC 6.9996% 231116

XS1321116854 UBS ELN CS.ACA.DIS 25NOV16 (CS3 151106) FCN UBS-CS/ACA/DIS 9.4% 251116

XS1323062577 UBS ELN BNPP.GLE 01DEC16 (BNPP2 151112) FCN UBS-GLE/BNP 8.5% 011216

XS1330262400 UBS ELN MET.C.GLE 19DEC16 (MET3 151130) FCN UBS-GLE/MET/C 10.83% 191216

XS1330408540 UBS ELN C.MET.SBUX 18JAN17 (C3 151229) FCN UBS-C/MET/SBUX 10.08% 180117

XS1332103776 UBS ELN INGA.MET 21DEC16 (INGA2 151202) FCN UBS-INGA/MET 8% 211216

XS1337001611 SG ELN MU 28JUL16 (MUUW160516) SGIS-SGIS ENH BONUS MU 280716 9.61

XS1337023771 SG ELN AVGO.INTC.KO 25NOV16 (AVGO3

160506) FCN SGIS-AVGO/INTC/KO 12% 251116

XS1337080656 SG ELN 1186.390 15MAY17 (11862 160426) DAC SGIS-C RAILWAY/C RAILWAY GRP 12%

150517

XS1337110230 SG ELN GLE.CSGN 03NOV16 (GLE2 160415) DAC SGIS-GLE/CSGN 12% 031116

XS1338528752 BNPP ELN MMM.NKE.SBUX 03APR17 (MMM3

160315) FCN BNPP-MMM/NKE/SBUX 9.24% 030417

XS1338539106 BNPP MMM.FDX.SBUX 12APR17 (MMM3

160324) FCN BNPP-MMM/FDX/SBUX 8.76% 120417

XS1338545848 BNPP ELN MMM.JNJ.SBUX 20APR17 (MMM3

160331) FCN BNPP-MMM/JNJ/SBUX 9.3% 200417

XS1338556704 BNPP ELN SBUX.JNJ.MET 01MAY17 (SBUX3

160412) FCN BNPP-SBUX/JNJ/MET 8.76% 010517

XS1338558239 BNPP ELN 1398.5.939 02NOV16 (13983 160413)FCN BNPP-I&CBOC/C CON BK/HSBC 9%

021116

XS1338564716 BNPP ELN SBUX.DIS.BAC 08MAY17 (SBUX3

160419) FCN BNPP-SBUX/DIS/BAC 8.76% 080517

XS1338564989 BNPP ELN COST.DIS.MET 08MAY17 (COST3

160419) FCN BNPP-COST/DIS/MET 8.04%080517

XS1338565010 BNPP ELN BABA 08MAY17 (BABAUN160419) FCN BNPP-BABA 9.48% 080517 79.2

XS1338565101 BNPP ELN COST.DIS.MET 08MAY17 (MET3

160419) FCN BNPP-COST/DIS/MET 8.88% 080517

XS1338565283 BNPP ELN SBUX.DIS.BAC 08MAY17 (DIS3

160419) FCN BNPP-SBUX/DIS/BAC 10.92%080517

XS1338567065 BNPP ELN JPM.MMM.FDX 09MAY17 (JPM3

160420) FCN BNPP-JPM/MMM/FDX 8.22% 090517

XS1346591149 UBS ELN 2828.2823.1321 18OCT16 (28283

160330)

FCN UBS-HS INVEST/A50 C IDX/ NIKKEI 225

7% 181016

XS1346591818 UBS ELN 2823.2828 09NOV16 (28232 160419) DAC UBS-A50 C IDX/HS INVEST 8% 091116

XS1350031156 BNPP 10Y CMS 28JAN17 (CMS10 160114) BNPP-BNP 10Y US CMS 5.004% 280117

XS1350031586 BNPP 10Y CMS 29JAN17 (CMS10 160115) BNPP-BNP 10Y US CMS 5.004% 290117

XS1352915281 BNPP 10Y CMS 02AUG16 (CMS10 160119) BNPP-BNP 10Y US CMS 5.004% 020816

XS1374669023 UBS ELN C.MET.SBUX 18APR17 (C3 160329) FCN UBS-C/MET/SBUX 10.43% 180417

XS1374696265 UBS ELN CREE 21JUL16 (CREEUN160510) UBS-UBS BONUS REV CREE210716 23.14

XS1374697313 UBS ELN SBUX.MET.JNJ 03MAY17 (SBUX3

160414) FCN UBS-SBUX/MET/JNJ 9% 030517

XS1374703731 UBS ELN TSLA 03NOV16 (TSLA 160415) FCN UBS-TSLA 13.8% 031116 251.31

XS1374711163 UBS ELN 2828 18JUL16 (2828HK160429) UBS-UBS BONUS REV HS INVEST 180716 90.2

XS1374712054 UBS ELN TSLA.UA 01NOV16 (TSLA2 160413) FCN UBS-TSLA/UA 15.53% 011116

XS1380257649 BNPP 10Y CMS 21SEP16 (CMS10 160307) BNPP-BNP 10Y US CMS 5.508% 210916

XS1385752503 BNPP ELN DIS.NKE.COST 31AUG16 (DIS3 FCN BNPP-DIS/NKE/COST 9.84% 310816

Page 6: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

160512)

XS1385752685 BNPP ELN SBUX.DIS.MMM 01JUN17 (SBUX3

160512) FCN BNPP-SBUX/DIS/MMM 8.04% 010617

XS1385752842 BNPP ELN DBK 01AUG16 (DBKGY160513) BNPP-BNP DBK 010816 14.36

XS1385756678 BNPP ELN F.BABA.BIDU 30SEP16 (F3 160620) BNPP-BNP F/BABA/BIDU 300916

XS1385757213 BNPP ELN DBK 11OCT16 (DBKGY160621) FCN BNPP-DBK 8.004% 111016 9.5225

XS1385758708 BNPP ELN MET.SBUX.DIS 10JUL17 (MET3

160621) FCN BNPP-MET/SBUX/DIS 10.56%100717

XS1385758880 BNPP ELN GOOGL 01SEP16 (GOOGL160621) BNPP-BNP GOOGL 010916 706

XS1385811283 BNPP ELN 1398.939 11AUG16 (13982 160523) BNPP-BNP I&CBOC/C CON BK 110816

XS1385813065 BNPP GURU 06DEC21 (GURU5Y160523) BNPP-BNP CHINA DEV BANK/BNPI50EU 1.5%

061221

XS1385824773 BNPP ELN TSLA.MMM.FDX 20JUN17 (TSLA3

160601) FCN BNPP-TSLA/MMM/FDX 10.26%200617

XS1385826984 BNPP ELN MET.BMW.NKE 21JUN17 (MET3

160602) FCN BNPP-BMW/MET/NKE 12.204%210617

XS1385827016 BNPP ELN MET.NKE.COST 21JUNE17 (NKE3

160602) FCN BNPP-MET/NKE/COST 8.004%210617

XS1385841603 BNPP ELN MET.GT.NKE 03JUL17 (MET3

160614) FCN BNPP-MET/GT/NKE 13.32% 030717

XS1385841785 BNPP ELN BMW.VOW3 03JUL17 (BMW2

160614) FCN BNPP-VOW3/BMW 8.004% 030717

XS1385847477 BNPP ELN 5.2388.1398 29SEP16 (53 160617) BNPP-BNP HSBC/BOC HK/I&CBOC 290916

XS1386461575 SG ELN MU 01SEP16 (MUUW160622) SGIS-SGIS ENH BONUS MU 010916 12.3966

XS1386464082 SG ELN GLE.XOP.C.BAYN 11MAY17 (GLE4

160622) DAC SGIS-GLE/C/BAYN/XOP 8% 110517

XS1386467697 SG ELN MU 01SEP16 (MUUW160621A) SGIS-SGIS ENH BONUS MU 010916 12.1638

XS1386467937 SG ELN MU 09SEP16 (MUUW160621) SGIS-SGIS ENH BONUS MU 090916 11.8275

XS1386470485 SG ELN INTC.GE.JPM 10JUL17 (INTC3 160621) FCN SGIS-INTC/GE/JPM 10.9% 100717

XS1386471707 SG ELN DBK.BAYN 10JAN17 (DBK2 160621) DAC SGIS-DBK/BAYN 10.8% 100117

XS1386474396 SG ELN XOP.C.BAYN.BNP 10MAY17 (XOP4

160621) DAC SGIS-BNP/C/BAYN/XOP 9.8%100517

XS1386478033 SG ELN DBK 11OCT16 (DBKGY160620) FCN SGIS-DBK 8% 111016 7.623055

XS1386487968 SG ELN 1186.2628 06JAN17 (11862 160617) DAC SGIS-C RAILWAY/C LIFE8% 060117

XS1386495391 SG ELN XOP.C.BAYN.BNP 03MAR17 (XOP

160615) DAC SGIS-XOP/C/BAYN/BNP 10.92% 030317

XS1386548777 SG ELN 5 25AUG16 (5HK160607) SGIS-SGIS ENH BONUS HSBC 250816 50.85

XS1386558065 SG ELN 2823.5 26JUN17 (28232 160607) DAC SGIS-A50 C IDX/HSBC 12% 260617

XS1386583766 SG ELN AA 11AUG16 (AAUN160601) SGIS-SGIS ENH BONUS AA 110816 9.2

XS1386585209 SG ELN CREE 18AUG16 (CREEUW160601) SGIS-SGIS ENH BONUS CREE 180816 23.9572

XS1386591272 SG ELN XOP.BAC.MET.GLE 19DEC16 (BAC4

160531) DAC SGIS-XOP/BAC/MET/GLE 8.3% 191216

XS1386591785 SG ELN XOP.TSM.MET.GLE 19DEC16 (XOP4

160531) DAC SGIS XOP/TSM/MET/GLE 8.3% 191216

XS1386593054 SG ELN XOP.TSM.BNP 19DEC16 (XOP3

160531) DAC SGIS XOP/TSM/BNP 11.4% 191216

XS1386606138 SG ELN MET.NKE.SBUX 14JUN17 (MET3

160526) FCN SGIS-MET/NKE/SBUX 11.18%140617

XS1386610833 SG ELN AA 11AUG16 (AAUN160525) SGIS-SGIS ENH BONUS AA110816 9.025

XS1386611054 SG ELN MU 11AUG16 (MUUW160525) SGIS-SGIS ENH BONUS MU 110816 11.001

XS1386614744 SG ELN MU 11AUG16 (MUUW160524) SGIS-SGIS ENH BONUS MU 110816 10.4525

Page 7: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

XS1386629262 SG ELN YHOO 01AUG16 (YHOOUW160520) SGIS-SGIS ENH BONUS YHOO 010816 36.04

XS1388519073 UBS ELN IBM.SBUX.DIS 01NOV16 (IBM3

160413) FCN UBS-IBM/SBUX/DIS 10% 011116

XS1388546472 UBS ELN BAC.C 07DEC16 (C2 160519) DAC UBS-BAC/C 10% 071216

XS1388550151 UBS ELN BAC.C 13DEC16 (BAC2 160525) DAC UBS-BAC/C 8% 131216

XS1392794258 BNPP 10Y CMS 15OCT16 (CMS10 160401) BNPP-BNP 10Y US CMS 5.004% 151016

XS1395485318 BNPP 10Y CMS 21OCT16 (CMS10 160407) BNPP-BNP 10Y US CMS 5.004% 211016

XS1397088730 BNPP 10Y CMS 25OCT16 (CMS10 160411) BNPP-BNP 10Y US CMS 5.004% 251016

XS1400235666 UBS ELN COH 29JUL16 (COHUN160519) UBS-UBS BONUS REV COH 290716 37.59

XS1400239817 UBS ELN DIS.SBUX.NKE 23MAY17 (DIS3

160504) FCN UBS-DIS/SBUX/NKE 8.65% 230517

XS1400254535 UBS ELN AA 21JUL16 (AAUN 160510) UBS-UBS BONUS REV AA 210716 9.53

XS1400258874 UBS ELN GE.MAR.C 17NOV16 (GE3 160429) FCN UBS-GE/MAR/C 8% 171116

XS1400265069 UBS ELN GT.JNJ.NKE 18MAY17 (GT3 160429) FCN UBS-GT/JNJ/NKE 9.03% 180517

XS1400265903 UBS ELN AMD 28JUL16 (AMDUR160517) UBS-UBS BONUS REV AMD 280716 3.8

XS1400266976 UBS ELN MET.SBUX.NKE 25MAY17 (MET3

160506) FCN UBS-MET/SBUX/NKE 11% 250517

XS1400269996 UBS ELN MS.BAC.WFC (MS3 160711) UBS-UBS BONUS PF MS/BAC/WFC 211016

XS1400270655 UBS ELN DDD 28JUL16 (DDDUN 160518) UBS-UBS BONUS REV DDD 280716 12.79

XS1400272354 UBS ELN YHOO 29JUL16 (YHOOUW160512) UBS-UBS BONUS REV YHOO290716 37.39

XS1411337139 UBS ELN C 12SEP16 (CUN160623) UBS-UBS C 120916 43.52

XS1411349654 UBS ELN BAC.C 07JUN17 (BAC2 160519) DAC UBS-BAC/C 12% 070617

XS1411352104 UBS ELN AAPL.SBUX 19SEP16 (AAPL2

160531) DAC UBS-AAPL/SBUX 8% 190916

XS1411363135 UBS ELN AXP.MET.BAC 20DEC16 (AXP3

160601) FCN UBS-AXP/MET/BAC 7% 201216

XS1413582948 BNPP CLN CHINA 23JUN21 (CLNCN 160504) CLN BNPP-BNP PEOPLE REP OF CHINA

230621

XS1415184024 BNPP CLN CHINA 23JUN21 (CLNCN 160512) CLN BNPP-BNP PEOPLE REP OF CHINA

230621

XS1416509120 SG ELN BNP.GLE (BNP2 160630) DAC SGIS-BNP/GLE 8% 190117

XS1416518469 SG ELN MU 15SEP16 (MUUW160628) SGIS-SGIS ENH BONUS MU150916 12.62

XS1416523543 SG ELN 9984 12AUG16 (9984160627) ELN SGIS-SOFTBANK 120816 4939.764

XS1416545199 SG ELN DBK.BAYN 12OCT16 (DBK2 160623) DAC SGIS-DBK/BAYN 10% 121016

XS1419857369 BNPP CLN CHINA 23JUN21 (CLNCN 160518) CLN BNPP-BNP PEOPLE REP OF CHINA

230621

XS1420453620 BNPP CLN CHINA 23JUN21 (CLNCN 160519) CLN BNPP-BNP PEOPLE REP OF CHINA

230621

XS1426127392 BNPP 10Y CMS 08JUN17 (CMS10 160526) BNPP-BNP 10Y US CMS 5.004% 080617

XS1429808436 UBS ELN DBK 11AUG16 (DBKGY 160601) UBS-UBS BONUS REV DBK 110816 15.91

XS1430372661 JPM ELN AAPL.GOOGL.AMZN 19JUN17

(AAPL3 160531) FCN JPM-AAPL/GOOGL/AMZN9.57%190617

XS1431705356 UBS ELN XOP.BAC.MET.GLE 21DEC16 (XOP4

160602) DAC UBS-XOP/MET/GLE/BAC 11.58% 211216

XS1431705513 UBS ELN XOP.C.MET.GLE 21DEC16 (C4

160602) DAC UBS-XOP/MET/GLE/C 10.88%211216

XS1432720529 BNPP 10Y CMS 20DEC16 (CMS10160606) BNPP-BNP 10Y US CMS 5.004% 201216

XS1435735755 BNPP 10Y CMS 28JUN17 (CMS10 160614) BNPP-BNP 10Y US CMS 8.004% 280617

XS1435993297 BNPP 10Y CMS 29MAR17 (CMS10 160615) BNPP-BNP 10Y US CMS 6.504% 290317

XS1436197377 UBS ELN GLE 27JUL16 (GLEFP160615) UBS-UBS BONUS REV GLE260716 31.495

XS1436943051 BNPP 10Y CMS 30JUN17 (CMS10 160616) BNPP-BNP 10Y US CMS 8.004% 300617

Page 8: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

XS1438457530 UBS ELN 5.939.1398 17OCT16 (53 160628) FCN UBS-HSBC/I&CBOC/C CON BK 13.5%

171016

XS1438464072 UBS ELN MET.MMM.DIS 17JUL17 (MET3

160628) FCN UBS-MET/MMM/DIS 10.2% 170717

 

<共同基金>

ISIN Code 調整前英文名稱 調整後英文名稱

TW000T0826Y5 Prudential Financial Global Resources Fund PRUDENTIAL FIN GLB RESOURCES-TWD

TW000T0712Y7 Eastspring Investments Well Pool Money Market

Fund EASTSPRING WELL POOL MONEY MKT-TWD

TW000T0728Y3 Eastspring Investments Umbrella Fund -Global

Bond Fund of Fund EASTSPRING UMB FD-GLB BD FOF-A-TWD

TW000T0723Y4 Eastspring Investments India Fund EASTSPRING INVEST INDIA FUND-TWD

TW000T0737B2 Eastspring Investments Global High Yield Bond

Fund B EASTSPRING GLB HIGH YD BD FD-B-TWD

TW000T0737A4 Eastspring Investments Global High Yield Bond

Fund A EASTSPRING GLB HIGH YD BD FD-A-TWD

TW000T2213Y4 Fuh-Hwa Global Balanced Fund-TWD FUH-HWA GLB BALANCED FUND-TWD

TW000T0428Y0 HSBC Global Emerging Markets Fund - Freestyle HSBC GLOBAL EMERGING MKT FD-TWD

TW000T0453Y8 HSBC China A-share Focused Fund - TWD HSBC CHINA A-SHARE FOCUSED FD-TWD

TW000T0569Y1 Yuanta De-Li Money Market Fund YUANTA DE LI MONEY MARKET FUND-TWD

TW000T0507Y1 Yuanta Wan Tai Money Market Fund YUANTA WAN TAI MONEY MKT FD-TWD

TW000T0595A6 Yuanta RMB Money Market Fund - TWD YUANTA GLB MMKT RMB MMKT FD-TWD

TW000T0556Y8 Yuanta New China Fund YUANTA NEW CHINA FUND-TWD

TW000T4006Y0 Deutsche Far Eastern DWS Global Material &

Energy Fund DEUTSCHE FE DWS GLB MAT & ENE-TWD

TW000T1814D4 ABITL Global High Yield Fund-TA RMB ABITL GLOBAL HIGH YIELD FD-TA-CNY

TW000T1809A0 ABILT Emerging Market Corporate Debt Fund ABITL EMERG MKT CORP DEBT-A2-TWD

TW000T1809B8 ABILT Emerging Market Corporate Debt Fund ABITL EMERG MKT CORP DEBT-AT-TWD

TW000T1811A6 ABITL Income Umbrella Fund - Multi-asset

Income Fund of Funds A2 TWD ABITL INC UMB-M/A INC FD-A2-TWD

TW000T1814B8 ABITL Global High Yield Fund-TA TWD ABITL GLOBAL HIGH YIELD FD-TA-TWD

TW000T1814A0 ABITL Global High Yield Fund-T2 TWD ABITL GLOBAL HIGH YIELD FD-T2-TWD

TW000T1803Y3 ABITL Money Market Fund ABITL MONEY MARKET FUND-TWD

TW000T0332A4 FSITC Global High Yield Bond Fund FSITC-GLOBAL HIGH YIELD BF-A-TWD

TW000T1131Y9 JPMorgan (Taiwan) Greater China Income and

Growth Fund JPMORGAN TW GREAT CHINA INC&GR-TWD

TW000T1109Y5 JPMorgan (Taiwan) Eastern Technology Fund JPMORGAN TW EASTERN TECH FUND-TWD

TW000T1145A9 JPMorgan(Taiwan) Asia Equity Dividend Fund -

Accumulations Class JPMORGAN TW-ASIA EQ DVD FD-ACC-TWD

TW000T1140B8 JPMorgan (Taiwan) Asia High Yield Total Return

Bond Fund-Monthly Distribution Share Class JPM TW ASIA HI YD TR BD FD-B-I-TWD

TW000T1609Y4 Capital Marathon Fund CAPITAL MARATHON FUND-TWD

TW000T2008Y8 JIH SUN BOND FUND JIH SUN MONEY MARKET FUND-TWD

TW000T3620Y9 Allianz Global Investors All Seasons Return Fund

of Bond funds ALLIANZ GLB INV ALL SNS RET FBF

TW000T3610Y0 Allianz Global Investors Global Emerging Markets

Fund ALLIANZ GLB INV-GLOBAL EME MKT-TWD

TW000T3618Y3 Allianz Global Investors Global Agriculture Trends

Fund ALLIANZ GLB INV GLB AGRI TREND-TWD

TW000T3623Y3 Allianz Global Investors Rising Asia Fund ALLIANZ GLB INV RISING ASIA FD-TWD

Page 9: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

TW000T3626A6 Allianz Global Investors All Seasons Harvest Fund

of Bond Funds-A-TWD ALLIANZ GLB INV ALL SNS HARV FBF-A

TW000T3626B4 Allianz Global Investors All Seasons Harvest Fund

of Bond Funds-B-TWD ALLIANZ GLB INV ALL SNS HARV FBF-B

TW000T3621Y7 Allianz Global Investors China Strategic Growth

Fund ALLIANZ GLB INV CHINA STRAT GR-TWD

TW000T3614Y2 Allianz Global Investors Global Quantitative

Balanced Fund ALLIANZ GLB QUANTITATIVE BAL-TWD

TW000T3602Y7 Allianz Global Investors Taiwan Bond Fund ALLIANZ GLB INV TAIWAN MMKT FD-TWD

TW000T3267E1 Nomura Europe Mid Small Cap Growth Fund

(CNY) NOMURA EUR MID SML CAP GR FUND-CNY

TW000T3219Y0 Nomura Taiwan Growth Selection Fund NOMURA TAIWAN GROWTH

SELECTION-TWD

TW000T3236Y4 Nomura Taiwan High Dividend Fund NOMURA TAIWAN HIGH DIVIDEND FD-TWD

TW000T3230Y7 Nomura Taiwan Select Money Market Fund NOMURA TW SELECT MONEY MKT FD-TWD

TW000T3248Y9 Nomura China Opportunities Fund NOMURA CHINA OPPORTUNITIES FD-TWD

TW000T3252B9 Nomura EMD & High Yield Bond Portfolio

pay-Monthly NOMURA EMERGING MKT HI YD BD FD-B

TW000T3213A3 Nomura Europe High Dividend Fund Accumulate NOMURA EUROPE HIGH DIVIDEND-A-TWD

TW000T3209A1 Nomura Global High Dividend Fund Accumulate

(累積型) NOMURA GLOBAL HIGH DVD FUND-A-TWD

TW000T3259A6 Nomura Global High Yield Bond Fund NOMURA GLOBAL HIGH YD BD FD-A-TWD

TW000T3259B4 Nomura Global High Yield Bond Fund NOMURA GLOBAL HIGH YIELD BD FD-TWD

TW000T3249A7 Nomura Investment Grade USD Credit Fund

Accumulate (累積型) NOMURA INV GRADE USD CRED FD-A-USD

TW000T3256A2 Nomura Asia Pacific High Yield Bond Fund

Accumulate (累積型) NOMURA ASIA-PAC HI YD BD-ACC-TWD

TW000T3256B0 Nomura Asia Pacific High Yield Bond Fund

Pay-Monthly(月配型) NOMURA ASIA-PAC HI YD BD-INC-TWD

TW000T3201Y8 Nomura Taiwan Superior Equity Fund NOMURA TW SUPERIOR EQUITY FD-TWD

TW000T3225Y7 Nomura Taiwan Money Market Fund ING TAIWAN MONEY MARKET FUND

TW000T4216F4 Schroder China High Yield Bond Fund - RMB Dis SCHRODERS CHINA HI YD BD FD-BC-CNY

TW000T4216A5 Schroder China High Yield Bond Fund Acc SCHRODERS CHINA HI YLD BD FD-A-TWD

TW000T4216B3 Schroder China High Yield Bond Fund Dis SCHRODERS CHINA HIGH YIELD-B-TWD

LU0823399810 Parvest Equity Best Selection Europe - Classic

Cap. PARVEST EQY BEST SEL EUROPE-CC-EUR

LU0823403786 Parvest Equity Europe Emerging - Classic Dist. PARVEST EQ EUROPE EMER-CL-DIS-EUR

LU0823432025 Parvest Equity Russia - Classic Dist. PARVEST EQ RUSSIA-CLASSIC-DIS-EUR

LU0012181748 Parvest Equity Japan - Classic Cap. PARVEST JAPAN-CLASSIC C

LU0069970746 Parvest Equity Japan Small Cap - Classic Cap. PARVEST JAPAN SMALL CAP-CLASSIC C

LU0823431563 Parvest Equity Russia - Classic USD Cap. PARVEST EQUITY RUSSIA-CC-USD

LU0823416689 Parvest Equity World Health Care - Classic USD

Cap. PARVEST EQ WRL HEALTH CARE-C-C-USD

LU0823379622 Parvest Bond Asia ex-Japan - Classic Cap. PARVEST BOND ASIA EX JP-CC-USD

LU0823379549 Parvest Bond Asia ex-Japan - Classic MD PARVEST BD ASIA EX-JAP-CMD-DIS-USD

LU0823388292 Parvest Bond World High Yield - Classic MD PARVEST BD WORLD H/Y-CLASS-MD-USD

LU0823386080 Parvest Bond World Emerging Local - Classic MD PARVEST BOND WORLD EME-CMD-DIS-USD

LU0095613583 Parvest Convertible Bond Asia - Classic Cap. PARVEST ASIAN CONVERT BOND-CLASSIC

LU0230662891 Parvest Equity BRIC - Classic Cap. PARVEST BRIC-CLASS C-USD

LU0089277312 Parvest Bond World Emerging - Classic MD PARVEST EMERGING MARKETS BOND-CL D

LU0111549308 Parvest Bond USA High Yield - Classic MD PARVEST BOND USA HIGH YIELD-C-D

Page 10: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

LU0012186622 Parvest Money Market USD - Classic Cap. PARVEST SHORT TERM (DOLLAR)-CLS C

LU0969268043 JPMorgan Funds - Asia Pacific Income Fund A

(irc) - AUD (hedged) JPMORGAN FDS-ASIA PAC INC-A-H-AUD

LU0893966621 JPMorgan Investment Funds - Global High Yield

Bond Fund A (irc) - AUD (hedged) JPMORGAN GLB HI YLD BD-A-HED-AUD-I

LU0395794307 JPMorgan Investment Funds - Global Income Fund

A (div) - EUR JPMORGAN GLOBAL INCOME-A(DIV)-EUR

HK0000055670 JPMorgan Japan (Yen) Fund JPMORGAN JAPAN YEN FUND-ACC-JPY

LU0051755006 JPMorgan Funds - China Fund A (dist) - USD JPMORGAN F-CHINA FUND-A USD

HK0000055555 JPMorgan ASEAN Fund JPMORGAN ASEAN FUND-ACC-USD

MU0129U00005 JPMorgan India Fund JPMORGAN INDIA FUND-USD

LU0784639295 JPMorgan Funds - Asia Pacific Income Fund A

(mth) - USD JPMORGAN FDS-ASIA PAC INCOME-A-USD

LU0356780857 JPMorgan Investment Funds - Global High Yield

Bond Fund A (mth) - USD JPM INV-GLB HI YD BD-A-MTH-DIS-USD

LU0762807625 JPMorgan Investment Funds - Global Income Fund

A (acc) - USD (hedged) JPMORGAN GLOBAL INC FD-A-HDG-USD

LU0815074496 JPMorgan Investment Funds - Global Income Fund

A (mth) - USD (hedged) JPMORGAN GLOBAL INC FD-A-HDG-D-USD

LU0119750205 Invesco Pan European Structured Equity Fund A

EUR INVESCO PAN EUR S/C EQTY-A-CAP-EUR

LU0607514717 Invesco Japanese Equity Advantage Fund A JPY INVESCO JAPANESE EQ ADV-A-CAP-JPY

LU0267984937 Invesco Global Structured Equity Fund A-AD USD INVESCO FD-GLOBAL STRUC EQ-A-I-USD

IE0030381945 Invesco Asian Equity Fund A-AD USD INVESCO ASIAN EQUITY FUND-A

IE00BQ70TL81 Invesco Continental European Small Cap Equity

Fund A (USD Hgd) USD INVESCO CONT EURO S/C-ACC-A-H-USD

IE00B01VQ362 Invesco Emerging Markets Bond Fund A-MD USD INVESCO EMERGING MKTS BD FD-A-MD

IE0003583568 Invesco PRC Equity Fund A-AD USD INVESCO PRC EQUITY FUND-A-USD

IE00B01VQZ85 Invesco Global High Income Fund A-MD USD INVESCO GLB HIGH INC FD-A-USD-MD

LU0945635778 UBS (Lux) Bond Fund - Euro High Yield (EUR)

(AUD hedged) P - mdist UBS LUX BD FD-EUR H/Y-P-MDIST-AUD

LU0417441200 UBS (Lux) Bond Fund - Euro High Yield (EUR) P

- mdist UBS LUX BD FD-EUR H/Y-P-MDIST-EUR

LU0067412154 UBS (Lux)Equity Fund - China Opportunity UBS LUX EQ FD-CHINA OPP-P-ACC-USD

LU0937166394 UBS (Lux) Bond Fund - Euro High Yield (EUR)

(USD hedged) P - mdist UBS LUX BD FD-EUR H/Y-PMDIST-H-USD

LU0119174026 Aberdeen Global-Select Euro High Yield Bond

Fund ABERDEEN GL-SL EURO HY BD-A1

LU0893373133 Aberdeen Global-Select Euro High Yield Bond

Fund A1 Base Currency Exposure USD ABERDEEN GL-SL EU HY BD-A1-HED-USD

LU0323164250 Aberdeen Global-Select Euro High Yield Bond

Fund A2 Base Currency Exposure USD ABERDEEN GL-SL EU HY BD-A2-HED-USD

LU0094547139 Aberdeen Global-World Equity Fund ABERDEEN GLB-WORLD EQTY FD-A2-CAP

LU0132413252 Aberdeen Global-Select Emerging Markets Bond

Fund -A Inc ABERDEEN GL-SEL EMER MKT BD-A1-USD

LU0231483743 Aberdeen Global-Chinese Equity Fund ABERDEEN GLB-CHINESE EQ-A2-CAP-TWD

LU0011963245 Aberdeen Global - Asia Pacific Equity Fund ABERDEEN GL-ASIA PACIFIC FUND-A2

LU0231459107 Aberdeen Global-Asian Smaller Companies Fund ABERDEEN GL-ASIAN SMALLER CO FD-A2

LU0093502762 BlackRock Euro Markets Fund A2 EUR BLACKROCK GF-EURO MKTS FD-A2-EUR

LU0011850392 BlackRock Emerging Europe Fund A2 EUR BLACKROCK GF-EMERG EUROPE-A2 EUR

LU0072462186 BlackRock European Value Fund A2 EUR BLACKROCK GF-EUR VALUE-A2-CAP-EUR

Page 11: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

LU1023061473 BGF European Value Fund A2 USD Hedged BLACKROCK GF-EUR VALUE-A2-HED-USD

LU0738912566 BGF US Dollar High Yield Bond Fund A6 USD BLACKROCK GF-USD HIGH YLD-A6-R-USD

LU0931342652 BGF Japan Small & MidCap Opportunities Fund

Hedged A2 USD BLACKROCK GF-JP S/M CAP OPP-A2-HED

LU0359201612 BGF China Fund A2 USD BLACKROCK GL FD-CHINA FUND-A2-USD

LU0106831901 BlackRock World Financials Fund A2 USD BLACKROCK GF-WORLD FINANCIALS-A2

LU0072462426 BlackRock Global Allocation Fund A2 USD BLACKROCK GF-GLB ALLOC PORT-A2 USD

LU0238689110 BGF Global Dynamic Equity Fund A2 USD BLACKROCK GF-GLB DYNAMIC EQ-A2-CAP

LU0075056555 BlackRock WORLD MINING FUND A2 USD BLACKROCK GF-WORLD MINING-A2-USD

LU0605520377 Fidelity Funds - US High Yield Fund A-Acc-USD FIDELITY FD-US HIGH YIELD-A-ACC-USD

LU0345779606 Investec Global Energy Fund Class C Inc INVESTEC GS-GLB ENE-C-INC-DIST-USD

LU1046234412 Schroder ISF Global Dividend Maximiser AUD

Hedged Class A (DIS) SCHRODER ISF-GLB DIV MAX-A-HED-AUD

LU0133710243 Schroder ISF European Smaller Companies A1 -

Acc. SCHRODER ISF-EUR SM COM-A1-ACC-EUR

LU0321371998 Schroder ISF European Dividend Maximiser EUR

A DIS SCHRODER ISF-EUR DIV MAX-A-DIS-EUR

HK0000081874 Schroder Asian Asset Income Fund USD A Acc SCHRODER ASIAN ASSET INC-A-ACC-USD

LU1046231400 Schroder ISF Global Dividend Maximiser Class

AX (DIS) SCHRODER ISF-GL DIV MAX-AX-DIS-USD

LU0193968947 SCHRODER ISF ASIAN EQUITY YIELD A1 -

DISTRIBUTION SCHRODER ISF-ASIAN EQ YD-A1-D-USD

LU1031140806 Schroder ISF European Equity Yield USD Hedged

A1 Acc. SCHRODER ISF-EU EQ YD-A1-H-CAP-USD

LU1031140988 Schroder ISF European Equity Yield USD Hedged

A1 Dis. SCHRODER ISF-EUR EQ YLD-A1-HED-USD

LU0160363585 Schroder ISF Emerging Markets Debt Absolute

Return A1 - Distribution SCHRODER ISF-EM MKT DEBT AB-A1-USD

LU1046234339 Schroder ISF European Dividend Maximiser USD

Hedged A DIS SCHRODER INTL-EUR DI MAX-A-HED-USD

LU0225771749 Schroder ISF Global Equity Yield A1 Distribution SCHRODER ISF-GL EQ YLD-A1-DIST-USD

LU0757359368 Schroder ISF Global Multi-Asset Income A Acc. SCHRODER ISF-GLB M/A INC-AA-USD

LU0348825331 Allianz China Equity - Class A Distribution (USD) ALLIANZ CHINA EQUITY-A-USD

LU0428352693 Eastspring Investments - European Investment

Grade Bond Fund-Adm EASTSPRING INV-EUR IG BOND FD-AEDM

LU0428352859 Eastspring Investments - Asian Local Bond

Fund-Adm EASTSPRING INV-ASIAN L BOND FD-ADM

LU0307460666 Eastspring Investments - China Equity Fund EASTSPRING INV-CHINA EQ FUND-A-USD

LU0428352420 Eastspring Investments - US High Yield Bond

Fund-Adm EASTSPRING INV-US HI YD BD-ADM-USD

LU0428352263 Eastspring Investments - US Investment Grade

Bond Fund-Adm IOF-US INVESTMENT GRADE BOND-ADM

LU0289792409 Pioneer Fund - Global High Yield A Distributing

Ex-Dividend USD PIONEER FD-GL HI YLD-A-DXD-DIS-USD

LU0503635624 Pictet-High Dividend Selection-R dm USD PICTET-HIGH DIV SEL-R-DM-DIS-USD

LU0511406216 AB FCP I-American Income Portfolio Class AT

AUD H Shares AB FCP I-AMERICAN INC PT-AT-H-AUD

LU1008671841 AB FCP I-American Income Portfolio Class AA

AUD Hedged AB-AMERICAN INC PT-AA-HED-AUD

LU0511405911 AB FCP I-Global High Yield Portfolio Class AT

AUD Hedged AB GLOBAL HIGH YIELD PT-AT-AUD-H

Page 12: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

LU1008670108 AB FCP I-Global High Yield Portfolio Class AA

AUD Hedged AB FCP I-GLB HIGH YD-HED-AA-D-AUD

LU0511407883 AB FCP I-Emerging Markets Debt Portfolio Class

AT AUD Hedged AB-EMERG MARKET DEBT PT-AT-HED-AUD

LU0539799634 AB FCP I-American Income Portfolio Class AT

EUR Hedged AB-AMERICAN INCOME PT-AT-EUR

LU0328307227 AB FCP I-American Income Portfolio Class AT

EUR AB-AMERICAN INCOME PT-AT-EUR

LU0448041581 AB FCP I-Global High Yield Portfolio Class AT

EUR Hedged ALLIANCE B-GLOBAL HI YLD-AT-EUR-H

LU0173638916 AB FCP I-European Income Portfolio AT EUR AB-EUROPEAN INCOME PT-AT-EUR

LU0805981734 AB FCP I-American Income Portfolio Class AT

NZD Hedged AB-AMERICAN INCOME PT-AT-NZD -H

LU0805982112 AB FCP I-Asia Ex-Japan Equity Portfolio Class

AD NZD Hedged AB FCP I-ASIA EX-JPN EQ-AD-H-NZD

LU1035779930 AB FCP I-American Income Portfolio Class AA

Partial Duration Hedged AB FCP I-AMER INC PT-AA-DUR-PH-USD

LU1008671684 AB FCP I-American Income Portfolio Class AA

USD AB FCP I-AMER INCOME PT-AA-DIS-USD

LU0539802446 AB FCP I-European Income Portfolio Class AT

USD Hedged AB FCP I-EUROPEAN INC PT-AT-H-USD

LU0689626330 AB FCP I-Japan Strategic Value Portfolio Class A

USD Hedged AB FCP I-JAPAN STRAT VALUE-A-H-USD

LU0156897901 AB FCP I-Global High Yield Portfolio AT USD AB FCP I-GLB HIGH YIELD PT-AT-USD

LU1008669860 AB FCP I-Global High Yield Portfolio Class AA

USD AB FCP I-GLB HI YD PT-AA-DIS-USD

LU0246605835 AB FCP I-Emerging Markets Debt Portfolio Class

AT USD AB-EMERGING MARKETS DEBT PT-AT-USD

LU0084234409 AB FCP I-China Opportunity Portfolio Class A

USD AB-CHINA OPPORTUNITY PT-UNIT-A-USD

LU0157308031 AB FCP I-American Income Portfolio AT USD AB FCP I-AMERICAN INCOME PT-AT-USD

LU0430678424 AB SICAV I-India Growth Fund Class A USD AB SICAV I-INDIA GROWTH PT-A-USD

LU1035780607 AB FCP I-American Income Portfolio Class AA

ZAR Hedged AB FCP I-AMERICAN INC PT-AA-H-ZAR

LU0196696701 HSBC Global Investment Funds - Brazil

Equity-AD HSBC GIF-BRAZIL EQUITY-A-DIS-USD

LU0820562030 Allianz Income and Growth - Class AM

Distribution (H2-AUD) ALLIANZ INCOME & GROWTH-AM-H2-AUD

LU0913601281 Allianz Income and Growth - Class AM

Distribution (H2-EUR) ALLIANZ INCOME & GROWTH-AM-H2-EUR

IE00B4TG9K96

PIMCO Funds : Global Investors Series plc

Diversified Income Fund Class E (EUR Hedge)/

Income

PIMCO FD GIS-DIVERSIF INC-H-E-EUR

LU0820561818 Allianz Income and Growth - Class AM

Distribution (USD) ALLIANZ INCOME AND GROWTH-AM-USD

LU0689472784 Allianz Income and Growth - Class AT

Accumulation (USD) ALLIANZ INCOME AND GROWTH-AT-USD

IE00B193MK07 PIMCO Funds : Global Investors Series plc

Diversified Income Fund E / Income PIMCO DIV INCOME FUND-E-USD

IE00B193ML14 PIMCO Funds : Global Investors Series plc Global

High Yield Bond Fund E / Income PIMCO GLB HIGH YIELD BD-E-INCOME

IE00B0MD9N28 PIMCO Funds : Global Investors Series plc Global PIMCO GLB REAL RETURN FD-E-INCOME

Page 13: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

Real Return Fund E / Income

IE00B3VQ0W98

PIMCO Funds : Global Investors Series plc

Emerging Markets Bond Fund M Retail Class /

Income

PIMCO GIS-EMERGING MKT BD-MRI-USD

IE00B0M2Y900 PIMCO Funds : Global Investors Series plc Total

Return Bond Fund E / Income PIMCO TOTAL RETURN BOND FD-E-INC

LU1192664248 Allianz Income and Growth - Class AM

Distribution (H2-ZAR) ALLIANZ INCOME & GROWTH-AM-H2-ZAR

LU0809294472 NN(L)US Credit X Dis(M) AUD (hedged) NN L-US CREDIT-X-H-AUD

LU0577846529 NN(L) Emerging Markets Debt Hard Currency X

Dis(M) USD NN L-EMER MKT DEBT HARD CCY-XM-USD

LU0555026847 NN(L) Global High Yield X Dis(M) USD NN L GLOBAL HIGH YIELD-X-DIS-USD

LU0546920728 NN(L) US Credit X Dis(M) USD NN L US CREDIT-X-DISTRIBUTION-USD

LU0273170141 Deutsche Invest I Convertibles USD LCH DEUTSCHE INVEST I CONVERT-LCH-USD

LU0073233958 Morgan Stanley Investment Funds US Property

Fund MORGAN ST INV-US PROPERTY FD-A-USD

IE00B3SQGP73 First State Global Umbrella Fund plc-First State

China Focus Fund FIRST STATE CHINA FOCUS-IV-USD

LU0211331839 FRANKLIN MUTUAL GLOBAL DISCOVERY

FUND A(Acc) USD FRANKLIN TIF-FRANK MU GLB DIS-AAC

LU0109391861 FRANKLIN U.S. OPPORTUNITIES FUND

A(Acc) USD FRANKLIN TEMP US OPP-A-ACC (USD)

LU0029871042 TEMPLETON GLOBAL BOND FUND A(Mdis)

USD FRANKLIN TIF-TEMP GLB BD FD-A-DIS

LU0029872446 FRANKLIN U.S. GOVERNMENT FUND

A(Mdis) USD FRANKLIN TIF-FRANK US GOVT-A-USD

LU0170475585 Templeton Global Total Return Fund A(Mdis)USD FRANKLIN TF-TEMP GLB TOT RT-A DIS

HK0000170842 HFT (HK) China High Yield Bond Fund - Class A

CNY HFT HK-CHINA HIGH YIELD BD-A-CNY

HK0000099363 HFT (HK) China RMB Fixed Income Fund - Class

A CNY HFT HK CHINA RMB FIXED INCOME FD-A

LU1080341149 BNP Paribas Flexi I US Mortgage Fund Classic Dis BNPP FLEXI I US MORTGAGE-CL-I-USD

LU1080341065 BNP Paribas Flexi I US Mortgage Fund Classic

Cap BNPP FLEXI I US MORTGAGE-CL-C-USD

<債券>

ISIN Code 調整前英文名稱 調整後英文名稱

AU0000ANZHA6 AUST & NZ Bank ANZ Float 06/20/22 Corp AUST & NZ BANKING GRP FRN 200622

AU3CB0191294 RBS 13.125 03/19/22 Corp ROYAL BK OF SCOTLAND13.125% 190322

AU3CB0195964 VW 5 06/27/17 CORP VOLKSWAGEN FIN SERV AUST 5% 270617

AU3CB0202414 GOLDMAN SACHS GROUP INC GS 5.25

11/29/17 CORP

GOLDMAN SACHS GRP 5.25% 291117-MTN

AU3CB0204451 BNP PARIBAS AUSTRALIA BNP 4.75 02/01/18

CORP

BNP PARIBAS AUST 4.75% 010218-MTN

AU3CB0204477 WELLS FARGO & COMPANY WFC 4.25

01/25/18 CORP

WELLS FARGO & CO 4.25% 250118-MTN

AU3CB0204808 CITIGROUP INC C 4.75 02/05/18 CORP CITIGROUP INC 4.75% 050218-MTN

AU3CB0208601 JPMORGAN CHASE JPM 4.1 05/17/18 CORP JPMORGAN CHASE 4.1% 170518-MTN

AU3CB0208775 BANK OF AMER CRP BAC 4.5 08/23/18 CORP BANK OF AMERICA CORP 4.5% 230818

AU3CB0214195 BNP PARIBAS/AU BNP 4.5 10/04/17 Corp BNP PARIBAS AUST 4.5% 041017-MTN

AU3CB0218709 GOLDMAN SACHS GP GS 5 08/21/19 Corp GOLDMAN SACHS GROUP INC 5% 210819

Page 14: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

AU3CB0220929 QANTAS AIRWAYS QANAU 7.75 05/19/22 Corp QANTAS AIRWAYS LTD7.75% 190522-MTN

AU3CB0221141 QANTAS AIRWAYS QANAU 7.5 06/11/21 CORP QANTAS AIRWAYS LTD 7.5% 110621-MTN

AU3CB0227411 EMIRATES NBD EBIUH 4.75 02/18/22 CORP EMIRATES NBD PJSC 4.75% 180222-DIP

AU3CB0227940 MACQUARIE BK LTD MQGAU 3.25 03/03/20

CORP

MACQUARIE BANK 3.25% 030320-MTN

AU3CB0228708 ABN AMRO BANK NV ABNANV 3.25 04/09/20

CORP

ABN AMRO BANK NV 3.25% 090420-MTN

AU3CB0229862 GOLDMAN SACHS GP GS 3.85 08/26/20 CORP GOLDMAN SACHS GRP 3.85% 260820-DIP

AU3CB0233526 BPCEGP 5.4 10/27/25 CORP BPCE SA 5.4% 271025-MTN

AU3CB0236263 CS 4 03/09/21 CORP CREDIT SUISSE/SYDNEY 4% 090321-MTN

AU3FN0027991 RABOBK FLOAT 07/02/25 CORP RABOBANK FRN 020725

AU3FN0031167 BQDAU FLOAT 05/10/26 CORP BANK OF QUEENSLAND FRN 100526-MTN

XS0863569298 VTB BANK VTB 7.5 12/11/17 Corp VTB BK (VTB CAP) 7.5% 111217-EMTN

XS0953132999 ABN AMRO BANK NV ABNANV 5.25 07/23/19

CORP

ABN AMRO BANK NV 5.25% 230719-EMTN

XS0969811123 BNP PARIBAS BNP 5.25 09/19/19 CORP BNP PARIBAS 5.25% 190919-EMTN

XS0999526790 ABN AMRO BANK NV ABNANV 5.625 12/10/20

Corp

ABN AMRO BANK NV5.625% 101220-EMTN

XS1052667158 ICICI BANK LTD ICICI 6.125 04/03/19 CORP ICICI BK LTD/BAHRAIN 6.125% 030419

XS1089175639 BOCAVI 5.375 01/24/20 Corp BOC AVIATION PTE LTD 5.375% 240120

XS1098688929 FAR EAST HORIZON FRESHK6.125 08/19/19

Corp

FAR EAST HORIZON LTD 6.125% 190819

XS1103788581 BOC AVIATION BOCAVI 5.375 03/03/21 CORP BOC AVIATION 5.375% 030321-EMTN

XS1115524016 MORGAN STANLEY MS 5 09/30/21 CORP MORGAN STANLEY 5% 300921

XS1139080250 BNP PARIBAS BNP 4.375 11/18/21 CORP BNP PARIBAS 4.375% 181121-EMTN

XS1207409621 OLAM INTL LTD OLAMSP 4.875 03/26/20 OLAM INTL LTD 4.875% 260320-EMTN

XS1240208675 SOCIETE GENERALE SOCGEN 5.5 06/02/27

CORP

SOCIETE GENERALE 5.5% 020627-EMTN

XS1322384998 BNP 4.25 11/19/25 CORP BNP PARIBAS 4.25% 191125-EMTN

XS1331888609 F 4.05 12/10/18 Corp FORD MOTOR CREDIT CO 4.05% 101218

XS1423878591 BNP 5 05/31/28 CORP BNP PARIBAS 5% 310528-EMTN

US61747WAA71 MORGAN STANLEY MS 11.5 10/22/20 Corp MORGAN STANLEY 11.5% 221020

US61747YBA29 MORGAN STANLEY MS 10.09 05/03/17 Corp MORGAN STANLEY 10.09% 030517-BRL

CA172967JB81 CITIGROUP INC C 3.39 11/18/21 CORP CITIGROUP INC 3.39% 181121

CA48124BAE52 JPMORGAN CHASE JPM 3.19 03/05/21 CORP JPMORGAN CHASE&CO 3.19%050321-MPLE

CA780086JM76 RY 3.45 09/29/26 CORP ROYAL BANK OF CANADA 3.45% 290926

DE000A14J850 KFW 4.25 03/20/18 Corp KFW 4.25% 200318-EMTN

HK0000126000 WHARF 4 03/27/18 CORP WHARF FIN NO 1 LTD 4% 270318-EMTN

HK0000176583 BESTGAIN REAL ESTATE LYR VANKE 4.05

12/16/16

BESTGAIN REAL ESTATE 4.05% 161216

HK0000181906 STARWAY ASSETS ORIEAS 4.1 01/22/17 Corp. STARWAY ASSETS ENT 4.1% 220117

HK0000182946 VALUE SUCCESS PINGIN 4.95 01/29/19 CORP VALUE SUCCESS INTL 4.95% 290119

HK0000188166 CINDBK 4.125 02/27/17 CORP CHINA CITIC BANK 4.125% 270217

HK0000199114 SINOCHEM OFFSH SINOCH 3.55 05/13/17

CORP

SINOCHEM OFFSHORE CAP 3.55% 130517

HK0000216157 UNICAN LTD HAISEC 5.6 09/18/17 CORP UNICAN LTD 5.6% 180917-EMTN

HK0000298973 CGB 3.25 07/04/21 Corp CHINA GOVERNMENT BOND 3.25% 040721

XS0978836020 BP CAPITAL PLC BPLN 3.95 10/08/18 CORP BP CAPITAL MARKETS PLC3.95% 081018

XS0994732401 BOC AVIATION BCHINA 4.5 11/20/18 CORP BOC AVIATION PTE LTD 4.5% 201118

XS0994976701 IND & COMM BK OF ICBCAS 3.75 11/19/18

CORP

IND&COM BK CHINA 3.75% 191118-REGS

Page 15: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

XS1014678053 BCHINA 3.45 01/16/17 CORP BANK OF CHINA/LONDON 3.45% 160117

XS1066388700 BANK OF CHINA/LX BCHINA 3.5 05/15/17

CORP

BANK OF CHINA/LUX 3.5% 150517-EMTN

XS1084926432 TIMES PROPERTY TPHL 10.375 07/16/17 CORP TIMES PPTY HLDG LTD 10.375%160717

XS1115216118 CHINA CONST BKS CCB 3.8 09/29/17 CORP CHINA CONST BK/SYD 3.8%290917-EMTN

XS1174138708 AUST & NZ BANK ANZ 4.75 01/30/25 CORP AUST & NZ BANKING GRP 4.75%300125

XS1199956712 BNP 5 03/17/25 CORP BNP PARIBAS 5% 170325-GMTN

XS1213235085 ICBCIL FINANCE ICBAS 3.9 06/18/18 Corp ICBCIL FINANCE CO LTD 3.9% 180618

XS1240913068 SOCGEN 5.2 06/03/25 CORP SOCIETE GENERALE 5.2% 030625-EMTN

XS1249382018 KDB 3.55 06/19/18 Corp KOREA DEVELOPMENT BANK3.55% 190618

XS1253962168 MONGOLIA MONGOL 7.5 06/30/18 CORP MONGOLIA 7.5% 300618-GMTN

XS1264499846 IBRD 3.25 07/23/18 Corp INTL BK RECON&DEV3.25% 230718-GDIF

XS1268745707 TINGYI (CI) HLDG TINGYI4.375 08/06/18 Corp TINGYI(C.I.) HLDG CORP4.375%060818

FR0010638338 BNP PARIBAS BNP VAR 06/29/49 7.781 BNP PARIBAS 7.781% 290649-EMTN

FR0012650281 AIR FRANCE-KLM AFFP 6.25 10/29/49 CORP AIR FRANCE-KLM 6.25% 291049

XS0858585051 STANLN 3.625 11/23/22 CORP STAND CHART PLC 3.625% 231122

XS0983704718 STANLN 4 10/21/25 CORP STANDARD CHARTERED 4% 211025-EMTN

XS1068574828 BARCLAYS PLC BACR 6.5 06/15/49 Corp (Coco) BARCLAYS PLC 6.5% 150649

XS1247508903 BNP PARIBAS BNP 6.125 12/29/49 CORP

(COCO)

BNP PARIBAS 6.125% 291249

XS1432493440 INDON 3.75 06/14/28 Corp REP OF INDONESIA 3.75% 140628-REGS

XS1432493879 INDON 2.625 06/14/23 Corp REP OF INDONESIA2.625% 140623-REGS

XS0430799725 PEMEX 8.25 06/02/22 CORP PETROLEOS MEXICANOS 8.25% 020622

XS1071551391 DEUTSCHE BANK AG DB VAR 7.125 05/30/49

CORP (CoCo)

DEUTSCHE BANK AG 7.125% 300549

US45950VCV62 IFC 7.8 06/03/19 CORP INTL FINANCE CORP 7.8% 030619-GDIF

NZADBDT003C3 ASIA 3.25 07/20/17 CORP ASIAN DEV BANK 3.25% 200717-MTN

NZGOVD0008C0 NZGB 6 12/15/17 CORP NEW ZEALAND GOVERNMENT 6% 151217

NZGOVDT319C0 NZGB 5 03/15/19 CORP NEW ZEALAND GOVT 5% 150319-S0319

XS0876446773 NATL AUSTRALIABK NAB 4.125 01/25/18 Corp NATIONAL AUST BK4.125% 250118-GMTN

XS0997467344 BNP 5.875 12/04/19 CORP BNP PARIBAS 5.875% 041219-EMTN

XS1091765757 COM BK AUSTRALIA CBAAU 5.125 08/01/19

CORP

COMMONWEALTH BK AUST 5.125% 010819

XS1135556378 C 5.13 11/12/19 CORP CITIGROUP INC 5.13% 121119

XS1153303810 GS 5.2 12/17/19 CORP GOLDMAN SACHS GROUP INC 5.2%171219

XS0564087541 RUSSIA 7.85 03/10/18 CORP RUSSIAN FEDERATION7.85%100318-REGS

XS1376603186 F 3.7 03/11/19 CORP FORD MOTOR CREDIT CO LLC3.7%110319

CH0317921697 UBS 6.875 12/29/49 Corp (CoCo) UBS GRP AG 6.875% 291249

FR0010239368 BNP PARIBAS 6.25%10/29/49 BNP PARIBAS 6.25% 291049

FR0010477125 BNPP PERP NC5 USD TIER 1 ISSUE 6.5% BNP PARIBAS 6.5% 290649

FR0010533554 CREDIT AGRICOLE ACAFP CREDIT AGRICOLE SA 7.375% 291049

FR0011345552 CNP ASSURANCES CNPFP 7.5 10/29/49 Corp CNP ASSURANCES 7.5% 291049

US007903AZ02 ADVANCED MICRO DEVICES AMD 6.75

03/01/19 CORP

ADVANCED MICRO DEVICES6.75% 010319

US05567L7E16 BNP PARIBAS BNP 2.375 09/14/17 Corp BNP PARIBAS 2.375% 140917-MTN

US05574LFY92 BNP PARIBAS BNP 3.25 03/03/23 CORP BNP PARIBAS 3.25% 030323-MTN

US05579T5G71 BNP PARIBAS BNP 4.25 10/15/24 CORP BNP PARIBAS 4.25% 151024

US05581LAA70 BNP 4.375 09/28/25 CORP BNP PARIBAS 4.375% 280925-REGS

US06051GEU94 BANK OF AMER CRP BAC 3.3 01/11/23 CORP BANK OF AMERICA CORP3.3%110123-MTN

US06051GFH74 BANK OF AMER CRP BAC 4.2 08/26/2024

CORP

BANK OF AMERICA CORP4.2%260824-MTN

Page 16: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

US06051GFM69 BANK OF AMER CRP BAC 4 01/22/25 Corp BANK OF AMERICA CORP 4%220125-MTN

US06051GFP90 BANK OF AMER CRP BAC 3.95 04/21/25 CORP BANK OF AMERICA CORP 3.95%210425-L

US06120TAA60 BANK OF CHINA BCHINA 5 11/13/24 CORP BANK OF CHINA 5% 131124-REGS

US06738EAA38 BARCLAYS BK PLC BACR 8.25 12/29/49 CORP

(CoCo)

BARCLAYS PLC 8.25% 291249

US06738EAC93 BACR 4.375 09/11/24 Corp BARCLAYS PLC 4.375% 110924

US06738EAN58 BACR 4.375 01/12/26 CORP BARCLAYS PLC 4.375% 120126

US079857AH17 BELLSOUTH CAP FD T 7.875 02/15/30 CORP BELLSOUTH CAP FUNDING7.875% 150230

US09681MAA62 BOC AVIATION BOCAVI 3 03/30/20 CORP BOC AVIATION PTE LTD 3%300320-REGS

US12591DAC56 CNOOC FIN 2014 CNOOC 4.25 04/30/24 CORP CNOOC FIN 2014 ULC 4.25% 300424

US156700AT34 CENTURYLINK INC CTL 7.65 03/15/42 CORP CENTURYLINK INC 7.65% 150342-U

US172967HM62 CITIGROUP INC C2.55 04/08/19 CITIGROUP INC 2.55% 080419

US172967HV61 CITIGROUP INC C 4 08/05/24 CORP CITIGROUP INC 4% 050824

US172967JT97 CITIGROUP INC C 4.4 06/10/25 Corp CITIGROUP INC 4.4% 100625

US2027A1HR15 CBAAU 4.5 12/09/25 CORP COMMONWEALTH BK AUS4.5%091225-REGS

US225433AC55 CS 3.75 03/26/25 CORP CRED SUIS GP FUN LTD 3.75% 260325

US251525AN16 DEUTSCHE BANK AG DB VAR 7.5 12/29/49

CORP(COCO)

DEUTSCHE BANK AG 7.5% 291249

US251525AP63 DB 4.5 04/01/25 CORP DEUTSCHE BANK AG 4.5% 010425

US25152R2X04 DB 3.125 01/13/21 CORP DEUTSCHE BANK AG 3.125% 130121

US25152R2Y86 DB 4.1 01/13/26 CORP DEUTSCHE BANK AG 4.1% 130126

US25152R5D13 DB 2.85 05/10/19 CORP DEUTSCHE BANK AG 2.85% 100519

US25152R5F60 DB 3.375 05/12/21 CORP DEUTSCHE BANK AG 3.375% 120521

US268648AN20 EMC 3.375 06/01/23 CORP EMC CORP/MA 3.375% 010623

US268648AQ50 EMC 2.65 06/01/20 CORP EMC CORP/MA 2.65% 010620

US302154BS76 EIBKOR 2.25 01/21/20 CORP EXP-IMP BK KOREA 2.25% 210120

US37247DAK28 GENWORTH HOLDING GNW 6.515 05/22/18

CORP

GENWORTH HOLDINGS INC6.515% 220518

US38141GRD87 GOLDMAN SACHS GP GS 3.625 01/22/23 CORP GOLDMAN SACHS GRP INC3.625% 220123

US38145XAA19 GOLDMAN SACHS GP GS 2.625 01/31/19 GOLDMAN SACHS GRP INC 2.625%310119

US38148FAB58 GS 2.55 10/23/19 CORP GOLDMAN SACHS GRP INC 2.55% 231019

US404280AP48 HSBC HOLDINGS HSBC 4.25 03/14/24 CORP HSBC HOLDINGS PLC 4.25% 140324

US404280AS86 HSBC HOLDINGS HSBC VAR 6.375 12/29/49

CORP (Coco)

HSBC HOLDINGS PLC 6.375% 291249

US404280AU33 HSBC HOLDINGS HSBC 4.25 08/18/25 CORP HSBC HOLDINGS PLC 4.25% 180825

US404280AV16 HSBC 3.4 03/08/21 CORP HSBC HOLDINGS PLC 3.4% 080321

US404280AZ20 HSBC FLOAT 05/25/21 CORP HSBC HOLDINGS PLC FRN 250521

US404280BA69 HSBC 3.6 05/25/23 CORP HSBC HOLDINGS PLC 3.6% 250523

US404280BB43 HSBC 3.9 05/25/26 CORP HSBC HOLDINGS PLC 3.9% 250526

US428236BR31 HPQ 6 09/15/41/ CORP HP INC 6% 150941

US45580KAC27 INDU & COM BK NY ICBCAS 3.231 11/13/19

CORP

IND&COMM BK CHINA NY 3.231% 131119

US46625HJE18 JPMORGAN CHASE JPM 3.25 09/23/22 CORP JPMORGAN CHASE & CO 3.25% 230922

US46625HJH49 JPMORGAN CHASE JPM 3.2 01/25/23 Corp JPMORGAN CHASE & CO 3.2% 250123

US48127HAA77 JPMORGAN CHASE JPM 2.2 10/22/19 CORP JPMORGAN CHASE & CO 2.2% 221019

US500630CE66 KDB 2.25 05/18/20 CORP KOREA DEVELOPMENT BANK 2.25%180520

US50074KAA97 KCRC 5.125 05/20/19 CORP KOWLOON-CANTON RAIL 5.125% 200519

US539439AE93 LLOYDS BANKING LLOYDS 6.657 VAR

01/29/49 Corp

LLOYDS BK GRP 6.657% 290149-REGS

US55608KAA34 MACQUARIE GROUP MQGAU 7.625 08/19 MACQUARIE GRP LTD7.625% 130819-REG

US55608KAD72 MACQUARIE GROUP MQGAU 6.25 01/21 MACQUARIE GROUP LTD 6.25% 140121

Page 17: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

US55608YAB11 MACQUARIE BK LTD MQGAU 4.875 06/10/25

CORP

MACQUARIE BANK 4.875% 100625-REGS

US61747WAF68 MORGAN STANLEY MS 5.75 01/25/21 MORGAN STANLEY 5.75% 250121

US61761JZN26 MORGAN STANLEY MS 3.95 04/23/27 CORP MORGAN STANLEY 3.95% 230427

US71645WAH43 PETROBRAS GLOB PETBRA 8.375 12/10/18

Corp

PETROBRAS INTL FIN 8.375% 101218

US71645WAL54 PETROBRAS INTL PETBRA 6.125 10/06/16

CORP

PETROBRAS GLOBAL FIN 6.125% 061016

US71645WAR25 PETROBRAS INTL PETBRA 5.375 01/27/21

CORP

PETROBRAS INTL FIN CO5.375% 270121

US71645WAU53 PETROBRAS INTL PETBRA 3.5 02/06/17 CORP PETROBRAS INTL FIN CO 3.5% 060217

US71647NAM11 PETROBRAS PETBRA 6.25 03/17/24 CORP PETROBRAS GLOBAL FIN 6.25% 170324

US71654QBJ04 PEMEX 3.5 07/18/18 CORP PETROLEOS MEXICANOS 3.5% 180718

US71654QBU58 PEMEX 3.5 07/23/20 CORP PETROLEOS MEXICANOS 3.5% 230720

US71654QBV32 PEMEX 4.25 01/15/25 CORP PETROLEOS MEXICANOS 4.25% 150125

US780082AD52 RY 4.65 01/27/26 CORP ROYAL BANK OF CANADA 4.65% 270126

US780097AW11 ROYAL BK SCOTLND RBS 6.4 10/21/19 ROYAL BK OF SCOTLAND GP 6.4%211019

US780099CH81 RBS 5.125 05/28/24 CORP ROYAL BK SCOTLND GRP 5.125% 280524

US86562MAE03 SUMIBK 2.058 07/14/21 CORP SUMITOMO MITSUI 2.058% 140721-5XFD

US88032XAB01 TENCENT HOLDINGS TENCENT 3.375

05/02/19 CORP

TENCENT HLDGS LTD 3.375%020519-REG

US89346DAF42 TACN 4.5 11/15/22 CORP TRANSALTA CORP 4.5% 151122

US89356BAA61 TRPCN 5.625 05/20/75 CORP TRANSCANADA TRUST 5.625% 200575

US91086QBA58 MEX 3.625 03/15/22 Corp UNITED MEXICAN STATES 3.625%150322

US912810RF75 TII 1.375 02/15/44 GOVT US TREASURY INFL INDX1.375% 150244

US912828B667 T 2.75 02/15/24 GOVT US TREASURY N/B 2.75% 150224

US912909AF50 X 7.375 04/01/20 Corp UNITED STATES STEEL 7.375% 010420

USF1058YHX97 BNP PARIBAS BNP VAR 06/29/49 BNP PARIBAS 7.195% 290649

USF11494AA36 BPCGP VAR 49-19 BPCE SA 12.5% 290849-REGS

USF1R15XK367 BNP Paribas BNP 7.375 12/31/49 Corp (CoCo) BNP PARIBAS 7.375% 291249

USF1R15XK441 BNP 7.625 12/29/49 CORP (CoCo) BNP PARIBAS 7.625% 291249-REGS

USF1R15XK516 BNP 4.375 05/12/26 CORP BNP PARIBAS 4.375% 120526-REGS

USF22797RT78 CRED AGRICOLE SA ACAFP 7.875 01/29/49

CORP (CoCo)

CREDIT AGRICOLE 7.875% 290149-REGS

USF2893TAF33 ELEC DE FRANCE EDF Var 5.25 12/29/49 Corp ELECTRICITE DE FR5.25% 291249-REGS

USF2R125AC99 CRED AGRICOLE SA ACAFP 4.375 03/17/25

Corp

CREDIT AGRICOLE 4.375% 170325-REGS

USF2R125CD54 ACAFP 8.125 12/29/49 CORP (CoCo) CREDIT AGRICOLE 8.125%291249-REGS

USF43628B413 SOCGEN 8 09/29/49 CORP (COCO) SOCIETE GENERALE 8% 291249-REGS

USF8586CBS01 SOCGEN 4.75 11/24/25 CORP SOCIETE GENERALE 4.75% 241125-REGS

USF8586CRW49 SOCIETE GENERALE SOCGEN 7.875 12/29/49

CORP (CoCo)

SOCIETE GENERALE7.875% 291249-REGS

USF8586CXG25 SOCIETE GENERALE SOCGEN 6 VAR 12/31/49

CORP (Coco)

SOCIETE GENERALE 6% 311249-REGS

USG1315RAC54 BRASKM 7.375 10/29/49 Corp BRASKEM FIN LTD7.375% 291049-REGS

USG21184AA79 CHINA CINDA 2015 CCAMCL 3.125 04/23/20

CORP

CHINA CINDA FIN 3.125% 230420-REGS

USG21184AB52 CHINA CINDA 2015 CCAMCL 4.25 04/23/25

Corp

CHINA CINDA FIN 4.25% 230425-REGS

USG6501MAA39 NEXTHK 5.875 11/15/21 CORP NEXTEER AUTO GRP5.875% 151121-REGS

USG8185TAB55 SINOCHEM OVERSEA SINOCH 6.3 11/12/40 SINOCHEM CORP 6.3% 121140-REGS

Page 18: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

CORP

USG8200QAC09 SINOPEC GRP OVER SINOPE 5.375 10/17/43

CORP

SINOPEC GRP 2013 5.375%171043-REGS

USG8200TAD21 SINOPE 3.5 05/03/26 Corp SINOPEC GRP OVERSEAS3.5%030526-REG

USG84228CE61 STANDARD CHART STANLN 6.5 12/29/49

CORP (CoCo)

STANDARD CHARTERD 6.5% 291249-REGS

USG8449VAA47 CHGRID 1.75 05/22/18 Corp STATE GRID OVER 1.75% 220518-REGS

USG87572AD85 TENCENT HOLDINGS LTD TENCNT 3.375

03/05/18 CORP

TENCENT HOLDINGS 3.375%050318-REGS

USG91703AK72 UBS 4.125 04/15/26 Corp UBS GRP FUNDING 4.125% 150426-REGS

USG9844KAA72 YINGDZ 8.125 04/22/18 CORP YINGDE GASES INV 8.125%220418-REGS

USG9844KAB55 YINGDE GASES INV YINGDZ 7.25 02/28/20

CORP

YINGDE GASES INV 7.25% 280220-REGS

USJ54675AC78 NIPLF 4.7 01/20/46 Corp NIPPON LIFE INSUR 4.7% 200146-REGS

USJ75963AU23 SOFTBK 4.5 04/15/20 CORP SOFTBANK CORP 4.5% 150420-REGS

USN54468AD05 MARFRIG HLDG EUR MRFGBZ6 6.875

06/24/19 Corp

MARFRIG HLDG EUR B6.875%240619-REG

USP14486AA54 BNDES 6.369 06/16/18 CORP BANCO NAC DE DESEN EC6.369% 160618

USP14486AK37 BNDES 4 04/14/19 Corp BANCO NAC DE DESEN 4% 140419-REGS

USP1905CAD22 BRFSBZ 3.95 05/22/23 Corp BRF SA 3.95% 220523-REGS

USP22854AF31 ELEBRA 6.875 07/30/19 CORP CENT ELECT BRASIL 6.875% 300719

USP22854AG14 ELEBRA 5.75 10/27/21 Corp CENT ELET BRASILEIRAS 5.75% 271021

USP3772WAA01 BANCO BRASL (CI) BANBRA VAR 8.5 10/29/49

CORP

BANCO DO BRASIL CAY8.5%291049-REGS

USQ0426RNB07 ANZ 4.5 03/19/24 CORP AUST & NZ BANKING 4.5% 190324-REGS

USQ0426RND62 ANZ 4.4 05/19/26 CORP AUST & NZ BANKING 4.4% 190526-REGS

USQ0560UAB37 AIOAU 4.625 09/23/20 Corp ASCIANO FINANCE 4.625% 230920-REGS

USU42832AH59 HPE 4.9 10/15/25 CORP HP ENTERPRISE CO 4.9% 151025-REGS

USU5933LAC55 MU 5.25 08/01/23 CORP MICRON TECHNOLOGY 5.25%010823-REG

USY0646EAR37 BANK OF CEYLON BAKCEY 6.875 05/03/17

CORP

BANK OF CEYLON 6.875% 030517-REGS

USY39656AC06 ICBCAS 4.875 09/21/25 Corp IND & COMM BK OF CHINA 4.875%-REGS

USY3R559AE22 ICBCIL 2.6 11/13/18 CORP ICBCIL FIN CO LTD 2.6% 131118-REGS

USY3R559AF96 ICBCIL 3.2 11/10/20 CORP ICBCIL FIN CO LTD 3.2% 101120-REGS

USY7083VAB54 PSALM 7.25 05/27/19 Corp POWER SECT ASSETS & LI 7.25%270519

USY8162BAH88 STATSP 8.5 11/24/20 CORP STATS CHIPPAC LTD 8.5% 241120-REGS

USY81636AC94 ST BK INDIA/LON SBIIN 3.25 04/18/18 CORP STATE BK INDIA/LON3.25%180418-REGS

USY9896RAB79 ZOOMLION HK SPV ZOOMLI 6.125 12/20/22

CORP

ZOOMLION HK SPV 6.125% 201222-REGS

XS0347918723 NATL AUSTR BK NY NAB VAR 09/29/49 NATIONAL AUST BANK FRN 240949

XS0508012092 CHINA OVRSEA FIN CHIOLI 5.5 11/10/20

CORP

CHINA OVERSEAS FINANCE 5.5% 101120

XS0548633659 VTB BANK VTB 6.551 10/13/20 CORP VTB CAPITAL SA 6.551% 131020-REGS

XS0579851949 ESKOM ESKOM 5.75 01/26/21 CORP ESKOM HLDGS SOC 5.75% 260121-REGS

XS0742380412 SBERBANK SBERRU 4.95 02/07/17 CORP SBERBANK(SB CAP SA)4.95%070217-REG

XS0747231362 UBS 7.25 02/22/22 (CoCo) UBS AG JERSEY BRANCH 7.25% 220222

XS0767140022 RWE AG RWE 7 10/12/72 CORP RWE AG 7% 121072

XS0772509484 VTB BANK OJSC VIA VTB CAPITAL SA VTB 6

04/12/17 CORP

VTB BANK (VTB CAP) 6% 120417-REGS

XS0803659340 STANLN 4 07/12/22 CORP STANDARD CHARTERED PLC 4% 120722

XS0810596832 VTB BANK VTB 9.5 12/29/49 Corp VTB BK(VTB EURASIA)9.5%291249-REGS

Page 19: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

XS0836299320 ERSTE GROUP ERSTBK 6.375 03/28/2023 Corp ERSTE GRP BK AG 6.375% 280323-EMTN

XS0842078536 VTB BANK VTB 6.95 10/17/22 Corp VTB CAPITAL SA 6.95% 171022-REGS

XS0848530977 SBERBANK SBERRU 5.125 10/29/22 Corp SBERBANK (SB CAP)5.125%291022-REGS

XS0867614595 SOCIETE GENERALE SOCGEN 8.25 11/29/49

CORP (CoCo)

SOCIETE GENERALE 8.25% 291149-EMTN

XS0873630742 PRUDENTIAL PLC PRUFIN 5.25 12/31/49

Corp

PRUDENTIAL PLC 5.25% 290349-EMTN

XS0874014722 STANDARD CHART STANLN 3.95 01/11/23

CORP

STANDARD CHARTERED3.95%110123-REGS

XS0876682666 AXA SA AXASA 5.5 07/29/49 CORP AXA SA 5.5% 290749-EMTN

XS0896113007 ABERDEEN ASSET ADNLN 7 03/29/2049 CORP ABERDEEN ASSET MGMT 7% 290349

XS0918200998 TRAFIGURA BEHEER TRAFIG VAR 7.625

10/29/49

TRAFIGURA BEHEER BV 7.625% 291049

XS0919401751 La Mondiale Subordinated USD Perpetual Bond LA MONDIALE 7.625% 290449

XS0958072240 ESKOM HOLDINGS LIMITED ESKOM 6.75

08/06/23 CORP

ESKOM HLDGS LTD 6.75% 060823-REGS

XS0969864916 STANDARD CHART STANLN 5.2 01/26/24

CORP

STANDARD CHARTERED5.2%260124-REGS

XS0972645112 EURASIAN DEV EURDEV 5 09/26/20 CORP EURASIAN DEV BAN 5% 260920-REGS

XS0979772596 CHINA TAIPING NE CTIH 6 10/18/23 CORP CHINA TAIPING NEW HORIZO 6% 181023

XS0985567881 CHINA OVERSEA FI CHIOLI 6.375 10/29/2043 CHINA OVERSEAS FIN KY 6.375%291043

XS1001851994 BAO-TRANS SBSG 3.75 12/12/18 CORP BAO-TRANS ENTERPR 3.75%121218-REGS

XS1017786143 CH SHOP OVER FIN CHSHIP 4.25 01/28/19

CORP

CHINA SHIP OVERSEAS FIN4.25%280119

XS1019652368 WHARF FINANCE 3.5 01/23/19 CORP WHARF FINANCE LTD 3.5% 230119-EMTN

XS1022157611 CHALCO HK INV CO CHALUM 6.25 04/29/49

Corp

CHALCO HK INVESTMENT 6.25% 290449

XS1023280271 WANDA PROPERTIES DALWAN 7.25 01/29/24

CORP

WANDA COM PROP GRP CO 7.25% 290124

XS1038640972 Chalieco Hong Kong Corp CHALUM 6.875

08/29/49

CHALIECO HONG KONG 6.875% 290849

XS1039273740 CHINA RES LAND CRHZCH 4.375 02/27/19

Corp

CHINA RESOURCES 4.375% 270219-EMTN

XS1055787680 NORDDEUTSCHE L/B NDB 6.25 04/10/24 CORP NORDDEUTSCHE LANDES6.25%100424-REG

XS1071551474 DEUTSCHE BANK AG DB VAR6.25 05/29/49

CORP (CoCo)

DEUTSCHE BANK AG 6.25% 290549

XS1076957700 CREDIT SUISSE CS 6.25 VAR 12/29/49 Corp

(CoCo)

CREDIT SUISSE GRP 6.25%291249-REGS

XS1081333921 CHINA HONGQIAO HONGQI 7.625 06/26/17

CORP

CHINA HONGQIAO GP7.625%260617-REGS

XS1089194341 CRCC YUPENG RLCONS VAR 3.95 02/28/49

CORP

CRCC YUPENG LTD 3.95% 280249

XS1104029027 CHARM LIGHT I CHRLGT 3.75 09/03/19 CHARMING LIGHT INV3.75%030919-EMTN

XS1104029290 ORIEAS 5 09/03/24 CORP CHARMING LIGHT INV 5% 030924-EMTN

XS1121907676 TATA MOTORS LTD TTMTIN 4.625 04/30/20

CORP

TATA MOTORS LTD 4.625% 300420

XS1130968453 CITIC SEN FIN MT CITICS 3.5 10/30/19 CORP CITIC SECURITIES FIN 3.5% 301019

XS1132375897 CHINA OIL CHIOIL 5 05/07/20 CORP CHINA OIL AND GAS GROUP 5% 070520

XS1144495808 QBE INSURANCE QBEAU 6.75 12/02/44 CORP QBE INSURANCE GRP LTD 6.75% 021244

XS1144953442 CENTRAL PLAZA DE BJCAPT VAR 7.125

12/02/49 CORP

CENTRAL PLAZA DEVT 7.125% 021249

Page 20: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

XS1164776020 COUNTRY GARDEN COGARD 7.5 03/09/20

CORP

COUNTRY GARDEN HLDG 7.5% 090320

XS1165658896 HUARONG FIN II HRAM 3.5 01/16/18 CORP HUARONG FIN II 3.5% 160118-EMTN

XS1165659357 HUARONG FIN II HRAM 4.5 01/16/20 CORP HUARONG FIN II 4.5% 160120-REGS

XS1165659514 HUARONG FIN II HRAM 5.5 01/16/25 CORP HUARONG FIN II 5.5% 160125-EMTN

XS1170096454 HAITONG 2015 HTISEC 4.2 07/29/20 CORP HAITONG INTL FIN 2015 4.2% 290720

XS1171484832 HK INT'L QINGDAO QDCCIZ 4.75 02/12/20

CORP

HONG KONG INTL QINGDAO4.75% 120220

XS1172051424 BAOSTEEL FIN 201 SBSG 3.875 01/28/20 CORP BAOSTEEL FIN 2015 PTY3.875% 280120

XS1202242712 ICBCIL FINANCE ICBCAS 3.25 03/17/20 CORP ICBCIL FINANCE CO LTD 3.25% 170320

XS1202321698 GRAND CHINA AIR GRCHAR 5.5 04/17/17

CORP

GRAND CHINA AIR HK 5.5% 170417

XS1207354546 BEICAP 2.875 04/01/18/ CORP BEIJING CAP POLARIS 2.875% 010418

XS1214406792 FORCAY 3.375 04/22/25 CORP FORMOSA GRP CAYMAN 3.375% 220425

XS1214407410 CCCI TREASURE CHCOMU VAR 3.5 12/29/49

CORP

CCCI TREASURE LTD 3.5% 291249

XS1216623022 RELIANCE COMM RCOMIN 6.5 11/06/20 CORP RELIANCE COMMUNICATION 6.5% 061120

XS1218231105 GLOBAL PRIME CAP BSDEIJ 6.75 04/27/20

CORP

GLOBAL PRIME CAPITAL 6.75% 270420

XS1219965297 CENTRAL CHINA CENCHI 8.75 01/23/21 CORP CENTRAL CHINA REAL EST 8.75%230121

XS1225008538 AFRICA FINANCE AFRFIN 4.375 04/29/20

CORP

AFRICA FIN CORP 4.375% 290420-REGS

XS1237348070 ICBC DUBAI ICBCAS 2.625 05/26/20 CORP IND&COM BK CHN/DUBAI 2.625% 260520

XS1238157181 GARUDA ID SUKUK GARUDA 5.95 06/03/20

CORP

GARUDA ID GLOBAL SUKUK5.95% 030620

XS1242956966 PERSHING SQUARE PSHNA 5.5 07/15/22 Corp PERSHING SQUARE HLD5.5%150722-REGS

XS1243858815 COSMOS BOOM TONICI 0.5 06/23/20 CORP COSMOS BOOM INVSTM CB 0.5% 230620

XS1262602532 FUKOKU MUTUAL FUKOKU 5 12/29/49 Corp

PERP 2049

FUKOKU MUTUAL LIFE INS 5% 291249

XS1266660122 SOFTBK 6 07/30/25 CORP SOFTBANK GROUP CORP 6% 300725

XS1266660635 SOFTBANK GRP COR SOFTBK5.375 07/30/22

Corp

SOFTBANK GROUP CORP 5.375% 300722

XS1317967062 HRAM 2.875 11/19/18 CORP HUARONG FIN II 2.875% 191118-EMTN

XS1317967146 HRAM 3.75 11/19/20 CORP HUARONG FIN II 3.75% 191120-EMTN

XS1317967492 HRAM 5 11/19/25 CORP HUARONG FINANCE II 5% 191125-EMTN

XS1318014831 NWDEVL 4.375 11/30/22 CORP NWD MTN LTD 4.375% 301122-EMTN

XS1329519265 TSINGH 5.25 12/10/18 CORP UNIGROUP INTERNATIONAL5.25% 101218

XS1331758737 HONAIR 6.9 01/20/19 CORP BLUE SKY FLIERS CO LTD 6.9% 200119

XS1350670839 BOAD 5.5 05/06/21 Corp BANQUE QUEST AFRICAI5.5%060521-REG

XS1395052639 STANLN 4.05 04/12/26 CORP STAND CHART PLC 4.05% 120426-REGS

XS1415758991 DEGREE 7.25 06/03/21 CORP 361 DEGREES INTL 7.25% 030621

XS1422785375 HRAM 3.25 06/03/21 CORP HUARONG FINANCE II 3.25% 030621

XS1422790615 HRAM 4.625 06/03/26 CORP HUARONG FINANCE II 4.625% 030626

XS1423709309 MIDEAZ 2.375 06/03/19 Corp MIDEA INVST DEVELOP 2.375% 030619

XS1423722823 QBEAU 5.875 06/17/46 CORP QBE INSURANCE GRP LTD5.875% 170646

XS1426796394 TJNCON 2.75 06/15/19 Corp TIANJIN CITY CONSTRUCT 2.75%150619

XS1426796477 PRUFIN 5.25 12/29/49 CORP PRUDENTIAL PLC 5.25% 291249-EMTN

XS1435072464 TAQAUH 4.375 06/22//26 CORP ABU DHABI NAT ENE4.375% 220626-REG

XS0725257017 RABOBANK RABOBK 6.7 01/30/17 Corp RABOBANK NEDERLAND6.7% 300117-EMTN

XS0957736480 EIB 7.5 01/30/19 CORP EUROPEAN INVEST BK 7.5%300119-EMTN

XS1072624072 EIB 8.25 09/13/21 CORP EUROPEAN INV BK 8.25% 130921-S1431

Page 21: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

ZAG000030396 REP SOUTH AFRICA SAGB 6.75 03/31/21 #R208

CORP

REP OF SOUTH AFRIC6.75%310321-R208

ZAG000096165 REP SOUTH AFRICA SAGB 7.75 02/28/23 #2023

CORP

REP OF SOUTH AFR 7.75% 280223-2023

 

<股票>

ISIN Code 調整前英文名稱 調整後英文名稱

AU000000ANZ3 AUST AND NZ BANKING GROUP AUSTRALIA & NEW ZEALAND BANKING GP

AU000000BHP4 BHP BILLITON LTD BHP BILLITON LIMITED (AUD)

AU000000BSL0 BLUESCOPE STEEL LTD BLUESCOPE STEEL LIMITED

AU000000NAB4 NATIONAL AUSTRALIA BANK LTD NATIONAL AUSTRALIA BANK LIMITED

FR0000045072 CREDIT AGRICOLE SA CREDIT AGRICOLE S.A.

LU0569974404 APERAM APERAM SA

DE000BAY0017 BAYER AG-REG BAYER AG

DE0005190003 BAYERISCHE MOTOREN WERKE (BMW) AG BAYERISCHE MOTOREN WERKE AG

DE0007100000 DAIMLER AG-REGISTERED SHARES DAIMLER AG

DE0005140008 DEUTSCHE BANK AG-REGISTERED DEUTSCHE BANK AG-REG

FR0010208488 ENGIE ENGIE

DE000ENAG999 E ON SE E.ON SE

FR0000130809 SOCIETE GENERALE SA SOCIETE GENERALE

NL0000303600 ING GROEP NV CVA ING GROEP NV-CVA

FR0000121014 LVMH MOET HENNESSY LOUIS VUITTON

SE LVMH (MOET-HENNESSY LV)

DE0007664039 VOLKSWAGEN AG-PFD VOLKSWAGEN AG PREF SHS

GB0001602944 CML MICROSYSTEMS PLC CML MICROSYSTEMS PLC

GB0004082847 STANDARD CHARTERED PLC STANDARD CHARTERED PLC (GBP)

CNE100000981 CHINA RAILWAY CONSTRUCTION

CORPORATION LIMITED CHINA RAILWAY CONSTRUCTION CORPN

HK0012000102 HENDERSON LAND DEVELOPMENT HENDERSON LAND DEVELOPMENT CO LTD

CNE100000Q43 AGRICULTURAL BANK OF CHINA H AGRICULTURAL BANK OF CHINA

CNE1000003G1 IND & COMM BK OF CHINA-H INDUSTRIAL &COMMERCIAL BK OF CHINA

HK0016000132 SUN HUNG KAI PROPERTIES SUN HUNG KAI PROPERTIES LIMITED

CNE100000BG0 CRRC CORP LTD-H CRRC CORP LTD-H

KYG7800X1079 SANDS CHINA LTD SANDS CHINA LIMITED

KYG2830J1031 DAPHNE INTERNATIONAL HOLDING DAPHNE INTERNATIONAL HOLDINGS LTD

CNE1000003X6 PING AN INSURANCE GROUP CO-H PING AN INSURANCE (GP) CO OF CHINA

HK2388011192 BOC HONK KONG HOLDINGS LTD BOC HONG KONG (HOLDINGS) LIMITED

CNE1000002L3 CHINA LIFE INSURANCE CO-H CHINA LIFE INSURANCE CO. LIMITED-H

KYG525681477 KINGDEE INTERNATIONAL SFTWR KINGDEE INTL SOFTWARE GROUP CO LTD

HK0027032686 GALAXY ENTERTAINMENT GROUP

LIMITED GALAXY ENTERTAINMENT GROUP LTD

HK0000227089 WILLIE INTERNATIONAL HOLDING MASON FINANCIAL HOLDINGS LIMITED

KYG216771363 CHINA STATE CONSTRUCTION

INTERNATIONAL HOLDINGS LTD CHINA STATE CONSTRUCTION INTL HLDG

CNE100000361 Guang Dong Yueyun Transportation Company

Limited GUANGDONG YUEYUN TRANSPORT CO-H

CNE1000002Q2 CHINA PETROLEJM & CHEMICAL-H CHINA PETROLEUM & CHEM-H (0386.HK)

HK0388045442 HONG KONG EXCHANGES & CLEAR HONG KONG EXCHANGES & CLEARING

LTD

KYG5264Y1089 KINGSOFT CORP LTD KINGSOFT CORPORATION LTD

Page 22: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

CNE1000001Z5 BANK OF CHINA LTD-H BANK OF CHINA LIMITED

HK0004000045 WHARF HOLDINGS LTD WHARF HOLDINGS LIMITED

KYG982971072 XIABUXIABU CATERING MANAGEMENT

CHINA HOLDINGS CO LTD

XIABU XIABU CATERING MANAGEMENT

CO

BMG219A21111 CINDERELLA MEDIA GROUP LTD CINDERELLA MEDIA GROUP LTD

CNE1000016V2 CITIC SECURITIES CO LTD - H CITIC SECURITIES CO LTD-H

HK0604011236 SHENZHEN INVESTMENT LTD SHENZHEN INVESTMENT LIMITED

KYG875721634 TENCENT HOLDINGS LTD TENCENT HOLDINGS LIMITED

KYG931751005 VALUE PARTNERS GROUP LTD VALUE PARTNERS GROUP LIMITED

KYG810431042 SHIMAO PROPERTY HOLDINGS LTD SHIMAO PROPERTY HOLDINGS LIMITED

CNE100001F60 HUADIAN FUXIN ENERGY CORP H HUADIAN FUXIN ENERGY CORP LTD-H

KYG5975A1004 MELCOLOT LTD MELCOLOT LIMITED

CNE1000003W8 PETROCHINA CO LTD H PETROCHINA COMPANY LIMITED

HK0883013259 CNOOC LTD CNOOC LIMITED

CNE1000002H1 CHINA CONSTRUCTION BANK CORP CHINA CONSTRUCTION BANK-H

HK0992009065 LENOVO GROUP LTD LENOVO GROUP LIMITED

JP3381000003 NIPPON STEEL SUMITOMO METAL NIPPON STEEL & SUMITOMO METAL CORP

JP3756350009 NUFLARE TECHNOLOGY INC NUFLARE TECHNOLOGY INC

JP3304200003 KOMATSU LTD KOMATSU LTD

JP3592200004 TOSHIBA CORP TOSHIBA CORPORATION

JP3866800000 PANASONIC CORP PANASONIC CORPORATION

JP3359600008 SHARP CORPORATION SHARP CORPORATION

JP3435000009 SONY CORP SONY CORPORATION

JP3802400006 FANUC LTD FANUC CORPORATION

JP3633400001 TOYOTA MOTOR CORP TOYOTA MOTOR CORPORATION

JP3899800001 MITSUBISHI MOTORS CORP. MITSUBISHI MOTORS CORPORATION

JP3890350006 SUMITOMO MITSUI FINANCIAL GR SUMITOMO MITSUI FIN GROUP INC

JP3762600009 NOMURA HOLDINGS INC NOMURA HOLDINGS INC

JP3436100006 SOFTBANK CORP SOFTBANK GROUP CORP

TW0001303006 NAN YA PLASTICS CORP NAN YA PLASTIC CORPORATION

TW0001909000 LONG CHEN PAPER LONG CHEN PAPER CO LTD

TW0002303005 UNITED MICROELECTRONICS

CORPORATION UNITED MICROELECTRONICS CORP

TW0002312006 KINPO ELECTRONICS INC KINPO ELECTRONICS INC

TW0002317005 HON HAI PRECISION INDUSTRY HON HAI PRECISION INDUSTRY CO LTD

TW0002344009 WINBOND ELECTRONICS CORP WINBOND ELECTRONICS CORPORATION

TW0002448008 EPISTAR CORP EPISTAR CORPORATION

TW0002454006 MEDIATEK INC MEDIATEK INCORPORATION

TW0002498003 HTC CORP HTC CORPORATION

TW0002606001 U-MING MARINE TRANSPORT COR U-MING MARINE TRANSPORT CORPN

TW0003086005 WAYI INTERNATIONAL DIGITAL WAYI INTL DIGITAL ENTERTAINMENT CO

TW0003606000 NEOTECH PHOTOELECTRIC INC NEOTECH PHOTOELECTRIC INC

TW0003662003 XPEC ENTERTAINMENT INC XPEC ENTERTAINMENT INC

TW0003702007 WPG HOLDINGS CO LTD WPG HOLDINGS LTD

TW0004939004 ASIA ELECTRONIC MATERIALS CO LTD ASIA ELECTRONIC MATERIAL CO

KYG675291002 ON-BRIGHT ELECTRONICS INC ON-BRIGHT ELECTRONICS CO LTD

TW0006179005 ATE ENERGY INTERNATIONAL CO ACCUSYS INC

TW0006237001 C MEDIA ELECTRONICS INC C-MEDIA ELECTRONICS INC

TW0006290000 LONGWELL CO LONGWELL COMPANY

KYG3790U1040 GEM SERVICES INC TW GEM SERVICES INC

TW0008255001 ACTRON TECHNOLOGY CORP ACTRON TECHNOLOGY CORPORATION

Page 23: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

US0138171014 ALCOA INC. ALCOA INC

US02376R1023 AMERICAN AIRLINES GROUP INC AMERICAN AIRLINES GROUP INC

US0378331005 APPLE COMPUTER INC APPLE INC

US0116591092 ALASKA AIR GROUP INC ALASKA AIR GROUP INC

US0079031078 ADVANCED MICRO DEVICES ADVANCED MICRO DEVICES INC

US01609W1027 ALIBABA GROUP HOLDING LTD ALIBABA GROUP HLDG LTD

US0605051046 BANK OF AMERICA CORP BANK OF AMERICA CORPORATION

US0886061086 BHP BILLITON LTD - SPON ADR BHP BILLITON LIMITED-SPONS ADR

US0567521085 BAIDU INC - SPON ADR BAIDU.COM INC-ADR

US0846707026 BERKSHIRE HATHAWAY INC BERKSHIRE HATHAWAY INC-CL B

US1729674242 CITIGROUP CITIGROUP INC

US1510201049 CELGENE CORPORATION CELGENE CORPORATION

US1651671075 CHESAPEAKE ENERGY CORP CHESAPEAKE ENERGY CORPORATION

US14040H1059 CAPITAL ONE FINANCIAL CORP CAPITAL ONE FINANCIAL CORPORATION

DE0005140008 DEUTSCHE BANK AG-REGISTERED DEUTSCHE BANK AG-REG

US88554D2053 3D SYSTEMS CORP 3D SYSTEMS CORPORATION

MHY2109Q1272 DRYSHIPS INC DRYSHIPS INC

US29268T3005 Energy Focus Inc ENERGY FOCUS INC

US3453708600 FORD MOTOR CO FORD MOTOR COMPANY

US30303M1027 FACEBOOK INC FACEBOOK INC-A

US35671D8570 FREEPORT-MCMORAN COPPER FREEPORT-MCMORAN INC

US33812L1026 FITBIT INC A FITBIT INC-A

US42824C1099 HEWLETT PACKARD ENTERPRISE

COMPANY

HEWLETT PACKARD ENTERPRISE

COMPANY

US45866F1049 INTERCONTINENTAL EXCHANGE INC. INTERCONTINENTAL EXCHANGE INC

BMG2110R1144 CHIPMOS TECHNOLOGIES BERMUDA CHIPMOS TECHNOLOGIES (BERMUDA)LTD

US4601461035 INTERNATIONAL PAPER CO INTERNATIONAL PAPER COMPANY

US5324571083 ELI LILLY & CO ELI LILLY & COMPANY

US5398301094 LOCKHEED MARTIN CORP LOCKHEED MARTIN CORPORATION

US64110W1027 NETEASE INC ADR NETEASE.COM INC-ADR

US3682872078 GAZPROM PJSC-SPON ADR GAZPROM PJSC-SPON ADR

US71654V4086 PETROLEO BRASILEIRO S.A.-ADR PETROLEO BRASILEIRO SA-ADR

US73935X5757 POWERSHARES WATER RESOURCES POWERSHARES WATER RESOURCES PORT

US6934831099 POSCO SPON ADR POSCO-ADR

US70450Y1038 PAYPAL HOLDINGS INC PAYPAL HOLDINGS INC

US7475251036 QUALCOMM INC QUALCOMM INC

US8552441094 STARBUCKS CORP STARBUCKS CORPORATION

KYG814771047 SINA CORP/China SINA CORP

US84473L1052 SOUTH32 ADR SOUTH32 LIMITED-ADR

US9043111072 UNDER ARMOUR INC-CLASS A UNDER ARMOUR INC-A

US06739H3628 BARCLAYS BK PLC BACR 8.125 12/31/49 PFD BARCLAYS BANK PLC 8.125% 311249

US06739H7769 BACR 7.1 12/31/49 PFD BARCLAYS BANK PLC 7.1% 311249

US25150L1089 DB 8.05 12/31/49 PFD DB CONT CAP TRUST V 8.05% 311249

US25154A1088 DB CONT CAP TR III 7.6PCT PERP PRFD DB CONT CAP TRUST III 7.6% 311249

US4042808026 HSBC HOLDINGS (HSBC) 8% SERIES 2 HSBC HOLDINGS PLC 8% 311249

US7443206070 PRUDENTIAL FIN 5.7500% 12/15/52 Series PRUDENTIAL FIN INC 5.75% 151252

US91912E1055 VALE SA(CIA VALE DO RIO DOCE-ADR) VALE SA-SP ADR

US06742E7114 IPATH S&P 500 VIX S/T FU ETN IPATH S&P500 VIX S/T FUTURES ETN

US9497461015 WELLS FARGO N COMPANY WELLS FARGO & COMPANY

US9129091081 UNITED STATES STEEL CORP UNITED STATES STEEL CORPORATION

US30231G1022 EXXON MOBIL CORP EXXON MOBIL CORPORATION

Page 24: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

US3021041047 The ExOne Company THE EXONE COMPANY

US9843321061 YAHOO INC YAHOO! INC

US98426T1060 YY INC-ADR YY INC

US98933Q1085 ZELTIQ AESTHETICS INC ZELTIQ AESTHETICS INC

US98986T1088 ZYNGA INC. ZYNGA INC-CL A

DE0002635307 ISHARES STOXX EUROPE 600 DE ISHARES STOXX EUROPE 600 UCITS

HK2823028546 ISHARES FTSE/XINHUA A50 CHIN ISHARES FTSE A50 CHINA INDEX ETF

HK2827039002 WISE-CSI 300 CHINA TRACKER WISE-CSI 300 CHINA TRACKER-ETF

HK2828013055 HANG SENG H-SHARE INDEX ETF HANG SENG INVEST INDEX FUND H-SHS

HK0000123577 CHINAAMC CSI 300 IDX ETF-HKD CHINAAMC CSI 300 INDEX ETF

JP3027650005 NOMURA ETF-NIKKEI 225 NIKKEI 225 EXCHANGE TRADED FUND

TW0000061001 WISE-POLARIS CSI 300 FUND W.I.S.E. YUANTA/P-SHARES CSI 300

TW0000062074 FUH HWA CSI 300A SHARES ETF FUH HWA CSI 300 A SHARES ETF

TW00000632R5 YUANTA P SHRS TW T50 1X ETF YUANTA/P-SHS TAIWAN TOP50 1X BEAR

TW00000633L6 FUBON SSE180 LEV 2X IN ETF FUBON SSE180 LEV 2X INDEX ETF

TW00000637L7 YUANTA P SHRS CSI 300 2X ETF YUANTA/P-SH CSI 300 2X BULL ETF

US74347R2141 PROSHARES ULTRA NASDAQ

BIOTECHNOLOGY PROSHARES ULTRA NASDAQ BIOTECH

US25490K8696 DIREXION DAILY CSI 300 CHINA A SHARE

BULL 2X SHARES DIREXION DAILY CSI300 CH A SH BULL

US74348A5258 ULTRASHORT OIL &GAS PROSHARES PROSHARES ULTRASHORT OIL & GAS

US25490K2327 DIREXION DAILY GOLD MINERS I DIREXION DAILY GOLD MINERS BEAR 3X

US97717W8516 WISDOMTREE JAPAN HEDGED EQ WISDOMTREE JAPAN HEDGED EQUITY FD

US25459Y4706 DIREXION DLY EMG MKT BEAR 3X DIREXION EMERGING MKTS BEAR 3X SHS

US4642872349 ISHARES MSCI EMERGING MARKETS ETF ISHARES MSCI EMERGING MARKETS ETF

US25459W8881 DIREXION ENERGY BULL 3X DIREXION DAILY ENERGY BULL 3X-ETF

US4642868065 ISHARES MSCI GERMANY INDEX FUND ISHARES MSCI GERMANY ETF

US4642868487 ISHARES MSCI JAPAN INDEX FD ISHARES MSCI JAPAN ETF

US4642867315 ISHARES MSCI TAIWAN ETF ISHARES MSCI TAIWAN ETF

US4642867729 ISHARES MSCI SOUTH KOREA INDEX FUND ISHARES MSCI SOUTH KOREA CAPPED

US25490K5395 FINANCIAL BEAR 3X SHARES DIREXION DAILY FINANCIAL BEAR 3X

US78463V1070 STREETTRACKS GOLD TRUST SPDR GOLD TRUST-ETF (GLD UP)

US97717X7012 WISDOMTREE EUROPE HEDGED EQUITY

FUND

WISDOMTREE EUROPE HEDGED EQTY

FUND

US46434V6395 ISHARES CURRENCY HEDGED MSCI EMU

ETF ISHARES CURRENCY HEDGED MSCI EMU

US4642875565 ISHARES NASDAQ BIOTECH INDX ISHARES NASDAQ BIOTECHNOLOGY ETF

US06739F2911 IPATH MSCI INDIA INDEX ETN IPATH MSCI INDIA INDEX ETN-ETF

US25490K5700 DIREXION DAILY GOLD MINERS BULL 3X

SHARES DIREXION DAILY GOLD M IDX BULL 3X

US92189F7188 VANECK VECTORS OIL SERVICES ET VANECK VECTORS OIL SERVICE ETF

US06738C7864 IPATH GOLDMAN SACHS CRUDE IPATH S&P GSCI CRUDE OIL TOT RET

US4642885390 ISHARES MORTGAGE REAL ESTATE

CAPPED ETF ISHARES MORTGAGE REAL ESTATE CAP

US25490K2731 DIREXION RUSSIA BULL 3X DIREXION DAILY RUSSIA BULL 3X SHS

US74348A2107 PROSHARES SHORT RUSSELL 2000 PROSHARES SHORT RUSSELL 2000

US74347B3006 ULTRASHORT S&P500 PROSHARES PROSHARES ULTRASHORT S&P 500

US74347B4251 PROSHARES SHORT S&P 500 PROSHARES SHORT S&P500

US25459Y3716 DIREXION DAILY S&P 500 BEAR DIREXION DAILY S&P 500 BEAR 3X SHS

US74348A4186 PROSHARES ULTRAPRO SHORT QQQ ETF PROSHARES ULTRAPRO SHORT QQQ

US74347B2016 PROSHARES ULTRASHORT 20 + Y TR PROSHARES ULTRASHRT 20+YR TREASURY

Page 25: Security Name Comparison Table - BNP Paribas€¦ · 150721) xs1163304238 jpm eln ge.ibm.cof 02aug16 (ge3 150714) fcn jpm-cof/ge/ibm 6.7% 020816 xs1163304741 jpm eln met.cost.sbux

US22539T4233 VELOCITYSHARES 2X VIX SH-TRM VELOCITYSHARES DAILY 2X VIX SH TRM

US25490K5213 SMALL CAP BEAR 3X SHARES DIREXION DAILY SMALL CAP BEAR 3X

US91232N1081 UNITED STATES OIL FUND LP UNITED STATES OIL FUND LP-ETF

US22539T3169 VELOCITYSHARES 3X LONG CRUDE VELOCITYSHARES DAILY 3X LONG CRUDE

US22542D7957 VELOCITYSHARES DAILY INVERSE VIX

SHORT TERM ETN VELOCITYSHARES INV VIX SH-TM ETN

US81369Y5069 ENERGY SELECT SECTOR SPDR FUND ENERGY SELECT SECTOR SPDR FUND-ETF

US81369Y6059 FINANCIAL SELECT SECTOR SPDR FINANCIAL SELECT SECTOR SPDR FUND

US78464A7303 SPDR S&P OIL & GAP EXP & PR SPDR S&P OIL&GAS EXPLOR & PROD ETF

US25490K8365 DIREXION DAILY FTSE CHINA BEAR 3X

SHARES DIREXION DAILY FTSE CHINA BEAR 3X