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Co
lla
bo
rati
ve
Re
se
arc
h b
etw
ee
n B
usin
ess
an
d U
niv
ers
itie
s:
Th
e L
am
be
rt T
oo
lkit
8 Y
ea
rs O
n
Inte
llect
ual P
rop
erty
Offi
ce is
an
oper
atin
g na
me
of t
he P
aten
t O
ffice
20
13
/26
Researc
h c
om
mis
sio
ned
by t
he Inte
llectu
al P
rop
ert
y O
ffice,
and
carr
ied
out
by IP
Pra
gm
atics L
imited
by:
Ela
ine
Eg
gin
gto
n, R
uper
t O
sbo
rn a
nd C
laud
e K
apla
n
This
is a
n ind
ep
end
ent
rep
ort
co
mm
issio
ned
by t
he Inte
llectu
al P
rop
ert
y O
ffice (IP
O)
In c
olla
bo
ratio
n w
ith A
UR
IL,
CB
I, P
raxis
Unic
o &
TS
B
© C
row
n co
pyr
ight
201
3
ISB
N:
97
8-1
-90
89
08
-
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Pub
lished
by T
he Inte
llectu
al P
rop
ert
y O
ffice
8th M
ay 2
01
3
1 2
3 4
5 6
7 8
9 1
0
© C
row
n C
op
yri
gh
t 2
01
3
Yo
u m
ay r
e-u
se t
his
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rmatio
n (exclu
din
g lo
go
s)
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f charg
e in a
ny f
orm
at
or
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ium
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er
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s o
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e O
pen G
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ment
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ence.
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it h
ttp
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rchiv
es.g
ov.
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oc/o
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ww
w.ip
o.g
ov.
uk
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s :
The L
am
bert
To
olk
it 8
Years
On
An e
valu
atio
n o
f th
e im
pacts
arisin
g f
rom
the d
evelo
pm
ent
and
intr
od
uctio
n
of
the L
am
bert
mo
del ag
reem
ents
and
to
olk
it,
co
nd
ucte
d b
y IP
Pra
gm
atics
Ltd
o
n
behalf
of
the
Inte
llectu
al
Pro
pert
y
Offi
ce
in
co
llab
ora
tio
n
with
Asso
cia
tio
n
of
Univ
ers
ity
Resarc
h
and
In
dustr
y
Lin
ks
(AU
RIL
),
the
Co
nfe
dera
tio
n of
British In
dustr
y (C
BI),
P
raxis
Unic
o and
th
e Techno
log
y
Str
ate
gy B
oard
(TS
B)
May 2
013
Ela
ine E
gg
ing
ton, R
up
ert
Osb
orn
and
Cla
ud
e K
ap
lan
IP P
rag
matics L
imited
IP
Pra
gm
atics
(ww
w.ip
-pra
gm
atics.c
om
) is
a
sp
ecia
list
co
nsultancy
that
pro
vid
es a
rang
e o
f in
telle
ctu
al p
rop
ert
y m
anag
em
ent and
co
mm
erc
ialis
atio
n
serv
ices to a
ssis
t univ
ers
itie
s, g
overn
ment re
searc
h in
stitu
tes a
nd
co
mp
anie
s
to in
cre
ase th
eir co
mm
erc
ial
revenue fr
om
th
eir re
searc
h,
exp
ert
ise and
facili
ties.
The c
om
pany h
elp
s c
lients
to c
reate
and
realis
e v
alu
e f
rom
their
inte
llectu
al
pro
pert
y a
ssets
thro
ug
h t
he p
rovis
ion o
f in
teg
rate
d i
nte
llectu
al
pro
pert
y a
nd
busin
ess d
evelo
pm
ent serv
ices.
ela
ine.e
gg
ing
ton@
ip-p
rag
matics.c
om
156
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
3
Exec
utiv
e Su
mm
ary
The L
am
bert
to
olk
it is a
set
of
decis
ion t
oo
ls a
nd
sta
nd
ard
ag
reem
ents
desig
ned
to
im
pro
ve t
he
pro
cess o
f neg
otiating
co
llab
ora
tio
n a
gre
em
ents
betw
een researc
h e
sta
blis
hm
ents
and
busin
ess,
whic
h h
as b
een in p
lace s
ince 2
00
5.
The a
im w
as t
o p
rod
uce a
co
mp
rom
ise a
pp
roach t
hat
was
fair a
nd
bala
nced
, w
itho
ut
favo
uring
either
ind
ustr
y o
r univ
ers
ity inte
rests
, to
:
•
facili
tate
neg
otiatio
ns b
etw
een p
ote
ntial co
llab
ora
tors
•
red
uce t
he t
ime a
nd
effo
rt r
eq
uired
to
secure
ag
reem
ent
•
pro
vid
e e
xam
ple
s o
f b
est
pra
ctice
This
rep
ort
exam
ines w
heth
er th
e to
olk
it h
as a
chie
ved
these a
ims, b
ased
on e
vid
ence fro
m a
wid
e
sp
ectr
um
of p
ub
lic a
nd
private
org
anis
atio
ns c
olle
cte
d t
hro
ug
h a
n o
nlin
e s
urv
ey (2
56
resp
onses),
sup
ple
mente
d b
y in-d
ep
th inte
rvie
ws (4
8 o
rganis
atio
ns).
In
recent
years
, re
searc
h
co
llab
ora
tio
n
has
inte
nsifi
ed
. M
ore
th
an
half
the
univ
ers
itie
s
and
co
mp
anie
s s
urv
eyed
are
do
ing
mo
re o
ne-o
ff c
olla
bo
ratio
ns, m
ore
str
ate
gic
rela
tio
nship
s a
nd
mo
re
Euro
pean p
roje
cts
than in 2
00
5.
The L
am
bert
to
olk
it fo
rms just
one p
art
of a m
uch b
igg
er
shift
in
the inno
vatio
n e
nviro
nm
ent
betw
een b
usin
ess a
nd
the r
esearc
h b
ase o
ver
this
perio
d.
Kno
wle
dge
of t
he L
amb
ert t
oolk
it is
wel
l est
ablis
hed
in th
e re
sear
ch a
nd in
nova
tion
com
mun
ity.
Over
80
% o
f th
e r
esearc
h c
om
munity,
and
over
50
% o
f th
e c
om
panie
s s
urv
eyed
are
aw
are
of
it,
altho
ug
h S
ME
s s
eem
much less fam
iliar
with t
he r
eso
urc
e.
Alm
ost
70
% o
f th
e o
rganis
atio
ns t
hat
are
aw
are
of th
e L
am
bert
ap
pr o
ach h
ave u
sed
at le
ast so
me p
art
of th
e to
olk
it to
sup
po
rt d
iffere
nt
activitie
s,
but
only
3%
are
usin
g t
he a
gre
em
ents
unm
od
ified
. T
he t
oo
lkit i
s m
ost
suitab
le f
or
a
min
ority
of univ
ers
ity-b
usin
ess inte
ractio
ns, and
we e
stim
ate
that
less t
han 1
0 o
r 1
5%
by v
alu
e o
f
co
llab
ora
tive r
esearc
h b
etw
een u
niv
ers
itie
s a
nd
busin
ess in t
he U
K is b
ased
on a
Lam
bert
-lik
e
ag
reem
ent.
We a
lso
fo
und
that
the t
oo
lkit i
s n
ot
alw
ays u
sed
as a
co
here
nt
who
le,
but
with
diff
ere
nt
part
s u
sed
to
sup
po
rt d
iffere
nt
activitie
s.
Whe
re th
e ag
reem
ents
are
use
d, t
hey
are
ofte
n us
ed in
pra
ctic
e no
t as
a fir
st c
hoic
e, b
ut ra
ther
as
a c
omp
rom
ise
pos
ition
. O
f th
ose w
ho
have u
sed
so
me p
art
of
the t
oo
lkit,
35
% w
ould
pre
fer
to u
se a
Lam
bert
(o
r Lam
bert
-lik
e) ag
reem
ent and
will u
sually
sug
gest th
em
as their fi
rst cho
ice fo
r
a s
tart
ing
tem
pla
te, w
hile
55
% w
ill u
se t
hem
only
in c
ert
ain
circum
sta
nces o
r if
they a
re o
ffere
d b
y
a p
art
ner. R
esearc
h in
stitu
tio
ns a
re m
ost
likely
to
pro
po
se t
he t
oo
lkit, as la
rge c
om
panie
s s
tro
ng
ly
pre
fer
their o
wn a
gre
em
ents
but can b
e w
illin
g to
accep
t Lam
bert
as a
sta
rtin
g p
oin
t if
it is
offere
d.
Altho
ug
h m
ost o
rganis
atio
ns w
ould
rath
er use their o
wn s
tand
ard
ag
reem
ents
as their fi
rst cho
ice,
nearly 4
0%
of th
e S
ME
s in
the s
urv
ey d
o n
ot have a
ny tem
pla
tes fo
r re
searc
h c
olla
bo
ratio
ns a
t all.
4C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
The
tool
kit
is v
alue
d a
s a
good
sol
id f
ound
atio
n fo
r ne
gotia
tion,
a s
ourc
e of
cla
uses
tha
t ca
n he
lp r
esol
ve n
egot
iatio
n p
oint
s, a
nd a
n in
dep
end
ent
exem
pla
r of
a f
air
and
rea
sona
ble
ap
pro
ach,
and
its in
fluence there
fore
exte
nd
s m
uch m
or e
wid
ely
than s
imp
ly to
tho
se w
ho
use the
ag
reem
ents
unchang
ed
. A
lmo
st
80
% o
f th
ose w
ho
are
aw
are
of
the t
oo
lkit f
eel it s
imp
lifies t
he
pro
cess o
f co
nstr
ucting
co
ntr
acts
, and
pro
vid
es u
sefu
l in
form
atio
n a
nd
pre
ced
ents
, w
hils
t 7
0%
see it
as ind
ep
end
ent
and
neutr
al, a
nd
just
over
60
% a
gre
ed
that
it s
aves b
oth
tim
e a
nd
co
sts
of
neg
otiatio
n. T
ho
se w
ho
have u
sed
the t
oo
lkit a
re m
uch m
ore
lik
ely
to
ag
ree t
han t
ho
se w
ho
have
no
t. A
s a
tra
inin
g t
oo
l, it
can b
e u
sefu
l to
gain
insig
ht
into
the m
otivatio
ns o
f th
e o
ther
part
y o
r to
sup
po
rt a
neg
otiating
po
sitio
n.
Nevert
hele
ss,
ind
ustr
ial sup
po
rt f
or
the t
oo
lkit h
as b
een lackin
g -
larg
e c
om
panie
s a
re m
ore
lik
ely
to
vie
w t
he L
am
bert
ag
reem
ents
as b
iased
to
ward
s u
niv
ers
itie
s,
and
to
have a
mo
re n
eg
ative v
iew
of th
e p
ote
ntial b
enefit
s o
f th
e t
oo
lkit.
The
Lam
ber
t ap
pro
ach
can
iden
tify
wor
kab
le s
olut
ions
to
the
key
issu
es w
hich
aris
e fr
om
cont
rast
ing
univ
ersi
ty a
nd i
ndus
try
mis
sion
s an
d p
riorit
ies,
and
whic
h u
nd
erlie
so
me o
f th
e
reaso
ns that th
e a
gre
em
ents
are
no
t alw
ays c
ho
sen a
s a
sta
rtin
g p
oin
t. B
arr
iers
to
neg
otiatio
n that
are
cited
as s
till
imp
ort
ant
inclu
de v
alu
ing
IP
(fo
r alm
ost
80
% o
f th
e r
esp
ond
ents
), o
rganis
atio
nal
bure
aucra
cy in
bo
th c
om
panie
s a
nd
univ
ers
itie
s, and
lack o
f skills o
f th
e n
eg
otiato
rs o
n b
oth
sid
es
(ab
out
75
% o
f th
e r
esp
ond
ents
). I
P o
wners
hip
is o
ne d
ifficult issue,
and
is c
losely
lin
ked
to
the
develo
pm
ent
sta
ge o
f th
e t
echno
log
y. I
n r
ealit
y, o
wners
hip
is less im
po
rtant
than a
ccess r
ights
whic
h g
ive b
oth
part
ies the fre
ed
om
to
achie
ve their a
ims. P
ub
licatio
n is
ano
ther
are
a w
here
there
are
tensio
ns b
etw
een t
he t
imescale
s o
f univ
ers
itie
s a
nd
co
mp
anie
s.
Fin
ally
, lia
bilities,
ind
em
nitie
s
and
warr
anties a
re c
lauses that are
often c
halle
ng
ing
to
neg
otiate
, p
art
ly b
ecause u
niv
ers
itie
s a
nd
co
mp
anie
s h
ave v
ery
diff
ere
nt
ap
pro
aches t
o r
isk m
anag
em
ent.
Pos
sib
le im
pro
vem
ents
hav
e b
een
sugg
este
d f
or b
oth
the
tool
kit
and
the
ap
pro
ach
beh
ind
it.
The m
ost
co
mm
on r
eco
mm
end
atio
ns f
or
chang
e w
ere
to
bring
the a
gre
em
ents
up
-to
-date
, and
for
incre
ased
aw
are
ness a
nd
up
take.
Sho
win
g h
ow
the a
gre
em
ents
can b
e u
sed
to
assig
n m
or e
flexib
le IP
ow
ners
hip
, exp
loitatio
n rig
hts
and
use o
f th
e results c
ould
make the to
olk
it m
ore
rele
vant
to c
urr
ent
co
llab
ora
tive s
tyle
s w
hic
h s
hare
ow
ners
hip
, exp
ert
ise,
risk a
nd
rew
ard
. M
ore
than h
alf
of th
ose w
ho
have u
sed
Lam
bert
felt that a m
od
el a
gre
em
ent ap
pro
ach c
ould
be u
sefu
lly e
xte
nd
ed
to o
ther
typ
es o
f co
llab
ora
tio
n,
such a
s K
no
wle
dg
e T
ransfe
r P
art
ners
hip
s (K
TP
s), o
r g
overn
ment
fund
ed
re
searc
h,
whic
h is
m
ore
usually
co
nd
ucte
d as a p
rocure
ment
exerc
ise and
m
et
with
co
nsid
era
ble
fru
str
atio
n b
y u
niv
ers
itie
s.
It c
an a
lso
pro
ve u
sefu
l fo
r ag
reem
ents
with o
vers
eas
part
ners
, w
here
aw
are
ness is c
urr
ently lo
w. Fo
reig
n p
art
ners
are
often r
ecep
tive w
hen intr
od
uced
to t
he a
gre
em
ents
, p
art
icula
rly if th
ey a
re c
olla
bo
rating
in r
esearc
h w
ithin
the U
K fo
r th
e fi
rst
tim
e.
This
researc
h s
ug
gests
that
the L
am
bert
to
olk
it h
as h
ad
a p
ositiv
e influ
ence o
n s
om
e inno
vative
researc
h p
art
ners
hip
s b
etw
een U
K u
niv
ers
itie
s a
nd
busin
esses.
There
is s
co
pe t
o d
evelo
p t
hese
found
atio
ns t
hro
ug
h b
ett
er
co
mm
unic
atio
n o
f th
e b
est
use o
f th
e e
xis
ting
to
ols
, ta
rgeting
them
at
the o
rganis
atio
ns that need
them
the m
ost w
ith e
nd
ors
em
ent o
f th
eir b
enefit
in d
iffere
nt situatio
ns.
The L
am
bert
ap
pro
ach c
an h
ave v
alu
e a
cro
ss t
he r
ang
e o
f co
llab
ora
tive p
art
ners
, w
hile
SM
Es
seem
the m
ost lik
ely
to
benefit
but th
e le
ast lik
ely
to
kno
w a
bo
ut o
r use the to
olk
it. T
he to
olk
it c
an
pro
vid
e e
ffective s
up
po
rt n
ot
just
where
bo
th p
art
ies a
lread
y u
se it,
but
esp
ecia
lly if
one p
art
ner
has n
o s
tand
ard
ag
reem
ents
, o
r is
new
to
co
llab
ora
tive r
esearc
h,
or
if th
e p
art
ners
have n
ot
co
llab
ora
ted
befo
re.
Here
, th
e d
ecis
ion t
ree a
nd
outlin
e c
an h
elp
to
finalis
e t
he im
po
rtant
po
ints
mo
re e
asily
.
157
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
5
Co
nte
nts
Exe
cutiv
e S
umm
ary
3
Cha
pte
r 1
: Int
rod
uctio
n
9
Orig
ins -
the L
am
bert
revie
w
9
Develo
pm
ent
of
the t
oo
lkit
10
Co
mp
onents
of
the t
oo
lkit
1
1
Aim
s o
f th
e t
oo
lkit
1
2
Pre
vio
us e
valu
atio
ns
1
3
Our
ap
pro
ach
14
Evid
ence b
ase
14
Cha
pte
r 2
: Aw
aren
ess
and
ad
optio
n
15
Aw
are
ness
15
Web
site u
sag
e
16
Univ
ers
ity v
s ind
ustr
y
1
7
Rais
ing
aw
are
ness
1
9
Ad
op
tio
n
20
Ho
w m
any a
re u
sin
g t
he L
am
bert
to
olk
it?
2
0
Ho
w m
uch a
re t
hey u
sin
g t
he L
am
bert
to
olk
it?
24
Whic
h a
gre
em
ents
are
used
?
27
Altern
atives
32
6C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Cha
pte
r 3
: Ach
ieve
men
ts a
nd in
fluen
ce
35
Tim
e,
co
st
and
effo
rt
3
9
Imp
roved
neg
otiatio
n
4
6
Best
pra
ctice
47
End
ors
em
ent
49
Ed
ucatio
n
51
SM
E invo
lvem
ent
5
4
Imp
acts
and
influence
5
5
Cha
pte
r 4
: Per
cep
tions
and
att
itud
es
59
Barr
iers
to
neg
otiatio
n
6
0
Culture
62
Issues in IP
ow
ners
hip
64
Pub
licatio
n v
ers
us c
onfid
entialit
y
67
Lia
bili
ties,
ind
em
nitie
s a
nd
warr
anties
6
8
Influence o
f in
dustr
y s
ecto
r
6
8
Cha
pte
r 5
: Iss
ues
and
ap
plic
atio
ns
73
Fle
xib
ility
fo
r to
day’s
enviro
nm
ent
7
4
Up
dating
7
8
Exte
nsio
ns
79
Cre
ative u
se o
f m
od
ern
techno
log
y
79
Oth
er
ap
plic
atio
ns
8
0
Kno
wle
dg
e T
ransfe
r P
art
ners
hip
s
8
1
158
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
7
Go
vern
ment
82
Go
vern
ment
as a
fund
er
8
2
Go
vern
ment
as a
researc
h c
olla
bo
rato
r
84
Inte
rnatio
nal use
8
8
Cha
pte
r 6
: Con
clus
ions
91
Ap
pen
dix
1 :
Met
hod
olog
y
92
Evalu
atio
n c
halle
ng
es
9
5
Chang
ing
land
scap
e o
f kno
wle
dg
e t
ransfe
r
9
6
Ap
pen
dix
2 :
Sur
vey
que
stio
n ar
eas
97
159
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
9
Ch
ap
er
1:
Intr
od
uc
tio
n
Ori
gin
s -
the
Lam
ber
t re
view
The L
am
bert
to
olk
it is a
set
of d
ecis
ion t
oo
ls a
nd
sta
nd
ard
ag
reem
ents
desig
ned
to
im
pro
ve t
he
pro
cess
of
neg
otiating
co
llab
ora
tio
n
ag
reem
ents
b
etw
een
researc
h
esta
blis
hm
ents
and
busin
ess,
whic
h h
as b
een in p
lace s
ince 2
00
5.
It f
ollo
wed
an ind
ep
end
ent
revie
w o
f B
usin
ess-
Univ
ers
ity C
olla
bo
ratio
n1 c
arr
ied
out
in 2
00
3 b
y S
ir R
ichard
Lam
bert
, la
ter
Directo
r-G
enera
l o
f
the C
onfe
dera
tio
n o
f B
ritish I
nd
ustr
y (
CB
I).
He w
as t
asked
by t
he U
K g
overn
ment’s T
reasury
(HM
T) to
exp
lore
the o
pp
ort
unitie
s a
risin
g fro
m c
hang
es in
busin
ess R
&D
and
univ
ers
ity a
ttitud
es
to c
olla
bo
ratio
n,
and
to
hig
hlig
ht
successfu
l m
eth
od
s o
f co
llab
ora
tio
n b
etw
een u
niv
ers
itie
s a
nd
ind
ustr
y, inclu
din
g s
mall-
and
med
ium
-siz
ed
ente
rprises (
SM
Es). H
is r
evie
w m
ad
e a
num
ber
of
reco
mm
end
atio
ns to
help
shap
e p
olic
y in
this
are
a, and
tw
o o
f these led
directly to
the d
evelo
pm
ent
of th
e L
am
bert
to
olk
it a
nd
the L
am
bert
mo
del ag
reem
ents
.
Re
co
mm
en
da
tio
n 4
.1 f
rom
th
e L
am
be
rt R
evie
w o
f B
usin
ess-U
niv
ers
ity C
olla
bo
rati
on
The F
und
ing
Co
uncils
and
Researc
h C
ouncils
, in
co
nsultatio
n w
ith u
niv
ers
itie
s,
the C
BI
and
oth
er in
dustr
y g
roup
s, sho
uld
ag
ree a
pro
toco
l fo
r th
e o
wners
hip
of IP
in researc
h c
olla
bo
ratio
ns.
IP p
roto
co
l m
ain
featu
res:
•
The c
om
mo
n s
tart
ing
po
int
for
neg
otiatio
ns o
n r
esearc
h c
olla
bo
ratio
n t
erm
s s
ho
uld
be t
hat
univ
ers
itie
s o
wn a
ny r
esultin
g IP,
with ind
ustr
y f
ree t
o n
eg
otiate
lic
ence t
erm
s t
o e
xp
loit it.
•
But
if ind
ustr
y m
akes a
sig
nifi
cant
co
ntr
ibutio
n it
co
uld
ow
n t
he IP.
•
Who
ever
ow
ns t
he IP,
the f
ollo
win
g c
ond
itio
ns n
eed
to
be m
et:
1.
The u
niv
ers
ity is n
ot
restr
icte
d in its
futu
re r
esearc
h c
ap
ab
ility
.
2.
All
ap
plic
atio
ns o
f th
e IP
are
develo
ped
by t
he c
om
pany in a
tim
ely
manner.
3.
The s
ub
sta
ntive r
esults o
f th
e r
esearc
h a
re p
ub
lished
within
an a
gre
ed
perio
d.
•
On a
ll o
ther
term
s t
he p
roto
co
l sho
uld
reco
mm
end
flexib
ility
where
po
ssib
le t
o h
elp
ensure
that
the d
eal is
co
mp
lete
d.
•
The Fund
ing
C
ouncils
and
R
esearc
h C
ouncils
sho
uld
re
quire univ
ers
itie
s to
ap
ply
th
e
pro
toco
l in
researc
h c
olla
bo
ratio
ns invo
lvin
g f
und
ing
fro
m a
ny o
f th
e C
ouncils
.
1
Lam
bert
Revie
w o
f B
usin
ess-U
niv
ers
ity C
olla
bo
ratio
n,
Fin
al R
ep
ort
. D
ecem
ber
20
03
.
10C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Re
co
mm
en
da
tio
n 3
.5 f
rom
th
e L
am
be
rt R
evie
w o
f B
usin
ess-U
niv
ers
ity C
olla
bo
rati
on
The A
sso
cia
tio
n f
or
Univ
ers
ity R
esearc
h &
Ind
ustr
y L
inks (
AU
RIL
), t
he C
onfe
dera
tio
n o
f B
ritish
Ind
ustr
y (C
BI) and
th
e S
mall
Busin
ess S
erv
ice (S
BS
) sho
uld
p
rod
uce a sm
all
set
of
mo
del
researc
h c
olla
bo
ratio
n c
ontr
acts
, fo
r vo
lunta
ry u
se b
y ind
ustr
y a
nd
univ
ers
itie
s.
•
A r
ang
e o
f m
od
el ag
reem
ents
sho
uld
be d
evelo
ped
, sett
ing
out
vario
us a
pp
roaches t
o I
P
ow
ners
hip
, m
anag
em
ent
and
exp
loitatio
n r
ights
inclu
din
g,
but
no
t lim
ited
to
, o
wners
hip
of
the IP
by t
he u
niv
ers
ity w
ith n
on-e
xclu
siv
e lic
ensin
g o
r exclu
siv
e lic
ensin
g t
o ind
ustr
y.
•
The m
od
el co
ntr
acts
sho
uld
be a
gre
ed
by t
he m
ain
rep
resenta
tive b
od
ies.
They c
ould
be
dis
trib
ute
d t
hro
ug
h t
he s
am
e m
eans: to
univ
ers
itie
s t
hro
ug
h A
UR
IL a
nd
Univ
ers
itie
s U
K a
nd
to ind
ustr
y t
hro
ug
h t
he C
BI and
the S
BS
.
Dev
elo
pm
ent
of
the
too
lkit
The t
imelin
e b
elo
w s
ho
ws h
ow
these r
eco
mm
end
atio
ns g
ave r
ise t
o w
hat
has b
eco
me k
no
wn
as t
he L
am
bert
to
olk
it.
2003
2004
2005
2007
2008
2010
2012
•D
ec: L
ambe
rt re
port
publ
ishe
d
• R
ecom
men
datio
n fo
r sta
ndar
d
agre
emen
ts to
aid
neg
otia
tion
•O
uter
Wor
king
Gro
up c
onve
ned
•In
ner W
orki
ng g
roup
dra
ft
colla
bora
tion
agre
emen
ts •
Feb:
Lau
nch
of a
gree
men
ts 1
-5,
plus
sup
porti
ng d
ocum
ents
•
Mar
: Exe
cutio
n of
firs
t agr
eem
ent
(GSK
- U
niv
Man
ches
ter)
•In
ner W
orki
ng G
roup
dra
ft
cons
ortiu
m a
gree
men
ts •La
unch
of c
olla
bora
tive
agre
emen
ts
A-D, p
lus
supp
ortin
g do
cum
ents
•N
ew w
ebsi
te, h
oste
d by
DIU
S/BIS
•La
st m
eetin
g of
the
Wor
king
Gro
ups
•R
ebra
ndin
g un
der t
he IP
O u
mbr
ella
•Eva
luat
ion
of th
e Im
pact
s of
the
Lam
bert
Tool
kit
Fig
ure
1.1
Tim
elin
e o
f th
e d
evel
op
men
t o
f th
e La
mb
ert
too
lkit.
Tw
o w
ork
ing
gro
up
s w
ere
set
up
– a
n O
ute
r W
ork
ing
Gro
up
with w
ide r
ep
resenta
tio
n fro
m o
ver
60
ind
ivid
uals
dra
wn f
rom
ind
ustr
y, t
he r
esearc
h c
om
munity,
go
vern
ment
and
oth
er
rele
vant
gro
up
s,
and
an I
nner
Wo
rkin
g G
roup
with f
our
rep
resenta
tives e
ach f
rom
the u
niv
ers
ity a
nd
busin
ess s
ecto
rs,
plu
s l
eg
al
sup
po
rt.
This
gro
up
was t
asked
with n
eg
otiating
and
dra
ftin
g a
n
ap
pro
ach a
nd
mo
del a
gre
em
ents
whic
h w
ere
satisfa
cto
ry fo
r all
sid
es. T
hese w
ere
then revie
wed
and
ratified
by t
he O
ute
r G
roup
. T
he Inte
llectu
al P
rop
ert
y (IP
) p
rincip
les s
ug
geste
d in L
am
bert
’s
rep
ort
were
ad
op
ted
and
taken t
hro
ug
h into
the a
gre
em
ents
and
to
olk
it.
160
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
11
Co
mp
on
ents
of
the
too
lkit
The t
oo
lkit o
ffers
a t
iere
d a
pp
roach t
o I
P o
wners
hip
based
on t
he l
evels
of
investm
ent,
bo
th
financia
l and
in
telle
ctu
al, b
y th
e co
llab
ora
ting
p
art
ners
. It is
a vo
lunta
ry ap
pro
ach and
can
pro
vid
e b
asic
princip
les a
nd
guid
ance f
or
neg
otiatio
ns,
or
pro
vid
e s
uitab
le m
od
el ag
reem
ents
desig
ned
to
be u
sed
in s
pecifi
c c
ircum
sta
nces.
The k
ey c
om
po
nents
of
the t
oo
lkit a
re:
•
a s
eries o
f M
od
el
Ag
ree
me
nts
that
are
tie
red
to
reflect
a v
ary
ing
bala
nce o
f in
vestm
ent,
pub
licatio
n r
ights
and
IP
co
ntr
ol
•
a D
ec
isio
n G
uid
e t
hat
ste
ers
users
thro
ug
h a
series o
f q
uestio
ns t
o i
dentify
the c
orr
ect
mo
del ag
reem
ent
for
a p
art
icula
r co
llab
ora
tio
n
•
two
Ou
tlin
es t
o s
up
po
rt u
sers
in t
heir n
eg
otiatio
ns b
y id
entify
ing
the p
rincip
les t
hat
need
to
be e
sta
blis
hed
at
the o
uts
et,
to
ensure
that
bo
th s
ides h
ave s
imila
r exp
ecta
tio
ns f
or
the
pro
po
sed
pro
ject
•
two
sets
of
Gu
ida
nc
e N
ote
s t
hat
help
new
co
mers
und
ers
tand
the t
erm
s a
nd
leg
al is
sues
and
hig
hlig
ht
the p
oin
ts t
hat
are
of
imp
ort
ance t
o e
ach s
ide o
f th
e n
eg
otiatio
n.
The t
oo
lkit w
as d
evelo
ped
in t
wo
phases,
pro
ducin
g t
wo
sets
of
mo
del ag
reem
ents
:
•
Fiv
e c
olla
bo
rative R
&D
ag
reem
ents
(Lam
bert
1 –
Lam
bert
5) fo
r o
ne-t
o-o
ne c
olla
bo
ratio
ns
•
Fo
ur
co
nso
rtiu
m a
gre
em
ents
(Lam
bert
A –
Lam
bert
D) fo
r m
ulti-
part
y c
olla
bo
ratio
ns.
It is im
po
rtant
to r
eco
gnis
e t
hat
the a
gre
em
ents
rep
resent
a p
ositio
n t
hat
is “
pre
-neg
otiate
d”,
and
reflects
a c
om
pro
mis
e o
n a
ll sid
es.
The a
im w
as t
o p
rod
uce a
n a
pp
roach t
hat
was fair a
nd
bala
nced
, w
itho
ut
favo
uring
either
ind
ustr
y o
r univ
ers
ity i
nte
rests
. T
he t
oo
lkit i
s h
oste
d o
n a
neutr
al w
eb
site –
no
w a
t th
e Inte
llectu
al P
rop
ert
y O
ffice (IP
O)2
and
pre
vio
usly
on t
he D
TI, D
IUS
and
BIS
web
sites.
This
neutr
alit
y is a
n im
po
rtant
featu
re o
f th
e t
oo
lkit’s
ap
pro
ach.
2
ww
w.ip
o.g
ov.
uk/lam
bert
.htm
12C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Aim
s o
f th
e to
olk
it
The L
am
bert
revie
w id
entified
that
in 2
00
3,
so
me o
f th
e b
arr
iers
to
co
llab
ora
tio
n b
etw
een t
he
researc
h e
sta
blis
hm
ents
(univ
ers
itie
s o
r p
ub
lic s
ecto
r re
searc
h e
sta
blis
hm
ents
(P
SR
Es)) a
nd
ind
ustr
y w
ere
:
•
No
co
mm
on “g
round
ru
les”
over
ow
ners
hip
o
f IP
in
re
searc
h co
llab
ora
tio
ns,
lead
ing
to
sig
nifi
cant
diffi
cultie
s in a
gre
ein
g IP
term
s
•
Need
to
dete
rmin
e IP
ow
ners
hip
and
rig
hts
at
the o
uts
et
•
Busin
ess a
nd
univ
ers
itie
s b
oth
rep
ort
neg
otiatio
ns c
an b
e e
xtr
em
ely
leng
thy a
nd
co
stly
•
Mo
del co
ntr
acts
fo
r th
e L
INK
schem
e a
re u
sefu
l b
ut
no
t availa
ble
to
all
•
Sm
alle
r co
mp
anie
s w
ith lim
ited
reso
urc
es m
ay b
e d
ete
rred
by h
igh leg
al co
sts
and
tim
e
•
So
me u
niv
ers
itie
s a
re p
erc
eiv
ed
to
overv
alu
e t
heir IP
•
Variab
le q
ualit
y o
f univ
ers
ity t
echno
log
y t
ransfe
r o
ffices (T
TO
s), r
ecru
itm
ent
& t
rain
ing
The to
olk
it w
as in
tend
ed
to
ad
dre
ss s
om
e o
f th
ese is
sues, and
in p
art
icula
r th
e o
bje
ctives o
f th
e
ap
pro
ach w
ere
to
:
•
facili
tate
neg
otiatio
ns b
etw
een p
ote
ntial co
llab
ora
tors
•
red
uce t
he t
ime a
nd
effo
rt r
eq
uired
to
secure
ag
reem
ent
•
pro
vid
e e
xam
ple
s o
f b
est
pra
ctice
Altho
ug
h it
was n
ot
mad
e e
xp
licit,
oth
er
less t
ang
ible
aim
s f
or
the t
oo
lkit w
ere
to
incre
ase S
ME
co
llab
ora
tio
n w
ith u
niv
ers
itie
s,
and
to
red
uce t
he g
ap
betw
een m
ore
and
less “
IP c
ap
ab
le”
univ
ers
itie
s.
161
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
13
Pre
vio
us e
valu
atio
ns
A c
om
pre
hensiv
e im
pact
evalu
atio
n o
f th
e L
am
bert
to
olk
it h
as n
ever
been u
nd
ert
aken.
There
have b
een t
hre
e p
revio
us s
urv
eys c
arr
ied
out,
tw
o i
n 2
00
6 b
y A
UR
IL a
nd
CB
I, a
nd
a t
hird
in
20
09
by A
UR
IL3.
These c
olle
cte
d e
vid
ence o
f use o
f th
e m
od
el ag
reem
ents
and
to
olk
it,
but
the
furt
her-
reachin
g o
utc
om
es and
im
pacts
w
ere
no
t exam
ined
. T
he find
ing
s o
f th
ese p
revio
us
surv
eys w
ill b
e c
om
pare
d w
ith t
he c
urr
ent
evalu
atio
n w
here
po
ssib
le in t
his
rep
ort
. In
20
07
, a
stu
dy
4 in
to n
eg
otiatio
n o
f b
usin
ess –
univ
ers
ity researc
h c
olla
bo
ratio
ns w
as le
d b
y P
ete
r S
ara
ga,
Pre
sid
ent
of
the I
nstitu
te o
f P
hysic
s a
nd
chair o
f th
e H
igher
Ed
ucatio
n F
und
ing
Co
uncil
for
Eng
land
(HE
FC
E) a
dvis
ory
gro
up
fo
r B
usin
ess a
nd
the C
om
munity.
While
no
t str
ictly a
n e
valu
atio
n
of
the Lam
bert
to
olk
it,
this
stu
dy lo
oked
clo
sely
at
the effects
o
f th
e in
tro
ductio
n o
f th
e
ag
reem
ents
, and
aim
ed
to
id
entify
what
rem
ain
ing
barr
iers
mig
ht
be i
nfluencin
g u
niv
ers
ity -
busin
ess n
eg
otiatio
ns.
Our
ap
pro
ach
The Inte
llectu
al P
rop
ert
y O
ffice h
as c
om
mis
sio
ned
this
co
mp
rehensiv
e e
valu
atio
n o
f th
e L
am
bert
too
lkit, to
info
rm p
ossib
le p
olic
y d
evelo
pm
ents
in rela
tio
n to
imp
rovin
g in
telle
ctu
al p
rop
ert
y d
eal-
makin
g a
nd
kno
wle
dg
e e
xchang
e.
The a
ims o
f th
is e
valu
atio
n a
re t
o g
ain
an u
nd
ers
tand
ing
of:
•
The e
vid
ence o
f use o
f th
e L
am
bert
to
olk
it o
r sim
ilar
mo
del ag
reem
ents
•
Who
is u
sin
g o
r no
t usin
g t
he L
am
bert
to
olk
it a
nd
why,
and
what
facto
rs d
ete
rmin
e level o
f
use
•
What
were
the b
arr
iers
to
im
ple
menta
tio
n a
nd
what
co
uld
have b
een d
one d
iffere
ntly/b
ett
er
with its
im
ple
menta
tio
n
•
Wheth
er
the L
am
bert
pro
cess h
as h
elp
ed
to
clo
se t
he c
ap
ab
ility
gap
in I
P d
eal-
makin
g
hig
hlig
hte
d b
y t
he L
am
bert
Revie
w
•
Wheth
er
R&
D c
ontr
acts
are
mo
re r
ob
ust
as a
result o
f th
e u
se o
f th
e L
am
bert
to
olk
it
3
E-S
urv
ey
on
Use
of
Lam
bert
M
od
el
Ag
reem
ents
To
olk
it,
Sum
mary
o
f Fin
din
gs,
AU
RIL
, 2
00
6
Lam
bert
To
olk
it S
urv
ey,
CB
I, 2
00
6.
Lam
bert
+4
Surv
ey R
esults 2
00
9,
AU
RIL
. (w
ww
.ip
o.g
ov.
uk/lam
bert
-auril-
surv
ey.
pd
f)
4
Str
eam
linin
g U
niv
ers
ity /
Busin
ess C
olla
bo
rative R
esearc
h N
eg
otiatio
ns: A
n Ind
ep
end
ent
Rep
ort
to
the “
Fund
ers
’
Fo
rum
” o
f th
e D
ep
art
ment
for
Inno
vatio
n U
niv
ers
itie
s a
nd
Skill
s,
Aug
ust
20
07
.
14C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Evi
den
ce b
ase
This
rep
ort
build
s o
n t
he m
any p
revio
us r
ep
ort
s o
n t
he issues s
urr
ound
ing
busin
ess-u
niv
ers
ity
inte
ractio
ns. W
e h
ave g
ath
ere
d e
vid
ence fr
om
a w
ide s
pectr
um
of p
ub
lic a
nd
private
org
anis
atio
ns
thro
ug
h a
n o
nlin
e s
urv
ey,
in-d
ep
th inte
rvie
ws a
nd
case s
tud
ies c
overing
48
org
anis
atio
ns,
and
info
rmal d
iscussio
ns w
ith m
any m
ore
ind
ivid
uals
at
meeting
s a
nd
co
nfe
rences t
hro
ug
ho
ut
the
researc
h p
erio
d. In
all,
surv
ey resp
onses w
ere
co
llecte
d fro
m 2
56
part
icip
ants
. Just o
ver
half the
surv
ey p
art
icip
ants
cam
e f
rom
the r
esearc
h c
om
munity,
with n
early 4
0%
fro
m i
nd
ustr
y b
oth
larg
e a
nd
sm
all,
and
5%
fro
m t
he IP
or
leg
al p
rofe
ssio
n.
Furt
her
deta
ils o
f th
e e
vid
ence b
ase fo
r
the r
ep
ort
are
giv
en in A
pp
end
ix 1
.
There
are
so
me inhere
nt
challe
ng
es in a
ttem
pting
a r
etr
osp
ective e
valu
atio
n o
f an inte
rventio
n
like t
his
. A
ltho
ug
h w
e h
ave inte
rvie
wed
severa
l o
f th
ose invo
lved
at
the s
tart
of th
e p
rocess, and
revie
wed
meeting
no
tes a
nd
min
ute
s, w
e h
ave n
ot
been a
ble
to
id
entify
any o
fficia
l sta
tem
ent
of
aim
s f
or
the t
oo
lkit,
and
there
was c
ert
ain
ly n
o a
ttem
pt
to m
easure
the s
tatu
s q
uo
at
the t
ime.
Eq
ually
, th
ere
has b
een n
o s
yste
matic f
ollo
w u
p o
f activitie
s,
outp
uts
and
outc
om
es,
and
we
have h
ad
to
rely
on p
roxy m
easure
s to
gaug
e w
heth
er
the to
olk
it h
as h
ad
an e
ffect.
Pro
bab
ly the
mo
st
diffi
cult a
sp
ect
is t
he im
po
ssib
ility
of
dis
enta
ng
ling
the e
ffects
and
im
pacts
of
the t
oo
lkit
fro
m t
he s
ignifi
cant
wid
er
chang
es in t
he K
no
wle
dg
e E
xchang
e (
KE
) la
nd
scap
e o
f th
e U
K o
ver
recent years
. O
ther
initia
tives fro
m g
overn
ment,
the in
fluence o
f H
EIF
fund
ing
, th
e c
ontinued
ris
e
of
Op
en I
nno
vatio
n,
a g
row
ing
em
phasis
on t
he “
Imp
act
Ag
end
a”,
an incre
ased
will
ing
ness t
o
so
urc
e t
he b
est
researc
h w
orld
wid
e r
ath
er
than c
lose t
o h
om
e,
and
the e
ffects
of
the g
lob
al
recessio
n h
ave a
ll had
fund
am
enta
l effects
on t
he w
ays t
hat
univ
ers
itie
s inte
ract
with b
usin
ess.
Ag
ain
st
this
backd
rop
, th
e i
mp
act
of
the L
am
bert
to
olk
it m
ay b
e i
nfluential, b
ut
it i
s j
ust
one
sm
all
co
g
in
a
much
big
ger
machin
e
that
esta
blis
hes
and
d
rives
a
successfu
l re
searc
h
co
llab
ora
tio
n.
162
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
15
Ch
ap
ter
2:
Aw
are
ne
ss a
nd
ad
op
tio
n•
Kno
wle
dg
e o
f th
e L
am
bert
to
olk
it is w
ell
esta
blis
hed
in t
he r
esearc
h a
nd
inno
vatio
n
co
mm
unity.
Over
80
% o
f univ
ers
itie
s a
nd
the w
ider
researc
h c
om
munity,
and
over
50
%
of
the c
om
panie
s s
urv
eyed
are
aw
are
of
it.
SM
Es a
re r
ep
ort
ed
to
be m
uch less f
am
iliar
with t
he r
eso
urc
e.
•
Alm
ost
70
% o
f th
e u
niv
ers
itie
s a
nd
co
mp
anie
s t
hat
are
aw
are
of
the L
am
bert
ap
pro
ach
have u
sed
at
least
so
me p
art
of
the t
oo
lkit t
o s
up
po
rt d
iffere
nt
activitie
s,
but
only
3%
are
usin
g t
he a
gre
em
ents
unm
od
ified
. W
e e
stim
ate
that
less t
han 1
0 o
r 1
5%
by v
alu
e o
f
co
llab
ora
tive r
esearc
h in t
he U
K is b
ased
on a
Lam
bert
-lik
e a
gre
em
ent.
•
This
is p
art
ly t
hro
ug
h
lack o
f aw
are
ness,
part
ly b
ecause t
he a
gre
em
ents
are
mo
st
suitab
le f
or
a m
ino
rity
of
univ
ers
ity-b
usin
ess inte
ractio
ns,
and
part
ly b
ecause t
hey a
re
oft
en u
sed
in p
ractice n
ot
as a
firs
t cho
ice,
but
rath
er
as a
co
mp
rom
ise p
ositio
n w
hen
the p
art
ies c
anno
t ag
ree t
o u
se o
ne o
f th
eir o
wn a
gre
em
ents
. W
hen t
hey a
re s
ug
geste
d
as a
firs
t cho
ice,
this
pro
po
sal is
mo
st
likely
to
co
me f
rom
the r
esearc
h institu
tio
n.
•
Larg
e c
om
panie
s s
tro
ng
ly p
refe
r to
use t
heir o
wn a
gre
em
ents
, b
ut
can b
e w
illin
g t
o u
se
Lam
bert
when t
his
is s
ug
geste
d b
y t
he r
esearc
h p
art
ner. N
early 4
0%
of
the S
ME
s in t
he
sam
ple
do
no
t have a
ny s
tand
ard
tem
pla
tes f
or
researc
h c
olla
bo
ratio
ns a
t all.
Aw
aren
ess
As t
he t
oo
lkit h
as b
een a
vaila
ble
fo
r eig
ht
years
, it w
ould
be h
op
ed
that
kno
wle
dg
e o
f th
e
reso
urc
e w
as w
ell
esta
blis
hed
. M
ore
th
an
tw
o-t
hir
ds o
f th
e su
rve
y re
sp
on
de
nts
w
ere
alr
ea
dy a
wa
re o
f th
e L
am
be
rt a
gre
em
en
ts o
r to
olk
it.
This
aw
are
ness w
as m
uch h
igher
am
ong
st
the u
niv
ers
itie
s a
nd
wid
er
researc
h c
om
munity (at
81
%) th
an w
ithin
ind
ustr
y (at
53
%).
As w
ould
be e
xp
ecte
d,
the IP
and
leg
al p
rofe
ssio
ns a
re a
lso
well
aw
are
of
the t
oo
lkit.
16C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
020406080100
120
140
Res
earc
hor
gani
satio
nC
ompa
nyP
rofe
ssio
nal/
othe
r
Numberofrespondents
Allr
espo
nden
ts (n
=249
)
No
Yes
Fig
ure
2.1
- B
efo
re s
tart
ing
this
sur
vey,
wer
e yo
u aw
are
of t
he L
amb
ert a
gre
emen
ts a
nd/o
r the
Lam
ber
t to
olk
it?
This
level
of
aw
are
ness s
ug
gests
that
the L
am
bert
to
olk
it i
s w
ell
esta
blis
hed
in t
he r
esearc
h
inno
vatio
n c
om
munity.
Ho
wever, t
he a
sso
cia
tio
n o
f th
e L
am
bert
nam
e w
ith t
he s
urv
ey m
eans
that
tho
se w
ho
have h
eard
of
the L
am
bert
to
olk
it m
ay h
ave b
een m
ore
lik
ely
to
co
mp
lete
the
questio
nnaire.
Web
site
usa
ge
The
researc
h
co
llab
ora
tio
n
ag
reem
ents
o
n
the
Lam
bert
w
eb
site
receiv
e
ap
pro
xim
ate
ly
1,5
00
vie
ws e
ach p
er
year, a
nd
the c
onso
rtiu
m a
gre
em
ents
ab
out
1,0
50
vie
ws e
ach p
er
year.
On
ave
rag
e,
ea
ch
ag
ree
me
nt
is v
iew
ed
ab
ou
t 4
or
5 t
ime
s e
ve
ry d
ay.
Desp
ite m
inim
al
ad
vert
isin
g,
the n
um
ber
of
vie
ws h
as g
row
n s
lightly,
altho
ug
h n
ot
sig
nifi
cantly,
each y
ear
sin
ce
their m
ove t
o t
he I
PO
web
site i
n 2
01
0,
sho
win
g t
hat
they a
re a
reso
urc
e w
hic
h i
s s
till
wid
ely
used
and
relie
d u
po
n.
163
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
17
0
1000
2000
3000
Lam
bert
1La
mbe
rt2
Lam
bert
3La
mbe
rt4
Lam
bert
5La
mbe
rtA
Lam
bert
BLa
mbe
rtC
Lam
bert
DO
utlin
es
Numberof document views
Sou
rce:
IPO
2008
2009
2010
2011
2012
Fig
ure
2.2
- D
ocu
men
t vi
ews
on
the
Lam
ber
t to
olk
it w
ebsi
tes
2008
– 2
012.
So
urce
: IP
O.
Un
iver
sity
vs
ind
ust
ry
We fo
und
a s
tro
ng
perc
ep
tio
n t
hat
the s
ecto
r th
at
was m
ost
aw
are
of th
e L
am
bert
ag
reem
ents
was t
he u
niv
ers
ity s
ecto
r, a
nd
that
the s
ecto
r w
ith least
aw
are
ness w
as t
he S
ME
secto
r. T
he
hig
hest
aw
are
ness r
ating
was w
ithin
the R
ussell
Gro
up
univ
ers
itie
s,
a g
roup
of
24
researc
h-
inte
nsiv
e
univ
ers
itie
s
whic
h
are
am
ong
st
the
mo
st
active
in
ind
ustr
y-u
niv
ers
ity
researc
h.
Aw
are
ne
ss w
ith
in u
niv
ers
itie
s w
as r
ate
d a
s m
ed
ium
or
hig
h b
y 8
8%
of
the
re
sp
on
de
nts
wh
o g
ave
an
op
inio
n, w
hilst
aw
are
ne
ss in
SM
Es w
as r
ate
d a
s lo
w b
y 9
1%
. T
his
was a
lso
bo
rne o
ut
in o
ur
info
rmal
dis
cussio
ns;
many o
f th
e S
ME
s c
onta
cte
d d
id n
ot
kno
w a
bo
ut
this
reso
urc
e b
ut
were
keen t
o e
xp
lore
it
once t
hey k
new
that
it e
xis
ted
.
“Nev
er h
eard
of
the
tool
kit
until
tod
ay -
sou
nds
help
ful &
will
look
it u
p n
ow”
– S
ME
Even a
t th
e r
ecent
Inno
vate
20
13
event
with a
n S
ME
-fo
cused
aud
ience w
hic
h w
as a
lread
y s
elf-
sele
cte
d a
s b
ein
g i
nte
reste
d i
n i
nno
vatio
n a
nd
IP
in u
niv
ers
ity-b
usin
ess c
olla
bo
ratio
n,
only
a
sm
all
min
ority
had
heard
of
the L
am
bert
to
olk
it.
18C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
020406080
100
120
140
Numberofrespondents
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
64)
Low
Med
ium
Hig
h
Fig
ure
2.3
- W
ithin
the
org
anis
atio
ns t
hat
you
inte
ract
with
, ho
w w
oul
d y
ou
rate
aw
aren
ess
of
the
Lam
ber
t to
olk
it?
In t
he s
urv
ey s
am
ple
, m
ore
than 5
0%
of
the S
ME
resp
ond
ents
had
heard
of
the t
oo
lkit,
whic
h
ag
ain
sug
gests
that
the L
am
bert
bra
nd
ing
asso
cia
ted
with t
he s
urv
ey i
s l
ikely
to
enco
ura
ge
part
icip
atio
n f
rom
tho
se w
ho
have c
om
e a
cro
ss t
he a
gre
em
ents
.
Cas
e S
tud
y -
Sm
all e
ntr
epre
neu
rial
co
mp
any
AC
AL E
nerg
y L
td (
ww
w.a
cale
nerg
y.co
.uk)
is d
evelo
pin
g i
nno
vative c
hem
ical
cata
lysts
fo
r th
e
next
genera
tio
n o
f affo
rdab
le fu
el
cells
. Fro
m sm
all
beg
innin
gs w
ith ju
st
two
p
eo
ple
and
a
busin
ess p
lan 8
years
ag
o,
the c
om
pany n
ow
em
plo
ys 3
2 p
eo
ple
and
has r
ais
ed
£1
6m
in
ventu
re c
ap
ital.
Their p
rod
uct
develo
pm
ent
has b
een sup
po
rted
b
y a num
ber
of
co
llab
ora
tive p
roje
cts
in
chem
istr
y a
nd
mate
rials
researc
h w
ith lead
ing
UK
univ
ers
itie
s inclu
din
g M
ancheste
r, L
iverp
oo
l,
Birm
ing
ham
and
New
castle.
As a
sta
rt-u
p,
with n
o s
tand
ard
ag
reem
ents
of
their o
wn,
AC
AL
turn
ed
to
the L
am
bert
to
olk
it, and
has u
sed
the m
od
el a
gre
em
ents
as the b
asis
fo
r th
eir researc
h
co
llab
ora
tio
ns s
ince t
heir l
aunch.
Am
and
a L
yne,
VP
of
Str
ate
gic
Busin
ess D
evelo
pm
ent
and
Mark
eting
, exp
lain
s “
The s
tructu
re o
f th
e d
eals
is a
n e
xcelle
nt
sta
rtin
g p
oin
t, w
hic
h w
e h
ave
used
fo
r K
no
wle
dg
e T
ransfe
r P
art
ners
hip
s (
KT
Ps), C
AS
E P
hD
stu
dents
hip
s,
and
po
st-
do
cto
ral
researc
h p
roje
cts
. U
sin
g t
hese m
od
el ag
reem
ents
has a
ccele
rate
d s
evera
l p
art
ners
hip
s,
whic
h
had
pre
vio
usly
taken a
ges t
o n
eg
otiate
.”
164
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
19
Rai
sin
g a
war
enes
s
01020304050607080
Numberofrespondents
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
6)
Fig
ure
2.4
- H
ow
did
yo
u b
eco
me
awar
e o
f th
e La
mb
ert
mo
del
ag
reem
ents
?
Th
e m
ain
ro
ute
s t
o a
wa
ren
ess o
f th
e t
oo
lkit
are
by w
ord
of
mo
uth
(2
0%
), t
hro
ug
h
pro
fessio
na
l o
rga
nis
ati
on
s (
18
%)
an
d v
ia t
he
we
bsit
e (
14
%).
When t
he t
oo
lkit w
as fi
rst
launched
, and
th
en re
-launched
w
ith th
e co
nso
rtiu
m ag
reem
ents
, th
ere
w
as co
nsid
era
ble
pub
licity p
art
icula
rly in
the u
niv
ers
ity s
ecto
r th
roug
h n
ew
sle
tters
, sem
inars
, art
icle
s, and
tra
inin
g.
In r
ecent
years
, th
is h
as d
rop
ped
as t
he k
no
wle
dg
e o
f th
e t
oo
lkit h
as p
assed
into
“re
ceiv
ed
wis
do
m”.
As w
ill b
e s
ho
wn in F
igure
5.1
, 6
4%
of
tho
se w
ho
exp
ressed
an o
pin
ion f
elt t
hat
the
too
lkit c
ould
be i
mp
roved
by i
ncre
asin
g a
ware
ness a
nd
up
take o
f th
e r
eso
urc
e.
The I
PO
has
never
und
ert
aken a
fo
rmal a
ware
ness c
am
paig
n a
round
the t
oo
lkit, and
much o
f th
e a
dvert
isin
g
has b
een c
arr
ied
out
by s
up
po
rters
of
the t
oo
lkit,
and
by p
art
ner
org
anis
atio
ns lik
e A
UR
IL a
nd
CB
I o
r th
roug
h t
rain
ing
co
urs
es r
un b
y P
raxis
Unic
o a
nd
oth
ers
. M
uch o
f th
is p
rom
otio
n h
as
been t
arg
ete
d m
ore
str
ong
ly a
t th
e u
niv
ers
ity s
ecto
r, p
art
icula
rly a
t th
ose i
n t
he t
echno
log
y
transfe
r o
r re
searc
h c
ontr
act
offi
ces.
Aw
are
ness is lo
wer
am
ong
st
acad
em
ic r
esearc
hers
, w
ho
will
oft
en b
e the in
div
iduals
who
neg
otiate
the in
itia
l outlin
e s
tructu
re o
f th
e researc
h c
olla
bo
ratio
n,
and
m
ore
co
uld
b
e d
one to
ed
ucate
th
is g
roup
ab
out
the IP
p
rincip
les and
d
ecis
ion tr
ee
ap
pro
ach,
if n
ot
the m
od
el ag
reem
ents
them
selv
es.
“I h
eard
ab
out t
he L
amb
ert t
oolk
it ju
st to
day
5 m
inut
es b
efor
e fil
ling
in th
is s
urve
y. R
idic
ulou
s!
MU
CH
bet
ter
pub
licity
is n
eed
ed if
the
too
lkit
is g
ood
” – U
niv
ers
ity P
rofe
sso
r
In t
he S
ME
secto
r, t
here
is a
need
to
targ
et
aw
are
ness e
ffectively
at
co
mp
anie
s w
hic
h m
ight
be
ab
le t
o g
ain
fro
m u
niv
ers
ity r
esearc
h c
olla
bo
ratio
n,
rath
er
than a
t all
of th
e e
stim
ate
d 4
.8 m
illio
n
SM
Es in
th
e U
K to
day.
B
uild
ing
o
n th
e success o
f p
eer
gro
up
in
fluence and
p
rofe
ssio
nal
20C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
org
anis
atio
ns t
o d
ate
, th
e inno
vatio
n s
up
po
rt s
chem
es s
uch a
s t
ho
se r
un b
y I
PO
, Techno
log
y
Str
ate
gy B
oard
(T
SB
), G
row
th A
ccele
rato
r, a
nd
the D
evo
lved
Auth
orities w
ould
be g
oo
d r
oute
s
to use.
Oth
er
usefu
l o
rganis
atio
ns w
ould
b
e netw
ork
ing
g
roup
s in
clu
din
g th
e K
no
wle
dg
e
Tra
nsfe
r N
etw
ork
s (
KT
Ns), p
rofe
ssio
nal g
roup
s s
uch a
s t
he L
icensin
g E
xecutives S
ocie
ty,
and
trad
e o
rganis
atio
ns.
The a
do
ptio
n o
f o
ther
typ
es o
f m
od
el ag
reem
ent,
such a
s t
he R
ussell
Gro
up
CA
SE
stu
dents
hip
ag
reem
ent,
has b
een d
riven b
y the u
niv
ers
ity s
ecto
r b
ut th
is h
as n
ot hap
pened
with the L
am
bert
ag
reem
ents
. T
he
role
o
f fu
nd
ers
in
re
co
mm
end
ing
and
p
rom
oting
th
e
use
of
part
icula
r
ag
reem
ents
can a
lso
be a
key d
river
of
aw
are
ness a
nd
up
take,
and
this
asp
ect
is e
xam
ined
in
mo
re d
eta
il in
Chap
ter
5.
Ad
op
tio
n
Ho
w m
any
are
usi
ng
th
e L
amb
ert
too
lkit
?
Overa
ll, l
ess t
han h
alf (
45
%)
of
the o
vera
ll surv
ey s
am
ple
have u
sed
any p
art
of
the t
oo
lkit,
wheth
er
the c
om
ple
te a
gre
em
ents
, cert
ain
cla
uses, o
r th
e s
up
po
rtin
g to
ols
. F
or
tho
se
wh
o a
re
alr
ea
dy a
wa
re o
f L
am
be
rt, 6
9%
of
the
re
sp
on
de
nts
ha
ve
use
d a
t le
ast
so
me
pa
rt o
f th
e
too
lkit
. T
his
resp
onse is
very
sim
ilar
to the A
UR
IL s
urv
ey o
f 2
00
9, w
hic
h fo
und
that 4
1%
of th
eir
sam
ple
had
used
the t
oo
lkit,
do
wn f
rom
54
% in t
he s
malle
r A
UR
IL s
urv
ey o
f 2
00
6.
The s
am
ple
pro
file
of
these p
revio
us s
urv
eys w
as larg
ely
fro
m t
he r
esearc
h c
om
munity,
and
had
a s
malle
r
sam
ple
siz
e,
so
it
is h
ard
to
dra
w d
irect
co
mp
ariso
ns w
ith t
his
data
, b
ut
it s
ug
gests
that
usag
e
of th
e to
olk
it h
as rem
ain
ed
fairly
co
nsta
nt sin
ce it
s in
tro
ductio
n. A
do
ptio
n le
vels
of th
e to
olk
it a
re
variab
le,
and
this
is n
ot
chang
ing
sig
nifi
cantly.
165
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
21
01020040060 Numberofrespondents
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
66)No es
Fig
ure
2.5
- H
ave
you
used
any
of
the
Lam
ber
t ag
reem
ents
(inc
lud
ing
ind
ivid
ual c
laus
es),
or
the
oth
er
com
po
nent
s o
f th
e to
olk
it (O
utlin
e d
ocu
men
t, D
ecis
ion
tree
, Gui
dan
ce n
ote
s)?
In p
erc
enta
ge term
s, th
ere
is li
ttle
diff
ere
nce b
etw
een the d
iffere
nt ty
pes o
f re
searc
h o
rganis
atio
n,
where
75
-80
% h
ave u
sed
the t
oo
lkit.
Fo
r S
ME
s,
the p
erc
enta
ge is m
uch lo
wer
at
aro
und
40
%,
und
erlin
ing
the lo
wer
level o
f aw
are
ness a
nd
up
take in t
his
secto
r.
Ac
co
rdin
g to
th
e m
em
be
rs o
f th
e In
ne
r W
ork
ing
G
rou
p w
ho
w
ere
in
terv
iew
ed
, th
e
ori
gin
al in
ten
tio
n w
as t
ha
t th
e a
gre
em
en
ts s
ho
uld
be
use
d “
as is” w
ith
no
mo
difi
ca
tio
n,
bu
t in
pra
cti
ce
on
ly 3
% o
f th
ose
wh
o a
re a
wa
re o
f L
am
be
rt a
re u
sin
g t
he
m in
th
is w
ay.
Within
the s
urv
ey g
roup
who
have u
sed
so
me p
art
of
the t
oo
lkit,
35
% w
ould
pre
fer
to u
se a
Lam
bert
(o
r Lam
bert
-lik
e)
ag
reem
ent
and
will
usually
sug
gest
them
as t
heir fi
rst
cho
ice f
or
a
sta
rtin
g t
em
pla
te, w
hile
55
% w
ill u
se t
hem
only
in c
ert
ain
circum
sta
nces o
r if t
hey a
re o
ffere
d b
y
a p
art
ner.
22C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
01012020404
irst
hoi
efp
artn
erof
fers
peifi
irum
stan
eso
notu
se
Numberofrespondents
Res
pond
ents
who
hae
used
Lam
bert
(n=1
11)
Fig
ure
2.6
- W
hich
of
thes
e o
ptio
ns b
est
des
crib
es y
our
use
of
the
Lam
ber
t ag
reem
ents
?
Mo
st
org
anis
atio
ns in b
oth
the r
esearc
h a
nd
ind
ustr
y s
ecto
rs h
ave t
heir o
wn a
gre
em
ents
(so
me
of w
hic
h h
ave b
een d
erived
fro
m L
am
bert
), a
nd
will
pre
fer
to u
se these a
s their fi
rst cho
ice. Fro
m
the inte
rvie
ws a
nd
co
mm
ents
, it s
eem
s t
hat
ma
ny o
f th
ese
ho
we
ve
r w
ill
ac
ce
pt
the
use
of
the
La
mb
ert
ag
ree
me
nts
as a
se
co
nd
ch
oic
e o
r c
om
pro
mis
e p
osit
ion
wh
en
th
e p
art
ies
are
no
t a
ble
to
ag
ree
to
use
on
e o
f th
eir
ow
n a
gre
em
en
ts.
So
me o
f th
e r
easo
ns a
nd
att
itud
es b
ehin
d t
hese d
ecis
ions a
re e
xp
lore
d f
urt
her
in C
hap
ter
4.
Fo
r so
me t
he a
gre
em
ents
cam
e t
oo
late
, o
nce m
any o
rganis
atio
ns w
ere
alread
y lo
cked
into
their o
wn w
ay o
f w
ork
ing
and
fam
iliarity
with t
heir o
wn t
erm
s a
nd
co
nd
itio
ns.
All
the R
ussell
Gro
up
univ
ers
itie
s in t
he s
am
ple
,
for
exam
ple
, have s
om
e fo
rm o
f sta
nd
ard
ag
reem
ent,
and
fo
r o
ver
60
% o
f th
ese, th
is a
gre
em
ent
was d
evelo
ped
ind
ep
end
ently o
r p
re-d
ate
s t
he L
am
bert
ag
reem
ents
(th
oug
h it
may u
se s
imila
r
princip
les). F
or o
thers
the v
ery
natu
re o
f th
e “
co
mp
rom
ise”
inhere
nt in
the n
eg
otiate
d a
gre
em
ents
means th
at
many o
rganis
atio
ns w
ill alw
ays p
refe
r to
sta
rt th
eir neg
otiatio
ns fr
om
a m
ore
favo
ura
ble
po
sitio
n w
hen t
hey c
an.
166
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
23
010200400600800
100
ofrespondents
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
64)
ontu
sest
anda
rds
No
inde
pend
ent
No
butu
seau
ses
No
butu
sepr
inip
es
esw
ithm
inor
mod
s
ese
at
Fig
ure
2.7
- A
re y
our
sta
ndar
d in
-ho
use
agre
emen
ts b
ased
on
the
Lam
ber
t ag
reem
ents
?
Inste
ad
of usin
g t
he L
am
bert
ag
reem
ents
exactly a
s w
ritt
en,
51
% o
f th
e s
am
ple
who
are
aw
are
of Lam
bert
will
use a
mo
difi
ed
Lam
bert
ag
reem
ent,
or
follo
w t
he s
am
e p
rincip
les.
And
a furt
her
9%
will
use c
lauses f
rom
the a
gre
em
ents
in s
pecifi
c c
ircum
sta
nces.
Th
e i
nfl
ue
nc
e o
f th
e
ag
ree
me
nts
is t
he
refo
re m
uc
h w
ide
r th
an
ju
st
tho
se
wh
o f
ollo
w t
he
te
mp
late
s e
xa
ctl
y.
The le
gal p
rofe
ssio
n in
our
sam
ple
do
es n
ot use the L
am
bert
ag
reem
ents
, p
refe
rrin
g to
use their
ow
n a
gre
em
ents
, o
r b
esp
oke c
ontr
acts
for every
situatio
n. T
his
is u
nsurp
risin
g, as the d
ocum
ents
were
inte
nd
ed
to
be u
sed
with m
inim
al
sup
po
rt f
or
the m
ore
str
aig
htf
orw
ard
co
llab
ora
tio
ns
where
leg
al ad
vic
e is less im
po
rtant.
In o
ther
secto
rs o
f th
e leg
al p
rofe
ssio
n,
ho
wever, t
he u
se
of
sta
nd
ard
ag
reem
ents
is
co
mm
onp
lace (fo
r exam
ple
in
th
e co
nstr
uctio
n o
r co
nveyancin
g
secto
rs i
t is
very
unusual
no
t to
use a
sta
nd
ard
co
ntr
act)
. T
he P
ractical
Law
Co
mp
any (
PLC
)
pro
vid
es a
sub
scrip
tio
n s
erv
ice d
eliv
ering
reg
ula
rly u
pd
ate
d p
reced
ent
do
cum
ents
to
the leg
al
pro
fessio
n,
and
so
me o
f th
e l
aw
yers
inte
rvie
wed
mentio
ned
that
they w
ould
use t
hese a
s a
sta
rtin
g p
oin
t fo
r re
searc
h c
olla
bo
ratio
ns.
Where
sta
nd
ard
s a
re u
sed
by t
he leg
al p
rofe
ssio
n a
n
imp
ort
ant
req
uirem
ent
is t
hat
the a
gre
em
ents
are
reg
ula
rly u
pd
ate
d a
nd
seen t
o b
e k
ep
t curr
ent
(as w
ith t
he P
LC
pre
ced
ent
do
cum
ents
). T
his
was h
ighlig
hte
d a
s o
ne o
f th
e c
oncern
s w
ith t
he
Lam
bert
ag
reem
ents
.
24C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Ne
arl
y 4
0%
of
the
SM
Es in
th
e s
am
ple
do
no
t h
ave
an
y s
tan
da
rd t
em
pla
tes f
or
rese
arc
h
co
lla
bo
rati
on
s a
t a
ll. T
his
co
uld
rep
resent an id
eal o
pp
ort
unity to
use the L
am
bert
ag
reem
ents
,
to avo
id th
e le
gal
tim
e and
exp
ense o
f d
raw
ing
up
an in
div
idual
co
ntr
act
for
a re
searc
h
co
llab
ora
tio
n.
On th
e o
ther
hand
, la
rge co
mp
anie
s are
th
e m
ost
likely
to
have th
eir o
wn
ind
ep
end
ent
ag
reem
ents
, a p
ositio
n t
hat
is r
eflecte
d i
n t
he m
any c
om
ments
fro
m b
oth
sid
es
that
larg
e c
om
pa
nie
s p
refe
r to
use
th
eir
ow
n a
gre
em
en
ts.
“Our
exp
erie
nce
is th
at, w
ith th
e ob
viou
s ex
cep
tion
of G
SK
, mos
t com
pan
ies
are
not k
een
to
use
the
Lam
ber
t, p
refe
rrin
g to
use
the
ir ow
n ag
reem
ents
” – R
ussell
Gro
up
Univ
ers
ity
“Mos
t co
mp
anie
s in
sist
on
usin
g th
eir
own
mod
el a
gree
men
ts (
whi
ch h
ave
IP a
nd o
ther
te
rms
that
diff
er s
igni
fican
tly f
rom
Lam
ber
t m
odel
)” –
SM
E
Ho
w m
uch
are
th
ey u
sin
g t
he
Lam
ber
t to
olk
it?
We a
ttem
pte
d t
o q
uantify
the e
xte
nt
to w
hic
h t
he L
am
bert
ag
reem
ents
are
bein
g u
sed
, b
ut
found
that
mo
st
of
the o
rganis
atio
ns w
e s
po
ke t
o d
o n
ot
gath
er
this
data
, and
oft
en w
ould
no
t
kno
w if
a p
art
icula
r ag
reem
ent
was b
ased
on t
he L
am
bert
tem
pla
te w
here
it
is o
ffere
d b
y t
he
part
ner. T
his
sug
gests
that o
rganis
atio
ns a
re n
ot re
lyin
g o
n the L
am
bert
“b
rand
” to
sup
po
rt their
IP p
rincip
les, even if th
ey h
ave inco
rpo
rate
d t
hese into
their o
wn a
pp
roach. T
he a
gre
em
ents
are
prim
arily
inte
nd
ed
fo
r o
ne-o
ff r
esearc
h c
olla
bo
ratio
ns (altho
ug
h,
as w
ill b
e d
iscussed
late
r, t
hey
may a
lso
be u
sed
successfu
lly f
or
oth
er
typ
es o
f in
tera
ctio
n), a
nd
fo
rm j
ust
part
of
the f
ull
sp
ectr
um
o
f p
ote
ntial
inte
ractio
ns b
etw
een in
dustr
y and
th
e re
searc
h co
mm
unity ill
ustr
ate
d
belo
w.
Fig
ure
2.8
- S
pec
trum
of
ind
ustr
y –
rese
arch
inte
ract
ions
.
167
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
25
Of
these p
ote
ntial in
tera
ctio
ns,
only
a p
rop
ort
ion w
ill b
e s
uitab
le o
r ap
pro
priate
fo
r a L
am
bert
ag
reem
ent.
Where
the s
urv
ey p
art
icip
ants
were
ab
le t
o e
stim
ate
ho
w m
uch o
f th
eir s
pend
/
revenue w
ould
be a
menab
le t
o u
se o
f a L
am
bert
ag
reem
ent,
the m
ost
po
pula
r sele
ctio
n w
as
0-1
0%
, and
the m
ed
ian w
as 1
1-2
5%
(estim
ate
d a
t 1
4%
), s
ho
win
g t
hat
La
mb
ert
ag
ree
me
nts
are
on
ly a
pp
rop
ria
te f
or
a r
ela
tive
ly m
ino
r n
um
be
r o
f u
niv
ers
ity-b
usin
ess in
tera
cti
on
s.
When a
sked
ab
out
the p
rop
ort
ion o
f th
eir s
pend
/revenue f
or
whic
h t
hey a
ctu
ally
did
use a
Lam
bert
ag
reem
ent,
b
oth
th
e m
ost
po
pula
r and
th
e m
ed
ian sele
ctio
n w
as 0
-10
% (m
ed
ian
estim
ate
d a
t 6
%). In the fi
gure
belo
w, th
e h
orizo
nta
l axis
sho
ws the p
rop
ort
ion o
f sp
end
/revenue
on i
nd
ustr
y-u
niv
ers
ity i
nte
ractio
ns,
and
the v
ert
ical
axis
plo
ts t
he c
um
ula
tive p
erc
enta
ges o
f
resp
ond
ents
who
cho
se a
rang
e t
hat
was h
igher
than e
ach p
art
icula
r valu
e o
f p
erc
enta
ge o
f
inte
ractio
ns.
This
gra
ph illu
str
ate
s t
hat
the s
urv
ey s
am
ple
are
no
t actu
ally
usin
g L
am
bert
fo
r all
the s
ituatio
ns w
here
it
they t
hin
k t
hat
it m
ay b
e a
pp
rop
riate
, and
that
Lam
bert
is n
ot
co
nsid
ere
d
ap
pro
priate
fo
r a l
arg
e p
rop
ort
ion o
f th
ese i
nte
ractio
ns.
Desp
ite t
his
find
ing
, th
ere
is a
sm
all
gro
up
of p
eo
ple
who
have c
om
ple
tely
ad
op
ted
the L
am
bert
ap
pro
ach,
and
use it
for
mo
re t
han
75
% o
f th
eir c
olla
bo
rative w
ork
. T
his
gro
up
co
nta
ins a
ll secto
rs –
one R
ussell
Gro
up
univ
ers
ity,
two
oth
er
univ
ers
itie
s,
one r
esearc
h institu
te,
one S
ME
and
one m
ultin
atio
nal co
mp
any,
so
fo
r
these r
esp
ond
ents
at
least
the t
oo
lkit is s
uitab
le f
or
all
their n
eed
s.
010200400600800
100
02
010
0
umuatieofrespondentswhohoseahigherrange
of u
nier
sit
indu
str
inte
ratio
ns
ppro
pria
te(n
=106
)
tua
used
(n=1
18)
stim
ated
med
ian
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
06)
6
14
Fig
ure
2.9
- F
or
wha
t p
rop
ort
ion
of
your
Bus
ines
s -
Res
earc
h O
rgan
isat
ion
spen
d/r
even
ue is
the
use
o
f a
Lam
ber
t ag
reem
ent
or
app
roac
h ap
pro
pria
te;
and
fo
r w
hat
pro
po
rtio
n d
o y
ou
actu
ally
use
a
Lam
ber
t ag
reem
ent
or
app
roac
h?
26C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
We a
lso
asked
the in-d
ep
th inte
rvie
wees t
o p
rovid
e q
uantita
tive info
rmatio
n a
bo
ut
the n
um
bers
and
valu
es o
f d
eals
that
they h
ave d
one e
ither
with o
r w
itho
ut
a L
am
bert
ag
reem
ent.
Ag
ain
,
accura
te fi
gure
s w
ere
no
t availa
ble
, b
ut
we d
id g
et
a s
ense o
f th
e o
rders
of m
ag
nitud
e invo
lved
.
Over
the p
ast
year, m
ore
than 1
,00
0 d
eals
wo
rth a
to
tal o
f >
£1
60
mill
ion w
ere
do
ne b
y o
ur
in-
dep
th s
am
ple
, and
of
these o
nly
ab
out
50
deals
wo
rth ~
£1
5 m
illio
n u
sed
a L
am
bert
tem
pla
te.
Even w
here
the i
nte
rvie
wee w
as a
firm
sup
po
rter
of
the L
am
bert
to
olk
it a
nd
ag
reem
ent,
they
were
usually
only
ab
le to
use the tem
pla
tes in
a s
mall
pro
po
rtio
n o
f th
eir d
eals
, g
enera
lly b
ecause
the d
eal p
art
ner
pre
fers
to
use t
heir o
wn a
gre
em
ent.
Extr
ap
ola
ting
fro
m t
hese d
iffere
nt
fig
ure
s,
we
esti
ma
te t
ha
t le
ss t
ha
n 1
0 o
r 1
5%
by v
alu
e o
f c
olla
bo
rati
ve
re
se
arc
h i
n t
he
UK
is
ba
se
d o
n a
La
mb
ert
-lik
e a
gre
em
en
t.
As b
efo
re, th
e to
olk
it is
seen a
s b
ein
g m
ost usefu
l fo
r d
eals
with the u
niv
ers
itie
s, b
ut surp
risin
gly
,
it w
as r
ep
ort
ed
as n
early a
s u
sefu
l fo
r d
eals
with b
oth
SM
Es a
nd
larg
e c
om
panie
s.
Researc
h
org
anis
atio
ns r
ep
ort
that
the t
oo
lkit is m
ost
usefu
l o
r q
uite u
sefu
l w
ith a
bo
ut
75
% o
f b
oth
siz
es
of
co
mp
any.
Where
the u
se o
f th
e L
am
bert
to
olk
it i
s p
rop
osed
by o
ne o
r o
ther
part
ner, t
he
resp
onse is p
red
om
inantly p
ositiv
e o
r neutr
al, e
sp
ecia
lly in t
he r
esearc
h s
ecto
r and
SM
Es,
but
even a
mo
ng
st
larg
e c
om
panie
s.
Th
e t
oo
lkit
th
ere
fore
ca
n b
e u
se
ful
wh
en
it
is a
cc
ep
ted
,
bu
t it
is n
ot
be
ing
pro
po
se
d o
r u
se
d a
s w
ide
ly a
s m
ay b
e e
xp
ec
ted
. W
he
n i
ts u
se
is
pro
po
se
d,
this
is a
lmo
st
alw
ays f
rom
th
e u
niv
ers
ity/r
ese
arc
h s
ide
of
the
de
al. I
n t
his
resp
ect,
little h
as c
hang
ed
sin
ce t
he A
UR
IL s
urv
ey in 2
00
6,
whic
h r
ep
ort
ed
that
there
had
been
a b
ett
er
than e
xp
ecte
d t
ake-u
p o
f th
e a
gre
em
ents
by u
niv
ers
itie
s i
n t
he fi
rst
year, b
ut
whils
t
ind
ustr
y p
art
ners
were
genera
lly w
illin
g t
o u
se t
he a
gre
em
ents
when s
ug
geste
d b
y r
esearc
h
part
ner
institu
tio
ns,
only
22
% h
ad
sug
geste
d t
heir u
se t
hem
selv
es.
010200400600800
100
ofrespondentsR
espo
nden
tsw
hoha
e us
edLa
mbe
rt(
ompa
nies
n=4
Res
ear
hn=
)
Not
app
iab
e
Not
hepf
u
uite
usef
u
Mos
tuse
fu
ubi
etor
Res
earh
stabish
ment
Russe
rou
p ni
ther
ni
NH
oern
ment
MLa
rge
o oern
ment
ersea
s
ersea
s
Fig
ure
2.10
- P
leas
e ra
nk t
he u
sefu
lnes
s o
f th
e to
olk
it an
d a
gre
emen
ts f
or
the
follo
win
g n
ego
tiatio
ns.
Left
han
d s
ide
sho
ws
com
pan
y re
spo
nses
, rig
ht h
and
sid
e sh
ow
s re
sear
ch o
rgan
isat
ion
resp
ons
es.
168
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
27
Whi
ch a
gre
emen
ts a
re u
sed
?
As i
n t
he 2
00
9 A
UR
IL s
urv
ey,
our
surv
ey l
oo
ked
at
the r
ela
tive u
se o
f th
e d
iffere
nt
researc
h
co
llab
ora
tio
n a
nd
co
nso
rtiu
m a
gre
em
ents
.
Th
e L
am
be
rt r
ese
arc
h c
olla
bo
rati
on
ag
ree
me
nts
(o
ne
to
on
e)
• C
olla
bor
atio
n A
gree
men
t 1:
Sp
onso
r has n
on-e
xclu
siv
e r
ights
to
use in s
pecifi
ed
field
/
terr
ito
ry;
no
sub
licences;
Univ
ers
ity o
wns IP
• C
olla
bor
atio
n A
gree
men
t 2:
Sp
onso
r m
ay n
eg
otiate
furt
her
licence t
o s
om
e o
r all
Univ
ers
ity IP
; U
niv
ers
ity o
wns IP
• C
olla
bor
atio
n A
gree
men
t 3:
Sp
onso
r m
ay n
eg
otiate
fo
r an a
ssig
nm
ent
of
so
me
Univ
ers
ity IP
; U
niv
ers
ity o
wns IP
• C
olla
bor
atio
n A
gree
men
t 4:
Univ
ers
ity h
as r
ight
to u
se f
or
no
n-c
om
merc
ial p
urp
oses;
Sp
onso
r o
wns IP
• C
olla
bor
atio
n A
gree
men
t 5:
Co
ntr
act
researc
h:
no
pub
licatio
n b
y U
niv
ers
ity w
itho
ut
Sp
onso
r’s p
erm
issio
n;
Sp
onso
r o
wns IP
Th
e L
am
be
rt c
on
so
rtiu
m a
gre
em
en
ts (
mu
lti-
pa
rty)
• C
onso
rtiu
m A
gree
men
t A
: Each m
em
ber
of
the C
onso
rtiu
m o
wns t
he IP
in t
he R
esults
that
it c
reate
s a
nd
gra
nts
each o
f th
e o
ther
part
ies a
no
n-e
xclu
siv
e lic
ence t
o u
se t
ho
se
Results f
or
the p
urp
oses o
f th
e P
roje
ct
and
fo
r any o
ther
purp
ose
• C
onso
rtiu
m A
gree
men
t B
: The o
ther
part
ies a
ssig
n t
heir IP
in t
he R
esults t
o t
he
lead
Exp
loitatio
n P
art
y w
ho
und
ert
akes t
o e
xp
loit t
he R
esults.
(Altern
atively
the L
ead
Exp
loitatio
n P
art
y is g
rante
d a
n e
xclu
siv
e lic
ence)
• C
onso
rtiu
m A
gree
men
t C
: Each p
art
y t
akes a
n a
ssig
nm
ent
of
IP in t
he R
esults t
hat
are
germ
ane t
o its
co
re b
usin
ess a
nd
und
ert
akes t
o e
xp
loit t
ho
se R
esults
• C
onso
rtiu
m A
gree
men
t D
: Each m
em
ber
of
the C
onso
rtiu
m o
wns t
he IP
in t
he R
esults
that
it c
reate
s a
nd
gra
nts
each o
f th
e o
ther
part
ies a
no
n-e
xclu
siv
e lic
ence t
o u
se
tho
se R
esults f
or
the p
urp
oses o
f th
e P
roje
ct
only
. If a
ny m
em
ber
of
the C
onso
rtiu
m
wis
hes t
o n
eg
otiate
a lic
ence t
o a
llow
it
to e
xp
loit t
he IP
of
ano
ther
mem
ber
or
to t
ake
an a
ssig
nm
ent
of
that
IP,
the o
wner
of
that
IP u
nd
ert
akes t
o n
eg
otiate
a lic
ence o
r
assig
nm
ent
In 2
00
9,
the c
onso
rtiu
m a
gre
em
ents
had
only
just
been intr
od
uced
and
were
bein
g u
sed
much
less t
han t
he c
olla
bo
ratio
n a
gre
em
ents
. O
nly
5 o
f th
e 3
8 r
esp
ond
ents
in 2
00
9 h
ad
used
one o
r
mo
re o
f th
e c
onso
rtiu
m a
gre
em
ents
. T
his
has n
ow
evened
out,
with the c
onso
rtiu
m a
gre
em
ents
no
w u
sed
only
slig
htly l
ess t
han t
he c
olla
bo
ratio
n a
gre
em
ents
. A
ll t
he
dif
fere
nt
ag
ree
me
nt
op
tio
ns a
re u
se
d,
wit
h L
am
be
rts 2
, 4
, A
an
d D
ea
ch
use
d b
y o
ve
r 6
0%
of
tho
se
wh
o
28C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
ha
ve
use
d t
he
ag
ree
me
nts
, w
hils
t Lam
bert
5 a
nd
Lam
bert
C a
re u
sed
the least.
Lam
bert
4
was a
lso
the m
ost
po
pula
r ag
reem
ent
in b
oth
the 2
00
6 a
nd
20
09
AU
RIL
surv
eys,
but
there
has
been a
gra
dual shift
sin
ce t
hen a
way f
rom
Lam
bert
1 a
nd
Lam
bert
3,
with a
gro
wth
in u
se o
f
Lam
bert
2 a
nd
Lam
bert
4.
01020040060080
Numberofrespondents
Res
pond
ents
who
hae
used
the
agre
emen
ts
200
201
(1 2
01 n
= 2
00 n
=8
2
01 n
=66
200
n=
)
Fig
ure
2.11
- W
hich
of
the
agre
emen
ts h
ave
you
used
(pic
k al
l tha
t ap
ply
)?
We a
lso
lo
oked
at
whic
h a
gre
em
ents
are
used
mo
st
oft
en b
y e
ach o
rganis
atio
n.
Ag
ain
, fo
r th
e
co
llab
ora
tio
n a
gre
em
ents
this
is L
am
bert
2 a
nd
Lam
bert
4,
with u
se o
f Lam
bert
2 in p
art
icula
r
incre
asin
g s
ince 2
00
9. T
hese a
re t
he t
wo
ag
reem
ents
whic
h r
ep
resent
the m
ost
flexib
le o
ptio
ns
for
univ
ers
ity o
r co
mp
any o
wners
hip
of
the IP
resp
ectively
. Lam
bert
5,
whic
h is n
ot
very
wid
ely
used
, m
ost clo
sely
resem
ble
s a
tra
ditio
nal “
fee-f
or-
serv
ice”
researc
h c
ontr
act,
and
has c
ond
itio
ns
on lim
itatio
n o
f p
ub
licatio
n in p
art
icula
r w
hic
h a
re d
ifficult fo
r m
any u
niv
ers
itie
s t
o a
ccep
t as t
hey
sta
nd
. T
he d
eclin
e in t
he u
se o
f Lam
bert
3 m
ay r
ep
resent
a m
ove t
ow
ard
s e
arlie
r d
ecis
ions o
ver
who
will
ow
n t
he IP
arisin
g fro
m t
he w
ork
, as t
his
is t
he a
gre
em
ent
whic
h g
ives o
wners
hip
of th
e
IP t
o t
he u
niv
ers
ity,
with ind
ustr
y r
ights
to
neg
otiate
fo
r assig
nm
ent.
169
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
29
200
201
Lam
bert
1
Lam
bert
2
Lam
bert
Lam
bert
4
Lam
bert
Res
pond
ents
who
ha
e us
ed th
e ag
reem
ents
(200
n=
8 2
01 n
=8)
Fig
ure
2.12
- W
hich
res
earc
h co
llab
ora
tion
agre
emen
t (o
ne-t
o-o
ne) d
o y
ou
use
mo
st o
ften
?
Fo
r th
e c
onso
rtiu
m a
gre
em
ents
, th
e 2
00
9 s
am
ple
is t
oo
sm
all
to i
nfe
r any t
rend
s,
but
bo
th
Lam
bert
A a
nd
D a
re p
op
ula
r in
20
13
. T
hese a
re t
he t
wo
op
tio
ns w
hic
h a
llow
the p
art
y w
hic
h
invents
to
reta
in t
he IP
in t
heir o
wn inventio
ns a
nd
in t
he r
esults t
hat
they c
reate
, w
ith d
iffere
nt
op
tio
ns fo
r d
ivid
ing
and
allo
win
g a
ccess to
this
IP
fo
r th
e o
ther
mem
bers
of th
e c
onso
rtiu
m. T
his
mechanis
m is m
uch m
ore
co
mm
only
used
in o
ur
surv
ey t
han t
he a
ltern
atives o
f no
min
ating
one
part
y t
o lead
on t
he e
xp
loitatio
n o
r tr
yin
g t
o d
ivid
e t
he I
P a
cco
rdin
g t
o w
hic
h p
art
ies a
re b
est
pla
ced
to
exp
loit it. 20
020
1
Lam
bert
Lam
bert
Lam
bert
Lam
bert
Res
pond
ents
who
ha
e us
ed th
e ag
reem
ents
(200
n=
201
n=6
6)
Fig
ure
2.13
- W
hich
co
nso
rtiu
m a
gre
emen
t (m
ulti-
par
ty) d
o y
ou
use
mo
st o
ften
?
30C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Cas
e st
ud
y –
Mu
lti-
way
co
llab
ora
tio
n
The U
niv
ers
ity o
f S
outh
Wale
s w
as a
ward
ed
fund
ing
fro
m t
he W
els
h G
overn
ment’s A
cad
em
ic
Exp
ert
ise fo
r B
usin
ess (A
4B
) schem
e.
By c
om
bin
ing
the e
xp
ert
ise a
nd
reso
urc
es a
vaila
ble
fro
m
Wels
h H
igher
Ed
ucatio
n Institu
tio
ns a
nd
ind
ustr
y in
Wale
s, th
is C
olla
bo
rative Ind
ustr
ial R
esearc
h
Pro
ject
(CIR
P)
aim
s t
o a
ccele
rate
the d
evelo
pm
ent
of
new
pro
cesses a
nd
serv
ices,
ultim
ate
ly
cre
ating
excitin
g n
ew
techno
log
ies w
hic
h a
re o
f str
ate
gic
im
po
rtance t
o t
he W
els
h e
co
no
my.
The T
uneab
le L
aser
pro
ject
bro
ug
ht
tog
eth
er
the O
pto
ele
ctr
onic
s e
xp
ert
ise o
f th
e F
aculty o
f
Ad
vanced
Techno
log
y a
t th
e u
niv
ers
ity w
ith t
he c
om
merc
ial in
put
fro
m a
multin
atio
nal co
mp
any
and
sup
po
rt f
rom
tw
o S
ME
s b
ased
in W
ale
s,
to w
ork
on a
metr
olo
gy a
pp
licatio
n.
The p
roje
ct
need
ed
an a
gre
em
ent to
bala
nce the req
uirem
ents
of th
e s
po
nso
rs, th
e u
niv
ers
ity a
nd
to
pro
tect
the c
om
merc
ial
need
s o
f th
e l
arg
e a
nd
sm
all
co
mp
anie
s i
nvo
lved
. T
he L
am
bert
Co
nso
rtiu
m
ag
reem
ent
has a
llow
ed
the p
art
icip
ants
to
deal eq
uitab
ly w
ith t
he IP
that
has a
risen d
uring
the
wo
rk.
One o
f th
e s
malle
r co
mp
anie
s u
nfo
rtunate
ly h
ad
to
withd
raw
fro
m t
he p
roje
ct
part
way
thro
ug
h,
but
und
er
the t
erm
s o
f th
e a
gre
em
ent,
this
tra
nsitio
n c
ould
be h
and
led
seam
lessly
.
The p
roje
ct
has b
een v
ery
successfu
l, a
nd
has d
evelo
ped
no
vel
inte
llectu
al
pro
pert
y f
or
the
team
. T
he p
roje
ct p
art
ners
are
curr
ently a
gre
ein
g the c
om
merc
ial t
erm
s fo
r th
e futu
re e
xp
loitatio
n
of
this
wo
rk.
170
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
31
The sup
po
rtin
g to
ols
are
used
b
y fe
wer
peo
ple
th
an th
e ag
reem
ents
th
em
selv
es,
with th
e
Guid
ance N
ote
s p
rovin
g p
op
ula
r fo
r each c
ate
go
ry.
It s
ee
ms t
ha
t th
e t
oo
lkit
is n
ot
alw
ays
use
d a
s a
co
he
ren
t w
ho
le,
bu
t w
ith
dif
fere
nt
pa
rts u
se
d t
o s
up
po
rt d
iffe
ren
t a
cti
vit
ies.
This
is a
lso
reflecte
d i
n t
he d
ocum
ent
vie
ws o
n t
he L
am
bert
web
site,
where
the s
up
po
rtin
g
do
cum
ents
are
ag
ain
vie
wed
less o
ften t
han t
he a
gre
em
ents
them
selv
es.
The d
ecis
ion t
ree is
no
t used
as o
ften a
s the a
gre
em
ents
them
selv
es, altho
ug
h it
sho
uld
be the fi
rst ste
p to
decid
ing
whic
h is
the c
orr
ect ag
reem
ent to
use. In
so
me c
ases, th
is w
ill b
e b
ecause the u
sers
are
alread
y
fam
iliar
with t
he d
iffere
nt
op
tio
ns,
but
it m
ay a
lso
reflect
a lack o
f aw
are
ness o
f ho
w m
ore
valu
e
can b
e o
bta
ined
by u
sin
g t
he t
oo
lkit a
s a
n i
nte
gra
ted
who
le,
and
by a
gre
ein
g t
he i
mp
ort
ant
issues u
p-f
ront
befo
re s
tart
ing
to
dra
ft a
n a
gre
em
ent.
010120204040
Res
oab
utin
ee
isio
nre
eui
dan
eN
otes
for
Res
oab
onso
rtium
utin
eui
dan
eN
otes
for
onso
rtium
ther
non
Lam
bert
ags
Numberofrespondents
Res
pond
ents
who
hae
used
the
too
it(n
=8)
Fig
ure
2.14
- W
hich
sup
po
rtin
g t
oo
ls h
ave
you
used
?
32C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Alt
erna
tive
s
As h
as b
een d
iscussed
earlie
r, if
the
La
mb
ert
ag
ree
me
nts
are
no
t u
se
d, th
e m
ost
co
mm
on
alt
ern
ati
ve
is t
o u
se
th
e o
rga
nis
ati
on
’s o
wn
ag
ree
me
nts
(7
6%
), f
ollo
we
d b
y a
gre
em
en
ts
su
gg
este
d b
y t
he
pa
rtn
er
(56
%).
0101202040
seow
nag
sse
othe
rm
ode
sse
partn
erag
san
ning
to u
seLa
mbe
rt
Numberofrespondents
Res
pond
ents
who
are
awar
eof
but d
o no
tuse
Lam
bert
(n=4
)
Fig
ure
2.15
- W
hat
agre
emen
ts d
o y
ou
use
for
rese
arch
co
llab
ora
tions
?
The m
ain
issues c
ited
fo
r no
t usin
g t
he L
am
bert
to
olk
it w
ere
that
cert
ain
cla
uses w
ere
no
t
accep
tab
le, o
r th
e g
enera
l ap
pro
ach d
id n
ot
co
ver
their r
eq
uirem
ents
. S
om
e o
f th
e o
ther
issues
rais
ed
were
that th
e to
olk
it d
oes n
ot w
ork
well
in a
n in
tern
atio
nal e
nviro
nm
ent,
that each s
ituatio
n
req
uires a
besp
oke a
pp
roach,
or
that
they p
refe
r to
use a
term
-sheet
ap
pro
ach.
171
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
33
02468101214 Numberofrespondents
Res
pond
ents
who
are
awar
eof
but d
o no
tuse
Lam
bert
(n=
4)
o not
oer
res
oo di
ffiut
artne
rs ref
use
ome
ause
s una
eptab
e rganis
ation
wi no
t use
ther
Fig
ure
2.16
- D
o y
ou
have
any
pro
ble
ms
with
use
of
the
Lam
ber
t ag
reem
ents
and
to
olk
it?
We a
lso
investig
ate
d t
he u
se o
f o
ther
mo
del ag
reem
ents
, and
fo
und
that
the m
ost
co
mm
only
used
were
the T
SB
sta
nd
ard
mo
del c
onso
rtiu
m a
gre
em
ent,
and
the D
ES
CA
ag
reem
ent used
fo
r
EU
fund
ed
pro
jects
. In
clin
ical
situatio
ns,
the m
od
el
Clin
ical
Trial
Ag
reem
ent
(mC
TA
), m
od
el
Clin
ical In
vestig
atio
n A
gre
em
ent
(mC
IA) and
mo
del In
dustr
y C
olla
bo
rative R
esearc
h A
gre
em
ent
(mIC
RA
) fr
om
the N
atio
nal In
stitu
te f
or
Health R
esearc
h (
NIH
R)
are
used
and
were
develo
ped
initia
lly f
rom
the L
am
bert
princip
les.
Mo
re u
niv
ers
ity-s
pecifi
c a
gre
em
ents
are
the R
ussell
Gro
up
CA
SE
PhD
stu
dents
hip
, and
the B
runsw
ick M
TA
and
ag
reem
ents
fo
r in
ter-
univ
ers
ity r
esearc
h,
whic
h a
re a
lso
fairly
wid
ely
kno
wn a
nd
used
. S
om
e i
nd
ustr
y-s
pecifi
c a
gre
em
ents
are
used
in
part
icula
r in
dustr
y s
ecto
rs, fo
r exam
ple
the F
ram
ew
ork
Ag
reem
ent
for
Technic
al S
up
po
rt (FA
TS
)
in d
efe
nce o
r th
e Inte
gra
ted
Pro
jects
Co
nso
rtiu
m A
gre
em
ent
(IP
CA
) in
IC
T.
The L
am
bert
web
site c
urr
ently in
clu
des s
om
e e
xam
ple
s o
f o
ther
mo
del a
gre
em
ents
whic
h w
ere
no
t d
evelo
ped
by t
he w
ork
ing
gro
up
s,
but
it d
oes n
ot
link t
o t
hese o
ther
sta
nd
ard
s w
hic
h h
ave
sub
seq
uently b
een d
evelo
ped
and
are
beco
min
g k
no
wn a
nd
sup
po
rted
in t
he c
om
munity.
The D
ES
CA
ag
reem
ent
for
EU
-fund
ed
re
searc
h is
an in
tere
sting
exam
ple
. A
ltho
ug
h m
any
peo
ple
said
they d
o n
ot
part
icula
rly lik
e it,
they w
ill n
evert
hele
ss u
se it
because t
he a
ltern
ative o
f
neg
otiating
a b
esp
oke a
gre
em
ent
each t
ime w
ould
be f
ar
too
onero
us t
o c
onsid
er, p
art
icula
rly
with t
he a
dd
itio
nal co
mp
licatio
n o
f d
iffere
nt
pra
ctices a
nd
law
s in d
iffere
nt
co
untr
ies.
The F
P7
fund
ing
co
mp
etitio
ns a
lso
inclu
de s
om
e f
und
am
enta
l IP
rule
s i
n t
heir f
und
ing
co
nd
itio
ns,
the
mo
st
basic
of
whic
h b
ein
g t
hat
the d
efa
ult p
ositio
n i
s t
hat
fore
gro
und
IP
genera
ted
during
a
co
llab
ora
tive p
roje
ct sho
uld
belo
ng
to
the p
art
y w
hic
h g
enera
tes it
(altho
ug
h there
are
pro
vis
ions
for
join
t o
wners
hip
in s
om
e c
ircum
sta
nces). T
here
is a
lso
a r
eq
uirem
ent
to e
nsure
that
the
34C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
fore
gro
und
IP
is u
sed
, either
in f
urt
her
researc
h a
ctivitie
s (
develo
pm
ent
or
imp
rovem
ent
of
the
genera
ted
results)
or
in c
om
merc
ial activitie
s (
pro
ductio
n a
nd
mark
eting
of
new
pro
ducts
and
serv
ices). T
his
typ
e o
f IP
pro
vis
ion a
ttached
as a
co
nd
itio
n o
f fu
nd
ing
can s
om
etim
es red
uce the
po
tential
are
as f
or
neg
otiatio
n b
etw
een t
he p
art
ners
, altho
ug
h i
n t
his
case t
here
is e
no
ug
h
flexib
ility
to
allo
w f
or
a r
ang
e o
f IP
ow
ners
hip
outc
om
es.
172
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
35
Ch
ap
ter
3:
Ac
hie
ve
me
nts
an
d
infl
ue
nc
e•
In r
ecent
years
, re
searc
h c
olla
bo
ratio
n h
as inte
nsifi
ed
. M
ore
than h
alf t
he u
niv
ers
itie
s a
nd
co
mp
anie
s s
urv
eyed
are
do
ing
mo
re o
ne-o
ff c
olla
bo
ratio
ns,
mo
re s
trate
gic
rela
tio
nship
s
and
mo
re E
uro
pean p
roje
cts
than in 2
00
5.
•
Alm
ost
80
% o
f th
ose w
ho
are
aw
are
of
the t
oo
lkit s
ay t
hat
it s
imp
lifies t
he p
rocess o
f
co
nstr
ucting
co
ntr
acts
, and
pro
vid
es u
sefu
l in
form
atio
n a
nd
pre
ced
ents
. It is p
erc
eiv
ed
by o
ver
70
% o
f re
sp
ond
ents
as b
ein
g ind
ep
end
ent
and
neutr
al. J
ust
over
60
% a
gre
ed
that
it s
aves b
oth
tim
e a
nd
co
sts
of
neg
otiatio
n.
•
It is v
alu
ed
as a
go
od
so
lid f
ound
atio
n f
or
neg
otiatio
n,
a s
ourc
e o
f cla
uses t
hat
can
help
reso
lve n
eg
otiatio
n p
oin
ts,
and
an ind
ep
end
ent
exem
pla
r o
f a f
air a
nd
reaso
nab
le
ap
pro
ach.
•
The L
am
bert
to
olk
it is m
ost
help
ful w
here
bo
th p
art
ies a
lread
y u
se it,
or
if o
ne p
art
ner
has n
o s
tand
ard
ag
reem
ents
, o
r is
new
to
co
llab
ora
tive r
esearc
h,
or
if t
he p
art
ners
have
no
t co
llab
ora
ted
befo
re.
•
Org
anis
atio
ns t
hat
have u
sed
the t
oo
lkit a
s a
tra
inin
g t
oo
l fo
und
it
usefu
l, e
sp
ecia
lly t
o
gain
insig
ht
into
the m
otivatio
ns o
f th
e o
ther
part
y o
r to
sup
po
rt t
heir o
wn p
ositio
n.
•
Ho
wever, ind
ustr
ial sup
po
rt f
or
the t
oo
lkit h
as b
een lackin
g.
Larg
e c
om
panie
s a
re m
ore
likely
to
vie
w t
he a
gre
em
ents
as b
iased
to
ward
s u
niv
ers
itie
s,
and
have a
mo
re n
eg
ative
vie
w o
f th
e p
ote
ntial b
enefits
of
the t
oo
lkit.
SM
Es a
re s
till
dete
rred
by t
he c
osts
and
tim
e
req
uired
fo
r neg
otiatio
n.
The land
scap
e f
or
researc
h c
olla
bo
ratio
n b
etw
een ind
ustr
y a
nd
the r
esearc
h b
ase a
nd
fo
r K
E
mo
re w
idely
has c
ert
ain
ly e
vo
lved
sin
ce t
he t
oo
lkit w
as intr
od
uced
in 2
00
5.
Data
co
llecte
d b
y
the a
nnual
Hig
her
Ed
ucatio
n-B
usin
ess a
nd
Co
mm
unity I
nte
ractio
n S
urv
ey (
HE
-BC
I)5 s
ho
w a
ste
ad
y i
ncre
ase i
n r
esearc
h a
nd
co
ntr
act
inco
me r
eceiv
ed
by U
K u
niv
ers
itie
s.
The c
om
bin
ed
tota
l fo
r co
ntr
act
and
co
llab
ora
tive r
esearc
h w
as £
1.9
bill
ion i
n 2
01
0-1
1 (
the l
ate
st
year
for
whic
h fi
gure
s a
re a
vaila
ble
).
5
htt
p:/
/ww
w.h
efc
e.a
c.u
k/w
hatw
ed
o/k
es/m
easure
ke/h
eb
ci/
36C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
0
20000
1000
120
100
10
2000
nomeinmiions
uni
ersi
ties
our
eH
Hsu
re
ontra
tres
ear
h
oab
orat
ie
rese
arh
Fig
ure
3.1
- To
tal
valu
e o
f co
llab
ora
tive
and
co
ntra
ct r
esea
rch
inco
me
rece
ived
by
UK
uni
vers
ities
. S
our
ce: H
EF
CE
.
This
has b
een m
atc
hed
by a
co
ntinued
go
vern
ment
co
mm
itm
ent
to f
und
ing
fo
r “t
hird
-str
eam
”
and
kno
wle
dg
e e
xchang
e a
ctivitie
s w
ithin
Eng
lish u
niv
ers
itie
s w
hic
h i
s s
up
po
rted
by H
igher
Ed
ucatio
n Inno
vatio
n F
und
ing
(H
EIF
). A
t th
e tim
e o
f th
e L
am
bert
rep
ort
in 2
00
2-3
, H
EIF
had
only
just
been i
ntr
od
uced
(altho
ug
h i
t w
as b
uild
ing
on p
revio
us s
chem
es)
and
was a
co
mp
etitive
schem
e f
or
sp
ecifi
c p
roje
cts
oft
en b
ring
ing
to
geth
er
gro
up
s o
f univ
ers
itie
s.
HE
IF f
und
ing
has
no
w e
vo
lved
into
a p
erf
orm
ance-b
ased
fund
ing
fo
r in
div
idual u
niv
ers
itie
s, w
ith the to
tal l
evels
fo
r
20
11
-20
15
rin
g fenced
at
£1
50
mill
ion p
a. S
om
e u
niv
ers
itie
s r
eceiv
e n
o H
EIF
fund
ing
, b
ut
tho
se
that
achie
ve a
cert
ain
thre
sho
ld o
f w
eig
hte
d e
xte
rnal
inco
me r
eceiv
e a
n a
mo
unt
based
on a
slid
ing
scale
sta
rtin
g a
t £
25
0k p
a a
nd
cap
ped
at
£2
.85
mill
ion p
a fo
r th
e 2
3 h
ighest
perf
orm
ing
univ
ers
itie
s.
173
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
37
00
100
10
ota H funding perannuminmiions
ngis
h un
ier
sitie
sou
re
H
erag
efu
ndin
gpe
rann
um
Fig
ure
3.2
- Le
vels
of
tota
l HE
IF f
und
ing
acr
oss
all
Eng
lish
univ
ersi
ties.
This
incre
ase in
activity w
as reflecte
d a
mo
ng
st o
ur surv
ey s
am
ple
, w
here
the le
vels
of in
tera
ctio
n
betw
een b
usin
ess a
nd
univ
ers
ity h
ave g
enera
lly incre
ased
or
sta
yed
ab
out
level sin
ce 2
00
5.
In
part
icula
r, l
eve
ls o
f o
ne
-off
re
se
arc
h c
olla
bo
rati
on
, lo
ng
er
term
str
ate
gic
re
lati
on
sh
ips,
an
d E
uro
pe
an
pro
jec
ts a
re h
igh
er
tha
n i
n 2
00
5,
with m
ore
than 5
0%
of
tho
se a
nsw
ering
this
questio
n d
oin
g m
ore
of
these inte
ractio
ns in e
ach c
ase.
38C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
010200400600800
Numberofrespondents
resp
onde
nts
(n=1
4)
Mor
e
ame
Less
neoff
rese
arh
trateg
i reati
onsh
ips fund
ed pr
oets
s pons
ored
hs
pinou
ts Lien
sing d
eas
onsu
tan
Fig
ure
3.3
- S
ince
the
intr
od
uctio
n o
f th
e to
olk
it in
200
5, a
re y
ou
do
ing
mo
re,
abo
ut t
he s
ame
or
less
o
f th
e fo
llow
ing
typ
es o
f b
usin
ess
– un
iver
sity
inte
ract
ions
?
Data
fro
m t
he O
ffice o
f N
atio
nal
Sta
tistics
6 o
n U
K G
ross D
om
estic E
xp
end
iture
on R
&D
als
o
bro
ad
ly s
up
po
rts t
his
tre
nd
, w
ith t
he a
mo
unt
of
R&
D f
und
ed
by b
usin
ess a
nd
perf
orm
ed
by
hig
her
ed
ucatio
n r
isin
g s
tead
ily fro
m £
25
6 m
illio
n in 2
00
5 t
o £
31
2 m
illio
n in 2
00
8,
altho
ug
h t
his
has d
rop
ped
back d
uring
the r
ecessio
n,
sta
nd
ing
at
£2
84
mill
ion i
n 2
01
1 (
the l
ate
st
year
for
whic
h fi
gure
s a
re a
vaila
ble
).
Th
e L
am
be
rt t
oo
lkit
is ju
st
on
e p
art
of
a m
uc
h b
igg
er
sh
ift
in t
he
re
lati
on
sh
ips b
etw
ee
n
bu
sin
ess a
nd
th
e r
ese
arc
h b
ase
. T
he p
resence o
f th
e t
oo
lkit h
as c
ert
ain
ly h
elp
ed
so
me
inte
ractio
ns,
and
p
erh
ap
s
hin
dere
d
oth
ers
, fo
r exam
ple
b
y
causin
g
one
sid
e
to
beco
me
entr
enched
in a
part
icula
r p
ositio
n. T
he n
eg
otiatio
n o
f an a
gre
em
ent is
only
one s
mall
part
of th
e
overa
ll re
latio
nship
, and
canno
t o
n i
ts o
wn h
ave a
sig
nifi
cant
effect
on t
he a
mo
unt,
sp
eed
or
ease o
f co
llab
ora
tio
n,
no
r o
n t
he invo
lvem
ent
of
SM
Es in t
he p
rocess.
6
htt
p:/
/ww
w.o
ns.g
ov.
uk/o
ns/r
el/rd
it1
/gro
ss-d
om
estic-e
xp
end
iture
-on-r
esearc
h-a
nd
-develo
pm
ent/
20
11
/tsd
-
gerd
-20
11
.htm
l
174
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
39
We h
ave e
xam
ined
ho
w t
he L
am
bert
to
olk
it h
as p
erf
orm
ed
with r
esp
ect
to e
ach o
f th
e s
pecifi
c
ob
jectives t
hat
it w
as d
esig
ned
fo
r:
•
to r
ed
uce t
he t
ime a
nd
effo
rt r
eq
uired
to
secure
ag
reem
ent
•
to f
acili
tate
neg
otiatio
ns b
etw
een p
ote
ntial co
llab
ora
tors
•
to p
rovid
e e
xam
ple
s o
f b
est
pra
ctice
Tim
e, c
ost
and
eff
ort
Pre
vio
us s
urv
eys h
ave g
aug
ed
the a
ttitud
es o
f th
e p
art
icip
ants
to
the p
ote
ntial tim
e a
nd
co
st
benefits
of
usin
g t
he t
oo
lkit.
• A
UR
IL s
urve
y, 2
006:
40
rep
lies
o61
% s
aid
it sa
ved
time
o
• C
BI s
urve
y, 2
006:
39
rep
lies,
11
of
who
m w
ere
aw
are
of
the t
oo
lkit.
Of
these,
o6
said
it s
aved
tim
e
o
• A
UR
IL s
urve
y, 2
009:
10
9 r
ep
lies
o57
% s
aid
it sa
ved
time
o
In this
surv
ey,
we a
sked
a s
eries o
f att
itud
inal q
uestio
ns d
esig
ned
to
exp
lore
ho
w the p
art
icip
ants
felt a
bo
ut
sp
ecifi
c a
sp
ects
of
the L
am
bert
to
olk
it a
nd
neg
otiatio
n o
f re
searc
h c
olla
bo
ratio
ns
mo
re g
enera
lly.
40C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Att
itu
de
ra
tin
gs
The surv
ey o
ffere
d a series o
f sta
tem
ents
w
ith a ra
ting
scale
o
f “s
tro
ng
ly ag
ree”,
“a
gre
e”,
“dis
ag
ree”
or
“str
ong
ly d
isag
ree”.
These w
ere
sco
red
on a
scale
of
-2 (
str
ong
ly d
isag
ree)
to +
2
(str
ong
ly a
gre
e). T
he r
esults a
re g
iven in t
erm
s o
f a r
ating
avera
ge, to
allo
w fo
r easy c
om
pariso
n
betw
een d
iffere
nt sub
-sets
of th
e s
am
ple
with d
iffere
nt sam
ple
siz
es. In
the g
rap
hs w
hic
h fo
llow
,
a p
ositiv
e r
ating
avera
ge ind
icate
s a
gre
em
ent
with t
he s
tate
ment,
and
a n
eg
ative r
ating
avera
ge
ind
icate
s d
isag
reem
ent,
with m
axim
um
po
ssib
le a
vera
ge s
co
res o
f -2
(all
resp
ond
ents
str
ong
ly
dis
ag
ree w
ith t
he s
tate
ment)
or
+2
(all
resp
ond
ents
str
ong
ly a
gre
e w
ith t
he s
tate
ment)
.
00
000
00
100
10
heLa
mbe
rt to
oit
saes
mon
ean
dor
reso
ures
need
edfo
rneg
otia
tion
heLa
mbe
rt to
oit
saes
time
inne
gotia
tion
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
1)
Rat
ing
aer
age
war
e(n
=11
)
sed
Lam
bert
(n=
)
Not
used
Lam
bert
(n=2
6)
Res
ear
hor
gs(n
=4)
M(n
=16)
Larg
eom
pan
(n=1
)
Fig
ure
3.4
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
Overa
ll, t
ho
se in t
he s
urv
ey s
am
ple
who
are
aw
are
of
the t
oo
lkit a
gre
e t
hat
it s
aves b
oth
tim
e
and
mo
ney.
62
% a
gre
ed
th
at
it s
ave
s t
ime
an
d 6
3%
th
at
it s
ave
s m
on
ey, a
slig
ht
inc
rea
se
fro
m t
he
ea
rlie
r su
rve
ys (
fig
ure
s s
ho
wn a
bo
ve). R
esp
ond
ents
who
use t
he t
oo
lkit a
re m
uch
mo
re li
kely
to
ag
ree than tho
se w
ho
do
no
t. S
imila
rly,
bo
th S
ME
s a
nd
univ
ers
itie
s a
re m
uch m
ore
likely
to
be p
ositiv
e t
han t
ho
se in larg
e c
om
panie
s.
175
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
41
Cas
e S
tud
y -
Mu
ltip
le a
gre
emen
ts w
ith
min
imal
tim
e an
d e
ffo
rt
In O
cto
ber
20
12
, th
e M
ed
ical R
esearc
h C
ouncil
(MR
C) anno
unced
the s
uccessfu
l ap
plic
ants
in
a g
round
bre
akin
g c
olla
bo
ratio
n w
ith i
nno
vative p
harm
aceutical
co
mp
any A
str
aZ
eneca u
nd
er
whic
h £
7 m
illio
n o
f fu
nd
ing
was m
ad
e a
vaila
ble
fo
r 1
5 researc
h p
roje
cts
. U
nd
er th
e “
Mechanis
ms
of
Dis
ease”
fund
ing
call,
Astr
aZ
eneca m
ad
e 2
2 o
f its c
hem
ical
co
mp
ound
s a
vaila
ble
fre
e-o
f-
charg
e t
o s
cie
ntists
. A
str
aZ
eneca h
ad
co
nd
ucte
d e
arly t
rials
of th
ese c
om
po
und
s a
nd
valid
ate
d
their u
se f
or
futu
re r
esearc
h,
but
had
put
them
on h
old
fo
r fu
rther
develo
pm
ent.
The M
RC
fund
ing
aim
ed
to
exte
nd
the p
ossib
le a
pp
licatio
n o
f th
ese c
om
po
und
s fo
r use in a
bro
ad
rang
e
of co
nd
itio
ns fro
m c
om
mo
n d
iseases lik
e A
lzheim
er’s,
cancer
and
lung
dis
ease t
hro
ug
h t
o r
are
r
co
nd
itio
ns s
uch a
s m
oto
r neuro
ne d
isease a
nd
muscula
r d
ystr
op
hie
s w
ith t
he u
ltim
ate
aim
of
benefitt
ing
patients
. E
ight o
f th
e p
roje
cts
invo
lve c
linic
al (
hum
an) tr
ials
of p
ote
ntial n
ew
thera
pie
s,
and
seven are
fo
cusin
g o
n earlie
r p
reclin
ical
wo
rk.
These p
roje
cts
are
le
d b
y 1
0 d
iffere
nt
univ
ers
itie
s,
and
one P
SR
E.
To
sup
po
rt a
ll th
ese d
iffere
nt
pro
jects
in a
co
nsis
tent
way,
MR
C a
nd
Astr
aZ
eneca a
gre
ed
to
base t
he c
olla
bo
ratio
n c
ontr
acts
on t
he L
am
bert
2 a
gre
em
ent
for
the p
reclin
ical p
roje
cts
, o
r th
e
mo
del In
dustr
y C
olla
bo
rative R
esearc
h A
gre
em
ent
(mIC
RA
) fo
r th
e c
linic
al p
roje
cts
. T
he m
ICR
A
ag
reem
ents
take t
heir a
pp
roach t
o I
P r
ights
fro
m t
he L
am
bert
ag
reem
ents
, so
there
was a
co
nsis
tent
ap
pro
ach t
o IP
ow
ners
hip
thro
ug
ho
ut:
Astr
aZ
eneca r
eta
ins its
exis
ting
rig
hts
rela
ting
to t
he c
om
po
und
s a
nd
any n
ew
researc
h fi
nd
ing
s b
y t
he a
cad
em
ic institu
tio
n a
re o
wned
by t
he
acad
em
ic institu
tio
n.
Astr
aZ
eneca h
as a
no
n-e
xclu
siv
e r
ight
to u
se t
he fi
nd
ing
s fo
r in
tern
al R
&D
only
, and
the r
ight
to n
eg
otiate
an e
xclu
siv
e lic
ence u
nd
er
suitab
le t
erm
s.
By u
sin
g t
hese p
re-
neg
otiate
d a
gre
em
ents
as a
sta
rtin
g p
oin
t, A
str
aZ
eneca w
as a
ble
to
pro
cess a
ll th
e c
ontr
acts
in
reco
rd t
ime a
nd
usin
g o
nly
min
imal sup
po
rt f
rom
their inte
rnal la
wyers
and
IP
team
. T
he m
ain
neg
otiatio
n p
oin
ts t
hat
aro
se w
ere
aro
und
the p
ractical te
rms o
f w
ho
wo
uld
do
what
und
er
the
co
ntr
acts
, ra
ther
than a
ny s
ub
sta
ntive issues.
Chris W
ilks,
the p
roje
ct
manag
er
for
the c
olla
bo
ratio
n w
ithin
Astr
aZ
eneca,
co
mm
ente
d “
Overa
ll
we c
om
ple
ted
15
sep
ara
te c
ontr
acts
within
the t
hre
e m
onth
dead
line,
whic
h is u
np
reced
ente
d
in m
y e
xp
erience.
The o
nly
way t
hat
this
was p
ossib
le w
as b
y u
sin
g t
he L
am
bert
and
mIC
RA
ag
reem
ents
, w
hic
h a
re w
ell
kno
wn a
nd
larg
ely
accep
ted
within
the u
niv
ers
ity c
om
munity.
Fro
m
an A
str
aZ
eneca p
ers
pective,
this
was a
gre
at
success,
and
I h
op
e t
o e
mp
loy t
his
ap
pro
ach
mo
re w
idely
in t
he c
om
pany a
s w
e m
ove t
ow
ard
s a
gre
ate
r use o
f th
is t
yp
e o
f O
pen Inno
vatio
n
to s
up
po
rt o
ur
inte
rnal re
searc
h a
nd
develo
pm
ent.
”
Data
gath
ere
d fro
m t
he in-d
ep
th inte
rvie
ws s
ug
gests
that
there
was a
tend
ency fo
r d
eals
usin
g
Lam
bert
to
be q
uic
ker
on a
vera
ge,
and
fo
r m
ost
of
the lo
ng
est
deals
to
be c
om
ple
ted
in u
nd
er
six
mo
nth
s, co
mp
are
d w
ith o
ver
a y
ear
for
deals
no
t usin
g t
he t
oo
lkit. W
here
there
is a
desire t
o
co
mp
lete
a d
eal q
uic
kly
, ho
wever, t
his
can b
e a
chie
ved
no
matt
er
whic
h s
tart
ing
ag
reem
ent
is
used
.
42C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
0%10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
With
With
out
With
With
out
With
With
out
Aver
age
Fast
est
Slow
est
% of respondents
In d
epth
inte
rvie
wee
s (W
ith n
=16;
With
out n
=24)
Mor
e th
an o
ne y
ear
Six t
o tw
elve
mon
ths
One
to s
ix m
onth
s
One
wee
k to
one
mon
th
Less
than
a w
eek
Fig
ure
3.5
- H
ow
long
did
an
aver
age,
the
fast
est
and
the
slo
wes
t ne
go
tiatio
ns y
ou
have
do
ne t
ake
(in
elap
sed
tim
e) e
ither
with
the
Lam
ber
t to
olk
it (if
ap
pro
pria
te),
or
with
out
it?
The a
gre
em
ent
used
is o
nly
one f
acto
r w
hic
h d
ete
rmin
es t
he s
peed
of
the a
gre
em
ent.
The
facto
r w
hic
h is m
ost
likely
to
result in a
quic
k a
gre
em
ent
is w
here
tw
o p
art
ies h
ave c
olla
bo
rate
d
befo
re, and
so
have p
revio
usly
ag
reed
on the s
ignifi
cant p
oin
ts o
f th
e s
tructu
re o
f th
e a
gre
em
ent.
This
can b
e p
art
icula
rly q
uic
k i
f th
e p
revio
us i
nte
ractio
ns w
ere
based
on t
he L
am
bert
to
olk
it.
Oth
erw
ise, th
e L
am
be
rt a
gre
em
en
ts a
re m
ore
lik
ely
to
be
he
lpfu
l fo
r n
ew
co
lla
bo
rati
on
s
be
twe
en
org
an
isa
tio
ns w
hic
h h
ave
n’t
wo
rke
d t
og
eth
er
be
fore
, w
he
n t
he
de
cis
ion
tre
e
an
d o
utl
ine
str
uc
ture
ca
n h
elp
to
fin
alise
th
ese
po
ints
mo
re e
asily.
It w
ill b
e less h
elp
ful if
the p
art
ies h
ave a
pre
-exis
ting
ag
reem
ent
that
is n
ot
based
on L
am
bert
. A
lso
im
po
rtant
are
the
skill
s and
att
itud
es o
f th
e neg
otiating
p
art
ies,
as w
ell
as exte
rnal
facto
rs such as fu
nd
ing
dead
lines.
Sim
ilar
trend
s w
ere
seen fo
r b
oth
th
e sta
ff co
sts
, and
th
e exte
rnal
leg
al
co
sts
asso
cia
ted
with these d
eals
, w
here
ag
ain
the m
ost exp
ensiv
e a
nd
avera
ge c
osts
were
imp
roved
by u
sin
g L
am
bert
, b
ut
little d
iffere
nce c
ould
be d
iscern
ed
fo
r th
e c
heap
est
deals
.
176
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
43
010200400600800
100
ithith
out
ithith
out
ithith
out
erag
ehe
apes
tM
ost
pens
ie
ofrespondents
nde
pth
inte
rie
wee
s(
ith n
=12
ithou
tn=1
)
taff
hour
s
Mor
eth
anda
s
2da
s
12
das
Less
than
1da
010200400600800
100
ithith
out
ithith
out
ithith
out
erag
ehe
apes
tM
ost
pens
ie
ofrespondents
nde
pth
inte
rie
wee
s(
ith n
=ith
outn
=11)
utof
po
etos
ts
Mor
eth
an00
0
200
100
0
012
000
Less
than
00
Fig
ure
3.6
- W
hat
is t
he c
ost
in a
ctua
l sta
ff h
our
s an
d e
xter
nal l
egal
co
sts
for
an a
vera
ge,
the
fas
test
an
d t
he s
low
est
neg
otia
tions
yo
u ha
ve d
one
eith
er w
ith t
he L
amb
ert
too
lkit
(if a
pp
rop
riate
), o
r w
itho
ut
it?
44C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Within
th
e w
ider
surv
ey,
7
0%
o
f th
e p
art
icip
an
ts a
gre
ed
th
at
ne
go
tia
tio
ns a
re o
fte
n
extr
em
ely
le
ng
thy a
nd
co
stl
y –
mirro
ring
the a
ttitud
es f
ound
by t
he o
rig
inal Lam
bert
revie
w.
00
000
00
100
10
hest
reng
thof
are
sear
ho
abor
atio
n is
wea
ened
ifne
gotia
tion
isdi
ffiu
t or
engt
h
Neg
otia
tions
oer
oab
orat
ie
rese
arh
are
ofte
ne
trem
een
gth
and
ost
resp
onde
nts
(n=1
82)
Rat
ing
aer
age
resp
onde
nts
(n=1
82)
war
e(n
=12
)
Not
awar
e(n
=)
sed
Lam
bert
(n=
1)
Not
used
Lam
bert
(n=
2)
Res
ear
hor
gs(n
=8)
M(n
=2)
Larg
eom
pan
(n=
8)
Fig
ure
3.7
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
Ho
wever, o
nly
65
% o
f th
ose w
ho
were
aw
are
of Lam
bert
ag
reed
, co
mp
are
d w
ith 8
0%
of th
ose
who
are
no
t aw
are
, and
there
was a
lso
a p
ositiv
e d
iffere
nce b
etw
een t
ho
se w
ho
do
and
tho
se
who
do
no
t use t
he t
oo
lkit.
This
sug
gests
that
the
to
olk
it h
as h
ad
so
me
po
sit
ive
eff
ec
t o
n
the
ti
me
a
nd
c
ost
of
ne
go
tia
tio
ns.
There
w
as als
o ag
reem
ent
within
th
e sam
ple
th
at
a
co
llab
ora
tio
n c
an b
e w
eakened
by l
eng
thy a
nd
diffi
cult n
eg
otiatio
ns.
In s
om
e c
ircum
sta
nces,
tho
ug
h th
e o
pp
osite can b
e th
e case,
with a p
rotr
acte
d neg
otiatio
n enab
ling
all
part
ies to
beco
me c
om
fort
ab
le w
ith t
he issues t
hat
are
im
po
rtant
to t
he o
ther
sid
e,
and
str
eng
thenin
g t
he
basis
of
the w
ork
. In
oth
er
cases,
the n
eg
otiatio
n i
s c
arr
ied
out
by c
ontr
acts
sta
ff,
and
any
diffi
cultie
s d
o n
ot
affect
the r
esearc
hers
them
selv
es a
nd
so
do
no
t in
fluence t
he c
olla
bo
rative
wo
rk.
Where
the n
eg
otiatio
n g
ives insig
ht
into
the m
otivatio
ns o
f th
e c
olla
bo
rating
part
ies a
nd
into
what
is im
po
rtant
to t
hem
, th
is c
an o
nly
enhance t
he r
ela
tio
nship
. T
his
po
int
has little e
ffect
on t
he s
uccess o
r o
therw
ise o
f a n
eg
otiatio
n o
r th
e f
ollo
win
g c
olla
bo
rative r
ela
tio
nship
.
The im
plic
atio
n o
f re
ducin
g t
he c
osts
and
tim
e invo
lved
with d
eal neg
otiatio
n w
as t
hat
it w
ould
feed
thro
ug
h into
a h
igher
cap
acity f
or
deal m
akin
g,
to m
ore
deals
bein
g c
onclu
ded
, and
to
a
red
uctio
n in
the lo
st o
pp
ort
unity c
osts
fro
m d
ela
ys in
sta
rtin
g the researc
h. In
our
surv
ey s
am
ple
,
37
% o
f th
e s
am
ple
wh
o a
re a
wa
re o
f th
e t
oo
lkit
ag
ree
th
at
the
ca
pa
cit
y f
or
de
al-
ma
kin
g
ha
s in
cre
ase
d s
inc
e its
in
tro
du
cti
on
. A
gain
, th
ose w
ho
have u
sed
Lam
bert
are
less lik
ely
to
dis
ag
ree w
ith t
he s
tate
ments
.
177
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
45
10
100
00
000
00
ine
the
intro
dutio
n of
the
Lam
bert
too
itm
orga
nisa
tion
has
ente
red
into
mor
e re
sear
ho
abor
atio
ns
ine
the
intro
dutio
n of
the
Lam
bert
too
it t
heap
ait
for
dea
ma
ing
has
inre
ased
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=
)
Rat
ing
erag
e
war
e(n
=)
sed
Lam
bert
(n=
)
Not
used
Lam
bert
(n=2
2)
Res
ear
hor
gs(n
=62)
M(n
=11)
Larg
eom
pan
(n=1
6)
Fig
ure
3.8
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
The level o
f d
isag
reem
ent
with t
hese s
tate
ments
is p
rob
ab
ly a
lso
because t
he p
art
icip
ants
do
no
t re
co
gnis
e a
sig
nifi
cant
causal effect
betw
een t
he t
oo
lkit a
nd
these m
easure
s,
even t
ho
ug
h
els
ew
here
in t
he s
urv
ey t
hey r
ep
ort
that
they a
re d
oin
g m
ore
of
many c
ate
go
ries o
f re
searc
h
co
llab
ora
tio
n (see F
igure
3.3
), a
nd
so
are
no
t actu
ally
answ
ering
the q
uestio
n a
s w
ritt
en.
Oth
er
facto
rs,
inclu
din
g t
he e
xte
rnal eco
no
mic
enviro
nm
ent,
have a
much larg
er
effect.
It
is a
lso
lik
ely
to r
eflect
the f
act
that
Lam
bert
is n
ot
used
fo
r a h
igh p
rop
ort
ion o
f d
eals
, and
so
has n
ot
had
a
sig
nifi
cant
overa
ll effect
on d
eal-
makin
g c
ap
acity.
46C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Imp
rove
d n
ego
tiat
ion
In t
he p
revio
us s
urv
eys,
• A
UR
IL s
urve
y, 2
006:
40
rep
lies
o
• C
BI s
urve
y, 2
006:
39
rep
lies,
11
of
who
m w
ere
aw
are
of
the t
oo
lkit.
Of
these,
o
• A
UR
IL s
urve
y, 2
009:
10
9 r
ep
lies
o
100
00
000
00
100
eane
gotia
tions
usin
gLa
mbe
rtar
ees
s i
eto
fai
heLa
mbe
rt to
oit
sim
pifi
esth
epr
oes
sof
onst
rutin
gon
trats
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
16)
Rat
ing
erag
e
war
e(n
=116
)
sed
Lam
bert
(n=
1)
Not
used
Lam
bert
(n=2
)
Res
ear
hor
gs(n
=1)
M(n
=16)
Larg
eom
pan
(n=1
)
Fig
ure
3.9
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
On a
vera
ge,
79
% o
f o
ur
sa
mp
le w
ho
we
re a
wa
re o
f th
e t
oo
lkit
ag
ree
d t
ha
t it
sim
plifi
es
the
pro
ce
ss o
f c
on
str
uc
tin
g c
on
tra
cts
. A
gain
, th
ose w
ho
use t
he t
oo
lkit a
re m
uch m
ore
likely
to
ag
ree t
han t
ho
se w
ho
do
no
t. L
arg
e c
om
panie
s a
lso
ag
ree less s
tro
ng
ly,
but
even h
ere
they d
o a
gre
e t
hat
the t
oo
lkit c
an s
imp
lify t
he p
rocess,
one o
f th
e b
enefits
of
the t
oo
lkit t
hat
receiv
es a
cro
ss t
he b
oard
sup
po
rt.
“It
wor
ks s
o w
ell w
hen
bot
h si
des
wan
t to
use
it”
– U
niv
ers
ity
“We’
re t
hank
ful
for
this
res
ourc
e. I
t ta
kes
away
ad
min
istr
ativ
e b
arrie
rs t
o en
gagi
ng w
ith
univ
ersi
ties
and
sp
urs
us t
o co
llab
orat
e an
d in
nova
te w
ith p
artn
ers”
- S
ME
178
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
47
On t
he o
ther
hand
, m
ost
of th
e r
esp
ond
ents
dis
ag
ree t
hat
the u
se o
f th
e L
am
bert
ap
pro
ach w
ill
make a
deal l
ess li
kely
to
fail.
In p
ractice, very
few
deals
actu
ally
fall
thro
ug
h a
nd
where
this
do
es
hap
pen,
it i
s t
hro
ug
h e
xte
rnal
facto
rs s
uch a
s t
he l
oss o
f fu
nd
ing
, o
r fa
ilure
to
find
a s
uitab
le
researc
her
rath
er
than t
hro
ug
h d
isag
reem
ent
over
the c
ontr
act
neg
otiatio
ns.
Where
tw
o p
art
ies
wis
h t
o c
onclu
de a
deal, t
hen a
so
lutio
n w
ill b
e f
ound
to
any o
f th
e c
ontr
act
issues t
hat
arise.
Only
one r
esp
ond
ent
rep
ort
ed
that
they w
ere
aw
are
of
any d
isp
ute
s,
leg
al challe
ng
es o
r case
law
arisin
g f
rom
deals
based
on a
ny o
f th
e L
am
bert
ag
reem
ents
, and
did
no
t le
ave a
ny f
urt
her
deta
ils o
r co
nta
ct
deta
ils fo
r fo
llow
up
. S
evera
l p
eo
ple
als
o m
entio
ned
that
they w
ere
no
t aw
are
of
any b
ased
on o
ther
ag
reem
ents
either. A
t th
e r
esearc
h s
tag
e,
dis
pute
s a
re u
nlik
ely
to
have
serio
us c
onseq
uences,
and
will
mo
st
oft
en r
esult in t
he t
erm
inatio
n o
f th
e c
olla
bo
ratio
n,
rath
er
than a
ny m
ore
far-
reachin
g fi
nancia
l effects
. B
efo
re t
he i
ntr
od
uctio
n o
f th
e t
oo
lkit,
there
had
been a
t le
ast
two
dis
pute
s o
ver
ow
ners
hip
of
IP in a
busin
ess-u
niv
ers
ity r
esearc
h c
olla
bo
ratio
n
that
reached
the c
ourt
s (
IDA
Ltd
v U
niv
ers
ity o
f S
outh
am
pto
n7,
and
Cyp
rote
x D
isco
very
Ltd
v
Univ
ers
ity o
f S
heffi
eld
8). W
hils
t w
e h
ave n
ot
do
ne a
tho
roug
h s
earc
h,
we a
re n
ot
aw
are
of
any
evid
ence o
f la
ter
co
urt
pro
ceed
ing
s,
whic
h s
ug
gests
that
bo
th s
ides o
f th
ese n
eg
otiatio
ns a
re
no
w m
uch m
ore
aw
are
of
the issues invo
lved
and
will
ensure
that
IP o
wners
hip
pro
vis
ions a
re
ag
reed
befo
rehand
and
mad
e e
xp
licit w
ithin
the c
ontr
act,
wheth
er
this
is a
Lam
bert
tem
pla
te o
r
an a
ltern
ative.
The e
xp
licit n
atu
re o
f th
e I
P p
rincip
les b
ehin
d t
he L
am
bert
ap
pro
ach w
ill h
ave
help
ed
to
cata
lyse t
his
und
ers
tand
ing
.
Bes
t p
ract
ice
In t
he 2
00
9 A
UR
IL s
urv
ey,
33
% s
aid
the t
oo
lkit r
esulted
in b
ett
er
co
ntr
acts
, and
60
% t
hat
it
pro
vid
ed
usefu
l in
form
atio
n. 0
00
000
01
001
0
heto
oit
repr
esen
tsan
inde
pend
ent
neut
ra s
tarti
ngpo
intf
orne
gotia
tions
heLa
mbe
rtto
oit
pro
ides
usef
uin
form
atio
nan
dpr
eed
ents
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
18)
Rat
ing
erag
e
war
e(n
=118
)
sed
Lam
bert
(n=
0)
Not
used
Lam
bert
(n=2
8)
Res
ear
hor
gs(n
=2)
M(n
=16)
Larg
eom
pan
(n=1
)
Fig
ure
3.10
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
7
R.P
.C.
(20
06
) 1
23
(17
): 5
67
-57
9.
8
R.P
.C.
(20
04
) 1
21
(23
): 8
87
-91
1;
Co
urt
of
Ap
peal: [2
00
4] E
WC
A C
iv 3
80
.
48C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
In o
ur
surv
ey,
this
pro
po
rtio
n h
as r
isen a
nd
no
w 8
0%
of
tho
se
wh
o a
re a
wa
re o
f L
am
be
rt
ag
ree
d t
ha
t th
e t
oo
lkit
pro
vid
es u
se
ful
info
rma
tio
n a
nd
pre
ce
de
nts
. T
his
is w
here
we
found
the g
reate
st
sup
po
rt f
or
the p
ositiv
e b
enefits
of
the t
oo
lkit.
Fo
r univ
ers
itie
s in p
art
icula
r,
the p
rincip
les o
f th
e t
oo
lkit c
an b
e v
ery
usefu
l to
pro
vid
e e
xte
rnal verificatio
n t
hat
the p
ositio
n
they
are
ta
kin
g
is
“reaso
nab
le”,
allo
win
g
them
to
m
anag
e
part
ner
exp
ecta
tio
ns
with
an
auth
orita
tive t
oo
l. T
his
vie
w o
f th
e a
gre
em
en
ts a
s b
ein
g i
nd
ep
en
de
nt
an
d n
eu
tra
l w
as
su
pp
ort
ed
by 7
2%
, and
was c
ited
by b
oth
univ
ers
itie
s a
nd
larg
e c
om
panie
s a
s b
ein
g p
art
icula
rly
help
ful in
their d
ealin
gs w
ith S
ME
s w
ho
may n
ot
have d
one a
ny c
olla
bo
rative r
esearc
h b
efo
re. It
pro
vid
es c
om
fort
that
what
the S
ME
is b
ein
g a
sked
to
sig
n is a
reaso
nab
le c
om
pro
mis
e,
and
that
the larg
er
mo
re e
xp
erienced
part
ner
is n
ot
“takin
g a
dvanta
ge”
of
their p
ositio
n.
Many a
lso
found
the a
gre
em
ents
a u
sefu
l so
urc
e o
f cla
uses o
n s
pecifi
c issues w
hic
h t
hey c
an r
euse w
ithin
their o
wn o
r o
ther
ag
reem
ents
.
“Lam
ber
t ag
reem
ents
can
be
used
to
sup
por
t p
ositi
ons
bec
ause
of
the
auth
ority
tha
t th
ey
have
. Th
eir
pre
senc
e on
the
IP
O w
ebsi
te g
ives
the
m a
cre
dib
ility
with
par
tner
s in
ind
ustr
y”
- U
niv
ers
ity
100
00
000
00
100
here
are
noom
mon
grou
ndru
eson
ow
ners
hip
ino
abor
ati
ere
sear
h(
amp
ere
spon
dent
sn=
181)
heag
reem
ents
repr
esen
tbe
stpr
ati
ein
us
ines
sR
esea
rh
oab
orat
ion
(am
pe
Res
pond
ents
who
are
awar
eof
Lam
bert
n=11
)
Rat
ing
erag
e
resp
onde
nts
(n=1
81)
war
e(n
=11
)
Not
awar
e(n
=60)
sed
Lam
bert
(n=8
8)
Not
used
Lam
bert
(n=2
)
Res
ear
hor
gs(n
=0
)
M(n
=16
1)
Larg
eom
pan
(n=2
0)
Fig
ure
3.11
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
Sup
po
rt f
or
the t
oo
lkit a
s r
ep
resenting
“b
est
pra
ctice”
was w
eaker
(55
% a
gre
em
ent)
, ag
ain
part
icula
rly am
ong
st
tho
se w
ho
have no
t used
Lam
bert
and
th
e la
rge co
mp
anie
s.
Many
co
mm
ente
d t
hat
there
is n
o s
uch t
hin
g a
s b
est
pra
ctice i
n r
esearc
h c
olla
bo
ratio
ns,
as e
ach
ind
ivid
ual
situatio
n i
s d
iffere
nt
and
sho
uld
be t
reate
d o
n i
ts o
wn m
erits
. S
imila
rly,
55
% o
f th
e
sam
ple
ag
reed
th
at
there
are
no
co
mm
on “g
round
ru
les”
on IP
o
wners
hip
in
co
llab
ora
tive
researc
h.
Reflecting
the r
esults f
ound
ab
out
usag
e,
the
to
olk
it w
as o
fte
n s
ee
n a
s a
go
od
so
lid
fo
un
da
tio
n a
s a
sta
rtin
g p
oin
t fo
r n
eg
oti
ati
on
s,
or
a s
ou
rce
of
cla
use
s t
ha
t c
ou
ld
he
lp t
o r
eso
lve
a p
art
icu
lar
ne
go
tia
tio
n p
oin
t, r
ath
er
tha
n a
pa
ck
ag
e o
f b
est
pra
cti
ce
in
its o
wn
rig
ht.
179
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
49
“It
is h
elp
ful
to h
ave
a su
ite o
f m
odel
doc
umen
ts t
hat
can
be
used
in
the
first
ins
tanc
e to
gu
ide
the
par
ties
thro
ugh
a p
artic
ular
res
earc
h co
llab
orat
ion
but
I ca
n’t
reca
ll ev
er a
gree
ing
to a
mod
el a
gree
men
t th
at h
asn’
t b
een
chan
ged
in
som
e w
ay.
The
natu
re o
f re
sear
ch
cont
ract
s is
suc
h th
at e
very
pro
ject
and
dea
l will
hav
e its
ow
n nu
ance
s, s
o th
e ne
ed t
o m
ake
bes
pok
e ch
ange
s sh
ould
ne
ver
be
und
eres
timat
ed
and
w
ill
alw
ays
dep
end
on
th
e ci
rcum
stan
ces.
” – R
ussell
Gro
up
Univ
ers
ity
End
ors
emen
t
00
000
00
100
10
heag
reem
ents
repr
esen
tafa
irba
ane
betw
een
usin
ess
and
Res
ear
hrg
anis
atio
nin
tere
sts
heto
oit
isa
uab
e be
ause
ofth
e en
dors
emen
tith
asre
eied
from
both
nier
sit
and
usin
ess
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
1)
Rat
ing
erag
e
war
e(n
=11
)
sed
Lam
bert
(n=
1)
Not
used
Lam
bert
(n=2
8)
Res
ear
hor
gs(n
=4)
M(n
=16)
Larg
eom
pan
(n=1
)
Fig
ure
3.12
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
The u
niq
ue w
ay t
hat
the L
am
bert
ag
reem
ents
were
derived
was e
xp
ecte
d t
o g
ive r
ise t
o a
set
of
too
ls th
at
was end
ors
ed
b
y b
oth
th
e re
searc
h and
in
dustr
ial
co
mm
unitie
s.
This
asp
ect
was
reco
gnis
ed
by t
he s
urv
ey s
am
ple
, ho
wever
in p
ractice m
any felt t
hat
ind
ustr
ial su
pp
ort
fo
r th
e
too
lkit
ha
s b
ee
n l
ac
kin
g.
Ind
eed
, w
hile
64
% o
f th
e r
esp
ond
ents
who
are
aw
are
of
Lam
bert
ag
reed
th
at
too
lkit is
valu
ab
le b
ecause o
f th
is end
ors
em
ent,
o
nly
3
9%
o
f th
ose fr
om
la
rge
co
mp
anie
s ag
reed
. S
evera
l o
f th
e co
mp
anie
s w
hic
h w
ere
p
art
o
f th
e w
ork
ing
g
roup
s have
sub
seq
uently n
ot
taken u
p t
he a
gre
em
ents
, and
as c
an b
e s
een fro
m a
ll th
e a
ttitud
inal q
uestio
ns
in t
his
chap
ter, r
esp
ond
ents
fro
m larg
e c
om
panie
s g
enera
lly h
ave a
much m
ore
neg
ative v
iew
of
the to
olk
it than the rest o
f the s
urv
ey s
am
ple
. T
hey a
re a
lso
much m
ore
likely
to
vie
w the a
gre
em
ents
as b
iased
to
ward
s t
he u
niv
ers
ity,
and
no
t re
flect
co
mm
erc
ially
accep
tab
le t
erm
s.
Only
40
% o
f
tho
se in
larg
e c
om
panie
s feel t
he a
gre
em
ents
rep
resent a fair b
ala
nce, co
mp
are
d w
ith 7
3%
of th
e
sam
ple
who
are
aw
are
of
Lam
bert
. T
hese v
iew
s a
re e
xp
lore
d in m
ore
dep
th in C
hap
ter
4.
Th
e
en
do
rse
me
nt
rec
eiv
ed
fro
m t
he
un
ive
rsit
y s
ec
tor
ha
s b
ee
n m
ore
as t
he
ir c
om
pro
mis
e
po
sit
ion
, ra
the
r th
an
th
eir
pre
ferr
ed
ch
oic
e.
50C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
“Des
pite
the
“en
dor
sem
ent”
fro
m b
oth
univ
ersi
ties
and
bus
ines
ses,
thi
s ha
s ne
ver
bee
n ac
cep
ted
as
a va
luab
le r
atio
nale
or
argu
men
t fo
r us
ing
the
Lam
ber
t to
olki
t. If
bus
ines
ses
are
to e
ndor
se t
he t
oolk
it, t
hey
need
to
use
it an
d a
ccep
t its
use
the
mse
lves
- p
rop
osin
g d
ocum
ents
tha
t lo
ok r
adic
ally
diff
eren
t se
em t
o m
ake
a m
ocke
ry o
f th
eir
end
orse
men
t in
p
ract
ice.
” – R
ussell
Gro
up
Univ
ers
ity
Where
oth
er
tem
pla
te a
gre
em
ents
have p
roved
successfu
l and
po
pula
r, t
his
has s
om
etim
es
been a
cco
mp
anie
d b
y a
pub
lic p
ositiv
e e
nd
ors
em
ent,
wheth
er
this
is n
atio
nal as in t
he c
ase o
f
the B
runsw
ick a
gre
em
ents
fo
r in
ter-
univ
ers
ity c
olla
bo
ratio
n,
or
inte
rnatio
nal in
the c
ase o
f th
e
Unifo
rm B
iolo
gic
al M
ate
rial T
ransfe
r A
gre
em
ent.
So
me fo
rm o
f vo
lunta
ry p
ub
lic a
ckno
wle
dg
em
ent
that
a p
art
icula
r o
rganis
atio
n i
s w
illin
g t
o b
ase t
heir n
eg
otiatio
ns o
n t
he L
am
bert
ag
reem
ents
and
p
rincip
les w
ould
b
e valu
ab
le in
re
info
rcin
g th
e m
essag
e th
at
the ag
reem
ents
w
ill b
e
accep
tab
le,
and
allo
w o
rganis
atio
ns t
o m
ake d
ecis
ions a
bo
ut
their r
esearc
h p
art
ners
in t
he
kno
wle
dg
e th
at
they can sta
rt neg
otiatio
ns fr
om
a kno
wn te
mp
late
. To
b
e in
fluential, th
is
ackno
wle
dg
em
ent
sho
uld
b
e ad
min
iste
red
b
y an in
dep
end
ent
bo
dy,
as is
th
e case fo
r th
e
UB
MTA
.
Cas
e S
tud
y -
Uni
form
Bio
log
ical
Mat
eria
ls T
rans
fer
Ag
reem
ent
(UB
MTA
)
In 1
99
5,
the U
S N
atio
nal In
stitu
tes o
f H
ealth led
an initia
tive t
o d
evelo
p a
sta
nd
ard
ag
reem
ent
for
the t
ransfe
r and
use o
f b
iolo
gic
al m
ate
rials
betw
een U
S r
esearc
h institu
tio
ns.
The a
im w
as
to p
rod
uce a
sim
ple
ag
reem
ent,
whic
h c
ould
be p
ub
licly
end
ors
ed
by a
ny o
rganis
atio
n w
hic
h
ag
reed
to
use i
t. T
his
resulted
in t
he p
ub
licatio
n o
f th
e U
nifo
rm B
iolo
gic
al
Mate
rial
Tra
nsfe
r
Ag
reem
ent
(UB
MTA
) and
a
Sim
ple
Lett
er
Ag
reem
ent
for
the
Tra
nsfe
r o
f N
on-P
rop
rieta
ry
Bio
log
ical M
ate
rial. F
or
institu
tio
ns t
hat
have s
igned
the U
BM
TA
Maste
r A
gre
em
ent,
mate
rials
can b
e t
ransfe
rred
und
er
the t
erm
s o
f th
e U
BM
TA
up
on e
xecutio
n o
f an Im
ple
menting
Lett
er
for
the p
art
icula
r tr
ansfe
r. T
here
is
als
o a vers
ion o
f th
e U
BM
TA
w
hic
h can b
e used
b
etw
een
co
mp
anie
s a
nd
univ
ers
itie
s.
The A
sso
cia
tio
n o
f U
niv
ers
ity T
echno
log
y M
anag
ers
(A
UT
M)
in t
he U
S a
gre
ed
to
serv
e a
s t
he
rep
osito
ry f
or
the s
igned
UB
MTA
Maste
r A
gre
em
ents
fro
m t
ho
se institu
tio
ns w
ho
ag
ree t
o u
se
the U
BM
TA
fo
r so
me o
r all
of
their e
xchang
es o
f b
iolo
gic
al m
ate
rials
. A
UT
M p
osts
a lis
ting
on
their w
eb
site inclu
din
g:
the n
am
e o
f th
e institu
tio
n,
the n
am
e a
nd
title
of
the o
fficia
l sig
nato
ry,
and
the d
ate
the M
aste
r A
gre
em
ent
was s
igned
. A
ltho
ug
h t
his
was a
US
initia
tive,
the c
urr
ent
list
of
49
0 sig
nato
ries in
clu
des in
stitu
tes fr
om
all
aro
und
th
e w
orld
, in
clu
din
g severa
l U
K
univ
ers
itie
s a
nd
researc
h institu
tes.
The
com
ple
te
list
of
sig
nato
ries
can
be
seen
at:
http:/
/ww
w.a
utm
.net/
Maste
r_U
BM
TA
_
Sig
nato
ries/1
0618.h
tm
180
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
51
Ed
ucat
ion
A s
eco
nd
ary
aim
of
the t
oo
lkit w
as t
o c
lose t
he g
ap
betw
een t
he m
ore
and
less “
IP-c
ap
ab
le”
univ
ers
itie
s.
Tho
se w
ho
have b
een invo
lved
with r
esearc
h c
olla
bo
ratio
n f
or
5-1
0 y
ears
, and
so
were
lik
ely
to
have e
nte
red
the p
rofe
ssio
n a
t ab
out
the t
ime t
he t
oo
lkit w
as intr
od
uced
, have t
he
hig
hest
aw
are
ness o
f th
e t
oo
lkit,
at
85
%.
100
00
000
00
100
heus
eof
the
too
itm
aes
itm
ore
ie
that
dea
sw
ibe
onud
ed w
ith e
sse
perie
ned
indi
idua
sor
orga
nisa
tions
(am
pe
Res
pond
ents
who
are
awar
eof
Lam
bert
n=10
2)
Man
nier
sitie
s do
not
hae
suita
btra
ined
sta
ffto
nego
tiate
oab
orat
ie
agre
emen
ts(
amp
e
resp
onde
nts
n=18
0)
Rat
ing
erag
e
resp
onde
nts
(n=1
80)
war
e(n
=121
102)
Not
awar
e(n
=)
sed
Lam
bert
(n=
1 8
1)
Not
used
Lam
bert
(n=
0 2
1)
Res
ear
hor
gs(n
=8
62)
M(n
=1
12)
Larg
eom
pan
(n=
818
)
Fig
ure
3.13
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
There
rem
ain
s a
genera
l p
erc
ep
tio
n t
hat
univ
ers
itie
s d
o n
ot
have s
taff w
ith s
uitab
le t
rain
ing
to
successfu
lly n
eg
otiate
researc
h c
olla
bo
ratio
ns,
altho
ug
h a
s m
ight
be e
xp
ecte
d t
his
perc
ep
tio
n
is lo
wer
am
ong
st
the r
esearc
h o
rganis
atio
ns t
hem
selv
es. S
evera
l re
sp
ond
ents
co
mm
ente
d t
hat
this
had
im
pro
ved
in r
ecent
years
, and
pro
gre
ss a
pp
ears
to
be i
n t
he r
ight
directio
n.
Oth
ers
co
mm
ente
d t
hat
the lack o
f tr
ain
ing
is a
lso
no
tab
le in s
om
e c
om
panie
s,
where
neg
otiatio
n c
an
be d
ele
gate
d t
o t
ho
se w
ho
do
no
t have t
he a
uth
ority
to
make c
hang
es t
o t
he d
eal. I
t w
as
no
ticeab
le t
hat
the a
nsw
er
to t
his
questio
n w
as m
ost
po
larised
betw
een t
ho
se w
ho
have u
sed
Lam
bert
(4
7%
) and
tho
se w
ho
do
no
t (7
7%
), s
o p
erh
ap
s in t
his
insta
nce t
he
to
olk
it h
as h
ad
an
eff
ec
t o
n m
ak
ing
it
ea
sie
r to
co
nc
lud
e d
ea
ls w
ith
le
ss e
xp
eri
en
ce
d i
nd
ivid
ua
ls.
The m
ain
so
urc
e o
f tr
ain
ing
fo
r th
e s
urv
ey s
am
ple
is o
n-t
he-j
ob
tra
inin
g a
nd
mento
ring
, and
just
und
er
half o
f th
ose r
eceiv
ing
this
typ
e o
f tr
ain
ing
were
intr
od
uced
to
the L
am
bert
to
olk
it t
hro
ug
h
this
mento
ring
, re
flecting
the p
rop
ort
ions o
f o
rganis
atio
ns (4
5%
) th
at are
usin
g the to
olk
it. W
ithin
the u
niv
ers
ity s
ecto
r, t
he P
raxis
Unic
o c
ours
es (
part
icula
rly t
heir “
Researc
h C
ontr
acts
” co
urs
e)
are
a c
om
mo
n s
ourc
e o
f tr
ain
ing
, and
this
co
urs
e d
oes h
ave a
sessio
n o
n m
od
el ag
reem
ents
,
inclu
din
g L
am
bert
. H
ow
ever, t
here
are
lim
ited
op
po
rtunitie
s f
or
bo
th u
niv
ers
ity a
nd
ind
ustr
y
neg
otiato
rs t
o c
om
e t
og
eth
er
on t
he s
am
e t
rain
ing
co
urs
es o
r w
ork
sho
ps w
here
they c
ould
benefit
mo
st
fro
m le
arn
ing
ab
out
each o
thers
p
ers
pectives.
The p
rovis
ion o
f m
ore
sp
ecifi
c
train
ing
, w
ork
sho
ps o
r ad
vic
e o
n ho
w to
use th
e Lam
bert
to
olk
it w
ould
als
o help
to
ra
ise
aw
are
ness o
f th
e r
eso
urc
e.
52C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
020406080100
120
140
160
Numberofrespondents
resp
onde
nts
(n=1
6)
ouro
rgan
isat
ion
ou
Ref
ers
toLa
mbe
rt
Fig
ure
3.14
- W
hat
form
s o
f tra
inin
g fo
r th
ose
invo
lved
in r
esea
rch
colla
bo
ratio
n ne
go
tiatio
ns a
re u
sed
b
y yo
ur o
rgan
isat
ion,
or h
ave
you
rece
ived
, and
whi
ch o
f the
se m
akes
refe
renc
e to
the
Lam
ber
t to
olk
it?
It i
s i
mp
ort
ant
that
sta
ff d
o n
ot
sim
ply
have a
dm
inis
trative t
rain
ing
, b
ut
gain
insig
ht
into
the
co
mm
erc
ial co
ncern
s o
f a c
om
pany,
or
vic
e v
ers
a into
the s
etu
p a
nd
philo
so
phy o
f a u
niv
ers
ity.
The g
uid
ance n
ote
s,
outlin
e a
nd
decis
ion g
uid
e c
an b
e u
sed
as t
oo
ls t
o t
ake a
part
ner
thro
ug
h
the im
po
rtant
issues.
Fo
r so
me,
this
is a
very
im
po
rtant
po
int,
with t
rain
ing
and
insig
ht
on b
oth
sid
es s
een a
s m
ore
imp
ort
ant th
an the s
tand
ard
ag
reem
ents
them
selv
es. T
his
is p
art
icula
rly tru
e
for
less e
xp
erienced
neg
otiato
rs,
whils
t so
meo
ne m
ore
exp
erienced
is lik
ely
to
be a
ware
of
the
imp
ort
ant
issues a
nd
of w
ays t
o d
eal w
ith t
hem
. In
the s
am
ple
who
are
aw
are
of Lam
bert
, 7
2%
felt
th
at
the
to
olk
it g
ave
a
u
se
ful
insig
ht
into
th
e m
oti
va
tio
ns o
f th
e o
the
r p
art
y,
pa
rtic
ula
rly w
ith
in th
e S
ME
se
cto
r (8
9%
) w
hic
h is
lik
ely
to
b
e th
e le
ast
exp
erienced
in
researc
h c
olla
bo
ratio
n a
nd
IP
issues.
The s
urv
ey s
am
ple
neither
ag
reed
no
r d
isag
reed
ho
wever
that
this
had
fed
thro
ug
h into
a g
reate
r und
ers
tand
ing
of th
e n
eed
s o
f each s
ide,
and
dis
ag
reed
that
it h
ad
led
to
mo
re r
ealis
tic e
xp
ecta
tio
ns f
or
co
llab
ora
tio
ns.
“The
issu
e is
not
one
of d
iffer
ent s
tand
ard
term
s, b
ut o
f ed
ucat
ion
and
org
anis
atio
nal a
ttitu
de,
w
hich
are
the
gre
ates
t d
eter
min
ants
in n
egot
iatio
ns o
f re
sear
ch c
ontr
acts
” – L
aw
yer
181
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
53
100
00
000
00
100
ine
the
intro
dutio
n of
the
Lam
bert
too
itpa
rtner
sha
ea
mor
e re
ais
tie
peta
tion
ofre
sear
ho
abor
atio
ns (n
=102
)
ine
the
intro
dutio
n of
the
Lam
bert
too
it t
here
isgr
eate
rund
erst
andi
ngof
the
need
sof
bot
hni
ersi
tan
dus
ines
s (n
=10
)
heus
eof
the
outi
nean
dde
isio
ngu
ide
gies
insi
ght
into
the
mot
iat
ions
ofth
eot
herp
art
(n=8
)
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=8
)
Rat
ing
erag
e
war
e(n
=810
102)
sed
Lam
bert
(n=
081
80)
Not
used
Lam
bert
(n=1
2222
)
Res
ear
hor
gs(n
=8
664
)
M(n
=12
12)
Larg
eom
pan
(n=1
1616
)
Fig
ure
3.15
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
One re
sp
ond
ent
describ
ed
ho
w he uses th
e d
ecis
ion tr
ee to
d
iscuss th
e m
ain
p
oin
ts o
f a
co
llab
ora
tive r
esearc
h p
roje
ct
with t
he p
rincip
al
investig
ato
r, t
o g
ive t
hem
an i
nsig
ht
into
the
imp
ort
ant
issues t
o b
e a
ware
of
when a
gre
ein
g t
he s
co
pe o
f th
e p
roje
ct
with t
heir i
nd
ustr
y
part
ners
. A
num
ber
of o
thers
have u
sed
sectio
ns o
f th
e g
uid
ance n
ote
s t
o h
elp
them
to
exp
lain
their p
ositio
n o
n c
onte
ntio
us issues. D
esp
ite
th
is e
mp
ha
sis
on
th
e v
alu
e o
f th
e t
oo
lkit
as a
tra
inin
g t
oo
l, o
nly
26
% o
f th
e s
urv
ey p
art
icip
an
ts h
ave
use
d t
he
to
olk
it d
ire
ctl
y i
n t
his
wa
y,
alt
ho
ug
h m
ost
tha
t h
ave
do
ne
so
(o
ve
r 8
0%
) fo
un
d t
ha
t it
wa
s u
se
ful.
“Whe
re t
he t
oolk
it is
und
er-a
pp
reci
ated
is in
its
trai
ning
for
tech
nolo
gy t
rans
fer
staf
f. It
giv
es
peo
ple
a c
omm
on fr
amew
ork
to t
alk
abou
t th
ese
kind
s of
issu
es, a
nd h
as s
ensi
tised
a w
hole
ge
nera
tion
of t
echn
olog
y tr
ansf
er p
rofe
ssio
nals
– a
pro
cess
whi
ch is
stil
l goi
ng o
n to
day
.” –
Univ
ers
ity
54C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
8
12
Num
ber
ofre
spon
dent
s
esfin
dit
usef
u
esbu
titw
asn
ter
hepf
u
No
resp
onde
nts
(n=1
68)
Fig
ure
3.16
- H
ave
you
used
the
Lam
ber
t to
olk
it as
a t
rain
ing
to
ol?
SM
E in
volv
emen
t
As w
as d
iscussed
in t
he p
revio
us c
hap
ter, t
he t
oo
lkit h
as n
ot
been a
s s
uccessfu
l as m
ight
have
been h
op
ed
in r
eachin
g t
he S
ME
secto
r, a
nd
th
e s
ec
on
da
ry a
im o
f in
cre
asin
g a
nd
he
lpin
g
SM
E i
nte
rac
tio
ns w
ith
un
ive
rsit
ies h
as n
ot
be
en
we
ll a
ch
ieve
d.
72
% o
f th
e S
ME
sam
ple
still
ag
ree t
hat
sm
all
co
mp
anie
s a
re d
ete
rred
fro
m c
olla
bo
ratio
n b
y t
he c
osts
and
tim
e r
eq
uired
for
neg
otiatio
n,
and
only
17
% o
f th
ose w
ho
are
aw
are
of
Lam
bert
belie
ve t
hat
it h
as h
elp
ed
to
incre
ase t
he a
mo
unt
of
SM
E-u
niv
ers
ity c
olla
bo
ratio
n.
This
ap
pears
to
be m
ore
a p
rob
lem
of
aw
are
ness,
and
alli
ed
to
th
e m
ore
g
enera
l p
rob
lem
o
f ho
w univ
ers
itie
s can in
cre
ase th
eir
eng
ag
em
ent
with t
he S
ME
co
mm
unity,
as w
ell
as lo
wer
aw
are
ness o
f IP
issues w
ithin
SM
Es,
rath
er
than t
he t
oo
lkit b
ein
g u
nsuitab
le f
or
SM
E n
eed
s.
As w
ith t
he m
ain
sam
ple
, th
e m
ost
co
mm
on
altern
atives
for
SM
Es
to
usin
g
the
Lam
bert
ag
reem
ents
w
ere
either
their
ow
n
ag
reem
ents
, o
r th
ose sug
geste
d b
y a p
art
ner
or
fund
er. In
th
is seco
nd
case,
the Lam
bert
ag
reem
ents
co
uld
o
ffer
a m
ore
b
ala
nced
altern
ative to
th
e ag
reem
ents
o
ffere
d b
y a la
rger
part
ner.
182
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
55
100
00
000
00
100
heus
eof
the
too
itha
sin
reas
edM
nier
sit
oab
orat
ion
(am
pe
Res
pond
ents
who
are
awar
eof
Lam
bert
n=86
)
ma
erom
pani
esar
ede
terr
edfr
omo
abor
atio
nb
the
high
ega
osts
and
time
ino
edin
neg
otia
tion
(am
pe
re
spon
dent
sn=
12)
Rat
ing
erag
e
resp
onde
nts
(n=1
2)
war
e(n
=11
86)
Not
awar
e(n
=)
sed
Lam
bert
(n=8
6)
Not
used
Lam
bert
(n=
21
)
Res
ear
hor
gs(n
=61
)
M(n
=2
10)
Larg
eom
pan
(n=
4)
Fig
ure
3.17
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
Cas
e S
tud
y -
Dig
ital
hea
lth
tec
hn
olo
gy
con
sort
ium
uM
otif
Ltd
is a
sta
rt-u
p w
ork
ing
on m
ob
ile s
olu
tio
ns t
o h
elp
tra
ck a
nd
mo
nito
r health c
ond
itio
ns.
Their fi
rst p
rod
uct help
s p
atients
with P
ark
inso
n’s
Dis
ease to
ad
here
to
their m
ed
icatio
ns a
nd
uses
co
gnitiv
e g
am
e t
esting
to
mo
nito
r th
eir p
rog
ress.
The t
echno
log
y i
s b
ein
g t
este
d i
n a
n S
BR
I-
fund
ed
pro
ject
whic
h is a
co
llab
ora
tio
n b
etw
een u
Mo
tif, w
ho
pro
vid
e t
he m
onito
ring
techno
log
y
and
ap
p d
evelo
pm
ent,
Cure
Park
inso
n’s
Tru
st
who
are
recru
itin
g t
he p
atients
, and
Birkb
eck,
Univ
ers
ity o
f Lo
nd
on,
who
are
runnin
g t
he c
linic
al tr
ial.
The u
niv
ers
ity,
thro
ug
h U
CL B
usin
ess,
intr
od
uced
uM
otif
to t
he L
am
bert
to
olk
it.
Bru
ce H
ellm
an,
CE
O, said
“A
ltho
ug
h I w
as n
erv
ous a
bo
ut th
e IP
po
sitio
n g
oin
g in
to the n
eg
otiatio
ns, th
e u
niv
ers
ity
too
k a
pra
gm
atic a
pp
roach, and
it w
as h
ug
ely
help
ful t
o b
e a
ble
to
access a
n a
gre
em
ent th
at w
as
read
y fo
r use. S
tart
ing
fro
m s
cra
tch a
s a
sta
rt-u
p c
om
pany w
ould
have b
een n
early im
po
ssib
le fo
r
us. I w
ill d
efin
itely
use t
he L
am
bert
ag
reem
ents
ag
ain
.” T
he p
ilot
stu
dy is n
earing
co
mp
letio
n, and
the g
roup
are
no
w p
lannin
g a
larg
er
follo
w u
p s
tud
y in t
he s
um
mer.
Imp
acts
and
influ
ence
Overa
ll, t
here
fore
, w
e h
ave f
ound
evid
ence t
hat
where
it
is u
sed
, th
e L
am
bert
to
olk
it h
as b
een
successfu
l in
achie
vin
g its aim
s o
f m
akin
g neg
otiatio
ns fa
ste
r, cheap
er
and
easie
r, and
in
pro
vid
ing
usefu
l in
form
atio
n,
pre
ced
ents
and
sup
po
rt to
fa
cili
tate
th
ese neg
otiatio
ns.
The
ag
reem
ents
have m
ost
valu
e a
s a
n ind
ep
end
ent
exem
pla
r o
f a fair a
nd
reaso
nab
le a
pp
roach t
o
co
llab
ora
tive r
esearc
h.
The e
xte
nt
of
this
im
pact
has b
een lim
ited
, ho
wever, b
y t
he lo
wer
than
exp
ecte
d levels
of use o
f th
e a
gre
em
ents
as a
firs
t cho
ice o
ptio
n. N
evert
hele
ss, th
e e
ffect
of th
e
too
lkit exte
nd
s b
eyo
nd
th
ese d
irect
results,
and
has p
erh
ap
s b
een m
ore
sig
nifi
cant
in th
e
56C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
influence t
hat
it h
as h
ad
on t
he w
ay in w
hic
h inno
vative r
esearc
h c
olla
bo
ratio
ns a
re s
tructu
red
and
neg
otiate
d.
It is n
ow
sta
nd
ard
pra
ctice f
or
IP o
wners
hip
and
access a
rrang
em
ents
to
be
ag
reed
up
-fro
nt
as p
art
of
any c
olla
bo
ratio
n a
gre
em
ent,
wheth
er
it i
s b
ased
on t
he L
am
bert
too
lkit o
r no
t, a
nd
the d
ecis
ion g
uid
e a
pp
roach s
up
po
rts t
his
pra
ctice.
The L
am
bert
ap
pro
ach it
self b
uilt
on p
re-e
xis
ting
mo
del a
gre
em
ents
, fo
r exam
ple
the a
gre
em
ent
asso
cia
ted
with t
he L
INK
fund
ing
schem
e fo
r co
llab
ora
tive r
esearc
h. O
ver
the y
ears
, th
is t
yp
e o
f
ap
pro
ach h
as b
eco
me c
om
mo
np
lace a
nd
is n
ow
a s
tand
ard
tactic w
hic
h h
as b
een a
dap
ted
fo
r
a n
um
ber
of
situatio
ns.
So
me o
f th
ese h
ave p
rod
uced
sta
nd
ard
ag
reem
ents
whic
h a
re b
ased
directly o
n o
ne o
r m
ore
of
the L
am
bert
tem
pla
tes,
exam
ple
s inclu
din
g t
he m
ICR
A9 a
gre
em
ent
for
clin
ical co
llab
ora
tive r
esearc
h,
or
the a
gre
em
ents
used
by t
he A
ero
sp
ace T
echnic
al S
teering
Gro
up
10,
altho
ug
h i
n t
his
case t
he s
tart
ing
po
int
for
the I
P p
rovis
ions h
as b
een s
hifte
d.
The
Sco
ttis
h u
niv
ers
itie
s h
ave p
ub
lished
a s
ing
le s
et o
f sta
nd
ard
tem
pla
te c
ontr
acts
and
ag
reem
ents
,
inclu
din
g a
sim
ple
jo
int
aw
ard
ag
reem
ent
for
gra
nt
fund
ed
co
llab
ora
tive r
esearc
h1
1,
and
als
o
sta
te t
hat
they a
re w
illin
g t
o u
se t
he L
am
bert
ag
reem
ents
, and
inclu
de a
lin
k t
o t
he w
eb
site.
In o
ther
cases,
the IP
princip
les b
ehin
d t
he L
am
bert
ag
reem
ents
have b
een m
od
ified
fo
r o
ther
circum
sta
nces, in
clu
din
g the recent ad
op
tio
n o
f IP
po
licie
s fo
r th
e u
se o
f re
searc
h s
po
nso
red
by
the N
HS
Health B
oard
s a
nd
NH
S T
rusts
in W
ale
s1
2.
The p
rocess o
f neg
otiating
, d
iscussin
g and
ra
tify
ing
th
e ag
reem
ents
w
as als
o b
eneficia
l in
pro
vid
ing
a f
oru
m in w
hic
h b
oth
univ
ers
ity a
nd
ind
ustr
y s
ides o
f th
e c
olla
bo
ratio
n c
ould
meet
and
exchang
e id
eas in
a n
eutr
al s
ett
ing
that w
asn’t
linked
to
a p
art
icula
r d
eal. T
his
was m
entio
ned
as b
ein
g a
valu
ab
le p
art
of
the p
rocess,
and
is s
om
eth
ing
that
has b
een m
issin
g s
ince t
he last
meeting
of
the O
ute
r W
ork
ing
Gro
up
in 2
00
8.
Ano
ther
influence o
f th
e a
gre
em
ents
has b
een t
heir a
do
ptio
n in t
he w
ider
co
nte
xt
of
researc
h
co
llab
ora
tio
n,
inclu
din
g
busin
ess-t
o-b
usin
ess
researc
h
co
nso
rtia
. T
he
princip
les
in
the
co
nso
rtiu
m a
gre
em
ents
in p
art
icula
r le
nd
them
selv
es e
asily
to
use in t
his
way.
9
htt
p:/
/ww
w.n
ihr.ac.u
k/ind
ustr
y/P
ag
es/m
od
el_
clin
ical_
tria
ls_ag
reem
ent.
asp
x
10
h
ttp
s:/
/co
nnect.
inno
vate
uk.o
rg/w
eb
/ats
g/o
verv
iew
11
h
ttp
://w
ww
.univ
ers
ityte
chno
log
y.co
m/S
co
ttis
hU
niv
ers
ityA
gre
em
ents
.asp
x
12
h
ttp
://w
ww
.wale
s.n
hs.u
k/s
ites3
/pag
e.c
fm?o
rgid
=9
52
&p
id=
65
08
7
183
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
57
Cas
e S
tud
y -
Bu
sin
ess
to b
usi
nes
s u
se
Sco
ttis
h B
ioenerg
y is
a fi
ve y
ear o
ld S
ME
that d
esig
ns, in
sta
lls a
nd
op
era
tes a
lgal p
ho
tob
iore
acto
r
syste
ms f
or
carb
on c
ap
ture
, w
aste
wate
r tr
eatm
ent
and
bio
chem
ical p
rod
uctio
n.
They a
re a
lso
invo
lved
in
b
iop
rosp
ecting
activitie
s,
iso
lating
co
mm
erc
ially
usefu
l alg
al
and
cyano
bacte
rial
str
ain
s fo
r a variety
o
f b
esp
oke ap
plic
atio
ns.
The IP
p
ipelin
e b
ehin
d th
is in
no
vatio
n is
very
imp
ort
ant
to t
he b
usin
ess,
and
the c
om
pany f
und
s r
esearc
h w
ith lead
ing
univ
ers
itie
s in t
he U
K
and
the R
ep
ub
lic o
f Ire
land
. T
hese c
olla
bo
ratio
ns h
ave u
sed
the L
am
bert
co
nso
rtiu
m a
gre
em
ents
,
and
when t
he t
ime c
am
e t
o p
ut
tog
eth
er
a b
usin
ess t
o b
usin
ess c
onso
rtiu
m,
the c
om
pany
turn
ed
to
these a
gre
em
ents
ag
ain
.
Sco
ttis
h B
ioenerg
y is n
ow
bring
ing
to
geth
er
an e
xcitin
g n
ew
pro
ject
whic
h w
ill u
se t
heir a
lgal
exp
ert
ise to
d
evelo
p and
p
rod
uce th
e ra
w in
gre
die
nts
fo
r b
iop
harm
aceutical
pro
ducts
. T
he
co
nso
rtiu
m c
onta
ins S
co
ttis
h B
ioenerg
y, a
no
ther
SM
E a
nd
a larg
er
co
mp
any.
The g
roup
is a
lso
ho
pin
g t
o b
ring
a d
istr
ibutio
n c
om
pany into
the c
onso
rtiu
m in t
he n
ear
futu
re. T
he c
ontr
act
they
are
usin
g i
s b
ased
on t
he L
am
bert
Co
nso
rtiu
m A
gre
em
ent
D,
in w
hic
h e
ach m
em
ber
of
the
co
nso
rtiu
m o
wns t
he IP
in t
he r
esults t
hat
it c
reate
s in t
he p
roje
ct,
and
gra
nts
each o
f th
e o
ther
part
ies a
no
n-e
xclu
siv
e lic
ence t
o u
se t
ho
se r
esults f
or
the p
urp
oses o
f th
e p
roje
ct
only
. A
s t
he
exp
loitatio
n p
ossib
ilities o
f th
e p
roje
ct b
eco
me c
leare
r, this
allo
ws the g
roup
to
mo
ve a
head
with
co
nfid
ence t
hat
they a
re b
uild
ing
a s
tro
ng
co
llective b
od
y o
f IP
, and
allo
ws t
hem
to
neg
otiate
a
licence o
r assig
nm
ent
to t
he I
P o
f ano
ther
mem
ber
of
the c
onso
rtiu
m i
f th
at
is n
eed
ed
fo
r
exp
loitatio
n.
“Our b
usin
ess a
nd
acad
em
ic c
olla
bo
ratio
ns a
re in
valu
ab
le to
the c
om
pany’s
co
llective k
no
wle
dg
e
and
develo
pm
ent o
f new
pro
gre
ssiv
e techno
log
y thro
ug
h in
no
vatio
n. W
e h
ave u
sed
the L
am
bert
ag
reem
ents
sin
ce t
he c
om
pany w
as f
orm
ed
, and
find
that
they w
ork
just
as w
ell
in a
busin
ess-
to-b
usin
ess c
onso
rtiu
m a
s t
hey d
o fo
r univ
ers
ity-b
usin
ess r
esearc
h. T
he m
ore
univ
ers
al th
e u
se
of th
e a
gre
em
ents
beco
mes, th
e m
ore
usefu
l they a
re to
us.”
said
David
van A
lsty
ne, th
e fo
und
er
of
Sco
ttis
h B
ioenerg
y.
184
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
59
Ch
ap
ter
4:
Pe
rce
pti
on
s a
nd
att
itu
de
s•
Barr
iers
to
neg
otiatio
n t
hat
are
cited
as s
till
imp
ort
ant
inclu
de v
alu
ing
IP
(fo
r alm
ost
80
%
of
the r
esp
ond
ents
), o
rganis
atio
nal b
ure
aucra
cy in b
oth
co
mp
anie
s a
nd
univ
ers
itie
s,
and
lack o
f skill
s o
f th
e n
eg
otiato
rs o
n b
oth
sid
es (ab
out
75
%).
•
Altho
ug
h t
he t
oo
lkit c
an id
entify
wo
rkab
le s
olu
tio
ns,
the a
gre
em
ents
rep
resent
a
co
mp
rom
ise p
ositio
n b
etw
een u
niv
ers
ity a
nd
ind
ustr
y m
issio
ns a
nd
prio
rities.
These
issues u
nd
erlie
so
me o
f th
e r
easo
ns t
hat
the a
gre
em
ents
are
no
t alw
ays c
ho
sen a
s a
sta
rtin
g p
oin
t.
•
IP o
wners
hip
is o
ne d
ifficult issue,
and
is c
losely
lin
ked
to
the d
evelo
pm
ent
sta
ge o
f th
e
techno
log
y. P
ub
licatio
n is a
no
ther
are
a w
here
there
are
tensio
ns b
etw
een t
he t
imescale
s
of
univ
ers
itie
s a
nd
co
mp
anie
s.
Fin
ally
, lia
bili
ties,
ind
em
nitie
s a
nd
warr
anties a
re c
lauses
that
are
oft
en c
halle
ng
ing
to
neg
otiate
, p
art
ly b
ecause u
niv
ers
itie
s a
nd
co
mp
anie
s h
ave
very
diff
ere
nt
ap
pro
aches t
o r
isk m
anag
em
ent.
The i
ntr
od
uctio
n t
o t
he t
oo
lkit o
n t
he L
am
bert
web
site e
xp
lain
s t
he p
hilo
so
phy b
ehin
d t
heir
develo
pm
ent:
“Th
e ai
m o
f th
e m
odel
agr
eem
ents
is t
o m
axim
ise
inno
vatio
n. T
hey
have
not
b
een
dev
elop
ed w
ith t
he a
im o
f m
axim
isin
g th
e co
mm
erci
al r
etur
n to
the
uni
vers
ities
; but
to
enco
urag
e un
iver
sity
and
ind
ustr
y co
llab
orat
ion
and
the
sha
ring
of k
now
led
ge.
They
do
not
rep
rese
nt a
n id
eal p
ositi
on fo
r an
y p
arty
; dep
end
ing
on th
e ci
rcum
stan
ces
they
are
des
igne
d
to re
pre
sent
a w
orka
ble
and
reas
onab
le c
omp
rom
ise
for b
oth
or a
ll p
artie
s.”
This
co
mp
rom
ise
po
sitio
n lie
s b
ehin
d s
om
e o
f th
e r
easo
ns w
hy t
he t
oo
lkit is n
ot
alw
ays u
sed
witho
ut
mo
difi
catio
n
as a
firs
t cho
ice,
and
these p
erc
ep
tio
ns w
ere
exp
lore
d w
hen t
he s
urv
ey e
xam
ined
att
itud
es t
o
the t
oo
lkit,
and
to
researc
h c
olla
bo
ratio
n m
ore
wid
ely
.
Fig
ure
4.1
- W
ord
clo
ud o
f th
e at
trib
utes
ass
oci
ated
with
the
“La
mb
ert”
bra
nd.
60C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
The w
ord
clo
ud
ab
ove s
ho
ws t
he a
ttrib
ute
s t
hat
the s
urv
ey p
art
icip
ants
were
mo
st
likely
to
asso
cia
te w
ith th
e “L
am
bert
b
rand
”. A
s m
ight
be exp
ecte
d,
Inte
llectu
al
Pro
pert
y (IP
) and
Co
llab
ora
tio
n featu
re h
ighly
, b
ut
it is n
ota
ble
that
Univ
ers
ity is h
ighlig
hte
d m
uch m
ore
oft
en t
han
Busin
ess o
r E
nd
ors
ed
, re
flecting
the s
tro
ng
er
asso
cia
tio
n o
f th
e t
oo
lkit w
ith t
he r
esearc
h s
ecto
r.
Of
the o
rig
inal
aim
s o
f th
e to
olk
it,
Fair and
E
ase o
f U
se are
p
rom
inent,
b
ut
no
t Fast.
T
he
Inte
llectu
al P
rop
ert
y O
ffice (IP
O) is
als
o n
ot p
art
icula
rly s
tro
ng
ly a
sso
cia
ted
with the b
rand
, w
hic
h
em
phasis
es t
heir “
neutr
al”
po
sitio
nin
g.
Bar
rier
s to
neg
oti
atio
n
So
me o
f th
e a
ttitud
es d
iscussed
in t
he p
revio
us s
ectio
n w
ere
als
o h
ighlig
hte
d w
hen t
he s
urv
ey
loo
ked
at
the m
ost
imp
ort
ant
barr
iers
to
neg
otiatio
n o
f successfu
l re
searc
h c
olla
bo
ratio
ns.
The
results c
an b
e c
om
pare
d w
ith t
he r
esults f
rom
the 2
00
9 A
UR
IL s
urv
ey,
and
als
o t
he i
ssues
identified
by S
ara
ga in h
is 2
00
7 r
ep
ort
, w
hic
h w
ere
:
• O
vere
mp
hasi
s on
IP.
It is im
po
rtant
that
ad
eq
uate
pro
tectio
n is m
ad
e f
or
Inte
llectu
al
Pro
pert
y, b
ut
we f
eel th
at
bo
th u
niv
ers
itie
s a
nd
busin
esses a
re g
uilt
y o
n o
ccasio
ns o
f
putt
ing
excessiv
e e
mp
hasis
on e
nsuring
their o
wn id
eal o
utc
om
e f
rom
the n
eg
otiatio
n
in r
ela
tio
n t
o IP,
when it
is o
ften n
ot
even t
he m
ost
imp
ort
ant
asp
ect
of
the r
esearc
h
co
llab
ora
tio
n.
• U
ncle
ar m
essa
ges.
There
is s
till
a lack o
f cla
rity
over
so
me im
po
rtant
hig
h level
messag
es c
om
ing
bo
th f
rom
Go
vern
ment
and
pub
lic f
und
ers
. Fo
r exam
ple
, th
ere
is
co
nfu
sio
n a
s t
o w
heth
er
the p
rim
ary
aim
of
co
llab
ora
tive r
esearc
h s
ho
uld
be t
o g
enera
te
inco
me f
or
univ
ers
itie
s o
r to
cre
ate
benefit
for
the w
ider
eco
no
my;
and
it
is n
ot
alw
ays
cle
ar
what
pub
lic r
esearc
h f
und
ers
exp
ect
to s
ee a
s a
n a
pp
rop
riate
outc
om
e in r
ela
tio
n
to IP.
• N
eed
for
goo
d p
ract
ice
in n
egot
iatin
g p
roce
ss.
We h
ave id
entified
a n
um
ber
of
asp
ects
of
go
od
pra
ctice in t
he p
rocess o
f neg
otiatio
ns,
such a
s u
nd
ers
tand
ing
the m
otivatio
ns
of
the o
ther
part
y a
nd
havin
g a
pp
rop
riate
escala
tio
n p
roced
ure
s.
Whils
t so
me o
f th
ese
are
co
mm
only
reco
gnis
ed
pra
ctices t
hat
are
self-e
vid
ently s
ensib
le,
it is c
lear
that
they
are
oft
en n
ot
follo
wed
(S
ara
ga,
20
07
13).
13
S
tream
linin
g U
niv
ers
ity /
Busin
ess C
olla
bo
rative R
esearc
h N
eg
otiatio
ns: A
n Ind
ep
end
ent
Rep
ort
to
the “
Fund
ers
’
Fo
rum
” o
f th
e D
ep
art
ment
for
Inno
vatio
n U
niv
ers
itie
s a
nd
Skill
s,
Aug
ust
20
07
.
185
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
61
010
200
400
600
800
100
non
sist
enin
got
poi
on o
wne
rshi
p
Laof
arit
oer
nier
sit
po
i p
riorit
ies
erem
phas
ison
rath
erth
ano
abor
ati
eai
ms
Laof
reso
ure
rgan
isat
iona
bure
aura
rgan
isat
iona
po
i
erre
ian
eon
adi
efr
omeg
apr
ofes
sion
as
is
of n
egot
iatin
gpa
rties
iffi
ut
of
aui
ng
ofre
spon
dent
s
201
er s
igni
fian
t
igni
fian
t
Min
orfa
tor
Not
aba
rrier
resp
onde
nts
(n=1
6)
010
200
400
600
800
100
Laof
reso
ure
rgan
isat
iona
bure
aura
rgan
isat
iona
po
i
Lega
soi
itorr
eia
ne
is
of p
artie
s
iffi
ut
of
aui
ng
ofre
spon
dent
s
200
erim
port
ant
mpo
rtan
t
uite
impo
rtan
t
fato
r
Not
impo
rtan
t
RL
200
sur
ere
spon
dent
s (n
=)
Fig
ure
4.2
- W
hich
(if
any)
of
the
follo
win
g b
arrie
rs d
o y
ou
bel
ieve
are
stil
l im
po
rtan
t in
neg
otia
tion
of
colla
bo
rativ
e re
sear
ch a
gre
emen
ts?
Sim
ilar
co
ncern
s r
un t
hro
ug
h a
ll th
ree s
urv
eys.
In o
ur
sam
ple
, d
iffi
cu
lty i
n v
alu
ing
IP
wa
s
rate
d a
s s
ign
ific
an
t o
r ve
ry s
ign
ific
an
t b
y 7
9%
of
the
re
sp
on
de
nts
, a
nd
oth
er
IP issu
es
als
o r
ate
d h
igh
ly.
Org
anis
atio
nal b
ure
aucra
cy w
ithin
bo
th c
om
panie
s a
nd
univ
ers
itie
s (
74
%),
and
the s
kill
s o
f th
e n
eg
otiato
rs o
n b
oth
sid
es (7
5%
) als
o r
em
ain
of p
art
icula
r co
ncern
. L
ac
k o
f
cla
rity
ove
r u
niv
ers
ity p
olic
y p
rio
riti
es w
as n
ot
co
nsid
ere
d s
o m
uc
h o
f a
n i
ssu
e a
s i
t
wa
s i
n t
he
pa
st,
whic
h s
ug
gests
that
so
me o
f th
e issues s
urr
ound
ing
the u
niv
ers
ity m
issio
n
have b
een r
eso
lved
, altho
ug
h t
here
is s
till
wo
rk t
o b
e d
one h
ere
.
62C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
“Neg
otia
ting
agre
emen
ts is
ab
out
gett
ing
a sh
ared
und
erst
and
ing
and
agr
eem
ent
on m
utua
l b
enefi
ts o
f a
colla
bor
atio
n …
With
out
this
the
bes
t to
olki
t in
the
wor
ld is
of
limite
d b
enefi
t.”
– U
niv
ers
ity
Altho
ug
h b
arr
iers
can a
lways b
e id
entified
when t
he fo
cus is
on n
eg
otiatio
n o
f a d
eal, in
pra
ctice
these b
arr
iers
do
no
t actu
ally
pre
vent
the c
om
ple
tio
n o
f d
eals
where
there
is a
will
on b
oth
sid
es
to d
o s
o.
Oth
er
researc
h b
y P
AC
EC
14 h
as i
dentified
that
ag
reem
ent
of
IP i
ssues w
as a
t th
e
bo
tto
m o
f a l
ist
of
co
nstr
ain
ts t
o k
no
wle
dg
e e
xchang
e i
nte
ractio
ns b
etw
een a
cad
em
ics a
nd
firm
s, w
ith r
eso
urc
e issues a
nd
the p
ractical asp
ects
of id
entify
ing
and
inte
racting
with p
ote
ntial
part
ners
in t
he fi
rst
pla
ce m
uch m
ore
im
po
rtant
in t
he o
vera
ll co
llab
ora
tio
n p
rocess.
Cul
ture
When w
e e
xp
lore
d t
he r
easo
ns w
hy d
iffere
nt
ind
ivid
uals
and
secto
rs a
re u
sin
g o
r are
no
t usin
g
the a
gre
em
ents
, w
e f
ound
that
op
inio
n w
as q
uite p
ola
rised
:
•
A f
ew
are
str
ong
ad
vo
cate
s f
or
the t
oo
lkit,
and
will
alw
ays t
ry t
o u
se it.
•
Many m
ore
, p
art
icula
rly in t
he u
niv
ers
ity s
ecto
r are
well
dis
po
sed
to
ward
s it
and
will
use it
as a
co
mp
rom
ise p
ositio
n,
but
are
fru
str
ate
d t
hat
it is n
ot
mo
re w
idely
used
.
•
At
the o
ther
end
of
the s
pectr
um
are
a p
ow
erf
ul g
roup
of
larg
e ind
ustr
y p
layers
who
have
reje
cte
d t
he a
pp
roach a
lto
geth
er.
Severa
l o
f th
ose w
e inte
rvie
wed
fro
m ind
ustr
y h
ad
revie
wed
the a
gre
em
ents
and
to
olk
it w
hen
they w
ere
intr
od
uced
, d
ecid
ed
that
their e
xis
ting
ap
pro
ach s
uited
their n
eed
s b
ett
er, a
nd
have
no
t re
ally
revis
ited
them
sin
ce.
As t
he p
rovid
ers
of
fund
ing
fo
r th
e c
olla
bo
rative r
esearc
h,
they
are
in a
str
ong
po
sitio
n t
o im
po
se t
heir o
wn t
erm
s a
nd
ag
reem
ents
on t
he c
olla
bo
ratio
n,
and
mo
st
researc
h p
art
ners
find
it easie
r to
w
ork
w
ith th
ese ag
reem
ents
and
neg
otiate
fo
r th
e
chang
es t
hey n
eed
, th
an t
o s
ug
gest
a d
iffere
nt
ap
pro
ach a
lto
geth
er. I
t se
em
s u
nlik
ely
th
at
the
po
sit
ion
of
ma
ny o
f th
ese
la
rge
co
mp
an
ies w
ou
ld b
e a
lte
red
by a
ny u
pd
ate
s o
r
ch
an
ge
s t
o t
he
to
olk
it,
and
this
is a
lso
sup
po
rted
by t
he g
enera
lly n
eg
ative a
ttitud
es t
o t
he
too
lkit f
rom
larg
e c
om
panie
s r
ep
ort
ed
in C
hap
ter
3.
Ho
wever, s
om
e larg
e c
om
panie
s a
re n
ow
beg
innin
g to
use a
Lam
bert
-lik
e a
pp
roach to
their in
itia
tives in
Op
en In
no
vatio
n, as w
as il
lustr
ate
d
by t
he c
ase s
tud
y invo
lvin
g A
str
aZ
eneca in t
he p
revio
us c
hap
ter.
14
T
he Inte
llectu
al P
rop
ert
y R
eg
ime a
nd
its
Im
plic
atio
ns f
or
Kno
wle
dg
e E
xchang
e,
PA
CE
C,
20
10
.
186
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
63
At
the h
eart
of
so
me o
f th
e m
ore
fund
am
enta
l o
bje
ctio
ns t
o t
he t
oo
lkit,
and
the I
P p
rincip
les
behin
d them
are
so
me im
po
rtant is
sues s
urr
ound
ing
the d
iffere
nt culture
s w
ithin
univ
ers
itie
s a
nd
ind
ustr
y. T
hese a
re t
he k
ey i
ssues w
here
co
mp
rom
ises w
ere
mad
e i
n d
raw
ing
up
the m
od
el
ag
reem
ents
in t
he fi
rst
pla
ce,
and
they a
re t
he i
ssues w
hic
h a
re s
till
rais
ed
no
w a
s b
ein
g t
he
reaso
ns w
hy the a
gre
em
ents
canno
t b
e a
n o
rganis
atio
n’s
firs
t cho
ice a
gre
em
ent unle
ss they a
re
mo
re w
idely
ad
op
ted
. A
long
sid
e th
e p
rovis
ion o
f te
mp
late
s w
hic
h co
ver
sta
nd
ard
co
ntr
act
cla
uses,
the L
am
bert
to
olk
it inte
nd
ed
to
find
wo
rkab
le c
om
pro
mis
e p
ositio
ns o
n t
he k
ey p
oin
ts
of
neg
otiatio
n b
etw
een u
niv
ers
itie
s a
nd
ind
ustr
y:
•
IP o
wn
ers
hip
an
d v
alu
ati
on
issu
es
•
pu
blic
ati
on
rig
hts
•
lia
bilit
ies,
ind
em
nit
ies a
nd
wa
rra
nti
es
Ab
ove t
hese lie
s w
hat
many s
till
perc
eiv
e a
s a
lack o
f a c
lear
str
ate
gy o
n t
he r
ole
of univ
ers
itie
s
in these in
tera
ctio
ns. A
s p
ub
licly
fund
ed
bo
die
s, w
ith c
harita
ble
sta
tus a
nd
asso
cia
ted
ob
ligatio
ns
of
pub
lic b
enefit,
there
are
rule
s s
urr
ound
ing
univ
ers
ity b
ehavio
ur
whic
h d
o n
ot
alw
ays fi
t w
ith
ind
ustr
y c
om
merc
ial need
s.
Over
the y
ears
, th
e e
mp
hasis
within
univ
ers
itie
s h
as s
hifte
d f
rom
a
desire t
o g
ain
an inco
me s
tream
fro
m t
hird
str
eam
activitie
s s
uch a
s p
ate
nts
and
lic
ensin
g,
to
incre
asin
g t
heir r
ole
in t
he i
nno
vatio
n c
ulture
and
maxim
isin
g i
nte
ractio
ns w
ith a
ll secto
rs o
f
ind
ustr
y, t
o incre
asin
g t
he “
Imp
act”
of th
eir r
esearc
h b
y m
akin
g it
wid
ely
availa
ble
and
exp
loited
,
and
no
w t
o f
ulfi
lling
their r
ole
in d
rivin
g e
co
no
mic
develo
pm
ent
thro
ug
h t
he g
row
th a
gend
a.
“The
too
lkit
need
s an
exp
lana
tion
of t
he u
nive
rsity
’s r
esp
onsi
bili
ties
und
er t
he C
harit
ies
Act
as
a p
ream
ble
to
fram
e ne
gotia
tion”
– R
ussell
Gro
up
Univ
ers
ity
Clo
sely
asso
cia
ted
with t
he issues o
f charita
ble
sta
tus a
re t
he issues o
f Full
Eco
no
mic
Co
sting
(FE
C), a
nd
EU
Sta
te A
id r
ule
s,
whic
h c
an a
pp
ly w
hen p
ub
lic f
und
ing
is u
sed
to
benefit
one
ind
ustr
y p
layer
ab
ove o
thers
in t
he s
ecto
r. T
he r
ule
s a
re c
om
ple
x,
with m
any e
xem
ptio
ns,
and
whils
t th
e s
tart
ing
mo
del ag
reem
ent
sho
uld
co
mp
ly w
ith t
he r
ule
s t
his
can q
uic
kly
be a
ltere
d if
the t
erm
s a
re a
ltere
d,
for
exam
ple
by p
rovid
ing
in-k
ind
rath
er
than fi
nancia
l sup
po
rt,
or
payin
g
less t
han F
EC
fo
r th
e u
niv
ers
ity r
esearc
h.
Develo
pm
ent
of a c
om
mo
n u
nd
ers
tand
ing
of ho
w t
he
Sta
te
Aid
ru
les
ap
ply
to
univ
ers
ity-i
nd
ustr
y
co
llab
ora
tio
ns
wo
uld
help
to
alig
n
co
mp
any
co
ntr
ibutio
ns c
orr
ectly t
o IP
access r
ights
.
There
is a
lack o
f co
nsis
tency in t
he a
pp
licatio
n a
nd
inte
rpre
tatio
n o
f th
ese r
ule
s w
hic
h h
as led
to a
num
ber
of
co
mp
anie
s fi
nd
ing
that
so
me u
niv
ers
itie
s o
ffer
a m
ore
flexib
le a
nd
pra
gm
atic
ap
pro
ach t
han o
thers
. In
so
me i
nsta
nces,
this
has r
esulted
in a
co
mp
any c
ontinuin
g t
o w
ork
with a
part
icula
r g
roup
of
univ
ers
itie
s t
o t
he e
xclu
sio
n o
f o
thers
. S
om
e u
niv
ers
itie
s h
ave b
een
accused
of
“hid
ing
behin
d”
their c
harita
ble
sta
tus,
rath
er
than c
onsid
ering
the m
erits
of
each
sp
ecifi
c c
olla
bo
ratio
n.
64C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Issu
es in
IP o
wn
ersh
ip
There
is a
tensio
n i
n a
ll co
llab
ora
tio
ns b
etw
een a
desire f
rom
the u
niv
ers
ity t
o m
axim
ise t
he
exp
loitatio
n o
f th
eir r
esearc
h,
and
a d
esire f
rom
ind
ustr
y t
o p
rote
ct
their c
om
merc
ial p
ositio
n.
We f
ound
that
IP o
wn
ers
hip
wa
s s
till s
ee
n a
s a
ma
jor
ca
use
of
dis
ag
ree
me
nt
wit
hin
co
lla
bo
rati
ve
re
se
arc
h,
wit
h 7
6%
of
the
su
rve
y s
am
ple
ag
ree
ing
or
str
on
gly
ag
ree
ing
wit
h t
his
sta
tem
en
t.
00
000
00
100
10
isag
reem
ent o
er is
am
aor
stum
bin
gb
o in
o
abor
ati
ere
sear
hne
gotia
tions
resp
onde
nts
(n=1
8)
Rat
ing
erag
e
resp
onde
nts
(n=1
8)
war
e(n
=124
)
Not
awar
e(n
=61)
sed
Lam
bert
(n=
2)
Not
used
Lam
bert
(n=
2)
Res
ear
hor
gs(n
=100
)
M(n
=2)
Fig
ure
4.3
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
Mo
st
resp
ond
ents
(7
4%
) fe
lt th
at
the to
olk
it rig
htly co
ncentr
ate
s o
n th
e ro
le o
f IP
in
th
ese
co
llab
ora
tio
ns.
Ap
art
fro
m larg
e c
om
panie
s,
the s
urv
ey s
am
ple
was n
eutr
al o
n t
he q
uestio
n o
f
wheth
er
the d
ecis
ion g
uid
e help
s to
re
so
lve th
e IP
o
wners
hip
is
sues.
Ind
eed
, so
me o
f th
e
ind
ivid
ual cases m
entio
ned
sug
gest
that
many d
isag
reem
ents
arise w
here
the d
ecis
ion g
uid
e
has no
t b
een used
to
d
ete
rmin
e w
hic
h ag
reem
ent
to use,
but
inste
ad
o
ne o
r b
oth
p
art
ies
auto
matically
cho
oses a
part
icula
r sta
rtin
g a
gre
em
ent
in a
ll circum
sta
nces.
The g
uid
e c
an b
e a
blu
nt to
ol, a
nd
so
metim
es w
ill s
till
no
t re
co
mm
end
one p
art
icula
r ag
reem
ent even a
fter answ
ering
severa
l q
uestio
ns.
187
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
65
10
100
00
000
00
seof
the
deis
ion
guid
ere
dues
argu
men
tso
erow
ners
hips
atth
eou
tset
heto
oit
oer
emph
asis
es
the
roe
of
in
oab
orat
ions
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
06)
Rat
ing
aer
age
war
e(n
=106
4)
sed
Lam
bert
(n=8
4)
Not
used
Lam
bert
(n=2
20)
Res
ear
hor
gs(n
=68
60)
M(n
=12
)
Larg
eom
pan
(n=1
616
)
Fig
ure
4.4
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
Th
e
issu
e
of
IP
ow
ne
rsh
ip
is
str
on
gly
in
flu
en
ce
d
by
the
d
eve
lop
me
nt
sta
ge
o
r
Te
ch
no
log
y R
ea
din
ess L
eve
l o
f th
e te
ch
no
log
y.
Fo
r exam
ple
, fo
r early sta
ge o
r m
ore
fund
am
enta
l researc
h t
he u
niv
ers
ity p
art
ner
will
be m
ore
co
ncern
ed
ab
out
reta
inin
g t
he IP
rig
hts
to e
nab
le t
hem
to
take t
he r
esearc
h o
n i
n a
num
ber
of
diff
ere
nt
directio
ns a
nd
exp
loit i
t in
multip
le a
pp
licatio
n a
reas.
At
this
sta
ge,
an ind
ustr
y p
art
ner
may b
e m
ore
rela
xed
ab
out
leavin
g
so
me o
r all
of
the I
P r
ights
with t
he u
niv
ers
ity,
whils
t fo
r re
searc
h o
n a
techno
log
y o
r p
rod
uct
whic
h is c
loser
to t
he m
ark
et
they w
ill b
e m
uch m
ore
co
ncern
ed
ab
out
their a
bili
ty t
o p
olic
e a
nd
pro
tect
the IP.
“The
re a
re m
any
valu
able
are
as o
f re
sear
ch t
hat
larg
er c
omp
anie
s ar
e ke
en t
o en
gage
in o
n th
e b
asis
tha
t th
e ou
tput
is v
alua
ble
but
pre
com
pet
itive
and
not
req
uirin
g IP
ow
ners
hip
by
them
.” –
Larg
e C
om
pany
To
so
me e
xte
nt
this
co
mes d
ow
n t
o a
n i
ssue o
f tr
ust
– d
oes t
he i
nd
ustr
y p
art
ner
“tru
st”
the
univ
ers
ity to
p
rote
ct
the IP
in
th
e sam
e w
ay as th
ey w
ould
, o
r is
it to
o im
po
rtant
to th
eir
co
mm
erc
ial str
ate
gy t
o b
e o
ut
of th
eir c
ontr
ol. T
his
do
es n
ot
necessarily
reflect
a lack o
f re
sp
ect
for
the u
niv
ers
ity p
roced
ure
s,
but
rath
er
a n
eed
to
inte
gra
te t
he e
ntire
co
mp
any I
P p
rote
ctio
n
str
ate
gy s
o t
hat
it w
ork
s t
og
eth
er
to p
rote
ct
their p
art
icula
r p
rod
ucts
or
serv
ices e
ffectively
. Fo
r
so
me co
mp
anie
s th
is m
eans th
at
they w
ill o
nly
carr
y o
ut
pre
-co
mm
erc
ial
or
fund
am
enta
l
researc
h w
ith u
niv
ers
ity p
art
ners
. Fo
r la
ter sta
ge c
olla
bo
rative researc
h they o
nly
use c
om
merc
ial
part
ners
on c
om
merc
ial te
rms.
There
is a
lso
oft
en c
onfu
sio
n b
etw
een t
he n
eed
to
ow
n t
he IP
co
mp
are
d w
ith t
he a
bili
ty t
o h
ave
exclu
siv
e a
ccess t
o it.
In m
any s
ituatio
ns,
these a
ltern
atives a
re functio
nally
eq
uiv
ale
nt,
and
the
IP o
wners
hip
can r
est
with e
ither
part
ner
to s
uit t
he c
ircum
sta
nces. U
sa
ge
rig
hts
, ra
the
r th
an
ow
ne
rsh
ip o
f IP
, a
re t
he
im
po
rta
nt
fac
tor.
Fo
r S
ME
s b
uild
ing
a b
usin
ess o
n a
techno
log
y
pla
tfo
rm,
ho
wever, t
he o
wners
hip
of IP
can b
e e
ssential fo
r th
em
to
rais
e furt
her
fund
ing
. S
om
e
66C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
ind
ustr
y r
esp
ond
ents
felt t
hat
the d
efa
ult p
ositio
n o
f univ
ers
ity I
P o
wners
hip
enshrined
in t
he
Lam
bert
IP
princip
les i
s b
iased
to
o f
ar
in f
avo
ur
of
the u
niv
ers
itie
s.
This
fails
to
reco
gnis
e t
he
ob
ligatio
ns p
laced
on t
he u
niv
ers
itie
s b
y t
heir c
harita
ble
sta
tus,
and
the n
eed
to
retu
rn b
enefit
bo
th t
o t
he p
ub
lic g
oo
d a
nd
the p
ub
lic p
urs
e b
y m
axim
isin
g e
xp
loitatio
n o
f th
eir r
esearc
h.
“IP
is
not
all
abou
t ow
ners
hip
. O
ne n
eed
s to
foc
us o
n us
age,
not
ow
ners
hip
, m
ost
of t
he
time.
” -
Univ
ers
ity
00
000
00
100
10
Man
om
pani
esau
tom
ati
ade
man
d o
wne
rshi
pe
enw
here
this
is n
otap
prop
riate
orus
tifie
d b
thei
ron
tribu
tion
toth
eo
abor
atio
n
Man
nier
sitie
s o
era
ueth
eir
resp
onde
nts
(n=1
81)
Rat
ing
aer
age
resp
onde
nts
(n=1
81)
war
e(n
=122
)
Not
awar
e(n
=)
sed
Lam
bert
(n=8
)
Not
used
Lam
bert
(n=
2)
Res
ear
hor
gs(n
=)
M(n
=2)
Larg
eom
pan
(n=
)
Fig
ure
4.5
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
This
po
sitio
n is r
eflecte
d in t
he a
ttitud
e f
ound
in a
ll b
ut
the larg
e c
om
panie
s in t
he s
urv
ey t
hat
co
mp
an
ies t
en
d t
o d
em
an
d I
P o
wn
ers
hip
eve
n w
he
re t
his
is n
ot
ap
pro
pri
ate
, w
ith 7
0%
of
the s
am
ple
ag
reein
g.
The o
ther
big
issue w
ith I
P r
ela
tes t
o v
alu
atio
n,
and
wheth
er
a r
etu
rn
sho
uld
flo
w b
ack t
o t
he u
niv
ers
ity t
o r
eflect
their r
ole
in t
he c
olla
bo
ratio
n.
This
ag
ain
is a
majo
r
dis
cussio
n p
oin
t fo
r a n
um
ber
of re
aso
ns.
As c
an b
e s
een in t
he fi
gure
, th
ere
wa
s a
gre
em
en
t
fro
m 7
3%
o
f th
e sa
mp
le,
eve
n fr
om
6
5%
o
f th
e re
se
arc
h c
om
mu
nit
y,
tha
t so
me
un
ive
rsit
ies o
ve
rva
lue
th
eir
IP
. T
his
is c
losely
lin
ked
to
the u
np
red
icta
ble
natu
re o
f re
searc
h;
when a
co
llab
ora
tio
n b
eg
ins,
there
is g
enera
lly n
o w
ay o
f te
lling
wheth
er
or
no
t it w
ill p
rod
uce
anyth
ing
of
co
mm
erc
ial valu
e,
no
r ho
w m
uch a
dd
itio
nal tim
e,
develo
pm
ent
wo
rk,
investm
ent,
and
co
mp
lem
enta
ry IP
fr
om
o
ther
so
urc
es m
ay b
e need
ed
fr
om
th
e co
mp
any to
tu
rn th
is
researc
h into
a c
om
merc
ial p
rod
uct.
Bo
th p
art
ies a
re d
riven b
y a
desire n
ot
to m
iss o
ut
on t
he
op
po
rtunity o
f “t
he n
ext b
ig thin
g”.
One w
ay to
avo
id this
issue is
to
dela
y these d
iscussio
ns u
ntil
so
me o
f th
e u
ncert
ain
ties b
eco
me c
leare
r, b
y i
nclu
din
g a
n “
ag
reem
ent
to a
gre
e”
cla
use.
This
has p
roved
help
ful in
so
me c
ases, and
is a
pra
ctical re
sp
onse t
o t
he fact
that
mo
st
researc
h w
ill
no
t le
ad
to
a h
igh c
om
merc
ial v
alu
e o
utc
om
e a
nd
so
it is
no
t w
ort
h s
pend
ing
tim
e a
rguin
g a
t th
e
outs
et
over
so
meth
ing
that
will
never
hap
pen.
So
me o
f th
e s
urv
ey r
esp
ond
ents
favo
ur
this
ap
pro
ach,
but
it i
s d
elib
era
tely
no
t in
clu
ded
within
the L
am
bert
princip
les w
hic
h r
eq
uire t
he
188
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
67
part
ies t
o d
eal w
ith t
hese issues u
p f
ront.
Many,
ho
wever, fi
nd
that
the a
pp
roach w
ould
no
t b
e
accep
tab
le fo
r th
em
in t
erm
s o
f co
mm
erc
ial risk,
part
icula
rly if th
e c
om
pany is v
entu
re b
acked
,
and
fear
that th
ey m
ay b
e “
held
to
ranso
m”
by their researc
h p
art
ner
in the futu
re. U
nd
er
Eng
lish
law
, th
is t
yp
e o
f cla
use is n
ot
leg
ally
bin
din
g,
and
so
mo
st
law
yers
als
o a
dvis
e a
gain
st
its u
se.
Pu
blic
atio
n v
ersu
s co
nfid
enti
alit
y
Pub
licatio
n is t
he lifeb
loo
d o
f any u
niv
ers
ity,
and
ind
ustr
y c
olla
bo
rato
rs a
re w
ell
aw
are
that
this
is an im
po
rtant
issue fo
r th
em
. S
om
e in
dustr
y p
art
icip
ants
ho
wever
co
mm
ente
d th
at
the
tim
esc
ale
s f
or
pu
blic
ati
on
se
t o
ut
in t
he
La
mb
ert
ag
ree
me
nts
are
no
t a
lwa
ys i
n l
ine
wit
h t
he
tim
esc
ale
s n
ee
de
d t
o s
ec
ure
su
ita
ble
IP
pro
tec
tio
n f
or
co
mm
erc
ially o
rie
nte
d
rese
arc
h.
The s
imp
listic r
esp
onse t
o t
his
is t
o fi
le a
pate
nt
on t
he i
nventio
n,
and
then a
llow
pub
licatio
n b
y t
he a
cad
em
ic.
Ho
wever, p
art
icula
rly w
ith e
arly s
tag
e r
esearc
h,
this
may n
ot
be
the b
est
route
as f
urt
her
researc
h o
r d
evelo
pm
ent
may b
e r
eq
uired
befo
re t
he m
ost
effective
pate
nt
ap
plic
atio
n can b
e co
nstr
ucte
d.
This
b
eco
mes p
art
icula
rly acute
w
here
m
ultip
le IP
str
and
s are
co
mb
ined
in
to o
ne co
mm
erc
ial
pro
duct.
T
his
is
ano
ther
insta
nce w
here
th
e
pre
ssure
s o
n a
n S
ME
, w
here
their m
ain
valu
e is t
ied
up
in t
heir I
P c
an b
e v
ery
diff
ere
nt
fro
m
tho
se fo
r a b
igg
er co
mp
any.
Sim
ilar co
ncern
s a
lso
ap
ply
to
the tim
escale
s a
pp
lied
to
co
mm
erc
ial
op
tio
ns t
o n
eg
otiate
a lic
ense.
Fo
r th
e u
niv
ers
itie
s,
pub
licatio
n b
eco
mes p
art
icula
rly im
po
rtant
for P
hD
stu
dents
, w
ho
need
their thesis
no
t ju
st to
get th
eir d
eg
ree, b
ut als
o their n
ext acad
em
ic
po
sitio
n.
If b
oth
sid
es a
re s
ensitiv
e t
o t
hese n
eed
s,
then c
reative s
olu
tio
ns c
an b
e fo
und
whic
h
allo
w p
ub
licatio
n o
f th
e a
cad
em
ic r
esearc
h w
itho
ut
revealin
g c
om
merc
ially
sensitiv
e a
sp
ects
.
Severa
l o
f th
e S
ME
s e
mp
hasis
ed
that
the e
nd
ors
em
ent
they g
et
fro
m a
cad
em
ic p
ub
licatio
ns is
very
valu
ab
le t
o t
hem
in b
uild
ing
their e
xte
rnal cre
dib
ility
.
“Uni
vers
ities
are
und
er a
dut
y of
car
e to
ens
ure
that
pos
tgra
dua
te s
tud
ents
are
sup
por
ted
an
d e
nab
led
to
com
ple
te t
heir
deg
ree.
Em
bar
goin
g th
eir
thes
is f
or l
ong
per
iod
s is
an
abso
lute
joke
in m
ost
case
s.”
– U
niv
ers
ity
Rela
ted
to
the p
rote
ctio
n o
f th
e c
om
merc
ial ro
ute
fo
r an ind
ustr
y p
art
ner
is t
heir c
oncern
ab
out
po
tential le
akag
e o
f co
mp
any k
no
w-h
ow
that
may c
om
e f
rom
a t
rue c
olla
bo
ratio
n w
here
bo
th
part
ies a
re c
ontr
ibuting
researc
h a
nd
inte
llectu
al
inp
ut
as w
ell
as f
und
ing
. W
hils
t it m
ay b
e
ap
pro
priate
fo
r th
e
univ
ers
ity
to
reta
in
ong
oin
g
researc
h
rig
hts
fr
om
th
e
results
of
the
co
llab
ora
tio
n,
this
beco
mes less c
lear
when in o
rder
to u
se t
hese r
ights
they a
re a
lso
gain
ing
insig
ht
into
co
mm
erc
ially
sensitiv
e t
ips a
nd
tricks.
In t
his
case,
use f
or
researc
h a
nd
teachin
g
may b
e a
ccep
tab
le w
hen u
se i
n o
ther
co
mm
erc
ial
co
llab
ora
tio
ns w
ould
no
t b
e.
This
typ
e o
f
dis
tinctio
n c
an b
e d
ifficult f
or
a u
niv
ers
ity t
o c
op
e w
ith,
and
the issue is b
eco
min
g m
ore
acute
as g
rant
fund
ing
, p
art
icula
rly in t
he p
hysic
al scie
nces is b
eco
min
g m
ore
and
mo
re d
ep
end
ent
on t
he p
resence o
f in
dustr
y p
art
ners
. S
om
e p
ote
ntial so
lutio
ns t
o d
ivis
ion o
f th
e o
utp
uts
of th
is
typ
e o
f co
llab
ora
tio
n w
ill b
e d
iscussed
in C
hap
ter
5.
68C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Lia
bili
ties
, in
dem
nit
ies
and
war
ran
ties
The c
lauses rela
ting
to
liab
ilities, in
dem
nitie
s a
nd
warr
anties w
ere
als
o rais
ed
by b
oth
univ
ers
itie
s
and
co
mp
anie
s a
s c
ausin
g p
rob
lem
s f
or
bo
th s
ides o
f th
e c
olla
bo
ratio
n.
Un
ive
rsit
ies h
ave
a
ve
ry d
iffe
ren
t a
pp
roa
ch
to
ris
k m
an
ag
em
en
t a
nd
will n
ot
tak
e o
n r
isk
of
fac
tors
ou
tsid
e
the
ir c
on
tro
l, w
hilst
co
mp
an
ies m
ay b
e a
ble
to
ta
ke
mo
re o
f a
ris
k-r
ew
ard
ap
pro
ac
h t
o
lia
bilit
ies,
ind
em
nit
ies a
nd
w
arr
an
tie
s.
So
me o
f th
is ste
ms fr
om
th
e charita
ble
sta
tus
dis
cussed
ab
ove,
and
so
me re
flects
in
stitu
tio
nal
pra
ctices.
This
can re
sult in
co
nsid
era
ble
frustr
atio
n w
here
a univ
ers
ity fe
els
th
at
ind
ustr
y d
oes no
t re
co
gnis
e th
at
they o
pera
te in
a
diff
ere
nt
enviro
nm
ent,
or
where
a c
om
pany f
eels
that
the u
niv
ers
ity is d
em
and
ing
co
mm
erc
ial-
sty
le r
etu
rns, b
ut
is n
ot
will
ing
to
make c
om
merc
ial-
sty
le c
om
mitm
ents
. S
ensitiv
ity t
o w
arr
anties
and
lia
bili
ties is a
lso
hig
h f
or
SM
Es,
and
fo
r th
em
recip
rocity o
f th
ese c
lauses is im
po
rtant
– s
o
that
they a
re n
ot
bein
g a
sked
to
make c
om
mitm
ents
that
the o
ther
part
y is u
nw
illin
g t
o g
ive in
retu
rn.
The is
sue o
f acad
em
ic fre
ed
om
can a
lso
cause c
om
plic
atio
ns h
ere
, as t
he r
ela
tio
nship
betw
een
an a
cad
em
ic a
nd
his
univ
ers
ity m
ay b
e c
ontr
actu
ally
quite d
iffere
nt fr
om
the rela
tio
nship
betw
een
a c
om
pany r
esearc
her
and
his
em
plo
yer. A
gain
this
is m
ost
likely
to
beco
me a
n issue w
here
a
univ
ers
ity is u
nd
ert
akin
g a
mo
re c
ontr
act-
researc
h s
tyle
co
llab
ora
tio
n, b
ut
canno
t b
ehave in t
he
sam
e w
ay a
s a
co
ntr
act
co
mp
any w
ould
.
If t
he a
gre
em
ents
are
up
date
d,
it m
ay b
e w
ort
hw
hile
to
revie
w t
hese c
lauses i
n t
he L
am
bert
ag
reem
ents
to
ensure
that
they s
till
reflect
genera
l p
ractice,
and
that
the b
ala
nce b
etw
een
univ
ers
ity a
nd
co
mm
erc
ial in
tere
sts
is a
fair r
eflectio
n o
f th
e d
iffere
nt
activitie
s a
nticip
ate
d b
y t
he
diff
ere
nt
sty
le o
f ag
reem
ents
.
Influ
ence
of
ind
ustr
y se
cto
r
The n
um
bers
of surv
ey resp
ond
ents
fro
m s
om
e in
div
idual i
nd
ustr
y s
ecto
rs a
re to
o s
mall
to d
raw
any fi
rm c
onclu
sio
ns a
bo
ut
the d
iffere
nce b
etw
een t
hem
, b
ut
by a
gg
reg
ating
the d
ata
, so
me
genera
l tr
end
s can b
e seen.
These tr
end
s sup
po
rt th
e co
mm
ents
w
e re
ceiv
ed
th
at
the
ag
ree
me
nts
are
mo
re w
ide
ly u
se
d in
lif
e s
cie
nc
es a
nd
IC
T t
ha
n m
ore
“p
hysic
al”
se
cto
rs
su
ch
as a
ero
sp
ac
e,
de
fen
ce
, n
uc
lea
r, t
ran
sp
ort
, o
il &
ga
s o
r e
ng
ine
eri
ng
.
189
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
69
024681012141618
hem
ia
sLi
fei
hsi
ai
ng
inee
ring
etri
aer
ies
Numberofrespondents
Res
pond
ents
from
ompa
nies
who
are
awar
eof
Lam
bert
(n=4
6)
No es
Fig
ure
4.6
- H
ave
you
used
any
of t
he L
amb
ert
agre
emen
ts (i
nclu
din
g in
div
idua
l cla
uses
), o
r th
e o
ther
co
mp
one
nts
of
the
too
lkit
(Out
line
do
cum
ent,
Dec
isio
n tr
ee, G
uid
ance
no
tes)
?
56
% o
f th
e lif
e s
cie
nc
e a
nd
44
% o
f th
e IC
T p
art
icip
an
ts h
ave
use
d t
he
to
olk
it, c
om
pa
red
wit
h 3
1%
of
tho
se
in
ph
ysic
al
sc
ien
ce
or
en
gin
ee
rin
g.
We a
lso
fo
und
that
the r
esearc
h
org
anis
atio
ns r
ep
ort
ed
that
the a
gre
em
ents
are
a little m
ore
lik
ely
to
be h
elp
ful (5
9%
and
65
%
vs 4
7%
) in
neg
otiatio
ns w
ith t
hese g
roup
s.
To
so
me e
xte
nt,
this
reflects
the d
iffere
nt
levels
of
researc
h c
arr
ied
out
by t
hese d
iffere
nt
ind
ustr
y g
roup
s.
Acco
rdin
g t
o t
he late
st
data
fro
m t
he
Offi
ce o
f N
atio
nal S
tatistics
15, th
e p
harm
aceutical in
dustr
y is b
y far
the h
ighest
sp
end
er
on R
&D
in t
he U
K a
t £
4.9
bill
ion in 2
01
1,
follo
wed
by c
om
pute
r p
rog
ram
min
g,
then m
oto
r vehic
les a
nd
part
s,
then a
ero
sp
ace,
then t
ele
co
mm
unic
atio
ns,
each s
pend
ing
betw
een £
1-2
bill
ion p
a.
15
h
ttp
://w
ww
.ons.g
ov.
uk/o
ns/r
el/rd
it1
/bus-e
nt-
res-a
nd
-dev/2
01
1/ind
ex.h
tml
70C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
010200400600800
100
hem
ia
sLi
fei
hsi
ai
ng
inee
ring
etri
aer
ies
ofrespondents
Res
pond
ents
from
rese
arh
orga
nisa
tions
who
ha
e us
edLa
mbe
rt(n
=)
Not
app
iab
e
Not
hepf
u
uite
usef
u
Mos
tuse
fu
Fig
ure
4.7
- P
leas
e ra
nk t
he u
sefu
lnes
s o
f th
e to
olk
it an
d a
gre
emen
ts f
or
the
follo
win
g n
ego
tiatio
ns.
Sim
ilarly,
the a
gre
em
ents
are
mo
re li
kely
to
receiv
e a
po
sitiv
e o
r neutr
al r
ecep
tio
n if
they a
re o
ffere
d
to the li
fe s
cie
nces o
r IC
T s
ecto
rs, and
mo
re li
kely
to
receiv
e a
neg
ative recep
tio
n fro
m o
il, g
as a
nd
min
ing
or
transp
ort
. T
he a
ero
sp
ace ind
ustr
y is a
lso
cited
as h
avin
g a
neg
ative a
ttitud
e t
o u
se o
f
the to
olk
it. M
ost o
f th
ese in
dustr
y s
ecto
rs w
ill n
ever o
ffer a L
am
bert
ag
reem
ent as their fi
rst cho
ice,
with life
scie
nces a
gain
the m
ost
likely
to
do
so
(and
much o
f th
is is lik
ely
to
be t
he influ
ence o
f
ag
reem
ents
with G
SK
). T
he a
ero
sp
ace a
nd
defe
nce s
ecto
rs t
end
to
have a
mo
re a
gg
ressiv
e
att
itud
e t
ow
ard
s IP
ow
ners
hip
and
co
nfid
entialit
y t
han t
hat
taken b
y t
he c
om
pro
mis
e p
ositio
n o
f
the L
am
bert
ag
reem
ents
. S
om
e o
f th
is is
fed
thro
ug
h fro
m the term
s o
f fu
nd
ing
fro
m o
rganis
atio
ns
such a
s t
he M
inis
try o
f D
efe
nce,
in o
ther
cases it
is a
mo
re fund
am
enta
l in
dustr
y a
ttitud
e t
o t
rad
e
secre
cy a
nd
als
o r
efle
cts
the lo
ng
pro
duct
develo
pm
ent
tim
es in t
hese ind
ustr
ies.
Part
icula
rly in
the c
ase o
f m
ore
blu
e-s
ky r
esearc
h,
this
can c
ause c
onfli
ct
betw
een t
he u
niv
ers
ity m
issio
n t
o
exp
loit t
he t
echno
log
y w
idely
in d
iffere
nt
are
as a
nd
the c
om
pany d
esire fo
r exclu
siv
ity in a
ll fie
lds.
190
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
71
Cas
e S
tud
y -
Gla
xoS
mit
hK
line’
s u
se o
f th
e L
amb
ert
too
lkit
Gla
xo
Sm
ithK
line (
GS
K)
has a
lways b
een a
str
ong
sup
po
rter
of
the L
am
bert
to
olk
it,
and
was a
mem
ber
of
the I
nner
Wo
rkin
g G
roup
whic
h h
elp
ed
to
dra
ft t
he m
od
el
ag
reem
ents
. G
SK
was
als
o t
he ind
ustr
ial p
art
ner
in t
he fi
rst
ever
Lam
bert
ag
reem
ent,
sig
ned
in M
arc
h 2
00
5 w
ith t
he
Univ
ers
ity o
f M
ancheste
r. U
p to
th
e end
o
f 2
01
2,
GS
K has sig
ned
2
39
d
iffere
nt
Lam
bert
ag
reem
ents
with u
niv
ers
itie
s b
oth
in t
he U
K a
nd
ab
road
.
0101202040
200
2006
200
2008
200
2010
2011
2012
Numberofagreements
our
ea
om
ithin
ep
Lam
bert
1
Lam
bert
2
Lam
bert
Lam
bert
4
Lam
bert
Fig
ure
4.8
- La
mb
ert
agre
emen
ts s
igne
d b
y G
laxo
Sm
ithK
line
in t
he U
K a
nd a
bro
ad.
In t
he U
K,
GS
K h
as L
am
bert
ag
reem
ents
with 3
5 d
iffere
nt
org
anis
atio
ns,
inclu
din
g a
ll b
ut
four
of
the R
ussell
Gro
up
of
researc
h inte
nsiv
e u
niv
ers
itie
s.
Fo
r 2
1 o
f th
ese o
rganis
atio
ns,
GS
K h
as
two
or
mo
re a
gre
em
ents
, in
one c
ase h
avin
g 3
2 s
ep
ara
te a
gre
em
ents
with o
ne u
niv
ers
ity.
So
me
ag
reem
ents
have b
een c
om
ple
ted
very
quic
kly
, w
ith a
turn
aro
und
of le
ss than 2
4 h
ours
. A
ltho
ug
h
many o
f th
e ag
reem
ents
are
fo
r o
ne-o
ff re
searc
h co
llab
ora
tio
ns,
GS
K has als
o used
th
e
tem
pla
tes s
uccessfu
lly t
o s
tructu
re a
£6
mill
ion,
6 y
ear
researc
h fra
mew
ork
ag
reem
ent
with t
he
Institu
te o
f O
phth
alm
olo
gy.
“The L
am
bert
ag
reem
ents
have s
aved
my team
ho
urs
of neg
otiatio
n tim
e”
said
Malc
olm
Skin
gle
,
Directo
r, A
cad
em
ic Lia
iso
n at
GS
K.
“We have als
o used
th
em
successfu
lly w
ith re
searc
h
org
anis
atio
ns and
univ
ers
itie
s o
vers
eas,
where
it re
ally
help
s th
at
they are
co
nta
ined
o
n a
“neutr
al”
web
site a
t th
e U
K Inte
llectu
al P
rop
ert
y O
ffice”.
GS
K h
as u
sed
the L
am
bert
ag
reem
ents
with 3
2 o
vers
eas o
rganis
atio
ns in 1
5 c
ountr
ies,
main
ly
in E
uro
pe.
The k
no
wle
dg
e a
nd
exp
erience t
hat
GS
K h
as w
ith t
he a
gre
em
ents
, co
mb
ined
with
their r
ep
uta
tio
n a
nd
orig
in a
s a
neg
otiate
d c
om
pro
mis
e h
as h
elp
ed
to
make t
hese a
gre
em
ents
accep
tab
le t
o a
wid
e r
ang
e o
f E
uro
pean institu
tio
ns.
72C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
In o
ther
physic
al
scie
nces a
nd
eng
ineering
secto
rs,
there
are
few
er
fund
am
enta
l d
iffere
nces
betw
een their a
pp
roach a
nd
that o
f th
e L
am
bert
to
olk
it. Fo
r th
ese s
ecto
rs, w
ider
aw
are
ness a
nd
ed
ucatio
n o
f th
e is
sues s
urr
ound
ing
researc
h c
olla
bo
ratio
n w
ith u
niv
ers
itie
s m
ay in
cre
ase u
pta
ke
of
the a
gre
em
ents
.
So
me o
f th
e u
niv
ers
ity r
esp
ond
ents
felt t
hat
the a
gre
em
ents
were
over
co
mp
licate
d f
or
use in
the c
reative s
ecto
r o
r so
cia
l scie
nce r
esearc
h,
where
the k
no
wle
dg
e a
nd
data
gain
ed
fro
m t
he
researc
h a
re m
ore
im
po
rtant
than f
orm
al IP
. O
ur
sam
ple
did
no
t have s
uffi
cie
nt
rep
resenta
tio
n
fro
m t
hese s
ecto
rs t
o d
raw
any fi
rm c
onclu
sio
ns.
191
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
73
Ch
ap
ter
5:
Issu
es a
nd
ap
plic
ati
on
s•
Po
ssib
le e
xte
nsio
ns a
nd
up
date
s t
o t
he e
xis
ting
to
olk
it h
ave b
een s
ug
geste
d.
Fo
r
insta
nce,
sho
win
g h
ow
the a
gre
em
ents
can b
e u
sed
to
assig
n m
ore
flexib
le IP
ow
ners
hip
, exp
loitatio
n r
ights
and
use o
f th
e r
esults c
ould
make t
he t
oo
lkit m
ore
rele
vant
to c
urr
ent
co
llab
ora
tive s
tyle
s.
•
Mo
re t
han h
alf t
he u
niv
ers
itie
s a
nd
co
mp
anie
s t
hat
have u
sed
Lam
bert
said
that
a m
od
el
ag
reem
ent
ap
pro
ach c
ould
be u
sefu
lly e
xte
nd
ed
to
oth
er
typ
es o
f co
llab
ora
tio
n:
oFo
r K
no
wle
dg
e T
ransfe
r P
art
ners
hip
s (K
TP
s), e
sp
ecia
lly fo
r S
ME
s t
hat
get
invo
lved
with t
his
schem
e a
s t
heir fi
rst
inte
ractio
n w
ith u
niv
ers
ity r
esearc
h.
oW
hils
t g
overn
ment
is a
big
fund
er
of re
searc
h,
this
typ
e o
f co
llab
ora
tio
n is m
ore
usually
co
nd
ucte
d a
s a
pro
cure
ment
exerc
ise,
and
met
with c
onsid
era
ble
fru
str
atio
n
by u
niv
ers
itie
s.
75
% o
f th
e r
esp
ond
ents
felt t
hat
the u
se o
f a “
Lam
bert
-lik
e”
ap
pro
ach
wo
uld
be h
elp
ful here
.
oFo
r o
vers
eas p
art
ners
, o
ver
50
% o
f univ
ers
itie
s a
nd
over
40
% o
f co
mp
anie
s w
ho
have u
sed
Lam
bert
fo
und
that
it w
as u
sefu
l even t
ho
ug
h a
ware
ness is c
urr
ently lo
w.
Fo
reig
n p
art
ners
are
often r
ecep
tive w
hen intr
od
uced
to
the a
gre
em
ents
, p
art
icula
rly
if th
ey a
re c
olla
bo
rating
in r
esearc
h w
ithin
the U
K fo
r th
e fi
rst
tim
e w
hen t
he p
resence
of a s
tand
ard
ap
pro
ach w
hic
h is a
ccep
tab
le t
o a
larg
e p
rop
ort
ion o
f U
K u
niv
ers
itie
s is
att
ractive fo
r in
ward
investm
ent.
In t
he A
UR
IL 2
00
9 s
urv
ey,
43
% f
elt t
hat
asp
ects
of
the L
am
bert
to
olk
it c
ould
be im
pro
ved
. In
our
surv
ey,
30
-64
% o
f th
e p
art
icip
ants
who
gave a
n a
nsw
er
felt t
hat
chang
es w
ere
need
ed
to
the to
olk
it, d
ep
end
ing
on w
hic
h p
art
of th
e to
olk
it w
as b
ein
g c
onsid
ere
d. M
any o
f th
e resp
ond
ents
left
this
questio
n b
lank,
and
it
is r
easo
nab
le t
o a
ssum
e t
hat
if t
hey s
kip
ped
the q
uestio
n t
hen
they d
id n
ot
feel th
e n
eed
fo
r any p
art
icula
r chang
es. If t
he “
yes”
answ
ers
are
inste
ad
calc
ula
ted
as a
perc
enta
ge o
f all
tho
se w
ho
were
offere
d t
he q
uestio
n (yes, no
, and
bla
nk r
esp
onses), t
hen
the
pe
rce
nta
ge
of
the
su
rve
y p
art
icip
an
ts w
ho
fe
lt t
ha
t c
ha
ng
es w
ere
ne
ed
ed
to
th
e
too
lkit
is 1
0-2
6%
, w
ith t
he c
om
para
ble
fig
ure
in 2
00
9 b
ein
g 2
5%
. T
he
mo
st
co
mm
on
are
as
su
gg
este
d f
or
ch
an
ge
we
re t
o b
rin
g t
he
ag
ree
me
nts
up
-to
-da
te, p
lus im
pro
ve
me
nts
to
the
ir a
wa
ren
ess a
nd
up
tak
e.
Nearly a
ll th
e s
ug
gestio
ns fo
r chang
es t
o t
he o
ther
part
s o
f th
e
too
lkit w
ere
to
reflect
the a
ltera
tio
ns s
ug
geste
d f
or
the a
gre
em
ents
.
74C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
01020040060080010
0
ofrespondents
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
6)
No
opin
ion
No es
pdate
au
ses
dd
ause
s ther a
g ha
nges
utine
dos
eisi
on tre
e uidan
e note
sware
ness
up
tae
Fig
ure
5.1
- D
o y
ou
thin
k an
y p
arts
of
the
too
lkit
coul
d b
e im
pro
ved
?
Fle
xib
ility
fo
r to
day
’s e
nvir
onm
ent
The m
ost co
mm
on fund
am
enta
l chang
e s
ug
geste
d fo
r th
e a
gre
em
ents
was to
make them
mo
re
flexib
le to
reflect th
e realit
ies o
f co
llab
ora
tive researc
h to
day,
with ro
ug
hly
a q
uart
er
of th
ose w
ho
mad
e c
om
ments
rais
ing
this
issue. T
he e
xis
ting
ag
reem
ents
are
based
main
ly a
round
a “
serv
ice
pro
vis
ion”
mo
del, w
ith t
he u
niv
ers
ity d
oin
g a
ll th
e r
esearc
h w
ith d
iffere
nt
levels
of
financia
l and
inte
llectu
al
inp
ut
fro
m th
e sp
onso
r. To
da
y,
co
lla
bo
rati
ve
re
se
arc
h is
m
ore
o
fte
n a
tr
ue
co
lla
bo
rati
on
, w
ith
b
oth
sid
es
un
de
rta
kin
g
rese
arc
h
on
d
iffe
ren
t a
sp
ec
ts
of
the
pro
gra
m,
an
d m
ore
sh
ari
ng
of
ow
ne
rsh
ip,
exp
ert
ise
, ri
sk
an
d r
ew
ard
. T
he a
gre
em
ents
are
no
t d
esig
ned
to
co
pe w
ell
with ind
ustr
y in-k
ind
inp
ut
in t
he fo
rm o
f kno
w-h
ow
, exp
ert
ise a
nd
mate
rials
.
“Trie
d to
use
the
Lam
ber
t agr
eem
ents
, but
non
e re
ally
fitt
ed; t
oo m
any
optio
ns a
nd c
ould
not
b
alan
ce t
he is
sues
. The
oth
er s
ide
dis
liked
it.”
– U
niv
ers
ity
192
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
75
Cas
e S
tud
y -
Fle
xib
le m
anag
emen
t o
f re
sear
ch o
utp
uts
The U
niv
ers
ity o
f O
xfo
rd a
nd
Gla
xo
Sm
ithK
line (
GS
K)
successfu
lly a
pp
lied
fo
r fu
nd
ing
fro
m t
he
TS
B S
tratified
Med
icin
e Inno
vatio
n P
latf
orm
. T
heir r
esearc
h p
roje
ct
was d
esig
ned
to
evalu
ate
a
new
bio
mark
er
in o
ste
oart
hritis,
to e
xam
ine w
heth
er
it c
ould
be u
sed
to
measure
the p
rog
ress
of tr
eatm
ent and
to
pre
dic
t w
hic
h p
atients
wo
uld
benefit m
ost fr
om
the tre
atm
ent.
GS
K p
rovid
ed
their
exp
erim
enta
l th
era
peutic
for
oste
oart
hritis
for
the
stu
dy,
and
had
als
o
develo
ped
a
bio
chem
ical assay.
The u
niv
ers
ity p
rovid
ed
clin
ical exp
ert
ise,
and
an im
ag
ing
techniq
ue w
hic
h
can e
valu
ate
the p
rog
ress o
f th
e d
isease.
IP m
anag
em
ent
was o
ne o
f th
e centr
al
featu
res o
f th
e re
searc
h co
llab
ora
tio
n,
and
it w
as
imp
ort
ant
to b
oth
part
ies t
o e
nsure
that
they h
ad
access t
o t
he I
P t
hat
they n
eed
ed
to
allo
w
them
to
mo
ve f
orw
ard
with t
heir o
ng
oin
g r
esearc
h,
and
with d
evelo
pm
ent
of
the t
hera
peutic.
The T
SB
fund
ing
co
mp
etitio
n s
ug
geste
d t
he u
se o
f th
e L
am
bert
to
olk
it, and
as b
oth
part
ies h
ad
wo
rked
to
geth
er
pre
vio
usly
usin
g t
he a
gre
em
ents
, th
is w
as a
n o
bvio
us c
ho
ice.
Altho
ug
h t
he
co
llab
ora
tio
n o
nly
had
tw
o p
art
ies,
they a
gre
ed
to
use t
he c
onso
rtiu
m a
gre
em
ents
, ra
ther
than
the o
ne-t
o-o
ne a
gre
em
ents
as a
sta
rtin
g p
oin
t.
“GS
K p
rop
osed
the c
onso
rtiu
m a
gre
em
ents
because w
e w
ante
d t
o u
se s
om
e o
f th
e f
eatu
res,
inclu
din
g t
he a
bili
ty t
o a
dd
part
ners
at
a late
r d
ate
, and
the s
teering
gro
up
pro
ject
manag
em
ent
arr
ang
em
ents
”, exp
lain
ed
C
aro
line Jenkin
s,
Senio
r C
ontr
acts
S
pecia
list
at
the U
niv
ers
ity o
f
Oxfo
rd.
“Because t
his
gave u
s a
fra
mew
ork
that
we w
ere
co
mfo
rtab
le w
ith,
it a
llow
ed
us t
o
focus o
ur
neg
otiatio
ns o
n c
lauses c
overing
the t
ransfe
r o
f m
ate
rials
, and
on h
ow
to
deal w
ith
the I
P i
n t
he p
roje
ct,
whic
h t
urn
ed
out
to b
e q
uite c
om
ple
x.”
The t
wo
part
ies c
onstr
ucte
d a
series o
f IP
term
s,
whic
h d
ivid
ed
the I
P a
risin
g f
rom
the p
roje
ct
into
fo
ur
diff
ere
nt
field
s w
hic
h
co
uld
be h
and
led
sep
ara
tely
. Fo
r exam
ple
, in
this
pro
ject
any I
P w
hic
h r
ela
ted
to
the e
xis
ting
GS
K t
hera
peutics o
r to
the u
se o
f th
e b
iom
ark
er
assay a
long
sid
e t
ho
se t
hera
peutics w
ould
belo
ng
to
G
SK
, b
ut
any IP
re
lating
to
d
evelo
pm
ent
of
the b
iochem
ical
assay syste
m as a
dia
gno
stic b
iom
ark
er
of
dis
ease w
ould
belo
ng
to
the u
niv
ers
ity.
There
were
als
o d
iffere
nt
term
s
rela
ting
to
rig
hts
to
access a
nd
use o
f th
e IP
by t
he o
ther
part
y, p
ote
ntial re
venue s
haring
, and
ho
w t
o h
and
le IP
whic
h w
as c
reate
d jo
intly.
“W
e u
sed
a M
em
ora
nd
um
of U
nd
ers
tand
ing
initia
lly
to id
entify
a s
eries o
f cate
go
ries o
f IP
whic
h w
e w
ante
d t
o h
and
le in d
iffere
nt
ways,
and
then
identified
a c
onsis
tent
term
ino
log
y u
sin
g t
he p
ote
ntial IP
arr
ang
em
ents
in t
he d
iffere
nt
one-t
o-
one L
am
bert
ag
reem
ents
, and
slo
tted
them
into
the o
vera
ll fr
am
ew
ork
. T
his
allo
wed
us t
o b
e
very
effi
cie
nt,
and
to
fo
cus o
ur
effo
rts o
n e
nsuring
that
we a
ll had
the f
reed
om
we n
eed
ed
to
co
ntinue w
ith b
oth
our
acad
em
ic r
esearc
h a
nd
GS
K’s
pro
duct
develo
pm
ent.
”
The r
esearc
h i
s n
ow
in t
he s
eco
nd
year
of
the t
wo
year
pro
ject,
and
pro
mis
ing
results a
re
beg
innin
g t
o e
merg
e t
hat
sho
uld
enhance o
ur
und
ers
tand
ing
of th
e b
iolo
gy o
f o
ste
oart
hritis a
nd
enab
le e
fficie
nt
clin
ical tr
ial d
esig
n.
A n
um
ber
of
org
anis
atio
ns h
ave a
lread
y a
dap
ted
the e
xis
ting
mo
del
ag
reem
ents
to
allo
w f
or
ow
ners
hip
, exp
loitatio
n r
ights
and
use o
f th
e r
esults a
risin
g fro
m t
he c
olla
bo
ratio
n t
o b
e d
ivid
ed
up
in d
iffere
nt w
ays (o
ne c
om
pany refe
rred
to
this
ap
pro
ach a
s “
Lam
bert
3½
”). Typ
ical w
ays this
may b
e a
chie
ved
are
by fi
eld
(a s
pecifi
c b
usin
ess o
r te
chno
log
ical a
rea), b
y tim
e, o
r b
y g
eo
gra
phy,
whic
h a
re a
lread
y c
overe
d b
y t
he L
am
bert
ag
reem
ents
. M
ore
flexib
le s
till,
is t
he a
bili
ty t
o d
ivid
e
the r
esults into
diff
ere
nt
cate
go
ries d
ep
end
ing
on t
he IP
that
they a
re b
ased
on,
or
dep
end
ing
76C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
on t
he t
yp
e o
f IP
that
is b
ein
g g
enera
ted
. Fo
r exam
ple
, in
a c
olla
bo
ratio
n w
here
an e
ng
ineering
co
mp
any is
pro
vid
ing
its c
om
po
nents
to
be teste
d in
a p
rop
rieta
ry u
niv
ers
ity p
erf
orm
ance testing
syste
m,
then t
he r
esults c
an b
e d
ivid
ed
into
tho
se r
ela
ted
to
the c
om
po
nents
them
selv
es a
nd
their p
erf
orm
ance in
th
e te
sts
(w
hic
h sho
uld
b
elo
ng
to
th
e co
mp
any)
and
th
ose re
late
d to
imp
rovem
ents
to
the t
esting
syste
m (
whic
h s
ho
uld
belo
ng
to
the u
niv
ers
ity). A
sim
ple
an
d
fle
xib
le sc
he
me
to
a
llo
w fo
r sp
litt
ing
o
f th
e in
pu
ts a
nd
o
utp
uts
in
to sp
on
so
r a
nd
un
ive
rsit
y-d
om
ina
ted
IP
w
ou
ld
ma
ke
th
e
ag
ree
me
nts
m
ore
a
pp
lic
ab
le
in
the
se
sit
ua
tio
ns. S
om
e o
f th
e c
onso
rtiu
m a
gre
em
ents
alread
y c
onsid
er
this
typ
e o
f arr
ang
em
ent,
and
it w
ould
be r
ela
tively
sim
ple
to
inco
rpo
rate
this
ap
pro
ach i
nto
the o
ne-t
o-o
ne a
gre
em
ents
as
well,
and
po
tentially
to
exte
nd
bo
th o
f th
ese t
o inclu
de a
revenue s
hare
tem
pla
te.
Many o
f th
e s
urv
ey p
art
icip
ants
co
mm
ente
d t
hat
the c
urr
ent
ag
reem
ents
are
to
o inflexib
le a
nd
do
no
t co
ver
all
the n
uances o
f each p
ote
ntial co
llab
ora
tive s
ituatio
n.
By t
ryin
g t
oo
hard
to
be a
“one s
ize fi
ts a
ll” s
olu
tio
n,
they d
o n
ot
ad
eq
uate
ly a
dd
ress a
ny o
ne s
ituatio
n.
This
results in t
he
situatio
n d
iscussed
earlie
r in
the r
ep
ort
where
many w
ill u
se t
he t
em
pla
tes a
s a
go
od
sta
rtin
g
po
int,
but
reco
gnis
e t
he n
eed
to
neg
otiate
each c
ase o
n its
ow
n m
erits
. C
onvers
ely
, so
me s
ee
that
the e
xis
tence o
f th
e m
od
el
can l
ead
to
one p
art
y b
eco
min
g e
ntr
enched
in a
part
icula
r
po
sitio
n a
nd
unab
le t
o c
onsid
er
altern
ative a
pp
roaches.
A m
ore
flexib
le a
pp
roach m
ight
go
so
me w
ay t
o a
llayin
g t
hese c
oncern
s a
nd
incre
ase t
he a
ccep
tab
ility
of
the t
oo
lkit,
altho
ug
h it
is
cle
arly m
ovin
g a
way f
rom
the o
rig
inal in
tentio
n f
or
the a
gre
em
ents
. A
llied
to
this
is t
he c
oncern
that
if th
e ag
reem
ents
are
seen as p
rovid
ing
th
e “c
orr
ect”
answ
er, th
en le
ss exp
erienced
co
llab
ora
tors
may inad
vert
ently s
ign u
p t
o t
erm
s w
itho
ut
co
nsid
ering
the im
plic
atio
ns f
or
their
part
icula
r situatio
n.
“The
dan
ger
with
the
Lam
ber
t ap
pro
ach
is t
hat
the
agre
emen
ts a
re s
een
as in
flexi
ble
, no
n-ne
gotia
ble
, and
the
onl
y “r
ight
” an
swer
, rat
her
than
a s
tart
ing
poi
nt w
ith fl
exib
ility
to
add
ress
ea
ch s
pec
ific
colla
bor
ativ
e si
tuat
ion.
The
y ar
e no
t a
pan
acea
for
eve
ry s
ituat
ion.
” – L
arg
e
Co
mp
any
It is inte
resting
to
co
ntr
ast
the a
pp
roach t
aken w
ith t
he L
am
bert
to
olk
it a
nd
the a
pp
roach b
ein
g
used
by the U
niv
ers
ity-I
nd
ustr
y D
em
onstr
atio
n P
art
ners
hip
(U
IDP
) w
ho
se p
urp
ose is
to
enhance
the v
alu
e o
f co
llab
ora
tive p
art
ners
hip
s b
etw
een u
niv
ers
ity a
nd
ind
ustr
y in
the U
nited
Sta
tes. T
his
initia
tive,
esta
blis
hed
in 2
00
3,
is s
up
po
rted
by t
he G
overn
ment-
Univ
ers
ity-I
nd
ustr
y R
esearc
h
Ro
und
tab
le (G
UIR
R) and
its
overa
ll aim
s a
re c
losely
alig
ned
to
tho
se o
f th
e L
am
bert
to
olk
it1
6.
Its
inaug
ura
l p
roje
ct
was t
o t
ackle
the s
ignifi
cant
issues a
ffecting
univ
ers
ity-i
nd
ustr
y s
po
nso
red
researc
h a
gre
em
ents
thro
ug
h a
series o
f C
ontr
act
Acco
rds,
whic
h a
re n
ow
availa
ble
. M
any o
f
the in
tern
atio
nal c
om
panie
s w
ho
are
mem
bers
of U
IDP
are
als
o the s
am
e c
om
panie
s s
po
nso
ring
researc
h a
t U
K u
niv
ers
itie
s.
The U
IDP
Co
ntr
act
Acco
rds a
re n
ot
well
kno
wn in t
he U
K,
and
only
one s
urv
ey p
art
icip
ant
has u
sed
them
.
16
h
ttp
://s
ites.n
atio
nala
cad
em
ies.o
rg/P
GA
/uid
p/ind
ex.h
tm
193
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
77
Cas
e S
tud
y -
UID
P C
on
trac
t A
cco
rds
In co
llab
ora
tive re
searc
h ag
reem
ents
, th
ere
are
co
mm
only
re
co
gnis
ed
are
as th
at
typ
ically
req
uire a
dd
itio
nal tim
e fo
r re
so
lutio
n.
The U
IDP
Co
ntr
act
Acco
rds a
dd
ress e
ach o
f th
ese a
reas,
with t
he a
im o
f p
rovid
ing
pra
ctical
guid
ance a
nd
deta
iled
refe
rence m
ate
rial
that
help
s b
oth
part
ies u
nd
ers
tand
typ
ical is
sues,
ad
dre
ss t
hem
and
there
by c
olla
bo
rate
mo
re e
ffectively
. E
ach
Acco
rd h
as b
een d
evelo
ped
by a
wo
rkin
g g
roup
with r
ep
resenta
tio
n f
rom
bo
th a
cad
em
ia a
nd
ind
ustr
y.
Each d
ocum
ent
giv
es a
brief
intr
od
uctio
n t
o t
he s
pecifi
c issue a
nd
the p
urp
ose o
f th
e c
lauses,
then c
onsid
ers
the p
rincip
les,
and
giv
es t
yp
ical w
ays in w
hic
h t
hey c
an b
e h
and
led
or
so
lutio
ns
for
part
icula
r situatio
ns.
They d
o n
ot
inclu
de s
pecifi
c leg
al cla
uses,
but
inste
ad
can b
e u
sed
to
dis
cuss t
he p
ote
ntial o
ptio
ns fo
r a p
art
icula
r to
pic
whic
h m
ay t
hen feed
thro
ug
h into
a H
ead
s o
f
Term
s.
An in
itia
l set o
f five C
ontr
act A
cco
rds w
as p
ub
lished
in A
ug
ust 2
00
9 a
nd
five m
ore
were
rele
ased
in J
uly
20
12
. T
he U
IDP
vie
ws t
hem
as liv
ing
do
cum
ents
, up
dating
the initia
l vers
ions a
s n
eed
ed
and
als
o d
evelo
pin
g a
dd
itio
nal
Co
ntr
act
Acco
rds.
They h
ave a
lso
run e
ducatio
nal
web
inars
whic
h e
xp
lain
each a
cco
rd in
deta
il and
are
co
nsid
ering
ad
ap
ting
them
into
a w
iki-
typ
e refe
rence
bank.
Co
mp
lete
d C
ontr
act
Acco
rds
Co
ntr
act
Acco
rds U
nd
er
Develo
pm
ent
0P
refa
ce
11
Co
nfli
ct
of In
tere
st
1S
tate
ment
of W
ork
12
Sp
ecia
lised
Serv
ices/T
esting
Ag
reem
ents
2In
dem
nifi
catio
n1
3B
ud
geting
3P
ub
licatio
ns
14
Data
Use A
gre
em
ents
4O
ther
Researc
h R
esults
15
Gift
s
5B
ackg
round
Inte
llectu
al P
rop
ert
y
6Fo
reg
round
Inte
llectu
al P
rop
ert
y
7E
xp
ort
Co
ntr
ol
8C
op
yrig
hts
and
So
ftw
are
9C
onfid
ential D
isclo
sure
Ag
reem
ents
10
Mate
rial Tra
nsfe
r A
gre
em
ents
78C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Up
dat
ing
Unlik
e s
om
e o
ther
so
urc
es o
f p
reced
ents
whic
h a
re reg
ula
rly revie
wed
, th
e L
am
bert
ag
reem
ents
have n
ot
been r
efr
eshed
or
up
date
d s
ince t
heir i
ntr
od
uctio
n i
n 2
00
5 a
nd
rela
unch i
n 2
00
8.
Th
ere
are
so
me
sp
ec
ific
are
as o
f la
w a
nd
cla
use
s w
hic
h m
ay n
ee
d t
o b
e u
pd
ate
d o
r
cla
rifi
ed
to
bri
ng
th
em
in
lin
e w
ith
mo
de
rn l
eg
al
pra
cti
ce
. S
om
e o
f th
ose w
hic
h w
ere
mentio
ned
by t
he inte
rvie
wees a
re:
New
or
up
dat
ed la
ws
and
pra
ctic
es:
Un
iver
sity
co
nce
rns:
Pra
ctic
al is
sues
:
Oth
er
mo
re g
enera
l p
oin
ts w
ere
ho
w t
o d
eal w
ith c
om
mo
n ind
ustr
y-s
pecifi
c c
lauses w
hic
h m
ay
be
req
uired
. E
xam
ple
s
wo
uld
in
clu
de
ad
ditio
nal
security
p
rovis
ions,
exp
ort
co
ntr
ols
and
co
nfid
entialit
y r
eq
uirem
ents
fo
r d
efe
nce c
olla
bo
ratio
ns,
or
cla
uses r
ela
ting
to
ste
m c
ells
or
the
use o
f hum
an tis
sues in
pharm
aceutical c
olla
bo
ratio
ns, o
r p
rovis
ions fo
r O
pen S
ourc
e o
r C
reative
Co
mm
ons a
pp
roaches i
n s
oft
ware
co
llab
ora
tio
ns.
It w
ould
be c
um
bers
om
e t
o i
nclu
de a
ll th
e
op
tio
ns
in
the
sta
nd
ard
ag
reem
ents
, b
ut
there
co
uld
b
e
so
me
ad
ditio
nal
secto
r-sp
ecifi
c
do
cum
ents
whic
h g
ive c
om
mo
n c
lauses w
hic
h c
an b
e a
dd
ed
in t
o t
he a
gre
em
ents
fo
r d
iffere
nt
ind
ustr
ies.
By c
overing
a r
ang
e o
f in
dustr
ies,
this
co
uld
help
to
bala
nce t
he e
xte
rnal p
erc
ep
tio
n
that
the a
gre
em
ents
are
bia
sed
to
ward
s t
he life s
cie
nces.
194
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
79
Ext
ensi
on
s
A H
ead
s o
f Term
s d
ocum
ent
whic
h iro
ns o
ut
the p
rincip
les o
f th
e c
olla
bo
ratio
n b
efo
re e
nte
ring
into
leg
al d
raft
ing
and
dis
cussio
n o
f sp
ecifi
c a
gre
em
ents
is w
idely
used
by o
ur
sam
ple
in m
any
diff
ere
nt
typ
es o
f neg
otiatio
n a
nd
seen a
s v
ery
usefu
l, b
ut
is n
ot
exp
licitly
inclu
ded
within
the
too
lkit.
The o
utlin
e d
ocum
ents
co
mb
ined
with t
he d
ecis
ion g
uid
e d
o a
sim
ilar
job
, b
ut
as w
as
seen in C
hap
ter
2, th
ese p
art
s o
f th
e t
oo
lkit a
re n
ot
as w
idely
used
, w
hic
h m
ay b
e b
ecause t
hey
are
no
t re
co
gnis
ed
as b
ein
g e
quiv
ale
nt
to a
Head
s o
f Term
s.
Oth
er
po
tential
exte
nsio
ns sug
geste
d fo
r th
e ag
reem
ents
w
ould
b
e to
in
clu
de a fo
rmat
for
am
end
ing
ag
reem
ents
when n
ew
part
ies jo
in o
r le
ave, o
r fo
r chang
es t
o t
he fund
ing
and
pro
ject
tim
e,
a s
imp
ler
and
sho
rter
form
at
for
str
aig
htf
orw
ard
co
llab
ora
tio
ns a
nd
a t
em
pla
te f
or
sub
-
co
ntr
acts
und
er
the a
gre
em
ents
.
Cre
ativ
e u
se o
f m
od
ern
tec
hn
olo
gy
We als
o heard
th
at
the
p
ote
nti
al
of
mo
de
rn IT
te
ch
no
log
y to
e
nh
an
ce
th
e L
am
be
rt
we
bsit
e c
ou
ld m
ak
e t
he
to
olk
it m
ore
ac
ce
ssib
le.
At
a s
imp
le level, a
uto
matic u
pd
ating
of
cla
use n
um
bering
and
cro
ss-r
efe
rences w
ould
be h
elp
ful. A
t th
e m
om
ent,
yo
u c
an d
ow
nlo
ad
a
mo
del ag
reem
ent
fro
m t
he w
eb
site w
ith e
mb
ed
ded
hyp
erlin
ks t
o a
web
vers
ion o
f th
e r
ele
vant
sectio
ns o
f th
e g
uid
ance n
ote
s. T
his
co
uld
no
w b
e im
ple
mente
d t
o s
ho
w t
he d
ocum
ent
directly
on t
he w
eb
site,
with p
op
-up
help
bo
xes t
hat
giv
e t
he r
ele
vant
guid
ance.
Sim
ilarly,
the w
eb
-
based
decis
ion g
uid
e w
as f
elt t
o b
e d
ate
d,
with t
ick b
oxes b
ring
ing
up
instr
uctio
ns t
o m
ove o
n
to s
pecifi
c s
ectio
ns.
This
co
uld
be m
ad
e m
uch m
ore
auto
matic a
nd
ap
pealin
g.
Mo
re am
bitio
usly
, te
chno
log
y w
as p
rop
osed
as a w
ay o
f enco
ura
gin
g p
art
ners
to
ta
ke th
e
Head
s o
f Term
s a
pp
roach,
perh
ap
s b
y a
llow
ing
bo
th p
art
ies t
o i
np
ut
their t
ho
ug
hts
into
an
inte
ractive o
utlin
e a
nd
decis
ion t
ree w
hic
h w
ould
auto
matically
pro
duce a
dra
ft H
ead
s o
f Term
s
do
cum
ent
for
furt
her
dis
cussio
n a
nd
refinem
ent.
Mo
dern
so
cia
l netw
ork
s c
an b
e u
sed
to
build
a c
om
munity a
round
the L
am
bert
to
olk
it u
sin
g
reso
urc
es s
uch a
s L
inked
In a
nd
Tw
itte
r, w
hic
h w
ould
als
o h
elp
to
build
aw
are
ness.
80C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Oth
er a
pp
licat
ions
The s
ug
gestio
ns d
iscussed
ab
ove a
ll re
late
to
up
date
s o
r exte
nsio
ns t
o t
he e
xis
ting
to
olk
it,
but
the s
urv
ey a
lso
lo
oked
at
oth
er
are
as t
hat
mig
ht
benefit
fro
m a
mo
del ag
reem
ent
ap
pro
ach. T
he
thre
e a
reas t
hat
gain
ed
mo
st
inte
rest
were
Kno
wle
dg
e T
ransfe
r P
art
ners
hip
s (
KT
Ps), u
niv
ers
ity
co
llab
ora
tive researc
h w
ith g
overn
ment,
and
fo
r in
tern
atio
nal c
olla
bo
ratio
ns. In
each c
ase, ab
out
54
% o
f th
e s
am
ple
who
have u
sed
Lam
bert
felt t
hat
a m
od
el
ag
reem
ent
ap
pro
ach c
ould
be
usefu
lly e
xte
nd
ed
to
these t
yp
es o
f co
llab
ora
tio
n.
This
wo
uld
no
t necessarily
mean a
pp
lyin
g o
r
ad
ap
ting
the L
am
bert
ag
reem
ents
directly,
and
these o
ptio
ns w
ill b
e d
iscussed
in m
ore
deta
il
belo
w.
010200400600800
100
ofrespondents
Res
pond
ents
who
hae
used
Lam
bert
(n=1
1)
No
not
reui
red
No
othe
rsu
itab
eag
reem
ente
ists
are
ad
No
Lam
bert
are
ado
ers
es
ni
ot (n
=8)
ompa
n
ot (n
=2)
2 (n
=6)
s (n=
1)
trateg
i framew
ors (
n=80
)nte
rnatio
na (n
=88)
Fig
ure
5.2
- A
re t
here
oth
er s
ituat
ions
whe
re a
“La
mb
ert-
like”
ap
pro
ach
and
mo
del
ag
reem
ents
wo
uld
b
e us
eful
?
There
w
as als
o a sim
ilar
level
of
sup
po
rt fo
r a co
mm
on ap
pro
ach to
str
ate
gic
fr
am
ew
ork
part
ners
hip
s, b
ut b
ala
ncin
g this
was a
str
ong
feelin
g that th
ese p
art
ners
hip
s a
re a
ll very
diff
ere
nt
and
so
much l
ess a
menab
le t
o a
sta
nd
ard
tem
pla
te a
pp
roach.
They w
ill a
lso
be l
arg
e,
long
-
term
, exp
ensiv
e r
ela
tio
nship
s w
hic
h w
ill n
atu
rally
get
a lo
t o
f in
tern
al att
entio
n o
n b
oth
sid
es s
o
it is less im
po
rtant
for
these a
gre
em
ents
to
be c
om
ple
ted
quic
kly
, cheap
ly a
nd
easily
. In
term
s
of
prio
rities,
fram
ew
ork
part
ners
hip
s w
ould
rank lo
wer
do
wn t
he lis
t.
195
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
81
Kno
wle
dg
e Tr
ansf
er P
artn
ersh
ips
On t
he o
ther
hand
, K
TP
s a
re a
fairly
sta
nd
ard
ised
typ
e o
f univ
ers
ity-i
nd
ustr
y inte
ractio
n,
where
the g
overn
ment
sp
onso
r co
uld
have a
n i
nfluence o
n t
he t
yp
e o
f ag
reem
ent
that
is u
sed
. A
s
rep
ort
ed
in
Fig
ure
5
.2,
54
% o
f th
e re
sp
on
de
nts
w
ho
h
ave
u
se
d L
am
be
rt fe
lt th
at
a
“L
am
be
rt-l
ike
” a
pp
roa
ch
w
ou
ld b
e u
se
ful
for
KT
Ps,
an
d a
no
the
r 1
3%
fe
lt th
at
the
exis
tin
g L
am
be
rt a
gre
em
en
ts a
re a
lre
ad
y s
uit
ab
le f
or
this
. W
e h
ave id
entified
exam
ple
s
where
a L
am
bert
ag
reem
ent
has b
een s
uccessfu
lly a
dap
ted
fo
r use a
s a
KT
P c
ontr
act,
but
aw
are
ness o
f th
e t
oo
lkit a
mo
ng
st
KT
P m
anag
ers
seem
s t
o b
e m
uch l
ow
er
than w
ithin
our
overa
ll surv
ey s
am
ple
(see the c
ase s
tud
y o
n IP
in K
TP
s fo
r d
eta
ils). T
here
are
als
o s
om
e s
pecifi
c
featu
res o
f th
e s
tructu
re a
nd
term
ino
log
y o
f th
is t
yp
e o
f in
tera
ctio
n w
hic
h m
ean t
hat
a b
esp
oke
KT
P s
tand
ard
ag
reem
ent,
with a
sso
cia
ted
guid
ance n
ote
s a
nd
outlin
e c
ould
be m
ore
ap
pro
priate
.
As w
ith t
he L
am
bert
ag
reem
ents
, it w
ould
be im
po
rtant
that
any s
tand
ard
ap
pro
ach g
ets
buy-i
n
fro
m b
oth
th
e univ
ers
ity and
in
dustr
y sid
es,
and
th
at
it is
w
ell
pub
licis
ed
and
p
rom
ote
d to
enco
ura
ge its
ad
op
tio
n a
s t
he p
refe
rred
ag
reem
ent
for
this
schem
e.
Cas
e S
tud
y -
Man
agin
g in
telle
ctua
l pro
per
ty in
Kno
wle
dg
e Tr
ansf
er P
artn
ersh
ips
At
the last
KT
P M
anag
ers
’ N
atio
nal C
onfe
rence,
held
in H
ert
ford
shire in N
ovem
ber
20
12
, o
ne
wo
rksho
p e
xam
ined
so
me o
f th
e issues s
urr
ound
ing
the m
anag
em
ent
of
IP in K
TP
s.
Aft
er
an
intr
od
uctio
n to
IP
and
ho
w it re
late
s to
K
TP
s,
the p
resente
rs to
ok a sho
rt surv
ey o
f th
ose
pre
sent.
Of
the 3
2 K
TP
pra
ctitio
ners
at
the w
ork
sho
p,
only
38
% w
ere
aw
are
of
the L
am
bert
too
lkit,
and
only
30
% o
f th
ose w
ho
were
aw
are
had
used
the a
gre
em
ents
. In
mo
st
cases t
his
was t
hro
ug
h u
sin
g s
lightly m
od
ified
vers
ions o
f th
e a
gre
em
ents
.
Susan S
utt
le,
KT
P m
anag
er
at
Liv
erp
oo
l Jo
hn M
oo
res U
niv
ers
ity w
as a
jo
int
pre
sente
r at
the
wo
rksho
p.
“We w
ere
surp
rised
that
aw
are
ness o
f th
e L
am
bert
to
olk
it w
as s
o lo
w a
mo
ng
st
the
gro
up
”, s
he c
om
mente
d.
“But
the r
esp
onse fro
m t
he p
art
icip
ants
once t
hey w
ere
intr
od
uced
to
the L
am
bert
ap
pro
ach w
as r
eally
po
sitiv
e, and
we fo
und
that
the d
ecis
ion t
ree a
nd
the r
esearc
h
outlin
e w
ere
part
icula
rly h
elp
ful t
o g
ive a
ho
listic p
ictu
re o
f th
e is
sues in
vo
lved
with IP
in researc
h
co
llab
ora
tio
ns.
Severa
l p
eo
ple
co
mm
ente
d
that
this
kno
wle
dg
e
wo
uld
g
ive
them
m
ore
co
nfid
ence in n
eg
otiatio
ns,
and
that
wid
er
availa
bili
ty o
f fu
rther
wo
rksho
ps o
n h
ow
to
use t
he
too
lkit w
ould
be v
ery
welc
om
e.”
At Liv
erp
oo
l Jo
hn M
oo
res, th
e u
niv
ers
ity h
as recently in
tro
duced
a s
tand
ard
co
ntr
act ag
reem
ent
for
all
their K
TP
s.
This
tem
pla
te w
as b
ased
on L
am
bert
4,
and
has b
een a
dap
ted
to
reflect
the
term
ino
log
y a
nd
str
uctu
re o
f th
e K
TP
schem
e.
This
has s
imp
lified
their p
roced
ure
s s
ignifi
cantly,
by b
ring
ing
to
geth
er
all
the fi
nancia
l, p
ers
onnel, IP,
deliv
ery
and
researc
h p
rog
ram
req
uirem
ents
into
one d
ocum
ent.
In the m
ajo
rity
of cases, th
e IP
term
s in
Lam
bert
4 g
ive the c
om
pany p
art
ner
the a
ccess t
o a
risin
g IP
whic
h t
hey n
eed
, w
hils
t allo
win
g t
he a
cad
em
ic t
he fre
ed
om
to
co
ntinue
in t
heir r
esearc
h.
In o
ther
cases,
where
the u
niv
ers
ity h
as p
re-e
xis
ting
IP,
they h
ave u
sed
the
decis
ion t
ree a
pp
roach t
o id
entify
mo
re s
uitab
le IP
arr
ang
em
ents
whic
h c
an t
hen b
e n
eg
otiate
d
and
ag
reed
with t
he p
art
ner
co
mp
any.
82C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
The T
SB
do
no
t p
rovid
e a
sta
nd
ard
fo
rmat
ag
reem
ent
for
KT
Ps, and
the K
TP
po
rtal r
efe
rs t
o t
he
Lam
bert
web
site a
s a
so
urc
e o
f usefu
l ag
reem
ents
and
info
rmatio
n.
It i
s a
co
nd
itio
n o
f T
SB
fund
ing
that
an I
P a
gre
em
ent
is p
ut
in p
lace b
efo
re t
he K
TP
Asso
cia
te b
eg
ins w
ork
. C
ert
ain
univ
ers
itie
s r
un a
larg
e n
um
ber
of
KT
P p
roje
cts
, and
will
typ
ically
als
o h
ave t
heir o
wn s
tand
ard
ag
reem
ents
alread
y a
nd
the a
dm
inis
trative s
up
po
rt n
eed
ed
to
pro
cess t
hem
. Fo
r univ
ers
itie
s
that
only
do
occasio
nal K
TP
s,
ho
wever, t
he b
ure
aucra
tic r
eq
uirem
ents
can b
e d
em
and
ing
and
tim
e-c
onsum
ing
. A
sta
nd
ard
mo
del a
gre
em
ent ap
pro
ach w
ould
als
o b
e v
ery
help
ful t
o the m
any
SM
Es t
hat
get
invo
lved
with t
his
schem
e a
s t
heir fi
rst
inte
ractio
n w
ith u
niv
ers
ity r
esearc
h,
and
there
fore
are
new
bo
th t
o K
TP
s a
nd
to
univ
ers
ity-i
nd
ustr
y c
olla
bo
ratio
n.
Go
vern
men
t
This
surv
ey h
as lo
oked
at
the r
ole
of
go
vern
ment
in r
ela
tio
n t
o t
he L
am
bert
ag
reem
ents
fro
m a
num
ber
of
diff
ere
nt
ang
les.
As th
e ho
st
of
the Lam
bert
w
eb
site,
and
co
mm
issio
ner
of
this
researc
h,
the Inte
llectu
al P
rop
ert
y O
ffice (
an E
xecutive A
gency o
f th
e D
ep
art
ment
for
Busin
ess
and
Skill
s) cle
arly h
as a
n im
po
rtant ro
le to
pla
y, a
nd
the results o
f th
is researc
h w
ill b
e c
onsid
ere
d
by t
he IP
O in futu
re p
olic
y d
evelo
pm
ent.
A n
um
ber
of g
overn
ment
researc
h institu
tes h
ave a
lso
resp
ond
ed
to
the s
urv
ey.
These P
ub
lic S
ecto
r R
esearc
h E
sta
blis
hm
ents
(P
SR
Es)
form
part
of
the w
ider
researc
h c
om
munity,
and
have b
een a
naly
sed
alo
ng
sid
e t
he u
niv
ers
ity s
ecto
r fo
r th
e
purp
oses o
f th
is r
ep
ort
.
Go
vern
men
t as
a f
un
der
The r
ole
of fu
nd
ers
in r
eco
mm
end
ing
and
pro
mo
ting
the u
se o
f p
art
icula
r ag
reem
ents
has b
een
hig
hlig
hte
d earlie
r in
th
is re
po
rt.
The tw
o m
ain
b
od
ies w
hic
h fu
nd
co
llab
ora
tive re
searc
h in
Eng
land
are
Researc
h C
ouncils
UK
(R
CU
K)
and
the T
echno
log
y S
trate
gy B
oard
(T
SB
). T
he
Devo
lved
Auth
orities a
lso
have v
ario
us f
und
ing
mechanis
ms f
or
their s
pecifi
c t
err
ito
ries.
196
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
83
200
10
100
00
000
seof
the
too
itag
reem
ents
shou
dbe
man
dato
rw
here
pub
ifu
ndin
g is
ino
ed
Res
pond
ents
who
are
awar
eof
Lam
bert
(n=1
0)
Rat
ing
erag
e
war
e(n
=124
)
sed
Lam
bert
(n=8
1)
Not
used
Lam
bert
(n=2
2)
Res
ear
hor
gs(n
=6)
M(n
=11)
Larg
eom
pan
(n=1
)
Fig
ure
5.3
- R
atin
g a
vera
ges
of a
gre
emen
t/d
isag
reem
ent w
ith th
e st
atem
ents
on
a sc
ale
of -
2 (s
tro
ngly
d
isag
ree)
to
+2
(str
ong
ly a
gre
e).
Th
ere
wa
s g
en
era
l d
isa
gre
em
en
t in
th
e s
urv
ey (
70
% d
isa
gre
ed
) w
ith
th
e s
ug
ge
sti
on
tha
t th
e t
oo
lkit
or
ag
ree
me
nts
sh
ou
ld b
e m
ad
e m
an
da
tory
if
the
re
se
arc
h u
se
s p
ub
lic
fun
din
g.
Th
is w
as p
art
icu
larl
y e
vid
en
t a
mo
ng
st
larg
e c
om
pa
nie
s,
wh
ere
88
% s
tro
ng
ly
dis
ag
ree
d.
This
was s
een a
s a
retr
og
rad
e s
tep
, and
wo
uld
ero
de t
he c
om
petitive a
dvanta
ge in
term
s o
f flexib
ility
whic
h t
he U
K h
as o
ver
the U
S f
or
exam
ple
, w
here
there
are
sta
tuto
ry t
erm
s
and
ag
reem
ents
w
hic
h m
ust
be used
w
ith cert
ain
fu
nd
ing
so
urc
es.
Nevert
hele
ss,
severa
l
resp
ond
ents
felt t
hat
mo
re c
ould
be d
one b
y t
he fund
ers
, fo
r exam
ple
to
pro
mo
te t
he u
se o
f th
e
too
lkit a
nd
its
IP
ow
ners
hip
pro
vis
ions a
s t
heir r
eco
mm
end
ed
sta
rtin
g p
oin
t fo
r neg
otiatio
ns.
“The
mod
els
need
to
be
bac
ked
up
by
gove
rnm
ent
pol
icie
s an
d a
war
enes
s p
rogr
amm
es t
o p
rom
ote
the
stra
tegi
c b
enefi
ts o
f co
llab
orat
ive
rese
arch
and
the
op
erat
iona
l p
roce
sses
.” –
Univ
ers
ity
At
the m
om
ent,
bo
th T
SB
and
RC
UK
have lin
ks t
o t
he L
am
bert
web
site,
but
these a
re n
ot
very
pro
min
ent,
and
are
pro
vid
ed
mo
re f
or
info
rmatio
n t
han a
s a
reco
mm
end
atio
n o
f w
hat
to u
se.
The r
esearc
h c
ouncils
have a
set
of
join
t g
rant
fund
ing
co
nd
itio
ns p
ub
lished
by R
CU
K1
7,
whic
h
inclu
de s
om
e g
enera
l p
rincip
les t
o e
nsure
that
the r
esults o
f th
eir s
po
nso
red
researc
h a
re u
sed
to the b
enefit o
f so
cie
ty a
nd
the e
co
no
my.
As a
defa
ult p
ositio
n, o
wners
hip
of any IP
arisin
g fro
m
the r
esearc
h r
ests
with t
he o
rganis
atio
n w
hic
h g
enera
tes it,
but
the r
esp
onsib
ility
fo
r ho
w t
his
IP
is b
est
pro
tecte
d,
manag
ed
and
exp
loited
is d
ele
gate
d t
o t
he u
niv
ers
itie
s t
hem
selv
es.
The M
ed
ical
Researc
h C
ouncil
(MR
C)
is o
ne r
esearc
h c
ouncil
whic
h g
oes f
urt
her
in p
lacin
g
exp
licit c
ond
itio
ns o
n u
niv
ers
ity-i
nd
ustr
ial co
llab
ora
tio
ns w
hic
h inclu
de M
RC
sup
po
rt.
The M
RC
Ind
ustr
y C
olla
bo
ratio
n A
gre
em
ent1
8 (
MIC
A)
is a
sim
ple
syste
m w
hic
h i
s a
req
uired
part
of
the
ap
plic
atio
n p
rocess f
or
any r
esearc
h p
rop
osal
for
MR
C f
und
ing
invo
lvin
g a
co
llab
ora
tio
n w
ith
one o
r m
ore
ind
ustr
ial p
art
ners
(co
ntr
ibuting
either
in c
ash o
r in
kin
d). T
he s
chem
e a
llow
s f
or
diff
ere
nt
IP o
wners
hip
pro
vis
ions,
dep
end
ing
on t
he level o
f in
dustr
ial co
ntr
ibutio
n,
and
req
uires
that
a c
olla
bo
ratio
n a
gre
em
ent
is p
ut
in p
lace fo
r w
hic
h it
reco
mm
end
s,
but
do
es n
ot
mand
ate
,
the L
am
bert
ag
reem
ents
(o
r th
e m
ICR
A a
gre
em
ents
fo
r clin
ical re
searc
h) as a
sta
rtin
g p
oin
t.
17
h
ttp
://w
ww
.rcuk.a
c.u
k/d
ocum
ents
/do
cum
ents
/tcfe
c.p
df
18
h
ttp
://w
ww
.mrc
.ac.u
k/F
und
ing
op
po
rtunitie
s/G
rants
/MIC
A/S
pecifi
catio
n/ind
ex.h
tm
84C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
The p
leth
ora
of d
iffere
nt fu
nd
ing
schem
es h
ave a
lso
resulted
in d
iffere
nt and
so
metim
es c
onfli
cting
IP a
nd
exp
loitatio
n r
eq
uirem
ents
that
feed
do
wn into
co
llab
ora
tive r
esearc
h a
gre
em
ents
. T
his
can
even h
ap
pen w
ithin
the s
am
e o
rganis
atio
n.
Fo
r exam
ple
, th
e T
SB
reco
mm
end
s t
he L
am
bert
too
lkit o
n i
ts w
eb
site a
nd
in i
ts s
tand
ard
term
s a
nd
co
nd
itio
ns.
Ho
wever, s
evera
l T
SB
fund
ing
co
mp
etitio
ns have an asso
cia
ted
“T
SB
sta
nd
ard
m
od
el
ag
reem
ent”
, w
hic
h is
p
rovid
ed
as a
po
tential te
mp
late
on a
ward
of
the g
rant,
and
is b
ased
on t
he L
INK
ag
reem
ent,
rath
er
than t
he
Lam
bert
to
olk
it. W
hen T
SB
co
ntr
acts
researc
h w
hic
h it
fund
s fully
, th
en it
will u
se a
sep
ara
te T
SB
in-h
ouse a
gre
em
ent,
whic
h a
gain
is n
ot
based
on L
am
bert
. D
iscussio
ns a
re s
till
on-g
oin
g a
bo
ut
the typ
e o
f ag
reem
ents
whic
h w
ill b
e u
sed
by the n
ew
ly fo
rmed
Cata
pult c
entr
es w
hic
h a
re r
un a
s
a T
SB
pro
gra
m w
ith t
he a
im o
f b
rid
gin
g t
he g
ap
betw
een u
niv
ers
itie
s a
nd
busin
ess.
Ag
ain
this
is
likely
to
be a
reco
mm
end
ed
ap
pro
ach, ra
ther
than a
req
uirem
ent,
and
is li
kely
to
invo
lve the d
irect
use o
f th
e L
am
bert
ag
reem
ents
where
ap
pro
priate
. T
he T
SB
is a
lso
co
nsid
ering
an S
ME
IP s
up
po
rt
mo
del w
hic
h is b
ased
on a
Lam
bert
B c
olla
bo
ratio
n m
od
el w
ith a
dd
itio
nal cla
uses t
o a
llow
the
Cata
pult to
sup
po
rt the e
xp
loitatio
n o
f th
e IP. T
SB
wis
hes to
op
era
te a
“so
ft-t
ouch”
ap
pro
ach w
ith
a p
ort
folio
of ag
reem
ents
to
suit a
ll need
s, and
do
es n
ot fe
el t
hat it is
in a
po
sitio
n to
mand
ate
any
part
icula
r ag
reem
ents
, p
art
icula
rly t
o ind
ustr
y. M
and
ato
ry a
gre
em
ents
were
no
t fa
vo
ure
d in o
ur
surv
ey e
ither, b
ut
these d
iffere
nt
att
itud
es t
o u
se o
f th
e t
oo
lkit in d
iffere
nt
circum
sta
nces c
an b
e
co
nfu
sin
g t
o u
niv
ers
itie
s a
nd
ind
ustr
y a
like.
One h
elp
ful
asp
ect
of
TS
B f
und
ing
rule
s w
hic
h m
anag
es t
o f
ocus t
he m
ind
s o
f th
e r
esearc
h
co
llab
ora
tors
is t
heir r
eq
uirem
ent
that
an a
gre
em
ent
is in p
lace b
efo
re t
he f
und
ing
is r
ele
ased
,
and
a t
ime lim
it in w
hic
h t
o c
om
ple
te t
his
ag
reem
ent
oth
erw
ise t
he f
und
ing
is lo
st.
Go
vern
men
t as
a r
esea
rch
co
llab
ora
tor
Go
vern
ment
is als
o d
irectly in
vo
lved
w
ith co
llab
ora
tive re
searc
h,
ho
wever, as a sp
onso
r o
f
univ
ers
ity o
r co
mp
any researc
h w
hic
h is
directly rele
vant to
their g
overn
ment m
issio
n. A
cco
rdin
g
to t
he O
ffice o
f N
atio
nal S
tatistics
19,
Go
ve
rnm
en
t d
ire
ctl
y f
un
de
d o
ve
r £
3 b
illio
n o
f R
&D
in
20
11
(in
ad
ditio
n t
o t
he f
und
ing
pro
vid
ed
via
the R
esearc
h C
ouncils
and
HE
FC
E), o
f w
hic
h
ove
r £
2 b
illio
n w
en
t to
th
e u
niv
ers
ity a
nd
in
du
str
y s
ec
tors
, w
ith m
ost
of
the r
em
ain
der
go
ing
to
oth
er
part
s o
f g
overn
ment,
whic
h w
ill inclu
de t
he P
SR
Es.
The a
mo
unt
of
go
vern
ment
fund
ed
exte
rnal R
&D
is lik
ely
to
incre
ase o
ver
the n
ext
few
years
as t
he f
und
ing
cuts
in P
SR
E
bud
gets
co
ntinue t
o b
e im
ple
mente
d.
19
htt
p:/
/ww
w.o
ns.g
ov.
uk/o
ns/r
el/rd
it1
/gro
ss-d
om
estic-e
xp
end
iture
-on-r
esearc
h-a
nd
-develo
pm
ent/
20
11
/ind
ex.
htm
l
197
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
85
Secto
r carr
yin
g o
ut
the w
ork
£ m
illio
n
Govern
ment
977
Researc
h C
ouncils
86
Hig
her
Ed
ucation
406
Busin
ess E
nte
rprise
1,6
01
Private
Non-P
rofit
68
Tota
l3,1
38
Tab
le 5
.1 E
xpen
ditu
re o
n R
&D
per
form
ed i
n th
e U
K i
n ea
ch s
ecto
r us
ing
fun
din
g p
rovi
ded
by
UK
G
ove
rnm
ent
in 2
011.
The D
ep
art
ment
of
Health is a
big
fund
er
of
researc
h,
as a
re s
evera
l o
ther
dep
art
ments
, such
as t
he D
ep
art
ment
for
Enviro
nm
ent,
Fo
od
and
Rura
l A
ffairs (
Defr
a), t
he D
ep
art
ment
of
Energ
y
and
Clim
ate
Chang
e (
DE
CC
) and
the D
ep
art
ment
of
Tra
nsp
ort
(D
oT
). T
he M
inis
try o
f D
efe
nce
(Mo
D)
als
o c
om
mis
sio
ns a
larg
e a
mo
unt
of
co
llab
ora
tive r
esearc
h,
mo
st
oft
en b
y t
he D
efe
nce
Scie
nce &
Techno
log
y Lab
ora
tory
(D
stl). Tra
ditio
nally
, th
is has b
een m
ostly th
roug
h la
rge
co
mp
anie
s w
ho
will
pro
ject
manag
e t
he r
esearc
h r
ath
er
than d
irectly w
ith u
niv
ers
itie
s o
r S
ME
s,
but
this
may b
e c
hang
ing
.
010200400600800
100
ofrespondents
Res
pond
ents
who
hae
used
Lam
bert
(om
pani
es n
=4 R
esea
rh
n=)
Not
app
iab
e
Not
hepf
u
uite
usef
u
Mos
tuse
fu
Fig
ure
5.4
- P
leas
e ra
nk t
he u
sefu
lnes
s o
f th
e to
olk
it an
d a
gre
emen
ts f
or
the
follo
win
g n
ego
tiatio
ns.
Left
han
d s
ide
sho
ws
com
pan
y re
spo
nses
, rig
ht h
and
sid
e sh
ow
s re
sear
ch o
rgan
isat
ion
resp
ons
es.
We f
ound
co
nsid
era
ble
fru
str
atio
n a
mo
ng
st
the u
niv
ers
itie
s w
ho
were
recip
ients
of
this
typ
e o
f
fund
ing
, w
hic
h i
s a
pp
roached
by t
he g
overn
ment
dep
art
ments
as a
pro
cure
ment
exerc
ise,
rath
er
than as co
llab
ora
tive re
searc
h.
Go
ve
rnm
en
t w
as th
e g
rou
p w
he
re th
e L
am
be
rt
86C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
ag
ree
me
nts
we
re s
ee
n a
s l
ea
st
he
lpfu
l w
ith
on
ly 4
1%
of
resp
on
de
nts
fin
din
g t
he
m
use
ful,
an
d g
ove
rnm
en
t ra
rely
off
ers
th
e u
se
of
a L
am
be
rt a
gre
em
en
t. W
here
it
do
es s
o
this
is
in
th
e
co
nte
xt
of
pro
vid
ing
in
no
vatio
n
fund
ing
to
o
thers
, ra
ther
than
where
it
is
co
mm
issio
nin
g r
esearc
h f
or
its o
wn u
se.
Sim
ilarly,
it
may b
e p
ositiv
e a
bo
ut
oth
ers
usin
g t
he
ag
reem
ents
when fund
ed
by it
s s
chem
es, b
ut w
ill b
e v
ery
inflexib
le a
bo
ut usin
g it
s o
wn s
tand
ard
pro
cure
ment
co
ntr
acts
if it is c
om
mis
sio
nin
g r
esearc
h. T
his
dual att
itud
e t
o t
he a
gre
em
ents
can
be c
onfu
sin
g a
nd
unhelp
ful.
“The
agr
eem
ents
are
gre
at b
ut w
hen
even
UK
gov
ernm
ent
dep
artm
ents
will
not
use
the
m,
we
cann
ot p
ossi
bly
exp
ect
ind
epen
den
t co
mp
anie
s to
!” –
Univ
ers
ity
As w
as r
ep
ort
ed
in F
igure
5.2
ab
ove,
54
% o
f th
ose
wh
o a
re a
wa
re o
f L
am
be
rt f
elt
th
at
the
use
of a
“L
am
be
rt-l
ike
” a
pp
roa
ch
wo
uld
be
he
lpfu
l fo
r u
niv
ers
ity re
se
arc
h c
olla
bo
rati
on
s
wit
h g
ove
rnm
en
t, a
nd
a f
urt
he
r 2
1%
fe
lt t
ha
t th
e e
xis
tin
g L
am
be
rt a
gre
em
en
ts a
re
alr
ea
dy s
uit
ab
le f
or
this
. 2
4%
als
o f
elt t
hat
the e
xis
ting
ag
reem
ents
wo
uld
be s
uitab
le f
or
busin
ess researc
h c
olla
bo
ratio
ns w
ith g
overn
ment,
and
many o
f th
e is
sues that univ
ers
itie
s face
when w
ork
ing
with g
overn
ment
are
als
o f
aced
by t
he S
ME
secto
r. G
overn
ment
has a
lread
y
ackno
wle
dg
ed
that
it c
an b
e h
ard
fo
r sm
alle
r co
mp
anie
s t
o a
ccess g
overn
ment
dep
art
ments
,
or
for
the p
ub
lic s
ecto
r to
dis
co
ver
busin
esses w
ith the m
ost in
no
vative p
rod
ucts
and
ideas, and
is c
ontinuin
g t
o intr
od
uce s
chem
es t
o a
dd
ress t
his
. Fo
r exam
ple
, th
e S
mall
Busin
ess R
esearc
h
Initia
tive
(SB
RI)
matc
hes
busin
ess
ideas
to
go
vern
ment
challe
ng
es
thro
ug
h
a
sim
plifi
ed
pro
cure
ment
pro
cess.
Invariab
ly, w
hen r
esearc
h falls
into
the s
tand
ard
go
vern
ment
pro
cure
ment
syste
m, th
is m
eans it
must
co
mp
ly w
ith g
overn
ment
pro
cure
ment
rule
s w
hic
h have a num
ber
of
co
nseq
uences.
Firstly,
it r
eq
uires t
he u
se o
f lo
ng
and
co
mp
licate
d p
rocure
ment
ag
reem
ents
whic
h a
re d
esig
ned
for
the p
urc
hase o
f co
mm
erc
ial g
oo
ds a
nd
serv
ices,
rath
er
than u
np
red
icta
ble
researc
h.
One
resp
ond
ent
rep
ort
ed
the u
se o
f a 9
8 p
ag
e d
ocum
ent
for
a P
hD
stu
dent
researc
h p
roje
ct.
These
ag
reem
ents
are
extr
em
ely
rig
id a
nd
inflexib
le, and
no
neg
otiatio
n is
po
ssib
le. T
his
is c
om
po
und
ed
by p
rocure
ment
bein
g c
arr
ied
out
by s
taff w
ho
do
no
t have t
he a
uth
ority
to
make a
ny c
hang
es,
or
co
ntr
acte
d o
ut
alto
geth
er. T
he p
rincip
les t
hat
have b
een d
raw
n o
ut
els
ew
here
in t
he r
ep
ort
of
ap
pro
achin
g c
olla
bo
rative r
esearc
h b
y c
om
ing
to
mutu
al ag
reem
ent
on t
he p
rincip
les t
hat
will
be u
sed
are
no
t ap
plic
ab
le h
ere
, and
this
lead
s t
o h
igh t
ransactio
n c
osts
in t
he u
niv
ers
itie
s.
In
so
me c
ases, th
ese d
ocum
ents
will
req
uire t
hat
any IP
arisin
g fro
m t
he r
esearc
h is o
wned
by t
he
co
mm
issio
nin
g g
overn
ment
dep
art
ment,
but
witho
ut
any inte
rnal str
uctu
re t
o s
up
po
rt t
his
or
to
ensure
the e
xp
loitatio
n o
f th
is IP.
“Con
sist
ency
acr
oss
gove
rnm
ent
dep
artm
ents
, an
d a
ccep
tanc
e b
y th
em o
f th
e is
sues
tha
t ar
e im
por
tant
to
univ
ersi
ties
in t
hese
neg
otia
tions
wou
ld b
e ve
ry h
elp
ful.”
– R
ussell
Gro
up
Univ
ers
ity
The M
oD
genera
lly u
ses t
he D
EFC
ON
70
5 o
r D
EFC
ON
70
3 p
rocure
ment
co
ntr
acts
fo
r th
eir
co
llab
ora
tive r
esearc
h.
These h
ave b
een a
gre
ed
with i
nd
ustr
y b
od
ies,
and
inclu
de s
tand
ard
pro
vis
ions r
ela
ting
to
IP
ow
ners
hip
, b
ased
on t
he p
rincip
les t
hat
backg
round
IP
sho
uld
rem
ain
with i
ts o
rig
inal
ow
ner, a
nd
the I
P c
om
ing
out
of
the r
esearc
h s
ho
uld
go
to
who
ever
is b
est
pla
ced
to
exp
loit it
(usually
ind
ustr
y). M
oD
’s c
oncern
is t
o b
e a
ble
to
use t
he I
P,
and
they w
ill
usually
no
t ta
ke o
wners
hip
excep
t in
sp
ecifi
c c
ircum
sta
nces r
ela
ting
to
natio
nal
security
fo
r
198
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
87
exam
ple
. H
ow
ever, t
hese c
ontr
acts
do
als
o a
llow
fo
r sig
nifi
cant
Mo
D a
ccess t
o p
re-e
xis
ting
IP
ow
ned
by t
he r
esearc
hers
, to
enab
le M
oD
to
use t
he r
esults o
f th
e c
olla
bo
ratio
n.
Altho
ug
h
these co
ntr
acts
m
ay o
ffer
a m
ore
b
ala
nced
ap
pro
ach to
IP
o
wners
hip
in
so
me re
sp
ects
,
nevert
hele
ss t
hey a
re s
till
no
n-n
eg
otiab
le.
Cas
e S
tud
y -
Cen
tre
for
Sci
ence
an
d P
olic
y (C
SaP
) G
lob
al
Un
cert
ain
ties
Co
nfe
ren
ce
In 2
01
2,
the
Ce
ntr
e f
or
Sc
ien
ce
an
d P
olic
y (
CS
aP
) a
t th
e U
niv
ers
ity o
f C
am
bri
dg
e h
oste
d
Dr
Tri
str
am
Rile
y-S
mit
h in
a y
ea
r-lo
ng
Fe
llo
wsh
ip w
hic
h a
ime
d t
o im
pro
ve
th
e e
ng
ag
em
en
t
betw
een
go
vern
men
t N
atio
nal S
ecu
rity
ch
alle
ng
es a
nd
acad
em
ic r
esearc
h.
On
e o
f th
e issu
es
iden
tified
in
his
wo
rk c
on
cern
ed
gu
idelin
es f
or
IP,
wh
ere
he id
en
tified
:
•
Lack o
f tr
ansp
are
ncy a
nd
co
nsis
tency in h
ow
IP
is h
and
led
by t
he g
overn
ment,
diff
ere
nt
ap
pro
aches
•
Co
nfu
sio
n b
etw
een c
olla
bo
ratio
n a
nd
pro
cure
ment
•
Acad
em
ic p
ressure
s t
o o
wn a
nd
co
mm
erc
ialis
e v
s g
overn
ment
need
to
ob
tain
“valu
e”
fro
m p
ub
lic f
und
ing
•
Imp
licatio
ns o
f o
wners
hip
decis
ions
•
Diff
ere
nt
ap
pro
aches b
y d
iffere
nt
univ
ers
itie
s
At
the C
SaP
G
lob
al
Uncert
ain
ties co
nfe
rence,
held
in
D
ecem
ber
20
12
, th
ese is
sues w
ere
exam
ined
in a
sessio
n w
hic
h c
overe
d “
Inte
llectu
al
Pro
pert
y R
ights
and
Pull-
Thro
ug
h:
Turn
ing
Researc
h into
Cap
ab
ilities”.
A g
roup
of ab
out
40
influential N
atio
nal S
ecurity
(N
S) sta
keho
lders
fro
m g
overn
ment
and
acad
em
ia r
evie
wed
the w
ork
-str
eam
s f
rom
the F
ello
wship
. S
om
e o
f th
e
key p
oin
ts r
ais
ed
in t
he d
iscussio
ns w
ere
:
•
Lack o
f aw
are
ness a
nd
ed
ucatio
n o
n IP
on b
oth
go
vern
ment
and
acad
em
ic s
ides
•
Fund
am
enta
l is
sues a
bo
ut
wheth
er
NS
IP
sho
uld
be c
om
merc
ialis
ed
at
all,
and
if
so
,
ho
w t
o b
ala
nce t
he inte
rests
of
natio
nal p
rosp
erity
ag
ain
st
natio
nal security
•
The c
riticalit
y o
f re
tain
ing
ro
yalty-f
ree g
overn
ment
rig
hts
to
use t
he o
utc
om
es o
f th
e
researc
h t
hat
they s
po
nso
r
•
Pro
cure
ment
rule
s c
an g
et
in t
he w
ay o
f effective c
olla
bo
ratio
n a
nd
dis
cussio
n o
f IP
issues
•
Go
vern
ment
ow
ners
hip
of
IP c
an b
e a
barr
ier
to e
ffective c
om
merc
ialis
atio
n in b
oth
NS
and
para
llel exp
loitatio
n r
oute
s
•
A f
ram
ew
ork
lik
e t
he L
am
bert
to
olk
it c
ould
pro
vid
e a
usefu
l str
uctu
re t
o b
ring
cla
rity
to
so
me o
f th
ese d
iscussio
ns a
t th
e b
eg
innin
g o
f co
llab
ora
tive N
S r
esearc
h p
roje
cts
88C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
The o
ther
asp
ect
of
takin
g a
pro
cure
ment
ap
pro
ach t
o r
esearc
h is t
hat
sta
nd
ard
go
vern
ment
co
ntr
acts
inclu
de a
num
ber
of
term
s d
esig
ned
to
pro
tect
the d
ep
art
ment
fro
m r
isk,
part
icula
rly
aro
und
liab
ilities a
nd
ind
em
nitie
s. T
hese a
re n
ot
ap
pro
priate
fo
r use w
ith a
univ
ers
ity,
but
canno
t
be r
em
oved
or
ad
juste
d,
and
can r
esult i
n a
univ
ers
ity s
ignin
g u
p t
o t
erm
s t
hat
und
er
oth
er
circum
sta
nces it
wo
uld
be p
rohib
ited
fro
m a
gre
ein
g d
ue to
its c
harita
ble
sta
tus, and
go
vern
ment
giv
en m
issio
n t
o t
he p
ub
lic g
oo
d.
The ag
reed
co
mp
rom
ises co
nta
ined
in
th
e Lam
bert
p
rincip
les and
ag
reem
ents
, p
art
icula
rly
where
they r
ela
te t
o IP
ow
ners
hip
and
exp
loitatio
n,
and
to
lia
bili
ties,
ind
em
nitie
s a
nd
warr
anties
may b
e m
ore
ap
pro
priate
for g
overn
ment sp
onso
red
researc
h than a
str
aig
htf
orw
ard
pro
cure
ment
ap
pro
ach.
Inte
rnat
iona
l use
The L
am
bert
to
olk
it w
as d
raw
n u
p w
ith t
he inte
ntio
n o
f help
ing
with c
olla
bo
ratio
ns b
etw
een U
K
univ
ers
itie
s a
nd
UK
co
mp
anie
s, and
the a
gre
em
ents
all
use E
ng
lish law
as t
heir b
asis
. H
ow
ever,
they c
an a
lso
be u
sed
to
aid
the n
eg
otiatio
n o
f ag
reem
ents
betw
een U
K u
niv
ers
itie
s a
nd
fo
reig
n
co
mp
anie
s,
or
UK
co
mp
anie
s a
nd
fo
reig
n u
niv
ers
itie
s.
As s
een i
n F
igure
5.4
ab
ove,
41
% o
f
co
mp
an
y r
esp
on
de
nts
an
d 5
4%
of
un
ive
rsit
y r
esp
on
de
nts
wh
o h
ave
use
d L
am
be
rt
fou
nd
th
at
it w
as u
se
ful
for
ag
ree
me
nts
wit
h p
art
ne
rs f
rom
ove
rse
as.
Fro
m F
igure
5.2
ab
ove,
53
% o
f th
ose w
ho
have used
Lam
bert
ag
reed
th
at
a “L
am
bert
-lik
e”
ap
pro
ach to
inte
rnatio
nal co
llab
ora
tio
ns w
ould
be h
elp
ful, a
ltho
ug
h o
nly
7%
felt t
hat
the a
gre
em
ents
co
uld
be used
in
th
eir curr
ent
form
fo
r th
is p
urp
ose,
whic
h is
surp
risin
g g
iven th
e m
ore
p
ositiv
e
resp
onse t
o t
he q
uestio
n a
bo
ut
their u
sefu
lness in t
his
situatio
n.
Ove
rse
as c
om
pa
nie
s a
nd
un
ive
rsit
ies, e
ve
n w
he
re t
he
y h
ave
UK
-ba
se
d a
ffilia
tes, se
em
to b
e u
na
wa
re o
f th
e L
am
be
rt a
gre
em
en
ts a
nd
to
olk
it,
an
d d
o n
ot
pro
po
se
its
use
to
the
ir U
K r
ese
arc
h p
art
ne
rs.
If t
hey a
re intr
od
uced
by t
he U
K p
art
y, h
ow
ever, t
he r
esp
onse is
oft
en p
ositiv
e o
r neutr
al, p
art
icula
rly if th
ey a
re c
olla
bo
rating
in r
esearc
h w
ith t
he U
K fo
r th
e fi
rst
tim
e.
The a
dvanta
ges o
f d
oin
g b
usin
ess u
nd
er
a d
eal w
hic
h is ind
ep
end
ent
and
rep
resents
a
neg
otiate
d c
om
pro
mis
e is
att
ractive, and
the d
eals
are
reco
gnis
ed
as b
ein
g a
fair a
nd
reaso
nab
le
po
sitio
n. T
he p
resence o
f a s
tand
ard
ap
pro
ach, w
hic
h is
bro
ad
ly a
ccep
tab
le to
a la
rge p
rop
ort
ion
of U
K u
niv
ers
itie
s, sho
uld
be s
een a
s a
po
sitiv
e b
enefit b
y m
ultin
atio
nal c
om
panie
s c
om
mis
sio
nin
g
researc
h in
th
e U
K.
This
b
enefit
is tw
o-f
old
; firs
tly b
y sett
ing
exp
ecta
tio
ns up
-fro
nt
that
a
reaso
nab
le p
ositio
n w
ill b
e t
aken o
n k
ey i
ssues,
and
seco
nd
ly b
y a
vo
idin
g t
he n
eed
fo
r th
e
co
mp
any to
sta
rt fro
m s
cra
tch in
neg
otiatio
ns w
ith a
new
UK
univ
ers
ity p
art
ner. T
hese a
dvanta
ges
co
uld
be u
sed
to
sup
po
rt t
he e
ffo
rts o
f o
rganis
atio
ns s
uch a
s U
KT
I and
the F
ore
ign O
ffice,
as
well
as t
he u
niv
ers
itie
s t
hem
selv
es w
hen e
nco
ura
gin
g inw
ard
investm
ent
to t
he U
K.
This
need
s
to b
e h
and
led
care
fully
, ho
wever, t
o p
revent
“leakag
e”
of th
e IP
genera
ted
fro
m U
K g
overn
ment
sup
po
rted
researc
h into
fo
reig
n o
wners
hip
witho
ut
ap
pro
priate
retu
rn t
o t
he U
K e
co
no
my.
“We
oper
ate
in a
n in
tern
atio
nal e
nviro
nmen
t and
Lam
ber
t is
not u
nder
stoo
d o
utsi
de
the
UK
.”
– S
ME
199
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
89
At
the m
om
ent,
th
ere
is
no
g
uid
ance ab
out
when o
r ho
w to
use Lam
bert
in
tern
atio
nally
.
Tra
nsla
tio
n o
f th
e c
ontr
acts
can s
olv
e t
he i
ssue o
f la
ng
uag
e,
but
do
es n
ot
ad
dre
ss t
he m
ore
fund
am
enta
l issues o
f in
co
rpo
rating
local l
aw
and
culture
, in
part
icula
r att
itud
es to
asp
ects
such
as d
isp
ute
re
so
lutio
n.
There
are
so
me curr
ent
initia
tives w
ithin
IP
O w
hic
h are
in
vestig
ating
wheth
er
the a
gre
em
ents
can b
e a
dap
ted
rath
er
than just
transla
ted
to
suit lo
cal co
nd
itio
ns in
co
untr
ies s
uch a
s Ind
ia a
nd
So
uth
Ko
rea.
Cas
e S
tud
y -
Jap
anes
e co
llab
ora
tio
n
The D
ep
art
ment
of
Pharm
aceutical, C
hem
ical
& E
nviro
nm
enta
l S
cie
nces a
t th
e U
niv
ers
ity o
f
Gre
enw
ich has a p
ractical
focus,
with exp
ert
ise o
n vario
us fo
rmula
tio
n and
d
rug
d
eliv
ery
syste
ms.
Fo
llow
ing
a
successfu
l co
llab
ora
tio
n
with
a
Fre
nch
co
mp
any,
G
reenw
ich
was
intr
od
uced
b
y th
em
to
a Jap
anese p
harm
aceutical
co
mp
any w
hic
h w
as in
tere
ste
d in
th
eir
researc
h
into
ho
t m
elt
extr
usio
n.
This
te
chniq
ue
can
pro
duce
tab
lets
w
ith
a
num
ber
of
ad
vanta
ges,
inclu
din
g im
pro
ved
so
lub
ility
, ta
ste
m
askin
g and
ta
ble
ts w
hic
h d
isso
lve in
th
e
mo
uth
.
The u
niv
ers
ity s
ug
geste
d a
n a
pp
rop
riate
Lam
bert
ag
reem
ent
for
the c
olla
bo
ratio
n,
und
er
whic
h
the s
po
nso
r o
wns t
he I
P a
nd
the u
niv
ers
ity h
as r
ights
to
use t
he r
esearc
h f
or
no
n-c
om
merc
ial
purp
oses.
The J
ap
anese c
om
pany w
as n
ot
aw
are
of th
e t
oo
lkit b
efo
rehand
, b
ut
were
hap
py t
o
co
nsid
er
it.
Ap
art
fro
m s
om
e c
hang
es t
o j
urisd
ictio
n,
and
so
me m
ino
r ad
justm
ents
to
ensure
that
the u
niv
ers
ity a
nd
co
mp
any h
ave t
he r
esearc
h a
nd
co
mm
erc
ial fr
eed
om
they n
eed
ed
fo
r
the f
utu
re,
the n
eg
otiatio
ns w
ent
very
sm
oo
thly
.
“I t
hin
k t
hat
this
is b
ecause t
he J
ap
anese c
om
pany r
eco
gnis
ed
that
the a
gre
em
ent
offere
d a
fair
and
reaso
nab
le a
pp
roach”
said
Dr
Paul W
illia
ms,
Co
mm
erc
ialis
atio
n M
anag
er
at
the U
niv
ers
ity
of
Gre
enw
ich.
“I t
ry t
o u
se t
he L
am
bert
ag
reem
ents
whenever
I can,
and
find
that
pro
po
sin
g
them
as a
sta
rtin
g p
oin
t can s
peed
up
the s
ign o
ff p
rocess s
ignifi
cantly.
”
The c
olla
bo
rative p
rog
ram
with t
he c
om
pany i
s n
ow
in t
he e
arly s
tag
es o
f a 3
-year
researc
h
pro
gra
mm
e.
The E
uro
pean a
pp
roach to
co
llab
ora
tio
n tend
s to
fo
llow
sim
ilar
princip
les to
the L
am
bert
to
olk
it,
so
it
can b
e e
asie
r to
use t
he L
am
bert
ag
reem
ents
here
. H
ow
ever, t
he L
am
bert
ag
reem
ents
do
no
t co
nsid
er
cro
ss-b
ord
er
issues w
hic
h m
ay a
rise w
hen c
olla
bo
rating
with E
uro
pean p
art
ners
fro
m o
ther
co
untr
ies. T
he e
xis
tence o
f E
U fund
ing
ag
reem
ents
, such a
s D
ES
CA
, als
o m
akes the
neg
otiatio
n o
f co
llab
ora
tio
n a
gre
em
ents
within
Euro
pe r
ela
tively
str
aig
htf
orw
ard
.
Mo
st
of th
e s
urv
ey r
esp
ond
ents
were
mo
re c
oncern
ed
ab
out
imp
rovin
g t
he t
oo
lkit fo
r use in t
he
UK
, ra
ther
than exte
nd
ing
it in
tern
atio
nally
. W
here
sp
ecifi
c are
as w
ere
m
entio
ned
, th
e fa
st
develo
pin
g n
atio
ns w
ith d
iffere
nt cultura
l outlo
oks, such a
s C
hin
a, In
dia
, B
razil,
So
uth
Ko
rea a
nd
Taiw
an w
ere
of
part
icula
r in
tere
st
for
co
llab
ora
tive w
ork
.
Lam
bert
has a
lread
y h
ad
sig
nifi
cant
and
co
ntinuin
g influence a
bro
ad
in t
he t
echno
log
y t
ransfe
r
and
kno
wle
dg
e e
xchang
e c
om
munitie
s.
The E
uro
pean C
om
mis
sio
n h
as a
dap
ted
the L
am
bert
ap
pro
ach t
o b
oth
sta
nd
ard
ag
reem
ents
and
a d
ecis
ion t
ree m
eth
od
olo
gy fo
r its o
wn p
urp
oses.
90C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
The E
uro
pean C
om
mitte
e d
e la
Recherc
he S
cie
ntifiq
ue &
Techniq
ue (C
RE
ST
) w
hic
h a
dvis
ed
the
Euro
pean C
ouncil
pro
duced
an in
tera
ctive t
oo
lkit, clo
sely
based
on t
he L
am
bert
decis
ion g
uid
e,
whic
h g
uid
ed
the u
ser
thro
ug
h a
decis
ion p
rocess a
nd
rais
ed
a s
et
of
str
ate
gic
questio
ns t
o
co
nsid
er
when
pla
nnin
g
and
neg
otiating
co
llab
ora
tive
researc
h
pro
jects
acro
ss
Euro
pean
co
untr
y b
ord
ers
. A
ltho
ug
h t
his
is n
o l
ong
er
sup
po
rted
, th
e r
eso
urc
e i
s s
till
availa
ble
on t
he
Euro
pa a
rchiv
e w
eb
site
20. T
he D
ES
CA
mo
del ag
reem
ents
used
fo
r E
U F
P7
fund
ed
pro
jects
als
o
use the L
am
bert
sta
nd
ard
ag
reem
ent ap
pro
ach, and
were
develo
ped
usin
g a
pro
cess b
ased
on
the L
am
bert
wo
rkin
g g
roup
s, usin
g a
sta
keho
lder
driven p
rocess w
ith e
qual r
ep
resenta
tio
n fro
m
the p
ub
lic and
p
rivate
secto
rs.
This
ap
pro
ach is
co
ntinuin
g,
and
w
e und
ers
tand
th
at
the
Co
mm
issio
n is investig
ating
the p
ossib
ility
of
exte
nd
ing
the d
ecis
ion t
ree a
pp
roach into
a w
eb
-
based
pla
tfo
rm f
or
dra
ftin
g a
tailo
r-m
ad
e r
esearc
h c
olla
bo
ratio
n t
em
pla
te f
or
pub
licly
fund
ed
researc
h
pro
jects
und
er
the
Ho
rizo
n
20
20
E
U
Fra
mew
ork
P
rog
ram
me
for
Researc
h
and
Inno
vatio
n.
The L
am
bert
to
olk
it a
nd
ag
reem
ents
have s
imila
rly i
nsp
ired
the d
evelo
pm
ent
of
co
mp
ara
ble
ap
pro
aches in a
num
ber
of
oth
er
co
untr
ies,
inclu
din
g D
enm
ark
21,
Irela
nd
and
Po
rtug
al. O
ther
co
untr
ies,
such a
s G
erm
any,
and
ind
ustr
y g
roup
s s
uch a
s t
he E
uro
pe-w
ide d
igital te
chno
log
y
ind
ustr
y g
roup
EIC
TA
, o
r E
UC
AR
, th
e E
uro
pean C
ouncil
for
Auto
mo
tive R
&D
or
the A
ero
Sp
ace
and
D
efe
nce
Ind
ustr
ies
Asso
cia
tio
n
of
Euro
pe,
have
als
o
pro
duced
sta
nd
ard
ag
reem
ent
ap
pro
aches f
or
co
llab
ora
tive r
esearc
h,
altho
ug
h t
hese h
ave b
een r
ep
ort
ed
to
be m
ore
str
ong
ly
bia
sed
to
ward
s in
dustr
y in
tere
sts
th
an th
e Lam
bert
to
olk
it2
2.
There
have als
o b
een re
cent
initia
tives in
Fra
nce to
investig
ate
the u
se o
f a L
am
bert
-sty
le a
pp
roach to
co
llab
ora
tive researc
h.
Desp
ite t
hese influences,
the L
am
bert
to
olk
it its
elf r
em
ain
s r
ela
tively
unkno
wn o
uts
ide t
he U
K.
Even in t
his
UK
-based
surv
ey,
only
32
% o
f th
e r
esp
ond
ents
with h
ead
quart
ers
outs
ide t
he U
K
were
aw
are
of th
e L
am
bert
ag
reem
ents
, and
fo
r o
vers
eas resp
ond
ents
our
sam
ple
is li
kely
to
be
very
bia
sed
to
ward
s t
ho
se w
ho
have e
ither
heard
of
Lam
bert
, o
r w
ho
are
actu
ally
based
in t
he
UK
but
have o
vers
eas h
ead
quart
ers
.
20
htt
p:/
/ec.e
uro
pa.e
u/invest-
in-r
esearc
h/p
olic
y/c
rest_
cro
ss_en.h
tm
21
htt
p:/
/fivu.d
k/e
n/r
esearc
h-a
nd
-inno
vatio
n/c
oo
pera
tio
n-b
etw
een-r
esearc
h-a
nd
-inno
vatio
n/c
olla
bo
ratio
n-
betw
een-r
esearc
h-a
nd
-ind
ustr
y/m
od
el-
ag
reem
ent
22
2
00
9 E
xp
ert
Gro
up
on K
no
wle
dg
e T
ransfe
r. F
inal R
ep
ort
– 3
0 N
ovem
ber
20
09
, E
uro
pean C
om
mis
sio
n
200
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
91
Ch
ap
ter
6:
Co
nc
lusio
ns
The in
no
vatio
n la
nd
scap
e in
the U
K lo
oks v
ery
diff
ere
nt
tod
ay c
om
pare
d w
ith w
hen t
he L
am
bert
too
lkit w
as c
onceiv
ed
. N
ew
patt
ern
s o
f in
dustr
ial r
esearc
h a
nd
develo
pm
ent are
no
w m
ore
op
en
to exte
rnal
inp
uts
th
roug
h an “O
pen In
no
vatio
n”
mo
del, w
hic
h b
ring
s in
th
e b
est
researc
h
where
ver
it o
rig
inate
s,
wheth
er
inte
rnal
or
exte
rnal, fr
om
th
e U
K o
r ab
road
. T
his
tr
end
is
co
ntinuin
g a
s e
co
no
mic
pre
ssure
s f
orc
e b
usin
esses t
o f
ocus o
n t
heir c
ore
are
as o
f str
eng
th.
It
is w
idely
reco
gnis
ed
that
well-
manag
ed
researc
h c
olla
bo
ratio
ns b
etw
een p
ub
lic a
nd
private
org
anis
atio
ns c
an b
ring
benefits
to
bo
th s
ides.
Co
llab
ora
tio
n c
an e
nab
le t
he d
evelo
pm
ent
of
new
pro
ducts
and
serv
ices a
nd
bett
er in
no
vatio
n, all
imp
ort
ant co
ntr
ibuto
rs to
eco
no
mic
gro
wth
.
Effective m
anag
em
ent
of
IP is a
n im
po
rtant
part
of
the c
olla
bo
ratio
n a
nd
kno
wle
dg
e e
xchang
e
pro
cess, and
new
ways o
f p
rote
cting
IP
and
facili
tating
valu
e c
reatio
n, p
art
icula
rly in
the c
onte
xt
of
Op
en Inno
vatio
n,
req
uire s
imp
le a
nd
effective w
ays o
f fo
rmin
g r
ela
tio
nship
s.
The n
eg
otiatio
n
of co
llab
ora
tive researc
h a
gre
em
ents
betw
een u
niv
ers
itie
s a
nd
busin
esses rem
ain
s c
onte
ntio
us,
and
will
pro
bab
ly a
lways c
ontinue t
o b
e s
o.
This
is b
ecause b
ala
nce p
oin
ts c
an b
e h
ard
to
find
,
esp
ecia
lly o
n IP
ow
ners
hip
and
valu
atio
n issues,
on p
ub
licatio
n r
ights
and
on lia
bili
ty,
ind
em
nity
and
warr
anty
cla
uses.
This
researc
h s
ho
ws t
hat
the L
am
bert
to
olk
it h
as h
ad
a p
ositiv
e influence o
n s
om
e inno
vative
researc
h p
art
ners
hip
s b
etw
een U
K u
niv
ers
itie
s a
nd
busin
esses. T
here
co
uld
be w
ays to
develo
p
these fo
und
atio
ns t
hro
ug
h b
ett
er
co
mm
unic
atio
n o
f th
e b
est
use o
f th
e e
xis
ting
to
ols
, ta
rgeting
them
at
the o
rganis
atio
ns t
hat
need
them
the m
ost
with e
nd
ors
em
ent
of th
eir b
enefit
in d
iffere
nt
situatio
ns.
We f
ound
that
the L
am
bert
to
olk
it c
an p
rovid
e e
ffective s
up
po
rt n
ot
just
where
bo
th
part
ies a
lread
y u
se it,
but
esp
ecia
lly if
one p
art
ner
has n
o s
tand
ard
ag
reem
ents
, o
r is
new
to
co
llab
ora
tive researc
h, o
r if the p
art
ners
have n
ot co
llab
ora
ted
befo
re. T
his
can a
pp
ly a
cro
ss the
rang
e o
f p
art
ners
hip
s,
but
SM
Es a
re t
he m
ost
likely
to
be u
naw
are
of
the t
oo
lkit,
to h
ave n
o
ag
reem
ents
o
f th
eir o
wn,
and
to
b
e le
ss exp
erienced
in
IP
m
anag
em
ent
and
in
re
searc
h
co
llab
ora
tio
n. T
he researc
h a
lso
sug
gests
that th
ere
co
uld
be p
ote
ntial i
n e
xte
nd
ing
the a
pp
roach
to
oth
er
are
as,
for
exam
ple
in
K
no
wle
dg
e
Tra
nsfe
r P
art
ners
hip
s,
Go
vern
ment
sp
onso
red
univ
ers
ity r
esearc
h,
and
with o
vers
eas c
om
panie
s.
92C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Ap
pe
nd
ix 1
: M
eth
od
olo
gy
The r
esearc
h w
ork
und
erp
innin
g t
his
rep
ort
was c
arr
ied
out
over
the p
erio
d O
cto
ber
20
12
–
Marc
h 2
01
3,
and
was o
vers
een b
y a
Ste
ering
Gro
up
whic
h c
onta
ined
rep
resenta
tives f
rom
IP
Pra
gm
atics,
IPO
, A
UR
IL,
CB
I, P
raxis
Unic
o a
nd
TS
B.
There
are
tw
o k
ey s
trand
s t
o t
he e
vid
ence b
ase u
sed
to
sup
po
rt t
his
rep
ort
. T
he fi
rst
was a
n
onlin
e s
urv
ey (see A
pp
end
ix 2
fo
r d
eta
ils) w
hic
h w
as w
idely
pub
licis
ed
by IP
Pra
gm
atics a
nd
the
IPO
, as w
ell
as t
hro
ug
h o
ur
Ste
ering
Gro
up
Part
ners
and
oth
er
inte
reste
d g
roup
s.
We t
oo
k t
he
decis
ion t
o a
llow
mo
re t
han o
ne s
urv
ey r
esp
ond
ent
per
org
anis
atio
n.
This
is b
ecause a
ltho
ug
h
there
may b
e a
co
mm
on o
rganis
atio
nal a
pp
roach, co
ntr
act neg
otiatio
n is
a v
ery
pers
onal a
ctivity
and
we fo
und
that d
iffere
nt p
eo
ple
within
the s
am
e o
rganis
atio
n c
ould
have q
uite d
iffere
nt vie
ws
and
exp
eriences.
The s
eco
nd
str
and
of evid
ence w
as a
series o
f in
-dep
th inte
rvie
ws a
nd
case s
tud
ies,
based
on
the o
nlin
e s
urv
ey,
and
carr
ied
out in
pers
on o
r b
y tele
pho
ne w
ith in
div
iduals
fro
m the k
ey s
ecto
rs
invo
lved
. T
he p
art
icip
ants
were
sele
cte
d t
o r
ep
resent
diff
ere
nt
typ
es o
f re
searc
h o
rganis
atio
n,
co
mp
anie
s o
f d
iffere
nt
siz
es a
nd
ind
ustr
y s
ecto
rs, IP
and
leg
al p
rofe
ssio
nals
, and
oth
er
rele
vant
sta
keho
lders
. Fo
ur
mem
bers
of
the o
rig
inal
Inner
Wo
rkin
g G
roup
were
inte
rvie
wed
, as w
ere
rep
resenta
tives fr
om
a num
ber
of
the g
roup
s in
vo
lved
w
ith th
e O
ute
r W
ork
ing
G
roup
and
asso
cia
ted
dis
cussio
ns.
This
was s
up
ple
mente
d b
y i
nfo
rmal
dis
cussio
ns w
ith m
any m
ore
ind
ivid
uals
at
meeting
s a
nd
co
nfe
rences t
hro
ug
ho
ut
the r
esearc
h p
erio
d.
The in-d
ep
th inte
rvie
ws w
ere
carr
ied
out
with:
•
7 R
ussell
Gro
up
univ
ers
itie
s (re
searc
h inte
nsiv
e)
•
5 O
ther
univ
ers
itie
s
•
4 G
overn
ment
researc
h o
rganis
atio
ns
•
8 L
arg
e a
nd
multin
atio
nal co
mp
anie
s (p
harm
aceutical, a
ero
sp
ace,
perf
orm
ance
chem
icals
, o
il &
gas,
ICT,
eng
ineering
)
•
12
SM
E c
om
panie
s (b
iote
chno
log
y, m
ed
ical d
evic
es,
mechanic
al eng
ineering
, nucle
ar,
eng
ineering
researc
h,
transp
ort
, ele
ctr
onic
s,
thin
film
co
ating
s)
•
5 IP
and
leg
al p
rofe
ssio
nals
•
7 O
ther
sta
keho
lders
(R
esearc
h C
ouncils
, T
SB
, G
overn
ment,
AU
RIL
, P
raxis
Unic
o)
In a
ll, s
urv
ey r
esp
onses w
ere
co
llecte
d f
rom
25
6 p
art
icip
ants
, o
f w
hic
h 1
86
(7
3%
) finis
hed
the
surv
ey.
Just
over
half t
he s
urv
ey p
art
icip
ants
(5
2%
) cam
e f
rom
the r
esearc
h c
om
munity,
with
nearly 4
0%
fro
m ind
ustr
y b
oth
larg
e a
nd
sm
all,
and
5%
fro
m t
he IP
or
leg
al p
rofe
ssio
n.
The f
ull
bre
akd
ow
n is s
ho
wn in t
he c
hart
belo
w.
201
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
93
68 2
4 1
8
2 1
146
1
21
4 1
8
12
Num
ber
ofre
spon
dent
s
nier
sit
non
Rus
sero
up
nier
sit
Rus
sero
up
NH th
erR
ther
oer
nmen
t
ompa
nM
ompa
nar
gem
utin
atio
na
rofe
ssio
na s
eri
es
ther
resp
onde
nts
(n=2
4)
Fig
ure
7.1
- W
hat
typ
e o
f o
rgan
isat
ion
do
yo
u w
ork
fo
r?
The ind
ustr
y r
esp
ond
ents
were
well
sp
read
acro
ss t
he m
ost
rele
vant
secto
rs,
with t
he h
ighest
rep
resenta
tio
n fro
m life s
cie
nces,
serv
ices,
ICT
and
aero
sp
ace.
The n
um
bers
of re
sp
ond
ents
in
so
me s
ecto
r cate
go
ries w
ere
to
o s
mall,
ho
wever, t
o d
raw
many g
enera
l co
nclu
sio
ns c
om
paring
resp
onses a
cro
ss s
ecto
rs:
01012020
Numberofrespondents
resp
onde
nts
(n=2
48)
hemias Lif
e sien
es
Meha
nia en
ginee
ring an
d e
tria
ransp
ortero
spa
e
ther m
anufa
turing
i ga
s Mini
ng
attor
neLa
wer
eries
ther
Fig
ure
7.2
- P
leas
e in
dic
ate
the
sect
or
that
bes
t d
escr
ibes
yo
ur w
ork
.
94C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Geo
gra
phic
ally
, th
e v
ast
majo
rity
of th
e r
esp
onses c
am
e fro
m E
ng
land
, w
hic
h is t
o b
e e
xp
ecte
d
as t
hat
is w
here
mo
st
of
the a
dvert
isin
g w
as f
ocused
. O
ther
inp
ut
cam
e f
rom
Sco
tland
, W
ale
s,
No
rthern
Irela
nd
, R
ep
ub
lic o
f Irela
nd
, U
SA
, G
erm
any,
N
eth
erland
s,
Belg
ium
, In
dia
, Jap
an,
Austr
ia,
Canad
a,
Chin
a,
Phili
pp
ines,
Sw
ed
en a
nd
Sw
itzerland
.
ngan
d1
otan
d14aes
8
Nor
ther
nre
and
2
ther 2
Num
ber
ofre
spon
dent
s
resp
onde
nts
(n=2
0)
Fig
ure
7.3
- W
here
is y
our
hea
dq
uart
ers
loca
ted
?
We a
lso
receiv
ed
resp
onses f
rom
tho
se w
ith a
go
od
cro
ss-s
ectio
n o
f exp
erience in n
eg
otiatio
n
of re
searc
h c
olla
bo
ratio
ns,
with t
he g
reate
st
co
ntr
ibutio
n fro
m t
ho
se w
ith e
xte
nsiv
e e
xp
erience,
and
there
fore
go
od
insig
hts
into
the issues a
nd
im
pacts
of
the L
am
bert
to
olk
it.
202
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
95
020406080100
120
pto
1ea
r1
ears
10ea
rs10
ears
Not
ino
ed
Numberofrespondents
resp
onde
nts
(n=2
42)
Fig
ure
7.4
- H
ow
long
hav
e yo
u p
erso
nally
bee
n in
volv
ed in
neg
otia
ting
res
earc
h co
llab
ora
tions
?
Eva
luat
ion
chal
leng
es
There
are
so
me inhere
nt
challe
ng
es in a
ttem
pting
a r
etr
osp
ective e
valu
atio
n o
f an inte
rventio
n
like t
his
. S
om
e o
f th
e k
ey issues w
e h
ave f
aced
are
:
•
Definin
g t
he b
ase lin
e,
whic
h w
as n
ot
measure
d a
t th
e t
ime t
he t
oo
lkit w
as intr
od
uced
•
Lack o
f sp
ecifi
c,
pub
licly
sta
ted
aim
s f
or
the t
oo
lkit
•
No
sp
ecifi
c p
erf
orm
ance ind
icato
rs w
ere
defined
at
the t
ime,
and
no
measure
ment
of
the
sta
tus q
uo
•
Shifting
base lin
e –
can w
e d
isenta
ng
le e
ffects
of
the t
oo
lkit f
rom
wid
er
shifts
in t
he
land
scap
e
•
Inco
mp
lete
metr
ics f
or
IP d
eal m
akin
g a
nd
KE
targ
ets
•
No
syste
matic f
ollo
w u
p o
f activitie
s,
outp
uts
and
outc
om
es
•
Variab
le r
esp
onses t
o d
iffere
nt
surv
ey q
uestio
ns lead
ing
to
variab
le s
am
ple
siz
es
•
Lo
wer
than e
xp
ecte
d u
se o
f th
e a
gre
em
ents
them
selv
es,
lead
ing
to
sm
all
data
sets
of
actu
al exp
erience in t
heir p
erf
orm
ance
96C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Where
po
ssib
le w
e h
ave u
sed
pro
xy m
easure
ments
and
infe
rence f
rom
the a
vaila
ble
evid
ence
to c
ounte
ract
these issues.
We h
ave a
lso
used
att
itud
inal q
uestio
ns t
o m
easure
the s
treng
th o
f
op
inio
n in
our
surv
ey s
am
ple
. W
e fo
und
that th
e e
ffects
of th
e a
gre
em
ents
on tim
e o
r co
st ta
ken
to d
o a
deal c
ould
no
t b
e a
ccura
tely
quantified
retr
osp
ectively
, b
ecause the d
ata
are
no
t ro
utinely
co
llecte
d, and
because t
hese facto
rs a
re s
tro
ng
ly in
fluenced
by t
he n
atu
re o
f each c
olla
bo
ratio
n
as w
ell
as b
y t
he t
yp
e o
f ag
reem
ent
and
ap
pro
ach t
hat
is u
sed
. W
e a
lso
fo
und
it
imp
ossib
le t
o
dra
w accura
te co
mp
ariso
ns b
etw
een “u
sers
” and
“n
on-u
sers
” o
f th
e to
olk
it,
because th
e
majo
rity
of
tho
se w
ho
have u
sed
the t
oo
lkit d
o n
ot
use it
for
all
their n
eg
otiatio
ns,
but
only
in
sp
ecifi
c c
ircum
sta
nces.
Cha
ngin
g la
ndsc
ape
of
kno
wle
dg
e tr
ansf
er
Pro
bab
ly the m
ost d
ifficult a
sp
ect is
the im
po
ssib
ility
of d
isenta
ng
ling
any e
ffects
and
imp
acts
of
the t
oo
lkit f
rom
the s
ignifi
cant
wid
er
chang
es in t
he K
no
wle
dg
e E
xchang
e land
scap
e o
f th
e U
K
over
recent
years
. S
om
e o
f th
e m
ost
imp
ort
ant
chang
es h
ave b
een:
•
The a
im o
f co
llab
ora
tio
ns s
hifting
fro
m “
Techno
log
y T
ransfe
r” t
o “
Kno
wle
dg
e E
xchang
e”
•
Op
en Inno
vatio
n
•
Multin
atio
nal co
llab
ora
tio
n,
and
an incre
ased
will
ing
ness t
o s
ourc
e t
he b
est
researc
h
fro
m a
bro
ad
•
HE
IF a
nd
the r
ise o
f th
e Im
pact
Ag
end
a a
mo
ng
st
fund
ers
•
Shift
tow
ard
s f
ram
ew
ork
ag
reem
ents
and
larg
er
long
er
term
rela
tio
nship
s
•
Easy A
ccess IP
•
KT
2.0
•
Fo
rmatio
n o
f th
e N
atio
nal C
entr
e f
or
Univ
ers
itie
s a
nd
Busin
esses (N
CU
B) b
y T
he C
ouncil
for
Ind
ustr
y a
nd
Hig
her
Ed
ucatio
n (C
IHE
)
•
Oth
er
go
vern
ment
pro
gra
ms,
rep
ort
s a
nd
initia
tives
•
Glo
bal re
cessio
n f
rom
20
09
/10
onw
ard
s
Ag
ain
st
this
backd
rop
, th
e i
mp
act
of
the L
am
bert
to
olk
it m
ay b
e i
nfluential, b
ut
it i
s j
ust
one
sm
all
co
g
in
a
much
big
ger
machin
e
that
esta
blis
hes
and
d
rives
a
successfu
l re
searc
h
co
llab
ora
tio
n.
203
Co
llab
ora
tive R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
97
Appendix
2: S
urv
ey q
uestion a
reas
Fig
ure
8.1
- Q
uest
ion
area
s co
vere
d b
y th
e o
nlin
e su
rvey
and
in-d
epth
inte
rvie
ws.
The o
nlin
e s
urv
ey a
nd
the in-d
ep
th inte
rvie
ws b
oth
co
vere
d t
he s
am
e q
uestio
n a
reas, and
used
the s
am
e q
uestio
ns,
with t
he s
elf-a
dm
inis
tere
d o
nlin
e v
ers
ion c
onsis
ting
of
a s
lightly c
ut-
do
wn
set
of th
e q
uestio
ns u
sed
fo
r th
e in-d
ep
th inte
rvie
ws. T
he t
op
ics c
overe
d a
re s
ho
wn in T
ab
le 8
.1
on t
he o
ther
pag
e.
98C
olla
bo
rative R
esearc
h b
etw
een B
usin
ess a
nd
Univ
ers
itie
s:
The L
am
bert
To
olk
it 8
Years
On
Aw
aren
ess
& In
volv
emen
tU
se
o o o o oIm
pact
s &
Atti
tude
sSu
itabi
lity,
Leg
al is
sues
o
Cha
nges
, Ext
ensi
ons
Cas
e St
udie
s
Tab
le 8
.1 D
etai
ls o
f th
e q
uest
ion
area
s in
clud
ed in
the
onl
ine
surv
ey a
nd in
-dep
th in
terv
iew
s.
204
Concep
t H
ouse
Card
iff R
oad
New
port
NP
10 8
Tel: 0
300 3
00 2
000
Min
icom
: 0300 0
200 0
15
Fax: 01633 8
17 7
77
For
cop
ies in a
ltern
ative form
ats
ple
ase
conta
ct
our
Info
rmation C
entr
e.
Wh
en
yo
u n
o lo
ng
er
ne
ed
th
is b
oo
kle
t,
ple
ase
re
cyc
le it.
DP
S/IP
Researc
h-0
5/1
3
205
[IN
SER
T N
AM
E]
[IN
SER
T N
AM
E]
MO
DE
L C
OLL
AB
OR
ATI
ON
AG
REE
MEN
T 1
Sce
nar
io -
Th
e In
stit
uti
on o
wn
s th
e R
esu
lts
and
gra
nts
th
e C
olla
bor
ator
a n
on-e
xclu
sive
lic
ence
to
use
th
e R
esu
lts.
THIS
AG
REE
MEN
TB
ETW
EEN
:
(1)
[IN
SER
T N
AM
E]
the
Inst
itu
tion
(2)
[IN
SER
T N
AM
E]
[LIM
ITED
]O
R[P
LC]
OR
the
Co
llab
ora
tor
BA
CK
GR
OU
ND
D
EFIN
ITIO
NS
AN
D I
NTE
RP
RE
TATI
ON
Aca
dem
ic P
ub
licat
ion
:
to P
ub
lish
Pu
blic
atio
n
this
Ag
reem
ent:
Bac
kgro
un
d:
a B
usi
nes
s D
ay:
the
Col
lab
ora
tor'
s S
up
ervi
sor:
the
Com
men
cem
ent
Dat
e:
Co
nfi
den
tial
In
form
atio
n:
214
conf
iden
tial
bef
ore
or a
t th
e tim
e of
dis
clos
ure]
; an
y of
the
Res
ults
in
whi
ch t
hat
Part
y ow
ns t
he
Inte
llect
ual
Prop
erty
Rig
hts;
an
y ot
her
info
rmat
ion
disc
lose
d by
tha
t Pa
rty
to t
he o
ther
Pa
rty
for
use
in
the
Proj
ect
or
unde
r th
is
Agr
eem
ent
[and
ide
ntifi
ed a
s co
nfid
ential
bef
ore
or
at
the
time
of
disc
losu
re
or w
hich
, by
its
na
ture
or
fr
om
the
circ
umst
ance
s of
its
di
sclo
sure
, sh
ould
rea
sona
bly
be p
resu
med
to
be
conf
iden
tial
];
C
on
tro
l:
the
abili
ty t
o di
rect
the
aff
airs
of
anot
her
pers
on,
whe
ther
by
virt
ue o
f th
e ow
ners
hip
of s
hare
s, b
y co
ntra
ct,
or in
any
oth
er w
ay;
th
e D
ata
Pro
tect
ion
Le
gis
lati
on
w
hile
the
y re
mai
n in
for
ce,
the
Dat
a Pr
otec
tion
Act
19
98,
the
Euro
pean
D
ata
Prot
ectio
n D
irec
tive,
the
Reg
ulat
ion
of I
nves
tigat
ory
Pow
ers
Act
20
00,
the
Tele
com
mun
icat
ions
(L
awfu
l Bus
ines
s Pr
actic
e)
(Int
erce
ptio
n of
Com
mun
icat
ions
) Reg
ulat
ions
20
00,
the
Elec
tron
ic
Com
mun
icat
ions
D
ata
Prot
ectio
n D
irec
tive,
th
e Pr
ivac
y an
d El
ectr
onic
Com
mun
icat
ions
(E
C
Dire
ctiv
e)
Reg
ulat
ions
20
03,
once
it
com
es in
to fo
rce
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion,
an
d an
y ot
her
law
s an
d re
gula
tions
re
lating
to
th
e pr
oces
sing
of
pers
onal
dat
a an
d pr
ivac
y w
hich
ap
ply
to a
Par
ty a
nd,
if ap
plic
able
, th
e gu
idan
ce
and
code
s of
pra
ctic
e is
sued
by
the
Info
rmat
ion
Com
mis
sion
er o
r ot
her
rele
vant
dat
a pr
otec
tion
or s
uper
viso
ry a
utho
rity
;
[th
e E
xter
nal
Fu
nd
ing
: an
y fu
ndin
g or
as
sist
ance
pr
ovid
ed
for
the
Proj
ect
or t
o a
Part
y fo
r us
e in
the
Pro
ject
by
any
third
pa
rty,
in
clud
ing
any
stat
e or
pu
blic
bo
dy;]
[th
e Fi
eld
: [i
nser
t bu
sine
ss a
rea]
;]
th
e Fi
nan
cial
Co
ntr
ibu
tio
n:
the
finan
cial
con
trib
utio
n to
be
prov
ided
by
the
Col
labo
rato
r se
t ou
t in
Sch
edul
e 1;
[th
e Fu
nd
ing
Bo
dy:
[i
nser
t de
tails
of
the
body
whi
ch i
s to
pro
vide
th
e Ex
tern
al F
undi
ng;]
[th
e Fu
nd
ing
Co
nd
itio
ns:
th
e te
rms
on w
hich
the
Fun
ding
Bod
y pr
ovid
es
any
Exte
rnal
Fu
ndin
g,
a co
py
of
whi
ch
is
atta
ched
to
this
Agr
eem
ent
as S
ched
ule
3;]
th
e G
oo
d
Dat
a M
anag
emen
t P
ract
ices
:
the
prac
tices
and
pro
cedu
res
set
out
in S
ched
ule
4;
a G
rou
p C
om
pan
y:
any
unde
rtak
ing
whi
ch
for
the
time
bein
g Con
trol
s, o
r is
Con
trol
led
by,
the
Col
labo
rato
r or
w
hich
for
the
tim
e be
ing
is C
ontr
olle
d by
a t
hird
pers
on w
hich
als
o Con
trol
s th
e Col
labo
rato
r;
In
telle
ctu
al
Pro
per
ty
Rig
hts
: pa
tent
s,
righ
ts
to
inve
ntio
ns,
trad
e m
arks
, se
rvic
e m
arks
, re
gist
ered
de
sign
s,
copy
righ
ts
and
rela
ted
righ
ts,
data
base
righ
ts,
desi
gn
righ
ts,
righ
ts
to
use
and
prot
ect
conf
iden
tial
in
form
atio
n, i
n ea
ch c
ase
whe
ther
reg
iste
red
or
unre
gist
ered
, in
clud
ing
righ
ts t
o ap
ply
for
and
be
gran
ted
appl
icat
ions
for
any
of
the
abov
e an
d an
y co
ntin
uation
s,
cont
inua
tions
-in-
part
, di
visi
onal
ap
plic
atio
ns,
rene
wal
s or
ex
tens
ions
of
, an
d righ
ts
to
clai
m
prio
rity
fr
om,
thos
e righ
ts,
and
any
sim
ilar
righ
t re
cogn
ised
fro
m
time
to t
ime
in a
ny j
uris
dict
ion,
tog
ethe
r w
ith a
ll righ
ts o
f ac
tion
in r
elat
ion
to t
he in
frin
gem
ent
of
any
of t
he a
bove
;
the
Key
Per
son
nel
: th
e Pr
inci
pal
Inve
stig
ator
, th
e Col
labo
rato
r’s
Sup
ervi
sor
and
any
othe
r ke
y pe
rson
nel
iden
tifie
d as
suc
h in
the
Pro
ject
Pla
n;
K
no
w-h
ow
: un
pate
nted
te
chni
cal
info
rmat
ion
(inc
ludi
ng
info
rmat
ion
rela
ting
to
inve
ntio
ns,
disc
over
ies,
co
ncep
ts,
met
hodo
logi
es,
mod
els,
re
sear
ch,
deve
lopm
ent
and
test
ing
proc
edur
es,
the
resu
lts
of e
xper
imen
ts,
test
s an
d tr
ials
, m
anuf
actu
ring
pr
oces
ses,
tec
hniq
ues
and
spec
ifica
tions
, qu
ality
co
ntro
l da
ta,
anal
yses
, re
port
s an
d su
bmis
sion
s)
whi
ch is
not
in t
he p
ublic
dom
ain;
the
Loca
tio
n:
the
loca
tion(
s)
at
whi
ch
the
Proj
ect
will
be
ca
rrie
d ou
t as
set
out
in t
he P
roje
ct P
lan;
a P
arty
:
the
Inst
itutio
n or
th
e Col
labo
rato
r an
d an
y pe
rson
who
bec
omes
a p
arty
to
this
Agr
eem
ent
purs
uant
to
clau
se 2
.14,
and
tog
ethe
r th
ey a
re
the
Par
ties
;
the
Pri
nci
pal
In
vest
igat
or:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
the
Pro
ject
: th
e pr
ogra
mm
e of
wor
k de
scribe
d in
the
Pro
ject
Pl
an;
th
e P
roje
ct P
erio
d:
the
period
des
crib
ed in
cla
use
2.1;
the
Pro
ject
Pla
n:
the
proj
ect
plan
ann
exed
to
this
Agr
eem
ent
as
Sch
edul
e 2,
as
varied
fro
m t
ime
to t
ime
unde
r th
e te
rms
of th
is
Agr
eem
ent
[and
un
der
any
Fund
ing
Con
dition
s];
th
e R
esu
lts:
al
l in
form
atio
n,
data
, te
chni
ques
, Kno
w-h
ow,
resu
lts,
inve
ntio
ns,
disc
over
ies,
so
ftw
are
and
mat
eria
ls (
rega
rdle
ss o
f th
e fo
rm o
r m
ediu
m i
n w
hich
the
y ar
e di
sclo
sed
or s
tore
d) i
dent
ified
or
first
red
uced
to
prac
tice
or w
ritin
g or
dev
elop
ed
in t
he c
ours
e of
the
Pro
ject
;
215
th
e Te
rrit
ory
: [w
orld
wid
e] O
R [
inse
rt g
eogr
aphi
cal a
rea]
;
a V
aria
tio
n A
gre
emen
t:
a w
ritt
en a
gree
men
t si
gned
by
or o
n be
half
of
the
Part
ies
and
any
pro
pose
d ne
w p
arty
to
this
Agr
eem
ent;
and
VA
T:
valu
e ad
ded
tax
char
geab
le
unde
r th
e Val
ue
Add
ed T
ax A
ct 1
994,
or
any
tax
repl
acin
g th
at
tax.
1.
2 Th
e he
adin
gs in
this
Agr
eem
ent
are
for
ease
of
refe
renc
e on
ly;
they
do
not
affe
ct
its c
onst
ruct
ion
or in
terp
reta
tion.
1.
3 Ref
eren
ces
in t
his
Agr
eem
ent
to a
per
son inc
lude
a n
atur
al p
erso
n, c
orpo
rate
or
unin
corp
orat
ed b
ody
(whe
ther
or
not
it ha
s a
sepa
rate
lega
l per
sona
lity)
. 1.
4 A r
efer
ence
in t
his
Agr
eem
ent
to a
sta
tute
or
stat
utor
y pr
ovis
ion
is a
ref
eren
ce t
o it
as
amen
ded,
ex
tend
ed
or
re-e
nact
ed
from
tim
e to
tim
e an
d in
clud
es
all
subo
rdin
ate
legi
slat
ion
mad
e fr
om t
ime
to t
ime
unde
r th
at s
tatu
te o
r st
atut
ory
prov
isio
n.
1.5
A r
efer
ence
in t
his
Agr
eem
ent
to w
riti
ng o
r w
ritt
en in
clud
es e
mai
l. 1.
6 A r
efer
ence
in t
his
Agr
eem
ent
to a
ny o
ther
agr
eem
ent
or d
ocum
ent
is a
ref
eren
ce
to t
hat
othe
r ag
reem
ent
or d
ocum
ent
as v
arie
d or
nov
ated
(in
eac
h ca
se,
unle
ss in
br
each
of
this
Agr
eem
ent)
fro
m t
ime
to t
ime.
1.
7 Ref
eren
ces
in t
his
Agr
eem
ent
to c
laus
es a
nd S
ched
ules
are
to
the
clau
ses
and
Sch
edul
es o
f th
is A
gree
men
t an
d re
fere
nces
to
para
grap
hs a
re t
o pa
ragr
aphs
of
the
rele
vant
Sch
edul
e.
1.8
Any
wor
ds i
n th
is A
gree
men
t fo
llow
ing
the
expr
essi
on i
ncl
ud
ing,
incl
ud
e o
r in
p
arti
cula
r, o
r an
y si
mila
r ex
pres
sion
, ar
e to
be
cons
true
d as
illu
stra
tive
and
do
not
limit
the
sens
e of
the
wor
ds p
rece
ding
tha
t ex
pres
sion
.
1.9
The
acts
and
om
issi
ons
of i
ts G
roup
Com
pani
es a
re d
eem
ed t
o be
with
in t
he
Col
labo
rato
r’s
cont
rol,
the
acts
and
om
issi
ons
of s
tude
nts
are
deem
ed t
o be
with
in
the
Inst
itutio
n’s
cont
rol an
d th
e ac
ts a
nd o
mis
sion
s of
any
con
trac
tor
are
deem
ed
to b
e w
ithin
the
con
trol
of
the
Part
y en
gagi
ng t
hat
cont
ract
or.
[
1.10
Wor
ds a
nd p
hras
es d
efin
ed i
n th
e Fu
ndin
g C
ondi
tions
and
not
def
ined
in
this
Agr
eem
ent
have
the
mea
ning
giv
en t
o th
em in
the
Fund
ing
Con
ditio
ns w
hen
used
in
thi
s Agr
eem
ent.
1.
11
If t
here
is
any
conf
lict
betw
een
the
term
s of
thi
s Agr
eem
ent
and
the
Fund
ing
Con
ditio
ns,
this
Agr
eem
ent
will
pre
vail
in r
elat
ion
to t
he a
rran
gem
ents
as
betw
een
the
Part
ies,
but
it
will
not
affec
t th
e Pa
rtie
s' r
espe
ctiv
e ob
ligat
ions
to
the
Fund
ing
Bod
y un
der
the
Fund
ing
Con
ditio
ns.]
2.
TH
E P
RO
JEC
T 2.
1 Th
e Pr
ojec
t [w
ill b
egin
on]
OR
[be
gan
on]
the
Com
men
cem
ent
Dat
e an
d w
ill
cont
inue
unt
il [t
he e
arlie
r of
the
with
draw
al o
f th
e Ex
tern
al F
undi
ng a
nd]
the
com
plet
ion
of t
he P
roje
ct o
r an
y la
ter
date
agr
eed
in w
riting
bet
wee
n th
e Pa
rtie
s,
or u
ntil
this
Agr
eem
ent
is t
erm
inat
ed i
n ac
cord
ance
with
cla
use
8 or
9.
If
this
Agr
eem
ent
is
ente
red
into
af
ter
the
Com
men
cem
ent
Dat
e,
it w
ill
appl
y
retr
ospe
ctiv
ely
to w
ork
carr
ied
out
in re
latio
n to
the
Pro
ject
on
or af
ter
the
Com
men
cem
ent
Dat
e.
2.2
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill c
arry
out
the
tas
ks a
llott
ed t
o it
in
the
Proj
ect
Plan
, an
d w
ill p
rovi
de t
he h
uman
and
oth
er r
esou
rces
, Bac
kgro
und,
m
ater
ials
, fa
cilit
ies
and
equi
pmen
t w
hich
are
des
igna
ted
as it
s re
spon
sibi
lity
in t
he
Proj
ect
Plan
. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t un
der
the
dire
ctio
n an
d su
perv
isio
n of
[t
he P
rinc
ipal
Inv
estig
ator
] O
R [
the
Col
labo
rato
r's
Sup
ervi
sor]
. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t at
the
Loc
atio
n.
2.3
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill o
btai
n an
d m
aint
ain
all
regu
lato
ry
and
ethi
cal l
icen
ces,
con
sent
s an
d ap
prov
als
nece
ssar
y to
allo
w it
to
carr
y ou
t th
e ta
sks
allo
tted
to
it in
the
Pro
ject
Pla
n an
d w
ill c
arry
out
the
Pro
ject
in
acco
rdan
ce
with
all
law
s an
d re
gula
tions
whi
ch a
pply
to
its a
ctiv
ities
und
er o
r pu
rsua
nt t
o th
is
Agr
eem
ent.
2.
4 Ea
ch o
f th
e Pa
rtie
s w
ill e
nsur
e th
at it
s em
ploy
ees
and
stud
ents
(if
any)
invo
lved
in
the
Proj
ect:
ob
serv
e th
e co
nditi
ons
atta
chin
g to
an
y re
gula
tory
an
d et
hica
l lic
ence
s, co
nsen
ts an
d ap
prov
als;
ke
ep co
mpl
ete
and
accu
rate
re
cord
s of
al
l re
sear
ch,
deve
lopm
ent
and
othe
r w
ork
carr
ied
out
in c
onne
ctio
n w
ith t
he P
roje
ct
and
of a
ll Res
ults
, si
gned
by
the
peop
le w
ho o
btai
ned
or m
ade
each
Res
ult,
and
co
unte
rsig
ned
by a
n em
ploy
ee o
f th
at P
arty
who
is n
ot a
mem
ber
of t
he r
esea
rch
team
bu
t w
ho
unde
rsta
nds
the
wor
k;
and
com
ply
with
th
e G
ood
Dat
a M
anag
emen
t Pr
actic
es.
2.5
Each
of
the
Part
ies
will
ens
ure
that
its
staf
f an
d st
uden
ts (
if an
y) (
incl
udin
g in
the
ca
se o
f th
e Col
labo
rato
r, a
ny s
taff
of
any
Gro
up C
ompa
ny)
invo
lved
in t
he P
roje
ct,
whe
n w
orki
ng o
n or
vis
iting
the
oth
er P
arty
’s p
rem
ises
, co
mpl
y w
ith t
he o
ther
Pa
rty’
s he
alth
an
d sa
fety
an
d se
curity
po
licie
s an
d pr
oced
ures
an
d,
whe
n ac
cess
ing
or u
sing
the
oth
er P
arty
’s i
nfor
mat
ion
syst
ems,
com
ply
with
the
oth
er
Part
y’s
info
rmat
ion
secu
rity
pol
icie
s an
d pr
oced
ures
. 2.
6 [[
The
Inst
itutio
n] O
R [
Each
of
the
Part
ies]
will
com
ply
with
Sch
edul
e 7.
[At
any
time
during
the
Pro
ject
Per
iod,
the
Col
labo
rato
r m
ay r
equi
re c
hang
es t
o Pa
rt 3
of
Sch
edul
e 7,
w
here
suc
h ch
ange
s ar
e ne
cess
ary
to e
nsur
e th
at th
e Pr
ojec
t is
un
dert
aken
in
co
mpl
ianc
e w
ith
the
Col
labo
rato
r’s
appl
icab
le
polic
ies
and
proc
edur
es.]
] 2.
7 Alth
ough
[th
e In
stitu
tion
] O
R [
each
of
the
Part
ies]
will
use
rea
sona
ble
ende
avou
rs
to c
arry
out
the
Pro
ject
in
acco
rdan
ce w
ith t
he P
roje
ct P
lan,
[th
e In
stitu
tion
does
no
t un
dert
ake]
OR
[ne
ither
Par
ty u
nder
take
s] t
hat
any
rese
arch
will
lea
d to
any
pa
rtic
ular
res
ult,
nor
doe
s it
guar
ante
e a
succ
essf
ul o
utco
me
to t
he P
roje
ct.
2.8
[The
Ins
titut
ion]
O
R [E
ach
of t
he P
artie
s] w
ill p
rovi
de [
the
Col
labo
rato
r] O
R
[oth
er Pa
rty]
w
ith [m
onth
ly][
annu
al]
OR
[q
uart
erly
] re
port
s su
mm
aris
ing
the
prog
ress
of
the
Proj
ect
and
a co
py o
f al
l of
the
Res
ults
. 2.
9 [T
he I
nstit
utio
n] O
R [
Each
of
the
Part
ies]
will
not
ify t
he [
Col
labo
rato
r] O
R [
othe
r]
prom
ptly
aft
er i
dent
ifyin
g an
y Res
ult
whi
ch [
the
Inst
itutio
n] O
R [
it] b
elie
ves
is
pate
ntab
le,
and
will
sup
ply
the
[Col
labo
rato
r] O
R [
othe
r] w
ith c
opie
s of
tha
t Res
ult.
[T
he I
nstit
utio
n] O
R [
Each
of
the
Part
ies]
will
not
ify o
ther
Res
ults
to
[the
Col
labo
rato
r] O
R [
othe
r] in
the
rep
orts
pro
vide
d un
der
clau
se 2
.8.
2.10
Ea
ch o
f th
e Pa
rtie
s w
arra
nts
to t
he o
ther
tha
t it
has
full
pow
er a
nd a
utho
rity
und
er
its
cons
titut
ion,
an
d ha
s ta
ken
all
nece
ssar
y ac
tions
an
d ob
tain
ed
all
auth
oris
atio
ns,
licen
ces,
con
sent
s an
d ap
prov
als,
to
allo
w i
t to
ent
er i
nto
and
perf
orm
thi
s Agr
eem
ent
[and
it is
not
in b
reac
h of
the
Fun
ding
Con
ditio
ns].
216
2.11
If
a P
arty
agr
ees
to t
rans
fer
any
[bio
logi
cal
or c
hem
ical
] m
ater
ial
to t
he o
ther
Pa
rty
in c
onne
ctio
n w
ith t
he P
roje
ct,
that
tra
nsfe
r w
ill b
e su
bjec
t to
the
ter
ms
of a
se
para
te
Mat
eria
ls
Tran
sfer
Agr
eem
ent
ente
red
into
be
twee
n th
e Pa
rtie
s in
re
latio
n to
tha
t m
ater
ial.
[2.1
2 If
the
Fun
ding
Con
ditio
ns h
ave
not
alre
ady
been
acc
epte
d by
the
Par
ties,
thi
s Agr
eem
ent
is c
ondi
tiona
l on
eac
h of
the
Par
ties
acce
ptin
g th
e Fu
ndin
g Con
ditio
ns
with
in [
30]
days
aft
er t
he d
ate
of t
he F
undi
ng C
ondi
tions
or
offe
r to
pro
vide
Ex
tern
al F
undi
ng.]
[2
.13
Each
of
the
Part
ies
will
:
2.13
.1 if
it is
a p
arty
to
the
Fund
ing
Con
ditio
ns,
com
ply
with
its
oblig
atio
ns u
nder
, an
d th
e co
nditi
ons
of,
the
Fund
ing
Con
ditio
ns;
2.13
.2 c
arry
out
the
Pro
ject
in a
ccor
danc
e w
ith t
he F
undi
ng C
ondi
tions
; an
d
2.13
.3 n
otify
the
oth
er P
arty
in
acco
rdan
ce w
ith c
laus
e 10
.1 i
mm
edia
tely
if
it re
ceiv
es a
ny n
otic
e or
req
uest
fro
m t
he F
undi
ng B
ody.
]
2.14
N
o ad
dition
al p
erso
n m
ay b
ecom
e a
part
y to
thi
s Agr
eem
ent
with
out
the
writt
en
agre
emen
t of
bot
h th
e Col
labo
rato
r an
d th
e In
stitu
tion
[an
d th
e Fu
ndin
g Bod
y]
and
unle
ss t
he a
dditi
onal
per
son,
the
Col
labo
rato
r an
d th
e In
stitu
tion
exec
ute
a Var
iatio
n Agr
eem
ent.
3.
FI
NA
NC
IAL
CO
NTR
IBU
TIO
N [
AN
D E
XTE
RN
AL
FUN
DIN
G]
3.1
[The
allo
catio
n of
the
Ext
erna
l Fun
ding
will
be
as s
et o
ut in
the
Pro
ject
Pla
n un
less
th
e Pa
rtie
s un
anim
ousl
y ag
ree
othe
rwis
e in
w
ritin
g.]
Each
Pa
rty
will
ke
ep
com
plet
e an
d ac
cura
te
acco
unts
of
its
ex
pend
iture
on
th
e Pr
ojec
t.
The
Col
labo
rato
r w
ill p
ay t
he F
inan
cial
Con
trib
utio
n to
the
Ins
titut
ion
in a
ccor
danc
e w
ith S
ched
ule
1 w
ithin
[30
][60
] O
R [
90]
days
aft
er r
ecei
pt b
y th
e Col
labo
rato
r of
a
[mon
thly
] O
R
[qua
rter
ly]
invo
ice
for
the
sam
e.
W
here
th
e Fi
nanc
ial
Con
trib
utio
n is
be
ing
clai
med
ag
ains
t co
sts
and
expe
nses
in
curr
ed
by
the
Inst
itutio
n, e
ach
invo
ice
mus
t be
acc
ompa
nied
by
a st
atem
ent
cert
ified
by
an
auth
oris
ed o
ffic
er o
f th
e In
stitu
tion.
3.
2 U
nles
s an
y VAT
exem
ptio
n ap
plie
s, a
ll am
ount
s pa
yabl
e to
the
Ins
titut
ion
unde
r th
is A
gree
men
t ar
e ex
clus
ive
of V
AT
whi
ch t
he C
olla
bora
tor
will
pay
at
the
rate
fr
om t
ime
to t
ime
pres
crib
ed b
y la
w.
3.3
If t
he C
olla
bora
tor
fails
to
mak
e an
y pa
ymen
t du
e to
the
Ins
titut
ion
unde
r th
is
Agr
eem
ent,
w
ithou
t pr
ejud
ice
to an
y ot
her
righ
t or
re
med
y av
aila
ble
to th
e In
stitu
tion,
th
e In
stitu
tion
may
ch
arge
in
tere
st
(bot
h be
fore
an
d af
ter
any
judg
emen
t) o
n th
e am
ount
out
stan
ding
, on
a d
aily
bas
is [
at t
he r
ate
of [
four
] pe
r ce
nt p
er a
nnum
abo
ve t
he L
ondo
n 3
mon
th I
nter
bank
Off
er R
ate
from
tim
e to
tim
e in
for
ce]
OR
[in
acc
orda
nce
with
the
Lat
e Pa
ymen
ts o
f Com
mer
cial
Deb
ts
(Int
eres
t)
Act
19
98
as am
ende
d by
th
e La
te
Paym
ent
of Com
mer
cial
D
ebts
Reg
ulat
ions
201
3].
Tha
t in
tere
st w
ill b
e ca
lcul
ated
fro
m t
he d
ate
or las
t da
te f
or
paym
ent
to
the
actu
al
date
of
pa
ymen
t,
both
da
tes
incl
usiv
e,
and
will
be
co
mpo
unde
d qu
arte
rly.
Th
e Col
labo
rato
r w
ill p
ay t
hat
inte
rest
to
the
Inst
itutio
n on
dem
and.
3.
4 [E
xcep
t as
set
out
in
the
Proj
ect
Plan
,] t
he I
nstit
utio
n w
ill o
wn
all
equi
pmen
t pu
rcha
sed
or c
onst
ruct
ed b
y it,
or
for
it, u
sing
the
Fin
anci
al C
ontr
ibut
ion
[or
any
Exte
rnal
Fun
ding
].
4.
US
E A
ND
EX
PLO
ITA
TIO
N O
F IN
TELL
ECTU
AL
PR
OP
ERTY
RIG
HTS
4.
1 Th
is A
gree
men
t do
es n
ot a
ffec
t th
e ow
ners
hip
of a
ny I
ntel
lect
ual Pr
oper
ty R
ight
s in
any
Bac
kgro
und
or in
any
othe
r te
chno
logy
, de
sign
, w
ork,
inv
entio
n, s
oftw
are,
da
ta,
tech
niqu
e, K
now
-how
, or
mat
eria
ls w
hich
are
not
Res
ults
. T
he I
ntel
lect
ual
Prop
erty
Rig
hts
in t
hem
will
rem
ain
the
prop
erty
of
the
Part
y w
hich
con
trib
uted
th
em t
o th
e Pr
ojec
t (o
r its
lic
enso
rs).
N
o lic
ence
to
use
any
Inte
llect
ual Pr
oper
ty
Rig
hts
is g
rant
ed o
r im
plie
d by
thi
s Agr
eem
ent
exce
pt t
he r
ight
s ex
pres
sly
set
out
in t
his
Agr
eem
ent.
4.
2 Ea
ch P
arty
gra
nts
the
othe
r a
roya
lty-f
ree,
ful
ly p
aid-
up,
non-
excl
usiv
e lic
ence
to
use
its B
ackg
roun
d fo
r th
e pu
rpos
e of
car
ryin
g ou
t th
e Pr
ojec
t.
Nei
ther
Par
ty m
ay
gran
t an
y su
b-lic
ence
to
use
the
othe
r's
Bac
kgro
und
exce
pt t
hat
the
Col
labo
rato
r m
ay a
llow
any
Gro
up C
ompa
ny a
nd a
ny p
erso
n w
orki
ng f
or o
r on
beh
alf
of t
he
Col
labo
rato
r or
any
Gro
up C
ompa
ny,
to u
se t
he I
nstit
utio
n's
Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect.
4.
3 Th
e In
stitu
tion
will
ow
n th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
the
Res
ults
, an
d m
ay
take
suc
h st
eps
as it
may
dec
ide
from
tim
e to
tim
e, a
t its
exp
ense
, to
reg
iste
r an
d m
aint
ain
any
prot
ectio
n fo
r th
e In
telle
ctua
l Pr
oper
ty
Rig
hts
in
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
and
ta
king
an
y ac
tion
in
resp
ect
of
any
alle
ged
or
actu
al
infr
inge
men
t of
an
y In
telle
ctua
l Pro
pert
y Rig
hts
in t
he R
esul
ts.
4.
4 Th
e Col
labo
rato
r w
ill e
nsur
e th
at its
em
ploy
ees
and
thos
e of
any
Gro
up C
ompa
ny
invo
lved
in t
he c
reat
ion
of t
he R
esul
ts g
ive
the
Inst
itutio
n su
ch a
ssis
tanc
e (e
xcep
t fin
anci
al a
ssis
tanc
e) a
s th
e In
stitu
tion
may
rea
sona
bly
requ
est
in c
onne
ctio
n w
ith
the
regi
stra
tion
and
prot
ectio
n of
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
any
of
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
, an
d ta
king
any
act
ion
in r
espe
ct o
f an
y al
lege
d or
act
ual
infr
inge
men
t of
any
In
telle
ctua
l Pro
pert
y Rig
hts
in a
ny o
f th
e Res
ults
. 4.
5 W
here
any
thi
rd p
arty
suc
h as
a s
tude
nt o
r co
ntra
ctor
is
or h
as b
een
invo
lved
in
the
Proj
ect,
the
Par
ty e
ngag
ing
that
thi
rd p
arty
will
ens
ure
that
tha
t th
ird
part
y ha
s as
sign
ed t
o it
(inc
ludi
ng m
akin
g a
pros
pect
ive
assi
gnm
ent
whe
re a
ppro
pria
te)
all r
ight
s w
hich
tha
t th
ird
part
y m
ay h
ave
in t
he R
esul
ts in
ord
er t
o be
abl
e to
giv
e ef
fect
to
the
prov
isio
ns o
f th
is c
laus
e 4.
4.
6 Th
e In
stitu
tion
gran
ts t
o th
e Col
labo
rato
r a
non-
excl
usiv
e, i
ndef
inite
, [f
ully
pai
d-up
, ro
yalty
fre
e] lic
ence
(w
ith t
he r
ight
to
sub-
licen
se t
o an
y G
roup
Com
pany
and
to
an
y pe
rson
w
orki
ng
for,
or
on
be
half
of,
the
Col
labo
rato
r or
an
y G
roup
Com
pany
, bu
t on
ly f
or t
he p
urpo
se o
f ca
rryi
ng o
ut t
hat
wor
k, a
nd o
ther
wis
e w
ithou
t th
e righ
t to
sub
-lic
ense
) to
use
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
the
Res
ults
for
any
pur
pose
[w
ithin
the
Fie
ld]
in t
he T
errito
ry.
5.
AC
AD
EM
IC P
UB
LIC
ATI
ON
AN
D I
MP
AC
T 5.
1 Th
e Pr
ojec
t is
und
erta
ken
by t
he I
nstit
utio
n in
pur
suan
ce o
f a
prim
ary
char
itabl
e pu
rpos
e of
the
Ins
titut
ion;
tha
t is
the
adv
ance
men
t of
edu
catio
n th
roug
h te
achi
ng
and
rese
arch
. Th
eref
ore,
not
with
stan
ding
any
oth
er p
rovi
sion
of
this
Agr
eem
ent,
an
y em
ploy
ee o
r st
uden
t of
the
Ins
titut
ion
(in
each
cas
e w
heth
er o
r no
t in
volv
ed
in t
he P
roje
ct)
may
, pr
ovid
ed t
he I
nstit
utio
n ha
s no
t re
ceiv
ed a
Con
fiden
tialit
y N
otic
e un
der
clau
se 5
.2:
5.
1.1
disc
uss
wor
k un
dert
aken
as
part
of
the
Proj
ect
in I
nstit
utio
n se
min
ars,
tu
torial
s an
d le
ctur
es;
and
217
5.
1.2
Publ
ish
any
Bac
kgro
und
of t
he C
olla
bora
tor
or a
ny o
f th
e Res
ults
. 5.
2 Th
e In
stitu
tion
will
sub
mit
to t
he C
olla
bora
tor,
in
writing
, de
tails
of
any
of t
he
Res
ults
and
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch a
ny e
mpl
oyee
or
stud
ent
of t
he I
nstit
utio
n in
tend
s to
Pub
lish,
at
leas
t [3
0][6
0] O
R [
90]
days
bef
ore
the
date
of
the
prop
osed
sub
mis
sion
for
Pub
licat
ion.
Th
e Col
labo
rato
r m
ay,
by g
ivin
g w
ritt
en n
otic
e to
the
Ins
titut
ion
(a C
on
fid
enti
alit
y N
oti
ce):
5.2.
1 re
quire
the
Inst
itutio
n to
del
ay t
he p
ropo
sed
Publ
icat
ion
for
a m
axim
um o
f [i
nser
t pe
riod
] m
onth
(s)
afte
r re
ceip
t of
the
Con
fiden
tialit
y N
otic
e if,
in
the
Col
labo
rato
r's
reas
onab
le o
pini
on,
that
del
ay is
nece
ssar
y in
ord
er t
o se
ek
pate
nt o
r ot
her
prot
ectio
n fo
r an
y of
the
Int
elle
ctua
l Pro
pert
y Rig
hts
in a
ny
of t
he R
esul
ts o
r in
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch a
re t
o be
Pu
blis
hed;
or
5.
2.2
prev
ent
the
Publ
icat
ion
of a
ny o
f th
e Col
labo
rato
r's
Bac
kgro
und
whi
ch i
s Con
fiden
tial In
form
atio
n an
d w
hich
can
not
be p
rote
cted
by
pate
nt o
r ot
her
Inte
llect
ual Pr
oper
ty R
ight
reg
istr
atio
n [o
r w
hich
may
be
prot
ecte
d in
tha
t w
ay b
ut w
hich
the
Col
labo
rato
r ha
s ch
osen
not
to
prot
ect
in t
hat
way
].
The
Col
labo
rato
r m
ust
give
tha
t Con
fiden
tialit
y N
otic
e w
ithin
[15
] O
R [
30]
days
af
ter
the
Col
labo
rato
r re
ceiv
es
deta
ils
of
the
prop
osed
Pu
blic
atio
n.
If
th
e In
stitu
tion
does
no
t re
ceiv
e a
Con
fiden
tial
ity
Not
ice
with
in
that
pe
riod
, th
e pr
opos
ed
Publ
icat
ion
may
pr
ocee
d,
[exc
ept
in
rela
tion
to
the
Col
labo
rato
r’s
Bac
kgro
und
whi
ch i
s th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
and
whi
ch m
ay
not
be P
ublis
hed
unle
ss t
he C
olla
bora
tor
has
give
n its
writt
en c
onse
nt t
o th
at
Publ
icat
ion]
.
5.3
The
Col
labo
rato
r ac
know
ledg
es t
hat
the
Inst
itutio
n is
req
uire
d by
its
fun
ders
to
dem
onst
rate
the
Ins
titut
ion’
s im
pact
on
soci
ety
and
agre
es t
o pr
ovid
e to
the
In
stitu
tion
any
info
rmat
ion
whi
ch t
he I
nstit
utio
n re
ason
ably
req
uest
s in
ord
er t
o al
low
it
to d
emon
stra
te t
hat
impa
ct p
rovi
ded
that
, un
der
or p
ursu
ant
to t
his
clau
se:
the
Inst
itutio
n w
ill
not
be
entit
led
to
rece
ive
or di
sclo
se
any
of th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
or
any
info
rmat
ion
whi
ch
iden
tifie
s or
al
low
s an
y liv
ing
indi
vidu
al t
o be
ide
ntifi
ed a
nd t
he i
nfor
mat
ion
requ
este
d an
d di
sclo
sed
unde
r or
pur
suan
t to
thi
s cl
ause
will
be
gene
ral i
n na
ture
. 6.
C
ON
FID
ENT
IALI
TY
6.1
[With
out
prej
udic
e to
any
obl
igat
ions
of
conf
iden
tialit
y in
the
Fun
ding
Con
ditio
ns,]
su
bjec
t to
cla
use
5, n
eith
er P
arty
will
[,
eith
er d
urin
g th
e Pr
ojec
t Pe
riod
or
for
[3][
5][7
] O
R [
10]
year
s af
ter
the
end
of t
he P
roje
ct P
erio
d,]
disc
lose
to
any
third
pa
rty,
nor
use
for
any
pur
pose
exc
ept
as e
xpre
ssly
per
mitt
ed b
y th
is A
gree
men
t,
any
of t
he o
ther
Par
ty's
Con
fiden
tial
Inf
orm
atio
n.
6.2
Nei
ther
Par
ty (
the
Rec
ipie
nt)
will
be
in b
reac
h of
any
obl
igat
ion
to k
eep
any
of
the
othe
r Pa
rty’
s Con
fiden
tial
Info
rmat
ion
conf
iden
tial or
not
to
disc
lose
it
to a
ny
othe
r pa
rty
to t
he e
xten
t th
at:
6.
2.1
if it
is r
ecei
ved
from
the
oth
er P
arty
, it
is k
now
n to
the
Rec
ipie
nt o
r an
y G
roup
Com
pany
(de
mon
stra
ble
by w
ritt
en r
ecor
ds)
befo
re its
rec
eipt
fro
m
the
othe
r Pa
rty,
and
not
alrea
dy s
ubje
ct t
o an
y ob
ligat
ion
of c
onfid
ential
ity
to t
he o
ther
Par
ty;
6.2.
2 it
is o
r be
com
es p
ublic
ly k
now
n w
ithou
t an
y br
each
of
this
Agr
eem
ent
or
any
othe
r un
dert
akin
g to
kee
p it
conf
iden
tial
;
6.
2.3
it ha
s be
en o
btai
ned
by t
he R
ecip
ient
or
any
Gro
up C
ompa
ny f
rom
a t
hird
pa
rty
in c
ircum
stan
ces
whe
re t
he R
ecip
ient
has
no
reas
on t
o be
lieve
tha
t th
ere
has
been
a b
reac
h of
an
oblig
atio
n of
con
fiden
tialit
y ow
ed t
o th
e ot
her
Part
y;
6.
2.4
it ha
s be
en
inde
pend
ently
de
velo
ped
by
the
Rec
ipie
nt
or
any
Gro
up
Com
pany
with
out
refe
renc
e to
the
oth
er P
arty
’s C
onfid
ential
Inf
orm
atio
n;
6.2.
5 it
is
disc
lose
d pu
rsua
nt
to
the
requ
irem
ent
of
any
law
or
re
gula
tion
(pro
vide
d, in
the
cas
e of
a d
iscl
osur
e un
der
the
Free
dom
of In
form
atio
n Act
20
00 or
th
e En
viro
nmen
tal
Info
rmat
ion
Reg
ulat
ions
200
4, no
ne o
f th
e ex
cept
ions
to
that
Ac
t or
tho
se Reg
ulat
ions
ap
plie
s to
th
e in
form
atio
n di
sclo
sed)
or
purs
uant
to
the
ord
er o
f an
y Cou
rt o
f co
mpe
tent
jur
isdi
ctio
n or
the
req
uire
men
t of
any
com
pete
nt r
egul
ator
y au
thor
ity,
and
that
, in
ea
ch
case
w
here
th
e la
w
perm
its,
the
Part
y re
quired
to
m
ake
that
di
sclo
sure
has
inf
orm
ed t
he o
ther
, w
ithin
a r
easo
nabl
e tim
e af
ter
bein
g re
quired
to
mak
e th
e di
sclo
sure
, of
the
req
uire
men
t to
dis
clos
e an
d th
e in
form
atio
n re
quired
to
be d
iscl
osed
; or
6.
2.6
it is
app
rove
d fo
r re
leas
e in
writing
by
an a
utho
rise
d re
pres
enta
tive
of t
he
othe
r Pa
rty.
6.
3 Th
e In
stitu
tion
will
no
t be
in
br
each
of
an
y ob
ligat
ion
to
keep
an
y of
th
e Col
labo
rato
r's
Bac
kgro
und
or i
nfor
mat
ion,
con
fiden
tial
or n
ot t
o di
sclo
se i
t to
any
th
ird
part
y, b
y:
6.
3.1
[exc
ept
in
rela
tion
to
the
Col
labo
rato
r’s
Bac
kgro
und
whi
ch
is
the
Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion,
] Pu
blis
hing
an
y of
th
em
if th
e In
stitu
tion
has
follo
wed
the
pro
cedu
re i
n cl
ause
5.2
and
has
rec
eive
d no
Con
fiden
tialit
y N
otic
e w
ithin
the
per
iod
stat
ed in
tha
t cl
ause
; or
6.
3.2
mak
ing
them
ava
ilabl
e to
any
stu
dent
of
the
Inst
itutio
n w
ho n
eeds
to
know
th
em i
n or
der
to e
xerc
ise
the
right
s gr
ante
d in
thi
s Agr
eem
ent,
pro
vide
d th
ey a
re n
ot u
sed
exce
pt a
s ex
pres
sly
perm
itted
by
this
Agr
eem
ent
and
the
stud
ent
unde
rtak
es t
o ke
ep t
hat
Bac
kgro
und
and
info
rmat
ion
conf
iden
tial
. 6.
4 Th
e Col
labo
rato
r w
ill no
t be
in
br
each
of
an
y ob
ligat
ion
to ke
ep an
y of
th
e In
stitu
tion'
s Bac
kgro
und,
Res
ults
or
ot
her
info
rmat
ion
conf
iden
tial
or
no
t to
di
sclo
se
them
to
an
y th
ird
part
y,
by
mak
ing
them
av
aila
ble
to
any
Gro
up
Com
pany
, or
any
per
son
wor
king
for
or
on b
ehal
f of
the
Col
labo
rato
r or
any
Gro
up
Com
pany
, w
ho n
eeds
to
know
the
sam
e in
ord
er t
o ex
erci
se t
he r
ight
s gr
ante
d in
th
is A
gree
men
t, p
rovi
ded
they
are
not
use
d ex
cept
as
expr
essl
y pe
rmitt
ed b
y th
is
Agr
eem
ent
and
the
reci
pien
t un
dert
akes
to
keep
the
m c
onfid
ential
. 6.
5 [N
eith
er P
arty
will
be
in b
reac
h of
any
obl
igat
ion
to k
eep
any
of t
he o
ther
Par
ty’s
Con
fiden
tial
Inf
orm
atio
n, c
onfid
ential
or
not
to d
iscl
ose
it to
any
thi
rd p
arty
by
disc
losi
ng it
to
the
Fund
ing
Bod
y in
acc
orda
nce
with
the
Fun
ding
Con
ditio
ns.]
6.
6 If
the
Ins
titut
ion
rece
ives
a r
eque
st u
nder
the
Fre
edom
of
Info
rmat
ion
Act
200
0 to
di
sclo
se
any
info
rmat
ion
whi
ch,
unde
r th
is
Agr
eem
ent,
is
th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion,
it
will
not
ify t
he C
olla
bora
tor
and
will
con
sult
with
the
Col
labo
rato
r pr
ompt
ly a
nd b
efor
e m
akin
g an
y di
sclo
sure
und
er t
hat
Act
or t
hose
Reg
ulat
ions
, th
e In
stitu
tion
will
, w
here
app
ropr
iate
, ta
ke l
egal
adv
ice
rega
rdin
g th
e av
aila
bilit
y an
d ap
plic
abili
ty o
f an
y ex
empt
ions
and
any
oth
er o
ptio
ns a
vaila
ble,
an
d w
ill n
otify
the
Col
labo
rato
r of
the
int
ende
d re
spon
se t
o th
at r
eque
st.
The
Col
labo
rato
r w
ill r
espo
nd t
o th
e In
stitu
tion
with
in 1
0 da
ys a
fter
rec
eivi
ng t
he
218
Inst
itutio
n’s
notic
e if
that
not
ice
requ
ests
the
Col
labo
rato
r to
pro
vide
inf
orm
atio
n to
ass
ist
the
Inst
itutio
n to
det
erm
ine
whe
ther
or
not
an e
xem
ptio
n to
the
Fre
edom
of
In
form
atio
n Act
20
00
or
the
Envi
ronm
enta
l In
form
atio
n Reg
ulat
ions
20
04
appl
ies
to t
he i
nfor
mat
ion
requ
este
d un
der
that
Act
or
thos
e Reg
ulat
ions
. Th
e Col
labo
rato
r m
ay
mak
e re
pres
enta
tions
in
re
latio
n to
th
at
requ
est
and
the
prop
osed
res
pons
e an
d m
ay r
eque
st a
men
dmen
ts t
o th
e pr
opos
ed r
espo
nse.
[At
the
Col
labo
rato
r’s
requ
est,
exc
ept
in o
rder
to
com
ply
with
any
cou
rt o
rder
or
any
deci
sion
of
th
e In
form
atio
n Com
mis
sion
er
or
the
Info
rmat
ion
Trib
unal
, th
e In
stitu
tion
will
not
dis
clos
e an
y in
form
atio
n w
hich
, un
der
this
Agr
eem
ent,
is
the
Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
in
resp
onse
to
a
requ
est
unde
r th
e Fr
eedo
m o
f In
form
atio
n Act
200
0 or
the
Env
iron
men
tal
Info
rmat
ion
Reg
ulat
ions
20
04 p
rovi
ded
that
:
6.6.
1 th
e Col
labo
rato
r m
akes
th
at
requ
est
in
writin
g w
ithin
10
da
ys
afte
r re
ceiv
ing
the
Inst
itution
’s n
otic
e gi
ven
unde
r th
is c
laus
e 6.
6; a
nd
6.
6.2
the
Col
labo
rato
r in
dem
nifie
s th
e In
stitu
tion
and
its e
mpl
oyee
s an
d st
uden
ts
(th
e In
dem
nif
ied
P
arti
es),
an
d ke
eps
them
fu
lly
and
effe
ctiv
ely
inde
mni
fied,
ag
ains
t ea
ch
and
ever
y cl
aim
m
ade
agai
nst
any
of
the
Inde
mni
fied
Part
ies
as a
res
ult
of t
he I
nstit
utio
n no
t m
akin
g an
y di
sclo
sure
of
th
e Col
labo
rato
r’s
Con
fiden
tial
info
rmat
ion
in re
spon
se to
a
requ
est
unde
r th
e Fr
eedo
m
of
Info
rmat
ion
Act
20
00
or
the
Envi
ronm
enta
l In
form
atio
n Reg
ulat
ions
200
4.]
6.7
Nei
ther
Par
ty w
ill u
se t
he o
ther
’s n
ame
or t
he n
ame
of a
ny o
f th
e Key
Per
sonn
el
prov
ided
by
the
othe
r Pa
rty
or t
he o
ther
Par
ty’s
log
o in
any
pre
ss r
elea
se o
r pr
oduc
t ad
vert
isin
g, o
r fo
r an
y ot
her
prom
otio
nal pu
rpos
e, w
ithou
t fir
st o
btai
ning
th
e ot
her
Part
y’s
writt
en c
onse
nt.
6.8
[Not
with
stan
ding
an
y ot
her
prov
isio
n of
th
is
Agr
eem
ent,
th
e In
stitu
tion
may
id
entif
y th
e su
ms
rece
ived
fro
m t
he C
olla
bora
tor
in t
he I
nstit
utio
n’s
Ann
ual R
epor
t an
d si
mila
r pu
blic
atio
ns][
, an
d th
e Col
labo
rato
r m
ay,
in o
rder
to
com
ply
with
any
tr
ansp
aren
cy r
epor
ting
oblig
atio
ns t
o w
hich
it
is s
ubje
ct,
publ
ish
deta
ils o
f an
y tr
ansf
ers
of v
alue
].]
7.
LIM
ITA
TIO
N O
F LI
AB
ILIT
Y
7.1
Each
of
the
Part
ies
war
rant
s to
the
oth
er t
hat,
to
the
best
of
its k
now
ledg
e an
d be
lief
(hav
ing
mad
e re
ason
able
enq
uiry
of
thos
e of
its
em
ploy
ees
invo
lved
in
the
Proj
ect
or l
ikel
y to
hav
e re
leva
nt k
now
ledg
e[,
and
in t
he c
ase
of t
he I
nstit
utio
n an
y st
uden
t in
volv
ed i
n th
e Pr
ojec
t],
but
not
havi
ng m
ade
any
sear
ch o
f an
y pu
blic
reg
iste
r),
any
advi
ce o
r in
form
atio
n gi
ven
by i
t or
any
of
its e
mpl
oyee
s or
st
uden
ts
who
w
ork
on
the
Proj
ect,
or
th
e co
nten
t or
us
e of
an
y Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
conn
ection
with
the
Pr
ojec
t, w
ill n
ot c
onst
itute
or
resu
lt in
any
infr
inge
men
t of
thi
rd p
arty
rig
hts.
O
R
7.
1 N
eith
er o
f th
e Pa
rtie
s m
akes
any
rep
rese
ntat
ion
or g
ives
any
war
rant
y to
the
ot
her
that
any
adv
ice
or i
nfor
mat
ion
give
n by
it
or a
ny o
f its
em
ploy
ees
or
stud
ents
who
wor
k or
hav
e w
orke
d on
the
Pro
ject
, or
the
con
tent
or
use
of a
ny
Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
conn
ectio
n w
ith t
he P
roje
ct,
will
not
con
stitu
te o
r re
sult
in a
ny i
nfring
emen
t of
thi
rd-p
arty
righ
ts.
7.2
Exce
pt
unde
r [t
he
war
rant
y in
cl
ause
7.
1 an
d]
the
inde
mni
ties
in
clau
ses
[6.6
, ]7
.3 a
nd 7
.4,
and
subj
ect
to c
laus
e 7.
8, n
eith
er P
arty
acc
epts
any
liab
ility
or
resp
onsi
bilit
y fo
r an
y us
e w
hich
may
be
mad
e by
the
oth
er P
arty
of
any
of t
he
Res
ults
, no
r fo
r an
y re
lianc
e w
hich
may
be
plac
ed b
y th
at o
ther
Par
ty o
n an
y of
th
e Res
ults
, no
r fo
r ad
vice
or
info
rmat
ion
give
n in
con
nect
ion
with
any
of
the
Res
ults
. 7.
3 Sub
ject
to
clau
se 7
.7.1
, th
e Col
labo
rato
r [a
nd t
he I
nstit
utio
n] (
the
Ind
emn
ifyi
ng
P
arty
) w
ill i
ndem
nify
the
oth
er P
arty
, an
d its
em
ploy
ees
and
stud
ents
(to
geth
er
the
Ind
emn
ifie
d
Par
ties
), an
d ke
ep th
em f
ully
an
d ef
fect
ivel
y in
dem
nifie
d,
agai
nst
each
and
eve
ry c
laim
mad
e ag
ains
t an
y of
the
Ind
emni
fied
Part
ies
as a
re
sult
of t
he I
ndem
nify
ing
Part
y’s
use
of a
ny o
f th
e fo
llow
ing:
the
Res
ults
and
any
m
ater
ials
, w
orks
or
info
rmat
ion
rece
ived
fro
m a
n In
dem
nifie
d Pa
rty
purs
uant
to
this
Agr
eem
ent,
pro
vide
d th
at t
he I
ndem
nifie
d Pa
rty
mus
t:
7.
3.1
prom
ptly
not
ify t
he I
ndem
nify
ing
Part
y of
det
ails
of
the
clai
m;
7.3.
2 no
t m
ake
any
adm
issi
on in
rel
atio
n to
the
cla
im;
7.3.
3 ta
ke r
easo
nabl
e st
eps
to m
itiga
te its
los
ses
and
expe
nses
aris
ing
from
the
cl
aim
; 7.
3.4
allo
w th
e In
dem
nify
ing
Part
y to
ha
ve th
e co
nduc
t of
th
e de
fenc
e an
d se
ttle
men
t of
the
cla
im;
and
7.3.
4 gi
ve t
he I
ndem
nify
ing
Part
y al
l rea
sona
ble
assi
stan
ce (
at t
he I
ndem
nify
ing
Part
y’s
expe
nse)
in d
ealin
g w
ith t
he c
laim
.
Th
e in
dem
nity
in
this
cla
use
7.3
will
not
app
ly t
o th
e ex
tent
tha
t th
e cl
aim
arise
s as
a
resu
lt of
the
Ind
emni
fied
Part
y's
negl
igen
ce,
its b
reac
h of
cla
use
6, its
de
liber
ate
brea
ch o
f th
is A
gree
men
t or
its
kno
win
g in
frin
gem
ent
of a
ny t
hird
pa
rty’
s In
telle
ctua
l Pr
oper
ty R
ight
s or
its
kno
win
g br
each
of
any
third
part
y’s
righ
ts o
f co
nfid
ence
. 7.
4 Sub
ject
to
clau
se 7
.7.3
, ea
ch P
arty
will
ind
emni
fy t
he o
ther
and
kee
p it
fully
and
ef
fect
ivel
y in
dem
nifie
d on
dem
and
agai
nst
all
cost
s, c
laim
s, d
eman
ds,
expe
nses
an
d lia
bilit
ies
of a
ny n
atur
e ar
isin
g ou
t of
or
in c
onne
ctio
n w
ith a
ny b
reac
h by
it o
f Sch
edul
e 6.
7.
5 Sub
ject
to
cl
ause
7.
7 an
d 7.
8, an
d ex
cept
un
der
the
inde
mni
ties
in
cl
ause
s [6
.6,
]7.3
and
7.4
, th
e lia
bilit
y of
eith
er P
arty
to
the
othe
r fo
r an
y br
each
of
this
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er w
ay o
ut o
f th
e su
bjec
t m
atte
r of
thi
s Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill n
ot e
xten
d to
:
7.5.
1 an
y in
dire
ct d
amag
es o
r lo
sses
; 7.
5.2
any
loss
of
prof
its,
loss
of
reve
nue,
lo
ss o
f da
ta,
loss
of
con
trac
ts o
r op
port
unity
, w
heth
er d
irec
t or
indi
rect
,
even
, in
eac
h ca
se,
if th
e Pa
rty
brin
ging
the
cla
im h
as a
dvis
ed t
he o
ther
of
the
poss
ibili
ty o
f th
ose
loss
es,
or if
the
y w
ere
with
in t
he o
ther
Par
ty's
con
tem
plat
ion.
7.
6 Sub
ject
to
clau
ses
7.7
and
7.8,
the
agg
rega
te l
iabi
lity
of e
ach
Part
y to
the
oth
er
for
all a
nd a
ny b
reac
hes
of t
his
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er
way
out
of
the
subj
ect
mat
ter
of t
his
Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill
not
exce
ed in
tot
al [
the
Fina
ncia
l Con
trib
utio
n][t
he p
ortio
n of
the
Ext
erna
l Fun
ding
al
loca
ted
to t
hat
Part
y] O
R [
£ins
ert
figur
e].
219
7.7
Sub
ject
in
each
cas
e to
cla
use
7.8,
the
agg
rega
te l
iabi
lity
of e
ach
Part
y to
the
ot
her:
7.7.
1 un
der
the
inde
mni
ty in
cla
use
7.3
will
not
exc
eed
in t
otal
£[i
nser
t fig
ure]
; 7.
7.2
unde
r th
e in
dem
nity
in
clau
se 7
.4 w
ill n
ot e
xcee
d in
tot
al £
[ins
ert
figur
e];
and
[7
.7.3
for
all
and
any
brea
ches
of
the
Fund
ing
Con
ditio
ns w
ill n
ot e
xcee
d in
tot
al
[the
am
ount
of
the
Exte
rnal
Fun
ding
]].
7.8
Not
hing
in t
his
Agr
eem
ent
limits
or
excl
udes
eith
er P
arty
's li
abili
ty for
:
7.8.
1 de
ath
or p
erso
nal i
njur
y ca
used
by
negl
igen
ce;
7.8.
2 an
y fr
aud
or f
or a
ny s
ort
of l
iabi
lity
that
, by
law
, ca
nnot
be
limite
d or
ex
clud
ed;
7.8.
4 an
y lo
ss o
r da
mag
e ca
used
by
a de
liber
ate
brea
ch o
f th
is A
gree
men
t.
7.
9 Th
e ex
pres
s un
dert
akin
gs a
nd w
arra
ntie
s gi
ven
by t
he P
artie
s in
thi
s Agr
eem
ent
are
in li
eu o
f al
l oth
er w
arra
ntie
s, c
ondi
tions
, te
rms,
und
erta
king
s an
d ob
ligat
ions
, w
heth
er e
xpre
ss o
r im
plie
d by
sta
tute
, co
mm
on la
w,
cust
om,
trad
e us
age,
cou
rse
of d
ealin
g or
in
any
othe
r w
ay.
All
of t
hese
are
exc
lude
d to
the
ful
lest
ext
ent
perm
itted
by
law
. 8.
FO
RC
E M
AJE
UR
E
If t
he p
erfo
rman
ce b
y a
Part
y of
any
of
its o
blig
atio
ns u
nder
thi
s Agr
eem
ent
(exc
ept
a pa
ymen
t ob
ligat
ion)
is
dela
yed
or p
reve
nted
by
circ
umst
ance
s be
yond
its
rea
sona
ble
cont
rol,
that
Par
ty w
ill n
ot b
e in
bre
ach
of t
his
Agr
eem
ent
beca
use
of t
hat
dela
y in
per
form
ance
. H
owev
er,
if th
e de
lay
in p
erfo
rman
ce la
sts
for
mor
e th
an [
3] O
R [
6] m
onth
s, t
he o
ther
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t w
ith
imm
edia
te e
ffec
t by
gi
ving
writt
en no
tice
to t
he Pa
rty
who
se pe
rfor
man
ce is
de
laye
d or
pre
vent
ed.
9.
TER
MIN
ATI
ON
9.
1 Ei
ther
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t w
ith im
med
iate
eff
ect
by g
ivin
g no
tice
to t
he o
ther
Par
ty if
the
oth
er P
arty
:
9.
1.1
is i
n br
each
of
any
prov
isio
n of
thi
s Agr
eem
ent
and
(if
it is
cap
able
of
rem
edy)
the
bre
ach
has
not
been
rem
edie
d w
ithin
[30
][60
] O
R [
90]
days
af
ter
rece
ipt
of
writt
en
notic
e sp
ecify
ing
the
brea
ch
and
requ
irin
g its
re
med
y;
9.1.
2 be
com
es i
nsol
vent
, or
if
an o
rder
is
mad
e or
a r
esol
utio
n is
pas
sed
for
its
win
ding
up
(exc
ept
volu
ntar
ily f
or t
he p
urpo
se o
f so
lven
t am
alga
mat
ion
or
reco
nstr
uctio
n),
or i
f an
adm
inis
trat
or,
adm
inis
trat
ive
rece
iver
or
rece
iver
is
app
oint
ed o
ver
the
who
le o
r an
y pa
rt o
f th
e ot
her
part
y's
asse
ts,
or i
f th
e ot
her
part
y m
akes
any
arr
ange
men
t w
ith it
s cr
edito
rs;
or
9.1.
3 co
mm
its a
ny b
reac
h of
Sch
edul
e 5
[or
Sch
edul
e 7]
.
9.2
Each
of
the
Part
ies
will
not
ify t
he o
ther
pro
mpt
ly i
f at
any
tim
e an
y of
the
Key
Pe
rson
nel a
ppoi
nted
by
that
Par
ty is
una
ble
or u
nwill
ing
to c
ontin
ue t
o be
invo
lved
in
the
Pro
ject
. W
ithin
[3]
OR
[6]
mon
ths
afte
r th
e da
te o
f th
at n
otic
e, t
he P
arty
w
ho or
igin
ally
ap
poin
ted
that
m
embe
r of
th
e Key
Pe
rson
nel
will
no
min
ate
a su
cces
sor.
Th
e ot
her
Part
y w
ill n
ot u
nrea
sona
bly
refu
se t
o ac
cept
the
nom
inat
ed
succ
esso
r, b
ut if
the
succ
esso
r is
not
acc
epta
ble
to t
he o
ther
Par
ty o
n re
ason
able
gr
ound
s, o
r if
the
appo
into
r ca
nnot
fin
d a
succ
esso
r, e
ither
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t by
giv
ing
the
othe
r no
t le
ss t
han
[3]
mon
ths'
not
ice.
9.
3 [T
he
Col
labo
rato
r m
ay
term
inat
e th
is
Agr
eem
ent
at
any
time
prov
ided
th
e Col
labo
rato
r co
mpl
ies
with
cl
ause
s 9.
6 an
d 9.
7,
by gi
ving
no
t le
ss
than
[3
] m
onth
s' n
otic
e to
the
Ins
titut
ion.
]
9.4
Cla
uses
1,
3, 4
(su
bjec
t to
cla
use
9.5)
, 5,
6,
7, 8
, 9.
4, 9
.5,
9.6,
9.7
, 9.
8 an
d 10
w
ill s
urvi
ve t
he c
ompl
etio
n of
the
Pro
ject
or
the
term
inat
ion
of t
his
Agr
eem
ent
for
any
reas
on a
nd w
ill c
ontin
ue i
n fu
ll fo
rce
and
effe
ct i
ndef
inite
ly o
r, i
n th
e ca
se o
f cl
ause
6, in
acc
orda
nce
with
cla
use
6.1.
9.
5 O
n th
e te
rmin
atio
n of
thi
s Agr
eem
ent
unde
r cl
ause
s 8,
9.1
, 9.
2 or
9.3
all
righ
ts
and
licen
ces
gran
ted
by o
ne P
arty
to
the
othe
r Pa
rty
unde
r or
pur
suan
t to
thi
s Agr
eem
ent
will
aut
omat
ical
ly t
erm
inat
e ex
cept
:
9.5.
1 an
y righ
t to
Pub
lish
in a
ccor
danc
e w
ith c
laus
e 5;
and
9.
5.2
if th
e Col
labo
rato
r te
rmin
ates
thi
s Agr
eem
ent
in a
ccor
danc
e w
ith c
laus
e 9.
1,
the
licen
ce g
rant
ed t
o th
e Col
labo
rato
r un
der
clau
se 4
.6 w
ill s
urvi
ve t
he
term
inat
ion
of t
his
Agr
eem
ent
and
will
con
tinue
inde
finite
ly.
9.6
On
the
term
inat
ion
of t
his
Agr
eem
ent,
the
Col
labo
rato
r w
ill p
ay t
he I
nstit
utio
n fo
r al
l w
ork
done
bef
ore
term
inat
ion
[and
not
cov
ered
by
the
Exte
rnal
Fun
ding
]. I
f te
rmin
atio
n oc
curs
pu
rsua
nt
to
clau
se 9.
2 [o
r 9.
3],
the
Col
labo
rato
r w
ill
re-
imbu
rse
the
Inst
itutio
n fo
r al
l co
sts
and
expe
nses
w
hich
th
e In
stitu
tion
ha
s in
curr
ed o
r ag
reed
to
incu
r an
d w
hich
the
Ins
titut
ion
is u
nabl
e to
can
cel.
9.7
Follo
win
g th
e te
rmin
atio
n of
thi
s Agr
eem
ent
by t
he I
nstit
utio
n un
der
clau
se 9
.1 o
r 9.
2 [o
r by
the
Col
labo
rato
r un
der
clau
se 9
.3],
if
the
Fina
ncia
l Con
trib
utio
n is
in
tend
ed t
o co
ver
the
cost
s of
em
ploy
ing
any
Inst
itution
sta
ff i
nvol
ved
in t
he
Proj
ect,
the
Col
labo
rato
r w
ill c
ontin
ue t
o re
imbu
rse,
in
acco
rdan
ce w
ith c
laus
e 3,
th
e ac
tual
direc
t em
ploy
men
t co
sts
of s
taff
who
wer
e ap
poin
ted
by t
he I
nstit
utio
n to
w
ork
on
the
Proj
ect
befo
re
the
serv
ice
of
the
notic
e,
prov
ided
th
at
the
Inst
itutio
n ta
kes
all
reas
onab
le s
teps
to
min
imis
e th
ose
cost
s.
Rei
mbu
rsem
ent
will
con
tinu
e un
til
the
effe
ctiv
e da
te o
f te
rmin
atio
n of
eac
h st
aff
cont
ract
or
the
date
on
whi
ch t
he P
roje
ct w
as t
o ha
ve e
nded
(w
hich
ever
is
the
earlie
r).
Thos
e di
rect
em
ploy
men
t co
sts
will
inc
lude
a p
ropo
rtio
n of
any
red
unda
ncy
cost
s w
hich
ha
ve b
een
incu
rred
by
the
Inst
itutio
n as
a d
irec
t re
sult
of t
he t
erm
inat
ion
of t
his
Agr
eem
ent,
th
at
prop
ortio
n to
be
ca
lcul
ated
by
di
vidi
ng
the
indi
vidu
al’s
in
volv
emen
t in
the
Pro
ject
by
the
dura
tion
of h
is p
erio
d of
em
ploy
men
t by
the
In
stitu
tion.
9.8
If t
he C
olla
bora
tor
has
paid
any
of
the
Fina
ncia
l Con
trib
utio
n in
adv
ance
and
the
w
hole
of
th
at co
ntribu
tion
has
not,
by
th
e en
d of
th
e Pr
ojec
t Pe
riod
or
th
e te
rmin
atio
n of
thi
s Agr
eem
ent,
bee
n us
ed b
y th
e In
stitu
tion
for
the
pur
pose
s fo
r w
hich
tha
t Fi
nanc
ial
Con
trib
utio
n w
as p
rovi
ded,
the
Ins
titut
ion
will
ret
urn
to t
he
Col
labo
rato
r th
e un
used
por
tion
of t
hat
cont
ribu
tion.
10.
GEN
ERA
L
220
10.1
N
oti
ces:
Any
not
ice
to b
e gi
ven
unde
r th
is A
gree
men
t m
ust
be in
writing
, m
ust
be d
eliv
ered
to
the
othe
r Pa
rty
by a
ny o
f th
e m
etho
ds s
et o
ut i
n th
e le
ft h
and
colu
mn
belo
w,
and
will
be
deem
ed t
o be
rec
eive
d on
the
cor
resp
ondi
ng d
ay s
et
out
in t
he r
ight
han
d co
lum
n:
M
eth
od
of
serv
ice
Dee
med
day
of
rece
ipt
By
hand
or
cour
ier
th
e da
y of
del
iver
y
By
pre-
paid
first
cla
ss p
ost
th
e se
cond
Bus
ines
s D
ay a
fter
pos
ting
By
reco
rded
del
iver
y po
st
th
e ne
xt B
usin
ess
Day
aft
er p
ostin
g
Th
e Pa
rtie
s' r
espe
ctiv
e re
pres
enta
tives
for
the
rec
eipt
of
notic
es a
re,
until c
hang
ed
by n
otic
e gi
ven
in a
ccor
danc
e w
ith t
his
clau
se,
as fol
low
s:
Fo
r th
e In
stit
uti
on
: Fo
r th
e C
olla
bo
rato
r:
Nam
e:
Add
ress
:
Nam
e:
Add
ress
:
10.2
A
ssig
nm
ent:
N
eith
er P
arty
may
ass
ign
or t
rans
fer
this
Agr
eem
ent
as a
who
le,
or
any
of it
s righ
ts o
r ob
ligat
ions
und
er it
, w
ithou
t fir
st o
btai
ning
the
writt
en c
onse
nt
of t
he o
ther
Par
ty[,
exc
ept
that
the
Col
labo
rato
r m
ay a
ssig
n th
is A
gree
men
t as
a
who
le t
o a
Gro
up C
ompa
ny w
ithou
t th
e co
nsen
t of
the
Ins
titut
ion]
. N
eith
er P
arty
w
ill u
nrea
sona
bly
with
hold
or
dela
y its
con
sent
. 10
.3
Ille
gal
/u
nen
forc
eab
le p
rovi
sio
ns:
If
the
who
le o
r an
y pa
rt o
f an
y pr
ovis
ion
of
this
Agr
eem
ent
is v
oid
or u
nenf
orce
able
in a
ny j
uris
dict
ion,
the
oth
er p
rovi
sion
s of
th
is A
gree
men
t, a
nd t
he r
est
of t
he v
oid
or u
nenf
orce
able
pro
visi
on,
will
con
tinu
e in
for
ce in
that
jur
isdi
ctio
n, a
nd t
he v
alid
ity a
nd e
nfor
ceab
ility
of
that
pro
visi
on in
any
othe
r ju
risd
ictio
n w
ill n
ot b
e af
fect
ed.
10.4
W
aive
r o
f ri
gh
ts:
If
a Pa
rty
fails
to
enfo
rce,
or
dela
ys in
enf
orci
ng,
an o
blig
atio
n of
the
oth
er p
arty
, or
fai
ls t
o ex
erci
se,
or d
elay
s in
exe
rcis
ing,
a r
ight
und
er t
his
Agr
eem
ent,
tha
t fa
ilure
or
dela
y w
ill n
ot a
ffec
t its
rig
ht t
o en
forc
e th
at o
blig
atio
n or
con
stitu
te a
wai
ver
of t
hat
righ
t.
Any
wai
ver
of a
ny p
rovi
sion
of
this
Agr
eem
ent
will
no
t, u
nles
s ex
pres
sly
stat
ed t
o th
e co
ntra
ry,
cons
titut
e a
wai
ver
of t
hat
prov
isio
n on
a f
utur
e oc
casi
on.
10.5
N
o
agen
cy:
N
othi
ng
in
this
Agr
eem
ent
crea
tes,
im
plie
s or
ev
iden
ces
any
part
ners
hip
or j
oint
ven
ture
bet
wee
n th
e Pa
rtie
s, o
r th
e re
latio
nshi
p be
twee
n th
em of
pr
inci
pal
and
agen
t. N
eith
er Pa
rty
has
any
auth
ority
to
m
ake
any
repr
esen
tatio
n or
com
mitm
ent,
or
to in
cur
any
liabi
lity,
on
beha
lf of
the
oth
er.
10.6
En
tire
ag
reem
ent:
Thi
s Agr
eem
ent
[and
the
Fun
ding
Con
dition
s] c
onst
itute
[s]
the
entir
e ag
reem
ent
betw
een
the
Part
ies
rela
ting
to i
ts s
ubje
ct m
atte
r.
Each
Pa
rty
ackn
owle
dges
tha
t it
has
not
ente
red
into
thi
s Agr
eem
ent
on t
he b
asis
of
any
war
rant
y, r
epre
sent
atio
n, s
tate
men
t, a
gree
men
t or
und
erta
king
exc
ept
thos
e ex
pres
sly
set
out
in t
his
Agr
eem
ent.
Ea
ch P
arty
wai
ves
any
clai
m f
or b
reac
h of
th
is
Agr
eem
ent,
or
an
y righ
t to
re
scin
d th
is
Agr
eem
ent
in
resp
ect
of
any
repr
esen
tatio
n w
hich
is
not
an e
xpre
ss p
rovi
sion
of
this
Agr
eem
ent.
H
owev
er,
this
cla
use
does
not
exc
lude
any
liab
ility
whi
ch e
ither
Par
ty m
ay h
ave
to t
he o
ther
(o
r an
y righ
t w
hich
eith
er P
arty
may
hav
e to
res
cind
thi
s Agr
eem
ent)
in r
espe
ct o
f
any
frau
dule
nt m
isre
pres
enta
tion
or f
raud
ulen
t co
ncea
lmen
t be
fore
the
sig
ning
of
this
Agr
eem
ent.
10
.7
Form
alit
ies:
Ea
ch
Part
y w
ill
take
an
y ac
tion
and
exec
ute
any
docu
men
t re
ason
ably
req
uire
d by
the
oth
er P
arty
to
give
eff
ect
to a
ny o
f its
rig
hts
unde
r th
is
Agr
eem
ent,
or
to e
nabl
e th
eir
regi
stra
tion
in a
ny r
elev
ant
terr
itory
pro
vide
d th
e pa
rty
mak
ing
the
requ
est
pays
the
oth
er P
arty
’s r
easo
nabl
e ex
pens
es.
10.8
A
men
dm
ents
: N
o va
riat
ion
or a
men
dmen
t of
thi
s Agr
eem
ent
will
be
effe
ctiv
e un
less
it is
mad
e in
writing
and
sig
ned
by e
ach
Part
y's
repr
esen
tativ
e.
10.9
Th
ird
par
ties
: N
o on
e ex
cept
a P
arty
has
any
rig
ht t
o pr
even
t th
e am
endm
ent
of
this
Agr
eem
ent
or i
ts t
erm
inat
ion,
and
no
one
exce
pt a
Par
ty m
ay e
nfor
ce a
ny
bene
fit c
onfe
rred
by
this
Agr
eem
ent,
unl
ess
this
Agr
eem
ent
expr
essl
y pr
ovid
es
othe
rwis
e, e
xcep
t th
at e
ach
Inde
mni
fied
Part
y w
ill h
ave
the
bene
fit o
f th
e re
leva
nt
inde
mni
ty a
nd K
ey P
erso
nnel
will
hav
e th
e be
nefit
of
clau
se 6
.7,
in e
ach
case
un
der
the
Con
trac
ts (
Rig
hts
of T
hird
Par
ties)
Act
199
9.
10.1
0 G
ove
rnin
g
law
:
This
Ag
reem
ent
and
any
disp
ute
or cl
aim
(i
nclu
ding
no
n-co
ntra
ctua
l dis
pute
s or
cla
ims)
arisi
ng o
ut o
f or
in c
onne
ctio
n w
ith it
or
its s
ubje
ct
mat
ter
or f
orm
atio
n ar
e go
vern
ed b
y, a
nd t
his
Agr
eem
ent
is t
o be
con
stru
ed i
n ac
cord
ance
with
, En
glis
h la
w.
The
Eng
lish
Cou
rts
will
hav
e ex
clus
ive
jurisd
ictio
n to
dea
l w
ith a
ny d
ispu
te (
incl
udin
g an
y no
n-co
ntra
ctua
l cl
aim
or
disp
ute)
whi
ch
has
aris
en o
r m
ay a
rise
out
of,
or
in c
onne
ctio
n w
ith,
this
Agr
eem
ent,
exc
ept
that
a
Part
y m
ay
brin
g pr
ocee
ding
s to
pr
otec
t its
In
telle
ctua
l Pr
oper
ty
Rig
hts
or
Con
fiden
tial
Inf
orm
atio
n in
any
jur
isdi
ctio
n.
10.1
1 Es
cala
tio
n:
If t
he P
artie
s ar
e un
able
to
reac
h ag
reem
ent
on a
ny is
sue
conc
erni
ng
this
Agr
eem
ent
or t
he P
roje
ct w
ithin
14
days
aft
er o
ne p
arty
has
not
ified
the
oth
er
of t
hat
issu
e, t
hey
will
ref
er t
he m
atte
r to
[in
sert
off
icer
] in
the
cas
e of
the
In
stitu
tion,
and
to
[ins
ert
offic
er]
in t
he c
ase
of t
he C
olla
bora
tor
in a
n at
tem
pt t
o re
solv
e th
e is
sue
with
in [
14]
days
aft
er t
he r
efer
ral.
Eith
er P
arty
may
bring
pr
ocee
ding
s in
acc
orda
nce
with
cla
use
10.1
0 if
the
mat
ter
has
not
been
res
olve
d w
ithin
tha
t [1
4] d
ay p
erio
d, a
nd e
ither
Par
ty m
ay b
ring
pro
ceed
ings
to
prot
ect
its
Inte
llect
ual
Prop
erty
R
ight
s or
Con
fiden
tial
Info
rmat
ion
in
any
jurisd
iction
, w
heth
er o
r no
t an
y is
sue
has
been
esc
alat
ed u
nder
thi
s cl
ause
. 10
.12
An
ti-B
rib
ery:
Eac
h pa
rty
will
com
ply
with
the
pro
visi
ons
set
out
in S
ched
ule
5.
10.1
3 D
ata
Pro
tect
ion
: Ea
ch p
arty
will
com
ply
with
the
pro
visi
ons
set
out
in S
ched
ule
6.
10.1
4 C
ou
nte
rpar
ts:
This
Agr
eem
ent
may
be
exec
uted
in
any
num
ber
of c
ount
erpa
rts.
O
nce
it ha
s be
en e
xecu
ted
and
each
Par
ty h
as e
xecu
ted
at lea
st o
ne c
ount
erpa
rt,
each
cou
nter
part
will
con
stitu
te a
dup
licat
e or
igin
al c
opy
of t
his
Agr
eem
ent.
All
the
coun
terp
arts
tog
ethe
r w
ill c
onst
itute
a s
ingl
e ag
reem
ent.
The
tra
nsm
issi
on o
f an
ex
ecut
ed c
ount
erpa
rt o
f th
is A
gree
men
t (b
ut n
ot j
ust
a si
gnat
ure
page
) by
e-m
ail
(suc
h as
in
or J
PEG
) w
ill t
ake
effe
ct a
s th
e de
liver
y of
an
exec
uted
origi
nal
coun
terp
art
of t
his
Agr
eem
ent.
If
tha
t m
etho
d of
del
iver
y is
use
d, e
ach
Part
y w
ill
prov
ide
the
othe
r Pa
rty
with
the
orig
inal
of
the
exec
uted
cou
nter
part
as
soon
as
poss
ible
. [1
0.15
Exp
ort
C
on
tro
l:
each
Pa
rty
will
co
mpl
y w
ith
appl
icab
le
UK
expo
rt
cont
rol
legi
slat
ion
and
regu
lation
s. E
ach
Part
y w
ill c
ompl
y w
ith t
he s
peci
fic c
ondi
tions
of
any
US e
xpor
t co
ntro
l le
gisl
atio
n of
whi
ch t
he o
ther
Par
ty h
as i
nfor
med
it
in
writing
and
whi
ch a
re a
pplic
able
to
it.]
221
SIG
NED
fo
r an
d on
be
half
of
the
Inst
itutio
n:
Nam
e Po
sitio
n Sig
natu
re
SIG
NED
fo
r an
d on
be
half
of
the
Col
labo
rato
r:
Nam
e Po
sitio
n Sig
natu
re
[R
ead
and
unde
rsto
od b
y th
e Pr
inci
pal
Rea
d an
d un
ders
tood
by
the
In
vest
igat
or:
Col
labo
rato
r’s
Sup
ervi
sor:
…
……
……
……
……
……
……
……
……
……
……
……
..
……
……
……
……
……
……
……
……
……
……
……
….
Sig
natu
re
Sig
natu
re
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
D
ate
Dat
e]
SC
HED
ULE
1
T
he
Fin
anci
al C
on
trib
uti
on
222
SC
HED
ULE
2
Th
e P
roje
ct P
lan
P
roje
ct T
itle
P
roje
ct O
bje
ctiv
es
Loca
tio
n
Bac
kg
rou
nd
/M
ater
ials
to
be
con
trib
ute
d b
y ea
ch P
arty
Ta
sks
to b
e ca
rrie
d o
ut
by
each
Par
ty
Tim
etab
le
Hu
man
res
ou
rces
, fa
cilit
ies
and
eq
uip
men
t ea
ch P
arty
is t
o p
rovi
de
Res
ult
s A
nti
cip
ated
K
ey P
erso
nn
el o
f ea
ch P
arty
A
lloca
tio
n o
f Ex
tern
al F
ind
ing
[E
qu
ipm
ent
ow
ner
ship
]
O
ther
Ter
ms
[S
CH
EDU
LE 3
The
Fun
din
g C
on
dit
ion
s]
223
SC
HED
ULE
4
G
ood
Dat
a M
anag
emen
t P
ract
ices
1.
Res
earc
h da
ta
mus
t be
ge
nera
ted
usin
g so
und
scie
ntifi
c te
chni
ques
an
d pr
oces
ses;
2.
Res
earc
h da
ta m
ust
be a
ccur
atel
y re
cord
ed i
n ac
cord
ance
with
goo
d sc
ient
ific
prac
tices
by
the
peop
le c
ondu
ctin
g th
e re
sear
ch;
3.
Res
earc
h da
ta m
ust
be a
naly
sed
appr
opriat
ely,
with
out
bias
and
in a
ccor
danc
e w
ith g
ood
scie
ntifi
c pr
actic
es;
4.
Res
earc
h da
ta a
nd t
he R
esul
ts m
ust
be s
tore
d se
cure
ly a
nd b
e ea
sily
ret
riev
able
;
5.
Dat
a tr
ails
mus
t be
kep
t to
allo
w p
eopl
e to
dem
onst
rate
eas
ily a
nd t
o re
cons
truc
t ke
y de
cisi
ons
mad
e du
ring
the
con
duct
of th
e re
sear
ch,
pres
enta
tions
mad
e ab
out
the
rese
arch
and
con
clus
ions
rea
ched
in r
espe
ct o
f th
e re
sear
ch;
and
6.
Each
Par
ty h
as t
he r
ight
, on
not
les
s th
an [
30]
days
writt
en n
otic
e, t
o vi
sit
the
othe
r Pa
rty
to v
erify
tha
t th
e ot
her
Part
y is
com
plyi
ng w
ith t
he a
bove
pra
ctic
es
and
proc
edur
es.
SC
HED
ULE
5
A
nti
-Bri
ber
y
1.
Each
Par
ty w
ill,
in c
onne
ctio
n w
ith t
he P
roje
ct:
1.
1 co
mpl
y w
ith a
ll la
ws,
sta
tute
s an
d re
gula
tions
whi
ch a
pply
to
it or
its
ac
tiviti
es an
d w
hich
re
late
to
an
ti-br
iber
y or
an
ti-co
rrup
tion
(o
r bo
th),
in
clud
ing
the
Bribe
ry A
ct 2
010;
1.2
not
do a
nyth
ing
whi
ch w
ould
con
stitu
te a
n of
fenc
e un
der
sect
ion
1, 2
or
6 of
the
Brib
ery
Act
201
0 if
it ha
d be
en c
arried
out
in t
he U
nite
d K
ingd
om;
1.
3 ha
ve
polic
ies
and
proc
edur
es
(inc
ludi
ng
adeq
uate
pr
oced
ures
as
de
term
ined
in
acco
rdan
ce w
ith s
ectio
n 7(
2) o
f th
e Bribe
ry A
ct 2
010
and
any
guid
ance
issu
ed u
nder
sec
tion
9 of
tha
t Act
) to
ens
ure
com
plia
nce
with
pa
ragr
aphs
1.1
and
1.2
abo
ve;
1.4
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to in
par
agra
ph 1
.3
abov
e;
1.5
prom
ptly
rep
ort
to t
he o
ther
par
ty a
ny r
eque
st o
r de
man
d fo
r an
y un
due
finan
cial
or
othe
r ad
vant
age
of a
ny k
ind
rece
ived
by
it;
1.6
prov
ide
such
evi
denc
e of
com
plia
nce
with
thi
s Sch
edul
e as
the
oth
er p
arty
m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
1.
7 ke
ep a
ccur
ate
and
up t
o da
te r
ecor
ds a
nd b
ooks
of
acco
unt
show
ing
all
paym
ents
mad
e by
it
in c
onne
ctio
n w
ith t
his
Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to
com
ply
with
thi
s Sch
edul
e. (
Thos
e re
cord
s an
d bo
oks
of a
ccou
nt m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
co
mpl
ianc
e w
ith t
his
Sch
edul
e.);
and
1.
8 on
req
uest
dur
ing
norm
al w
orki
ng h
ours
, al
low
the
oth
er P
arty
acc
ess
to
and
to c
opy
thos
e re
cord
s an
d ac
coun
ts a
nd t
o m
eet
with
its
per
sonn
el t
o ve
rify
com
plia
nce
with
thi
s Sch
edul
e.
2.
Each
Pa
rty
will
en
sure
th
at an
y pe
rson
as
soci
ated
w
ith it
(as
dete
rmin
ed
in
acco
rdan
ce w
ith s
ectio
n 8
of t
he B
ribe
ry A
ct 2
010
and
para
grap
h 4
belo
w)
who
is
invo
lved
in
the
Proj
ect,
is
invo
lved
in
the
Proj
ect
only
on
the
basi
s of
a w
ritt
en
cont
ract
whi
ch im
pose
s on
tha
t pe
rson
ter
ms
equi
vale
nt t
o th
ose
impo
sed
on t
hat
Part
y in
thi
s Sch
edul
e.
3.
Each
Par
ty w
ill e
nsur
e th
at e
ach
pers
on r
efer
red
to in
par
agra
ph 2
abo
ve c
ompl
ies
with
ter
ms
equi
vale
nt t
o th
e te
rms
impo
sed
by t
his
Sch
edul
e, a
nd w
ill b
e lia
ble
to
the
othe
r Pa
rty
for
any
brea
ch b
y th
at p
erso
n of
any
of
thos
e te
rms.
4.
A p
erso
n as
soci
ated
with
a p
arty
inc
lude
s its
em
ploy
ees,
its
stu
dent
s, i
ts g
roup
co
mpa
nies
and
sub
cont
ract
ors
and
thei
r re
spec
tive
empl
oyee
s.
224
SC
HED
ULE
6
D
ata
Pro
tect
ion
Whe
re a
Par
ty (
the
Dat
a P
roce
sso
r) P
roce
sses
any
Per
sona
l Dat
a on
beh
alf
of t
he o
ther
Pa
rty
(th
e D
ata
Co
ntr
olle
r),
the
prov
isio
ns o
f th
is S
ched
ule
will
app
ly.
1.
The
Part
y w
hich
car
ries
out
the
Pro
cess
ing
will
be
the
Dat
a Pr
oces
sor
and
the
Part
y w
hich
det
erm
ines
the
pur
pose
of
the
Proc
essi
ng w
ill b
e th
e D
ata
Con
trol
ler
in r
elat
ion
to t
hat
Pers
onal
Dat
a an
d th
e D
ata
Proc
esso
r w
ill:
1.
1 Pr
oces
s th
at
Pers
onal
D
ata
in
acco
rdan
ce
with
th
e D
ata
Prot
ectio
n Le
gisl
atio
n, a
ffor
ding
to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
w
ould
ha
ve
wer
e th
eir
Pers
onal
D
ata
bein
g Pr
oces
sed
by
the
Dat
a Con
trol
ler;
1.
2 Pr
oces
s th
at P
erso
nal
Dat
a on
ly i
n ac
cord
ance
with
the
Dat
a Con
trol
ler’s
inst
ruct
ions
fro
m t
ime
to t
ime
and
only
for
the
pur
pose
of
carr
ying
out
the
Pr
ojec
t;
1.3
take
suc
h te
chni
cal an
d or
gani
satio
nal m
easu
res
as m
ay b
e ap
prop
riat
e to
en
sure
th
e se
curity
of
th
at
Pers
onal
D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
of
ficer
s an
d ag
ents
w
ho m
ay ha
ve ac
cess
to
, or
be
in
volv
ed in
, th
e Pr
oces
sing
of
that
Per
sona
l Dat
a.
With
out
prej
udic
e to
the
ge
nera
lity
of t
he f
oreg
oing
, it
will
kee
p th
at P
erso
nal D
ata
secu
re f
rom
any
un
auth
oris
ed
or
acci
dent
al
use,
ac
cess
, di
sclo
sure
, da
mag
e,
loss
or
de
stru
ctio
n;
1.4
give
th
e D
ata
Con
trol
ler
such
in
form
atio
n an
d as
sist
ance
as
th
e D
ata
Con
trol
ler
reas
onab
ly r
equi
res
in o
rder
to
enab
le t
he D
ata
Con
trol
ler
to
mee
t its
obl
igat
ions
to
Dat
a Sub
ject
s, i
n pa
rtic
ular
com
plyi
ng w
ith D
ata
Sub
ject
s’ r
eque
sts
for
acce
ss t
o, in
form
atio
n ab
out,
and
the
rec
tific
atio
n of
th
eir
Pers
onal
Dat
a;
1.5
notif
y th
e D
ata
Con
trol
ler
imm
edia
tely
sho
uld
it re
ceiv
e an
y re
ques
t or
en
quiry
from
an
y D
ata
Sub
ject
in
re
latio
n to
th
e Pe
rson
al D
ata
bein
g Pr
oces
sed
for
the
Dat
a Con
trol
ler,
giv
e th
e D
ata
Con
trol
ler
such
ass
ista
nce
in
deal
ing
with
th
at
requ
est
or
enqu
iry
as
the
Dat
a Con
trol
ler
may
re
ason
ably
re
ques
t,
and
not
resp
ond
to
any
such
re
ques
t or
en
quiry
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt;
1.
6 no
tify
the
Dat
a Con
trol
ler
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch i
nvol
ves
that
Per
sona
l D
ata
or b
reac
h of
thi
s pa
ragr
aph
1;
and
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e rig
hts
and
free
dom
s of
Dat
a Sub
ject
s]
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt.
2.
Th
e D
ata
Proc
esso
r w
ill a
llow
the
Dat
a Con
trol
ler
at a
ll re
ason
able
tim
es t
o in
spec
t an
d re
view
the
ste
ps b
eing
tak
en b
y th
e D
ata
Proc
esso
r to
com
ply
with
par
agra
ph
1 ab
ove,
an
d w
ill
give
th
e D
ata
Con
trol
ler
any
assi
stan
ce
whi
ch
the
Dat
a Con
trol
ler
reas
onab
ly r
equi
res
with
tha
t in
spec
tion
and
revi
ew.
3.
All
expr
essi
ons
used
in
para
grap
h 1,
2,
4, 5
or
6 be
ginn
ing
with
a c
apita
l le
tter
(a
nd n
ot d
efin
ed e
lsew
here
in t
his
Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
in
the
Dat
a Pr
otec
tion
Legi
slat
ion.
4.
Th
e Pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it
into
lin
e w
ith
any
amen
dmen
t to
or
re
-ena
ctm
ent
of
an
y D
ata
Prot
ectio
n Le
gisl
atio
n,
in
part
icul
ar
to
refle
ct
any
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Pa
rtie
s to
com
ply
with
any
req
uire
men
t or
rec
omm
enda
tion
of t
he I
nfor
mat
ion
Com
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in
rela
tion
to
the
Proc
essi
ng o
f Pe
rson
al D
ata.
5.
Para
grap
hs 1
– 4
abo
ve (
both
par
agra
phs
incl
usiv
e) w
ill c
ontin
ue in
full
forc
e an
d ef
fect
for
so
long
as
the
Dat
a Pr
oces
sor
Proc
esse
s an
y Pe
rson
al D
ata
on b
ehal
f of
th
e D
ata
Con
trol
ler,
not
with
stan
ding
the
ter
min
atio
n of
thi
s Agr
eem
ent
or t
he
com
plet
ion
of t
he P
roje
ct.
6.
The
Dat
a Pr
oces
sor
will
in
dem
nify
th
e D
ata
Con
trol
ler
and
keep
th
e D
ata
Con
trol
ler
fully
and
eff
ectiv
ely
inde
mni
fied
on d
eman
d ag
ains
t al
l co
sts,
cla
ims,
de
man
ds,
expe
nses
and
lia
bilit
ies
of a
ny n
atur
e ar
isin
g ou
t of
or
in c
onne
ctio
n w
ith a
ny b
reac
h by
the
Dat
a Pr
oces
sor
of t
his
Sch
edul
e.
OR
W
here
bot
h Pa
rtie
s de
term
ine
the
purp
ose
of t
he P
roce
ssin
g in
res
pect
of
any
Pers
onal
D
ata
whi
ch is
Pro
cess
ed in
the
cou
rse
of o
r fo
r th
e pu
rpos
e of
the
Pro
ject
, th
e pr
ovis
ions
of
thi
s Sch
edul
e w
ill a
pply
.
1.
Each
of
the
Part
ies
will
be
a D
ata
Con
trol
ler
in r
elat
ion
to t
hose
Per
sona
l Dat
a an
d it
will
com
ply
with
the
fol
low
ing
in r
elat
ion
to a
ny P
erso
nal D
ata
whi
ch it
Pro
cess
es
in c
onne
ctio
n w
ith t
he P
roje
ct.
It w
ill:
1.1
Proc
ess
that
Per
sona
l Dat
a in
acc
orda
nce
with
the
Dat
a Pr
otec
tion
Act
199
8,
affo
rdin
g to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
hav
e un
der
the
Dat
a Pr
otec
tion
Act
;
1.2
Proc
ess
that
Per
sona
l Dat
a on
ly f
or t
he p
urpo
se o
f ca
rryi
ng o
ut t
he P
roje
ct;
1.
3 ta
ke s
uch
tech
nica
l an
d or
gani
satio
nal m
easu
res
as m
ay b
e ap
prop
riat
e to
en
sure
th
e se
curity
of
th
at
Pers
onal
D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
of
ficer
s an
d ag
ents
w
ho m
ay ha
ve ac
cess
to
, or
be
in
volv
ed in
, th
e Pr
oces
sing
of
that
Per
sona
l Dat
a.
With
out
prej
udic
e to
the
ge
nera
lity
of t
he f
oreg
oing
, it
will
kee
p th
at P
erso
nal D
ata
secu
re f
rom
any
un
auth
oris
ed
or
acci
dent
al
use,
ac
cess
, di
sclo
sure
, da
mag
e,
loss
or
de
stru
ctio
n;
1.
4 gi
ve th
e ot
her
Part
y su
ch
info
rmat
ion
and
assi
stan
ce as
it
reas
onab
ly
requ
ires
in
orde
r to
ena
ble
the
othe
r Pa
rty
to m
eet
its o
blig
atio
ns t
o D
ata
Sub
ject
s, in
par
ticul
ar c
ompl
ying
with
Dat
a Sub
ject
s’ r
eque
sts
for
acce
ss t
o,
info
rmat
ion
abou
t, a
nd t
he r
ectif
icat
ion
of t
heir P
erso
nal D
ata;
1.5
notif
y th
e ot
her
part
y im
med
iate
ly s
houl
d it
rece
ive
any
requ
est
or e
nqui
ry
from
any
Dat
a Sub
ject
in r
elat
ion
to t
he P
erso
nal D
ata
bein
g Pr
oces
sed
for
the
purp
ose
of t
he P
roje
ct,
give
the
oth
er p
arty
suc
h as
sist
ance
in
deal
ing
with
tha
t re
ques
t or
enq
uiry
as
it m
ay r
easo
nabl
y re
ques
t;
1.
6 no
tify
the
othe
r Pa
rty
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch i
nvol
ves
that
Per
sona
l D
ata
or b
reac
h of
thi
s pa
ragr
aph
1;
and
225
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e rig
hts
and
free
dom
s of
Dat
a Sub
ject
s]
with
out
first
obt
aini
ng t
he o
ther
par
ty’s
writt
en c
onse
nt.
2.
Ea
ch P
arty
will
allo
w t
he o
ther
Par
ty a
t al
l re
ason
able
tim
es t
o in
spec
t an
d re
view
th
e st
eps
bein
g ta
ken
by i
t to
com
ply
with
par
agra
ph 1
abo
ve,
and
will
giv
e th
e ot
her
Part
y an
y as
sist
ance
whi
ch i
t re
ason
ably
req
uire
s w
ith t
hat
insp
ectio
n an
d re
view
. 3.
All
expr
essi
ons
in p
arag
raph
1, 2
, 4,
5 o
r 6
begi
nnin
g w
ith a
cap
ital l
ette
r (a
nd n
ot
defin
ed e
lsew
here
in t
his
Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
in t
he D
ata
Prot
ectio
n Le
gisl
atio
n.
4.
Th
e pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it
into
lin
e w
ith
any
amen
dmen
t to
or
re
-ena
ctm
ent
of
an
y D
ata
Prot
ectio
n Le
gisl
atio
n,
in
part
icul
ar
to
refle
ct
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Pa
rtie
s to
com
ply
with
any
req
uire
men
t or
rec
omm
enda
tion
of t
he I
nfor
mat
ion
Com
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in
rela
tion
to
the
Proc
essi
ng o
f Pe
rson
al D
ata.
5.
Para
grap
hs 1
– 4
abo
ve (
both
par
agra
phs
incl
usiv
e) w
ill c
ontin
ue in
full
forc
e an
d ef
fect
for
so
long
as
a Pa
rty
is a
Dat
a Con
trol
ler
or s
hare
s an
y Pe
rson
al D
ata
with
th
e ot
her
Part
y,
notw
ithst
andi
ng
the
term
inat
ion
of
this
Agr
eem
ent
or
the
com
plet
ion
of t
he P
roje
ct.
[SC
HE
DU
LE 7
]
Par
t 1
- H
um
an R
igh
ts
1.
Unl
ess
othe
rwis
e re
quired
or
proh
ibite
d by
law
, ea
ch P
arty
will
, in
rel
atio
n to
the
pe
rfor
man
ce o
f th
is A
gree
men
t:
1.
1 no
t em
ploy
, en
gage
or
use
any
child
lab
our
in c
ircu
mst
ance
s su
ch t
hat
the
task
s pe
rfor
med
by
any
child
cou
ld r
easo
nabl
y be
for
esee
n to
cau
se e
ither
ph
ysic
al o
r em
otio
nal i
mpa
irm
ent
to t
he d
evel
opm
ent
of t
he c
hild
;
1.2
not
use
forc
ed
labo
ur
in
any
form
(p
riso
n,
inde
ntur
ed,
bond
ed
or
othe
rwis
e);
1.
3 no
t re
quire
its e
mpl
oyee
s to
lodg
e pa
pers
or
depo
sits
on
star
ting
wor
k;
1.4
prov
ide
a sa
fe a
nd h
ealth
y w
orkp
lace
, pr
esen
ting
no im
med
iate
haz
ards
to
its e
mpl
oyee
s, a
nd i
f an
y ac
com
mod
atio
n is
pro
vide
d by
tha
t Pa
rty
to i
ts
empl
oyee
s, t
hat
acc
omm
odat
ion
will
be
safe
for
hab
itation
; 1.
5 pr
ovid
e ac
cess
to
cl
ean
wat
er,
food
, an
d em
erge
ncy
heal
thca
re to
its
em
ploy
ees
in t
he e
vent
of ac
cide
nts
or in
cide
nts
in t
he w
orkp
lace
; 1.
6 no
t di
scrim
inat
e ag
ains
t an
y em
ploy
ee on
an
y gr
ound
(i
nclu
ding
ra
ce,
relig
ion,
dis
abili
ty o
r ge
nder
);
1.
7 no
t en
gage
in o
r su
ppor
t th
e us
e of
cor
pora
l pun
ishm
ent,
men
tal,
phys
ical
, se
xual
or
verb
al a
buse
; 1.
8 no
t us
e cr
uel o
r ab
usiv
e di
scip
linar
y pr
actic
es in
the
wor
kpla
ce;
1.9
pay
each
em
ploy
ee a
t le
ast
the
min
imum
wag
e, o
r a
fair r
epre
sent
atio
n of
th
e pr
evai
ling
indu
stry
wag
e, (
whi
chev
er i
s th
e hi
gher
) an
d pr
ovid
e ea
ch
empl
oyee
with
all
lega
lly m
anda
ted
bene
fits;
1.
10
com
ply
with
the
law
s on
wor
king
hou
rs a
nd e
mpl
oym
ent
righ
ts i
n th
e co
untr
ies
in w
hich
it o
pera
tes;
and
1.
11
resp
ect
its e
mpl
oyee
s’ r
ight
to
join
and
for
m in
depe
nden
t tr
ade
unio
ns a
nd
free
dom
of as
soci
atio
n.
2.
Each
Par
ty a
gree
s th
at i
t is
res
pons
ible
for
con
trol
ling
its o
wn
supp
ly c
hain
and
th
at it
will
enc
oura
ge c
ompl
ianc
e w
ith e
thic
al s
tand
ards
and
hum
an r
ight
s by
any
su
bseq
uent
sup
plie
r of
goo
ds a
nd s
ervi
ces
that
are
use
d by
it w
hen
perf
orm
ing
its
oblig
atio
ns u
nder
thi
s Agr
eem
ent.
3.
Ea
ch P
arty
will
ens
ure
that
it
has,
and
will
com
ply
with
, et
hica
l an
d hu
man
rig
hts
polic
ies
and
an a
ppro
pria
te c
ompl
aint
s pr
oced
ure
to d
eal
with
any
bre
ache
s of
th
ose
polic
ies.
Par
t 2
– A
nti
-Sla
very
Ea
ch P
arty
will
, in
con
nect
ion
with
the
Pro
ject
:
1.
com
ply
with
all
law
s, s
tatu
tes
and
regu
latio
ns w
hich
app
ly t
o it
or it
s ac
tiviti
es a
nd
whi
ch r
elat
e to
ant
i-sl
aver
y an
d hu
man
tra
ffic
king
, in
clud
ing
the
Mod
ern
Sla
very
Act
201
5;
226
2.
no
t do
any
thin
g w
hich
wou
ld c
onst
itute
an
offe
nce
unde
r se
ctio
n 1,
2 o
r 4
Mod
ern
Sla
very
Act
201
5 if
it ha
d be
en c
arried
out
in t
he U
nite
d Kin
gdom
;
3.
ha
ve a
nd m
aint
ain
its o
wn
polic
ies
and
proc
edur
es t
o en
sure
com
plia
nce
with
pa
ragr
aphs
1 a
nd 2
abo
ve;
4.
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to in
par
agra
ph 3
abo
ve;
5.
in
clud
e in
its
con
trac
ts w
ith its
sub
cont
ract
ors
and
supp
liers
ant
i-sl
aver
y an
d hu
man
tra
ffic
king
pro
visi
ons
whi
ch a
re a
t le
ast
as o
nero
us a
s th
ose
set
out
in t
his
sect
ion
of t
his
Sch
edul
e;
6.
pr
ompt
ly r
epor
t to
the
oth
er P
arty
any
bre
ach
of t
his
sect
ion
of t
his
Sch
edul
e of
w
hich
it b
ecom
es a
war
e;
7.
pr
ovid
e su
ch e
vide
nce
of c
ompl
ianc
e w
ith t
his
sect
ion
of t
his
Sch
edul
e as
the
ot
her
Part
y m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
8.
keep
acc
urat
e an
d up
to
date
rec
ords
to
trac
e th
e su
pply
cha
in o
f al
l go
ods
and
mat
eria
ls s
uppl
ied
by it
in c
onne
ctio
n w
ith t
his
Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to
com
ply
with
thi
s se
ctio
n of
thi
s Sch
edul
e. (
Thos
e re
cord
s m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
com
plia
nce
with
thi
s se
ctio
n of
thi
s Sch
edul
e.);
and
9.
on r
eque
st d
urin
g no
rmal
wor
king
hou
rs,
allo
w t
he o
ther
Par
ty a
cces
s to
and
to
copy
the
rec
ords
ref
erre
d to
in p
arag
raph
8 a
bove
and
to
mee
t w
ith its
per
sonn
el
to v
erify
com
plia
nce
with
thi
s se
ctio
n of
thi
s Sch
edul
e.
[Par
t 3
– t
he
Co
llab
ora
tor’
s P
olic
ies
and
Pro
ced
ure
s Ea
ch P
arty
will
com
ply
with
the
fol
low
ing:
[I
nser
t de
tails
]]
Dat
ed _
____
____
____
____
____
____
201[
]
(1)
[IN
SER
T N
AM
E]
(2
) [I
NS
ERT
NA
ME]
M
OD
EL
CO
LLA
BO
RA
TIO
N A
GR
EEM
ENT
2
S
cen
ario
- T
he
Inst
itu
tio
n o
wn
s th
e R
esu
lts
and
gra
nts
th
e C
olla
bor
ator
a n
on
-exc
lusi
ve
licen
ce t
o u
se t
he
Res
ult
s.
The
Col
lab
orat
or
has
th
e ri
gh
t to
cal
l on
th
e In
stit
uti
on t
o n
egot
iate
an
exc
lusi
ve l
icen
ce.
227
THIS
AG
REE
MEN
T d
ated
[…
……
……
……
……
……
……
……
…..
] 2
01[]
is m
ade
BET
WEE
N:
(1)
[IN
SER
T
NA
ME]
, w
hose
ad
min
istr
ativ
e of
fices
ar
e at
[i
nser
t ad
dres
s]
(th
e In
stit
uti
on
); a
nd
(2)
[IN
SER
T N
AM
E] [
LIM
ITED
] O
R [
PLC
], [
[a c
ompa
ny r
egis
tere
d in
[En
glan
d]
unde
r nu
mbe
r [i
nser
t nu
mbe
r],
who
se r
egis
tere
d of
fice
is a
t [i
nser
t ad
dres
s of
re
gist
ered
of
fice]
] O
R [[
inse
rt st
atus
of
th
e Col
labo
rato
r, e.
g. N
HS Tr
ust]
of
[i
nser
t ad
dres
s of
princ
ipal
offic
e]]
(th
e C
olla
bo
rato
r)
BA
CK
GR
OU
ND
The
part
ies
to t
his
Agr
eem
ent
wis
h to
col
labo
rate
on
a re
sear
ch p
roje
ct e
ntitl
ed "
[ins
ert
nam
e of
pro
ject
]".
[The
Tec
hnol
ogy
Str
ateg
y Boa
rd h
as a
nnou
nced
its
int
entio
n to
mak
e a
gran
t in
res
pect
of
tha
t pr
ojec
t, s
ubje
ct t
o th
e te
rms
of t
he o
ffer
let
ter
refe
rred
to
belo
w,
and
subj
ect
to
the
part
ies
ente
ring
into
an
agre
emen
t go
vern
ing
thei
r co
llabo
ratio
n.]
This
Agr
eem
ent
gove
rns
the
part
ies’
col
labo
ratio
n in
rel
atio
n to
tha
t pr
ojec
t.
2.
DE
FIN
ITIO
NS
AN
D I
NTE
RP
RE
TATI
ON
1.1
In t
his
Agr
eem
ent
the
follo
win
g ex
pres
sion
s ha
ve t
he m
eani
ng s
et o
ppos
ite:
Aca
dem
ic P
ub
lica
tio
n:
the
publ
icat
ion
of a
n ab
stra
ct,
artic
le o
r pa
per
in
a jo
urna
l or
an
el
ectr
onic
re
posi
tory
, or
its
pr
esen
tatio
n at
a c
onfe
renc
e or
sem
inar
; an
d in
cl
ause
s 5
and
6 to
Pu
blis
h a
nd P
ub
lica
tio
n a
re
to b
e co
nstr
ued
as
mea
ning
suc
h pu
blic
atio
n;
Aca
dem
ic
and
R
esea
rch
P
urp
ose
s:
rese
arch
[(
exce
pt
[ins
ert
any
exce
ptio
ns])
, te
achi
ng[,
and
] ed
ucat
ion[
and
Clin
ical
Pat
ient
Car
e];
this
Ag
reem
ent:
th
is
docu
men
t,
incl
udin
g its
Sch
edul
es,
as
amen
ded
from
tim
e to
tim
e in
acc
orda
nce
with
cl
ause
10.
8;
Bac
kg
rou
nd
: in
form
atio
n,
data
, te
chni
ques
, Kno
w-h
ow,
inve
ntio
ns,
disc
over
ies,
sof
twar
e an
d m
ater
ials
(r
egar
dles
s of
the
for
m o
r m
ediu
m in
whi
ch t
hey
are
disc
lose
d or
sto
red)
whi
ch a
re p
rovi
ded
by
one
Part
y (w
heth
er b
elon
ging
to
that
Par
ty o
r to
a
third
par
ty)
to t
he o
ther
Par
ty f
or u
se i
n th
e Pr
ojec
t, a
nd w
heth
er b
efor
e or
aft
er t
he d
ate
of
this
Agr
eem
ent,
exc
ept
any
Res
ult;
a B
usi
nes
s D
ay:
Mon
day
to
Frid
ay
(inc
lusi
ve)
exce
pt
bank
or
pu
blic
hol
iday
s in
[En
glan
d];
the
Co
llab
ora
tor'
s S
up
ervi
sor:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
the
Co
mm
ence
men
t D
ate:
[i
nser
t th
e da
te
on
whi
ch
the
Proj
ect
is
to
star
t/st
arte
d];
Co
nfi
den
tial
In
form
atio
n:
a Pa
rty’
s co
nfid
ential
in
form
atio
n is
: an
y Bac
kgro
und
disc
lose
d by
tha
t Pa
rty
to t
he o
ther
Pa
rty
for
use
in t
he P
roje
ct [
and
iden
tifie
d as
co
nfid
ential
bef
ore
or a
t th
e tim
e of
dis
clos
ure]
; an
y of
the
Res
ults
in
whi
ch t
hat
Part
y ow
ns t
he
Inte
llect
ual
Prop
erty
Rig
hts;
an
y ot
her
info
rmat
ion
disc
lose
d by
tha
t Pa
rty
to t
he o
ther
Pa
rty
for
use
in
the
Proj
ect
or
unde
r th
is
Agr
eem
ent
[and
ide
ntifi
ed a
s co
nfid
ential
bef
ore
or
at
the
time
of
disc
losu
re
or w
hich
, by
its
na
ture
or
fr
om
the
circ
umst
ance
s of
its
di
sclo
sure
, sh
ould
rea
sona
bly
be p
resu
med
to
be
conf
iden
tial
];
Co
ntr
ol:
th
e ab
ility
to
dire
ct t
he a
ffai
rs o
f an
othe
r pe
rson
, w
heth
er b
y vi
rtue
of
the
owne
rshi
p of
sha
res,
by
cont
ract
, or
in a
ny o
ther
way
;
the
Dat
a P
rote
ctio
n
Leg
isla
tio
n
whi
le t
hey
rem
ain
in f
orce
, th
e D
ata
Prot
ectio
n Act
19
98,
the
Euro
pean
D
ata
Prot
ectio
n D
irec
tive,
the
Reg
ulat
ion
of I
nves
tigat
ory
Pow
ers
Act
20
00,
the
Tele
com
mun
icat
ions
(L
awfu
l Bus
ines
s Pr
actic
e)
(Int
erce
ptio
n of
Com
mun
icat
ions
) Reg
ulat
ions
20
00,
the
Elec
tron
ic
Com
mun
icat
ions
D
ata
Prot
ectio
n D
irec
tive,
th
e Pr
ivac
y an
d El
ectr
onic
Com
mun
icat
ions
(E
C
Dire
ctiv
e)
Reg
ulat
ions
20
03,
once
it
com
es in
to fo
rce
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion,
an
d an
y ot
her
law
s an
d re
gula
tions
re
lating
to
th
e pr
oces
sing
of
pers
onal
dat
a an
d pr
ivac
y w
hich
ap
ply
to a
Par
ty a
nd,
if ap
plic
able
, th
e gu
idan
ce
and
code
s of
pra
ctic
e is
sued
by
the
Info
rmat
ion
Com
mis
sion
er o
r ot
her
rele
vant
dat
a pr
otec
tion
or s
uper
viso
ry a
utho
rity
;
[th
e E
xter
nal
Fu
nd
ing
: an
y fu
ndin
g or
as
sist
ance
pr
ovid
ed
for
the
Proj
ect
or t
o a
Part
y fo
r us
e in
the
Pro
ject
by
any
third
pa
rty,
in
clud
ing
any
stat
e or
pu
blic
bo
dy;]
[th
e Fi
eld
: [i
nser
t bu
sine
ss a
rea]
;]
the
Fin
anci
al C
on
trib
uti
on
: th
e fin
anci
al c
ontr
ibut
ion
to b
e pr
ovid
ed b
y th
e Col
labo
rato
r se
t ou
t in
Sch
edul
e 1;
[th
e Fu
nd
ing
Bo
dy:
[i
nser
t de
tails
of
the
body
whi
ch i
s to
pro
vide
th
e Ex
tern
al F
undi
ng;]
[th
e Fu
nd
ing
Co
nd
itio
ns:
th
e te
rms
on w
hich
the
Fun
ding
Bod
y pr
ovid
es
any
Exte
rnal
Fu
ndin
g,
a co
py
of
whi
ch
is
atta
ched
to
this
Agr
eem
ent
as S
ched
ule
3;]
the
Go
od
Dat
a M
anag
emen
t P
ract
ices
:
the
prac
tices
and
pro
cedu
res
set
out
in S
ched
ule
4;
228
a G
r ou
p C
om
pan
y:
any
unde
rtak
ing
whi
ch
for
the
time
bein
g Con
trol
s, o
r is
Con
trol
led
by,
the
Col
labo
rato
r or
w
hich
for
the
tim
e be
ing
is C
ontr
olle
d by
a t
hird
pe
rson
whi
ch a
lso
Con
trol
s th
e Col
labo
rato
r;
Inte
llect
ual
Pro
per
ty
Rig
hts
: pa
tent
s,
righ
ts
to
inve
ntio
ns,
trad
e m
arks
, se
rvic
e m
arks
, re
gist
ered
de
sign
s,
copy
righ
ts
and
rela
ted
righ
ts,
data
base
righ
ts,
desi
gn
righ
ts,
righ
ts
to
use
and
prot
ect
conf
iden
tial
in
form
atio
n, i
n ea
ch c
ase
whe
ther
reg
iste
red
or
unre
gist
ered
, in
clud
ing
righ
ts t
o ap
ply
for
and
be
gran
ted
appl
icat
ions
for
any
of
the
abov
e an
d an
y co
ntin
uation
s,
cont
inua
tions
-in-
part
, di
visi
onal
ap
plic
atio
ns,
rene
wal
s or
ex
tens
ions
of
, an
d righ
ts
to
clai
m
prio
rity
fr
om,
thos
e righ
ts,
and
any
sim
ilar
righ
t re
cogn
ised
fro
m
time
to t
ime
in a
ny j
uris
dict
ion,
tog
ethe
r w
ith a
ll righ
ts o
f ac
tion
in r
elat
ion
to t
he in
frin
gem
ent
of
any
of t
he a
bove
;
the
Key
Per
son
nel
: th
e Pr
inci
pal
Inve
stig
ator
, th
e Col
labo
rato
r’s
Sup
ervi
sor
and
any
othe
r ke
y pe
rson
nel
iden
tifie
d as
suc
h in
the
Pro
ject
Pla
n;
Kn
ow
-ho
w:
unpa
tent
ed
tech
nica
l in
form
atio
n (i
nclu
ding
in
form
atio
n re
latin
g to
in
vent
ions
, di
scov
erie
s,
conc
epts
, m
etho
dolo
gies
, m
odel
s,
rese
arch
, de
velo
pmen
t an
d te
stin
g pr
oced
ures
, th
e re
sults
of
exp
erim
ents
, te
sts
and
tria
ls,
man
ufac
turing
pr
oces
ses,
tec
hniq
ues
and
spec
ifica
tions
, qu
ality
co
ntro
l da
ta,
anal
yses
, re
port
s an
d su
bmis
sion
s)
whi
ch is
not
in t
he p
ublic
dom
ain;
the
Loca
tio
n:
the
loca
tion(
s)
at
whi
ch
the
Proj
ect
will
be
ca
rrie
d ou
t as
set
out
in t
he P
roje
ct P
lan;
a P
arty
: th
e In
stitu
tion
or
the
Col
labo
rato
r an
d an
y pe
rson
who
bec
omes
a p
arty
to
this
Agr
eem
ent
purs
uant
to
clau
se 2
.14,
and
tog
ethe
r th
ey a
re
the
Par
ties
;
the
Pri
nci
pal
In
vest
igat
or:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
the
Pro
ject
: th
e pr
ogra
mm
e of
wor
k de
scribe
d in
the
Pro
ject
Pl
an;
the
Pro
ject
Per
iod
: th
e pe
riod
des
crib
ed in
cla
use
2.1;
the
Pro
ject
Pla
n:
the
proj
ect
plan
ann
exed
to
this
Agr
eem
ent
as
Sch
edul
e 2,
as
varied
fro
m t
ime
to t
ime
unde
r th
e te
rms
of th
is
Agr
eem
ent
[and
un
der
any
Fund
ing
Con
dition
s];
the
Res
ult
s:
all
info
rmat
ion,
da
ta,
tech
niqu
es,
Kno
w-h
ow,
resu
lts,
inve
ntio
ns,
disc
over
ies,
so
ftw
are
and
mat
eria
ls (
rega
rdle
ss o
f th
e fo
rm o
r m
ediu
m i
n w
hich
the
y ar
e di
sclo
sed
or s
tore
d) i
dent
ified
or
first
red
uced
to
prac
tice
or w
ritin
g or
dev
elop
ed
in t
he c
ours
e of
the
Pro
ject
;
the
Terr
ito
ry:
[wor
ldw
ide]
OR
[in
sert
geo
grap
hica
l are
a];
a V
aria
tio
n A
gre
emen
t:
a w
ritt
en a
gree
men
t si
gned
by
or o
n be
half
of
the
Part
ies
and
any
pro
pose
d ne
w p
arty
to
this
Agr
eem
ent;
and
VA
T:
valu
e ad
ded
tax
char
geab
le
unde
r th
e Val
ue
Add
ed T
ax A
ct 1
994,
or
any
tax
repl
acin
g th
at
tax.
1.2
The
head
ings
in
this
Agr
eem
ent
are
for
ease
of
refe
renc
e on
ly;
they
do
not
affe
ct
its c
onst
ruct
ion
or in
terp
reta
tion.
1.3
Ref
eren
ces
in t
his
Agr
eem
ent
to a
per
son inc
lude
a n
atur
al p
erso
n, c
orpo
rate
or
unin
corp
orat
ed b
ody
(whe
ther
or
not
it ha
s a
sepa
rate
lega
l per
sona
lity)
.
1.4
A r
efer
ence
in t
his
Agr
eem
ent
to a
sta
tute
or
stat
utor
y pr
ovis
ion
is a
ref
eren
ce t
o it
as
amen
ded,
ex
tend
ed
or
re-e
nact
ed
from
tim
e to
tim
e an
d in
clud
es
all
subo
rdin
ate
legi
slat
ion
mad
e fr
om t
ime
to t
ime
unde
r th
at s
tatu
te o
r st
atut
ory
prov
isio
n.
1.5
A r
efer
ence
in t
his
Agr
eem
ent
to w
riti
ng o
r w
ritt
en in
clud
es e
mai
l.
1.6
A r
efer
ence
in t
his
Agr
eem
ent
to a
ny o
ther
agr
eem
ent
or d
ocum
ent
is a
ref
eren
ce
to t
hat
othe
r ag
reem
ent
or d
ocum
ent
as v
arie
d or
nov
ated
(in
eac
h ca
se,
unle
ss in
br
each
of
this
Agr
eem
ent)
fro
m t
ime
to t
ime.
1.7
Ref
eren
ces
in t
his
Agr
eem
ent
to c
laus
es a
nd S
ched
ules
are
to
the
clau
ses
and
Sch
edul
es o
f th
is A
gree
men
t an
d re
fere
nces
to
para
grap
hs a
re t
o pa
ragr
aphs
of
the
rele
vant
Sch
edul
e.
1.8
Any
wor
ds i
n th
is A
gree
men
t fo
llow
ing
the
expr
essi
on i
ncl
ud
ing
, in
clu
de
or
in
par
ticu
lar,
or
any
sim
ilar
expr
essi
on,
are
to b
e co
nstr
ued
as i
llust
rative
and
do
not
limit
the
sens
e of
the
wor
ds p
rece
ding
tha
t ex
pres
sion
.
1.9
The
acts
and
om
issi
ons
of i
ts G
roup
Com
pani
es a
re d
eem
ed t
o be
with
in t
he
Col
labo
rato
r’s
cont
rol,
the
acts
and
om
issi
ons
of s
tude
nts
are
deem
ed t
o be
with
in
the
Inst
itutio
n’s
cont
rol a
nd t
he a
cts
and
omis
sion
s of
any
con
trac
tor
are
deem
ed
to b
e w
ithin
the
con
trol
of th
e Pa
rty
enga
ging
tha
t co
ntra
ctor
.
[1.1
0 W
ords
and
phr
ases
def
ined
in
the
Fund
ing
Con
ditio
ns a
nd n
ot d
efin
ed i
n th
is
Agr
eem
ent
have
the
mea
ning
giv
en t
o th
em in
the
Fun
ding
Con
ditio
ns w
hen
used
in
thi
s Agr
eem
ent.
1.11
If
the
re i
s an
y co
nflic
t be
twee
n th
e te
rms
of t
his
Agr
eem
ent
and
the
Fund
ing
Con
ditio
ns,
this
Agr
eem
ent
will
pre
vail
in r
elat
ion
to t
he a
rran
gem
ents
as
betw
een
the
Part
ies,
but
it
will
not
affec
t th
e Pa
rtie
s' r
espe
ctiv
e ob
ligat
ions
to
the
Fund
ing
Bod
y un
der
the
Fund
ing
Con
ditio
ns.]
2.TH
E P
RO
JEC
T
229
2.1
The
Proj
ect
[will
beg
in o
n] O
R [
bega
n on
] th
e Com
men
cem
ent
Dat
e an
d w
ill
cont
inue
unt
il [t
he e
arlie
r of
the
with
draw
al o
f th
e Ex
tern
al F
undi
ng a
nd]
the
com
plet
ion
of t
he P
roje
ct o
r an
y la
ter
date
agr
eed
in w
riting
bet
wee
n th
e Pa
rtie
s,
or u
ntil
this
Agr
eem
ent
is t
erm
inat
ed i
n ac
cord
ance
with
cla
use
8 or
9.
If
this
Agr
eem
ent
is
ente
red
into
af
ter
the
Com
men
cem
ent
Dat
e,
it w
ill
appl
y re
tros
pect
ivel
y to
w
ork
carr
ied
out
in re
lation
to
th
e Pr
ojec
t on
or
afte
r th
e Com
men
cem
ent
Dat
e.
2.2
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill c
arry
out
the
tas
ks a
llott
ed t
o it
in
the
Proj
ect
Plan
, an
d w
ill p
rovi
de t
he h
uman
and
oth
er r
esou
rces
, Bac
kgro
und,
m
ater
ials
, fa
cilit
ies
and
equi
pmen
t w
hich
are
des
igna
ted
as it
s re
spon
sibi
lity
in t
he
Proj
ect
Plan
. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t un
der
the
dire
ctio
n an
d su
perv
isio
n of
[t
he P
rinc
ipal
Inv
estig
ator
] O
R [
the
Col
labo
rato
r's
Sup
ervi
sor]
. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t at
the
Loc
atio
n.
2.3
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill o
btai
n an
d m
aint
ain
all
regu
lato
ry
and
ethi
cal l
icen
ces,
con
sent
s an
d ap
prov
als
nece
ssar
y to
allo
w it
to
carr
y ou
t th
e ta
sks
allo
tted
to
it in
the
Pro
ject
Pla
n an
d w
ill c
arry
out
the
Pro
ject
in
acco
rdan
ce
with
all
law
s an
d re
gula
tions
whi
ch a
pply
to
its a
ctiv
ities
und
er o
r pu
rsua
nt t
o th
is
Agr
eem
ent.
2.4
Each
of
the
Part
ies
will
ens
ure
that
its
empl
oyee
s an
d st
uden
ts (
if an
y) in
volv
ed in
th
e Pr
ojec
t:
obse
rve
the
cond
ition
s at
tach
ing
to
any
regu
lato
ry
and
ethi
cal
licen
ces,
co
nsen
ts an
d ap
prov
als;
ke
ep co
mpl
ete
and
accu
rate
re
cord
s of
al
l re
sear
ch,
deve
lopm
ent
and
othe
r w
ork
carr
ied
out
in c
onne
ctio
n w
ith t
he P
roje
ct
and
of a
ll Res
ults
, si
gned
by
the
peop
le w
ho o
btai
ned
or m
ade
each
Res
ult,
and
co
unte
rsig
ned
by a
n em
ploy
ee o
f th
at P
arty
who
is n
ot a
mem
ber
of t
he r
esea
rch
team
bu
t w
ho
unde
rsta
nds
the
wor
k;
and
com
ply
with
th
e G
ood
Dat
a M
anag
emen
t Pr
actic
es.
2.5
Each
of
the
Part
ies
will
ens
ure
that
its
staf
f an
d st
uden
ts (
if an
y) (
incl
udin
g in
the
ca
se o
f th
e Col
labo
rato
r, a
ny s
taff
of
any
Gro
up C
ompa
ny)
invo
lved
in t
he P
roje
ct,
whe
n w
orki
ng o
n or
vis
iting
the
oth
er P
arty
’s p
rem
ises
, co
mpl
y w
ith t
he o
ther
Pa
rty’
s he
alth
an
d sa
fety
an
d se
curity
po
licie
s an
d pr
oced
ures
an
d,
whe
n ac
cess
ing
or u
sing
the
oth
er P
arty
’s i
nfor
mat
ion
syst
ems,
com
ply
with
the
oth
er
Part
y’s
info
rmat
ion
secu
rity
pol
icie
s an
d pr
oced
ures
.
2.6
[[Th
e In
stitu
tion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill c
ompl
y w
ith S
ched
ule
7. [
At
any
time
during
the
Pro
ject
Per
iod,
the
Col
labo
rato
r m
ay r
equi
re c
hang
es t
o Pa
rt 3
of
Sch
edul
e 7,
w
here
suc
h ch
ange
s ar
e ne
cess
ary
to e
nsur
e th
at th
e Pr
ojec
t is
un
dert
aken
in
co
mpl
ianc
e w
ith
the
Col
labo
rato
r’s
appl
icab
le
polic
ies
and
proc
edur
es.]
]
2.7
Alth
ough
[th
e In
stitu
tion
] O
R [
each
of
the
Part
ies]
will
use
rea
sona
ble
ende
avou
rs
to c
arry
out
the
Pro
ject
in
acco
rdan
ce w
ith t
he P
roje
ct P
lan,
[th
e In
stitu
tion
does
no
t un
dert
ake]
OR
[ne
ither
Par
ty u
nder
take
s] t
hat
any
rese
arch
will
lea
d to
any
pa
rtic
ular
res
ult,
nor
doe
s it
guar
ante
e a
succ
essf
ul o
utco
me
to t
he P
roje
ct.
2.8
[The
Ins
titut
ion]
O
R [E
ach
of t
he P
artie
s] w
ill p
rovi
de [
the
Col
labo
rato
r] O
R
[oth
er Pa
rty]
w
ith [m
onth
ly][
annu
al]
OR
[q
uart
erly
] re
port
s su
mm
aris
ing
the
prog
ress
of
the
Proj
ect
and
a co
py o
f al
l of
the
Res
ults
.
2.9
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill n
otify
the
[Col
labo
rato
r] O
R [
othe
r]
prom
ptly
aft
er i
dent
ifyin
g an
y Res
ult
whi
ch [
the
Inst
itutio
n] O
R [
it] b
elie
ves
is
pate
ntab
le,
and
will
sup
ply
the
[Col
labo
rato
r] O
R [
othe
r] w
ith c
opie
s of
tha
t Res
ult.
[T
he I
nstit
utio
n] O
R [
Each
of
the
Part
ies]
will
not
ify o
ther
Res
ults
to
[the
Col
labo
rato
r] O
R [
othe
r] in
the
rep
orts
pro
vide
d un
der
clau
se 2
.8.
2.10
Ea
ch o
f th
e Pa
rtie
s w
arra
nts
to t
he o
ther
tha
t it
has
full
pow
er a
nd a
utho
rity
und
er
its
cons
titut
ion,
an
d ha
s ta
ken
all
nece
ssar
y ac
tions
an
d ob
tain
ed
all
auth
oris
atio
ns,
licen
ces,
con
sent
s an
d ap
prov
als,
to
allo
w i
t to
ent
er i
nto
and
perf
orm
thi
s Agr
eem
ent[
and
it is
not
in b
reac
h of
the
Fun
ding
Con
dition
s].
2.11
If
a P
arty
agr
ees
to t
rans
fer
any
[bio
logi
cal
or c
hem
ical
] m
ater
ial
to t
he o
ther
Pa
rty
in c
onne
ctio
n w
ith t
he P
roje
ct,
that
tra
nsfe
r w
ill b
e su
bjec
t to
the
ter
ms
of a
se
para
te
Mat
eria
ls
Tran
sfer
Agr
eem
ent
ente
red
into
be
twee
n th
e Pa
rtie
s in
re
latio
n to
tha
t m
ater
ial.
[2.1
2 If
the
Fun
ding
Con
ditio
ns h
ave
not
alre
ady
been
acc
epte
d by
the
Par
ties,
thi
s Agr
eem
ent
is c
ondi
tiona
l on
eac
h of
the
Par
ties
acce
ptin
g th
e Fu
ndin
g Con
ditio
ns
with
in [
30]
days
aft
er t
he d
ate
of t
he F
undi
ng C
ondi
tions
or
offe
r to
pro
vide
Ex
tern
al F
undi
ng.]
[2.1
3 Ea
ch o
f th
e Pa
rtie
s w
ill:
2.13
.1 if
it
is a
par
ty t
o th
e Fu
ndin
g Con
dition
s, c
ompl
y w
ith its
obl
igat
ions
und
er
the
Fund
ing
Con
ditio
ns;
2.13
.2 c
arry
out
the
Pro
ject
in a
ccor
danc
e w
ith t
he F
undi
ng C
ondi
tions
; an
d
2.13
.3 n
otify
the
oth
er P
arty
in
acco
rdan
ce w
ith c
laus
e 10
.1 i
mm
edia
tely
if
it re
ceiv
es a
ny n
otic
e or
req
uest
fro
m t
he F
undi
ng B
ody.
]
2.15
N
o ad
dition
al p
erso
n m
ay b
ecom
e a
part
y to
thi
s Agr
eem
ent
with
out
the
writt
en
agre
emen
t of
bot
h th
e Col
labo
rato
r an
d th
e In
stitu
tion
[an
d th
e Fu
ndin
g Bod
y]
and
unle
ss t
he a
dditi
onal
per
son,
the
Col
labo
rato
r an
d th
e In
stitu
tion
exec
ute
a Var
iatio
n Agr
eem
ent.
3.FI
NA
NC
IAL
CO
NTR
IBU
TIO
N [
AN
D E
XT
ERN
AL
FUN
DIN
G]
3.1
[The
allo
catio
n of
the
Ext
erna
l Fun
ding
will
be
as s
et o
ut in
the
Pro
ject
Pla
n un
less
th
e Pa
rtie
s un
anim
ousl
y ag
ree
othe
rwis
e in
w
ritin
g.]
Each
Pa
rty
will
ke
ep
com
plet
e an
d ac
cura
te
acco
unts
of
its
ex
pend
iture
on
th
e Pr
ojec
t.
The
Col
labo
rato
r w
ill p
ay t
he F
inan
cial
Con
trib
utio
n to
the
Ins
titut
ion
in a
ccor
danc
e w
ith S
ched
ule
1 w
ithin
[30
][60
] O
R [
90]
days
aft
er r
ecei
pt b
y th
e Col
labo
rato
r of
a
[mon
thly
] O
R
[qua
rter
ly]
invo
ice
for
the
sam
e.
W
here
th
e Fi
nanc
ial
Con
trib
utio
n is
be
ing
clai
med
ag
ains
t co
sts
and
expe
nses
in
curr
ed
by
the
Inst
itutio
n, e
ach
invo
ice
mus
t be
acc
ompa
nied
by
a st
atem
ent
cert
ified
by
an
auth
oris
ed o
ffic
er o
f th
e In
stitu
tion.
3.2
Unl
ess
any
VAT
exem
ptio
n ap
plie
s, a
ll am
ount
s pa
yabl
e to
the
Ins
titut
ion
unde
r th
is A
gree
men
t ar
e ex
clus
ive
of V
AT
whi
ch t
he C
olla
bora
tor
will
pay
at
the
rate
fr
om t
ime
to t
ime
pres
crib
ed b
y la
w.
3.3
If t
he C
olla
bora
tor
fails
to
mak
e an
y pa
ymen
t du
e to
the
Ins
titut
ion
unde
r th
is
Agr
eem
ent,
w
ithou
t pr
ejud
ice
to an
y ot
her
righ
t or
re
med
y av
aila
ble
to th
e In
stitu
tion,
th
e In
stitu
tion
may
ch
arge
in
tere
st
(bot
h be
fore
an
d af
ter
any
judg
emen
t) o
n th
e am
ount
out
stan
ding
, on
a d
aily
bas
is [
at t
he r
ate
of [
four
] pe
r ce
nt p
er a
nnum
abo
ve t
he L
ondo
n 3
mon
th I
nter
bank
Off
er R
ate
from
tim
e to
tim
e in
for
ce]
OR
[in
acc
orda
nce
with
the
Lat
e Pa
ymen
ts o
f Com
mer
cial
Deb
ts
(Int
eres
t)
Act
19
98
as am
ende
d by
th
e La
te
Paym
ent
of Com
mer
cial
D
ebts
Reg
ulat
ions
201
3].
Tha
t in
tere
st w
ill b
e ca
lcul
ated
fro
m t
he d
ate
or las
t da
te f
or
paym
ent
to
the
actu
al
date
of
pa
ymen
t,
both
da
tes
incl
usiv
e,
and
will
be
230
com
poun
ded
quar
terly.
Th
e Col
labo
rato
r w
ill p
ay t
hat
inte
rest
to
the
Inst
itutio
n on
dem
and.
3.4
[Exc
ept
as s
et o
ut i
n th
e Pr
ojec
t Pl
an,]
the
Ins
titut
ion
will
ow
n al
l eq
uipm
ent
purc
hase
d or
con
stru
cted
by
it, o
r fo
r it,
usi
ng t
he F
inan
cial
Con
trib
utio
n [o
r an
y Ex
tern
al F
undi
ng].
4.U
SE
AN
D E
XP
LOIT
ATI
ON
OF
INTE
LLEC
TUA
L P
RO
PER
TY R
IGH
TS
4.1
This
Agr
eem
ent
does
not
affec
t th
e ow
ners
hip
of a
ny I
ntel
lect
ual Pr
oper
ty R
ight
s in
any
Bac
kgro
und
or in
any
othe
r te
chno
logy
, de
sign
, w
ork,
inv
entio
n, s
oftw
are,
da
ta,
tech
niqu
e, K
now
-how
, or
mat
eria
ls w
hich
are
not
Res
ults
. T
he I
ntel
lect
ual
Prop
erty
Rig
hts
in t
hem
will
rem
ain
the
prop
erty
of
the
Part
y w
hich
con
trib
uted
th
em t
o th
e Pr
ojec
t (o
r its
lic
enso
rs).
N
o lic
ence
to
use
any
Inte
llect
ual Pr
oper
ty
Rig
hts
is g
rant
ed o
r im
plie
d by
thi
s Agr
eem
ent
exce
pt t
he r
ight
s ex
pres
sly
set
out
in t
his
Agr
eem
ent.
4.2
Each
Par
ty g
rant
s th
e ot
her
a ro
yalty
-fre
e, f
ully
pai
d-up
, no
n-ex
clus
ive
licen
ce t
o us
e its
Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect.
N
eith
er P
arty
may
gr
ant
any
sub-
licen
ce t
o us
e th
e ot
her's
Bac
kgro
und
exce
pt t
hat
the
Col
labo
rato
r m
ay a
llow
any
Gro
up C
ompa
ny a
nd a
ny p
erso
n w
orki
ng f
or o
r on
beh
alf
of t
he
Col
labo
rato
r or
any
Gro
up C
ompa
ny,
to u
se t
he I
nstit
utio
n's
Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect.
4.3
The
Inst
itutio
n w
ill o
wn
the
Inte
llect
ual
Prop
erty
Rig
hts
in t
he R
esul
ts a
nd m
ay,
subj
e ct
to t
he I
nstit
utio
n’s
oblig
atio
ns i
n cl
ause
4.7
.4,
take
suc
h st
eps
as i
t m
ay
deci
de f
rom
tim
e to
tim
e, a
t its
exp
ense
, to
reg
iste
r an
d m
aint
ain
any
prot
ectio
n fo
r th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
and
tak
ing
any
actio
n in
res
pect
of
any
alle
ged
or a
ctua
l inf
ring
emen
t of
any
Int
elle
ctua
l Pro
pert
y Rig
hts
in t
he R
esul
ts.
4.4
The
Col
labo
rato
r w
ill e
nsur
e th
at its
em
ploy
ees
and
thos
e of
any
Gro
up C
ompa
ny
invo
lved
in t
he c
reat
ion
of t
he R
esul
ts g
ive
the
Inst
itutio
n su
ch a
ssis
tanc
e (e
xcep
t fin
anci
al a
ssis
tanc
e) a
s th
e In
stitu
tion
may
rea
sona
bly
requ
est
in c
onne
ctio
n w
ith
the
regi
stra
tion
and
prot
ectio
n of
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
any
of
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
, an
d ta
king
any
act
ion
in r
espe
ct o
f an
y al
lege
d or
act
ual
infr
inge
men
t of
any
In
telle
ctua
l Pro
pert
y Rig
hts
in a
ny o
f th
e Res
ults
.
4.5
Whe
re a
ny t
hird
par
ty s
uch
as a
stu
dent
or
cont
ract
or is
or h
as b
een
invo
lved
in
the
Proj
ect,
the
Par
ty e
ngag
ing
that
thi
rd p
arty
will
ens
ure
that
tha
t th
ird
part
y ha
s as
sign
ed t
o it
(inc
ludi
ng m
akin
g a
pros
pect
ive
assi
gnm
ent
whe
re a
ppro
pria
te)
all r
ight
s w
hich
tha
t th
ird
part
y m
ay h
ave
in t
he R
esul
ts in
ord
er t
o be
abl
e to
giv
e ef
fect
to
the
prov
isio
ns o
f th
is c
laus
e 4.
4.6
The
Inst
itutio
n gr
ants
to
the
Col
labo
rato
r a
non-
excl
usiv
e, i
ndef
inite
, [f
ully
pai
d-up
, ro
yalty
fre
e] lic
ence
(w
ith t
he r
ight
to
sub-
licen
se t
o an
y G
roup
Com
pany
and
to
an
y pe
rson
w
orki
ng
for,
or
on
be
half
of,
the
Col
labo
rato
r or
an
y G
roup
Com
pany
, bu
t on
ly f
or t
he p
urpo
se o
f ca
rryi
ng o
ut t
hat
wor
k, a
nd o
ther
wis
e w
ithou
t th
e righ
t to
sub
-lic
ense
) to
use
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
the
Res
ults
for
any
pur
pose
[w
ithin
the
Fie
ld]
in t
he T
errito
ry.
4.7.
1 Th
e In
stitu
tion
and
the
Col
labo
rato
r w
ill,
if th
e Col
labo
rato
r gi
ves
the
Inst
itutio
n w
ritt
en n
otic
e (a
n O
pti
on
No
tice
) at
any
tim
e du
ring
the
Pro
ject
Per
iod
plus
a
furt
her
[6]
OR
[12
] m
onth
s (t
oget
her
calle
d th
e O
pti
on
Per
iod),
neg
otia
te t
he
term
s on
whi
ch t
he I
nstit
utio
n w
ill g
rant
the
Col
labo
rato
r an
exc
lusi
ve l
icen
ce
(with
the
rig
ht t
o su
b-lic
ense
) to
use
cer
tain
of
the
Res
ults
(th
e Li
cen
ce).
[Th
e Li
cenc
e m
ay b
e gr
ante
d by
the
Ins
titut
ion’
s su
bsid
iary
com
pany
, [X
YZ]
Lim
ited.
]
4.7.
2 Fo
llow
ing
the
Inst
itutio
n’s
rece
ipt
of a
n O
ptio
n N
otic
e, t
he P
artie
s w
ill n
egot
iate
in
good
fai
th,
for
a pe
riod
of
up t
o [9
0 da
ys]
OR
[6
mon
ths]
aft
er t
he d
ate
of r
ecei
pt
of t
he O
ptio
n N
otic
e (t
he
Neg
oti
atio
n P
erio
d)
an a
gree
men
t fo
r th
e gr
ant
of t
he
Lice
nce.
[The
Li
cenc
e w
ill
incl
ude,
w
ithou
t lim
itatio
n,
term
s ba
sed
on
the
prov
isio
ns o
f Sch
edul
e 8.
] If
the
Par
ties
are
unab
le t
o ag
ree
the
term
s of
the
Li
cenc
e w
ithin
the
Neg
otia
tion
Period
, th
e Col
labo
rato
r’s
right
s un
der
clau
ses
4.7.
1,
4.7.
3 an
d 4.
7.4
(but
not
the
lice
nce
in c
laus
e 4.
6) w
ill la
pse.
4.7.
3 Th
e In
stitu
tion
will
no
t,
during
th
e O
ptio
n Pe
riod
or
the
Neg
otia
tion
Period
, ne
gotia
te w
ith a
ny t
hird
par
ty w
ith a
vie
w t
o gr
anting
a li
cenc
e to
use
the
Res
ults
or
ass
igni
ng t
he I
ntel
lect
ual
Prop
erty
Rig
hts
in t
he R
esul
ts n
or g
rant
a l
icen
ce t
o us
e th
e Res
ults
or
assi
gn t
he I
ntel
lect
ual
Prop
erty
Rig
hts
in t
he R
esul
ts t
o an
y th
ird
part
y.
D
urin
g th
e [3
][6]
O
R
[12]
m
onth
s fo
llow
ing
the
end
of
the
Neg
otia
tion
Period
, th
e In
stitu
tion
will
not
gra
nt a
lic
ence
of
any
Res
ult
or a
ssig
n th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
any
Res
ult
to a
ny t
hird
par
ty o
n an
y te
rms
mor
e fa
vour
able
tha
n th
ose
offe
red
to t
he C
olla
bora
tor
purs
uant
to
this
cla
use
4.7.
4.7.
4 U
ntil
the
end
of t
he O
ptio
n Pe
riod
and
, if
the
Col
labo
rato
r gi
ves
the
Opt
ion
Not
ice
until th
e ea
rlie
r of
the
end
of
Neg
otia
tion
Period
and
the
gra
nt o
f th
e Li
cenc
e, t
he
Inst
itutio
n w
ill
cons
ult
with
th
e Col
labo
rato
r ab
out
mak
ing
pate
nt
or
othe
r ap
plic
atio
ns in
res
pect
of
the
Res
ults
. I
f, d
urin
g th
e N
egot
iation
Per
iod,
the
Col
labo
rato
r w
ishe
s th
e In
stitu
tion
to a
pply
for
any
pat
ent
or o
ther
pro
tect
ion
in
rela
tion
to a
ny o
f th
e Res
ults
, th
e Col
labo
rato
r w
ill r
eim
burs
e to
the
Ins
titut
ion
the
reas
onab
le c
osts
and
exp
ense
s in
curr
ed b
y th
e In
stitu
tion
sin
ce t
he d
ate
of t
his
Agr
eem
ent
in
rela
tion
to
the
filin
g an
d pr
osec
utio
n of
th
at
pate
nt
or
othe
r ap
plic
atio
n,
incl
udin
g pa
tent
ag
ents
' fe
es,
as a
resu
lt of
an
y re
ques
t by
th
e Col
labo
rato
r to
app
ly f
or,
or t
o m
aint
ain,
any
pat
ent
or o
ther
pro
tect
ion
of a
ny
Res
ult.
If
the
Inst
itutio
n la
ter
licen
ses
or a
ssig
ns t
o a
third
part
y th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
any
of
the
Res
ults
for
whi
ch t
he C
olla
bora
tor
has
paid
any
suc
h co
sts
and
expe
nses
, th
e In
stitu
tion
will
re-
imbu
rse
thos
e co
sts
and
expe
nses
to
the
Col
labo
rato
r.
4.8
Des
pite
the
pro
visi
ons
of c
laus
e 4.
7 or
the
gra
nt o
f an
y lic
ence
pur
suan
t to
cla
use
4.7,
the
Ins
titut
ion
and
each
em
ploy
ee a
nd s
tude
nt o
f th
e In
stitu
tion
will
hav
e th
e irre
voca
ble,
ro
yalty
-fre
e righ
t to
us
e th
e Res
ults
fo
r Aca
dem
ic an
d Res
earc
h Pu
rpos
es,
incl
udin
g [(
afte
r th
e Col
labo
rato
r’s
righ
ts u
nder
cla
use
4.7
have
laps
ed,
but
not
in
any
othe
r ca
se)]
re
sear
ch
proj
ects
w
hich
ar
e ca
rrie
d ou
t by
th
e In
stitu
tion
with
any
thi
rd p
arty
[in
the
com
mer
cial
sec
tor]
[an
d Clin
ical
Pat
ient
Car
e].
5.A
CA
DE
MIC
PU
BLI
CA
TIO
N A
ND
IM
PA
CT
5.1
The
Proj
ect
is u
nder
take
n by
the
Ins
titut
ion
in p
ursu
ance
of
a pr
imar
y ch
arita
ble
purp
ose
of t
he I
nstit
utio
n; t
hat
is t
he a
dvan
cem
ent
of e
duca
tion
thro
ugh
teac
hing
an
d re
sear
ch.
Ther
efor
e, n
otw
ithst
andi
ng a
ny o
ther
pro
visi
on o
f th
is A
gree
men
t,
any
empl
oyee
or
stud
ent
of t
he I
nstit
utio
n (i
n ea
ch c
ase
whe
ther
or
not
invo
lved
in
the
Pro
ject
) m
ay,
prov
ided
the
Ins
titut
ion
has
not
rece
ived
a C
onfid
entia
lity
Not
ice
unde
r cl
ause
5.2
:
5.1.
1 di
scus
s w
ork
unde
rtak
en a
s pa
rt o
f th
e Pr
ojec
t in
Ins
titut
ion
sem
inar
s,
tuto
rial
s an
d le
ctur
es;
and
5.1.
2 Pu
blis
h an
y Bac
kgro
und
of t
he C
olla
bora
tor
or a
ny o
f th
e Res
ults
.
231
5.2
The
Inst
itution
will
sub
mit
to t
he C
olla
bora
tor,
in
writing
, de
tails
of
any
of t
he
Res
ults
and
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch a
ny e
mpl
oyee
or
stud
ent
of t
he I
nstit
utio
n in
tend
s to
Pub
lish,
at
leas
t [3
0][6
0] O
R [
90]
days
bef
ore
the
date
of
the
prop
osed
sub
mis
sion
for
Pub
licat
ion.
Th
e Col
labo
rato
r m
ay,
by g
ivin
g w
ritt
en n
otic
e to
the
Ins
titut
ion
(a C
on
fid
enti
alit
y N
oti
ce):
5.2.
1 re
quire
the
Inst
itutio
n to
del
ay t
he p
ropo
sed
Publ
icat
ion
for
a m
axim
um o
f [i
nser
t pe
riod
] m
onth
(s)
afte
r re
ceip
t of
the
Con
fiden
tialit
y N
otic
e if,
in
the
Col
labo
rato
r's
reas
onab
le o
pini
on,
that
del
ay is
nece
ssar
y in
ord
er t
o se
ek
pate
nt o
r ot
her
prot
ectio
n fo
r an
y of
the
Int
elle
ctua
l Pro
pert
y Rig
hts
in a
ny
of t
he R
esul
ts o
r in
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch a
re t
o be
Pu
blis
hed;
or
5.2.
2 pr
even
t th
e Pu
blic
atio
n of
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch i
s Con
fiden
tial In
form
atio
n an
d w
hich
can
not
be p
rote
cted
by
pate
nt o
r ot
her
Inte
llect
ual Pr
oper
ty R
ight
reg
istr
atio
n [o
r w
hich
may
be
prot
ecte
d in
tha
t w
ay b
ut w
hich
the
Col
labo
rato
r ha
s ch
osen
not
to
prot
ect
in t
hat
way
].
The
Col
labo
rato
r m
ust
give
tha
t Con
fiden
tialit
y N
otic
e w
ithin
[15
] O
R [
30]
days
af
ter
the
Col
labo
rato
r re
ceiv
es
deta
ils
of
the
prop
osed
Pu
blic
atio
n.
If
th
e In
stitu
tion
does
no
t re
ceiv
e a
Con
fiden
tialit
y N
otic
e w
ithin
th
at
period
, th
e pr
opos
ed
Publ
icat
ion
may
pr
ocee
d,
[exc
ept
in
rela
tion
to
the
Col
labo
rato
r’s
Bac
kgro
und
whi
ch i
s th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
and
whi
ch m
ay
not
be P
ublis
hed
unle
ss t
he C
olla
bora
tor
has
give
n its
writt
en c
onse
nt t
o th
at
Publ
icat
ion]
.
5.3
The
Col
labo
rato
r ac
know
ledg
es t
hat
the
Inst
itutio
n is
req
uire
d by
its
fun
ders
to
dem
onst
rate
the
Ins
titut
ion’
s im
pact
on
soci
ety
and
agre
es t
o pr
ovid
e to
the
In
stitu
tion
any
info
rmat
ion
whi
ch t
he I
nstit
utio
n re
ason
ably
req
uest
s in
ord
er t
o al
low
it
to d
emon
stra
te t
hat
impa
ct p
rovi
ded
that
, un
der
or p
ursu
ant
to t
his
clau
se:
the
Inst
itutio
n w
ill
not
be
entit
led
to re
ceiv
e or
di
sclo
se
any
of th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
or
any
info
rmat
ion
whi
ch
iden
tifie
s or
al
low
s an
y liv
ing
indi
vidu
al t
o be
ide
ntifi
ed a
nd t
he i
nfor
mat
ion
requ
este
d an
d di
sclo
sed
unde
r or
pur
suan
t to
thi
s cl
ause
will
be
gene
ral i
n na
ture
.
6.C
ON
FID
ENT
IALI
TY
6.1
[With
out
prej
udic
e to
any
obl
igat
ions
of
conf
iden
tialit
y in
the
Fun
ding
Con
ditio
ns,]
su
bjec
t to
cla
use
5, n
eith
er P
arty
will
[,
eith
er d
urin
g th
e Pr
ojec
t Pe
riod
or
for
[3][
5][7
] O
R [
10]
year
s af
ter
the
end
of t
he P
roje
ct P
erio
d,]
disc
lose
to
any
third
pa
rty,
nor
use
for
any
pur
pose
exc
ept
as e
xpre
ssly
per
mitt
ed b
y th
is A
gree
men
t,
any
of t
he o
ther
Par
ty's
Con
fiden
tial
Inf
orm
atio
n.
6.2
Nei
ther
Par
ty (
the
Rec
ipie
nt)
will
be
in b
reac
h of
any
obl
igat
ion
to k
eep
any
of
the
othe
r Pa
rty’
s Con
fiden
tial
Info
rmat
ion
conf
iden
tial or
not
to
disc
lose
it
to a
ny
othe
r pa
rty
to t
he e
xten
t th
at:
6.2.
1 if
it is
rec
eive
d fr
om t
he o
ther
Par
ty,
it is
kno
wn
to t
he R
ecip
ient
or
any
Gro
up C
ompa
ny (
dem
onst
rabl
e by
writt
en r
ecor
ds)b
efor
e its
rec
eipt
fro
m
the
othe
r Pa
rty,
and
not
alrea
dy s
ubje
ct t
o an
y ob
ligat
ion
of c
onfid
ential
ity
to t
he o
ther
Par
ty;
6.2.
2 it
is o
r be
com
es p
ublic
ly k
now
n w
ithou
t an
y br
each
of
this
Agr
eem
ent
or
any
othe
r un
dert
akin
g to
kee
p it
conf
iden
tial
;
6.2.
3 it
has
been
obt
aine
d by
the
Rec
ipie
nt o
r an
y G
roup
Com
pany
fro
m a
thi
rd
part
y in
circ
umst
ance
s w
here
the
Rec
ipie
nt h
as n
o re
ason
to
belie
ve t
hat
ther
e ha
s be
en a
bre
ach
of a
n ob
ligat
ion
of c
onfid
entia
lity
owed
to
the
othe
r Pa
rty;
6.2.
4 it
has
been
in
depe
nden
tly
deve
lope
d by
th
e Rec
ipie
nt
or
any
Gro
up
Com
pany
with
out
refe
renc
e to
the
oth
er P
arty
’s C
onfid
ential
Inf
orm
atio
n;
6.2.
5 it
is
disc
lose
d pu
rsua
nt
to
the
requ
irem
ent
of
any
law
or
re
gula
tion
(pro
vide
d, in
the
cas
e of
a d
iscl
osur
e un
der
the
Free
dom
of In
form
atio
n Act
20
00 or
th
e En
viro
nmen
tal
Info
rmat
ion
Reg
ulat
ions
200
4, no
ne o
f th
e ex
cept
ions
to
that
Ac
t or
tho
se Reg
ulat
ions
ap
plie
s to
th
e in
form
atio
n di
sclo
sed)
or
purs
uant
to
the
ord
er o
f an
y Cou
rt o
f co
mpe
tent
jur
isdi
ctio
n or
the
req
uire
men
t of
any
com
pete
nt r
egul
ator
y au
thor
ity,
and
that
, in
ea
ch
case
w
here
th
e la
w
perm
its,
the
Part
y re
quired
to
m
ake
that
di
sclo
sure
has
inf
orm
ed t
he o
ther
, w
ithin
a r
easo
nabl
e tim
e af
ter
bein
g re
quired
to
mak
e th
e di
sclo
sure
, of
the
req
uire
men
t to
dis
clos
e an
d th
e in
form
atio
n re
quired
to
be d
iscl
osed
; or
6.2.
6 it
is a
ppro
ved
for
rele
ase
in w
riting
by
an a
utho
rise
d re
pres
enta
tive
of t
he
othe
r Pa
rty.
6.3
The
Inst
itutio
n w
ill
not
be
in
brea
ch
of
any
oblig
atio
n to
ke
ep
any
of
the
Col
labo
rato
r's
Bac
kgro
und
or i
nfor
mat
ion,
con
fiden
tial
or n
ot t
o di
sclo
se i
t to
any
th
ird
part
y, b
y:
6.3.
1 [e
xcep
t in
re
latio
n to
th
e Col
labo
rato
r’s
Bac
kgro
und
whi
ch
is
the
Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion,
] Pu
blis
hing
an
y of
th
em
if th
e In
stitu
tion
has
follo
wed
the
pro
cedu
re i
n cl
ause
5.2
and
has
rec
eive
d no
Con
fiden
tialit
y N
otic
e w
ithin
the
per
iod
stat
ed in
tha
t cl
ause
; or
6.3.
2 m
akin
g th
em a
vaila
ble
to a
ny s
tude
nt o
f th
e In
stitu
tion
who
nee
ds t
o kn
ow
them
in
orde
r to
exe
rcis
e th
e rig
hts
gran
ted
in t
his
Agr
eem
ent,
pro
vide
d th
ey a
re n
ot u
sed
exce
pt a
s ex
pres
sly
perm
itted
by
this
Agr
eem
ent
and
the
stud
ent
unde
rtak
es t
o ke
ep t
hat
Bac
kgro
und
and
info
rmat
ion
conf
iden
tial
.
6.5
The
Col
labo
rato
r w
ill no
t be
in
br
each
of
an
y ob
ligat
ion
to ke
ep an
y of
th
e In
stitu
tion'
s Bac
kgro
und,
Res
ults
or
ot
her
info
rmat
ion
conf
iden
tial
or
no
t to
di
sclo
se
them
to
an
y th
ird
part
y,
by
mak
ing
them
av
aila
ble
to
any
Gro
up
Com
pany
, or
any
per
son
wor
king
for
or
on b
ehal
f of
the
Col
labo
rato
r or
any
Gro
up
Com
pany
, w
ho n
eeds
to
know
the
sam
e in
ord
er t
o ex
erci
se t
he r
ight
s gr
ante
d in
th
is A
gree
men
t, p
rovi
ded
they
are
not
use
d ex
cept
as
expr
essl
y pe
rmitt
ed b
y th
is
Agr
eem
ent
and
the
reci
pien
t un
dert
akes
to
keep
the
m c
onfid
ential
.
6.5
[Nei
ther
Par
ty w
ill b
e in
bre
ach
of a
ny o
blig
atio
n to
kee
p an
y of
the
oth
er P
arty
’s
Con
fiden
tial
Info
rmat
ion,
con
fiden
tial
or
not
to d
iscl
ose
it to
any
thi
rd p
arty
by
disc
losi
ng it
to
the
Fund
ing
Bod
y in
acc
orda
nce
with
the
Fun
ding
Con
ditio
ns.]
6.6
If t
he I
nstit
utio
n re
ceiv
es a
req
uest
und
er t
he F
reed
om o
f In
form
atio
n Act
200
0 to
di
sclo
se
any
info
rmat
ion
whi
ch,
unde
r th
is
Agr
eem
ent,
is
th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion,
it
will
not
ify t
he C
olla
bora
tor
and
will
con
sult
with
the
Col
labo
rato
r pr
ompt
ly a
nd b
efor
e m
akin
g an
y di
sclo
sure
und
er t
hat
Act
or t
hose
Reg
ulat
ions
, th
e In
stitu
tion
will
, w
here
app
ropr
iate
, ta
ke l
egal
adv
ice
rega
rdin
g th
e av
aila
bilit
y an
d ap
plic
abili
ty o
f an
y ex
empt
ions
and
any
oth
er o
ptio
ns a
vaila
ble,
an
d w
ill n
otify
the
Col
labo
rato
r of
the
int
ende
d re
spon
se t
o th
at r
eque
st.
The
Col
labo
rato
r w
ill r
espo
nd t
o th
e In
stitu
tion
with
in 1
0 da
ys a
fter
rec
eivi
ng t
he
Inst
itutio
n’s
notic
e if
that
not
ice
requ
ests
the
Col
labo
rato
r to
pro
vide
inf
orm
atio
n to
ass
ist
the
Inst
itutio
n to
det
erm
ine
whe
ther
or
not
an e
xem
ptio
n to
the
Fre
edom
of
In
form
atio
n Act
20
00
or
the
Envi
ronm
enta
l In
form
atio
n Reg
ulat
ions
20
04
232
appl
ies
to t
he i
nfor
mat
ion
requ
este
d un
der
that
Act
or
thos
e Reg
ulat
ions
. Th
e Col
labo
rato
r m
ay
mak
e re
pres
enta
tions
in
re
latio
n to
th
at
requ
est
and
the
prop
osed
res
pons
e an
d m
ay r
eque
st a
men
dmen
ts t
o th
e pr
opos
ed r
espo
nse.
[At
the
Col
labo
rato
r’s
requ
est,
exc
ept
in o
rder
to
com
ply
with
any
cou
rt o
rder
or
any
deci
sion
of
th
e In
form
atio
n Com
mis
sion
er
or
the
Info
rmat
ion
Trib
unal
, th
e In
stitu
tion
will
not
dis
clos
e an
y in
form
atio
n w
hich
, un
der
this
Agr
eem
ent,
is
the
Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
in
resp
onse
to
a
requ
est
unde
r th
e Fr
eedo
m o
f In
form
atio
n Act
200
0 or
the
Env
iron
men
tal
Info
rmat
ion
Reg
ulat
ions
20
04 p
rovi
ded
that
:
6.6.
1 th
e Col
labo
rato
r m
akes
th
at
requ
est
in
writin
g w
ithin
10
da
ys
afte
r re
ceiv
ing
the
Inst
itution
’s n
otic
e gi
ven
unde
r th
is c
laus
e 6.
6; a
nd
6.6.
2 th
e Col
labo
rato
r in
dem
nifie
s th
e In
stitu
tion
and
its e
mpl
oyee
s an
d st
uden
ts
(th
e In
dem
nif
ied
P
arti
es),
an
d ke
eps
them
fu
lly
and
effe
ctiv
ely
inde
mni
fied,
ag
ains
t ea
ch
and
ever
y cl
aim
m
ade
agai
nst
any
of
the
Inde
mni
fied
Part
ies
as a
res
ult
of t
he I
nstit
utio
n no
t m
akin
g an
y di
sclo
sure
of
th
e Col
labo
rato
r’s
Con
fiden
tial
info
rmat
ion
in re
spon
se to
a
requ
est
unde
r th
e Fr
eedo
m
of
Info
rmat
ion
Act
20
00
or
the
Envi
ronm
enta
l In
form
atio
n Reg
ulat
ions
200
4.]
6.7
Nei
ther
Par
ty w
ill u
se t
he o
ther
’s n
ame
or t
he n
ame
of a
ny o
f th
e Key
Per
sonn
el
prov
ided
by
the
othe
r Pa
rty
or t
he o
ther
Par
ty’s
log
o in
any
pre
ss r
elea
se o
r pr
oduc
t ad
vert
isin
g, o
r fo
r an
y ot
her
prom
otio
nal pu
rpos
e, w
ithou
t fir
st o
btai
ning
th
e ot
her
Part
y’s
writt
en c
onse
nt.
6.8
[Not
with
stan
ding
an
y ot
her
prov
isio
n of
th
is
Agr
eem
ent,
th
e In
stitu
tion
may
id
entif
y th
e su
ms
rece
ived
fro
m t
he C
olla
bora
tor
in t
he I
nstit
utio
n’s
Ann
ual R
epor
t an
d si
mila
r pu
blic
atio
ns][
, an
d th
e Col
labo
rato
r m
ay,
in o
rder
to
com
ply
with
any
tr
ansp
aren
cy r
epor
ting
oblig
atio
ns t
o w
hich
it
is s
ubje
ct,
publ
ish
deta
ils o
f an
y tr
ansf
ers
of v
alue
].]
7.LI
MIT
AT
ION
OF
LIA
BIL
ITY
7.1
Each
of
the
Part
ies
war
rant
s to
the
oth
er t
hat,
to
the
best
of
its k
now
ledg
e an
d be
lief
(hav
ing
mad
e re
ason
able
enq
uiry
of
thos
e of
its
em
ploy
ees
invo
lved
in
the
Proj
ect
or l
ikel
y to
hav
e re
leva
nt k
now
ledg
e[,
and
in t
he c
ase
of t
he I
nstit
utio
n an
y st
uden
t in
volv
ed i
n th
e Pr
ojec
t],
but
not
havi
ng m
ade
any
sear
ch o
f an
y pu
blic
reg
iste
r),
any
advi
ce o
r in
form
atio
n gi
ven
by i
t or
any
of
its e
mpl
oyee
s or
st
uden
ts
who
w
ork
on
the
Proj
ect,
or
th
e co
nten
t or
us
e of
an
y Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
conn
ection
with
the
Pr
ojec
t, w
ill n
ot c
onst
itute
or
resu
lt in
any
infr
inge
men
t of
thi
rd p
arty
rig
hts.
OR
7.1
Nei
ther
of
the
Part
ies
mak
es a
ny r
epre
sent
atio
n or
giv
es a
ny w
arra
nty
to t
he
othe
r th
at a
ny a
dvic
e or
inf
orm
atio
n gi
ven
by i
t or
any
of
its e
mpl
oyee
s or
st
uden
ts w
ho w
ork
or h
ave
wor
ked
on t
he P
roje
ct,
or t
he c
onte
nt o
r us
e of
any
Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
conn
ectio
n w
ith t
he P
roje
ct,
will
not
con
stitu
te o
r re
sult
in a
ny i
nfring
emen
t of
thi
rd-p
arty
righ
ts.
7.2
Exce
pt
unde
r [t
he
war
rant
y in
cl
ause
7.
1 an
d]
the
inde
mni
ties
in
clau
ses
[6.6
, ]7
.3 a
nd 7
.4,
and
subj
ect
to c
laus
e 7.
8, n
eith
er P
arty
acc
epts
any
liab
ility
or
resp
onsi
bilit
y fo
r an
y us
e w
hich
may
be
mad
e by
the
oth
er P
arty
of
any
of t
he
Res
ults
, no
r fo
r an
y re
lianc
e w
hich
may
be
plac
ed b
y th
at o
ther
Par
ty o
n an
y of
the
Res
ults
, no
r fo
r ad
vice
or
info
rmat
ion
give
n in
con
nect
ion
with
any
of
the
Res
ults
.
7.3
Sub
ject
to
clau
se 7
.7.1
, th
e Col
labo
rato
r [a
nd t
he I
nstit
utio
n] (
the
Ind
emn
ifyi
ng
P
arty
) w
ill i
ndem
nify
the
oth
er P
arty
, an
d its
em
ploy
ees
and
stud
ents
(to
geth
er
the
Ind
emn
ifie
d
Par
ties
), an
d ke
ep th
em f
ully
an
d ef
fect
ivel
y in
dem
nifie
d,
agai
nst
each
and
eve
ry c
laim
mad
e ag
ains
t an
y of
the
Ind
emni
fied
Part
ies
as a
re
sult
of t
he I
ndem
nify
ing
Part
y’s
use
of a
ny o
f th
e fo
llow
ing:
the
Res
ults
and
any
m
ater
ials
, w
orks
or
info
rmat
ion
rece
ived
fro
m a
n In
dem
nifie
d Pa
rty
purs
uant
to
this
Agr
eem
ent,
pro
vide
d th
at t
he I
ndem
nifie
d Pa
rty
mus
t:
7.3.
1 pr
ompt
ly n
otify
the
Ind
emni
fyin
g Pa
rty
of d
etai
ls o
f th
e cl
aim
;
7.3.
2 no
t m
ake
any
adm
issi
on in
rel
atio
n to
the
cla
im;
7.3.
3 ta
ke r
easo
nabl
e st
eps
to m
itiga
te its
los
ses
and
expe
nses
aris
ing
from
the
cl
aim
;
7.3.
4 al
low
th
e In
dem
nify
ing
Part
y to
ha
ve th
e co
nduc
t of
th
e de
fenc
e an
d se
ttle
men
t of
the
cla
im;
and
7.3.
5 gi
ve t
he I
ndem
nify
ing
Part
y al
l rea
sona
ble
assi
stan
ce (
at t
he I
ndem
nify
ing
Part
y ex
pens
e) in
dea
ling
with
the
cla
im.
The
inde
mni
ty in
this
cla
use
7.3
will
not
app
ly t
o th
e ex
tent
tha
t th
e cl
aim
arise
s as
a
resu
lt of
the
Ind
emni
fied
Part
y's
negl
igen
ce,
its b
reac
h of
cla
use
6, its
de
liber
ate
brea
ch o
f th
is A
gree
men
t or
its
kno
win
g in
frin
gem
ent
of a
ny t
hird
pa
rty’
s In
telle
ctua
l Pr
oper
ty R
ight
s or
its
kno
win
g br
each
of
any
third
part
y’s
righ
ts o
f co
nfid
ence
.
7.4
Sub
ject
to
clau
se 7
.7.3
, ea
ch P
arty
will
ind
emni
fy t
he o
ther
and
kee
p it
fully
and
ef
fect
ivel
y in
dem
nifie
d on
dem
and
agai
nst
all
cost
s, c
laim
s, d
eman
ds,
expe
nses
an
d lia
bilit
ies
of a
ny n
atur
e ar
isin
g ou
t of
or
in c
onne
ctio
n w
ith a
ny b
reac
h by
it o
f Sch
edul
e 6.
7.5
Sub
ject
to
cl
ause
7.
7 an
d 7.
8, an
d ex
cept
un
der
the
inde
mni
ties
in
cl
ause
s [6
.6,
]7.3
and
7.4
, th
e lia
bilit
y of
eith
er P
arty
to
the
othe
r fo
r an
y br
each
of
this
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er w
ay o
ut o
f th
e su
bjec
t m
atte
r of
thi
s Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill n
ot e
xten
d to
:
7.5.
1 an
y in
dire
ct d
amag
es o
r lo
sses
; or
7.5.
2 an
y lo
ss of
pr
ofits
, lo
ss o
f re
venu
e, lo
ss of
da
ta,
loss
of
con
trac
ts o
r op
port
unity
, w
heth
er d
irec
t or
indi
rect
,
Even
, in
eac
h ca
se,
if th
e Pa
rty
brin
ging
the
cla
im h
as a
dvis
ed t
he o
ther
of
the
poss
ibili
ty o
f th
ose
loss
es,
or if
the
y w
ere
with
in t
he o
ther
Par
ty's
con
tem
plat
ion.
7.6
Sub
ject
to
clau
ses
7.7
and
7.8,
the
agg
rega
te l
iabi
lity
of e
ach
Part
y to
the
oth
er
for
all a
nd a
ny b
reac
hes
of t
his
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er
way
out
of
the
subj
ect
mat
ter
of t
his
Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill
not
exce
ed in
tot
al [
the
Fina
ncia
l Con
trib
utio
n][t
he p
ortio
n of
the
Ext
erna
l Fun
ding
al
loca
ted
to t
hat
Part
y] O
R [
£ins
ert
figur
e].
7.7
Sub
ject
in
each
cas
e to
cla
use
7.8,
the
agg
rega
te l
iabi
lity
of e
ach
Part
y to
the
ot
her:
233
7.7.
1 un
der
the
inde
mni
ty in
cla
use
7.3
will
not
exc
eed
in t
otal
£[i
nser
t fig
ure]
;
7.7.
2 un
der
the
inde
mni
ty in
clau
se 7
.4 w
ill n
ot e
xcee
d in
tot
al £
[ins
ert
figur
e];
and
[7.7
.3 f
or a
ll an
d an
y br
each
es o
f th
e Fu
ndin
g Con
ditio
ns w
ill n
ot e
xcee
d in
tot
al
[the
am
ount
of
the
Exte
rnal
Fun
ding
]].
7.8
Not
hing
in t
his
Agr
eem
ent
limits
or
excl
udes
eith
er P
arty
's li
abili
ty for
:
7.8.
1 de
ath
or p
erso
nal i
njur
y ca
used
by
negl
igen
ce;
7.8.
2 an
y fr
aud
or f
or a
ny s
ort
of l
iabi
lity
that
, by
law
, ca
nnot
be
limite
d or
ex
clud
ed;
or
7.8.
3 an
y lo
ss o
r da
mag
e ca
used
by
a de
liber
ate
brea
ch o
f th
is A
gree
men
t.
7.9
The
expr
ess
unde
rtak
ings
and
war
rant
ies
give
n by
the
Par
ties
in t
his
Agr
eem
ent
are
in li
eu o
f al
l oth
er w
arra
ntie
s, c
ondi
tions
, te
rms,
und
erta
king
s an
d ob
ligat
ions
, w
heth
er e
xpre
ss o
r im
plie
d by
sta
tute
, co
mm
on la
w,
cust
om,
trad
e us
age,
cou
rse
of d
ealin
g or
in
any
othe
r w
ay.
All
of t
hese
are
exc
lude
d to
the
ful
lest
ext
ent
perm
itted
by
law
.
8.FO
RC
E M
AJE
UR
E
If t
he p
erfo
rman
ce b
y a
Part
y of
any
of
its o
blig
atio
ns u
nder
thi
s Agr
eem
ent
(exc
ept
a pa
ymen
t ob
ligat
ion)
is
dela
yed
or p
reve
nted
by
circ
umst
ance
s be
yond
its
rea
sona
ble
cont
rol,
that
Par
ty w
ill n
ot b
e in
bre
ach
of t
his
Agr
eem
ent
beca
use
of t
hat
dela
y in
per
form
ance
. H
owev
er,
if th
e de
lay
in p
erfo
rman
ce l
asts
mor
e th
an [
3] O
R [
6] m
onth
s, t
he o
ther
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t w
ith
imm
edia
te e
ffec
t by
gi
ving
writt
en no
tice
to t
he P
arty
w
hose
pe
rfor
man
ce is
de
laye
d or
pre
vent
ed.
9.TE
RM
INA
TIO
N
9.1
Eith
er P
arty
may
ter
min
ate
this
Agr
eem
ent
with
imm
edia
te e
ffec
t by
giv
ing
notic
e to
the
oth
er P
arty
if t
he o
ther
Par
ty:
9.1.
1 is
in
brea
ch o
f an
y pr
ovis
ion
of t
his
Agr
eem
ent
and
(if
it is
cap
able
of
rem
edy)
the
bre
ach
has
not
been
rem
edie
d w
ithin
[30
][60
] O
R [
90]
days
af
ter
rece
ipt
of
writt
en
notic
e sp
ecify
ing
the
brea
ch
and
requ
irin
g its
re
med
y;
9.1.
2 be
com
es i
nsol
vent
, or
if
an o
rder
is
mad
e or
a r
esol
utio
n is
pas
sed
for
its
win
ding
up
(exc
ept
volu
ntar
ily f
or t
he p
urpo
se o
f so
lven
t am
alga
mat
ion
or
reco
nstr
uctio
n),
or i
f an
adm
inis
trat
or,
adm
inis
trat
ive
rece
iver
or
rece
iver
is
app
oint
ed o
ver
the
who
le o
r an
y pa
rt o
f th
e ot
her
part
y's
asse
ts,
or i
f th
e ot
her
part
y m
akes
any
arr
ange
men
t w
ith it
s cr
edito
rs;
or
9.1.
3 co
mm
its a
ny b
reac
h of
Sch
edul
e 5
[or
Sch
edul
e 7]
.
9.2
Each
of
the
Part
ies
will
not
ify t
he o
ther
pro
mpt
ly i
f at
any
tim
e an
y of
the
Key
Pe
rson
nel a
ppoi
nted
by
that
Par
ty is
una
ble
or u
nwill
ing
to c
ontin
ue t
o be
invo
lved
in
the
Pro
ject
. W
ithin
[3]
OR
[6]
mon
ths
afte
r th
e da
te o
f th
at n
otic
e, t
he P
arty
w
ho or
igin
ally
ap
poin
ted
that
m
embe
r of
th
e Key
Pe
rson
nel
will
no
min
ate
a su
cces
sor.
Th
e ot
her
Part
y w
ill n
ot u
nrea
sona
bly
refu
se t
o ac
cept
the
nom
inat
ed
succ
esso
r, b
ut if
the
succ
esso
r is
not
acc
epta
ble
to t
he o
ther
Par
ty o
n re
ason
able
grou
nds,
or
if th
e ap
poin
tor
cann
ot f
ind
a su
cces
sor,
eith
er P
arty
may
ter
min
ate
this
Agr
eem
ent
by g
ivin
g th
e ot
her
not
less
tha
n [3
] m
onth
s' n
otic
e.
9.4
[The
Col
labo
rato
r m
ay
term
inat
e th
is
Agr
eem
ent
at
any
time
prov
ided
th
e Col
labo
rato
r co
mpl
ies
with
cl
ause
s 9.
6 an
d 9.
7,
by gi
ving
no
t le
ss
than
[3
] m
onth
s' n
otic
e to
the
Ins
titut
ion.
]
9.4
Cla
uses
1,
3, 4
(su
bjec
t to
cla
use
9.5)
, 5,
6,
7, 8
, 9.
4, 9
.5,
9.6,
9.7
, 9.
8 an
d 10
w
ill s
urvi
ve t
he c
ompl
etio
n of
the
Pro
ject
or
the
term
inat
ion
of t
his
Agr
eem
ent
for
any
reas
on a
nd w
ill c
ontin
ue i
n fu
ll fo
rce
and
effe
ct i
ndef
inite
ly o
r, i
n th
e ca
se o
f cl
ause
6, in
acc
orda
nce
with
cla
use
6.1.
9.5
On
the
term
inat
ion
of t
his
Agr
eem
ent
unde
r cl
ause
s 8,
9.1
, 9.
2 or
9.3
all
righ
ts
and
licen
ces
gran
ted
by o
ne P
arty
to
the
othe
r Pa
rty
unde
r or
pur
suan
t to
thi
s Agr
eem
ent
will
aut
omat
ical
ly t
erm
inat
e ex
cept
:
9.5.
1 an
y righ
ts t
o us
e an
y Res
ults
or
Bac
kgro
und
for
Acad
emic
and
Res
earc
h Pu
rpos
es;
9.5.
2 an
y righ
t to
Pub
lish
in a
ccor
danc
e w
ith c
laus
e 5;
and
9.5.
3 if
the
Col
labo
rato
r te
rmin
ates
thi
s Agr
eem
ent
in a
ccor
danc
e w
ith c
laus
e 9.
1,
the
licen
ce g
rant
ed t
o th
e Col
labo
rato
r un
der
clau
se 4
.6 w
ill s
urvi
ve t
he
term
inat
ion
of t
his
Agr
eem
ent
and
will
con
tinue
inde
finite
ly.
9.6
On
the
term
inat
ion
of t
his
Agr
eem
ent,
the
Col
labo
rato
r w
ill p
ay t
he I
nstit
utio
n fo
r al
l w
ork
done
bef
ore
term
inat
ion
[and
not
cov
ered
by
the
Exte
rnal
Fun
ding
]. I
f te
rmin
atio
n oc
curs
pu
rsua
nt
to
clau
se 9.
2 [o
r 9.
3],
the
Col
labo
rato
r w
ill
re-
imbu
rse
the
Inst
itutio
n fo
r al
l co
sts
and
expe
nses
w
hich
th
e In
stitu
tion
has
incu
rred
or
agre
ed t
o in
cur
and
whi
ch t
he I
nstit
utio
n is
una
ble
to c
ance
l.
9.8
Follo
win
g th
e te
rmin
atio
n of
thi
s Agr
eem
ent
by t
he I
nstit
utio
n un
der
clau
se 9
.1 o
r 9.
2 [o
r by
the
Col
labo
rato
r un
der
clau
se 9
.3],
if
the
Fina
ncia
l Con
trib
utio
n is
in
tend
ed t
o co
ver
the
cost
s of
em
ploy
ing
any
Inst
itution
sta
ff i
nvol
ved
in t
he
Proj
ect,
the
Col
labo
rato
r w
ill c
ontin
ue t
o re
imbu
rse,
in
acco
rdan
ce w
ith c
laus
e 3,
th
e ac
tual
direc
t em
ploy
men
t co
sts
of s
taff
who
wer
e ap
poin
ted
by t
he I
nstit
utio
n to
w
ork
on
the
Proj
ect
befo
re
the
serv
ice
of
the
notic
e,
prov
ided
th
at
the
Inst
itutio
n ta
kes
all
reas
onab
le s
teps
to
min
imis
e th
ose
cost
s.
Rei
mbu
rsem
ent
will
con
tinu
e un
til
the
effe
ctiv
e da
te o
f te
rmin
atio
n of
eac
h st
aff
cont
ract
or
the
date
on
whi
ch t
he P
roje
ct w
as t
o ha
ve e
nded
(w
hich
ever
is
the
earlie
r).
Thos
e di
rect
em
ploy
men
t co
sts
will
inc
lude
a p
ropo
rtio
n of
any
red
unda
ncy
cost
s w
hich
ha
ve b
een
incu
rred
by
the
Inst
itutio
n as
a d
irec
t re
sult
of t
he t
erm
inat
ion
of t
his
Agr
eem
ent,
th
at
prop
ortio
n to
be
ca
lcul
ated
by
di
vidi
ng
the
indi
vidu
al’s
in
volv
emen
t in
the
Pro
ject
by
the
dura
tion
of h
is p
erio
d of
em
ploy
men
t by
the
In
stitu
tion.
9.8
If t
he C
olla
bora
tor
has
paid
any
of
the
Fina
ncia
l Con
trib
utio
n in
adv
ance
and
the
w
hole
of
th
at co
ntribu
tion
has
not,
by
th
e en
d of
th
e Pr
ojec
t Pe
riod
or
th
e te
rmin
atio
n of
thi
s Agr
eem
ent,
bee
n us
ed b
y th
e In
stitu
tion
for
the
pur
pose
s fo
r w
hich
tha
t Fi
nanc
ial
Con
trib
utio
n w
as p
rovi
ded,
the
Ins
titut
ion
will
ret
urn
to t
he
Col
labo
rato
r th
e un
used
por
tion
of t
hat
cont
ribu
tion.
10.
GEN
ERA
L
10.1
N
oti
ces:
Any
not
ice
to b
e gi
ven
unde
r th
is A
gree
men
t m
ust
be in
writing
, m
ust
be d
eliv
ered
to
the
othe
r Pa
rty
by a
ny o
f th
e m
etho
ds s
et o
ut i
n th
e le
ft h
and
234
colu
mn
belo
w,
and
will
be
deem
ed t
o be
rec
eive
d on
the
cor
resp
ondi
ng d
ay s
et
out
in t
he r
ight
han
d co
lum
n:
Met
ho
d o
f se
rvic
e
Dee
med
day
of
rece
ipt
By
hand
or
cour
ier
the
day
of d
eliv
ery
By
pre-
paid
first
cla
ss p
ost
the
seco
nd B
usin
ess
Day
aft
er p
ostin
g
By
reco
rded
del
iver
y po
st
the
next
Bus
ines
s D
ay a
fter
pos
ting
The
Part
ies'
res
pect
ive
repr
esen
tativ
es f
or t
he r
ecei
pt o
f no
tices
are
, un
til c
hang
ed
by n
otic
e gi
ven
in a
ccor
danc
e w
ith t
his
clau
se,
as fol
low
s:
For
the
Inst
itu
tio
n:
For
the
Co
llab
ora
tor:
Nam
e:
Add
ress
:
Nam
e:
Add
ress
:
10.2
A
ssig
nm
ent:
N
eith
er P
arty
may
ass
ign
or t
rans
fer
this
Agr
eem
ent
as a
who
le,
or
any
of it
s righ
ts o
r ob
ligat
ions
und
er it
, w
ithou
t fir
st o
btai
ning
the
writt
en c
onse
nt
of t
he o
ther
Par
ty[,
exc
ept
that
the
Col
labo
rato
r m
ay a
ssig
n th
is A
gree
men
t as
a
who
le t
o a
Gro
up C
ompa
ny w
ithou
t th
e co
nsen
t of
the
Ins
titut
ion]
. N
eith
er P
arty
w
ill u
nrea
sona
bly
with
hold
or
dela
y its
con
sent
.
10.3
Il
leg
al/
un
enfo
rcea
ble
pro
visi
on
s:
If t
he w
hole
or
any
part
of
any
prov
isio
n of
th
is A
gree
men
t is
voi
d or
une
nfor
ceab
le in
any
jur
isdi
ctio
n, t
he o
ther
pro
visi
ons
of
this
Agr
eem
ent,
and
the
res
t of
the
voi
d or
une
nfor
ceab
le p
rovi
sion
, w
ill c
ontinu
e in
for
ce in
that
jur
isdi
ctio
n, a
nd t
he v
alid
ity a
nd e
nfor
ceab
ility
of
that
pro
visi
on in
any
othe
r ju
risd
ictio
n w
ill n
ot b
e af
fect
ed.
10.4
W
aive
r o
f ri
gh
ts:
If
a Pa
rty
fails
to
enfo
rce,
or
dela
ys in
enf
orci
ng,
an o
blig
atio
n of
the
oth
er p
arty
, or
fai
ls t
o ex
erci
se,
or d
elay
s in
exe
rcis
ing,
a r
ight
und
er t
his
Agr
eem
ent,
tha
t fa
ilure
or
dela
y w
ill n
ot a
ffec
t its
rig
ht t
o en
forc
e th
at o
blig
atio
n or
con
stitu
te a
wai
ver
of t
hat
righ
t.
Any
wai
ver
of a
ny p
rovi
sion
of
this
Agr
eem
ent
will
no
t, u
nles
s ex
pres
sly
stat
ed t
o th
e co
ntra
ry,
cons
titut
e a
wai
ver
of t
hat
prov
isio
n on
a f
utur
e oc
casi
on.
10.5
N
o
agen
cy:
N
othi
ng
in
this
Agr
eem
ent
crea
tes,
im
plie
s or
ev
iden
ces
any
part
ners
hip
or j
oint
ven
ture
bet
wee
n th
e Pa
rtie
s, o
r th
e re
latio
nshi
p be
twee
n th
em of
pr
inci
pal
and
agen
t. N
eith
er Pa
rty
has
any
auth
ority
to
m
ake
any
repr
esen
tatio
n or
com
mitm
ent,
or
to in
cur
any
liabi
lity,
on
beha
lf of
the
oth
er.
10.6
En
tire
ag
reem
ent:
Thi
s Agr
eem
ent
[and
the
Fun
ding
Con
dition
s] c
onst
itute
[s]
the
entir
e ag
reem
ent
betw
een
the
Part
ies
rela
ting
to i
ts s
ubje
ct m
atte
r.
Each
Pa
rty
ackn
owle
dges
tha
t it
has
not
ente
red
into
thi
s Agr
eem
ent
on t
he b
asis
of
any
war
rant
y, r
epre
sent
atio
n, s
tate
men
t, a
gree
men
t or
und
erta
king
exc
ept
thos
e ex
pres
sly
set
out
in t
his
Agr
eem
ent.
Ea
ch P
arty
wai
ves
any
clai
m f
or b
reac
h of
th
is
Agr
eem
ent,
or
an
y righ
t to
re
scin
d th
is
Agr
eem
ent
in
resp
ect
of
any
repr
esen
tatio
n w
hich
is
not
an e
xpre
ss p
rovi
sion
of
this
Agr
eem
ent.
H
owev
er,
this
cla
use
does
not
exc
lude
any
liab
ility
whi
ch e
ither
Par
ty m
ay h
ave
to t
he o
ther
(o
r an
y righ
t w
hich
eith
er P
arty
may
hav
e to
res
cind
thi
s Agr
eem
ent)
in r
espe
ct o
f an
y fr
audu
lent
mis
repr
esen
tatio
n or
fra
udul
ent
conc
ealm
ent
befo
re t
he s
igni
ng o
f th
is A
gree
men
t.
10.7
Fo
rmal
itie
s:
Each
Pa
rty
will
ta
ke
any
actio
n an
d ex
ecut
e an
y do
cum
ent
reas
onab
ly r
equi
red
by t
he o
ther
Par
ty t
o gi
ve e
ffec
t to
any
of
its r
ight
s un
der
this
Agr
eem
ent,
or
to e
nabl
e th
eir
regi
stra
tion
in a
ny r
elev
ant
terr
itory
pro
vide
d th
e pa
rty
mak
ing
the
requ
est
pays
the
oth
er P
arty
’s r
easo
nabl
e ex
pens
es.
10.8
A
men
dm
ents
: N
o va
riat
ion
or a
men
dmen
t of
thi
s Agr
eem
ent
will
be
effe
ctiv
e un
less
it is
mad
e in
writing
and
sig
ned
by e
ach
Part
y's
repr
esen
tativ
e.
10.9
Th
ird
par
ties
: N
o on
e ex
cept
a P
arty
has
any
rig
ht t
o pr
even
t th
e am
endm
ent
of
this
Agr
eem
ent
or i
ts t
erm
inat
ion,
and
no
one
exce
pt a
Par
ty m
ay e
nfor
ce a
ny
bene
fit c
onfe
rred
by
this
Agr
eem
ent,
unl
ess
this
Agr
eem
ent
expr
essl
y pr
ovid
es
othe
rwis
e, e
xcep
t th
at e
ach
Inde
mni
fied
Part
y w
ill h
ave
the
bene
fit o
f th
e re
leva
nt
inde
mni
ty a
nd K
ey P
erso
nnel
will
hav
e th
e be
nefit
of
clau
se 6
.7,
in e
ach
case
un
der
the
Con
trac
ts (
Rig
hts
of T
hird
Par
ties)
Act
199
9.
10.1
0 G
ove
rnin
g
law
:
This
Ag
reem
ent
and
any
disp
ute
or cl
aim
(i
nclu
ding
no
n-co
ntra
ctua
l dis
pute
s or
cla
ims)
arisi
ng o
ut o
f or
in c
onne
ctio
n w
ith it
or
its s
ubje
ct
mat
ter
or f
orm
atio
n ar
e go
vern
ed b
y, a
nd t
his
Agr
eem
ent
is t
o be
con
stru
ed i
n ac
cord
ance
with
, En
glis
h la
w.
The
Eng
lish
Cou
rts
will
hav
e ex
clus
ive
jurisd
ictio
n to
dea
l w
ith a
ny d
ispu
te (
incl
udin
g an
y no
n-co
ntra
ctua
l cl
aim
or
disp
ute)
whi
ch
has
aris
en o
r m
ay a
rise
out
of,
or
in c
onne
ctio
n w
ith,
this
Agr
eem
ent,
exc
ept
that
a
Part
y m
ay
brin
g pr
ocee
ding
s to
pr
otec
t its
In
telle
ctua
l Pr
oper
ty
Rig
hts
or
Con
fiden
tial
Inf
orm
atio
n in
any
jur
isdi
ctio
n.
10.1
1 Es
cala
tio
n:
If t
he P
artie
s ar
e un
able
to
reac
h ag
reem
ent
on a
ny is
sue
conc
erni
ng
this
Agr
eem
ent
or t
he P
roje
ct w
ithin
14
days
aft
er o
ne p
arty
has
not
ified
the
oth
er
of t
hat
issu
e, t
hey
will
ref
er t
he m
atte
r to
[in
sert
off
icer
] in
the
cas
e of
the
In
stitu
tion,
and
to
[ins
ert
offic
er]
in t
he c
ase
of t
he C
olla
bora
tor
in a
n at
tem
pt t
o re
solv
e th
e is
sue
with
in [
14]
days
aft
er t
he r
efer
ral.
Eith
er P
arty
may
bring
pr
ocee
ding
s in
acc
orda
nce
with
cla
use
10.1
0 if
the
mat
ter
has
not
been
res
olve
d w
ithin
tha
t [1
4] d
ay p
erio
d, a
nd e
ither
Par
ty m
ay b
ring
pro
ceed
ings
to
prot
ect
its
Inte
llect
ual
Prop
erty
R
ight
s or
Con
fiden
tial
Info
rmat
ion
in
any
jurisd
iction
, w
heth
er o
r no
t an
y is
sue
has
been
esc
alat
ed u
nder
thi
s cl
ause
.
10.1
2 A
nti
-Bri
ber
y: E
ach
part
y w
ill c
ompl
y w
ith t
he p
rovi
sion
s se
t ou
t in
Sch
edul
e 5.
10.1
3 D
ata
Pro
tect
ion
: Ea
ch p
arty
will
com
ply
with
the
pro
visi
ons
set
out
in S
ched
ule
6.
10.1
4 C
ou
nte
rpar
ts:
This
Agr
eem
ent
may
be
exec
uted
in
any
num
ber
of c
ount
erpa
rts.
O
nce
it ha
s be
en e
xecu
ted
and
each
Par
ty h
as e
xecu
ted
at lea
st o
ne c
ount
erpa
rt,
each
cou
nter
part
will
con
stitu
te a
dup
licat
e or
igin
al c
opy
of t
his
Agr
eem
ent.
All
the
coun
terp
arts
tog
ethe
r w
ill c
onst
itute
a s
ingl
e ag
reem
ent.
The
tra
nsm
issi
on o
f an
ex
ecut
ed c
ount
erpa
rt o
f th
is A
gree
men
t (b
ut n
ot j
ust
a si
gnat
ure
page
) by
e-m
ail
(suc
h as
in
or J
PEG
) w
ill t
ake
effe
ct a
s th
e de
liver
y of
an
exec
uted
origi
nal
coun
terp
art
of t
his
Agr
eem
ent.
If
tha
t m
etho
d of
del
iver
y is
use
d, e
ach
Part
y w
ill
prov
ide
the
othe
r Pa
rty
with
the
orig
inal
of
the
exec
uted
cou
nter
part
as
soon
as
poss
ible
.
[10.
15 E
xpo
rt
Co
ntr
ol:
ea
ch
Part
y w
ill
com
ply
with
ap
plic
able
U
K
expo
rt
cont
rol
legi
slat
ion
and
regu
lation
s. E
ach
Part
y w
ill c
ompl
y w
ith t
he s
peci
fic c
ondi
tions
of
any
US e
xpor
t co
ntro
l le
gisl
atio
n of
whi
ch t
he o
ther
Par
ty h
as i
nfor
med
it
in
writing
and
whi
ch a
re a
pplic
able
to
it.]
SIG
NED
fo
r an
d on
be
half
of
the
Inst
itutio
n:
SIG
NED
fo
r an
d on
be
half
of
the
Col
labo
rato
r:
235
Nam
e
Posi
tion
Sig
natu
re
Nam
e
Posi
tion
Sig
natu
re
[Rea
d an
d un
ders
tood
by
the
Prin
cipa
l Rea
d an
d un
ders
tood
by
the
Inve
stig
ator
:Col
labo
rato
r’s
Sup
ervi
sor:
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
. Sig
natu
reSig
natu
re
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
D
ate
Dat
e]
SC
HED
ULE
1
Th
e Fi
nan
cial
Co
ntr
ibu
tio
n
236
SC
HED
ULE
2
The
Pro
ject
Pla
n
Pro
ject
Tit
le
Pro
ject
Ob
ject
ives
Loca
tio
n
Bac
kg
rou
nd
/M
ater
ials
to
be
con
trib
ute
d b
y ea
ch P
arty
Task
s to
be
carr
ied
ou
t b
y ea
ch P
arty
Tim
etab
le
Hu
man
res
ou
rces
, fa
cilit
ies
and
eq
uip
men
t ea
ch P
arty
is t
o p
rovi
de
Res
ult
s A
nti
cip
ated
Key
Per
son
nel
of
each
Par
ty
Allo
cati
on
of
Exte
rnal
Fin
din
g
[Eq
uip
men
t o
wn
ersh
ip]
Oth
er T
erm
s
[SC
HED
ULE
3
The
Fun
din
g C
on
dit
ion
s]
237
SC
HED
ULE
4
Goo
d D
ata
Man
agem
ent
Pra
ctic
es
1.Res
earc
h da
ta
mus
t be
ge
nera
ted
usin
g so
und
scie
ntifi
c te
chni
ques
an
dpr
oces
ses;
2.Res
earc
h da
ta m
ust
be a
ccur
atel
y re
cord
ed i
n ac
cord
ance
with
goo
d sc
ient
ific
prac
tices
by
the
peop
le c
ondu
ctin
g th
e re
sear
ch;
3.Res
earc
h da
ta m
ust
be a
naly
sed
appr
opriat
ely,
with
out
bias
and
in a
ccor
danc
ew
ith g
ood
scie
ntifi
c pr
actic
es;
4.Res
earc
h da
ta a
nd t
he R
esul
ts m
ust
be s
tore
d se
cure
ly a
nd b
e ea
sily
ret
riev
able
;
5.D
ata
trai
ls m
ust
be k
ept
to a
llow
peo
ple
to d
emon
stra
te e
asily
and
to
reco
nstr
uct
key
deci
sion
s m
ade
during
the
con
duct
of th
e re
sear
ch,
pres
enta
tions
mad
e ab
out
the
rese
arch
and
con
clus
ions
rea
ched
in r
espe
ct o
f th
e re
sear
ch;
and
6.Ea
ch P
arty
has
the
rig
ht,
on n
ot l
ess
than
[30
] da
ys w
ritt
en n
otic
e, t
o vi
sit
the
othe
r Pa
rty
to v
erify
tha
t th
e ot
her
Part
y is
com
plyi
ng w
ith t
he a
bove
pra
ctic
esan
d pr
oced
ures
.
SC
HED
ULE
5
An
ti-B
rib
ery
1.Ea
ch P
arty
will
, in
con
nect
ion
with
the
Pro
ject
:
1.1
com
ply
with
all
law
s, s
tatu
tes
and
regu
latio
ns w
hich
app
ly t
o it
or i
tsac
tiviti
es an
d w
hich
re
late
to
an
ti-br
iber
y or
an
ti-co
rrup
tion
(o
r bo
th),
in
clud
ing
the
Bribe
ry A
ct 2
010;
1.2
not
do a
nyth
ing
whi
ch w
ould
con
stitu
te a
n of
fenc
e un
der
sect
ion
1, 2
or
6 of
the
Brib
ery
Act
201
0 if
it ha
d be
en c
arried
out
in t
he U
nite
d K
ingd
om;
1.3
have
po
licie
s an
d pr
oced
ures
(i
nclu
ding
ad
equa
te
proc
edur
es
as
dete
rmin
ed i
n ac
cord
ance
with
sec
tion
7(2)
of
the
Bribe
ry A
ct 2
010
and
any
guid
ance
issu
ed u
nder
sec
tion
9 of
tha
t Act
) to
ens
ure
com
plia
nce
with
pa
ragr
aphs
1.1
and
1.2
abo
ve;
1.4
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to in
par
agra
ph 1
.3
abov
e;
1.5
prom
ptly
rep
ort
to t
he o
ther
par
ty a
ny r
eque
st o
r de
man
d fo
r an
y un
due
finan
cial
or
othe
r ad
vant
age
of a
ny k
ind
rece
ived
by
it;
1.6
prov
ide
such
evi
denc
e of
com
plia
nce
with
thi
s Sch
edul
e as
the
oth
er p
arty
m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
1.7
keep
acc
urat
e an
d up
to
date
rec
ords
and
boo
ks o
f ac
coun
t sh
owin
g al
l pa
ymen
ts m
ade
by i
t in
con
nect
ion
with
thi
s Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to
com
ply
with
thi
s Sch
edul
e. (
Thos
e re
cord
s an
d bo
oks
of a
ccou
nt m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
co
mpl
ianc
e w
ith t
his
Sch
edul
e.);
and
1.8
on r
eque
st d
urin
g no
rmal
wor
king
hou
rs,
allo
w t
he o
ther
Par
ty a
cces
s to
an
d to
cop
y th
ose
reco
rds
and
acco
unts
and
to
mee
t w
ith its
per
sonn
el t
o ve
rify
com
plia
nce
with
thi
s Sch
edul
e.
2.Ea
ch Pa
rty
will
en
sure
th
at an
y pe
rson
as
soci
ated
w
ith it
(as
dete
rmin
ed
inac
cord
ance
with
sec
tion
8 of
the
Bribe
ry A
ct 2
010
and
para
grap
h 4
belo
w)
who
isin
volv
ed i
n th
e Pr
ojec
t, i
s in
volv
ed i
n th
e Pr
ojec
t on
ly o
n th
e ba
sis
of a
writt
enco
ntra
ct w
hich
impo
ses
on t
hat
pers
on t
erm
s eq
uiva
lent
to
thos
e im
pose
d on
tha
tPa
rty
in t
his
Sch
edul
e.
3.Ea
ch P
arty
will
ens
ure
that
eac
h pe
rson
ref
erre
d to
in p
arag
raph
2 a
bove
com
plie
sw
ith t
erm
s eq
uiva
lent
to
the
term
s im
pose
d by
thi
s Sch
edul
e, a
nd w
ill b
e lia
ble
toth
e ot
her
Part
y fo
r an
y br
each
by
that
per
son
of a
ny o
f th
ose
term
s.
4.A p
erso
n as
soci
ated
with
a p
arty
inc
lude
s its
em
ploy
ees,
its
stu
dent
s, i
ts g
roup
com
pani
es a
nd s
ubco
ntra
ctor
s an
d th
eir
resp
ectiv
e em
ploy
ees.
238
SC
HED
ULE
6
Dat
a P
rote
ctio
n
Whe
re a
Par
ty (
the
Dat
a P
roce
sso
r) P
roce
sses
any
Per
sona
l Dat
a on
beh
alf
of t
he o
ther
Pa
rty
(th
e D
ata
Co
ntr
olle
r),
the
prov
isio
ns o
f th
is S
ched
ule
will
app
ly.
1.Th
e Pa
rty
whi
ch c
arries
out
the
Pro
cess
ing
will
be
the
Dat
a Pr
oces
sor
and
the
Part
y w
hich
det
erm
ines
the
pur
pose
of
the
Proc
essi
ng w
ill b
e th
e D
ata
Con
trol
ler
in r
elat
ion
to t
hat
Pers
onal
Dat
a an
d th
e D
ata
Proc
esso
r w
ill:
1.1
Proc
ess
that
Pe
rson
al
Dat
a in
ac
cord
ance
w
ith
the
Dat
a Pr
otec
tion
Legi
slat
ion,
aff
ordi
ng t
o D
ata
Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
w
ould
ha
ve
wer
e th
eir
Pers
onal
D
ata
bein
g Pr
oces
sed
by
the
Dat
a Con
trol
ler;
1.2
Proc
ess
that
Per
sona
l D
ata
only
in
acco
rdan
ce w
ith t
he D
ata
Con
trol
ler’s
inst
ruct
ions
fro
m t
ime
to t
ime
and
only
for
the
pur
pose
of
carr
ying
out
the
Pr
ojec
t;
1.3
take
suc
h te
chni
cal an
d or
gani
satio
nal m
easu
res
as m
ay b
e ap
prop
riat
e to
en
sure
th
e se
curity
of
th
at
Pers
onal
D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
of
ficer
s an
d ag
ents
w
ho m
ay ha
ve ac
cess
to
, or
be
in
volv
ed in
, th
e Pr
oces
sing
of
that
Per
sona
l Dat
a.
With
out
prej
udic
e to
the
ge
nera
lity
of t
he f
oreg
oing
, it
will
kee
p th
at P
erso
nal D
ata
secu
re f
rom
any
un
auth
oris
ed
or
acci
dent
al
use,
ac
cess
, di
sclo
sure
, da
mag
e,
loss
or
de
stru
ctio
n;
1.4
give
th
e D
ata
Con
trol
ler
such
in
form
atio
n an
d as
sist
ance
as
th
e D
ata
Con
trol
ler
reas
onab
ly r
equi
res
in o
rder
to
enab
le t
he D
ata
Con
trol
ler
to
mee
t its
obl
igat
ions
to
Dat
a Sub
ject
s, i
n pa
rtic
ular
com
plyi
ng w
ith D
ata
Sub
ject
s’ r
eque
sts
for
acce
ss t
o, in
form
atio
n ab
out,
and
the
rec
tific
atio
n of
th
eir
Pers
onal
Dat
a;
1.5
notif
y th
e D
ata
Con
trol
ler
imm
edia
tely
sho
uld
it re
ceiv
e an
y re
ques
t or
en
quiry
from
an
y D
ata
Sub
ject
in
re
latio
n to
th
e Pe
rson
al D
ata
bein
g Pr
oces
sed
for
the
Dat
a Con
trol
ler,
giv
e th
e D
ata
Con
trol
ler
such
ass
ista
nce
in
deal
ing
with
th
at
requ
est
or
enqu
iry
as
the
Dat
a Con
trol
ler
may
re
ason
ably
re
ques
t,
and
not
resp
ond
to
any
such
re
ques
t or
en
quiry
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt;
1.6
notif
y th
e D
ata
Con
trol
ler
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch i
nvol
ves
that
Per
sona
l D
ata
or b
reac
h of
thi
s pa
ragr
aph
1;
and
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e rig
hts
and
free
dom
s of
Dat
a Sub
ject
s]
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt.
2.Th
e D
ata
Proc
esso
r w
ill a
llow
the
Dat
a Con
trol
ler
at a
ll re
ason
able
tim
es t
o in
spec
tan
d re
view
the
ste
ps b
eing
tak
en b
y th
e D
ata
Proc
esso
r to
com
ply
with
par
agra
ph1
abov
e,
and
will
gi
ve
the
Dat
a Con
trol
ler
any
assi
stan
ce
whi
ch
the
Dat
aCon
trol
ler
reas
onab
ly r
equi
res
with
tha
t in
spec
tion
and
revi
ew.
3.All
expr
essi
ons
used
in
para
grap
h 1,
2,
4, 5
or
6 be
ginn
ing
with
a c
apita
l le
tter
(and
not
def
ined
els
ewhe
re in
thi
s Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
inth
e D
ata
Prot
ectio
n Le
gisl
atio
n.
4.Th
e Pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it
into
lin
e w
ith
any
amen
dmen
t to
or
re
-ena
ctm
ent
of
an
y D
ata
Prot
ectio
nLe
gisl
atio
n,
in
part
icul
ar
to
refle
ct
any
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Part
ies
to c
ompl
y w
ith a
ny r
equi
rem
ent
or r
ecom
men
datio
n of
the
Inf
orm
atio
nCom
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in
rela
tion
toth
e Pr
oces
sing
of Pe
rson
al D
ata.
5.Pa
ragr
aphs
1 –
4 a
bove
(bo
th p
arag
raph
s in
clus
ive)
will
con
tinue
in
full
forc
e an
def
fect
for
so
long
as
the
Dat
a Pr
oces
sor
Proc
esse
s an
y Pe
rson
al D
ata
on b
ehal
f of
the
Dat
a Con
trol
ler,
not
with
stan
ding
the
ter
min
atio
n of
thi
s Agr
eem
ent
or t
heco
mpl
etio
n of
the
Pro
ject
.
6.Th
e D
ata
Proc
esso
r w
ill
inde
mni
fy
the
Dat
a Con
trol
ler
and
keep
th
e D
ata
Con
trol
ler
fully
and
eff
ectiv
ely
inde
mni
fied
on d
eman
d ag
ains
t al
l co
sts,
cla
ims,
dem
ands
, ex
pens
es a
nd l
iabi
litie
s of
any
nat
ure
aris
ing
out
of o
r in
con
nect
ion
with
any
bre
ach
by t
he D
ata
Proc
esso
r of
thi
s Sch
edul
e.
OR
Whe
re b
oth
Part
ies
dete
rmin
e th
e pu
rpos
e of
the
Pro
cess
ing
in r
espe
ct o
f an
y Pe
rson
al
Dat
a w
hich
is P
roce
ssed
in t
he c
ours
e of
or
for
the
purp
ose
of t
he P
roje
ct,
the
prov
isio
ns
of t
his
Sch
edul
e w
ill a
pply
.
1.Ea
ch o
f th
e Pa
rtie
s w
ill b
e a
Dat
a Con
trol
ler
in r
elat
ion
to t
hose
Per
sona
l Dat
a an
dit
will
com
ply
with
the
fol
low
ing
in r
elat
ion
to a
ny P
erso
nal D
ata
whi
ch it
Pro
cess
esin
con
nect
ion
with
the
Pro
ject
. It
will
:
1.1
Proc
ess
that
Per
sona
l Dat
a in
acc
orda
nce
with
the
Dat
a Pr
otec
tion
Act
199
8,af
ford
ing
to D
ata
Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
hav
e un
der
the
Dat
a Pr
otec
tion
Act
;
1.2
Proc
ess
that
Per
sona
l Dat
a on
ly f
or t
he p
urpo
se o
f ca
rryi
ng o
ut t
he P
roje
ct;
1.3
take
suc
h te
chni
cal an
d or
gani
satio
nal m
easu
res
as m
ay b
e ap
prop
riat
e to
en
sure
th
e se
curity
of
th
at
Pers
onal
D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
of
ficer
s an
d ag
ents
w
ho m
ay ha
ve ac
cess
to
, or
be
in
volv
ed in
, th
e Pr
oces
sing
of
that
Per
sona
l Dat
a.
With
out
prej
udic
e to
the
ge
nera
lity
of t
he f
oreg
oing
, it
will
kee
p th
at P
erso
nal D
ata
secu
re f
rom
any
un
auth
oris
ed
or
acci
dent
al
use,
ac
cess
, di
sclo
sure
, da
mag
e,
loss
or
de
stru
ctio
n;
1.4
give
th
e ot
her
Part
y su
ch
info
rmat
ion
and
assi
stan
ce as
it
reas
onab
ly
requ
ires
in
orde
r to
ena
ble
the
othe
r Pa
rty
to m
eet
its o
blig
atio
ns t
o D
ata
Sub
ject
s, in
par
ticul
ar c
ompl
ying
with
Dat
a Sub
ject
s’ r
eque
sts
for
acce
ss t
o,
info
rmat
ion
abou
t, a
nd t
he r
ectif
icat
ion
of t
heir P
erso
nal D
ata;
1.5
notif
y th
e ot
her
part
y im
med
iate
ly s
houl
d it
rece
ive
any
requ
est
or e
nqui
ry
from
any
Dat
a Sub
ject
in r
elat
ion
to t
he P
erso
nal D
ata
bein
g Pr
oces
sed
for
the
purp
ose
of t
he P
roje
ct,
give
the
oth
er p
arty
suc
h as
sist
ance
in
deal
ing
with
tha
t re
ques
t or
enq
uiry
as
it m
ay r
easo
nabl
y re
ques
t;
1.6
notif
y th
e ot
her
Part
y im
med
iate
ly o
f an
y ac
tual
or
susp
ecte
d br
each
of
secu
rity
whi
ch i
nvol
ves
that
Per
sona
l D
ata
or b
reac
h of
thi
s pa
ragr
aph
1;
and
239
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e rig
hts
and
free
dom
s of
Dat
a Sub
ject
s]
with
out
first
obt
aini
ng t
he o
ther
par
ty’s
writt
en c
onse
nt.
2.Ea
ch P
arty
will
allo
w t
he o
ther
Par
ty a
t al
l re
ason
able
tim
es t
o in
spec
t an
d re
view
the
step
s be
ing
take
n by
it
to c
ompl
y w
ith p
arag
raph
1 a
bove
, an
d w
ill g
ive
the
othe
r Pa
rty
any
assi
stan
ce w
hich
it
reas
onab
ly r
equi
res
with
tha
t in
spec
tion
and
revi
ew.
3.All
expr
essi
ons
in p
arag
raph
1, 2
, 4,
5 o
r 6
begi
nnin
g w
ith a
cap
ital l
ette
r (a
nd n
otde
fined
els
ewhe
re in
thi
s Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
in t
he D
ata
Prot
ectio
n Le
gisl
atio
n.
4.Th
e pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it
into
lin
e w
ith
any
amen
dmen
t to
or
re
-ena
ctm
ent
of
an
y D
ata
Prot
ectio
nLe
gisl
atio
n,
in
part
icul
ar
to
refle
ct
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Part
ies
to c
ompl
y w
ith a
ny r
equi
rem
ent
or r
ecom
men
datio
n of
the
Inf
orm
atio
nCom
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in
rela
tion
toth
e Pr
oces
sing
of Pe
rson
al D
ata.
5.Pa
ragr
aphs
1 –
4 a
bove
(bo
th p
arag
raph
s in
clus
ive)
will
con
tinue
in
full
forc
e an
def
fect
for
so
long
as
a Pa
rty
is a
Dat
a Con
trol
ler
or s
hare
s an
y Pe
rson
al D
ata
with
the
othe
r Pa
rty,
no
twith
stan
ding
th
e te
rmin
atio
n of
th
is
Agr
eem
ent
or
the
com
plet
ion
of t
he P
roje
ct.
[SC
HE
DU
LE 7
]
Par
t 1
- H
um
an R
igh
ts
1.U
nles
s ot
herw
ise
requ
ired
or
proh
ibite
d by
law
, ea
ch P
arty
will
, in
rel
atio
n to
the
perf
orm
ance
of th
is A
gree
men
t:
1.12
no
t em
ploy
, en
gage
or
use
any
child
lab
our
in c
ircu
mst
ance
s su
ch t
hat
the
task
s pe
rfor
med
by
any
child
cou
ld r
easo
nabl
y be
for
esee
n to
cau
se e
ither
ph
ysic
al o
r em
otio
nal i
mpa
irm
ent
to t
he d
evel
opm
ent
of t
he c
hild
;
1.13
no
t us
e fo
rced
la
bour
in
an
y fo
rm
(priso
n,
inde
ntur
ed,
bond
ed
or
othe
rwis
e);
1.14
no
t re
quire
its e
mpl
oyee
s to
lodg
e pa
pers
or
depo
sits
on
star
ting
wor
k;
1.15
pr
ovid
e a
safe
and
hea
lthy
wor
kpla
ce,
pres
entin
g no
imm
edia
te h
azar
ds t
o its
em
ploy
ees,
and
if
any
acco
mm
odat
ion
is p
rovi
ded
by t
hat
Part
y to
its
em
ploy
ees,
tha
t a
ccom
mod
atio
n w
ill b
e sa
fe f
or h
abita
tion
;
1.16
pr
ovid
e ac
cess
to
cl
ean
wat
er,
food
, an
d em
erge
ncy
heal
thca
re to
its
em
ploy
ees
in t
he e
vent
of ac
cide
nts
or in
cide
nts
in t
he w
orkp
lace
;
1.17
no
t di
scrim
inat
e ag
ains
t an
y em
ploy
ee on
an
y gr
ound
(i
nclu
ding
ra
ce,
relig
ion,
dis
abili
ty o
r ge
nder
);
1.18
no
t en
gage
in o
r su
ppor
t th
e us
e of
cor
pora
l pun
ishm
ent,
men
tal,
phys
ical
, se
xual
or
verb
al a
buse
;
1.19
no
t us
e cr
uel o
r ab
usiv
e di
scip
linar
y pr
actic
es in
the
wor
kpla
ce;
1.20
pa
y ea
ch e
mpl
oyee
at
leas
t th
e m
inim
um w
age,
or
a fa
ir r
epre
sent
atio
n of
th
e pr
evai
ling
indu
stry
wag
e, (
whi
chev
er i
s th
e hi
gher
) an
d pr
ovid
e ea
ch
empl
oyee
with
all
lega
lly m
anda
ted
bene
fits;
1.21
co
mpl
y w
ith t
he l
aws
on w
orki
ng h
ours
and
em
ploy
men
t righ
ts i
n th
e co
untr
ies
in w
hich
it o
pera
tes;
and
1.22
re
spec
t its
em
ploy
ees’
rig
ht t
o jo
in a
nd f
orm
inde
pend
ent
trad
e un
ions
and
fr
eedo
m o
f as
soci
atio
n.
2.Ea
ch P
arty
agr
ees
that
it
is r
espo
nsib
le f
or c
ontr
ollin
g its
ow
n su
pply
cha
in a
ndth
at it
will
enc
oura
ge c
ompl
ianc
e w
ith e
thic
al s
tand
ards
and
hum
an r
ight
s by
any
subs
eque
nt s
uppl
ier
of g
oods
and
ser
vice
s th
at a
re u
sed
by it
whe
n pe
rfor
min
g its
oblig
atio
ns u
nder
thi
s Agr
eem
ent.
3.Ea
ch P
arty
will
ens
ure
that
it
has,
and
will
com
ply
with
, et
hica
l an
d hu
man
rig
hts
polic
ies
and
an a
ppro
pria
te c
ompl
aint
s pr
oced
ure
to d
eal
with
any
bre
ache
s of
thos
e po
licie
s.
Par
t 2
– A
nti
-Sla
very
Each
Par
ty w
ill,
in c
onne
ctio
n w
ith t
he P
roje
ct:
240
10.
com
ply
with
all
law
s, s
tatu
tes
and
regu
latio
ns w
hich
app
ly t
o it
or it
s ac
tiviti
es a
ndw
hich
rel
ate
to a
nti-
slav
ery
and
hum
an t
raff
icki
ng,
incl
udin
g t
he M
oder
n Sla
very
Act
201
5;
11.
not
do a
nyth
ing
whi
ch w
ould
con
stitu
te a
n of
fenc
e un
der
sect
ion
1, 2
or
4 M
oder
nSla
very
Act
201
5 if
it ha
d be
en c
arried
out
in t
he U
nite
d Kin
gdom
;
12.
have
and
mai
ntai
n its
ow
n po
licie
s an
d pr
oced
ures
to
ensu
re c
ompl
ianc
e w
ithpa
ragr
aphs
1 a
nd 2
abo
ve;
13.
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to in
par
agra
ph 3
abo
ve;
14.
incl
ude
in i
ts c
ontr
acts
with
its
sub
cont
ract
ors
and
supp
liers
ant
i-sl
aver
y an
dhu
man
tra
ffic
king
pro
visi
ons
whi
ch a
re a
t le
ast
as o
nero
us a
s th
ose
set
out
in t
his
sect
ion
of t
his
Sch
edul
e;
15.
prom
ptly
rep
ort
to t
he o
ther
Par
ty a
ny b
reac
h of
thi
s se
ctio
n of
thi
s Sch
edul
e of
whi
ch it
bec
omes
aw
are;
16.
prov
ide
such
evi
denc
e of
com
plia
nce
with
thi
s se
ctio
n of
thi
s Sch
edul
e as
the
othe
r Pa
rty
may
rea
sona
bly
requ
est
from
tim
e to
tim
e;
17.
keep
acc
urat
e an
d up
to
date
rec
ords
to
trac
e th
e su
pply
cha
in o
f al
l go
ods
and
mat
eria
ls s
uppl
ied
by it
in c
onne
ctio
n w
ith t
his
Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to
com
ply
with
thi
s se
ctio
n of
thi
s Sch
edul
e. (
Thos
e re
cord
s m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
com
plia
nce
with
thi
s se
ctio
n of
thi
sSch
edul
e.);
and
18.
on r
eque
st d
urin
g no
rmal
wor
king
hou
rs,
allo
w t
he o
ther
Par
ty a
cces
s to
and
to
copy
the
rec
ords
ref
erre
d to
in p
arag
raph
8 a
bove
and
to
mee
t w
ith its
per
sonn
elto
ver
ify c
ompl
ianc
e w
ith t
his
sect
ion
of t
his
Sch
edul
e.
[Par
t 3
– t
he
Co
llab
ora
tor’
s P
olic
ies
and
Pro
ced
ure
s
Each
Par
ty w
ill c
ompl
y w
ith t
he f
ollo
win
g:
[Ins
ert
deta
ils]]
[SC
HED
ULE
8
Ag
reed
Lic
ence
Ter
ms
The
Lice
nsed
Res
ults
:
Excl
usiv
e Rig
hts:
Terr
itory
:
Fiel
d:
Dur
atio
n:
Paym
ent
Term
s:
Targ
ets:
Rev
ersi
on o
f Rig
hts:
]
241
Dat
e d _
____
____
____
____
____
____
201[
]
(1)
[IN
SER
T N
AM
E]
(2)
[IN
SER
T N
AM
E]
MO
DE
L C
OLL
AB
OR
ATI
ON
AG
REE
MEN
T 3
Sce
nar
io -
Th
e In
stit
uti
on
ow
ns
the
Res
ult
s an
d g
ran
ts t
he
Co
llab
orat
or a
no
n-e
xclu
sive
lic
ence
to
use
th
e R
esu
lts.
Th
e C
olla
bor
ato
r h
as t
he
rig
ht
to c
all
on t
he
Inst
itu
tion
to
neg
otia
te a
n a
ssig
nm
ent.
THIS
AG
REE
MEN
T d
ated
[…
……
……
……
……
……
……
……
…..
] 2
01[]
is m
ade
BET
WEE
N:
(1)
[IN
SER
T
NA
ME]
, w
hose
ad
min
istr
ativ
e of
fices
ar
e at
[i
nser
t ad
dres
s]
(th
e In
stit
uti
on
); a
nd
(2)
[IN
SER
T N
AM
E] [
LIM
ITED
] O
R [
PLC
], [
[a c
ompa
ny r
egis
tere
d in
[En
glan
d]
unde
r nu
mbe
r [i
nser
t nu
mbe
r],
who
se r
egis
tere
d of
fice
is a
t [i
nser
t ad
dres
s of
re
gist
ered
of
fice]
] O
R [[
inse
rt st
atus
of
th
e Col
labo
rato
r, e.
g. N
HS Tr
ust]
of
[i
nser
t ad
dres
s of
princ
ipal
offic
e]]
(th
e C
olla
bo
rato
r)
BA
CK
GR
OU
ND
The
part
ies
to t
his
Agr
eem
ent
wis
h to
col
labo
rate
on
a re
sear
ch p
roje
ct e
ntitl
ed "
[ins
ert
nam
e of
pro
ject
]".
[The
Tec
hnol
ogy
Str
ateg
y Boa
rd h
as a
nnou
nced
its
int
entio
n to
mak
e a
gran
t in
res
pect
of
tha
t pr
ojec
t, s
ubje
ct t
o th
e te
rms
of t
he o
ffer
let
ter
refe
rred
to
belo
w,
and
subj
ect
to
the
part
ies
ente
ring
into
an
agre
emen
t go
vern
ing
thei
r co
llabo
ratio
n.]
This
Agr
eem
ent
gove
rns
the
part
ies’
col
labo
ratio
n in
rel
atio
n to
tha
t pr
ojec
t.
3.
DE
FIN
ITIO
NS
AN
D I
NTE
RP
RE
TATI
ON
1.1
In t
his
Agr
eem
ent
the
follo
win
g ex
pres
sion
s ha
ve t
he m
eani
ng s
et o
ppos
ite:
Aca
dem
ic P
ub
lica
tio
n:
the
publ
icat
ion
of a
n ab
stra
ct,
artic
le o
r pa
per
in
a jo
urna
l or
an
el
ectr
onic
re
posi
tory
, or
its
pr
esen
tatio
n at
a c
onfe
renc
e or
sem
inar
; an
d in
cl
ause
s 5
and
6 to
Pu
blis
h a
nd P
ub
lica
tio
n a
re
to b
e co
nstr
ued
as
mea
ning
suc
h pu
blic
atio
n;
Aca
dem
ic
and
R
esea
rch
P
urp
ose
s:
rese
arch
[(
exce
pt
[ins
ert
any
exce
ptio
ns])
],
teac
hing
[, a
nd]
educ
atio
n[ a
nd C
linic
al P
atie
nt
Car
e];
this
Ag
reem
ent:
th
is
docu
men
t,
incl
udin
g its
Sch
edul
es,
as
amen
ded
from
tim
e to
tim
e in
acc
orda
nce
with
cl
ause
10.
8;
Bac
kg
rou
nd
: in
form
atio
n,
data
, te
chni
ques
, Kno
w-h
ow,
inve
ntio
ns,
disc
over
ies,
sof
twar
e an
d m
ater
ials
(r
egar
dles
s of
the
for
m o
r m
ediu
m in
whi
ch t
hey
are
disc
lose
d or
sto
red)
whi
ch a
re p
rovi
ded
by
one
Part
y (w
heth
er b
elon
ging
to
that
Par
ty o
r to
a
third
par
ty)
to t
he o
ther
Par
ty f
or u
se i
n th
e Pr
ojec
t, a
nd w
heth
er b
efor
e or
aft
er t
he d
ate
of
this
Agr
eem
ent,
exc
ept
any
Res
ult;
a B
usi
nes
s D
ay:
Mon
day
to
Frid
ay
(inc
lusi
ve)
exce
pt
bank
or
pu
blic
hol
iday
s in
[En
glan
d];
the
Co
llab
ora
tor'
s S
up
ervi
sor:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
the
Co
mm
ence
men
t D
ate:
[i
nser
t th
e da
te
on
whi
ch
the
Proj
ect
is
to
star
t/st
arte
d];
242
Co
nfi
den
tial
In
form
atio
n:
a Pa
rty’
s co
nfid
ential
in
form
atio
n is
: an
y Bac
kgro
und
disc
lose
d by
tha
t Pa
rty
to t
he o
ther
Pa
rty
for
use
in t
he P
roje
ct [
and
iden
tifie
d as
co
nfid
ential
bef
ore
or a
t th
e tim
e of
dis
clos
ure]
; an
y of
the
Res
ults
in
whi
ch t
hat
Part
y ow
ns t
he
Inte
llect
ual
Prop
erty
Rig
hts;
an
y ot
her
info
rmat
ion
disc
lose
d by
tha
t Pa
rty
to t
he o
ther
Pa
rty
for
use
in
the
Proj
ect
or
unde
r th
is
Agr
eem
ent
[and
ide
ntifi
ed a
s co
nfid
ential
bef
ore
or
at
the
time
of
disc
losu
re
or w
hich
, by
its
na
ture
or
fr
om
the
circ
umst
ance
s of
its
di
sclo
sure
, sh
ould
rea
sona
bly
be p
resu
med
to
be
conf
iden
tial
];
Co
ntr
ol:
th
e ab
ility
to
dire
ct t
he a
ffai
rs o
f an
othe
r pe
rson
, w
heth
er b
y vi
rtue
of
the
owne
rshi
p of
sha
res,
by
cont
ract
, or
in a
ny o
ther
way
;
the
Dat
a P
rote
ctio
n
Leg
isla
tio
n
whi
le t
hey
rem
ain
in f
orce
, th
e D
ata
Prot
ectio
n Act
19
98,
the
Euro
pean
D
ata
Prot
ectio
n D
irec
tive,
the
Reg
ulat
ion
of I
nves
tigat
ory
Pow
ers
Act
20
00,
the
Tele
com
mun
icat
ions
(L
awfu
l Bus
ines
s Pr
actic
e)
(Int
erce
ptio
n of
Com
mun
icat
ions
) Reg
ulat
ions
20
00,
the
Elec
tron
ic
Com
mun
icat
ions
D
ata
Prot
ectio
n D
irec
tive,
th
e Pr
ivac
y an
d El
ectr
onic
Com
mun
icat
ions
(E
C
Dire
ctiv
e)
Reg
ulat
ions
20
03,
once
it
com
es in
to fo
rce
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion,
an
d an
y ot
her
law
s an
d re
gula
tions
re
lating
to
th
e pr
oces
sing
of
pers
onal
dat
a an
d pr
ivac
y w
hich
ap
ply
to a
Par
ty a
nd,
if ap
plic
able
, th
e gu
idan
ce
and
code
s of
pra
ctic
e is
sued
by
the
Info
rmat
ion
Com
mis
sion
er o
r ot
her
rele
vant
dat
a pr
otec
tion
or s
uper
viso
ry a
utho
rity
;
[th
e E
xter
nal
Fu
nd
ing
: an
y fu
ndin
g or
as
sist
ance
pr
ovid
ed
for
the
Proj
ect
or t
o a
Part
y fo
r us
e in
the
Pro
ject
by
any
third
pa
rty,
in
clud
ing
any
stat
e or
pu
blic
bo
dy;]
[th
e Fi
eld
: [i
nser
t bu
sine
ss a
rea]
;]
the
Fin
anci
al C
on
trib
uti
on
: th
e fin
anci
al c
ontr
ibut
ion
to b
e pr
ovid
ed b
y th
e Col
labo
rato
r se
t ou
t in
Sch
edul
e 1;
[th
e Fu
nd
ing
Bo
dy:
[i
nser
t de
tails
of
the
body
whi
ch i
s to
pro
vide
th
e Ex
tern
al F
undi
ng;]
[th
e Fu
nd
ing
Co
nd
itio
ns:
th
e te
rms
on w
hich
the
Fun
ding
Bod
y pr
ovid
es
any
Exte
rnal
Fu
ndin
g,
a co
py
of
whi
ch
is
atta
ched
to
this
Agr
eem
ent
as S
ched
ule
3;]
the
Go
od
Dat
a M
anag
emen
t P
ract
ices
:
the
prac
tices
and
pro
cedu
res
set
out
in S
ched
ule
4;
a G
rou
p C
om
pan
y:
any
unde
rtak
ing
whi
ch
for
the
time
bein
g Con
trol
s, o
r is
Con
trol
led
by,
the
Col
labo
rato
r or
w
hich
for
the
tim
e be
ing
is C
ontr
olle
d by
a t
hird
pe
rson
whi
ch a
lso
Con
trol
s th
e Col
labo
rato
r;
Inte
llect
ual
Pro
per
ty
Rig
hts
: pa
tent
s,
righ
ts
to
inve
ntio
ns,
trad
e m
arks
, se
rvic
e m
arks
, re
gist
ered
de
sign
s,
copy
righ
ts
and
rela
ted
righ
ts,
data
base
righ
ts,
desi
gn
righ
ts,
righ
ts
to
use
and
prot
ect
conf
iden
tial
in
form
atio
n, i
n ea
ch c
ase
whe
ther
reg
iste
red
or
unre
gist
ered
, in
clud
ing
righ
ts t
o ap
ply
for
and
be
gran
ted
appl
icat
ions
for
any
of
the
abov
e an
d an
y co
ntin
uation
s,
cont
inua
tions
-in-
part
, di
visi
onal
ap
plic
atio
ns,
rene
wal
s or
ex
tens
ions
of
, an
d righ
ts
to
clai
m
prio
rity
fr
om,
thos
e righ
ts,
and
any
sim
ilar
righ
t re
cogn
ised
fro
m
time
to t
ime
in a
ny j
uris
dict
ion,
tog
ethe
r w
ith a
ll righ
ts o
f ac
tion
in r
elat
ion
to t
he in
frin
gem
ent
of
any
of t
he a
bove
;
the
Key
Per
son
nel
: th
e Pr
inci
pal
Inve
stig
ator
, th
e Col
labo
rato
r’s
Sup
ervi
sor
and
any
othe
r ke
y pe
rson
nel
iden
tifie
d as
suc
h in
the
Pro
ject
Pla
n;
Kn
ow
-ho
w:
unpa
tent
ed
tech
nica
l in
form
atio
n (i
nclu
ding
in
form
atio
n re
latin
g to
in
vent
ions
, di
scov
erie
s,
conc
epts
, m
etho
dolo
gies
, m
odel
s,
rese
arch
, de
velo
pmen
t an
d te
stin
g pr
oced
ures
, th
e re
sults
of
exp
erim
ents
, te
sts
and
tria
ls,
man
ufac
turing
pr
oces
ses,
tec
hniq
ues
and
spec
ifica
tions
, qu
ality
co
ntro
l da
ta,
anal
yses
, re
port
s an
d su
bmis
sion
s)
whi
ch is
not
in t
he p
ublic
dom
ain;
the
Loca
tio
n:
the
loca
tion(
s)
at
whi
ch
the
Proj
ect
will
be
ca
rrie
d ou
t as
set
out
in t
he P
roje
ct P
lan;
a P
arty
: th
e In
stitu
tion
or
the
Col
labo
rato
r an
d an
y pe
rson
who
bec
omes
a p
arty
to
this
Agr
eem
ent
purs
uant
to
clau
se 2
.14,
and
tog
ethe
r th
ey a
re
the
Par
ties
;
the
Pri
nci
pal
In
vest
igat
or:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
the
Pro
ject
: th
e pr
ogra
mm
e of
wor
k de
scribe
d in
the
Pro
ject
Pl
an;
the
Pro
ject
Per
iod
: th
e pe
riod
des
crib
ed in
cla
use
2.1;
the
Pro
ject
Pla
n:
the
proj
ect
plan
ann
exed
to
this
Agr
eem
ent
as
Sch
edul
e 2,
as
varied
fro
m t
ime
to t
ime
unde
r th
e te
rms
of th
is
Agr
eem
ent
[and
un
der
any
Fund
ing
Con
dition
s];
the
Res
ult
s:
all
info
rmat
ion,
da
ta,
tech
niqu
es,
Kno
w-h
ow,
resu
lts,
inve
ntio
ns,
disc
over
ies,
so
ftw
are
and
mat
eria
ls (
rega
rdle
ss o
f th
e fo
rm o
r m
ediu
m i
n
243
whi
ch t
hey
are
disc
lose
d or
sto
red)
ide
ntifi
ed o
r fir
st r
educ
ed t
o pr
actic
e or
writin
g or
dev
elop
ed
in t
he c
ours
e of
the
Pro
ject
;
th
e Te
rrit
ory
: [w
orld
wid
e] O
R [
inse
rt g
eogr
aphi
cal a
rea]
;
a V
aria
tio
n A
gre
emen
t:
a w
ritt
en a
gree
men
t si
gned
by
or o
n be
half
of
the
Part
ies
and
any
pro
pose
d ne
w p
arty
to
this
Agr
eem
ent;
and
VA
T:
valu
e ad
ded
tax
char
geab
le
unde
r th
e Val
ue
Add
ed T
ax A
ct 1
994,
or
any
tax
repl
acin
g th
at
tax.
1.
2 Th
e he
adin
gs in
this
Agr
eem
ent
are
for
ease
of
refe
renc
e on
ly;
they
do
not
affe
ct
its c
onst
ruct
ion
or in
terp
reta
tion.
1.
3 Ref
eren
ces
in t
his
Agr
eem
ent
to a
per
son inc
lude
a n
atur
al p
erso
n, c
orpo
rate
or
unin
corp
orat
ed b
ody
(whe
ther
or
not
it ha
s a
sepa
rate
lega
l per
sona
lity)
. 1.
4 A r
efer
ence
in t
his
Agr
eem
ent
to a
sta
tute
or
stat
utor
y pr
ovis
ion
is a
ref
eren
ce t
o it
as
amen
ded,
ex
tend
ed
or
re-e
nact
ed
from
tim
e to
tim
e an
d in
clud
es
all
subo
rdin
ate
legi
slat
ion
mad
e fr
om t
ime
to t
ime
unde
r th
at s
tatu
te o
r st
atut
ory
prov
isio
n.
1.5
A r
efer
ence
in t
his
Agr
eem
ent
to w
riti
ng o
r w
ritt
en in
clud
es e
mai
l. 1.
6 A r
efer
ence
in t
his
Agr
eem
ent
to a
ny o
ther
agr
eem
ent
or d
ocum
ent
is a
ref
eren
ce
to t
hat
othe
r ag
reem
ent
or d
ocum
ent
as v
arie
d or
nov
ated
(in
eac
h ca
se,
unle
ss in
br
each
of
this
Agr
eem
ent)
fro
m t
ime
to t
ime.
1.
7 Ref
eren
ces
in t
his
Agr
eem
ent
to c
laus
es a
nd S
ched
ules
are
to
the
clau
ses
and
Sch
edul
es o
f th
is A
gree
men
t an
d re
fere
nces
to
para
grap
hs a
re t
o pa
ragr
aphs
of
the
rele
vant
Sch
edul
e.
1.8
Any
wor
ds i
n th
is A
gree
men
t fo
llow
ing
the
expr
essi
on i
ncl
ud
ing
, in
clu
de
or
in
par
ticu
lar,
or
any
sim
ilar
expr
essi
on,
are
to b
e co
nstr
ued
as i
llust
rative
and
do
not
limit
the
sens
e of
the
wor
ds p
rece
ding
tha
t ex
pres
sion
. 1.
9 Th
e ac
ts a
nd o
mis
sion
s of
its
Gro
up C
ompa
nies
are
dee
med
to
be w
ithin
the
Col
labo
rato
r’s
cont
rol,
the
acts
and
om
issi
ons
of s
tude
nts
are
deem
ed t
o be
with
in
the
Inst
itutio
n’s
cont
rol a
nd t
he a
cts
and
omis
sion
s of
any
con
trac
tor
are
deem
ed
to b
e w
ithin
the
con
trol
of th
e Pa
rty
enga
ging
tha
t co
ntra
ctor
. [1
.10
Wor
ds a
nd p
hras
es d
efin
ed i
n th
e Fu
ndin
g C
ondi
tions
and
not
def
ined
in
this
Agr
eem
ent
have
the
mea
ning
giv
en t
o th
em in
the
Fun
ding
Con
ditio
ns w
hen
used
in
thi
s Agr
eem
ent.
1.
11
If t
here
is
any
conf
lict
betw
een
the
term
s of
thi
s Agr
eem
ent
and
the
Fund
ing
Con
ditio
ns,
this
Agr
eem
ent
will
pre
vail
in r
elat
ion
to t
he a
rran
gem
ents
as
betw
een
the
Part
ies,
but
it
will
not
affec
t th
e Pa
rtie
s' r
espe
ctiv
e ob
ligat
ions
to
the
Fund
ing
Bod
y un
der
the
Fund
ing
Con
ditio
ns.]
2.
TH
E P
RO
JEC
T 2.
1 Th
e Pr
ojec
t [w
ill b
egin
on]
OR
[be
gan
on]
the
Com
men
cem
ent
Dat
e an
d w
ill
cont
inue
unt
il [t
he e
arlie
r of
the
with
draw
al o
f th
e Ex
tern
al F
undi
ng a
nd]
the
com
plet
ion
of t
he P
roje
ct o
r an
y la
ter
date
agr
eed
in w
riting
bet
wee
n th
e Pa
rtie
s,
or u
ntil
this
Agr
eem
ent
is t
erm
inat
ed i
n ac
cord
ance
with
cla
use
8 or
9.
If
this
Agr
eem
ent
is
ente
red
into
af
ter
the
Com
men
cem
ent
Dat
e,
it w
ill
appl
y re
tros
pect
ivel
y to
w
ork
carr
ied
out
in re
latio
n to
the
Pro
ject
on
or af
ter
the
Com
men
cem
ent
Dat
e.
2.2
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill c
arry
out
the
tas
ks a
llott
ed t
o it
in
the
Proj
ect
Plan
, an
d w
ill p
rovi
de t
he h
uman
and
oth
er r
esou
rces
, Bac
kgro
und,
m
ater
ials
, fa
cilit
ies
and
equi
pmen
t w
hich
are
des
igna
ted
as it
s re
spon
sibi
lity
in t
he
Proj
ect
Plan
. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t un
der
the
dire
ctio
n an
d su
perv
isio
n of
[t
he P
rinc
ipal
Inv
estig
ator
] O
R [
the
Col
labo
rato
r's
Sup
ervi
sor]
. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t at
the
Loc
atio
n.
2.3
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill o
btai
n an
d m
aint
ain
all
regu
lato
ry
and
ethi
cal l
icen
ces,
con
sent
s an
d ap
prov
als
nece
ssar
y to
allo
w it
to
carr
y ou
t th
e ta
sks
allo
tted
to
it in
the
Pro
ject
Pla
n an
d w
ill c
arry
out
the
Pro
ject
in
acco
rdan
ce
with
all
law
s an
d re
gula
tions
whi
ch a
pply
to
its a
ctiv
ities
und
er o
r pu
rsua
nt t
o th
is
Agr
eem
ent.
2.
4 Ea
ch o
f th
e Pa
rtie
s w
ill e
nsur
e th
at it
s em
ploy
ees
and
stud
ents
(if
any)
invo
lved
in
the
Proj
ect:
ob
serv
e th
e co
nditi
ons
atta
chin
g to
an
y re
gula
tory
an
d et
hica
l lic
ence
s, co
nsen
ts an
d ap
prov
als;
ke
ep co
mpl
ete
and
accu
rate
re
cord
s of
al
l re
sear
ch,
deve
lopm
ent
and
othe
r w
ork
carr
ied
out
in c
onne
ctio
n w
ith t
he P
roje
ct
and
of a
ll Res
ults
, si
gned
by
the
peop
le w
ho o
btai
ned
or m
ade
each
Res
ult,
and
co
unte
rsig
ned
by a
n em
ploy
ee o
f th
at P
arty
who
is n
ot a
mem
ber
of t
he r
esea
rch
team
bu
t w
ho
unde
rsta
nds
the
wor
k;
and
com
ply
with
th
e G
ood
Dat
a M
anag
emen
t Pr
actic
es.
2.5
Each
of
the
Part
ies
will
ens
ure
that
its
staf
f an
d st
uden
ts (
if an
y) (
incl
udin
g in
the
ca
se o
f th
e Col
labo
rato
r, a
ny s
taff
of
any
Gro
up C
ompa
ny)
invo
lved
in t
he P
roje
ct,
whe
n w
orki
ng o
n or
vis
iting
the
oth
er P
arty
’s p
rem
ises
, co
mpl
y w
ith t
he o
ther
Pa
rty’
s he
alth
an
d sa
fety
an
d se
curity
po
licie
s an
d pr
oced
ures
an
d,
whe
n ac
cess
ing
or u
sing
the
oth
er P
arty
’s i
nfor
mat
ion
syst
ems,
com
ply
with
the
oth
er
Part
y’s
info
rmat
ion
secu
rity
pol
icie
s an
d pr
oced
ures
. 2.
6 [[
The
Inst
itutio
n] O
R [
Each
of
the
Part
ies]
will
com
ply
with
Sch
edul
e 7.
[At
any
time
during
the
Pro
ject
Per
iod,
the
Col
labo
rato
r m
ay r
equi
re c
hang
es t
o Pa
rt 3
of
Sch
edul
e 7,
w
here
suc
h ch
ange
s ar
e ne
cess
ary
to e
nsur
e th
at th
e Pr
ojec
t is
un
dert
aken
in
co
mpl
ianc
e w
ith
the
Col
labo
rato
r’s
appl
icab
le
polic
ies
and
proc
edur
es.]
] 2.
7 Alth
ough
[th
e In
stitu
tion
] O
R [
each
of
the
Part
ies]
will
use
rea
sona
ble
ende
avou
rs
to c
arry
out
the
Pro
ject
in
acco
rdan
ce w
ith t
he P
roje
ct P
lan,
[th
e In
stitu
tion
does
no
t un
dert
ake]
OR
[ne
ither
Par
ty u
nder
take
s] t
hat
any
rese
arch
will
lea
d to
any
pa
rtic
ular
res
ult,
nor
doe
s it
guar
ante
e a
succ
essf
ul o
utco
me
to t
he P
roje
ct.
2.8
[The
Ins
titut
ion]
O
R [E
ach
of t
he P
artie
s] w
ill p
rovi
de [
the
Col
labo
rato
r] O
R
[oth
er Pa
rty]
w
ith [m
onth
ly][
annu
al]
OR
[q
uart
erly
] re
port
s su
mm
aris
ing
the
prog
ress
of
the
Proj
ect
and
a co
py o
f al
l of
the
Res
ults
. 2.
9 [T
he I
nstit
utio
n] O
R [
Each
of
the
Part
ies]
will
not
ify t
he [
Col
labo
rato
r] O
R [
othe
r]
prom
ptly
aft
er i
dent
ifyin
g an
y Res
ult
whi
ch [
the
Inst
itutio
n] O
R [
it] b
elie
ves
is
pate
ntab
le,
and
will
sup
ply
the
[Col
labo
rato
r] O
R [
othe
r] w
ith c
opie
s of
tha
t Res
ult.
[T
he I
nstit
utio
n] O
R [
Each
of
the
Part
ies]
will
not
ify o
ther
Res
ults
to
[the
Col
labo
rato
r] O
R [
othe
r] in
the
rep
orts
pro
vide
d un
der
clau
se 2
.8.
244
2.10
Ea
ch o
f th
e Pa
rtie
s w
arra
nts
to t
he o
ther
tha
t it
has
full
pow
er a
nd a
utho
rity
und
er
its
cons
titut
ion,
an
d ha
s ta
ken
all
nece
ssar
y ac
tions
an
d ob
tain
ed
all
auth
oris
atio
ns,
licen
ces,
con
sent
s an
d ap
prov
als,
to
allo
w i
t to
ent
er i
nto
and
perf
orm
thi
s Agr
eem
ent
[and
it is
not
in b
reac
h of
the
Fun
ding
Con
ditio
ns].
2.11
If
a P
arty
agr
ees
to t
rans
fer
any
[bio
logi
cal
or c
hem
ical
] m
ater
ial
to t
he o
ther
Pa
rty
in c
onne
ctio
n w
ith t
he P
roje
ct,
that
tra
nsfe
r w
ill b
e su
bjec
t to
the
ter
ms
of a
se
para
te
Mat
eria
ls
Tran
sfer
Agr
eem
ent
ente
red
into
be
twee
n th
e Pa
rtie
s in
re
latio
n to
tha
t m
ater
ial.
[2.1
2 If
the
Fun
ding
Con
ditio
ns h
ave
not
alre
ady
been
acc
epte
d by
the
Par
ties,
thi
s Agr
eem
ent
is c
ondi
tiona
l on
eac
h of
the
Par
ties
acce
ptin
g th
e Fu
ndin
g Con
ditio
ns
with
in [
30]
days
aft
er t
he d
ate
of t
he F
undi
ng C
ondi
tions
or
offe
r to
pro
vide
Ex
tern
al F
undi
ng.]
[2.1
3 Ea
ch o
f th
e Pa
rtie
s w
ill:
2.13
.1 if
it
is a
par
ty t
o th
e Fu
ndin
g Con
dition
s, c
ompl
y w
ith its
obl
igat
ions
und
er
the
Fund
ing
Con
ditio
ns;
2.13
.2 c
arry
out
the
Pro
ject
in a
ccor
danc
e w
ith t
he F
undi
ng C
ondi
tions
; an
d
2.13
.3 n
otify
the
oth
er P
arty
in
acco
rdan
ce w
ith c
laus
e 10
.1 i
mm
edia
tely
if
it re
ceiv
es a
ny n
otic
e or
req
uest
fro
m t
he F
undi
ng B
ody.
]
2.16
N
o ad
dition
al p
erso
n m
ay b
ecom
e a
part
y to
thi
s Agr
eem
ent
with
out
the
writt
en
agre
emen
t of
bot
h th
e Col
labo
rato
r an
d th
e In
stitu
tion
[an
d th
e Fu
ndin
g Bod
y]
and
unle
ss t
he a
dditi
onal
per
son,
the
Col
labo
rato
r an
d th
e In
stitu
tion
exec
ute
a Var
iatio
n Agr
eem
ent.
3.FI
NA
NC
IAL
CO
NTR
IBU
TIO
N [
AN
D E
XT
ERN
AL
FUN
DIN
G]
3.1
[The
allo
catio
n of
the
Ext
erna
l Fun
ding
will
be
as s
et o
ut in
the
Pro
ject
Pla
n un
less
th
e Pa
rtie
s un
anim
ousl
y ag
ree
othe
rwis
e in
w
riting
.]
[Eac
h Pa
rty
will
ke
ep
com
plet
e an
d ac
cura
te
acco
unts
of
its
ex
pend
iture
on
th
e Pr
ojec
t.]
The
Col
labo
rato
r w
ill p
ay t
he F
inan
cial
Con
trib
utio
n to
the
Ins
titut
ion
in a
ccor
danc
e w
ith S
ched
ule
1 w
ithin
[30
][60
] O
R [
90]
days
aft
er r
ecei
pt b
y th
e Col
labo
rato
r of
a
[mon
thly
] O
R
[qua
rter
ly]
invo
ice
for
the
sam
e.
W
here
th
e Fi
nanc
ial
Con
trib
utio
n is
be
ing
clai
med
ag
ains
t co
sts
and
expe
nses
in
curr
ed
by
the
Inst
itutio
n, e
ach
invo
ice
mus
t be
acc
ompa
nied
by
a st
atem
ent
cert
ified
by
an
auth
oris
ed o
ffic
er o
f th
e In
stitu
tion.
3.2
Unl
ess
any
VAT
exem
ptio
n ap
plie
s, a
ll am
ount
s pa
yabl
e to
the
Ins
titut
ion
unde
r th
is A
gree
men
t ar
e ex
clus
ive
of V
AT
whi
ch t
he C
olla
bora
tor
will
pay
at
the
rate
fr
om t
ime
to t
ime
pres
crib
ed b
y la
w.
3.3
If t
he C
olla
bora
tor
fails
to
mak
e an
y pa
ymen
t du
e to
the
Ins
titut
ion
unde
r th
is
Agr
eem
ent,
w
ithou
t pr
ejud
ice
to an
y ot
her
righ
t or
re
med
y av
aila
ble
to th
e In
stitu
tion,
th
e In
stitu
tion
may
ch
arge
in
tere
st
(bot
h be
fore
an
d af
ter
any
judg
emen
t) o
n th
e am
ount
out
stan
ding
, on
a d
aily
bas
is [
at t
he r
ate
of [
four
] pe
r ce
nt p
er a
nnum
abo
ve t
he L
ondo
n 3
mon
th I
nter
bank
Off
er R
ate
from
tim
e to
tim
e in
for
ce]
OR
[in
acc
orda
nce
with
the
Lat
e Pa
ymen
ts o
f Com
mer
cial
Deb
ts
(Int
eres
t)
Act
19
98
as am
ende
d by
th
e La
te
Paym
ent
of Com
mer
cial
D
ebts
Reg
ulat
ions
201
3].
Tha
t in
tere
st w
ill b
e ca
lcul
ated
fro
m t
he d
ate
or las
t da
te f
or
paym
ent
to
the
actu
al
date
of
pa
ymen
t,
both
da
tes
incl
usiv
e,
and
will
be
co
mpo
unde
d qu
arte
rly.
Th
e Col
labo
rato
r w
ill p
ay t
hat
inte
rest
to
the
Inst
itutio
n on
dem
and.
3.4
[Exc
ept
as s
et o
ut i
n th
e Pr
ojec
t Pl
an,]
the
Ins
titut
ion
will
ow
n al
l eq
uipm
ent
purc
hase
d or
con
stru
cted
by
it, o
r fo
r it,
usi
ng t
he F
inan
cial
Con
trib
utio
n [o
r an
y Ex
tern
al F
undi
ng].
4.U
SE
AN
D E
XP
LOIT
ATI
ON
OF
INTE
LLEC
TUA
L P
RO
PER
TY R
IGH
TS
4.1
This
Agr
eem
ent
does
not
affec
t th
e ow
ners
hip
of a
ny I
ntel
lect
ual Pr
oper
ty R
ight
s in
any
Bac
kgro
und
or in
any
othe
r te
chno
logy
, de
sign
, w
ork,
inv
entio
n, s
oftw
are,
da
ta,
tech
niqu
e, K
now
-how
, or
mat
eria
ls w
hich
are
not
Res
ults
. T
he I
ntel
lect
ual
Prop
erty
Rig
hts
in t
hem
will
rem
ain
the
prop
erty
of
the
Part
y w
hich
con
trib
uted
th
em t
o th
e Pr
ojec
t (o
r its
lic
enso
rs).
N
o lic
ence
to
use
any
Inte
llect
ual Pr
oper
ty
Rig
hts
is g
rant
ed o
r im
plie
d by
thi
s Agr
eem
ent
exce
pt t
he r
ight
s ex
pres
sly
set
out
in t
his
Agr
eem
ent.
4.2
Each
Par
ty g
rant
s th
e ot
her
a ro
yalty
-fre
e, f
ully
pai
d-up
, no
n-ex
clus
ive
licen
ce t
o us
e its
Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect.
N
eith
er P
arty
may
gr
ant
any
sub-
licen
ce t
o us
e th
e ot
her's
Bac
kgro
und
exce
pt t
hat
the
Col
labo
rato
r m
ay a
llow
any
Gro
up C
ompa
ny a
nd a
ny p
erso
n w
orki
ng f
or o
r on
beh
alf
of t
he
Col
labo
rato
r or
any
Gro
up C
ompa
ny,
to u
se t
he I
nstit
utio
n's
Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect.
4.3
The
Inst
itutio
n w
ill o
wn
the
Inte
llect
ual P
rope
rty
Rig
hts
in t
he R
esul
ts a
nd,
subj
ect
to t
he I
nstit
utio
n’s
oblig
atio
ns i
n cl
ause
4.7
.4,
may
tak
e su
ch s
teps
as
it m
ay
deci
de f
rom
tim
e to
tim
e, a
t its
exp
ense
, to
reg
iste
r an
d m
aint
ain
any
prot
ectio
n fo
r th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
and
tak
ing
any
reas
onab
le a
ctio
n in
re
spec
t of
any
alle
ged
or a
ctua
l inf
ring
emen
t of
any
Int
elle
ctua
l Pro
pert
y Rig
hts
in
the
Res
ults
.
4.4
The
Col
labo
rato
r w
ill e
nsur
e th
at its
em
ploy
ees
and
thos
e of
any
Gro
up C
ompa
ny
invo
lved
in t
he c
reat
ion
of t
he R
esul
ts g
ive
the
Inst
itutio
n su
ch a
ssis
tanc
e (e
xcep
t fin
anci
al a
ssis
tanc
e) a
s th
e In
stitu
tion
may
rea
sona
bly
requ
est
in c
onne
ctio
n w
ith
the
regi
stra
tion
and
prot
ectio
n of
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
any
of
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
, an
d ta
king
any
act
ion
in r
espe
ct o
f an
y al
lege
d or
act
ual
infr
inge
men
t of
any
In
telle
ctua
l Pro
pert
y Rig
hts
in a
ny o
f th
e Res
ults
.
4.5
Whe
re a
ny t
hird
par
ty s
uch
as a
stu
dent
or
cont
ract
or is
or h
as b
een
invo
lved
in
the
Proj
ect,
the
Par
ty e
ngag
ing
that
thi
rd p
arty
will
ens
ure
that
tha
t th
ird
part
y ha
s as
sign
ed t
o it
(inc
ludi
ng m
akin
g a
pros
pect
ive
assi
gnm
ent
whe
re a
ppro
pria
te)
all r
ight
s w
hich
tha
t th
ird
part
y m
ay h
ave
in t
he R
esul
ts in
ord
er t
o be
abl
e to
giv
e ef
fect
to
the
prov
isio
ns o
f th
is c
laus
e 4.
4.6
The
Inst
itutio
n gr
ants
to
the
Col
labo
rato
r a
non-
excl
usiv
e, i
ndef
inite
, [f
ully
pai
d-up
, ro
yalty
fre
e] lic
ence
(w
ith t
he r
ight
to
sub-
licen
se t
o an
y G
roup
Com
pany
and
to
an
y pe
rson
w
orki
ng
for,
or
on
be
half
of,
the
Col
labo
rato
r or
an
y G
roup
Com
pany
, bu
t on
ly f
or t
he p
urpo
se o
f ca
rryi
ng o
ut t
hat
wor
k, a
nd o
ther
wis
e w
ithou
t th
e righ
t to
sub
-lic
ense
) to
use
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
the
Res
ults
for
any
pur
pose
[w
ithin
the
Fie
ld]
in t
he T
errito
ry.
4.7.
1 Th
e In
stitu
tion
and
the
Col
labo
rato
r w
ill,
if th
e Col
labo
rato
r gi
ves
the
Inst
itutio
n w
ritt
en n
otic
e (a
n O
pti
on
No
tice
) at
any
tim
e du
ring
the
Pro
ject
Per
iod
plus
a
furt
her
[6]
OR
[12
] m
onth
s (t
oget
her
calle
d th
e O
pti
on
Per
iod),
neg
otia
te t
he
term
s on
whi
ch t
he I
nstit
utio
n w
ill a
ssig
n to
the
Col
labo
rato
r th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
cer
tain
of
the
Res
ults
(th
e A
ssig
nm
ent)
. [T
he A
ssig
nmen
t m
ay b
e m
ade
by t
he I
nstit
utio
n’s
subs
idia
ry c
ompa
ny,
[XYZ
] Li
mite
d.]
245
4.7.
2 Fo
llow
ing
the
Inst
itutio
n’s
rece
ipt
of a
n O
ptio
n N
otic
e, t
he P
artie
s w
ill n
egot
iate
in
good
fai
th,
for
a pe
riod
of
up t
o [9
0 da
ys]
OR
[6
mon
ths]
aft
er t
he d
ate
of r
ecei
pt
of t
he O
ptio
n N
otic
e (t
he
Neg
oti
atio
n P
erio
d)
an a
gree
men
t fo
r th
e As
sign
men
t.
[The
Ass
ignm
ent
will
inc
lude
, w
ithou
t lim
itation
, te
rms
base
d on
the
pro
visi
ons
of
Sch
edul
e 8.
] If
the
Par
ties
are
unab
le t
o ag
ree
the
term
s of
the
Ass
ignm
ent
with
in
the
Neg
otia
tion
Period
, th
e Col
labo
rato
r’s
right
s un
der
clau
ses
4.7.
1, 4
.7.3
and
4.
7.4
(but
not
the
lice
nce
in c
laus
e 4.
6) w
ill la
pse.
4.7.
3 Th
e In
stitu
tion
will
no
t,
during
th
e O
ptio
n Pe
riod
or
the
Neg
otia
tion
Period
, ne
gotia
te w
ith a
ny t
hird
par
ty w
ith a
vie
w t
o gr
anting
a li
cenc
e to
use
the
Res
ults
or
ass
igni
ng t
he I
ntel
lect
ual
Prop
erty
Rig
hts
in t
he R
esul
ts n
or g
rant
a l
icen
ce t
o us
e th
e Res
ults
or
assi
gn t
he I
ntel
lect
ual
Prop
erty
Rig
hts
in t
he R
esul
ts t
o an
y th
ird
part
y.
D
urin
g th
e [3
][6]
O
R
[12]
m
onth
s fo
llow
ing
the
end
of
the
Neg
otia
tion
Period
, th
e In
stitu
tion
will
not
gra
nt a
lic
ence
of
any
Res
ult
or a
ssig
n th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
any
Res
ult
to a
ny t
hird
par
ty o
n an
y te
rms
mor
e fa
vour
able
tha
n th
ose
offe
red
to t
he C
olla
bora
tor
purs
uant
to
this
cla
use
4.7.
4.7.
4 U
ntil
the
end
of t
he O
ptio
n Pe
riod
and
, if
the
Col
labo
rato
r gi
ves
the
Opt
ion
Not
ice
until th
e ea
rlie
r of
the
end
of
Neg
otia
tion
Period
and
the
gra
nt o
f th
e Li
cenc
e, t
he
Inst
itutio
n w
ill
cons
ult
with
th
e Col
labo
rato
r ab
out
mak
ing
pate
nt
or
othe
r ap
plic
atio
ns in
res
pect
of
the
Res
ults
. I
f, d
urin
g th
e N
egot
iation
Per
iod,
the
Col
labo
rato
r w
ishe
s th
e In
stitu
tion
to a
pply
for
any
pat
ent
or o
ther
pro
tect
ion
in
rela
tion
to a
ny o
f th
e Res
ults
, th
e Col
labo
rato
r w
ill r
eim
burs
e to
the
Ins
titut
ion
the
reas
onab
le c
osts
and
exp
ense
s in
curr
ed b
y th
e In
stitu
tion
sin
ce t
he d
ate
of t
his
Agr
eem
ent
in
rela
tion
to
the
filin
g an
d pr
osec
utio
n of
th
at
pate
nt
or
othe
r ap
plic
atio
n,
incl
udin
g pa
tent
ag
ents
' fe
es,
as a
resu
lt of
an
y re
ques
t by
th
e Col
labo
rato
r to
app
ly f
or,
or t
o m
aint
ain,
any
pat
ent
or o
ther
pro
tect
ion
of a
ny
Res
ult.
If
the
Inst
itutio
n la
ter
licen
ses
or a
ssig
ns t
o a
third
part
y th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
any
of
the
Res
ults
for
whi
ch t
he C
olla
bora
tor
has
paid
any
suc
h co
sts
and
expe
nses
, th
e In
stitu
tion
will
re-
imbu
rse
thos
e co
sts
and
expe
nses
to
the
Col
labo
rato
r.
4.8
Des
pite
the
pro
visi
ons
of c
laus
e 4.
7 or
any
ass
ignm
ent
purs
uant
to
clau
se 4
.7,
the
Inst
itutio
n an
d ea
ch
empl
oyee
an
d st
uden
t of
th
e In
stitu
tion
will
ha
ve
the
irre
voca
ble,
ro
yalty
-fre
e righ
t to
us
e th
e Res
ults
fo
r Aca
dem
ic an
d Res
earc
h Pu
rpos
es,
incl
udin
g [(
afte
r th
e Col
labo
rato
r’s
righ
ts u
nder
cla
use
4.7
have
laps
ed,
but
not
in
any
othe
r ca
se)]
re
sear
ch
proj
ects
w
hich
ar
e ca
rrie
d ou
t by
th
e In
stitu
tion
with
any
thi
rd p
arty
[in
the
com
mer
cial
sec
tor]
[an
d Clin
ical
Pat
ient
Car
e].
5.A
CA
DE
MIC
PU
BLI
CA
TIO
N A
ND
IM
PA
CT
5.1
The
Proj
ect
is u
nder
take
n by
the
Ins
titut
ion
in p
ursu
ance
of
a pr
imar
y ch
arita
ble
purp
ose
of t
he I
nstit
utio
n; t
hat
is t
he a
dvan
cem
ent
of e
duca
tion
thro
ugh
teac
hing
an
d re
sear
ch.
Ther
efor
e, n
otw
ithst
andi
ng a
ny o
ther
pro
visi
on o
f th
is A
gree
men
t,
any
empl
oyee
or
stud
ent
of t
he I
nstit
utio
n (i
n ea
ch c
ase
whe
ther
or
not
invo
lved
in
the
Pro
ject
) m
ay,
prov
ided
the
Ins
titut
ion
has
not
rece
ived
a C
onfid
entia
lity
Not
ice
unde
r cl
ause
5.2
:
5.1.
1 di
scus
s w
ork
unde
rtak
en a
s pa
rt o
f th
e Pr
ojec
t in
Ins
titut
ion
sem
inar
s,
tuto
rial
s an
d le
ctur
es;
and
5.1.
2 Pu
blis
h an
y Bac
kgro
und
of t
he C
olla
bora
tor
or a
ny o
f th
e Res
ults
.
5.2
The
Inst
itution
will
sub
mit
to t
he C
olla
bora
tor,
in
writing
, de
tails
of
any
of t
he
Res
ults
and
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch a
ny e
mpl
oyee
or
stud
ent
of t
he I
nstit
utio
n in
tend
s to
Pub
lish,
at
leas
t [3
0][6
0] O
R [
90]
days
bef
ore
the
date
of
the
prop
osed
sub
mis
sion
for
Pub
licat
ion.
Th
e Col
labo
rato
r m
ay,
by g
ivin
g w
ritt
en n
otic
e to
the
Ins
titut
ion
(a C
on
fid
enti
alit
y N
oti
ce):
5.2.
1 re
quire
the
Inst
itutio
n to
del
ay t
he p
ropo
sed
Publ
icat
ion
for
a m
axim
um o
f [i
nser
t pe
riod
] m
onth
(s)
afte
r re
ceip
t of
the
Con
fiden
tialit
y N
otic
e if,
in
the
Col
labo
rato
r's
reas
onab
le o
pini
on,
that
del
ay is
nece
ssar
y in
ord
er t
o se
ek
pate
nt o
r ot
her
prot
ectio
n fo
r an
y of
the
Int
elle
ctua
l Pro
pert
y Rig
hts
in a
ny
of t
he R
esul
ts o
r in
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch a
re t
o be
Pu
blis
hed;
or
5.2.
2 pr
even
t th
e Pu
blic
atio
n of
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch i
s Con
fiden
tial In
form
atio
n an
d w
hich
can
not
be p
rote
cted
by
pate
nt o
r ot
her
Inte
llect
ual Pr
oper
ty R
ight
reg
istr
atio
n [o
r w
hich
may
be
prot
ecte
d in
tha
t w
ay b
ut w
hich
the
Col
labo
rato
r ha
s ch
osen
not
to
prot
ect
in t
hat
way
].
The
Col
labo
rato
r m
ust
give
tha
t Con
fiden
tial
ity N
otic
e w
ithin
[15
] O
R [
30]
days
af
ter
the
Col
labo
rato
r re
ceiv
es
deta
ils
of
the
prop
osed
Pu
blic
atio
n.
If
th
e In
stitu
tion
does
no
t re
ceiv
e a
Con
fiden
tialit
y N
otic
e w
ithin
th
at
period
, th
e pr
opos
ed
Publ
icat
ion
may
pr
ocee
d,
[exc
ept
in
rela
tion
to
the
Col
labo
rato
r’s
Bac
kgro
und
whi
ch i
s th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
and
whi
ch m
ay
not
be P
ublis
hed
unle
ss t
he C
olla
bora
tor
has
give
n its
writt
en c
onse
nt t
o th
at
Publ
icat
ion]
.
5.3
The
Col
labo
rato
r ac
know
ledg
es
that
th
e In
stitu
tion
is
re
quired
by
its
fu
nder
s to
dem
onst
rate
the
Ins
titut
ion’
s im
pact
on
soci
ety
and
agre
es t
o pr
ovid
e to
the
Ins
titut
ion
any
info
rmat
ion
whi
ch t
he I
nstit
utio
n re
ason
ably
req
uest
s in
or
der
to a
llow
it
to d
emon
stra
te t
hat
impa
ct p
rovi
ded
that
, un
der
or p
ursu
ant
to
this
cla
use:
the
Ins
titut
ion
will
not
be
entit
led
to r
ecei
ve o
r di
sclo
se a
ny o
f th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
or
any
info
rmat
ion
whi
ch
iden
tifie
s or
al
low
s an
y liv
ing
indi
vidu
al t
o be
ide
ntifi
ed a
nd t
he i
nfor
mat
ion
requ
este
d an
d di
sclo
sed
unde
r or
pur
suan
t to
thi
s cl
ause
will
be
gene
ral i
n na
ture
..
6.C
ON
FID
ENT
IALI
TY
6.1
[With
out
prej
udic
e to
any
obl
igat
ions
of
conf
iden
tialit
y in
the
Fun
ding
Con
ditio
ns,]
su
bjec
t to
cla
use
5, n
eith
er P
arty
will
[,
eith
er d
urin
g th
e Pr
ojec
t Pe
riod
or
for
[3][
5][7
] O
R [
10]
year
s af
ter
the
end
of t
he P
roje
ct P
erio
d,]
disc
lose
to
any
third
pa
rty,
nor
use
for
any
pur
pose
exc
ept
as e
xpre
ssly
per
mitt
ed b
y th
is A
gree
men
t,
any
of t
he o
ther
Par
ty's
Con
fiden
tial
Inf
orm
atio
n.
6.2
Nei
ther
Par
ty (
the
Rec
ipie
nt)
will
be
in b
reac
h of
any
obl
igat
ion
to k
eep
any
of
the
othe
r Pa
rty’
s Con
fiden
tial
Info
rmat
ion
conf
iden
tial or
not
to
disc
lose
it
to a
ny
othe
r pa
rty
to t
he e
xten
t th
at:
6.2.
1 if
it is
rec
eive
d fr
om t
he o
ther
Par
ty,
it is
kno
wn
to t
he R
ecip
ient
or
any
Gro
up C
ompa
ny (
dem
onst
rabl
e by
writt
en r
ecor
ds)
befo
re its
rec
eipt
fro
m
the
othe
r Pa
rty,
and
not
alrea
dy s
ubje
ct t
o an
y ob
ligat
ion
of c
onfid
ential
ity
to t
he o
ther
Par
ty;
6.2.
2 it
is o
r be
com
es p
ublic
ly k
now
n w
ithou
t an
y br
each
of
this
Agr
eem
ent
or
any
othe
r un
dert
akin
g to
kee
p it
conf
iden
tial
;
6.2.
3 it
has
been
obt
aine
d by
the
Rec
ipie
nt o
r an
y G
roup
Com
pany
fro
m a
thi
rd
part
y in
circ
umst
ance
s w
here
the
Rec
ipie
nt h
as n
o re
ason
to
belie
ve t
hat
ther
e ha
s be
en a
bre
ach
of a
n ob
ligat
ion
of c
onfid
entia
lity
owed
to
the
othe
r Pa
rty;
246
6.2.
4 it
has
been
in
depe
nden
tly
deve
lope
d by
th
e Rec
ipie
nt
or
any
Gro
up
Com
pany
with
out
refe
renc
e to
the
oth
er P
arty
’s C
onfid
ential
Inf
orm
atio
n;
6.2.
5 it
is
disc
lose
d pu
rsua
nt
to
the
requ
irem
ent
of
any
law
or
re
gula
tion
(pro
vide
d, in
the
cas
e of
a d
iscl
osur
e un
der
the
Free
dom
of In
form
atio
n Act
20
00 or
th
e En
viro
nmen
tal
Info
rmat
ion
Reg
ulat
ions
200
4, no
ne o
f th
e ex
cept
ions
to
that
Ac
t or
tho
se Reg
ulat
ions
ap
plie
s to
th
e in
form
atio
n di
sclo
sed)
or
purs
uant
to
the
ord
er o
f an
y Cou
rt o
f co
mpe
tent
jur
isdi
ctio
n or
the
req
uire
men
t of
any
com
pete
nt r
egul
ator
y au
thor
ity,
and
that
, in
ea
ch
case
w
here
th
e la
w
perm
its,
the
Part
y re
quired
to
m
ake
that
di
sclo
sure
has
inf
orm
ed t
he o
ther
, w
ithin
a r
easo
nabl
e tim
e af
ter
bein
g re
quired
to
mak
e th
e di
sclo
sure
, of
the
req
uire
men
t to
dis
clos
e an
d th
e in
form
atio
n re
quired
to
be d
iscl
osed
; or
6.2.
6 it
is a
ppro
ved
for
rele
ase
in w
riting
by
an a
utho
rise
d re
pres
enta
tive
of t
he
othe
r Pa
rty.
6.3
The
Inst
itutio
n w
ill
not
be
in
brea
ch
of
any
oblig
atio
n to
ke
ep
any
of
the
Col
labo
rato
r's
Bac
kgro
und
or i
nfor
mat
ion,
con
fiden
tial
or n
ot t
o di
sclo
se i
t to
any
th
ird
part
y, b
y:
6.3.
1 [e
xcep
t in
re
latio
n to
th
e Col
labo
rato
r’s
Bac
kgro
und
whi
ch
is
the
Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion,
] Pu
blis
hing
an
y of
th
em
if th
e In
stitu
tion
has
follo
wed
the
pro
cedu
re i
n cl
ause
5.2
and
has
rec
eive
d no
Con
fiden
tialit
y N
otic
e w
ithin
the
per
iod
stat
ed in
tha
t cl
ause
; or
6.3.
2 m
akin
g th
em a
vaila
ble
to a
ny s
tude
nt o
f th
e In
stitu
tion
who
nee
ds t
o kn
ow
them
in
orde
r to
exe
rcis
e th
e rig
hts
gran
ted
in t
his
Agr
eem
ent,
pro
vide
d th
ey a
re n
ot u
sed
exce
pt a
s ex
pres
sly
perm
itted
by
this
Agr
eem
ent
and
the
stud
ent
unde
rtak
es t
o ke
ep t
hat
Bac
kgro
und
and
info
rmat
ion
conf
iden
tial
.
6.6
The
Col
labo
rato
r w
ill no
t be
in
br
each
of
an
y ob
ligat
ion
to ke
ep an
y of
th
e In
stitu
tion'
s Bac
kgro
und,
Res
ults
or
ot
her
info
rmat
ion
conf
iden
tial
or
no
t to
di
sclo
se
them
to
an
y th
ird
part
y,
by
mak
ing
them
av
aila
ble
to
any
Gro
up
Com
pany
, or
any
per
son
wor
king
for
or
on b
ehal
f of
the
Col
labo
rato
r or
any
Gro
up
Com
pany
, w
ho n
eeds
to
know
the
sam
e in
ord
er t
o ex
erci
se t
he r
ight
s gr
ante
d in
th
is A
gree
men
t, p
rovi
ded
they
are
not
use
d ex
cept
as
expr
essl
y pe
rmitt
ed b
y th
is
Agr
eem
ent
and
the
reci
pien
t un
dert
akes
to
keep
the
m c
onfid
ential
.
6.5
[Nei
ther
Par
ty w
ill b
e in
bre
ach
of a
ny o
blig
atio
n to
kee
p an
y of
the
oth
er P
arty
’s
Con
fiden
tial
Info
rmat
ion,
con
fiden
tial
or
not
to d
iscl
ose
it to
any
thi
rd p
arty
by
disc
losi
ng it
to
the
Fund
ing
Bod
y in
acc
orda
nce
with
the
Fun
ding
Con
ditio
ns.]
6.6
If t
he I
nstit
utio
n re
ceiv
es a
req
uest
und
er t
he F
reed
om o
f In
form
atio
n Act
200
0 to
di
sclo
se
any
info
rmat
ion
whi
ch,
unde
r th
is
Agr
eem
ent,
is
th
e Col
labo
rato
r’s
Con
fiden
tial
Inf
orm
atio
n, i
t w
ill n
otify
the
Col
labo
rato
r an
d w
ill c
onsu
lt w
ith t
he
Col
labo
rato
r pr
ompt
ly a
nd b
efor
e m
akin
g an
y di
sclo
sure
und
er t
hat
Act
or
thos
e Reg
ulat
ions
, th
e In
stitu
tion
will
, w
here
app
ropr
iate
, ta
ke l
egal
adv
ice
rega
rdin
g th
e av
aila
bilit
y an
d ap
plic
abili
ty o
f an
y ex
empt
ions
and
any
oth
er o
ptio
ns a
vaila
ble,
an
d w
ill n
otify
the
Col
labo
rato
r of
the
int
ende
d re
spon
se t
o th
at r
eque
st.
The
Col
labo
rato
r w
ill r
espo
nd t
o th
e In
stitu
tion
with
in 1
0 da
ys a
fter
rec
eivi
ng t
he
Inst
itutio
n’s
notic
e if
that
not
ice
requ
ests
the
Col
labo
rato
r to
pro
vide
inf
orm
atio
n to
ass
ist
the
Inst
itutio
n to
det
erm
ine
whe
ther
or
not
an e
xem
ptio
n to
the
Fre
edom
of
In
form
atio
n Act
20
00
or
the
Envi
ronm
enta
l In
form
atio
n Reg
ulat
ions
20
04
appl
ies
to t
he i
nfor
mat
ion
requ
este
d un
der
that
Act
or
thos
e Reg
ulat
ions
. Th
e Col
labo
rato
r m
ay
mak
e re
pres
enta
tions
in
re
latio
n to
th
at
requ
est
and
the
prop
osed
res
pons
e an
d m
ay r
eque
st a
men
dmen
ts t
o th
e pr
opos
ed r
espo
nse.
[At
the
Col
labo
rato
r’s
requ
est,
exc
ept
in o
rder
to
com
ply
with
any
cou
rt o
rder
or
any
deci
sion
of
th
e In
form
atio
n Com
mis
sion
er
or
the
Info
rmat
ion
Trib
unal
, th
e In
stitu
tion
will
not
dis
clos
e an
y in
form
atio
n w
hich
, un
der
this
Agr
eem
ent,
is
the
Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
in
resp
onse
to
a
requ
est
unde
r th
e Fr
eedo
m o
f In
form
atio
n Act
200
0 or
the
Env
iron
men
tal
Info
rmat
ion
Reg
ulat
ions
20
04 p
rovi
ded
that
:
6.6.
1 th
e Col
labo
rato
r m
akes
th
at
requ
est
in
writin
g w
ithin
10
da
ys
afte
r re
ceiv
ing
the
Inst
itution
’s n
otic
e gi
ven
unde
r th
is c
laus
e 6.
6; a
nd
6.6.
2 th
e Col
labo
rato
r in
dem
nifie
s th
e In
stitu
tion
and
its e
mpl
oyee
s an
d st
uden
ts
(th
e In
dem
nif
ied
P
arti
es),
an
d ke
eps
them
fu
lly
and
effe
ctiv
ely
inde
mni
fied,
ag
ains
t ea
ch
and
ever
y cl
aim
m
ade
agai
nst
any
of
the
Inde
mni
fied
Part
ies
as a
res
ult
of t
he I
nstit
utio
n no
t m
akin
g an
y di
sclo
sure
of
th
e Col
labo
rato
r’s
Con
fiden
tial
info
rmat
ion
in re
spon
se to
a
requ
est
unde
r th
e Fr
eedo
m
of
Info
rmat
ion
Act
20
00
or
the
Envi
ronm
enta
l In
form
atio
n Reg
ulat
ions
200
4.]
6.7
Nei
ther
Par
ty w
ill u
se t
he o
ther
’s n
ame
or t
he n
ame
of a
ny o
f th
e Key
Per
sonn
el
prov
ided
by
the
othe
r Pa
rty
or t
he o
ther
Par
ty’s
log
o in
any
pre
ss r
elea
se o
r pr
oduc
t ad
vert
isin
g, o
r fo
r an
y ot
her
prom
otio
nal pu
rpos
e, w
ithou
t fir
st o
btai
ning
th
e ot
her
Part
y’s
writt
en c
onse
nt.
6.8
[Not
with
stan
ding
an
y ot
her
prov
isio
n of
th
is
Agr
eem
ent,
th
e In
stitu
tion
may
id
entif
y th
e su
ms
rece
ived
fro
m t
he C
olla
bora
tor
in t
he I
nstit
utio
n’s
Ann
ual R
epor
t an
d si
mila
r pu
blic
atio
ns][
, an
d th
e Col
labo
rato
r m
ay,
in o
rder
to
com
ply
with
any
tr
ansp
aren
cy r
epor
ting
oblig
atio
ns t
o w
hich
it
is s
ubje
ct,
publ
ish
deta
ils o
f an
y tr
ansf
ers
of v
alue
].]
7.LI
MIT
AT
ION
OF
LIA
BIL
ITY
7.1
Each
of
the
Part
ies
war
rant
s to
the
oth
er t
hat,
to
the
best
of
its k
now
ledg
e an
d be
lief
(hav
ing
mad
e re
ason
able
enq
uiry
of
thos
e of
its
em
ploy
ees
invo
lved
in
the
Proj
ect
or l
ikel
y to
hav
e re
leva
nt k
now
ledg
e[,
and
in t
he c
ase
of t
he I
nstit
utio
n an
y st
uden
t in
volv
ed i
n th
e Pr
ojec
t],
but
not
havi
ng m
ade
any
sear
ch o
f an
y pu
blic
reg
iste
r),
any
advi
ce o
r in
form
atio
n gi
ven
by i
t or
any
of
its e
mpl
oyee
s or
st
uden
ts
who
w
ork
on
the
Proj
ect,
or
th
e co
nten
t or
us
e of
an
y Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
conn
ection
with
the
Pr
ojec
t, w
ill n
ot c
onst
itute
or
resu
lt in
any
infr
inge
men
t of
thi
rd p
arty
rig
hts.
OR
7.1
Nei
ther
of
the
Part
ies
[exc
ept
unde
r cl
ause
7.1
0] m
akes
any
rep
rese
ntat
ion
or
give
s an
y w
arra
nty
to t
he o
ther
tha
t an
y ad
vice
or
info
rmat
ion
give
n by
it o
r an
y of
its
em
ploy
ees
or s
tude
nts
who
wor
k or
hav
e w
orke
d on
the
Pro
ject
, or
the
co
nten
t or
use
of
any
Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
co
nnec
tion
with
th
e Pr
ojec
t,
will
no
t co
nstit
ute
or
resu
lt in
an
y in
frin
gem
ent
of t
hird
-par
ty r
ight
s.
7.2
Exce
pt u
nder
the
war
rant
[y][
ies]
in
clau
se[s
] [7
.1 a
nd]
7.10
and
the
ind
emni
ties
in c
laus
es [
6.6,
]7.
3 an
d 7.
4, a
nd s
ubje
ct t
o cl
ause
7.8
, ne
ither
Par
ty a
ccep
ts a
ny
liabi
lity
or r
espo
nsib
ility
for
any
use
whi
ch m
ay b
e m
ade
by t
he o
ther
Par
ty o
f an
y of
the
Res
ults
, no
r fo
r an
y re
lianc
e w
hich
may
be
plac
ed b
y th
at o
ther
Par
ty o
n an
y of
the
Res
ults
, no
r fo
r ad
vice
or
info
rmat
ion
give
n in
con
nect
ion
with
any
of
the
Res
ults
.
247
7.3
Sub
ject
to
clau
se 7
.7.1
, th
e Col
labo
rato
r [a
nd t
he I
nstit
utio
n] (
the
Ind
emn
ifyi
ng
P
arty
) w
ill i
ndem
nify
the
oth
er P
arty
, an
d its
em
ploy
ees
and
stud
ents
(to
geth
er
the
Ind
emn
ifie
d
Par
ties
), an
d ke
ep th
em f
ully
an
d ef
fect
ivel
y in
dem
nifie
d,
agai
nst
each
and
eve
ry c
laim
mad
e ag
ains
t an
y of
the
Ind
emni
fied
Part
ies
as a
re
sult
of t
he I
ndem
nify
ing
Part
y's
use
of a
ny o
f th
e fo
llow
ing:
the
Res
ults
and
any
m
ater
ials
, w
orks
or
info
rmat
ion
rece
ived
fro
m a
n In
dem
nifie
d Pa
rty
purs
uant
to
this
Agr
eem
ent,
pro
vide
d th
at t
he I
ndem
nifie
d Pa
rty
mus
t:
7.3.
1 pr
ompt
ly n
otify
the
Ind
emni
fyin
g Pa
rty
of d
etai
ls o
f th
e cl
aim
;
7.3.
2 no
t m
ake
any
adm
issi
on in
rel
atio
n to
the
cla
im;
7.3.
3 ta
ke r
easo
nabl
e st
eps
to m
itiga
te its
los
ses
and
expe
nses
aris
ing
from
the
cl
aim
;
7.3.
4 al
low
th
e In
dem
nify
ing
Part
y to
ha
ve th
e co
nduc
t of
th
e de
fenc
e an
d se
ttle
men
t of
the
cla
im;
and
7.3.
4 gi
ve t
he I
ndem
nify
ing
Part
y al
l rea
sona
ble
assi
stan
ce (
at t
he I
ndem
nify
ing
Part
y’s
expe
nse)
in d
ealin
g w
ith t
he c
laim
.
The
inde
mni
ty in
this
cla
use
7.3
will
not
app
ly t
o th
e ex
tent
tha
t th
e cl
aim
arise
s as
a
resu
lt of
the
Ind
emni
fied
Part
y's
negl
igen
ce,
its b
reac
h of
cla
use
6, its
de
liber
ate
brea
ch o
f th
is A
gree
men
t or
its
kno
win
g in
frin
gem
ent
of a
ny t
hird
pa
rty’
s In
telle
ctua
l Pr
oper
ty R
ight
s or
its
kno
win
g br
each
of
any
third
part
y’s
righ
ts o
f co
nfid
ence
.
7.4
Sub
ject
to
clau
se 7
.7.3
, ea
ch P
arty
will
ind
emni
fy t
he o
ther
and
kee
p it
fully
and
ef
fect
ivel
y in
dem
nifie
d on
dem
and
agai
nst
all
cost
s, c
laim
s, d
eman
ds,
expe
nses
an
d lia
bilit
ies
of a
ny n
atur
e ar
isin
g ou
t of
or
in c
onne
ctio
n w
ith a
ny b
reac
h by
it o
f Sch
edul
e 6.
7.5
Sub
ject
to
clau
ses
7.7
and
7.8,
and
exc
ept
unde
r th
e in
dem
nitie
s in
cla
uses
[6
.6,
]7.3
and
7.4
, th
e lia
bilit
y of
eith
er P
arty
to
the
othe
r fo
r an
y br
each
of
this
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er w
ay o
ut o
f th
e su
bjec
t m
atte
r of
thi
s Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill n
ot e
xten
d to
:
7.5.
1 an
y in
dire
ct d
amag
es o
r lo
sses
; or
7.5.
2 an
y lo
ss of
pr
ofits
, lo
ss o
f re
venu
e, lo
ss of
da
ta,
loss
of
con
trac
ts o
r op
port
unity
, w
heth
er d
irec
t or
indi
rect
,
even
if
the
Part
y br
ingi
ng t
he c
laim
has
adv
ised
the
oth
er o
f th
e po
ssib
ility
of
thos
e lo
sses
, or
if t
hey
wer
e w
ithin
the
oth
er P
arty
's c
onte
mpl
atio
n.
7.6
Sub
ject
to
clau
ses
7.7
and
7.8,
the
agg
rega
te l
iabi
lity
of e
ach
Part
y to
the
oth
er
for
all a
nd a
ny b
reac
hes
of t
his
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er
way
out
of
the
subj
ect
mat
ter
of t
his
Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill
not
exce
ed in
tot
al [
the
Fina
ncia
l Con
trib
utio
n][t
he p
ortio
n of
the
Ext
erna
l Fun
ding
al
loca
ted
to t
hat
Part
y] O
R [
£ins
ert
figur
e].
7.7
Sub
ject
in
each
cas
e to
cla
use
7.8,
the
agg
rega
te l
iabi
lity
of e
ach
Part
y to
the
ot
her:
7.7.
1 un
der
the
inde
mni
ty in
cla
use
7.3
will
not
exc
eed
in t
otal
£[i
nser
t fig
ure]
;
7.7.
2 un
der
the
inde
mni
ty in
clau
se 7
.4 w
ill n
ot e
xcee
d in
tot
al £
[ins
ert
figur
e];
and
[7.7
.3 f
or a
ll an
d an
y br
each
es o
f th
e Fu
ndin
g Con
ditio
ns w
ill n
ot e
xcee
d in
tot
al
[the
am
ount
of
the
Exte
rnal
Fun
ding
]]
7.8
Not
hing
in t
his
Agr
eem
ent
limits
or
excl
udes
eith
er P
arty
's li
abili
ty for
:
7.8.
1 de
ath
or p
erso
nal i
njur
y ca
used
by
negl
igen
ce;
7.8.
2 an
y fr
aud
or f
or a
ny s
ort
of l
iabi
lity
that
, by
law
, ca
nnot
be
limite
d or
ex
clud
ed;
7.8.
4 an
y lo
ss o
r da
mag
e ca
used
by
a de
liber
ate
brea
ch o
f th
is A
gree
men
t.
7.9
The
expr
ess
unde
rtak
ings
and
war
rant
ies
give
n by
the
Par
ties
in t
his
Agr
eem
ent
are
in li
eu o
f al
l oth
er w
arra
ntie
s, c
ondi
tions
, te
rms,
und
erta
king
s an
d ob
ligat
ions
, w
heth
er e
xpre
ss o
r im
plie
d by
sta
tute
, co
mm
on la
w,
cust
om,
trad
e us
age,
cou
rse
of d
ealin
g or
in
any
othe
r w
ay.
All
of t
hese
are
exc
lude
d to
the
ful
lest
ext
ent
perm
itted
by
law
.
7.10
[A
ny a
ssig
nmen
t of
Int
elle
ctua
l Pr
oper
ty R
ight
s m
ade
purs
uant
to
clau
se 4
.7 w
ill
be
mad
e w
ith
full
title
gu
aran
tee.
] O
R
[The
In
stitu
tion
war
rant
s to
th
e Col
labo
rato
r in
rel
atio
n to
any
ass
ignm
ent
of I
ntel
lect
ual P
rope
rty
Rig
hts
mad
e by
it
purs
uant
to
clau
se 4
.7 t
hat:
7.10
.1 it
has
the
rig
ht t
o di
spos
e of
tho
se I
ntel
lect
ual Pr
oper
ty R
ight
s an
d th
at it
will
, at
its
ow
n co
st,
do a
ll th
at i
t re
ason
ably
can
to
give
the
titl
e w
hich
it
purp
orts
to
give
; an
d
7.10
.1 t
hat
the
Inte
llect
ual P
rope
rty
Rig
hts
assi
gned
are
fre
e fr
om a
ll ch
arge
s an
d en
cum
bran
ces
and
right
s of
any
thi
rd p
arty
(ex
cept
tho
se o
f w
hich
the
In
stitu
tion
is u
naw
are
or o
f w
hich
it c
ould
not
rea
sona
bly
be a
war
e).]
8.FO
RC
E M
AJE
UR
E
If t
he p
erfo
rman
ce b
y a
Part
y of
any
of
its o
blig
atio
ns u
nder
thi
s Agr
eem
ent
(exc
ept
a pa
ymen
t ob
ligat
ion)
is
dela
yed
or p
reve
nted
by
circ
umst
ance
s be
yond
its
rea
sona
ble
cont
rol,
that
Par
ty w
ill n
ot b
e in
bre
ach
of t
his
Agr
eem
ent
beca
use
of t
hat
dela
y in
per
form
ance
. H
owev
er,
if th
e de
lay
in p
erfo
rman
ce l
asts
mor
e th
an [
3] O
R [
6] m
onth
s, t
he o
ther
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t w
ith
imm
edia
te e
ffec
t by
gi
ving
writt
en no
tice
to t
he P
arty
w
hose
pe
rfor
man
ce is
de
laye
d or
pre
vent
ed.
9.TE
RM
INA
TIO
N
9.1
Eith
er P
arty
may
ter
min
ate
this
Agr
eem
ent
with
imm
edia
te e
ffec
t by
giv
ing
notic
e to
the
oth
er P
arty
if t
he o
ther
Par
ty:
9.1.
1 is
in
brea
ch o
f an
y pr
ovis
ion
of t
his
Agr
eem
ent
and
(if
it is
cap
able
of
rem
edy)
the
bre
ach
has
not
been
rem
edie
d w
ithin
[30
][60
] O
R [
90]
days
af
ter
rece
ipt
of
writt
en
notic
e sp
ecify
ing
the
brea
ch
and
requ
irin
g its
re
med
y;
9.1.
2 be
com
es i
nsol
vent
, or
if
an o
rder
is
mad
e or
a r
esol
utio
n is
pas
sed
for
its
win
ding
up
(exc
ept
volu
ntar
ily f
or t
he p
urpo
se o
f so
lven
t am
alga
mat
ion
or
reco
nstr
uctio
n),
or i
f an
adm
inis
trat
or,
adm
inis
trat
ive
rece
iver
or
rece
iver
248
is a
ppoi
nted
ove
r th
e w
hole
or
any
part
of
the
othe
r pa
rty'
s as
sets
, or
if
the
othe
r pa
rty
mak
es a
ny a
rran
gem
ent
with
its
cred
itors
; or
9.1.
3 co
mm
its a
ny b
reac
h of
Sch
edul
e 5
[or
Sch
edul
e 7]
.
9.2
Each
of
the
Part
ies
will
not
ify t
he o
ther
pro
mpt
ly i
f at
any
tim
e an
y of
the
Key
Pe
rson
nel a
ppoi
nted
by
that
Par
ty is
una
ble
or u
nwill
ing
to c
ontin
ue t
o be
invo
lved
in
the
Pro
ject
. W
ithin
[3]
OR
[6]
mon
ths
afte
r th
e da
te o
f th
at n
otic
e, t
he P
arty
w
ho or
igin
ally
ap
poin
ted
that
m
embe
r of
th
e Key
Pe
rson
nel
will
no
min
ate
a su
cces
sor.
Th
e ot
her
Part
y w
ill n
ot u
nrea
sona
bly
refu
se t
o ac
cept
the
nom
inat
ed
succ
esso
r, b
ut if
the
succ
esso
r is
not
acc
epta
ble
to t
he o
ther
Par
ty o
n re
ason
able
gr
ound
s, o
r if
the
appo
into
r ca
nnot
fin
d a
succ
esso
r, e
ither
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t by
giv
ing
the
othe
r no
t le
ss t
han
[3]
mon
ths'
not
ice.
9.5
[The
Col
labo
rato
r m
ay
term
inat
e th
is
Agr
eem
ent
at
any
time
prov
ided
th
e Col
labo
rato
r co
mpl
ies
with
cl
ause
s 9.
6 an
d 9.
7,
by gi
ving
no
t le
ss
than
[3
] m
onth
s' n
otic
e to
the
Ins
titut
ion.
]
9.4
Cla
uses
1,
3, 4
(su
bjec
t to
cla
use
9.5)
, 5,
6,
7, 8
, 9.
4, 9
.5,
9.6,
9.7
, 9.
8 an
d 10
w
ill s
urvi
ve t
he c
ompl
etio
n of
the
Pro
ject
or
the
term
inat
ion
of t
his
Agr
eem
ent
for
any
reas
on a
nd w
ill c
ontin
ue i
n fu
ll fo
rce
and
effe
ct i
ndef
inite
ly o
r, i
n th
e ca
se o
f cl
ause
6, in
acc
orda
nce
with
cla
use
6.1.
9.5
On
the
term
inat
ion
of t
his
Agr
eem
ent
unde
r cl
ause
s 8.
9.1
, 9.
2 or
9.3
all
righ
ts
and
licen
ces
gran
ted
by o
ne P
arty
to
the
othe
r Pa
rty
unde
r or
pur
suan
t to
thi
s Agr
eem
ent
will
aut
omat
ical
ly t
erm
inat
e ex
cept
:
9.5.
1 an
y righ
ts t
o us
e an
y Res
ults
or
Bac
kgro
und
for
Acad
emic
and
Res
earc
h Pu
rpos
es;
9.5.
2 an
y righ
t to
Pub
lish
in a
ccor
danc
e w
ith c
laus
e 5;
and
9.5.
3 if
the
Col
labo
rato
r te
rmin
ates
thi
s Agr
eem
ent
in a
ccor
danc
e w
ith c
laus
e 9.
1,
the
licen
ce g
rant
ed t
o th
e Col
labo
rato
r un
der
clau
se 4
.6 w
ill s
urvi
ve t
he
term
inat
ion
of t
his
Agr
eem
ent
and
will
con
tinue
inde
finite
ly.
9.6
On
the
term
inat
ion
of t
his
Agr
eem
ent,
the
Col
labo
rato
r w
ill p
ay t
he I
nstit
utio
n fo
r al
l w
ork
done
bef
ore
term
inat
ion
[and
not
cov
ered
by
the
Exte
rnal
Fun
ding
]. I
f te
rmin
atio
n oc
curs
pu
rsua
nt
to
clau
se 9.
2 [o
r 9.
3],
the
Col
labo
rato
r w
ill
re-
imbu
rse
the
Inst
itutio
n fo
r al
l co
sts
and
expe
nses
w
hich
th
e In
stitu
tion
has
incu
rred
or
agre
ed t
o in
cur
and
whi
ch t
he I
nstit
utio
n is
una
ble
to c
ance
l.
9.9
Follo
win
g th
e te
rmin
atio
n of
thi
s Agr
eem
ent
[by
the
Inst
itution
] un
der
clau
se 9
.1
or 9
.2 [
or b
y th
e Col
labo
rato
r un
der
clau
se 9
.3],
if
the
Fina
ncia
l Con
trib
utio
n is
in
tend
ed t
o co
ver
the
cost
s of
em
ploy
ing
any
Inst
itution
sta
ff i
nvol
ved
in t
he
Proj
ect,
the
Col
labo
rato
r w
ill c
ontin
ue t
o re
imbu
rse,
in
acco
rdan
ce w
ith c
laus
e 3,
th
e ac
tual
direc
t em
ploy
men
t co
sts
of s
taff
who
wer
e ap
poin
ted
by t
he I
nstit
utio
n to
w
ork
on
the
Proj
ect
befo
re
the
serv
ice
of
the
notic
e,
prov
ided
th
at
the
Inst
itutio
n ta
kes
all
reas
onab
le s
teps
to
min
imis
e th
ose
cost
s.
Rei
mbu
rsem
ent
will
con
tinu
e un
til
the
effe
ctiv
e da
te o
f te
rmin
atio
n of
eac
h st
aff
cont
ract
or
the
date
on
whi
ch t
he P
roje
ct w
as t
o ha
ve e
nded
(w
hich
ever
is
the
earlie
r).
Thos
e di
rect
em
ploy
men
t co
sts
will
inc
lude
a p
ropo
rtio
n of
any
red
unda
ncy
cost
s w
hich
ha
ve b
een
incu
rred
by
the
Inst
itutio
n as
a d
irec
t re
sult
of t
he t
erm
inat
ion
of t
his
Agr
eem
ent,
th
at
prop
ortio
n to
be
ca
lcul
ated
by
di
vidi
ng
the
indi
vidu
al’s
in
volv
emen
t in
the
Pro
ject
by
the
dura
tion
of h
is p
erio
d of
em
ploy
men
t by
the
In
stitu
tion.
9.8
If t
he C
olla
bora
tor
has
paid
any
of
the
Fina
ncia
l Con
trib
utio
n in
adv
ance
and
the
w
hol e
of
th
at co
ntribu
tion
has
not,
by
th
e en
d of
th
e Pr
ojec
t Pe
riod
or
th
e te
rmin
atio
n of
thi
s Agr
eem
ent,
bee
n us
ed b
y th
e In
stitu
tion
for
the
pur
pose
s fo
r w
hich
tha
t Fi
nanc
ial
Con
trib
utio
n w
as p
rovi
ded,
the
Ins
titut
ion
will
ret
urn
to t
he
Col
labo
rato
r th
e un
used
por
tion
of t
hat
cont
ribu
tion.
10.
GEN
ERA
L
10.1
N
oti
ces:
Any
not
ice
to b
e gi
ven
unde
r th
is A
gree
men
t m
ust
be in
writing
, m
ust
be d
eliv
ered
to
the
othe
r Pa
rty
by a
ny o
f th
e m
etho
ds s
et o
ut i
n th
e le
ft h
and
colu
mn
belo
w,
and
will
be
deem
ed t
o be
rec
eive
d on
the
cor
resp
ondi
ng d
ay s
et
out
in t
he r
ight
han
d co
lum
n:
Met
ho
d o
f se
rvic
e
Dee
med
day
of
rece
ipt
By
hand
or
cour
ier
the
day
of d
eliv
ery
By
pre-
paid
first
cla
ss p
ost
the
seco
nd B
usin
ess
Day
aft
er p
ostin
g
By
reco
rded
del
iver
y po
st
the
next
Bus
ines
s D
ay a
fter
pos
ting
The
Part
ies'
res
pect
ive
repr
esen
tativ
es f
or t
he r
ecei
pt o
f no
tices
are
, un
til c
hang
ed
by n
otic
e gi
ven
in a
ccor
danc
e w
ith t
his
clau
se,
as fol
low
s:
For
the
Inst
itu
tio
n:
For
the
Co
llab
ora
tor:
Nam
e:
Add
ress
:
Nam
e:
Add
ress
:
10.2
A
ssig
nm
ent:
N
eith
er P
arty
may
ass
ign
or t
rans
fer
this
Agr
eem
ent
as a
who
le,
or
any
of it
s righ
ts o
r ob
ligat
ions
und
er it
, w
ithou
t fir
st o
btai
ning
the
writt
en c
onse
nt
of t
he o
ther
Par
ty[,
exc
ept
that
the
Col
labo
rato
r m
ay a
ssig
n th
is A
gree
men
t as
a
who
le t
o a
Gro
up C
ompa
ny w
ithou
t th
e co
nsen
t of
the
Ins
titut
ion]
. N
eith
er P
arty
w
ill u
nrea
sona
bly
with
hold
or
dela
y its
con
sent
.
10.3
Il
leg
al/
un
enfo
rcea
ble
pro
visi
on
s:
If t
he w
hole
or
any
part
of
any
prov
isio
n of
th
is A
gree
men
t is
voi
d or
une
nfor
ceab
le in
any
jur
isdi
ctio
n, t
he o
ther
pro
visi
ons
of
this
Agr
eem
ent,
and
the
res
t of
the
voi
d or
une
nfor
ceab
le p
rovi
sion
, w
ill c
ontinu
e in
for
ce in
that
jur
isdi
ctio
n, a
nd t
he v
alid
ity a
nd e
nfor
ceab
ility
of
that
pro
visi
on in
any
othe
r ju
risd
ictio
n w
ill n
ot b
e af
fect
ed.
10.4
W
aive
r o
f ri
gh
ts:
If
a Pa
rty
fails
to
enfo
rce,
or
dela
ys in
enf
orci
ng,
an o
blig
atio
n of
the
oth
er p
arty
, or
fai
ls t
o ex
erci
se,
or d
elay
s in
exe
rcis
ing,
a r
ight
und
er t
his
Agr
eem
ent,
tha
t fa
ilure
or
dela
y w
ill n
ot a
ffec
t its
rig
ht t
o en
forc
e th
at o
blig
atio
n or
con
stitu
te a
wai
ver
of t
hat
righ
t.
Any
wai
ver
of a
ny p
rovi
sion
of
this
Agr
eem
ent
will
no
t, u
nles
s ex
pres
sly
stat
ed t
o th
e co
ntra
ry,
cons
titut
e a
wai
ver
of t
hat
prov
isio
n on
a f
utur
e oc
casi
on.
10.5
N
o
agen
cy:
N
othi
ng
in
this
Agr
eem
ent
crea
tes,
im
plie
s or
ev
iden
ces
any
part
ners
hip
or j
oint
ven
ture
bet
wee
n th
e Pa
rtie
s, o
r th
e re
latio
nshi
p be
twee
n th
em of
pr
inci
pal
and
agen
t. N
eith
er Pa
rty
has
any
auth
ority
to
m
ake
any
repr
esen
tatio
n or
com
mitm
ent,
or
to in
cur
any
liabi
lity,
on
beha
lf of
the
oth
er.
10.6
En
tire
ag
reem
ent:
Thi
s Agr
eem
ent
[and
the
Fun
ding
Con
dition
s] c
onst
itute
[s]
the
entir
e ag
reem
ent
betw
een
the
Part
ies
rela
ting
to i
ts s
ubje
ct m
atte
r.
Each
249
Part
y ac
know
ledg
es t
hat
it ha
s no
t en
tere
d in
to t
his
Agr
eem
ent
on t
he b
asis
of
any
war
rant
y, r
epre
sent
atio
n, s
tate
men
t, a
gree
men
t or
und
erta
king
exc
ept
thos
e ex
pres
sly
set
out
in t
his
Agr
eem
ent.
Ea
ch P
arty
wai
ves
any
clai
m f
or b
reac
h of
th
is
Agr
eem
ent,
or
an
y righ
t to
re
scin
d th
is
Agr
eem
ent
in
resp
ect
of
any
repr
esen
tatio
n w
hich
is
not
an e
xpre
ss p
rovi
sion
of
this
Agr
eem
ent.
H
owev
er,
this
cla
use
does
not
exc
lude
any
liab
ility
whi
ch e
ither
Par
ty m
ay h
ave
to t
he o
ther
(o
r an
y righ
t w
hich
eith
er P
arty
may
hav
e to
res
cind
thi
s Agr
eem
ent)
in r
espe
ct o
f an
y fr
audu
lent
mis
repr
esen
tatio
n or
fra
udul
ent
conc
ealm
ent
befo
re t
he s
igni
ng o
f th
is A
gree
men
t.
10.7
Fo
rmal
itie
s:
Each
Pa
rty
will
ta
ke
any
actio
n an
d ex
ecut
e an
y do
cum
ent
reas
onab
ly r
equi
red
by t
he o
ther
Par
ty t
o gi
ve e
ffec
t to
any
of
its r
ight
s un
der
this
Agr
eem
ent,
or
to e
nabl
e th
eir
regi
stra
tion
in a
ny r
elev
ant
terr
itory
pro
vide
d th
e pa
rty
mak
ing
the
requ
est
pays
the
oth
er P
arty
’s r
easo
nabl
e ex
pens
es.
10.8
A
men
dm
ents
: N
o va
riat
ion
or a
men
dmen
t of
thi
s Agr
eem
ent
will
be
effe
ctiv
e un
less
it is
mad
e in
writing
and
sig
ned
by e
ach
Part
y's
repr
esen
tativ
e.
10.9
Th
ird
par
ties
: N
o on
e ex
cept
a P
arty
has
any
rig
ht t
o pr
even
t th
e am
endm
ent
of
this
Agr
eem
ent
or i
ts t
erm
inat
ion,
and
no
one
exce
pt a
Par
ty m
ay e
nfor
ce a
ny
bene
fit c
onfe
rred
by
this
Agr
eem
ent,
unl
ess
this
Agr
eem
ent
expr
essl
y pr
ovid
es
othe
rwis
e, e
xcep
t th
at e
ach
Inde
mni
fied
Part
y w
ill h
ave
the
bene
fit o
f th
e re
leva
nt
inde
mni
ty a
nd K
ey P
erso
nnel
will
hav
e th
e be
nefit
of
clau
se 6
.7,
in e
ach
case
un
der
the
Con
trac
ts (
Rig
hts
of T
hird
Par
ties)
Act
199
9.
10.1
0 G
ove
rnin
g
law
:
This
Ag
reem
ent
and
any
disp
ute
or cl
aim
(i
nclu
ding
no
n-co
ntra
ctua
l dis
pute
s or
cla
ims)
arisi
ng o
ut o
f or
in c
onne
ctio
n w
ith it
or
its s
ubje
ct
mat
ter
or f
orm
atio
n ar
e go
vern
ed b
y, a
nd t
his
Agr
eem
ent
is t
o be
con
stru
ed i
n ac
cord
ance
with
, En
glis
h la
w.
The
Eng
lish
Cou
rts
will
hav
e ex
clus
ive
jurisd
ictio
n to
dea
l w
ith a
ny d
ispu
te (
incl
udin
g an
y no
n-co
ntra
ctua
l cl
aim
or
disp
ute)
whi
ch
has
aris
en o
r m
ay a
rise
out
of,
or
in c
onne
ctio
n w
ith,
this
Agr
eem
ent,
exc
ept
that
a
Part
y m
ay
brin
g pr
ocee
ding
s to
pr
otec
t its
In
telle
ctua
l Pr
oper
ty
Rig
hts
or
Con
fiden
tial
Inf
orm
atio
n in
any
jur
isdi
ctio
n.
10.1
1 Es
cala
tio
n:
If t
he P
artie
s ar
e un
able
to
reac
h ag
reem
ent
on a
ny is
sue
conc
erni
ng
this
Agr
eem
ent
or t
he P
roje
ct w
ithin
14
days
aft
er o
ne p
arty
has
not
ified
the
oth
er
of t
hat
issu
e, t
hey
will
ref
er t
he m
atte
r to
[in
sert
off
icer
] in
the
cas
e of
the
In
stitu
tion,
and
to
[ins
ert
offic
er]
in t
he c
ase
of t
he C
olla
bora
tor
in a
n at
tem
pt t
o re
solv
e th
e is
sue
with
in [
14]
days
aft
er t
he r
efer
ral.
Eith
er P
arty
may
bring
pr
ocee
ding
s in
acc
orda
nce
with
cla
use
10.1
0 if
the
mat
ter
has
not
been
res
olve
d w
ithin
tha
t [1
4] d
ay p
erio
d, a
nd e
ither
Par
ty m
ay b
ring
pro
ceed
ings
to
prot
ect
its
Inte
llect
ual
Prop
erty
R
ight
s or
Con
fiden
tial
Info
rmat
ion
in
any
jurisd
iction
, w
heth
er o
r no
t an
y is
sue
has
been
esc
alat
ed u
nder
thi
s cl
ause
.
10.1
2 A
nti
-Bri
ber
y: E
ach
part
y w
ill c
ompl
y w
ith t
he p
rovi
sion
s se
t ou
t in
Sch
edul
e 5.
10.1
3 D
ata
Pro
tect
ion
: Ea
ch p
arty
will
com
ply
with
the
pro
visi
ons
set
out
in S
ched
ule
6.
10.1
4 C
ou
nte
rpar
ts:
This
Agr
eem
ent
may
be
exec
uted
in
any
num
ber
of c
ount
erpa
rts.
O
nce
it ha
s be
en e
xecu
ted
and
each
Par
ty h
as e
xecu
ted
at lea
st o
ne c
ount
erpa
rt,
each
cou
nter
part
will
con
stitu
te a
dup
licat
e or
igin
al c
opy
of t
his
Agr
eem
ent.
All
the
coun
terp
arts
tog
ethe
r w
ill c
onst
itute
a s
ingl
e ag
reem
ent.
The
tra
nsm
issi
on o
f an
ex
ecut
ed c
ount
erpa
rt o
f th
is A
gree
men
t (b
ut n
ot j
ust
a si
gnat
ure
page
) by
e-m
ail
(suc
h as
in
or J
PEG
) w
ill t
ake
effe
ct a
s th
e de
liver
y of
an
exec
uted
origi
nal
coun
terp
art
of t
his
Agr
eem
ent.
If
tha
t m
etho
d of
del
iver
y is
use
d, e
ach
Part
y w
ill
prov
ide
the
othe
r Pa
rty
with
the
orig
inal
of
the
exec
uted
cou
nter
part
as
soon
as
poss
ible
.
[10.
15 E
xpo
rt
Co
ntr
ol:
ea
ch
Part
y w
ill
com
ply
with
ap
plic
able
U
K
expo
rt
cont
rol
legi
slat
ion
and
regu
lation
s. E
ach
Part
y w
ill c
ompl
y w
ith t
he s
peci
fic c
ondi
tions
of
any
US e
xpor
t co
ntro
l le
gisl
atio
n of
whi
ch t
he o
ther
Par
ty h
as i
nfor
med
it
in
writing
and
whi
ch a
re a
pplic
able
to
it.]
SIG
NED
fo
r an
d on
be
half
of
the
Inst
itutio
n:
Nam
e
Posi
tion
Sig
natu
re
SIG
NED
fo
r an
d on
be
half
of
the
Col
labo
rato
r:
Nam
e
Posi
tion
Sig
natu
re
[Rea
d an
d un
ders
tood
by
the
Prin
cipa
l Rea
d an
d un
ders
tood
by
the
Inve
stig
ator
:Col
labo
rato
r’s
Sup
ervi
sor:
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
. Sig
natu
reSig
natu
re
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
D
ate
Dat
e]
250
SC
HED
ULE
1
Th
e Fi
nan
cial
Co
ntr
ibu
tio
n
SC
HED
ULE
2
The
Pro
ject
Pla
n
Pro
ject
Tit
le
Pro
ject
Ob
ject
ives
Loca
tio
n
Bac
kg
rou
nd
/M
ater
ials
to
be
con
trib
ute
d b
y ea
ch P
arty
Task
s to
be
carr
ied
ou
t b
y ea
ch P
arty
Tim
etab
le
Hu
man
res
ou
rces
, fa
cilit
ies
and
eq
uip
men
t ea
ch P
arty
is t
o p
rovi
de
Res
ult
s A
nti
cip
ated
Key
Per
son
nel
of
each
Par
ty
Allo
cati
on
of
Exte
rnal
Fin
din
g
[Eq
uip
men
t o
wn
ersh
ip]
Oth
er T
erm
s
251
[SC
HED
ULE
3
The
Fun
din
g C
on
dit
ion
s]
SC
HED
ULE
4
Goo
d D
ata
Man
agem
ent
Pra
ctic
es
1.Res
earc
h da
ta
mus
t be
ge
nera
ted
usin
g so
und
scie
ntifi
c te
chni
ques
an
dpr
oces
ses;
2.Res
earc
h da
ta m
ust
be a
ccur
atel
y re
cord
ed i
n ac
cord
ance
with
goo
d sc
ient
ific
prac
tices
by
the
peop
le c
ondu
ctin
g th
e re
sear
ch;
3.Res
earc
h da
ta m
ust
be a
naly
sed
appr
opriat
ely,
with
out
bias
and
in a
ccor
danc
ew
ith g
ood
scie
ntifi
c pr
actic
es;
4.Res
earc
h da
ta a
nd t
he R
esul
ts m
ust
be s
tore
d se
cure
ly a
nd b
e ea
sily
ret
riev
able
;
5.D
ata
trai
ls m
ust
be k
ept
to a
llow
peo
ple
to d
emon
stra
te e
asily
and
to
reco
nstr
uct
key
deci
sion
s m
ade
during
the
con
duct
of th
e re
sear
ch,
pres
enta
tions
mad
e ab
out
the
rese
arch
and
con
clus
ions
rea
ched
in r
espe
ct o
f th
e re
sear
ch;
and
6.Ea
ch P
arty
has
the
rig
ht,
on n
ot l
ess
than
[30
] da
ys w
ritt
en n
otic
e, t
o vi
sit
the
othe
r Pa
rty
to v
erify
tha
t th
e ot
her
Part
y is
com
plyi
ng w
ith t
he a
bove
pra
ctic
esan
d pr
oced
ures
.
252
SC
HED
ULE
5
A
nti
-Bri
ber
y
1.
Each
Par
ty w
ill,
in c
onne
ctio
n w
ith t
he P
roje
ct:
1.
1 co
mpl
y w
ith a
ll la
ws,
sta
tute
s an
d re
gula
tions
whi
ch a
pply
to
it or
its
ac
tiviti
es an
d w
hich
re
late
to
an
ti-br
iber
y or
an
ti-co
rrup
tion
(o
r bo
th),
in
clud
ing
the
Bribe
ry A
ct 2
010;
1.2
not
do a
nyth
ing
whi
ch w
ould
con
stitu
te a
n of
fenc
e un
der
sect
ion
1, 2
or
6 of
the
Brib
ery
Act
201
0 if
it ha
d be
en c
arried
out
in t
he U
nite
d K
ingd
om;
1.
3 ha
ve
polic
ies
and
proc
edur
es
(inc
ludi
ng
adeq
uate
pr
oced
ures
as
de
term
ined
in
acco
rdan
ce w
ith s
ectio
n 7(
2) o
f th
e Bribe
ry A
ct 2
010
and
any
guid
ance
issu
ed u
nder
sec
tion
9 of
tha
t Act
) to
ens
ure
com
plia
nce
with
pa
ragr
aphs
1.1
and
1.2
abo
ve;
1.4
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to in
par
agra
ph 1
.3
abov
e;
1.5
prom
ptly
rep
ort
to t
he o
ther
par
ty a
ny r
eque
st o
r de
man
d fo
r an
y un
due
finan
cial
or
othe
r ad
vant
age
of a
ny k
ind
rece
ived
by
it;
1.6
prov
ide
such
evi
denc
e of
com
plia
nce
with
thi
s Sch
edul
e as
the
oth
er p
arty
m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
1.
7 ke
ep a
ccur
ate
and
up t
o da
te r
ecor
ds a
nd b
ooks
of
acco
unt
show
ing
all
paym
ents
mad
e by
it
in c
onne
ctio
n w
ith t
his
Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to c
ompl
y w
ith t
his
Sch
edul
e su
ffic
ient
to
enab
le
the
othe
r pa
rty
to v
erify
com
plia
nce
with
thi
s Sch
edul
e. (
Thos
e re
cord
s an
d bo
oks
of a
ccou
nt m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
co
mpl
ianc
e w
ith t
his
Sch
edul
e.);
and
1.
8 on
req
uest
dur
ing
norm
al w
orki
ng h
ours
, al
low
the
oth
er P
arty
acc
ess
to
and
to c
opy
thos
e re
cord
s an
d ac
coun
ts a
nd t
o m
eet
with
its
per
sonn
el t
o ve
rify
com
plia
nce
with
thi
s Sch
edul
e.
2.
Ea
ch Pa
rty
will
en
sure
th
at an
y pe
rson
as
soci
ated
w
ith it
(as
dete
rmin
ed
in
acco
rdan
ce w
ith s
ectio
n 8
of t
he B
ribe
ry A
ct 2
010
and
para
grap
h 4
belo
w)
who
is
invo
lved
in
the
Proj
ect,
is
invo
lved
in
the
Proj
ect
only
on
the
basi
s of
a w
ritt
en
cont
ract
whi
ch im
pose
s on
tha
t pe
rson
ter
ms
equi
vale
nt t
o th
ose
impo
sed
on t
hat
Part
y in
thi
s Sch
edul
e.
3.
Each
Par
ty w
ill e
nsur
e th
at e
ach
pers
on r
efer
red
to in
par
agra
ph 2
abo
ve c
ompl
ies
with
ter
ms
equi
vale
nt t
o th
e te
rms
impo
sed
by t
his
Sch
edul
e, a
nd w
ill b
e lia
ble
to
the
othe
r Pa
rty
for
any
brea
ch b
y th
at p
erso
n of
any
of
thos
e te
rms.
4.
A p
erso
n as
soci
ated
with
a p
arty
inc
lude
s its
em
ploy
ees,
its
stu
dent
s, i
ts g
roup
co
mpa
nies
and
sub
cont
ract
ors
and
thei
r re
spec
tive
empl
oyee
s.
SC
HED
ULE
6
D
ata
Pro
tect
ion
Whe
re a
Par
ty (
the
Dat
a P
roce
sso
r) P
roce
sses
any
Per
sona
l Dat
a on
beh
alf
of t
he o
ther
Pa
rty
(th
e D
ata
Co
ntr
olle
r),
the
prov
isio
ns o
f th
is S
ched
ule
will
app
ly.
1.
The
Part
y w
hich
car
ries
out
the
Pro
cess
ing
will
be
the
Dat
a Pr
oces
sor
and
the
Part
y w
hich
det
erm
ines
the
pur
pose
of
the
Proc
essi
ng w
ill b
e th
e D
ata
Con
trol
ler
in r
elat
ion
to t
hat
Pers
onal
Dat
a an
d th
e D
ata
Proc
esso
r w
ill:
1.
1 Pr
oces
s th
at
Pers
onal
D
ata
in
acco
rdan
ce
with
th
e D
ata
Prot
ectio
n Le
gisl
atio
n, a
ffor
ding
to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
w
ould
ha
ve
wer
e th
eir
Pers
onal
D
ata
bein
g Pr
oces
sed
by
the
Dat
a Con
trol
ler;
1.
2 Pr
oces
s th
at P
erso
nal
Dat
a on
ly i
n ac
cord
ance
with
the
Dat
a Con
trol
ler’s
inst
ruct
ions
fro
m t
ime
to t
ime
and
only
for
the
pur
pose
of
carr
ying
out
the
Pr
ojec
t;
1.3
take
suc
h te
chni
cal an
d or
gani
satio
nal m
easu
res
as m
ay b
e ap
prop
riate
to
ensu
re
the
secu
rity
of
th
at
Pers
onal
D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
of
ficer
s an
d ag
ents
w
ho m
ay ha
ve ac
cess
to
, or
be
in
volv
ed in
, th
e Pr
oces
sing
of
that
Per
sona
l Dat
a.
With
out
prej
udic
e to
the
ge
nera
lity
of t
he f
oreg
oing
, it
will
kee
p th
at P
erso
nal D
ata
secu
re f
rom
any
un
auth
oris
ed
or
acci
dent
al
use,
ac
cess
, di
sclo
sure
, da
mag
e,
loss
or
de
stru
ctio
n;
1.4
give
th
e D
ata
Con
trol
ler
such
in
form
atio
n an
d as
sist
ance
as
th
e D
ata
Con
trol
ler
reas
onab
ly r
equi
res
in o
rder
to
enab
le t
he D
ata
Con
trol
ler
to
mee
t its
obl
igat
ions
to
Dat
a Sub
ject
s, i
n pa
rtic
ular
com
plyi
ng w
ith D
ata
Sub
ject
s’ r
eque
sts
for
acce
ss t
o, in
form
atio
n ab
out,
and
the
rec
tific
atio
n of
th
eir
Pers
onal
Dat
a;
1.5
notif
y th
e D
ata
Con
trol
ler
imm
edia
tely
sho
uld
it re
ceiv
e an
y re
ques
t or
en
quiry
from
an
y D
ata
Sub
ject
in
re
latio
n to
th
e Pe
rson
al D
ata
bein
g Pr
oces
sed
for
the
Dat
a Con
trol
ler,
giv
e th
e D
ata
Con
trol
ler
such
ass
ista
nce
in
deal
ing
with
th
at
requ
est
or
enqu
iry
as
the
Dat
a Con
trol
ler
may
re
ason
ably
re
ques
t,
and
not
resp
ond
to
any
such
re
ques
t or
en
quiry
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt;
1.
6 no
tify
the
Dat
a Con
trol
ler
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch i
nvol
ves
that
Per
sona
l D
ata
or b
reac
h of
thi
s pa
ragr
aph
1;
and
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e rig
hts
and
free
dom
s of
Dat
a Sub
ject
s]
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt.
2.
Th
e D
ata
Proc
esso
r w
ill a
llow
the
Dat
a Con
trol
ler
at a
ll re
ason
able
tim
es t
o in
spec
t an
d re
view
the
ste
ps b
eing
tak
en b
y th
e D
ata
Proc
esso
r to
com
ply
with
par
agra
ph
1 ab
ove,
an
d w
ill
give
th
e D
ata
Con
trol
ler
any
assi
stan
ce
whi
ch
the
Dat
a Con
trol
ler
reas
onab
ly r
equi
res
with
tha
t in
spec
tion
and
revi
ew.
3.
All
expr
essi
ons
used
in
para
grap
h 1,
2,
4, 5
or
6 be
ginn
ing
with
a c
apita
l le
tter
(a
nd n
ot d
efin
ed e
lsew
here
in t
his
Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
in
the
Dat
a Pr
otec
tion
Legi
slat
ion.
253
4.
Th
e Pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it
into
lin
e w
ith
any
amen
dmen
t to
or
re
-ena
ctm
ent
of
an
y D
ata
Prot
ectio
n Le
gisl
atio
n,
in
part
icul
ar
to
refle
ct
any
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Pa
rtie
s to
com
ply
with
any
req
uire
men
t or
rec
omm
enda
tion
of t
he I
nfor
mat
ion
Com
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in
rela
tion
to
the
Proc
essi
ng o
f Pe
rson
al D
ata.
5.
Para
grap
hs 1
– 4
abo
ve (
both
par
agra
phs
incl
usiv
e) w
ill c
ontin
ue in
full
forc
e an
d ef
fect
for
so
long
as
the
Dat
a Pr
oces
sor
Proc
esse
s an
y Pe
rson
al D
ata
on b
ehal
f of
th
e D
ata
Con
trol
ler,
not
with
stan
ding
the
ter
min
atio
n of
thi
s Agr
eem
ent
or t
he
com
plet
ion
of t
he P
roje
ct.
6.
The
Dat
a Pr
oces
sor
will
in
dem
nify
th
e D
ata
Con
trol
ler
and
keep
th
e D
ata
Con
trol
ler
fully
and
eff
ectiv
ely
inde
mni
fied
on d
eman
d ag
ains
t al
l co
sts,
cla
ims,
de
man
ds,
expe
nses
and
lia
bilit
ies
of a
ny n
atur
e ar
isin
g ou
t of
or
in c
onne
ctio
n w
ith a
ny b
reac
h by
the
Dat
a Pr
oces
sor
of t
his
Sch
edul
e.
OR
W
here
bot
h Pa
rtie
s de
term
ine
the
purp
ose
of t
he P
roce
ssin
g in
res
pect
of
any
Pers
onal
D
ata
whi
ch is
Pro
cess
ed in
the
cou
rse
of o
r fo
r th
e pu
rpos
e of
the
Pro
ject
, th
e pr
ovis
ions
of
thi
s Sch
edul
e w
ill a
pply
.
1.
Each
of
the
Part
ies
will
be
a D
ata
Con
trol
ler
in r
elat
ion
to t
hose
Per
sona
l Dat
a an
d it
will
com
ply
with
the
fol
low
ing
in r
elat
ion
to a
ny P
erso
nal D
ata
whi
ch it
Pro
cess
es
in c
onne
ctio
n w
ith t
he P
roje
ct.
It w
ill:
1.1
Proc
ess
that
Per
sona
l Dat
a in
acc
orda
nce
with
the
Dat
a Pr
otec
tion
Act
199
8,
affo
rdin
g to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
hav
e un
der
the
Dat
a Pr
otec
tion
Act
;
1.2
Proc
ess
that
Per
sona
l Dat
a on
ly f
or t
he p
urpo
se o
f ca
rryi
ng o
ut t
he P
roje
ct;
1.
3 ta
ke s
uch
tech
nica
l an
d or
gani
satio
nal m
easu
res
as m
ay b
e ap
prop
riate
to
ensu
re
the
secu
rity
of
th
at
Pers
onal
D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
of
ficer
s an
d ag
ents
w
ho m
ay ha
ve ac
cess
to
, or
be
in
volv
ed in
, th
e Pr
oces
sing
of
that
Per
sona
l Dat
a.
With
out
prej
udic
e to
the
ge
nera
lity
of t
he f
oreg
oing
, it
will
kee
p th
at P
erso
nal D
ata
secu
re f
rom
any
un
auth
oris
ed
or
acci
dent
al
use,
ac
cess
, di
sclo
sure
, da
mag
e,
loss
or
de
stru
ctio
n;
1.
4 gi
ve th
e ot
her
Part
y su
ch
info
rmat
ion
and
assi
stan
ce as
it
reas
onab
ly
requ
ires
in
orde
r to
ena
ble
the
othe
r Pa
rty
to m
eet
its o
blig
atio
ns t
o D
ata
Sub
ject
s, in
par
ticul
ar c
ompl
ying
with
Dat
a Sub
ject
s’ r
eque
sts
for
acce
ss t
o,
info
rmat
ion
abou
t, a
nd t
he r
ectif
icat
ion
of t
heir P
erso
nal D
ata;
1.5
notif
y th
e ot
her
part
y im
med
iate
ly s
houl
d it
rece
ive
any
requ
est
or e
nqui
ry
from
any
Dat
a Sub
ject
in r
elat
ion
to t
he P
erso
nal D
ata
bein
g Pr
oces
sed
for
the
purp
ose
of t
he P
roje
ct,
give
the
oth
er p
arty
suc
h as
sist
ance
in
deal
ing
with
tha
t re
ques
t or
enq
uiry
as
it m
ay r
easo
nabl
y re
ques
t;
1.
6 no
tify
the
othe
r Pa
rty
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch i
nvol
ves
that
Per
sona
l D
ata
or b
reac
h of
thi
s pa
ragr
aph
1;
and
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e rig
hts
and
free
dom
s of
Dat
a Sub
ject
s]
with
out
first
obt
aini
ng t
he o
ther
par
ty’s
writt
en c
onse
nt.
2.
Ea
ch P
arty
will
allo
w t
he o
ther
Par
ty a
t al
l re
ason
able
tim
es t
o in
spec
t an
d re
view
th
e st
eps
bein
g ta
ken
by i
t to
com
ply
with
par
agra
ph 1
abo
ve,
and
will
giv
e th
e ot
her
Part
y an
y as
sist
ance
whi
ch i
t re
ason
ably
req
uire
s w
ith t
hat
insp
ectio
n an
d re
view
. 3.
All
expr
essi
ons
in p
arag
raph
1, 2
, 4,
5 o
r 6
begi
nnin
g w
ith a
cap
ital l
ette
r (a
nd n
ot
defin
ed e
lsew
here
in t
his
Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
in t
he D
ata
Prot
ectio
n Le
gisl
atio
n.
4.
Th
e pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it
into
lin
e w
ith
any
amen
dmen
t to
or
re
-ena
ctm
ent
of
an
y D
ata
Prot
ectio
n Le
gisl
atio
n,
in
part
icul
ar
to
refle
ct
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Pa
rtie
s to
com
ply
with
any
req
uire
men
t or
rec
omm
enda
tion
of t
he I
nfor
mat
ion
Com
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in
rela
tion
to
the
Proc
essi
ng o
f Pe
rson
al D
ata.
5.
Para
grap
hs 1
– 4
abo
ve (
both
par
agra
phs
incl
usiv
e) w
ill c
ontin
ue in
full
forc
e an
d ef
fect
for
so
long
as
a Pa
rty
is a
Dat
a Con
trol
ler
or s
hare
s an
y Pe
rson
al D
ata
with
th
e ot
her
Part
y,
notw
ithst
andi
ng
the
term
inat
ion
of
this
Agr
eem
ent
or
the
com
plet
ion
of t
he P
roje
ct.
254
[SC
HE
DU
LE 7
]
Par
t 1
- H
um
an R
igh
ts
1.U
nles
s ot
herw
ise
requ
ired
or
proh
ibite
d by
law
, ea
ch P
arty
will
, in
rel
atio
n to
the
perf
orm
ance
of th
is A
gree
men
t:
1.23
no
t em
ploy
, en
gage
or
use
any
child
lab
our
in c
ircu
mst
ance
s su
ch t
hat
the
task
s pe
rfor
med
by
any
child
cou
ld r
easo
nabl
y be
for
esee
n to
cau
se e
ither
ph
ysic
al o
r em
otio
nal i
mpa
irm
ent
to t
he d
evel
opm
ent
of t
he c
hild
;
1.24
no
t us
e fo
rced
la
bour
in
an
y fo
rm
(priso
n,
inde
ntur
ed,
bond
ed
or
othe
rwis
e);
1.25
no
t re
quire
its e
mpl
oyee
s to
lodg
e pa
pers
or
depo
sits
on
star
ting
wor
k;
1.26
pr
ovid
e a
safe
and
hea
lthy
wor
kpla
ce,
pres
entin
g no
imm
edia
te h
azar
ds t
o its
em
ploy
ees,
and
if
any
acco
mm
odat
ion
is p
rovi
ded
by t
hat
Part
y to
its
em
ploy
ees,
tha
t a
ccom
mod
atio
n w
ill b
e sa
fe f
or h
abita
tion
;
1.27
pr
ovid
e ac
cess
to
cl
ean
wat
er,
food
, an
d em
erge
ncy
heal
thca
re to
its
em
ploy
ees
in t
he e
vent
of ac
cide
nts
or in
cide
nts
in t
he w
orkp
lace
;
1.28
no
t di
scrim
inat
e ag
ains
t an
y em
ploy
ee on
an
y gr
ound
(i
nclu
ding
ra
ce,
relig
ion,
dis
abili
ty o
r ge
nder
);
1.29
no
t en
gage
in o
r su
ppor
t th
e us
e of
cor
pora
l pun
ishm
ent,
men
tal,
phys
ical
, se
xual
or
verb
al a
buse
;
1.30
no
t us
e cr
uel o
r ab
usiv
e di
scip
linar
y pr
actic
es in
the
wor
kpla
ce;
1.31
pa
y ea
ch e
mpl
oyee
at
leas
t th
e m
inim
um w
age,
or
a fa
ir r
epre
sent
atio
n of
th
e pr
evai
ling
indu
stry
wag
e, (
whi
chev
er i
s th
e hi
gher
) an
d pr
ovid
e ea
ch
empl
oyee
with
all
lega
lly m
anda
ted
bene
fits;
1.32
co
mpl
y w
ith t
he l
aws
on w
orki
ng h
ours
and
em
ploy
men
t righ
ts i
n th
e co
untr
ies
in w
hich
it o
pera
tes;
and
1.33
re
spec
t its
em
ploy
ees’
rig
ht t
o jo
in a
nd f
orm
inde
pend
ent
trad
e un
ions
and
fr
eedo
m o
f as
soci
atio
n.
2.Ea
ch P
arty
agr
ees
that
it
is r
espo
nsib
le f
or c
ontr
ollin
g its
ow
n su
pply
cha
in a
ndth
at it
will
enc
oura
ge c
ompl
ianc
e w
ith e
thic
al s
tand
ards
and
hum
an r
ight
s by
any
subs
eque
nt s
uppl
ier
of g
oods
and
ser
vice
s th
at a
re u
sed
by it
whe
n pe
rfor
min
g its
oblig
atio
ns u
nder
thi
s Agr
eem
ent.
3.Ea
ch P
arty
will
ens
ure
that
it
has,
and
will
com
ply
with
, et
hica
l an
d hu
man
rig
hts
polic
ies
and
an a
ppro
pria
te c
ompl
aint
s pr
oced
ure
to d
eal
with
any
bre
ache
s of
thos
e po
licie
s.
Par
t 2
– A
nti
-Sla
very
Each
Par
ty w
ill,
in c
onne
ctio
n w
ith t
he P
roje
ct:
19.
com
ply
with
all
law
s, s
tatu
tes
and
regu
latio
ns w
hich
app
ly t
o it
or it
s ac
tiviti
es a
ndw
hich
rel
ate
to a
nti-
slav
ery
and
hum
an t
raff
icki
ng,
incl
udin
g t
he M
oder
n Sla
very
Act
201
5;
20.
not
do a
nyth
ing
whi
ch w
ould
con
stitu
te a
n of
fenc
e un
der
sect
ion
1, 2
or
4 M
oder
nSla
very
Act
201
5 if
it ha
d be
en c
arried
out
in t
he U
nite
d Kin
gdom
;
21.
have
and
mai
ntai
n its
ow
n po
licie
s an
d pr
oced
ures
to
ensu
re c
ompl
ianc
e w
ithpa
ragr
aphs
1 a
nd 2
abo
ve;
22.
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to in
par
agra
ph 3
abo
ve;
23.
incl
ude
in i
ts c
ontr
acts
with
its
sub
cont
ract
ors
and
supp
liers
ant
i-sl
aver
y an
dhu
man
tra
ffic
king
pro
visi
ons
whi
ch a
re a
t le
ast
as o
nero
us a
s th
ose
set
out
in t
his
sect
ion
of t
his
Sch
edul
e;
24.
prom
ptly
rep
ort
to t
he o
ther
Par
ty a
ny b
reac
h of
thi
s se
ctio
n of
thi
s Sch
edul
e of
whi
ch it
bec
omes
aw
are;
25.
prov
ide
such
evi
denc
e of
com
plia
nce
with
thi
s se
ctio
n of
thi
s Sch
edul
e as
the
othe
r Pa
rty
may
rea
sona
bly
requ
est
from
tim
e to
tim
e;
26.
keep
acc
urat
e an
d up
to
date
rec
ords
to
trac
e th
e su
pply
cha
in o
f al
l go
ods
and
mat
eria
ls s
uppl
ied
by it
in c
onne
ctio
n w
ith t
his
Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to
com
ply
with
thi
s se
ctio
n of
thi
s Sch
edul
e. (
Thos
e re
cord
s m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
com
plia
nce
with
thi
s se
ctio
n of
thi
sSch
edul
e.);
and
27.
on r
eque
st d
urin
g no
rmal
wor
king
hou
rs,
allo
w t
he o
ther
Par
ty a
cces
s to
and
to
copy
the
rec
ords
ref
erre
d to
in p
arag
raph
8 a
bove
and
to
mee
t w
ith its
per
sonn
elto
ver
ify c
ompl
ianc
e w
ith t
his
sect
ion
of t
his
Sch
edul
e.
[Par
t 3
– t
he
Co
llab
ora
tor’
s P
olic
ies
and
Pro
ced
ure
s
Each
Par
ty w
ill c
ompl
y w
ith t
he f
ollo
win
g:
[Ins
ert
deta
ils]]
255
[SC
HED
ULE
8
A
gre
ed A
ssig
nm
ent
Ter
ms
Th
e Ass
igne
d Res
ults
: Te
rrito
ry:
Fiel
d:
Paym
ent
Term
s:
Targ
ets:
Rev
ersi
on o
f Rig
hts:
]
Dat
ed _
____
____
____
____
____
____
201[
]
(1)
[IN
SER
T N
AM
E]
(2
) [I
NS
ERT
NA
ME]
M
OD
EL
CO
LLA
BO
RA
TIO
N A
GR
EEM
ENT
4
S
cen
ario
- T
he
Col
lab
ora
tor
own
s th
e R
esu
lts
and
Inst
itu
tion
has
th
e ri
ght
to u
se t
he
Res
ult
s fo
r A
cade
mic
an
d R
esea
rch
Pu
rpos
es.
Aca
dem
ic P
ub
licat
ion
is p
erm
itte
d.
256
Lam
bert
Col
labo
ration
Agr
eem
ent
5 (F
inal
)
THIS
AG
REE
MEN
T d
ated
[…
……
……
……
……
……
……
……
…..
] 2
01[]
is m
ade
BET
WEE
N:
(1)
[IN
SER
T
NA
ME]
, w
hose
ad
min
istr
ativ
e of
fices
ar
e at
[i
nser
t ad
dres
s]
(th
e In
stit
uti
on
); a
nd
(2)
[IN
SER
T N
AM
E] [
LIM
ITED
] O
R [
PLC
], [
[a c
ompa
ny r
egis
tere
d in
[En
glan
d]
unde
r nu
mbe
r [i
nser
t nu
mbe
r],
who
se r
egis
tere
d of
fice
is a
t [i
nser
t ad
dres
s of
re
gist
ered
of
fice]
] O
R [[
inse
rt st
atus
of
th
e Col
labo
rato
r, e.
g. N
HS Tr
ust]
of
[i
nser
t ad
dres
s of
princ
ipal
offic
e]]
(th
e C
olla
bo
rato
r)
BA
CK
GR
OU
ND
The
part
ies
to t
his
Agr
eem
ent
wis
h to
col
labo
rate
on
a re
sear
ch p
roje
ct e
ntitl
ed "
[ins
ert
nam
e of
pro
ject
]".
[The
Tec
hnol
ogy
Str
ateg
y Boa
rd h
as a
nnou
nced
its
int
entio
n to
mak
e a
gran
t in
res
pect
of
tha
t pr
ojec
t, s
ubje
ct t
o th
e te
rms
of t
he o
ffer
let
ter
refe
rred
to
belo
w,
and
subj
ect
to
the
part
ies
ente
ring
into
an
agre
emen
t go
vern
ing
thei
r co
llabo
ratio
n.]
This
Agr
eem
ent
gove
rns
the
part
ies’
col
labo
ratio
n in
rel
atio
n to
tha
t pr
ojec
t.
4.
DE
FIN
ITIO
NS
AN
D I
NTE
RP
RE
TATI
ON
1.
1 In
thi
s Agr
eem
ent
the
follo
win
g ex
pres
sion
s ha
ve t
he m
eani
ng s
et o
ppos
ite:
A
cad
emic
Pu
bli
cati
on
: th
e pu
blic
atio
n of
an
abst
ract
, ar
ticle
or
pape
r in
a
jour
nal
or
an
elec
tron
ic
repo
sito
ry,
or
its
pres
enta
tion
at a
con
fere
nce
or s
emin
ar;
and
in
clau
ses
5 an
d 6
to P
ub
lish
and
Pu
bli
cati
on
are
to
be
cons
true
d a
s m
eani
ng s
uch
publ
icat
ion;
Aca
dem
ic
and
R
esea
rch
P
urp
ose
s:
rese
arch
[(
exce
pt
[ins
ert
any
exce
ptio
ns])
, te
achi
ng[,
and
] ed
ucat
ion[
and
Clin
ical
Pat
ient
Car
e];
th
is A
gre
emen
t:
this
do
cum
ent,
in
clud
ing
its
Sch
edul
es,
as
amen
ded
from
tim
e to
tim
e in
acc
orda
nce
with
cl
ause
10.
8;
B
ack
gro
un
d:
info
rmat
ion,
da
ta,
tech
niqu
es,
Kno
w-h
ow,
inve
ntio
ns,
disc
over
ies,
sof
twar
e an
d m
ater
ials
(r
egar
dles
s of
the
for
m o
r m
ediu
m in
whi
ch t
hey
are
disc
lose
d or
sto
red)
whi
ch a
re p
rovi
ded
by
one
Part
y (w
heth
er b
elon
ging
to
that
Par
ty o
r to
a
third
par
ty)
to t
he o
ther
Par
ty f
or u
se i
n th
e Pr
ojec
t, a
nd w
heth
er b
efor
e or
aft
er t
he d
ate
of
this
Agr
eem
ent,
exc
ept
any
Res
ult;
a B
usi
nes
s D
ay:
Mon
day
to
Frid
ay
(inc
lusi
ve)
exce
pt
bank
or
pu
blic
hol
iday
s in
[En
glan
d];
[C
linic
al P
atie
nt
Car
e:
any
of t
he f
ollo
win
g: d
iagn
osin
g, t
reat
ing
and
man
agin
g th
e he
alth
of
a pe
rson
und
er t
he c
are
of a
thi
rd p
arty
med
ical
pra
ctiti
oner
who
has
the
righ
t to
use
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
an
y of
the
Res
ults
;]
the
Co
llab
ora
tor'
s S
up
ervi
sor:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
the
Co
mm
ence
men
t D
ate:
[i
nser
t th
e da
te
on
whi
ch
the
Proj
ect
is
to
star
t/st
arte
d];
C
on
fid
enti
al I
nfo
rmat
ion
: a
Part
y’s
conf
iden
tial
in
form
atio
n is
: an
y Bac
kgro
und
disc
lose
d by
tha
t Pa
rty
to t
he o
ther
Pa
rty
for
use
in t
he P
roje
ct [
and
iden
tifie
d as
co
nfid
ential
bef
ore
or a
t th
e tim
e of
dis
clos
ure]
; an
y of
the
Res
ults
in
whi
ch t
hat
Part
y ow
ns t
he
Inte
llect
ual
Prop
erty
Rig
hts;
an
y ot
her
info
rmat
ion
disc
lose
d by
tha
t Pa
rty
to t
he o
ther
Pa
rty
for
use
in
the
Proj
ect
or
unde
r th
is
Agr
eem
ent
[and
ide
ntifi
ed a
s co
nfid
ential
bef
ore
or
at
the
time
of
disc
losu
re
or w
hich
, by
its
na
ture
or
fr
om
the
circ
umst
ance
s of
its
di
sclo
sure
, sh
ould
rea
sona
bly
be p
resu
med
to
be
conf
iden
tial
];
C
on
tro
l:
the
abili
ty t
o di
rect
the
aff
airs
of
anot
her
pers
on,
whe
ther
by
virt
ue o
f th
e ow
ners
hip
of s
hare
s, b
y co
ntra
ct,
or in
any
oth
er w
ay;
th
e D
ata
Pro
tect
ion
Le
gis
lati
on
w
hile
the
y re
mai
n in
for
ce,
the
Dat
a Pr
otec
tion
Act
19
98,
the
Euro
pean
D
ata
Prot
ectio
n D
irec
tive,
the
Reg
ulat
ion
of I
nves
tigat
ory
Pow
ers
Act
20
00,
the
Tele
com
mun
icat
ions
(L
awfu
l Bus
ines
s Pr
actic
e)
(Int
erce
ptio
n of
Com
mun
icat
ions
) Reg
ulat
ions
20
00,
the
Elec
tron
ic
Com
mun
icat
ions
D
ata
Prot
ectio
n D
irec
tive,
th
e Pr
ivac
y an
d El
ectr
onic
Com
mun
icat
ions
(E
C
Dire
ctiv
e)
Reg
ulat
ions
20
03,
once
it
com
es in
to fo
rce
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion,
an
d an
y ot
her
law
s an
d re
gula
tions
re
lating
to
th
e pr
oces
sing
of
pers
onal
dat
a an
d pr
ivac
y w
hich
ap
ply
to a
Par
ty a
nd,
if ap
plic
able
, th
e gu
idan
ce
and
code
s of
pra
ctic
e is
sued
by
the
Info
rmat
ion
Com
mis
sion
er o
r ot
her
rele
vant
dat
a pr
otec
tion
or s
uper
viso
ry a
utho
rity
;
[th
e E
xter
nal
Fu
nd
ing
: an
y fu
ndin
g or
as
sist
ance
pr
ovid
ed
for
the
Proj
ect
or t
o a
Part
y fo
r us
e in
the
Pro
ject
by
any
third
pa
rty,
in
clud
ing
any
stat
e or
pu
blic
bo
dy;]
the
Fin
anci
al C
on
trib
uti
on
: th
e fin
anci
al c
ontr
ibut
ion
to b
e pr
ovid
ed b
y th
e Col
labo
rato
r se
t ou
t in
Sch
edul
e 1;
[th
e Fu
nd
ing
Bo
dy:
[i
nser
t de
tails
of
the
body
whi
ch i
s to
pro
vide
th
e Ex
tern
al F
undi
ng;]
[th
e Fu
nd
ing
Co
nd
itio
ns:
th
e te
rms
on w
hich
the
Fun
ding
Bod
y pr
ovid
es
any
Exte
rnal
Fu
ndin
g,
a co
py
of
whi
ch
is
atta
ched
to
this
Agr
eem
ent
as S
ched
ule
3;]
257
the
Go
od
D
ata
Man
agem
ent
Pra
ctic
es:
the
prac
tices
and
pro
cedu
res
set
out
in S
ched
ule
4;
a G
rou
p C
om
pan
y:
any
unde
rtak
ing
whi
ch
for
the
time
bein
g Con
trol
s, o
r is
Con
trol
led
by,
the
Col
labo
rato
r or
w
hich
for
the
tim
e be
ing
is C
ontr
olle
d by
a t
hird
pe
rson
whi
ch a
lso
Con
trol
s th
e Col
labo
rato
r;
In
telle
ctu
al
Pro
per
ty
Rig
hts
: pa
tent
s,
righ
ts
to
inve
ntio
ns,
trad
e m
arks
, se
rvic
e m
arks
, re
gist
ered
de
sign
s,
copy
righ
ts
and
rela
ted
righ
ts,
data
base
righ
ts,
desi
gn
righ
ts,
righ
ts
to
use
and
prot
ect
conf
iden
tial
in
form
atio
n, i
n ea
ch c
ase
whe
ther
reg
iste
red
or
unre
gist
ered
, in
clud
ing
righ
ts t
o ap
ply
for
and
be
gran
ted
appl
icat
ions
for
any
of
the
abov
e an
d an
y co
ntin
uation
s,
cont
inua
tions
-in-
part
, di
visi
onal
ap
plic
atio
ns,
rene
wal
s or
ex
tens
ions
of
, an
d righ
ts
to
clai
m
prio
rity
fr
om,
thos
e righ
ts,
and
any
sim
ilar
righ
t re
cogn
ised
fro
m
time
to t
ime
in a
ny j
uris
dict
ion,
tog
ethe
r w
ith a
ll righ
ts o
f ac
tion
in r
elat
ion
to t
he in
frin
gem
ent
of
any
of t
he a
bove
;
the
Key
Per
son
nel
: th
e Pr
inci
pal
Inve
stig
ator
, th
e Col
labo
rato
r’s
Sup
ervi
sor
and
any
othe
r ke
y pe
rson
nel
iden
tifie
d as
suc
h in
the
Pro
ject
Pla
n;
K
no
w-h
ow
: un
pate
nted
te
chni
cal
info
rmat
ion
(inc
ludi
ng
info
rmat
ion
rela
ting
to
inve
ntio
ns,
disc
over
ies,
co
ncep
ts,
met
hodo
logi
es,
mod
els,
re
sear
ch,
deve
lopm
ent
and
test
ing
proc
edur
es,
the
resu
lts
of e
xper
imen
ts,
test
s an
d tr
ials
, m
anuf
actu
ring
pr
oces
ses,
tec
hniq
ues
and
spec
ifica
tions
, qu
ality
co
ntro
l da
ta,
anal
yses
, re
port
s an
d su
bmis
sion
s)
whi
ch is
not
in t
he p
ublic
dom
ain;
the
Loca
tio
n:
the
loca
tion(
s)
at
whi
ch
the
Proj
ect
will
be
ca
rrie
d ou
t as
set
out
in t
he P
roje
ct P
lan;
a P
arty
:
the
Inst
itutio
n or
th
e Col
labo
rato
r an
d an
y pe
rson
who
bec
omes
a p
arty
to
this
Agr
eem
ent
purs
uant
to
clau
se 2
.14,
and
tog
ethe
r th
ey a
re
the
Par
ties
;
the
Pri
nci
pal
In
vest
igat
or:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
the
Pro
ject
: th
e pr
ogra
mm
e of
wor
k de
scribe
d in
the
Pro
ject
Pl
an;
th
e P
roje
ct P
erio
d:
the
period
des
crib
ed in
cla
use
2.1;
the
Pro
ject
Pla
n:
the
proj
ect
plan
ann
exed
to
this
Agr
eem
ent
as
Sch
edul
e 2,
as
varied
fro
m t
ime
to t
ime
unde
r th
e te
rms
of th
is
Agr
eem
ent
[and
un
der
any
Fund
ing
Con
dition
s];
th
e R
esu
lts:
al
l in
form
atio
n,
data
, te
chni
ques
, Kno
w-h
ow,
resu
lts,
inve
ntio
ns,
disc
over
ies,
so
ftw
are
and
mat
eria
ls (
rega
rdle
ss o
f th
e fo
rm o
r m
ediu
m i
n w
hich
the
y ar
e di
sclo
sed
or s
tore
d) i
dent
ified
or
first
red
uced
to
prac
tice
or w
ritin
g or
dev
elop
ed
in t
he c
ours
e of
the
Pro
ject
;
a
Var
iati
on
Ag
reem
ent:
a
writt
en a
gree
men
t si
gned
by
or o
n be
half
of
the
Part
ies
and
any
pro
pose
d ne
w p
arty
to
this
Agr
eem
ent;
and
VA
T:
valu
e ad
ded
tax
char
geab
le
unde
r th
e Val
ue
Add
ed T
ax A
ct 1
994,
or
any
tax
repl
acin
g th
at
tax.
1.
2 Th
e he
adin
gs in
this
Agr
eem
ent
are
for
ease
of
refe
renc
e on
ly;
they
do
not
affe
ct
its c
onst
ruct
ion
or in
terp
reta
tion.
1.
3 Ref
eren
ces
in t
his
Agr
eem
ent
to a
per
son inc
lude
a n
atur
al p
erso
n, c
orpo
rate
or
unin
corp
orat
ed b
ody
(whe
ther
or
not
it ha
s a
sepa
rate
lega
l per
sona
lity)
. 1.
4 A r
efer
ence
in t
his
Agr
eem
ent
to a
sta
tute
or
stat
utor
y pr
ovis
ion
is a
ref
eren
ce t
o it
as
amen
ded,
ex
tend
ed
or
re-e
nact
ed
from
tim
e to
tim
e an
d in
clud
es
all
subo
rdin
ate
legi
slat
ion
mad
e fr
om t
ime
to t
ime
unde
r th
at s
tatu
te o
r st
atut
ory
prov
isio
n.
1.5
A r
efer
ence
in t
his
Agr
eem
ent
to w
riti
ng o
r w
ritt
en in
clud
es e
mai
l. 1.
6 A r
efer
ence
in t
his
Agr
eem
ent
to a
ny o
ther
agr
eem
ent
or d
ocum
ent
is a
ref
eren
ce
to t
hat
othe
r ag
reem
ent
or d
ocum
ent
as v
arie
d or
nov
ated
(in
eac
h ca
se,
unle
ss in
br
each
of
this
Agr
eem
ent)
fro
m t
ime
to t
ime.
1.
7 Ref
eren
ces
in t
his
Agr
eem
ent
to c
laus
es a
nd S
ched
ules
are
to
the
clau
ses
and
Sch
edul
es o
f th
is A
gree
men
t an
d re
fere
nces
to
para
grap
hs a
re t
o pa
ragr
aphs
of
the
rele
vant
Sch
edul
e.
1.8
Any
wor
ds i
n th
is A
gree
men
t fo
llow
ing
the
expr
essi
on i
ncl
ud
ing
, in
clu
de
or
in
par
ticu
lar,
or
any
sim
ilar
expr
essi
on,
are
to b
e co
nstr
ued
as i
llust
rative
and
do
not
limit
the
sens
e of
the
wor
ds p
rece
ding
tha
t ex
pres
sion
. 1.
9 Th
e ac
ts a
nd o
mis
sion
s of
its
Gro
up C
ompa
nies
are
dee
med
to
be w
ithin
the
Col
labo
rato
r’s
cont
rol,
the
acts
and
om
issi
ons
of s
tude
nts
are
deem
ed t
o be
with
in
the
Inst
itutio
n’s
cont
rol a
nd t
he a
cts
and
omis
sion
s of
any
con
trac
tor
are
deem
ed
to b
e w
ithin
the
con
trol
of th
e Pa
rty
enga
ging
tha
t co
ntra
ctor
. [1
.10
Wor
ds a
nd p
hras
es d
efin
ed i
n th
e Fu
ndin
g C
ondi
tions
and
not
def
ined
in
this
Agr
eem
ent
have
the
mea
ning
giv
en t
o th
em in
the
Fun
ding
Con
ditio
ns w
hen
used
in
thi
s Agr
eem
ent.
1.
11
If t
here
is
any
conf
lict
betw
een
the
term
s of
thi
s Agr
eem
ent
and
the
Fund
ing
Con
ditio
ns,
this
Agr
eem
ent
will
pre
vail
in r
elat
ion
to t
he a
rran
gem
ents
as
betw
een
the
Part
ies,
but
it
will
not
affec
t th
e Pa
rtie
s' r
espe
ctiv
e ob
ligat
ions
to
the
Fund
ing
Bod
y un
der
the
Fund
ing
Con
ditio
ns.]
2.
TH
E P
RO
JEC
T
258
2.1
The
Proj
ect
[will
beg
in o
n] O
R [
bega
n on
] th
e Com
men
cem
ent
Dat
e an
d w
ill
cont
inue
unt
il [t
he e
arlie
r of
the
with
draw
al o
f th
e Ex
tern
al F
undi
ng a
nd]
the
com
plet
ion
of t
he P
roje
ct o
r an
y la
ter
date
agr
eed
in w
riting
bet
wee
n th
e Pa
rtie
s,
or u
ntil
this
Agr
eem
ent
is t
erm
inat
ed i
n ac
cord
ance
with
cla
use
8 or
9.
If
this
Agr
eem
ent
is
ente
red
into
af
ter
the
Com
men
cem
ent
Dat
e,
it w
ill
appl
y re
tros
pect
ivel
y to
w
ork
carr
ied
out
in re
latio
n to
the
Pro
ject
on
or af
ter
the
Com
men
cem
ent
Dat
e.
2.2
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill c
arry
out
the
tas
ks a
llott
ed t
o it
in
the
Proj
ect
Plan
, an
d w
ill p
rovi
de t
he h
uman
and
oth
er r
esou
rces
, Bac
kgro
und,
m
ater
ials
, fa
cilit
ies
and
equi
pmen
t w
hich
are
des
igna
ted
as it
s re
spon
sibi
lity
in t
he
Proj
ect
Plan
. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t un
der
the
dire
ctio
n an
d su
perv
isio
n of
[t
he P
rinc
ipal
Inv
estig
ator
] O
R [
the
Col
labo
rato
r's
Sup
ervi
sor]
. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t at
the
Loc
atio
n.
2.3
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill o
btai
n an
d m
aint
ain
all
regu
lato
ry
and
ethi
cal l
icen
ces,
con
sent
s an
d ap
prov
als
nece
ssar
y to
allo
w it
to
carr
y ou
t th
e ta
sks
allo
tted
to
it in
the
Pro
ject
Pla
n an
d w
ill c
arry
out
the
Pro
ject
in
acco
rdan
ce
with
all
law
s an
d re
gula
tions
whi
ch a
pply
to
its a
ctiv
ities
und
er o
r pu
rsua
nt t
o th
is
Agr
eem
ent.
2.4
Each
of
the
Part
ies
will
ens
ure
that
its
empl
oyee
s an
d st
uden
ts (
if an
y) in
volv
ed in
th
e Pr
ojec
t:
obse
rve
the
cond
ition
s at
tach
ing
to
any
regu
lato
ry
and
ethi
cal
licen
ces,
co
nsen
ts an
d ap
prov
als;
ke
ep co
mpl
ete
and
accu
rate
re
cord
s of
al
l re
sear
ch,
deve
lopm
ent
and
othe
r w
ork
carr
ied
out
in c
onne
ctio
n w
ith t
he P
roje
ct
and
of a
ll Res
ults
, si
gned
by
the
peop
le w
ho o
btai
ned
or m
ade
each
Res
ult,
and
co
unte
rsig
ned
by a
n em
ploy
ee o
f th
at P
arty
who
is n
ot a
mem
ber
of t
he r
esea
rch
team
bu
t w
ho
unde
rsta
nds
the
wor
k;
and
com
ply
with
th
e G
ood
Dat
a M
anag
emen
t Pr
actic
es.
2.5
Each
of
the
Part
ies
will
ens
ure
that
its
staf
f an
d st
uden
ts (
if an
y) (
incl
udin
g in
the
ca
se o
f th
e Col
labo
rato
r, a
ny s
taff
of
any
Gro
up C
ompa
ny)
invo
lved
in t
he P
roje
ct,
whe
n w
orki
ng o
n or
vis
iting
the
oth
er P
arty
’s p
rem
ises
, co
mpl
y w
ith t
he o
ther
Pa
rty’
s he
alth
an
d sa
fety
an
d se
curity
po
licie
s an
d pr
oced
ures
an
d,
whe
n ac
cess
ing
or u
sing
the
oth
er P
arty
’s i
nfor
mat
ion
syst
ems,
com
ply
with
the
oth
er
Part
y’s
info
rmat
ion
secu
rity
pol
icie
s an
d pr
oced
ures
.
2.6
[[Th
e In
stitu
tion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill c
ompl
y w
ith S
ched
ule
7. [
At
any
time
during
the
Pro
ject
Per
iod,
the
Col
labo
rato
r m
ay r
equi
re c
hang
es t
o Pa
rt 3
of
Sch
edul
e 7,
w
here
suc
h ch
ange
s ar
e ne
cess
ary
to e
nsur
e th
at th
e Pr
ojec
t is
un
dert
aken
in
co
mpl
ianc
e w
ith
the
Col
labo
rato
r’s
appl
icab
le
polic
ies
and
proc
edur
es.]
]
2.7
Alth
ough
[th
e In
stitu
tion
] O
R [
each
of
the
Part
ies]
will
use
rea
sona
ble
ende
avou
rs
to c
arry
out
the
Pro
ject
in
acco
rdan
ce w
ith t
he P
roje
ct P
lan,
[th
e In
stitu
tion
does
no
t un
dert
ake]
OR
[ne
ither
Par
ty u
nder
take
s] t
hat
any
rese
arch
will
lea
d to
any
pa
rtic
ular
res
ult,
nor
doe
s it
guar
ante
e a
succ
essf
ul o
utco
me
to t
he P
roje
ct.
2.8
[The
Ins
titut
ion]
O
R [E
ach
of t
he P
artie
s] w
ill p
rovi
de [
the
Col
labo
rato
r] O
R
[oth
er Pa
rty]
w
ith [m
onth
ly][
annu
al]
OR
[q
uart
erly
] re
port
s su
mm
aris
ing
the
prog
ress
of
the
Proj
ect
and
a co
py o
f al
l of
the
Res
ults
.
2.9
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill n
otify
the
[Col
labo
rato
r] O
R [
othe
r]
prom
ptly
aft
er i
dent
ifyin
g an
y Res
ult
whi
ch [
the
Inst
itutio
n] O
R [
it] b
elie
ves
is
pate
ntab
le,
and
will
sup
ply
the
[Col
labo
rato
r] O
R [
othe
r] w
ith c
opie
s of
tha
t Res
ult.
[T
he I
nstit
utio
n] O
R [
Each
of
the
Part
ies]
will
not
ify o
ther
Res
ults
to
[the
Col
labo
rato
r] O
R [
othe
r] in
the
rep
orts
pro
vide
d un
der
clau
se 2
.8.
2.10
Ea
ch o
f th
e Pa
rtie
s w
arra
nts
to t
he o
ther
tha
t it
has
full
pow
er a
nd a
utho
rity
und
er
its
cons
titut
ion,
an
d ha
s ta
ken
all
nece
ssar
y ac
tions
an
d ob
tain
ed
all
auth
oris
atio
ns,
licen
ces,
con
sent
s an
d ap
prov
als,
to
allo
w i
t to
ent
er i
nto
and
perf
orm
thi
s Agr
eem
ent
[and
it is
not
in b
reac
h of
the
Fun
ding
Con
dition
s].
2.11
If
a P
arty
agr
ees
to t
rans
fer
any
[bio
logi
cal
or c
hem
ical
] m
ater
ial
to t
he o
ther
Pa
rty
in c
onne
ctio
n w
ith t
he P
roje
ct,
that
tra
nsfe
r w
ill b
e su
bjec
t to
the
ter
ms
of a
se
para
te
Mat
eria
ls
Tran
sfer
Agr
eem
ent
ente
red
into
be
twee
n th
e Pa
rtie
s in
re
latio
n to
tha
t m
ater
ial.
[2.1
2 If
the
Fun
ding
Con
ditio
ns h
ave
not
alre
ady
been
acc
epte
d by
the
Par
ties,
thi
s Agr
eem
ent
is c
ondi
tiona
l on
eac
h of
the
Par
ties
acce
ptin
g th
e Fu
ndin
g Con
ditio
ns
with
in [
30]
days
aft
er t
he d
ate
of t
he F
undi
ng C
ondi
tions
or
offe
r to
pro
vide
Ex
tern
al F
undi
ng.]
[2.1
3 Ea
ch o
f th
e Pa
rtie
s w
ill:
2.13
.1 if
it is
a p
arty
to
the
Fund
ing
Con
ditio
ns,
com
ply
with
its
oblig
atio
ns u
nder
, an
d th
e co
nditi
ons
of,
the
Fund
ing
Con
ditio
ns;
2.13
.2 c
arry
out
the
Pro
ject
in a
ccor
danc
e w
ith t
he F
undi
ng C
ondi
tions
; an
d
2.13
.3 n
otify
the
oth
er P
arty
in
acco
rdan
ce w
ith c
laus
e 10
.1 i
mm
edia
tely
if
it re
ceiv
es a
ny n
otic
e or
req
uest
fro
m t
he F
undi
ng B
ody.
]
2.17
N
o ad
dition
al p
erso
n m
ay b
ecom
e a
part
y to
thi
s Agr
eem
ent
with
out
the
writt
en
agre
emen
t of
bot
h th
e Col
labo
rato
r an
d th
e In
stitu
tion
[an
d th
e Fu
ndin
g Bod
y]
and
unle
ss t
he a
dditi
onal
per
son,
the
Col
labo
rato
r an
d th
e In
stitu
tion
exec
ute
a Var
iatio
n Agr
eem
ent.
3.FI
NA
NC
IAL
CO
NTR
IBU
TIO
N [
AN
D E
XT
ERN
AL
FUN
DIN
G]
3.1
[The
allo
catio
n of
the
Ext
erna
l Fun
ding
will
be
as s
et o
ut in
the
Pro
ject
Pla
n un
less
th
e Pa
rtie
s un
anim
ousl
y ag
ree
othe
rwis
e in
w
riting
.]
[Eac
h Pa
rty
will
ke
ep
com
plet
e an
d ac
cura
te
acco
unts
of
its
ex
pend
iture
on
th
e Pr
ojec
t.]
The
Col
labo
rato
r w
ill p
ay t
he F
inan
cial
Con
trib
utio
n to
the
Ins
titut
ion
in a
ccor
danc
e w
ith S
ched
ule
1 w
ithin
[30
][60
] O
R [
90]
days
aft
er r
ecei
pt b
y th
e Col
labo
rato
r of
a
[mon
thly
] O
R
[qua
rter
ly]
invo
ice
for
the
sam
e.
W
here
th
e Fi
nanc
ial
Con
trib
utio
n is
be
ing
clai
med
ag
ains
t co
sts
and
expe
nses
in
curr
ed
by
the
Inst
itutio
n, e
ach
invo
ice
mus
t be
acc
ompa
nied
by
a st
atem
ent
cert
ified
by
an
auth
oris
ed o
ffic
er o
f th
e In
stitu
tion.
3.2
Unl
ess
any
VAT
exem
ptio
n ap
plie
s, a
ll am
ount
s pa
yabl
e to
the
Ins
titut
ion
unde
r th
is A
gree
men
t ar
e ex
clus
ive
of V
AT
whi
ch t
he C
olla
bora
tor
will
pay
at
the
rate
fr
om t
ime
to t
ime
pres
crib
ed b
y la
w.
3.3
If t
he C
olla
bora
tor
fails
to
mak
e an
y pa
ymen
t du
e to
the
Ins
titut
ion
unde
r th
is
Agr
eem
ent,
w
ithou
t pr
ejud
ice
to an
y ot
her
righ
t or
re
med
y av
aila
ble
to th
e In
stitu
tion,
th
e In
stitu
tion
may
ch
arge
in
tere
st
(bot
h be
fore
an
d af
ter
any
judg
emen
t) o
n th
e am
ount
out
stan
ding
, on
a d
aily
bas
is [
at t
he r
ate
of [
four
] pe
r ce
nt p
er a
nnum
abo
ve t
he L
ondo
n 3
mon
th I
nter
bank
Off
er R
ate
from
tim
e to
tim
e in
for
ce]
OR
[in
acc
orda
nce
with
the
Lat
e Pa
ymen
ts o
f Com
mer
cial
Deb
ts
(Int
eres
t)
Act
19
98
as am
ende
d by
th
e La
te
Paym
ent
of Com
mer
cial
D
ebts
Reg
ulat
ions
201
3].
Tha
t in
tere
st w
ill b
e ca
lcul
ated
fro
m t
he d
ate
or las
t da
te f
or
paym
ent
to
the
actu
al
date
of
pa
ymen
t,
both
da
tes
incl
usiv
e,
and
will
be
259
com
poun
ded
quar
terly.
Th
e Col
labo
rato
r w
ill p
ay t
hat
inte
rest
to
the
Inst
itutio
n on
dem
and.
3.4
[Exc
ept
as s
et o
ut i
n th
e Pr
ojec
t Pl
an,]
the
Ins
titut
ion
will
ow
n al
l eq
uipm
ent
purc
hase
d or
con
stru
cted
by
it, o
r fo
r it,
usi
ng t
he F
inan
cial
Con
trib
utio
n [o
r an
y Ex
tern
al F
undi
ng].
4.U
SE
AN
D E
XP
LOIT
ATI
ON
OF
INTE
LLEC
TUA
L P
RO
PER
TY R
IGH
TS
4.1
This
Agr
eem
ent
does
not
affec
t th
e ow
ners
hip
of a
ny I
ntel
lect
ual Pr
oper
ty R
ight
s in
any
Bac
kgro
und
or in
any
othe
r te
chno
logy
, de
sign
, w
ork,
inv
entio
n, s
oftw
are,
da
ta,
tech
niqu
e, K
now
-how
, or
mat
eria
ls w
hich
are
not
Res
ults
. T
he I
ntel
lect
ual
Prop
erty
Rig
hts
in t
hem
will
rem
ain
the
prop
erty
of
the
Part
y w
hich
con
trib
uted
th
em t
o th
e Pr
ojec
t (o
r its
lic
enso
rs).
N
o lic
ence
to
use
any
Inte
llect
ual Pr
oper
ty
Rig
hts
is g
rant
ed o
r im
plie
d by
thi
s Agr
eem
ent
exce
pt t
he r
ight
s ex
pres
sly
set
out
in t
his
Agr
eem
ent.
4.2
Each
Par
ty g
rant
s th
e ot
her
a ro
yalty
-fre
e, f
ully
pai
d-up
, no
n-ex
clus
ive
licen
ce t
o us
e its
Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect.
N
eith
er P
arty
may
gr
ant
any
sub-
licen
ce t
o us
e th
e ot
her's
Bac
kgro
und
exce
pt t
hat
the
Col
labo
rato
r m
ay a
llow
any
Gro
up C
ompa
ny a
nd a
ny p
erso
n w
orki
ng f
or o
r on
beh
alf
of t
he
Col
labo
rato
r or
any
Gro
up C
ompa
ny,
to u
se t
he I
nstit
utio
n's
Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect.
4.3
The
Col
labo
rato
r w
ill o
wn
the
Inte
llect
ual P
rope
rty
Rig
hts
in t
he R
esul
ts,
and
may
ta
ke s
uch
step
s as
it m
ay d
ecid
e fr
om t
ime
to t
ime,
at
its e
xpen
se,
to r
egis
ter
and
mai
ntai
n an
y pr
otec
tion
for
the
Inte
llect
ual
Prop
erty
Rig
hts
in
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
and
ta
king
an
y ac
tion
in
resp
ect
of
any
alle
ged
or
actu
al
infr
inge
men
t of
an
y In
telle
ctua
l Pro
pert
y Rig
hts
in t
he R
esul
ts.
4.4
The
Inst
itutio
n w
ill e
nsur
e th
at it
s em
ploy
ees
and
stud
ents
(if
any)
invo
lved
in t
he
crea
tion
of t
he R
esul
ts g
ive
the
Col
labo
rato
r su
ch a
ssis
tanc
e (e
xcep
t fin
anci
al
assi
stan
ce)
as t
he C
olla
bora
tor
may
rea
sona
bly
requ
est
in c
onne
ctio
n w
ith t
he
regi
stra
tion
and
prot
ectio
n of
the
Int
elle
ctua
l Pro
pert
y Rig
hts
in a
ny o
f th
e Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
, an
d ta
king
an
y ac
tion
in
resp
ect
of
any
alle
ged
or
actu
al
infr
inge
men
t of
an
y In
telle
ctua
l Pro
pert
y Rig
hts
in a
ny o
f th
e Res
ults
.
4.5
Whe
re a
ny t
hird
par
ty s
uch
as a
stu
dent
or
cont
ract
or is
or h
as b
een
invo
lved
in
the
Proj
ect,
the
Par
ty e
ngag
ing
that
thi
rd p
arty
will
ens
ure
that
tha
t th
ird
part
y ha
s as
sign
ed t
o it
(inc
ludi
ng m
akin
g a
pros
pect
ive
assi
gnm
ent
whe
re a
ppro
pria
te)
all r
ight
s w
hich
tha
t th
ird
part
y m
ay h
ave
in t
he R
esul
ts in
ord
er t
o be
abl
e to
giv
e ef
fect
to
the
prov
isio
ns o
f th
is c
laus
e 4.
4.6
To t
he e
xten
t th
at a
ny I
ntel
lect
ual
Prop
erty
Rig
hts
in t
he R
esul
ts a
re c
apab
le o
f pr
ospe
ctiv
e as
sign
men
t, t
he I
nstit
utio
n no
w a
ssig
ns t
hose
Int
elle
ctua
l Pr
oper
ty
Rig
hts
to t
he C
olla
bora
tor;
and
to
the
exte
nt a
ny I
ntel
lect
ual
Prop
erty
Rig
hts
in
the
Res
ults
can
not
be a
ssig
ned
pros
pect
ivel
y, t
he I
nstit
utio
n w
ill a
ssig
n th
ose
Inte
llect
ual
Prop
erty
Rig
hts
to t
he C
olla
bora
tor
as a
nd w
hen
they
are
cre
ated
, at
th
e re
ques
t of
the
Col
labo
rato
r.
4.7
[The
Col
labo
rato
r w
ill
prov
ide
the
Inst
itution
w
ith
such
in
form
atio
n as
th
e In
stitu
tion
may
rea
sona
bly
requ
est
from
tim
e to
tim
e to
dem
onst
rate
tha
t th
e Col
labo
rato
r is
exp
loiti
ng o
r is
tak
ing
reas
onab
le s
teps
tow
ards
exp
loiti
ng t
he
Res
ults
. I
f th
e Col
labo
rato
r do
es n
ot d
emon
stra
te t
hat
it is
exp
loiti
ng a
ny o
f th
e Res
ults
or
is t
akin
g re
ason
able
ste
ps t
owar
ds e
xplo
iting
the
m,
the
Col
labo
rato
r
will
, i f
requ
este
d to
do
so b
y th
e In
stitu
tion
, re
assi
gn t
he I
ntel
lect
ual
Prop
erty
Rig
hts
in
thos
e Res
ults
to
th
e In
stitu
tion.
The
Col
labo
rato
r w
ill
notif
y th
e In
stitu
tion
if th
e Col
labo
rato
r de
cide
s no
t to
pro
ceed
with
the
exp
loita
tion
of a
ny
of t
he R
esul
ts a
nd w
ill,
if re
ques
ted
to d
o so
by
the
Inst
itutio
n, r
eass
ign
the
Inte
llect
ual P
rope
rty
Rig
hts
in t
hose
Res
ults
to
the
Inst
itution
.]
4.8
The
Col
labo
rato
r gr
ants
the
Ins
titut
ion
a ro
yalty
-fre
e, n
on-e
xclu
sive
lice
nce
to u
se
the
Res
ults
for
the
pur
pose
of
carr
ying
out
the
Pro
ject
[an
d fo
r Clin
ical
Pat
ient
Car
e] b
ut,
but
(exc
ept
as p
erm
itted
by
clau
se 4
.9)
the
Inst
itutio
n m
ay n
ot g
rant
an
y su
b-lic
ence
to
use
the
Res
ults
.
4.9
Des
pite
th
e pr
ovis
ions
of
cl
ause
4.
6, th
e In
stitu
tion
and
each
em
ploy
ee an
d st
uden
t of
the
Ins
titut
ion
will
hav
e th
e irre
voca
ble,
roy
alty
-fre
e righ
t to
use
the
Res
ults
[(e
xcep
t th
e fo
llow
ing
type
s of
Res
ult:
[in
sert
det
ails
])]
for
Aca
dem
ic a
nd
Res
earc
h Pu
rpos
es[,
incl
udin
g] O
R [
excl
udin
g] r
esea
rch
proj
ects
whi
ch a
re c
arried
ou
t by
the
Ins
titut
ion
with
any
thi
rd p
arty
[in
the
com
mer
cial
sec
tor]
[an
d Clin
ical
Pa
tient
Car
e].
5.A
CA
DE
MIC
PU
BLI
CA
TIO
N A
ND
IM
PA
CT
5.1
The
Proj
ect
is u
nder
take
n by
the
Ins
titut
ion
in p
ursu
ance
of
a pr
imar
y ch
arita
ble
purp
ose
of t
he I
nstit
utio
n; t
hat
is t
he a
dvan
cem
ent
of e
duca
tion
thro
ugh
teac
hing
an
d re
sear
ch.
Ther
efor
e, n
otw
ithst
andi
ng a
ny o
ther
pro
visi
on o
f th
is A
gree
men
t,
any
empl
oyee
or
stud
ent
of t
he I
nstit
utio
n (i
n ea
ch c
ase
whe
ther
or
not
invo
lved
in
the
Pro
ject
) m
ay,
prov
ided
the
Ins
titut
ion
has
not
rece
ived
a C
onfid
entia
lity
Not
ice
unde
r cl
ause
5.2
:
5.1.
1 di
scus
s w
ork
unde
rtak
en a
s pa
rt o
f th
e Pr
ojec
t in
Ins
titut
ion
sem
inar
s,
tuto
rial
s an
d le
ctur
es;
and
5.1.
2 Pu
blis
h an
y Bac
kgro
und
of t
he C
olla
bora
tor
or a
ny o
f th
e Res
ults
.
5.2
The
Inst
itution
will
sub
mit
to t
he C
olla
bora
tor,
in
writing
, de
tails
of
any
of t
he
Res
ults
and
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch a
ny e
mpl
oyee
or
stud
ent
of t
he I
nstit
utio
n in
tend
s to
Pub
lish,
at
leas
t [3
0][6
0] O
R [
90]
days
bef
ore
the
date
of
the
prop
osed
sub
mis
sion
for
Pub
licat
ion.
Th
e Col
labo
rato
r m
ay,
by g
ivin
g w
ritt
en n
otic
e to
the
Ins
titut
ion
(a C
on
fid
enti
alit
y N
oti
ce):
5.2.
1 re
quire
the
Inst
itutio
n to
del
ay t
he p
ropo
sed
Publ
icat
ion
for
a m
axim
um o
f [i
nser
t pe
riod
] m
onth
(s)
afte
r re
ceip
t of
the
Con
fiden
tialit
y N
otic
e if,
in
the
Col
labo
rato
r's
reas
onab
le o
pini
on,
that
del
ay is
nece
ssar
y in
ord
er t
o se
ek
pate
nt o
r ot
her
prot
ectio
n fo
r an
y of
the
Int
elle
ctua
l Pro
pert
y Rig
hts
in a
ny
of t
he R
esul
ts o
r in
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch a
re t
o be
Pu
blis
hed;
or
5.2.
2 pr
even
t th
e Pu
blic
atio
n of
any
of
the
Col
labo
rato
r's
Bac
kgro
und
whi
ch i
s Con
fiden
tial In
form
atio
n an
d w
hich
can
not
be p
rote
cted
by
pate
nt o
r ot
her
Inte
llect
ual Pr
oper
ty R
ight
reg
istr
atio
n [o
r w
hich
may
be
prot
ecte
d in
tha
t w
ay b
ut w
hich
the
Col
labo
rato
r ha
s ch
osen
not
to
prot
ect
in t
hat
way
].
The
Col
labo
rato
r m
ust
give
tha
t Con
fiden
tial
ity N
otic
e w
ithin
[15
] O
R [
30]
days
af
ter
the
Col
labo
rato
r re
ceiv
es
deta
ils
of
the
prop
osed
Pu
blic
atio
n.
If
th
e In
stitu
tion
does
no
t re
ceiv
e a
Con
fiden
tialit
y N
otic
e w
ithin
th
at
period
, th
e pr
opos
ed
Publ
icat
ion
may
pr
ocee
d,
[exc
ept
in
rela
tion
to
the
Col
labo
rato
r’s
Bac
kgro
und
whi
ch i
s th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
and
whi
ch m
ay
not
be P
ublis
hed
unle
ss t
he C
olla
bora
tor
has
give
n its
writt
en c
onse
nt t
o th
at
Publ
icat
ion]
.
260
5.3
The
Col
labo
rato
r ac
know
ledg
es t
hat
the
Inst
itutio
n is
req
uire
d by
its
fun
ders
to
dem
onst
rate
the
Ins
titut
ion’
s im
pact
on
soci
ety
and
agre
es t
o pr
ovid
e to
the
In
stitu
tion
any
info
rmat
ion
whi
ch t
he I
nstit
utio
n re
ason
ably
req
uest
s in
ord
er t
o al
low
it
to d
emon
stra
te t
hat
impa
ct p
rovi
ded
that
, un
der
or p
ursu
ant
to t
his
clau
se:
the
Inst
itutio
n w
ill
not
be
entit
led
to
rece
ive
or di
sclo
se
any
of th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
or
any
info
rmat
ion
whi
ch
iden
tifie
s or
al
low
s an
y liv
ing
indi
vidu
al t
o be
ide
ntifi
ed a
nd t
he i
nfor
mat
ion
requ
este
d an
d di
sclo
sed
unde
r or
pur
suan
t to
thi
s cl
ause
will
be
gene
ral i
n na
ture
..
6.C
ON
FID
ENT
IALI
TY
6.1
[With
out
prej
udic
e to
any
obl
igat
ions
of
conf
iden
tialit
y in
the
Fun
ding
Con
ditio
ns,]
su
bjec
t to
cla
use
5, n
eith
er P
arty
will
[,
eith
er d
urin
g th
e Pr
ojec
t Pe
riod
or
for
[3][
5][7
] O
R [
10]
year
s af
ter
the
end
of t
he P
roje
ct P
erio
d,]
disc
lose
to
any
third
pa
rty,
nor
use
for
any
pur
pose
exc
ept
as e
xpre
ssly
per
mitt
ed b
y th
is A
gree
men
t,
any
of t
he o
ther
Par
ty's
Con
fiden
tial
Inf
orm
atio
n.
6.2
Nei
ther
Par
ty (
the
Rec
ipie
nt)
will
be
in b
reac
h of
any
obl
igat
ion
to k
eep
any
of
the
othe
r Pa
rty’
s Con
fiden
tial
Info
rmat
ion
conf
iden
tial or
not
to
disc
lose
it
to a
ny
othe
r pa
rty
to t
he e
xten
t th
at:
6.2.
1 if
it is
rec
eive
d fr
om t
he o
ther
Par
ty,
it is
kno
wn
to t
he R
ecip
ient
or
any
Gro
up C
ompa
ny (
dem
onst
rabl
e by
writt
en r
ecor
ds)
befo
re its
rec
eipt
fro
m
the
othe
r Pa
rty,
and
not
alrea
dy s
ubje
ct t
o an
y ob
ligat
ion
of c
onfid
ential
ity
to t
he o
ther
Par
ty;
6.2.
2 it
is o
r be
com
es p
ublic
ly k
now
n w
ithou
t an
y br
each
of
this
Agr
eem
ent
or
any
othe
r un
dert
akin
g to
kee
p it
conf
iden
tial
;
6.2.
3 it
has
been
obt
aine
d by
the
Rec
ipie
nt o
r an
y G
roup
Com
pany
fro
m a
thi
rd
part
y in
circ
umst
ance
s w
here
the
Rec
ipie
nt h
as n
o re
ason
to
belie
ve t
hat
ther
e ha
s be
en a
bre
ach
of a
n ob
ligat
ion
of c
onfid
entia
lity
owed
to
the
othe
r Pa
rty;
6.2.
4 it
has
been
in
depe
nden
tly
deve
lope
d by
th
e Rec
ipie
nt
or
any
Gro
up
Com
pany
with
out
refe
renc
e to
the
oth
er P
arty
’s C
onfid
ential
Inf
orm
atio
n;
6.2.
5 it
is
disc
lose
d pu
rsua
nt
to
the
requ
irem
ent
of
any
law
or
re
gula
tion
(pro
vide
d, in
the
cas
e of
a d
iscl
osur
e un
der
the
Free
dom
of In
form
atio
n Act
20
00 or
th
e En
viro
nmen
tal
Info
rmat
ion
Reg
ulat
ions
200
4, no
ne o
f th
e ex
cept
ions
to
that
Ac
t or
tho
se Reg
ulat
ions
ap
plie
s to
th
e in
form
atio
n di
sclo
sed)
or
purs
uant
to
the
ord
er o
f an
y Cou
rt o
f co
mpe
tent
jur
isdi
ctio
n or
the
req
uire
men
t of
any
com
pete
nt r
egul
ator
y au
thor
ity,
and
that
, in
ea
ch
case
w
here
th
e la
w
perm
its,
the
Part
y re
quired
to
m
ake
that
di
sclo
sure
has
inf
orm
ed t
he o
ther
, w
ithin
a r
easo
nabl
e tim
e af
ter
bein
g re
quired
to
mak
e th
e di
sclo
sure
, of
the
req
uire
men
t to
dis
clos
e an
d th
e in
form
atio
n re
quired
to
be d
iscl
osed
; or
6.2.
6 it
is a
ppro
ved
for
rele
ase
in w
riting
by
an a
utho
rise
d re
pres
enta
tive
of t
he
othe
r Pa
rty.
6.3
The
Inst
itutio
n w
ill
not
be
in
brea
ch
of
any
oblig
atio
n to
ke
ep
any
of
the
Col
labo
rato
r's
Bac
kgro
und
or i
nfor
mat
ion,
con
fiden
tial
or n
ot t
o di
sclo
se i
t to
any
th
ird
part
y, b
y:
6.3.
1 [e
xcep
t in
re
latio
n to
th
e Col
labo
rato
r’s
Bac
kgro
und
whi
ch
is
the
Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion,
] Pu
blis
hing
an
y of
th
em
if th
e In
stitu
tion
has
follo
wed
the
pro
cedu
re i
n cl
ause
5.2
and
has
rec
eive
d no
Con
fiden
tialit
y N
otic
e w
ithin
the
per
iod
stat
ed in
tha
t cl
ause
; or
6.3.
2 m
akin
g th
em a
vaila
ble
to a
ny s
tude
nt o
f th
e In
stitu
tion
who
nee
ds t
o kn
ow
them
in
orde
r to
exe
rcis
e th
e rig
hts
gran
ted
in t
his
Agr
eem
ent,
pro
vide
d th
ey a
re n
ot u
sed
exce
pt a
s ex
pres
sly
perm
itted
by
this
Agr
eem
ent
and
the
stud
ent
unde
rtak
es t
o ke
ep t
hat
Bac
kgro
und
and
info
rmat
ion
conf
iden
tial
.
6.7
The
Col
labo
rato
r w
ill no
t be
in
br
each
of
an
y ob
ligat
ion
to ke
ep an
y of
th
e In
stitu
tion'
s Bac
kgro
und
or o
ther
inf
orm
atio
n co
nfid
ential
or
not
to d
iscl
ose
them
to
any
thi
rd p
arty
, by
mak
ing
them
ava
ilabl
e to
any
Gro
up C
ompa
ny,
or a
ny
pers
on w
orki
ng f
or o
r on
beh
alf
of t
he C
olla
bora
tor
or a
Gro
up C
ompa
ny,
who
ne
eds
to k
now
the
sam
e in
ord
er t
o ex
erci
se t
he r
ight
s gr
ante
d in
thi
s Agr
eem
ent,
pr
ovid
ed t
hey
are
not
used
exc
ept
as e
xpre
ssly
per
mitt
ed b
y th
is A
gree
men
t an
d th
e re
cipi
ent
unde
rtak
es t
o ke
ep t
hem
con
fiden
tial
.
6.5
[Nei
ther
Par
ty w
ill b
e in
bre
ach
of a
ny o
blig
atio
n to
kee
p an
y of
the
oth
er P
arty
’s
Con
fiden
tial
Inf
orm
atio
n, c
onfid
ential
or
not
to d
iscl
ose
it to
any
thi
rd p
arty
by
disc
losi
ng it
to
the
Fund
ing
Bod
y in
acc
orda
nce
with
the
Fun
ding
Con
ditio
ns.]
6.6
If t
he I
nstit
utio
n re
ceiv
es a
req
uest
und
er t
he F
reed
om o
f In
form
atio
n Act
200
0 to
di
sclo
se
any
info
rmat
ion
whi
ch,
unde
r th
is
Agr
eem
ent,
is
th
e Col
labo
rato
r’s
Con
fiden
tial
Inf
orm
atio
n, i
t w
ill n
otify
the
Col
labo
rato
r an
d w
ill c
onsu
lt w
ith t
he
Col
labo
rato
r pr
ompt
ly a
nd b
efor
e m
akin
g an
y di
sclo
sure
und
er t
hat
Act
or
thos
e Reg
ulat
ions
, th
e In
stitu
tion
will
, w
here
app
ropr
iate
, ta
ke l
egal
adv
ice
rega
rdin
g th
e av
aila
bilit
y an
d ap
plic
abili
ty o
f an
y ex
empt
ions
and
any
oth
er o
ptio
ns a
vaila
ble,
an
d w
ill n
otify
the
Col
labo
rato
r of
the
int
ende
d re
spon
se t
o th
at r
eque
st.
The
Col
labo
rato
r w
ill r
espo
nd t
o th
e In
stitu
tion
with
in 1
0 da
ys a
fter
rec
eivi
ng t
he
Inst
itutio
n’s
notic
e if
that
not
ice
requ
ests
the
Col
labo
rato
r to
pro
vide
inf
orm
atio
n to
ass
ist
the
Inst
itutio
n to
det
erm
ine
whe
ther
or
not
an e
xem
ptio
n to
the
Fre
edom
of
In
form
atio
n Act
20
00
or
the
Envi
ronm
enta
l In
form
atio
n Reg
ulat
ions
20
04
appl
ies
to t
he i
nfor
mat
ion
requ
este
d un
der
that
Act
or
thos
e Reg
ulat
ions
. Th
e Col
labo
rato
r m
ay
mak
e re
pres
enta
tions
in
re
latio
n to
th
at
requ
est
and
the
prop
osed
res
pons
e an
d m
ay r
eque
st a
men
dmen
ts t
o th
e pr
opos
ed r
espo
nse.
[At
the
Col
labo
rato
r’s
requ
est,
exc
ept
in o
rder
to
com
ply
with
any
cou
rt o
rder
or
any
deci
sion
of
th
e In
form
atio
n Com
mis
sion
er
or
the
Info
rmat
ion
Trib
unal
, th
e In
stitu
tion
will
not
dis
clos
e an
y in
form
atio
n w
hich
, un
der
this
Agr
eem
ent,
is
the
Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
in
resp
onse
to
a
requ
est
unde
r th
e Fr
eedo
m o
f In
form
atio
n Act
200
0 or
the
Env
iron
men
tal
Info
rmat
ion
Reg
ulat
ions
20
04 p
rovi
ded
that
:
6.6.
1 th
e Col
labo
rato
r m
akes
th
at
requ
est
in
writin
g w
ithin
10
da
ys
afte
r re
ceiv
ing
the
Inst
itution
’s n
otic
e gi
ven
unde
r th
is c
laus
e 6.
6; a
nd
6.6.
2 th
e Col
labo
rato
r in
dem
nifie
s th
e In
stitu
tion
and
its e
mpl
oyee
s an
d st
uden
ts
(th
e In
dem
nif
ied
P
arti
es),
an
d ke
eps
them
fu
lly
and
effe
ctiv
ely
inde
mni
fied,
ag
ains
t ea
ch
and
ever
y cl
aim
m
ade
agai
nst
any
of
the
Inde
mni
fied
Part
ies
as a
res
ult
of t
he I
nstit
utio
n no
t m
akin
g an
y di
sclo
sure
of
th
e Col
labo
rato
r’s
Con
fiden
tial
info
rmat
ion
in re
spon
se to
a
requ
est
unde
r th
e Fr
eedo
m
of
Info
rmat
ion
Act
20
00
or
the
Envi
ronm
enta
l In
form
atio
n Reg
ulat
ions
200
4.]
6.7
Nei
ther
Par
ty w
ill u
se t
he o
ther
’s n
ame
or t
he n
ame
of a
ny o
f th
e Key
Per
sonn
el
prov
ided
by
the
othe
r Pa
rty
or t
he o
ther
Par
ty’s
log
o in
any
pre
ss r
elea
se o
r
261
prod
uct
adve
rtis
ing,
or
for
any
othe
r pr
omot
iona
l pu
rpos
e, w
ithou
t fir
st o
btai
ning
th
e ot
her
Part
y’s
writt
en c
onse
nt.
6.
8 [N
otw
ithst
andi
ng
any
othe
r pr
ovis
ion
of
this
Agr
eem
ent,
th
e In
stitu
tion
may
id
entif
y th
e su
ms
rece
ived
fro
m t
he C
olla
bora
tor
in t
he I
nstit
utio
n’s
Ann
ual R
epor
t an
d si
mila
r pu
blic
atio
ns][
, an
d th
e Col
labo
rato
r m
ay,
in o
rder
to
com
ply
with
any
tr
ansp
aren
cy r
epor
ting
oblig
atio
ns t
o w
hich
it
is s
ubje
ct,
publ
ish
deta
ils o
f an
y tr
ansf
ers
of v
alue
].]
7.
LIM
ITA
TIO
N O
F LI
AB
ILIT
Y
7.1
Each
of
the
Part
ies
war
rant
s to
the
oth
er t
hat,
to
the
best
of
its k
now
ledg
e an
d be
lief
(hav
ing
mad
e re
ason
able
enq
uiry
of
thos
e of
its
em
ploy
ees
invo
lved
in
the
Proj
ect
or l
ikel
y to
hav
e re
leva
nt k
now
ledg
e[,
and
in t
he c
ase
of t
he I
nstit
utio
n an
y st
uden
t in
volv
ed i
n th
e Pr
ojec
t],
but
not
havi
ng m
ade
any
sear
ch o
f an
y pu
blic
reg
iste
r),
any
advi
ce o
r in
form
atio
n gi
ven
by i
t or
any
of
its e
mpl
oyee
s or
st
uden
ts
who
w
ork
on
the
Proj
ect,
or
th
e co
nten
t or
us
e of
an
y Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
conn
ection
with
the
Pr
ojec
t, w
ill n
ot c
onst
itute
or
resu
lt in
any
infr
inge
men
t of
thi
rd p
arty
rig
hts.
O
R
7.
1 N
eith
er o
f th
e Pa
rtie
s [e
xcep
t un
der
clau
se 7
.10]
mak
es a
ny r
epre
sent
atio
n or
gi
ves
any
war
rant
y to
the
oth
er t
hat
any
advi
ce o
r in
form
atio
n gi
ven
by it
or
any
of i
ts e
mpl
oyee
s or
stu
dent
s w
ho w
ork
or h
ave
wor
ked
on t
he P
roje
ct,
or t
he
cont
ent
or u
se o
f an
y Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
co
nnec
tion
with
th
e Pr
ojec
t,
will
no
t co
nstit
ute
or
resu
lt in
an
y in
frin
gem
ent
of t
hird
par
ty r
ight
s.
7.2
Exce
pt u
nder
the
war
rant
[y][
ies]
in
clau
se[s
] [7
.1 a
nd]
7.10
and
the
ind
emni
ties
in c
laus
es [
6.6,
]7.
3 an
d 7.
4, a
nd s
ubje
ct t
o cl
ause
7.8
, ne
ither
Par
ty a
ccep
ts a
ny
liabi
lity
or r
espo
nsib
ility
for
any
use
whi
ch m
ay b
e m
ade
by t
he o
ther
Par
ty o
f an
y of
the
Res
ults
, no
r fo
r an
y re
lianc
e w
hich
may
be
plac
ed b
y th
at o
ther
Par
ty o
n an
y of
the
Res
ults
, no
r fo
r ad
vice
or
info
rmat
ion
give
n in
con
nect
ion
with
any
of
the
Res
ults
. 7.
3 Sub
ject
to
clau
se 7
.7.1
, th
e Col
labo
rato
r [a
nd t
he I
nstit
utio
n] (
the
Ind
emn
ifyi
ng
P
arty
) w
ill i
ndem
nify
the
oth
er P
arty
, an
d its
em
ploy
ees
and
stud
ents
(to
geth
er
the
Ind
emn
ifie
d
Par
ties
), an
d ke
ep th
em f
ully
an
d ef
fect
ivel
y in
dem
nifie
d,
agai
nst
each
and
eve
ry c
laim
mad
e ag
ains
t an
y of
the
Ind
emni
fied
Part
ies
as a
re
sult
of t
he I
ndem
nify
ing
Part
y’s
use
of a
ny o
f th
e fo
llow
ing:
the
Res
ults
and
any
m
ater
ials
, w
orks
or
info
rmat
ion
rece
ived
fro
m a
n In
dem
nifie
d Pa
rty
purs
uant
to
this
Agr
eem
ent,
pro
vide
d th
at t
he I
ndem
nifie
d Pa
rty
mus
t:
7.
3.1
prom
ptly
not
ify t
he I
ndem
nify
ing
Part
y of
det
ails
of
the
clai
m;
7.3.
2 no
t m
ake
any
adm
issi
on in
rel
atio
n to
the
cla
im;
7.3.
3 ta
ke r
easo
nabl
e st
eps
to m
itiga
te its
los
ses
and
expe
nses
aris
ing
from
the
cl
aim
; 7.
3.4
allo
w th
e In
dem
nify
ing
Part
y to
ha
ve th
e co
nduc
t of
th
e de
fenc
e an
d se
ttle
men
t of
the
cla
im;
and
7.3.
5 gi
ve t
he I
ndem
nify
ing
Part
y al
l rea
sona
ble
assi
stan
ce (
at t
he I
ndem
nify
ing
Part
y’s
expe
nse)
in d
ealin
g w
ith t
he c
laim
.
Th
e in
dem
nity
in
this
cla
use
7.3
will
not
app
ly t
o th
e ex
tent
tha
t th
e cl
aim
arise
s as
a
resu
lt of
the
Ind
emni
fied
Part
y's
negl
igen
ce,
its b
reac
h of
cla
use
6, its
de
liber
ate
brea
ch o
f th
is A
gree
men
t or
its
kno
win
g in
frin
gem
ent
of a
ny t
hird
pa
rty’
s In
telle
ctua
l Pr
oper
ty R
ight
s or
its
kno
win
g br
each
of
any
third
part
y’s
righ
ts o
f co
nfid
ence
. 7.
4 Sub
ject
to
clau
se 7
.7.3
, ea
ch P
arty
will
ind
emni
fy t
he o
ther
and
kee
p it
fully
and
ef
fect
ivel
y in
dem
nifie
d on
dem
and
agai
nst
all
cost
s, c
laim
s, d
eman
ds,
expe
nses
an
d lia
bilit
ies
of a
ny n
atur
e ar
isin
g ou
t of
or
in c
onne
ctio
n w
ith a
ny b
reac
h by
it o
f Sch
edul
e 6.
7.
5 Sub
ject
to
clau
ses
7.7
and
7.8,
and
exc
ept
unde
r th
e in
dem
nitie
s in
cla
uses
[6
.3,]
7.3
and
7.4,
the
lia
bilit
y of
eith
er P
arty
to
the
othe
r fo
r an
y br
each
of
this
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er w
ay o
ut o
f th
e su
bjec
t m
atte
r of
thi
s Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill n
ot e
xten
d to
:
7.5.
1 an
y in
dire
ct d
amag
es o
r lo
sses
; or
7.
5.2
to a
ny l
oss
of p
rofit
s, l
oss
of r
even
ue,
loss
of
data
, lo
ss o
f co
ntra
cts
or
oppo
rtun
ity,
whe
ther
direc
t or
indi
rect
,
even
if
the
part
y br
ingi
ng t
he c
laim
has
adv
ised
the
oth
er o
f th
e po
ssib
ility
of
thos
e lo
sses
, or
if t
hey
wer
e w
ithin
the
oth
er P
arty
's c
onte
mpl
atio
n.
7.6
Sub
ject
to
clau
ses
7.7
and
7.8,
the
agg
rega
te l
iabi
lity
of e
ach
Part
y to
the
oth
er
for
all a
nd a
ny b
reac
hes
of t
his
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er
way
out
of
the
subj
ect
mat
ter
of t
his
Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill
not
exce
ed in
tot
al [
the
Fina
ncia
l Con
trib
utio
n][t
he p
ortio
n of
the
Ext
erna
l Fun
ding
al
loca
ted
to t
hat
Part
y] O
R [
£ins
ert
figur
e].
7.8
Sub
ject
in
each
cas
e to
cla
use
7.8,
the
agg
rega
te l
iabi
lity
of e
ach
Part
y to
the
ot
her:
7.8.
1 un
der
the
inde
mni
ty in
cla
use
7.3
will
not
exc
eed
in t
otal
£[i
nser
t fig
ure]
; 7.
8.2
unde
r th
e in
dem
nity
in
clau
se 7
.4 w
ill n
ot e
xcee
d in
tot
al £
[ins
ert
figur
e];
and
[7
.8.3
for
all
and
any
brea
ches
of
the
Fund
ing
Con
ditio
ns w
ill n
ot e
xcee
d in
tot
al
[the
am
ount
of
the
Exte
rnal
Fun
ding
]].
7.8
Not
hing
in t
his
Agr
eem
ent
limits
or
excl
udes
eith
er P
arty
's li
abili
ty for
:
7.8.
1 de
ath
or p
erso
nal i
njur
y ca
used
by
negl
igen
ce;
7.8.
2 an
y fr
aud
or f
or a
ny s
ort
of l
iabi
lity
that
, by
law
, ca
nnot
be
limite
d or
ex
clud
ed;
or
7.8.
4 an
y lo
ss o
r da
mag
e ca
used
by
a de
liber
ate
brea
ch o
f th
is A
gree
men
t.
7.
9 Th
e ex
pres
s un
dert
akin
gs a
nd w
arra
ntie
s gi
ven
by t
he P
artie
s in
thi
s Agr
eem
ent
are
in li
eu o
f al
l oth
er w
arra
ntie
s, c
ondi
tions
, te
rms,
und
erta
king
s an
d ob
ligat
ions
, w
heth
er e
xpre
ss o
r im
plie
d by
sta
tute
, co
mm
on la
w,
cust
om,
trad
e us
age,
cou
rse
of d
ealin
g or
in
any
othe
r w
ay.
All
of t
hese
are
exc
lude
d to
the
ful
lest
ext
ent
perm
itted
by
law
.
262
7.10
[A
ny a
ssig
nmen
t of
Int
elle
ctua
l Pr
oper
ty R
ight
s m
ade
unde
r or
pur
suan
t to
thi
s Agr
eem
ent
is m
ade
or w
ill b
e m
ade
with
ful
l tit
le g
uara
ntee
.] O
R [
In r
espe
ct o
f an
y as
sign
men
t of
Int
elle
ctua
l Pr
oper
ty R
ight
s m
ade
unde
r or
pur
suan
t to
thi
s Agr
eem
ent,
the
ass
igno
r w
arra
nts
to t
he a
ssig
nee
that
:
7.10
.1 the
ass
igno
r ha
s th
e righ
t to
dis
pose
of
the
Inte
llect
ual
Prop
erty
ass
igne
d an
d th
at it
will
, at
its
own
cost
, do
all
that
it r
easo
nabl
y ca
n to
giv
e th
e tit
le
that
it p
urpo
rts
to g
ive;
and
7.10
.2 the
Int
elle
ctua
l Pr
oper
ty R
ight
s as
sign
ed a
re f
ree
from
all
char
ges
and
encu
mbr
ance
s an
d rig
hts
of a
ny t
hird
par
ty (
exce
pt t
hose
of
whi
ch t
he
assi
gnor
is u
naw
are
or c
ould
not
rea
sona
bly
be a
war
e of
.]
8.FO
RC
E M
AJE
UR
E
If t
he p
erfo
rman
ce b
y a
Part
y of
any
of
its o
blig
atio
ns u
nder
thi
s Agr
eem
ent
(exc
ept
a pa
ymen
t ob
ligat
ion)
is
dela
yed
or p
reve
nted
by
circ
umst
ance
s be
yond
its
rea
sona
ble
cont
rol,
that
Par
ty w
ill n
ot b
e in
bre
ach
of t
his
Agr
eem
ent
beca
use
of t
hat
dela
y in
per
form
ance
. H
owev
er,
if th
e de
lay
in p
erfo
rman
ce l
asts
mor
e th
an [
3] O
R [
6] m
onth
s, t
he o
ther
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t w
ith
imm
edia
te e
ffec
t by
gi
ving
writt
en no
tice
to t
he P
arty
w
hose
pe
rfor
man
ce is
de
laye
d or
pre
vent
ed.
9.TE
RM
INA
TIO
N
9.1
Eith
er P
arty
may
ter
min
ate
this
Agr
eem
ent
with
imm
edia
te e
ffec
t by
giv
ing
notic
e to
the
oth
er P
arty
if t
he o
ther
Par
ty:
9.1.
1 is
in
brea
ch o
f an
y pr
ovis
ion
of t
his
Agr
eem
ent
and
(if
it is
cap
able
of
rem
edy)
the
bre
ach
has
not
been
rem
edie
d w
ithin
[30
][60
] O
R [
90]
days
af
ter
rece
ipt
of
writt
en
notic
e sp
ecify
ing
the
brea
ch
and
requ
irin
g its
re
med
y;
9.1.
2 be
com
es i
nsol
vent
, or
if
an o
rder
is
mad
e or
a r
esol
utio
n is
pas
sed
for
its
win
ding
up
(exc
ept
volu
ntar
ily f
or t
he p
urpo
se o
f so
lven
t am
alga
mat
ion
or
reco
nstr
uctio
n),
or i
f an
adm
inis
trat
or,
adm
inis
trat
ive
rece
iver
or
rece
iver
is
app
oint
ed o
ver
the
who
le o
r an
y pa
rt o
f th
e ot
her
part
y's
asse
ts,
or i
f th
e ot
her
part
y m
akes
any
arr
ange
men
t w
ith it
s cr
edito
rs;
or
9.1.
3 co
mm
its a
ny b
reac
h of
Sch
edul
e 5
[or
Sch
edul
e 7]
.
9.2
Each
of
the
Part
ies
will
not
ify t
he o
ther
pro
mpt
ly i
f at
any
tim
e an
y of
the
Key
Pe
rson
nel a
ppoi
nted
by
that
Par
ty is
una
ble
or u
nwill
ing
to c
ontin
ue t
o be
invo
lved
in
the
Pro
ject
. W
ithin
[3]
OR
[6]
mon
ths
afte
r th
e da
te o
f th
at n
otic
e, t
he P
arty
w
ho or
igin
ally
ap
poin
ted
that
m
embe
r of
th
e Key
Pe
rson
nel
will
no
min
ate
a su
cces
sor.
Th
e ot
her
Part
y w
ill n
ot u
nrea
sona
bly
refu
se t
o ac
cept
the
nom
inat
ed
succ
esso
r, b
ut if
the
succ
esso
r is
not
acc
epta
ble
to t
he o
ther
Par
ty o
n re
ason
able
gr
ound
s, o
r if
the
appo
into
r ca
nnot
fin
d a
succ
esso
r, e
ither
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t by
giv
ing
the
othe
r no
t le
ss t
han
[3]
mon
ths'
not
ice.
9.6
[The
Col
labo
rato
r m
ay
term
inat
e th
is
Agr
eem
ent
at
any
time
prov
ided
th
e Col
labo
rato
r co
mpl
ies
with
cl
ause
s 9.
6 an
d 9.
7,
by gi
ving
no
t le
ss
than
[3
] m
onth
s' n
otic
e to
the
Ins
titut
ion.
]
9.4
Cla
uses
1,
3, 4
(su
bjec
t to
cla
use
9.5)
, 5,
6,
7, 8
, 9.
4, 9
.5,
9.6,
9.7
, 9.
8 an
d 10
w
ill s
urvi
ve t
he c
ompl
etio
n of
the
Pro
ject
or
the
term
inat
ion
of t
his
Agr
eem
ent
for
any
r eas
on a
nd w
ill c
ontin
ue i
n fu
ll fo
rce
and
effe
ct i
ndef
inite
ly o
r, i
n th
e ca
se o
f cl
ause
6, in
acc
orda
nce
with
cla
use
6.1.
9.5
On
the
term
inat
ion
of t
his
Agr
eem
ent
unde
r cl
ause
8.
9.1,
9.2
or
9.3
all r
ight
s an
d lic
ence
s gr
ante
d by
on
e Pa
rty
to
the
othe
r Pa
rty
unde
r or
pu
rsua
nt to
th
is
Agr
eem
ent
will
aut
omat
ical
ly t
erm
inat
e, e
xcep
t:
9.5.
1 an
y righ
ts t
o us
e an
y Res
ults
or
Bac
kgro
und
for
Acad
emic
and
Res
earc
h Pu
rpos
es;
and
9.5.
2 an
y righ
t to
Pub
lish
in a
ccor
danc
e w
ith c
laus
e 5.
9.6
On
the
term
inat
ion
of t
his
Agr
eem
ent,
the
Col
labo
rato
r w
ill p
ay t
he I
nstit
utio
n fo
r al
l w
ork
done
bef
ore
term
inat
ion
[and
not
cov
ered
by
the
Exte
rnal
Fun
ding
]. I
f te
rmin
atio
n oc
curs
pu
rsua
nt
to
clau
se 9.
2 [o
r 9.
3],
the
Col
labo
rato
r w
ill
re-
imbu
rse
the
Inst
itutio
n fo
r al
l co
sts
and
expe
nses
w
hich
th
e In
stitu
tion
has
incu
rred
or
agre
ed t
o in
cur
and
whi
ch t
he I
nstit
utio
n is
una
ble
to c
ance
l.
9.7
Follo
win
g th
e te
rmin
atio
n of
thi
s Agr
eem
ent
[by
the
Inst
itution
] un
der
clau
se 9
.1
or 9
.2 [
or b
y th
e Col
labo
rato
r un
der
clau
se 9
.3],
if
the
Fina
ncia
l Con
trib
utio
n is
in
tend
ed t
o co
ver
the
cost
s of
em
ploy
ing
any
Inst
itution
sta
ff i
nvol
ved
in t
he
Proj
ect,
the
Col
labo
rato
r w
ill c
ontin
ue t
o re
imbu
rse,
in
acco
rdan
ce w
ith c
laus
e 3,
th
e ac
tual
direc
t em
ploy
men
t co
sts
of s
taff
who
wer
e ap
poin
ted
by t
he I
nstit
utio
n to
w
ork
on
the
Proj
ect
befo
re
the
serv
ice
of
the
notic
e,
prov
ided
th
at
the
Inst
itutio
n ta
kes
all
reas
onab
le s
teps
to
min
imis
e th
ose
cost
s.
Rei
mbu
rsem
ent
will
con
tinu
e un
til
the
effe
ctiv
e da
te o
f te
rmin
atio
n of
eac
h st
aff
cont
ract
or
the
date
on
whi
ch t
he P
roje
ct w
as t
o ha
ve e
nded
(w
hich
ever
is
the
earlie
r).
Thos
e di
rect
em
ploy
men
t co
sts
will
inc
lude
a p
ropo
rtio
n of
any
red
unda
ncy
cost
s w
hich
ha
ve b
een
incu
rred
by
the
Inst
itutio
n as
a d
irec
t re
sult
of t
he t
erm
inat
ion
of t
his
Agr
eem
ent,
th
at
prop
ortio
n to
be
ca
lcul
ated
by
di
vidi
ng
the
indi
vidu
al’s
in
volv
emen
t in
the
Pro
ject
by
the
dura
tion
of h
is p
erio
d of
em
ploy
men
t by
the
In
stitu
tion.
9.8
If t
he C
olla
bora
tor
has
paid
any
of
the
Fina
ncia
l Con
trib
utio
n in
adv
ance
and
the
w
hole
of
th
at co
ntribu
tion
has
not,
by
th
e en
d of
th
e Pr
ojec
t Pe
riod
or
th
e te
rmin
atio
n of
thi
s Agr
eem
ent,
bee
n us
ed b
y th
e In
stitu
tion
for
the
pur
pose
s fo
r w
hich
tha
t Fi
nanc
ial
Con
trib
utio
n w
as p
rovi
ded,
the
Ins
titut
ion
will
ret
urn
to t
he
Col
labo
rato
r th
e un
used
por
tion
of t
hat
cont
ribu
tion.
10.
GEN
ERA
L
10.1
N
oti
ces:
Any
not
ice
to b
e gi
ven
unde
r th
is A
gree
men
t m
ust
be in
writing
, m
ust
be d
eliv
ered
to
the
othe
r Pa
rty
by a
ny o
f th
e m
etho
ds s
et o
ut i
n th
e le
ft h
and
colu
mn
belo
w,
and
will
be
deem
ed t
o be
rec
eive
d on
the
cor
resp
ondi
ng d
ay s
et
out
in t
he r
ight
han
d co
lum
n:
Met
ho
d o
f se
rvic
e
Dee
med
day
of
rece
ipt
By
hand
or
cour
ier
the
day
of d
eliv
ery
By
pre-
paid
first
cla
ss p
ost
the
seco
nd B
usin
ess
Day
aft
er p
ostin
g
By
reco
rded
del
iver
y po
st
the
next
Bus
ines
s D
ay a
fter
pos
ting
The
Part
ies'
res
pect
ive
repr
esen
tativ
es f
or t
he r
ecei
pt o
f no
tices
are
, un
til c
hang
ed
by n
otic
e gi
ven
in a
ccor
danc
e w
ith t
his
clau
se,
as fol
low
s:
263
Fo
r th
e In
stit
uti
on
: Fo
r th
e C
olla
bo
rato
r:
Nam
e:
Add
ress
:
Nam
e:
Add
ress
:
10.2
A
ssig
nm
ent:
N
eith
er P
arty
may
ass
ign
or t
rans
fer
this
Agr
eem
ent
as a
who
le,
or
any
of it
s righ
ts o
r ob
ligat
ions
und
er it
, w
ithou
t fir
st o
btai
ning
the
writt
en c
onse
nt
of t
he o
ther
Par
ty[,
exc
ept
that
the
Col
labo
rato
r m
ay a
ssig
n th
is A
gree
men
t as
a
who
le t
o a
Gro
up C
ompa
ny w
ithou
t th
e co
nsen
t of
the
Ins
titut
ion]
. N
eith
er P
arty
w
ill u
nrea
sona
bly
with
hold
or
dela
y its
con
sent
. 10
.3
Ille
gal
/u
nen
forc
eab
le p
rovi
sio
ns:
If
the
who
le o
r an
y pa
rt o
f an
y pr
ovis
ion
of
this
Agr
eem
ent
is v
oid
or u
nenf
orce
able
in a
ny j
uris
dict
ion,
the
oth
er p
rovi
sion
s of
th
is A
gree
men
t, a
nd t
he r
est
of t
he v
oid
or u
nenf
orce
able
pro
visi
on,
will
con
tinu
e in
for
ce in
that
jur
isdi
ctio
n, a
nd t
he v
alid
ity a
nd e
nfor
ceab
ility
of
that
pro
visi
on in
any
othe
r ju
risd
ictio
n w
ill n
ot b
e af
fect
ed.
10.4
W
aive
r o
f ri
gh
ts:
If
a Pa
rty
fails
to
enfo
rce,
or
dela
ys in
enf
orci
ng,
an o
blig
atio
n of
the
oth
er p
arty
, or
fai
ls t
o ex
erci
se,
or d
elay
s in
exe
rcis
ing,
a r
ight
und
er t
his
Agr
eem
ent,
tha
t fa
ilure
or
dela
y w
ill n
ot a
ffec
t its
rig
ht t
o en
forc
e th
at o
blig
atio
n or
con
stitu
te a
wai
ver
of t
hat
righ
t.
Any
wai
ver
of a
ny p
rovi
sion
of
this
Agr
eem
ent
will
no
t, u
nles
s ex
pres
sly
stat
ed t
o th
e co
ntra
ry,
cons
titut
e a
wai
ver
of t
hat
prov
isio
n on
a f
utur
e oc
casi
on.
10.5
N
o
agen
cy:
N
othi
ng
in
this
Agr
eem
ent
crea
tes,
im
plie
s or
ev
iden
ces
any
part
ners
hip
or j
oint
ven
ture
bet
wee
n th
e Pa
rtie
s, o
r th
e re
latio
nshi
p be
twee
n th
em of
pr
inci
pal
and
agen
t. N
eith
er Pa
rty
has
any
auth
ority
to
m
ake
any
repr
esen
tatio
n or
com
mitm
ent,
or
to in
cur
any
liabi
lity,
on
beha
lf of
the
oth
er.
10.6
En
tire
ag
reem
ent:
Thi
s Agr
eem
ent
[and
the
Fun
ding
Con
dition
s] c
onst
itute
[s]
the
entir
e ag
reem
ent
betw
een
the
Part
ies
rela
ting
to i
ts s
ubje
ct m
atte
r.
Each
Pa
rty
ackn
owle
dges
tha
t it
has
not
ente
red
into
thi
s Agr
eem
ent
on t
he b
asis
of
any
war
rant
y, r
epre
sent
atio
n, s
tate
men
t, a
gree
men
t or
und
erta
king
exc
ept
thos
e ex
pres
sly
set
out
in t
his
Agr
eem
ent.
Ea
ch P
arty
wai
ves
any
clai
m f
or b
reac
h of
th
is
Agr
eem
ent,
or
an
y righ
t to
re
scin
d th
is
Agr
eem
ent
in
resp
ect
of
any
repr
esen
tatio
n w
hich
is
not
an e
xpre
ss p
rovi
sion
of
this
Agr
eem
ent.
H
owev
er,
this
cla
use
does
not
exc
lude
any
liab
ility
whi
ch e
ither
Par
ty m
ay h
ave
to t
he o
ther
(o
r an
y righ
t w
hich
eith
er P
arty
may
hav
e to
res
cind
thi
s Agr
eem
ent)
in r
espe
ct o
f an
y fr
audu
lent
mis
repr
esen
tatio
n or
fra
udul
ent
conc
ealm
ent
befo
re t
he s
igni
ng o
f th
is A
gree
men
t.
10.7
Fo
rmal
itie
s:
Each
Pa
rty
will
ta
ke
any
actio
n an
d ex
ecut
e an
y do
cum
ent
reas
onab
ly r
equi
red
by t
he o
ther
Par
ty t
o gi
ve e
ffec
t to
any
of
its r
ight
s un
der
this
Agr
eem
ent,
or
to e
nabl
e th
eir
regi
stra
tion
in a
ny r
elev
ant
terr
itory
pro
vide
d th
e pa
rty
mak
ing
the
requ
est
pays
the
oth
er P
arty
’s r
easo
nabl
e ex
pens
es.
10.8
A
men
dm
ents
: N
o va
riat
ion
or a
men
dmen
t of
thi
s Agr
eem
ent
will
be
effe
ctiv
e un
less
it is
mad
e in
writing
and
sig
ned
by e
ach
Part
y's
repr
esen
tativ
e.
10.9
Th
ird
par
ties
: N
o on
e ex
cept
a P
arty
has
any
rig
ht t
o pr
even
t th
e am
endm
ent
of
this
Agr
eem
ent
or i
ts t
erm
inat
ion,
and
no
one
exce
pt a
Par
ty m
ay e
nfor
ce a
ny
bene
fit c
onfe
rred
by
this
Agr
eem
ent,
unl
ess
this
Agr
eem
ent
expr
essl
y pr
ovid
es
othe
rwis
e, e
xcep
t th
at e
ach
Inde
mni
fied
Part
y w
ill h
ave
the
bene
fit o
f th
e re
leva
nt
inde
mni
ty a
nd K
ey P
erso
nnel
will
hav
e th
e be
nefit
of
clau
se 6
.7,
in e
ach
case
un
der
the
Con
trac
ts (
Rig
hts
of T
hird
Par
ties)
Act
199
9.
10.1
0 G
ove
rnin
g
law
:
This
Ag
reem
ent
and
any
disp
ute
or cl
aim
(i
nclu
ding
no
n-co
ntra
ctua
l dis
pute
s or
cla
ims)
arisi
ng o
ut o
f or
in c
onne
ctio
n w
ith it
or
its s
ubje
ct
mat
ter
or f
orm
atio
n ar
e go
vern
ed b
y, a
nd t
his
Agr
eem
ent
is t
o be
con
stru
ed i
n ac
cord
ance
with
, En
glis
h la
w.
The
Eng
lish
Cou
rts
will
hav
e ex
clus
ive
jurisd
ictio
n to
dea
l w
ith a
ny d
ispu
te (
incl
udin
g an
y no
n-co
ntra
ctua
l cl
aim
or
disp
ute)
whi
ch
has
aris
en o
r m
ay a
rise
out
of,
or
in c
onne
ctio
n w
ith,
this
Agr
eem
ent,
exc
ept
that
a
Part
y m
ay
brin
g pr
ocee
ding
s to
pr
otec
t its
In
telle
ctua
l Pr
oper
ty
Rig
hts
or
Con
fiden
tial
Inf
orm
atio
n in
any
jur
isdi
ctio
n.
10.1
1 Es
cala
tio
n:
If t
he P
artie
s ar
e un
able
to
reac
h ag
reem
ent
on a
ny is
sue
conc
erni
ng
this
Agr
eem
ent
or t
he P
roje
ct w
ithin
14
days
aft
er o
ne p
arty
has
not
ified
the
oth
er
of t
hat
issu
e, t
hey
will
ref
er t
he m
atte
r to
[in
sert
off
icer
] in
the
cas
e of
the
In
stitu
tion,
and
to
[ins
ert
offic
er]
in t
he c
ase
of t
he C
olla
bora
tor
in a
n at
tem
pt t
o re
solv
e th
e is
sue
with
in [
14]
days
aft
er t
he r
efer
ral.
Eith
er P
arty
may
bring
pr
ocee
ding
s in
acc
orda
nce
with
cla
use
10.1
0 if
the
mat
ter
has
not
been
res
olve
d w
ithin
tha
t [1
4] d
ay p
erio
d, a
nd e
ither
Par
ty m
ay b
ring
pro
ceed
ings
to
prot
ect
its
Inte
llect
ual
Prop
erty
R
ight
s or
Con
fiden
tial
Info
rmat
ion
in
any
jurisd
iction
, w
heth
er o
r no
t an
y is
sue
has
been
esc
alat
ed u
nder
thi
s cl
ause
. 10
.12
An
ti-B
rib
ery:
Eac
h pa
rty
will
com
ply
with
the
pro
visi
ons
set
out
in S
ched
ule
5.
10.1
3 D
ata
Pro
tect
ion
: Ea
ch p
arty
will
com
ply
with
the
pro
visi
ons
set
out
in S
ched
ule
6.
10.1
4 C
ou
nte
rpar
ts:
This
Agr
eem
ent
may
be
exec
uted
in
any
num
ber
of c
ount
erpa
rts.
O
nce
it ha
s be
en e
xecu
ted
and
each
Par
ty h
as e
xecu
ted
at lea
st o
ne c
ount
erpa
rt,
each
cou
nter
part
will
con
stitu
te a
dup
licat
e or
igin
al c
opy
of t
his
Agr
eem
ent.
All
the
coun
terp
arts
tog
ethe
r w
ill c
onst
itute
a s
ingl
e ag
reem
ent.
The
tra
nsm
issi
on o
f an
ex
ecut
ed c
ount
erpa
rt o
f th
is A
gree
men
t (b
ut n
ot j
ust
a si
gnat
ure
page
) by
e-m
ail
(suc
h as
in
or J
PEG
) w
ill t
ake
effe
ct a
s th
e de
liver
y of
an
exec
uted
origi
nal
coun
terp
art
of t
his
Agr
eem
ent.
If
tha
t m
etho
d of
del
iver
y is
use
d, e
ach
Part
y w
ill
prov
ide
the
othe
r Pa
rty
with
the
orig
inal
of
the
exec
uted
cou
nter
part
as
soon
as
poss
ible
. [1
0.15
Exp
ort
C
on
tro
l:
each
Pa
rty
will
co
mpl
y w
ith
appl
icab
le
UK
expo
rt
cont
rol
legi
slat
ion
and
regu
lation
s. E
ach
Part
y w
ill c
ompl
y w
ith t
he s
peci
fic c
ondi
tions
of
any
US e
xpor
t co
ntro
l le
gisl
atio
n of
whi
ch t
he o
ther
Par
ty h
as i
nfor
med
it
in
writing
and
whi
ch a
re a
pplic
able
to
it.]
S
IGN
ED
for
and
on
beha
lf of
th
e In
stitu
tion:
N
ame
Posi
tion
Sig
natu
re
SIG
NED
fo
r an
d on
be
half
of
the
Col
labo
rato
r:
Nam
e Po
sitio
n Sig
natu
re
[R
ead
and
unde
rsto
od b
y th
e Pr
inci
pal
Rea
d an
d un
ders
tood
by
the
In
vest
igat
or:
Col
labo
rato
r’s
Sup
ervi
sor:
…
……
……
……
……
……
……
……
……
……
……
……
..
……
……
……
……
……
……
……
……
……
……
……
….
Sig
natu
re
Sig
natu
re
264
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
D
ate
Dat
e]S
CH
EDU
LE 1
Th
e Fi
nan
cial
Co
ntr
ibu
tio
n
265
SC
HED
ULE
2
The
Pro
ject
Pla
n
Pro
ject
Tit
le
Pro
ject
Ob
ject
ives
Loca
tio
n
Bac
kg
rou
nd
/M
ater
ials
to
be
con
trib
ute
d b
y ea
ch P
arty
Task
s to
be
carr
ied
ou
t b
y ea
ch P
arty
Tim
etab
le
Hu
man
res
ou
rces
, fa
cilit
ies
and
eq
uip
men
t ea
ch P
arty
is t
o p
rovi
de
Res
ult
s A
nti
cip
ated
Key
Per
son
nel
of
each
Par
ty
Allo
cati
on
of
Exte
rnal
Fin
din
g
[Eq
uip
men
t o
wn
ersh
ip]
Oth
er T
erm
s
[SC
HED
ULE
3
The
Fun
din
g C
on
dit
ion
s]
266
SC
HED
ULE
4
Goo
d D
ata
Man
agem
ent
Pra
ctic
es
1.Res
earc
h da
ta
mus
t be
ge
nera
ted
usin
g so
und
scie
ntifi
c te
chni
ques
an
dpr
oces
ses;
2.Res
earc
h da
ta m
ust
be a
ccur
atel
y re
cord
ed i
n ac
cord
ance
with
goo
d sc
ient
ific
prac
tices
by
the
peop
le c
ondu
ctin
g th
e re
sear
ch;
3.Res
earc
h da
ta m
ust
be a
naly
sed
appr
opriat
ely,
with
out
bias
and
in a
ccor
danc
ew
ith g
ood
scie
ntifi
c pr
actic
es;
4.Res
earc
h da
ta a
nd t
he R
esul
ts m
ust
be s
tore
d se
cure
ly a
nd b
e ea
sily
ret
riev
able
;
5.D
ata
trai
ls m
ust
be k
ept
to a
llow
peo
ple
to d
emon
stra
te e
asily
and
to
reco
nstr
uct
key
deci
sion
s m
ade
during
the
con
duct
of th
e re
sear
ch,
pres
enta
tions
mad
e ab
out
the
rese
arch
and
con
clus
ions
rea
ched
in r
espe
ct o
f th
e re
sear
ch;
and
6.Ea
ch P
arty
has
the
rig
ht,
on n
ot l
ess
than
[30
] da
ys w
ritt
en n
otic
e, t
o vi
sit
the
othe
r Pa
rty
to v
erify
tha
t th
e ot
her
Part
y is
com
plyi
ng w
ith t
he a
bove
pra
ctic
esan
d pr
oced
ures
.
SC
HED
ULE
5
An
ti-B
rib
ery
1.Ea
ch P
arty
will
, in
con
nect
ion
with
the
Pro
ject
:
1.1
com
ply
with
all
law
s, s
tatu
tes
and
regu
latio
ns w
hich
app
ly t
o it
or i
tsac
tiviti
es an
d w
hich
re
late
to
an
ti-br
iber
y or
an
ti-co
rrup
tion
(o
r bo
th),
in
clud
ing
the
Bribe
ry A
ct 2
010;
1.2
not
do a
nyth
ing
whi
ch w
ould
con
stitu
te a
n of
fenc
e un
der
sect
ion
1, 2
or
6 of
the
Brib
ery
Act
201
0 if
it ha
d be
en c
arried
out
in t
he U
nite
d K
ingd
om;
1.3
have
po
licie
s an
d pr
oced
ures
(i
nclu
ding
ad
equa
te
proc
edur
es
as
dete
rmin
ed i
n ac
cord
ance
with
sec
tion
7(2)
of
the
Bribe
ry A
ct 2
010
and
any
guid
ance
issu
ed u
nder
sec
tion
9 of
tha
t Act
) to
ens
ure
com
plia
nce
with
pa
ragr
aphs
1.1
and
1.2
abo
ve;
1.4
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to in
par
agra
ph 1
.3
abov
e;
1.5
prom
ptly
rep
ort
to t
he o
ther
par
ty a
ny r
eque
st o
r de
man
d fo
r an
y un
due
finan
cial
or
othe
r ad
vant
age
of a
ny k
ind
rece
ived
by
it;
1.6
prov
ide
such
evi
denc
e of
com
plia
nce
with
thi
s Sch
edul
e as
the
oth
er p
arty
m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
1.7
keep
acc
urat
e an
d up
to
date
rec
ords
and
boo
ks o
f ac
coun
t sh
owin
g al
l pa
ymen
ts m
ade
by i
t in
con
nect
ion
with
thi
s Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to
com
ply
with
thi
s Sch
edul
e. (
Thos
e re
cord
s an
d bo
oks
of a
ccou
nt m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
co
mpl
ianc
e w
ith t
his
Sch
edul
e.);
and
1.8
on r
eque
st d
urin
g no
rmal
wor
king
hou
rs,
allo
w t
he o
ther
Par
ty a
cces
s to
an
d to
cop
y th
ose
reco
rds
and
acco
unts
and
to
mee
t w
ith its
per
sonn
el t
o ve
rify
com
plia
nce
with
thi
s Sch
edul
e,.
2.Ea
ch Pa
rty
will
en
sure
th
at an
y pe
rson
as
soci
ated
w
ith it
(as
dete
rmin
ed
inac
cord
ance
with
sec
tion
8 of
the
Bribe
ry A
ct 2
010
and
para
grap
h 4
belo
w)
who
isin
volv
ed i
n th
e Pr
ojec
t, i
s in
volv
ed i
n th
e Pr
ojec
t on
ly o
n th
e ba
sis
of a
writt
enco
ntra
ct w
hich
impo
ses
on t
hat
pers
on t
erm
s eq
uiva
lent
to
thos
e im
pose
d on
tha
tPa
rty
in t
his
Sch
edul
e.
3.Ea
ch P
arty
will
ens
ure
that
eac
h pe
rson
ref
erre
d to
in p
arag
raph
2 a
bove
com
plie
sw
ith t
erm
s eq
uiva
lent
to
the
term
s im
pose
d by
thi
s Sch
edul
e, a
nd w
ill b
e lia
ble
toth
e ot
her
Part
y fo
r an
y br
each
by
that
per
son
of a
ny o
f th
ose
term
s.
4.A p
erso
n as
soci
ated
with
a p
arty
inc
lude
s its
em
ploy
ees,
its
stu
dent
s, i
ts g
roup
com
pani
es a
nd s
ubco
ntra
ctor
s an
d th
eir
resp
ectiv
e em
ploy
ees.
267
SC
HED
ULE
6
D
ata
Pro
tect
ion
Whe
re a
Par
ty (
the
Dat
a P
roce
sso
r) P
roce
sses
any
Per
sona
l Dat
a on
beh
alf
of t
he o
ther
Pa
rty
(th
e D
ata
Co
ntr
olle
r),
the
prov
isio
ns o
f th
is S
ched
ule
will
app
ly.
1.
The
Part
y w
hich
car
ries
out
the
Pro
cess
ing
will
be
the
Dat
a Pr
oces
sor
and
the
Part
y w
hich
det
erm
ines
the
pur
pose
of
the
Proc
essi
ng w
ill b
e th
e D
ata
Con
trol
ler
in r
elat
ion
to t
hat
Pers
onal
Dat
a an
d th
e D
ata
Proc
esso
r w
ill:
1.
1 Pr
oces
s th
at
Pers
onal
D
ata
in
acco
rdan
ce
with
th
e D
ata
Prot
ectio
n Le
gisl
atio
n, a
ffor
ding
to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
w
ould
ha
ve
wer
e th
eir
Pers
onal
D
ata
bein
g Pr
oces
sed
by
the
Dat
a Con
trol
ler;
1.
2 Pr
oces
s th
at P
erso
nal
Dat
a on
ly i
n ac
cord
ance
with
the
Dat
a Con
trol
ler’s
inst
ruct
ions
fro
m t
ime
to t
ime
and
only
for
the
pur
pose
of
carr
ying
out
the
Pr
ojec
t;
1.3
take
suc
h te
chni
cal an
d or
gani
satio
nal m
easu
res
as m
ay b
e ap
prop
riat
e to
en
sure
th
e se
curity
of
th
at
Pers
onal
D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
of
ficer
s an
d ag
ents
w
ho m
ay ha
ve ac
cess
to
, or
be
in
volv
ed in
, th
e Pr
oces
sing
of
that
Per
sona
l Dat
a.
With
out
prej
udic
e to
the
ge
nera
lity
of t
he f
oreg
oing
, it
will
kee
p th
at P
erso
nal D
ata
secu
re f
rom
any
un
auth
oris
ed
or
acci
dent
al
use,
ac
cess
, di
sclo
sure
, da
mag
e,
loss
or
de
stru
ctio
n;
1.4
give
th
e D
ata
Con
trol
ler
such
in
form
atio
n an
d as
sist
ance
as
th
e D
ata
Con
trol
ler
reas
onab
ly r
equi
res
in o
rder
to
enab
le t
he D
ata
Con
trol
ler
to
mee
t its
obl
igat
ions
to
Dat
a Sub
ject
s, i
n pa
rtic
ular
com
plyi
ng w
ith D
ata
Sub
ject
s’ r
eque
sts
for
acce
ss t
o, in
form
atio
n ab
out,
and
the
rec
tific
atio
n of
th
eir
Pers
onal
Dat
a;
1.5
notif
y th
e D
ata
Con
trol
ler
imm
edia
tely
sho
uld
it re
ceiv
e an
y re
ques
t or
en
quiry
from
an
y D
ata
Sub
ject
in
re
latio
n to
th
e Pe
rson
al D
ata
bein
g Pr
oces
sed
for
the
Dat
a Con
trol
ler,
giv
e th
e D
ata
Con
trol
ler
such
ass
ista
nce
in
deal
ing
with
th
at
requ
est
or
enqu
iry
as
the
Dat
a Con
trol
ler
may
re
ason
ably
re
ques
t,
and
not
resp
ond
to
any
such
re
ques
t or
en
quiry
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt;
1.
6 no
tify
the
Dat
a Con
trol
ler
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch i
nvol
ves
that
Per
sona
l D
ata
or b
reac
h of
thi
s pa
ragr
aph
1;
and
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e rig
hts
and
free
dom
s of
Dat
a Sub
ject
s]
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt.
2.
Th
e D
ata
Proc
esso
r w
ill a
llow
the
Dat
a Con
trol
ler
at a
ll re
ason
able
tim
es t
o in
spec
t an
d re
view
the
ste
ps b
eing
tak
en b
y th
e D
ata
Proc
esso
r to
com
ply
with
par
agra
ph
1 ab
ove,
an
d w
ill
give
th
e D
ata
Con
trol
ler
any
assi
stan
ce
whi
ch
the
Dat
a Con
trol
ler
reas
onab
ly r
equi
res
with
tha
t in
spec
tion
and
revi
ew.
3.
All
expr
essi
ons
used
in
para
grap
h 1,
2,
4, 5
or
6 be
ginn
ing
with
a c
apita
l le
tter
(a
nd n
ot d
efin
ed e
lsew
here
in t
his
Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
in
the
Dat
a Pr
otec
tion
Legi
slat
ion.
4.
Th
e Pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it
into
lin
e w
ith
any
amen
dmen
t to
or
re
-ena
ctm
ent
of
an
y D
ata
Prot
ectio
n Le
gisl
atio
n,
in
part
icul
ar
to
refle
ct
any
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Pa
rtie
s to
com
ply
with
any
req
uire
men
t or
rec
omm
enda
tion
of t
he I
nfor
mat
ion
Com
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in
rela
tion
to
the
Proc
essi
ng o
f Pe
rson
al D
ata.
5.
Para
grap
hs 1
– 4
abo
ve (
both
par
agra
phs
incl
usiv
e) w
ill c
ontin
ue in
full
forc
e an
d ef
fect
for
so
long
as
the
Dat
a Pr
oces
sor
Proc
esse
s an
y Pe
rson
al D
ata
on b
ehal
f of
th
e D
ata
Con
trol
ler,
not
with
stan
ding
the
ter
min
atio
n of
thi
s Agr
eem
ent
or t
he
com
plet
ion
of t
he P
roje
ct.
6.
The
Dat
a Pr
oces
sor
will
in
dem
nify
th
e D
ata
Con
trol
ler
and
keep
th
e D
ata
Con
trol
ler
fully
and
eff
ectiv
ely
inde
mni
fied
on d
eman
d ag
ains
t al
l co
sts,
cla
ims,
de
man
ds,
expe
nses
and
lia
bilit
ies
of a
ny n
atur
e ar
isin
g ou
t of
or
in c
onne
ctio
n w
ith a
ny b
reac
h by
the
Dat
a Pr
oces
sor
of t
his
Sch
edul
e.
OR
W
here
bot
h Pa
rtie
s de
term
ine
the
purp
ose
of t
he P
roce
ssin
g in
res
pect
of
any
Pers
onal
D
ata
whi
ch is
Pro
cess
ed in
the
cou
rse
of o
r fo
r th
e pu
rpos
e of
the
Pro
ject
, th
e pr
ovis
ions
of
thi
s Sch
edul
e w
ill a
pply
.
1.
Each
of
the
Part
ies
will
be
a D
ata
Con
trol
ler
in r
elat
ion
to t
hose
Per
sona
l Dat
a an
d it
will
com
ply
with
the
fol
low
ing
in r
elat
ion
to a
ny P
erso
nal D
ata
whi
ch it
Pro
cess
es
in c
onne
ctio
n w
ith t
he P
roje
ct.
It w
ill:
1.1
Proc
ess
that
Per
sona
l Dat
a in
acc
orda
nce
with
the
Dat
a Pr
otec
tion
Act
199
8,
affo
rdin
g to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
hav
e un
der
the
Dat
a Pr
otec
tion
Act
;
1.2
Proc
ess
that
Per
sona
l Dat
a on
ly f
or t
he p
urpo
se o
f ca
rryi
ng o
ut t
he P
roje
ct;
1.
3 ta
ke s
uch
tech
nica
l an
d or
gani
satio
nal m
easu
res
as m
ay b
e ap
prop
riat
e to
en
sure
th
e se
curity
of
th
at
Pers
onal
D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
of
ficer
s an
d ag
ents
w
ho m
ay ha
ve ac
cess
to
, or
be
in
volv
ed in
, th
e Pr
oces
sing
of
that
Per
sona
l Dat
a.
With
out
prej
udic
e to
the
ge
nera
lity
of t
he f
oreg
oing
, it
will
kee
p th
at P
erso
nal D
ata
secu
re f
rom
any
un
auth
oris
ed
or
acci
dent
al
use,
ac
cess
, di
sclo
sure
, da
mag
e,
loss
or
de
stru
ctio
n;
1.
4 gi
ve th
e ot
her
Part
y su
ch
info
rmat
ion
and
assi
stan
ce as
it
reas
onab
ly
requ
ires
in
orde
r to
ena
ble
the
othe
r Pa
rty
to m
eet
its o
blig
atio
ns t
o D
ata
Sub
ject
s, in
par
ticul
ar c
ompl
ying
with
Dat
a Sub
ject
s’ r
eque
sts
for
acce
ss t
o,
info
rmat
ion
abou
t, a
nd t
he r
ectif
icat
ion
of t
heir P
erso
nal D
ata;
1.5
notif
y th
e ot
her
part
y im
med
iate
ly s
houl
d it
rece
ive
any
requ
est
or e
nqui
ry
from
any
Dat
a Sub
ject
in r
elat
ion
to t
he P
erso
nal D
ata
bein
g Pr
oces
sed
for
the
purp
ose
of t
he P
roje
ct,
give
the
oth
er p
arty
suc
h as
sist
ance
in
deal
ing
with
tha
t re
ques
t or
enq
uiry
as
it m
ay r
easo
nabl
y re
ques
t;
1.
6 no
tify
the
othe
r Pa
rty
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch i
nvol
ves
that
Per
sona
l D
ata
or b
reac
h of
thi
s pa
ragr
aph
1;
and
268
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e rig
hts
and
free
dom
s of
Dat
a Sub
ject
s]
with
out
first
obt
aini
ng t
he o
ther
par
ty’s
writt
en c
onse
nt.
2.Ea
ch P
arty
will
allo
w t
he o
ther
Par
ty a
t al
l re
ason
able
tim
es t
o in
spec
t an
d re
view
the
step
s be
ing
take
n by
it
to c
ompl
y w
ith p
arag
raph
1 a
bove
, an
d w
ill g
ive
the
othe
r Pa
rty
any
assi
stan
ce w
hich
it
reas
onab
ly r
equi
res
with
tha
t in
spec
tion
and
revi
ew.
3.All
expr
essi
ons
in p
arag
raph
1, 2
, 4,
5 o
r 6
begi
nnin
g w
ith a
cap
ital l
ette
r (a
nd n
otde
fined
els
ewhe
re in
thi
s Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
in t
he D
ata
Prot
ectio
n Le
gisl
atio
n.
4.Th
e pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it
into
lin
e w
ith
any
amen
dmen
t to
or
re
-ena
ctm
ent
of
an
y D
ata
Prot
ectio
nLe
gisl
atio
n,
in
part
icul
ar
to
refle
ct
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Part
ies
to c
ompl
y w
ith a
ny r
equi
rem
ent
or r
ecom
men
datio
n of
the
Inf
orm
atio
nCom
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in
rela
tion
toth
e Pr
oces
sing
of Pe
rson
al D
ata.
5.Pa
ragr
aphs
1 –
4 a
bove
(bo
th p
arag
raph
s in
clus
ive)
will
con
tinue
in
full
forc
e an
def
fect
for
so
long
as
a Pa
rty
is a
Dat
a Con
trol
ler
or s
hare
s an
y Pe
rson
al D
ata
with
the
othe
r Pa
rty,
no
twith
stan
ding
th
e te
rmin
atio
n of
th
is
Agr
eem
ent
or
the
com
plet
ion
of t
he P
roje
ct.
[SC
HE
DU
LE 7
]
Par
t 1
- H
um
an R
igh
ts
1.U
nles
s ot
herw
ise
requ
ired
or
proh
ibite
d by
law
, ea
ch P
arty
will
, in
rel
atio
n to
the
perf
orm
ance
of th
is A
gree
men
t:
1.34
no
t em
ploy
, en
gage
or
use
any
child
lab
our
in c
ircu
mst
ance
s su
ch t
hat
the
task
s pe
rfor
med
by
any
child
cou
ld r
easo
nabl
y be
for
esee
n to
cau
se e
ither
ph
ysic
al o
r em
otio
nal i
mpa
irm
ent
to t
he d
evel
opm
ent
of t
he c
hild
;
1.35
no
t us
e fo
rced
la
bour
in
an
y fo
rm
(priso
n,
inde
ntur
ed,
bond
ed
or
othe
rwis
e);
1.36
no
t re
quire
its e
mpl
oyee
s to
lodg
e pa
pers
or
depo
sits
on
star
ting
wor
k;
1.37
pr
ovid
e a
safe
and
hea
lthy
wor
kpla
ce,
pres
entin
g no
imm
edia
te h
azar
ds t
o its
em
ploy
ees,
and
if
any
acco
mm
odat
ion
is p
rovi
ded
by t
hat
Part
y to
its
em
ploy
ees,
tha
t a
ccom
mod
atio
n w
ill b
e sa
fe f
or h
abita
tion
;
1.38
pr
ovid
e ac
cess
to
cl
ean
wat
er,
food
, an
d em
erge
ncy
heal
thca
re to
its
em
ploy
ees
in t
he e
vent
of ac
cide
nts
or in
cide
nts
in t
he w
orkp
lace
;
1.39
no
t di
scrim
inat
e ag
ains
t an
y em
ploy
ee on
an
y gr
ound
(i
nclu
ding
ra
ce,
relig
ion,
dis
abili
ty o
r ge
nder
);
1.40
no
t en
gage
in o
r su
ppor
t th
e us
e of
cor
pora
l pun
ishm
ent,
men
tal,
phys
ical
, se
xual
or
verb
al a
buse
;
1.41
no
t us
e cr
uel o
r ab
usiv
e di
scip
linar
y pr
actic
es in
the
wor
kpla
ce;
1.42
pa
y ea
ch e
mpl
oyee
at
leas
t th
e m
inim
um w
age,
or
a fa
ir r
epre
sent
atio
n of
th
e pr
evai
ling
indu
stry
wag
e, (
whi
chev
er i
s th
e hi
gher
) an
d pr
ovid
e ea
ch
empl
oyee
with
all
lega
lly m
anda
ted
bene
fits;
1.43
co
mpl
y w
ith t
he l
aws
on w
orki
ng h
ours
and
em
ploy
men
t righ
ts i
n th
e co
untr
ies
in w
hich
it o
pera
tes;
and
1.44
re
spec
t its
em
ploy
ees’
rig
ht t
o jo
in a
nd f
orm
inde
pend
ent
trad
e un
ions
and
fr
eedo
m o
f as
soci
atio
n.
2.Ea
ch P
arty
agr
ees
that
it
is r
espo
nsib
le f
or c
ontr
ollin
g its
ow
n su
pply
cha
in a
ndth
at it
will
enc
oura
ge c
ompl
ianc
e w
ith e
thic
al s
tand
ards
and
hum
an r
ight
s by
any
subs
eque
nt s
uppl
ier
of g
oods
and
ser
vice
s th
at a
re u
sed
by it
whe
n pe
rfor
min
g its
oblig
atio
ns u
nder
thi
s Agr
eem
ent.
3.Ea
ch P
arty
will
ens
ure
that
it
has,
and
will
com
ply
with
, et
hica
l an
d hu
man
rig
hts
polic
ies
and
an a
ppro
pria
te c
ompl
aint
s pr
oced
ure
to d
eal
with
any
bre
ache
s of
thos
e po
licie
s.
Par
t 2
– A
nti
-Sla
very
Each
Par
ty w
ill,
in c
onne
ctio
n w
ith t
he P
roje
ct:
28.
com
ply
with
all
law
s, s
tatu
tes
and
regu
latio
ns w
hich
app
ly t
o it
or it
s ac
tiviti
es a
ndw
hich
rel
ate
to a
nti-
slav
ery
and
hum
an t
raff
icki
ng,
incl
udin
g t
he M
oder
n Sla
very
Act
201
5;
269
29.
not
do a
nyth
ing
whi
ch w
ould
con
stitu
te a
n of
fenc
e un
der
sect
ion
1, 2
or
4 M
oder
nSla
very
Act
201
5 if
it ha
d be
en c
arried
out
in t
he U
nite
d Kin
gdom
;
30.
have
and
mai
ntai
n its
ow
n po
licie
s an
d pr
oced
ures
to
ensu
re c
ompl
ianc
e w
ithpa
ragr
aphs
1 a
nd 2
abo
ve;
31.
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to in
par
agra
ph 3
abo
ve;
32.
incl
ude
in i
ts c
ontr
acts
with
its
sub
cont
ract
ors
and
supp
liers
ant
i-sl
aver
y an
dhu
man
tra
ffic
king
pro
visi
ons
whi
ch a
re a
t le
ast
as o
nero
us a
s th
ose
set
out
in t
his
sect
ion
of t
his
Sch
edul
e;
33.
prom
ptly
rep
ort
to t
he o
ther
Par
ty a
ny b
reac
h of
thi
s se
ctio
n of
thi
s Sch
edul
e of
whi
ch it
bec
omes
aw
are;
34.
prov
ide
such
evi
denc
e of
com
plia
nce
with
thi
s se
ctio
n of
thi
s Sch
edul
e as
the
othe
r Pa
rty
may
rea
sona
bly
requ
est
from
tim
e to
tim
e;
35.
keep
acc
urat
e an
d up
to
date
rec
ords
to
trac
e th
e su
pply
cha
in o
f al
l go
ods
and
mat
eria
ls s
uppl
ied
by it
in c
onne
ctio
n w
ith t
his
Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to
com
ply
with
thi
s se
ctio
n of
thi
s Sch
edul
e. (
Thos
e re
cord
s m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
com
plia
nce
with
thi
s se
ctio
n of
thi
sSch
edul
e.);
and
36.
on r
eque
st d
urin
g no
rmal
wor
king
hou
rs,
allo
w t
he o
ther
Par
ty a
cces
s to
and
to
copy
the
rec
ords
ref
erre
d to
in p
arag
raph
8 a
bove
and
to
mee
t w
ith its
per
sonn
elto
ver
ify c
ompl
ianc
e w
ith t
his
sect
ion
of t
his
Sch
edul
e.
[Par
t 3
– t
he
Co
llab
ora
tor’
s P
olic
ies
and
Pro
ced
ure
s
Each
Par
ty w
ill c
ompl
y w
ith t
he f
ollo
win
g:
[Ins
ert
deta
ils]]
Dat
ed _
__
__
__
__
__
__
__
__
__
__
__
__
20
1[]
(1)
[IN
SER
T N
AM
E]
(2)
[IN
SER
T N
AM
E]
MO
DE
L C
OLL
AB
OR
ATI
ON
AG
RE
EMEN
T 4
A
Sce
nar
io -
Eac
h p
arty
has
th
e ri
gh
t to
exp
loit
cer
tain
of
the
Res
ult
s cr
eate
d i
n t
he
cou
rse
of
the
Pro
ject
an
d t
akes
an
ass
ign
men
t o
f th
e R
esu
lts
wh
ich
it
has
th
e ri
gh
t to
exp
loit
.
The
Inst
itu
tio
n h
as t
he
rig
ht
to u
se t
he
Res
ult
s o
wn
ed b
y th
e C
olla
bo
rato
r fo
r A
cad
emic
an
d R
esea
rch
Pu
rpo
ses
and
th
e C
olla
bo
rato
r h
as t
he
rig
ht
to u
se t
he
Res
ult
s o
wn
ed b
y th
e In
stit
uti
on
fo
r R
esea
rch
Pu
rpo
ses.
270
THIS
AG
REE
MEN
T d
ated
[…
……
……
……
……
……
……
……
….]
20
1[]
is m
ade
BET
WEE
N:
(1)
[IN
SER
T
NA
ME]
, w
hose
ad
min
istr
ativ
e of
fices
ar
e at
[i
nser
t ad
dres
s]
(th
e In
stit
uti
on
); a
nd
(2)
[IN
SER
T
NA
ME]
[L
IMIT
ED
] O
R [
PLC
], [
a co
mpa
ny r
egis
tere
d in
[En
glan
d]
unde
r nu
mbe
r [i
nser
t nu
mbe
r],
who
se r
egis
tere
d of
fice
is a
t [i
nser
t ad
dres
s of
re
gist
ered
off
ice]
OR
[in
sert
sta
tus
of t
he C
olla
bora
tor,
e.g
. N
HS T
rust
] of
[in
sert
ad
dres
s of
princ
ipal
off
ice]
(th
e C
olla
bo
rato
r)
BA
CK
GR
OU
ND
The
part
ies
to t
his
Agr
eem
ent
wis
h to
col
labo
rate
on
a re
sear
ch p
roje
ct e
ntitl
ed "
[ins
ert
nam
e of
pro
ject
]".
[The
Tec
hnol
ogy
Str
ateg
y Boa
rd h
as a
nnou
nced
its
int
entio
n to
mak
e a
gran
t in
res
pect
of
tha
t pr
ojec
t, s
ubje
ct t
o th
e te
rms
of t
he o
ffer
let
ter
refe
rred
to
belo
w,
and
subj
ect
to
the
part
ies
ente
ring
into
an
agre
emen
t go
vern
ing
thei
r co
llabo
ratio
n.]
This
Agr
eem
ent
gove
rns
the
part
ies’
col
labo
ratio
n in
rel
atio
n to
tha
t pr
ojec
t.
1.
DE
FIN
ITIO
NS
AN
D I
NTE
RP
RE
TATI
ON
1.
1 In
thi
s Agr
eem
ent
the
follo
win
g ex
pres
sion
s ha
ve t
he m
eani
ng s
et o
ppos
ite:
A
cad
emic
Pu
bli
cati
on
: th
e pu
blic
atio
n of
an
abst
ract
, ar
ticle
or
pape
r in
a
jour
nal
or
an
elec
tron
ic
repo
sito
ry,
or
its
pres
enta
tion
at a
con
fere
nce
or s
emin
ar;
and
in
clau
ses
5 an
d 6
to P
ub
lish
and
Pu
bli
cati
on
are
to
be
cons
true
d as
mea
ning
suc
h pu
blic
atio
n or
pr
esen
tatio
n;
A
cad
emic
an
d
Res
earc
h
Pu
rpo
ses:
re
sear
ch
[(ex
cept
[i
nser
t an
y ex
cept
ions
])],
te
achi
ng[,
and
] ed
ucat
ion[
and
Clin
ical
Pat
ient
Car
e];
th
is A
gre
emen
t:
this
do
cum
ent,
in
clud
ing
its
Sch
edul
es,
as
amen
ded
from
tim
e to
tim
e in
acc
orda
nce
with
cl
ause
10.
8;
B
ack
gro
un
d:
info
rmat
ion,
da
ta,
tech
niqu
es,
Kno
w-h
ow,
inve
ntio
ns,
disc
over
ies,
sof
twar
e an
d m
ater
ials
(r
egar
dles
s of
the
for
m o
r m
ediu
m in
whi
ch t
hey
are
disc
lose
d or
sto
red)
whi
ch a
re p
rovi
ded
by
one
Part
y (w
heth
er b
elon
ging
to
that
Par
ty o
r to
a
third
par
ty)
to t
he o
ther
Par
ty f
or u
se i
n th
e Pr
ojec
t, a
nd w
heth
er b
efor
e or
aft
er t
he d
ate
of
this
Agr
eem
ent,
exc
ept
any
Res
ult;
a B
usi
nes
s D
ay:
Mon
day
to
Frid
ay
(inc
lusi
ve)
exce
pt
bank
or
pu
blic
hol
iday
s in
[En
glan
d];
[C
linic
al P
atie
nt
Car
e:
any
of t
he f
ollo
win
g: d
iagn
osin
g, t
reat
ing
and
man
agin
g th
e he
alth
of
a pe
rson
und
er t
he c
are
of a
thi
rd p
arty
med
ical
pra
ctiti
oner
who
has
the
righ
t to
use
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
an
y of
the
Res
ults
;]
[t
he
Co
llab
ora
tor’
s M
ater
ials
: th
e [m
ater
ials
], (
whe
ther
pre
-exi
stin
g or
und
er
deve
lopm
ent)
whi
ch t
he C
olla
bora
tor
cont
ribu
tes
to t
he P
roje
ct o
r w
hich
are
the
sub
ject
or
one
of
the
subj
ects
of
the
Proj
ect;
]
th
e C
olla
bo
rato
r’s
Res
ult
s:
[the
Res
ults
to
the
exte
nt t
hat
they
are
di
rect
ly
rela
ted
to
the
com
posi
tion,
ch
arac
terist
ics,
m
anuf
actu
re,
deve
lopm
ent,
en
hanc
emen
t
or
use
of
the
[Col
labo
rato
r’s
Bac
kgro
und]
[t
he
Col
labo
rato
r’s
Mat
eria
ls]
[or
the
Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion]
O
R
[ins
ert
a de
script
ion
of t
he s
peci
fic k
ind
of R
esul
t w
hich
th
e Col
labo
rato
r is
to
own]
;
the
Co
llab
ora
tor'
s S
up
ervi
sor:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
];
th
e C
om
men
cem
ent
Dat
e:
[ins
ert
the
date
on
w
hich
th
e Pr
ojec
t is
to
st
art/
star
ted]
;
Co
nfi
den
tial
In
form
atio
n:
a Pa
rty'
s co
nfid
ential
in
form
atio
n is
: an
y Bac
kgro
und
[or
Mat
eria
ls]
disc
lose
d by
th
at
Part
y to
the
oth
er P
arty
for
use
in
the
Proj
ect
[and
ide
ntifi
ed a
s co
nfid
entia
l be
fore
or
at t
he
time
of d
iscl
osur
e];
any
of t
he R
esul
ts i
n w
hich
th
at P
arty
ow
ns t
he I
ntel
lect
ual P
rope
rty
Rig
hts;
an
y ot
her
info
rmat
ion
disc
lose
d by
tha
t Pa
rty
to
the
othe
r Pa
rty
for
use
in t
he P
roje
ct o
r un
der
this
Agr
eem
ent
[and
id
entif
ied
as
conf
iden
tial
be
fore
or
at t
he t
ime
of d
iscl
osur
e or
whi
ch,
by
its
natu
re
or
from
th
e ci
rcum
stan
ces
of
its
disc
losu
re,
shou
ld r
easo
nabl
y be
pre
sum
ed t
o be
co
nfid
ential
];
C
on
tro
l:
the
abili
ty t
o di
rect
the
aff
airs
of
anot
her
pers
on,
whe
ther
by
virt
ue o
f th
e ow
ners
hip
of s
hare
s, b
y co
ntra
ct,
or in
any
oth
er w
ay;
th
e D
ata
Pro
tect
ion
Le
gis
lati
on
: w
hile
the
y re
mai
n in
for
ce t
he D
ata
Prot
ectio
n Act
19
98,
the
Euro
pean
D
ata
Prot
ectio
n D
irec
tive,
the
Reg
ulat
ion
of I
nves
tigat
ory
Pow
ers
Act
20
00,
the
Tele
com
mun
icat
ions
(L
awfu
l Bus
ines
s Pr
actic
e)
(Int
erce
ptio
n of
Com
mun
icat
ions
) Reg
ulat
ions
20
00,
the
Elec
tron
ic
Com
mun
icat
ions
D
ata
Prot
ectio
n D
irec
tive,
th
e Pr
ivac
y an
d El
ectr
onic
Com
mun
icat
ions
(E
C
Dire
ctiv
e)
Reg
ulat
ions
20
03,
once
it
com
es in
to fo
rce
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
and
an
y ot
her
law
s an
d re
gula
tions
re
lating
to
th
e pr
oces
sing
of
pers
onal
dat
a an
d pr
ivac
y w
hich
ap
ply
to a
Par
ty a
nd,
if ap
plic
able
, th
e gu
idan
ce
and
code
s of
pra
ctic
e is
sued
by
the
Info
rmat
ion
Com
mis
sion
er o
r ot
her
rele
vant
dat
a pr
otec
tion
or s
uper
viso
ry a
utho
rity
;
271
the
Ext
ern
al F
un
din
g:
any
fund
ing
or
assi
stan
ce
prov
ided
fo
r th
e Pr
ojec
t, o
r to
a P
arty
for
use
in
the
Proj
ect
by
any
third
pa
rty,
in
clud
ing
any
stat
e or
pu
blic
bo
dy];
the
Fin
anci
al C
on
trib
uti
on
: th
e fin
anci
al c
ontr
ibut
ion
to b
e pr
ovid
ed b
y th
e Col
labo
rato
r se
t ou
t in
Sch
edul
e 1;
[th
e Fu
nd
ing
Bo
dy:
[i
nser
t de
tails
of
the
body
whi
ch i
s to
pro
vide
th
e Ex
tern
al F
undi
ng;]
]
[th
e Fu
nd
ing
Co
nd
itio
ns:
th
e te
rms
on w
hich
the
Fun
ding
Bod
y pr
ovid
es
any
Exte
rnal
Fu
ndin
g],
copi
es
of
whi
ch
are
atta
ched
to
this
Agr
eem
ent
as S
ched
ule
3;]
the
Go
od
Dat
a M
anag
emen
t P
ract
ices
:
the
prac
tices
and
pro
cedu
res
set
out
in S
ched
ule
4;
a G
rou
p C
om
pan
y:
any
unde
rtak
ing
whi
ch
for
the
time
bein
g Con
trol
s, o
r is
Con
trol
led
by,
the
Col
labo
rato
r or
w
hich
for
the
tim
e be
ing
is C
ontr
olle
d by
a t
hird
pe
rson
whi
ch a
lso
Con
trol
s th
e Col
labo
rato
r;
[th
eIn
stit
uti
on
’s
Mat
eria
ls:
the
[mat
eria
ls],
(w
heth
er p
re-e
xist
ing
or u
nder
de
velo
pmen
t) w
hich
the
Ins
titut
ion
cont
ribu
tes
to t
he P
roje
ct o
r w
hich
are
the
sub
ject
or
one
of
the
subj
ects
of
the
Proj
ect;
]
the
Inst
itu
tio
n’s
Res
ult
s:
[all
the
Res
ults
whi
ch a
re n
ot t
he C
olla
bora
tor’
s Res
ults
] O
R [
the
Res
ults
to
the
exte
nt t
hat
they
ar
e
dire
ctly
re
late
d to
th
e co
mpo
sition
, ch
arac
terist
ics,
m
anuf
actu
re,
deve
lopm
ent,
en
hanc
emen
t
or
use
of
the
[Ins
titut
ion’
s Bac
kgro
und]
[th
e In
stitu
tion’
s M
ater
ials
] [o
r th
e In
stitu
tion’
s Con
fiden
tial
Inf
orm
atio
n] O
R [
inse
rt
a de
scrip
tion
of t
he s
peci
fic k
ind
of R
esul
t w
hich
th
e In
stitu
tion
is t
o ow
n];
Inte
llect
ual
Pro
per
ty
Rig
hts
: pa
tent
s,
righ
ts
to
inve
ntio
ns,
trad
e m
arks
, se
rvic
e m
arks
, re
gist
ered
de
sign
s,
copy
righ
ts
and
rela
ted
righ
ts,
data
base
righ
ts,
desi
gn
righ
ts,
righ
ts
to
use
and
prot
ect
conf
iden
tial
in
form
atio
n, i
n ea
ch c
ase
whe
ther
reg
iste
red
or
unre
gist
ered
, in
clud
ing
righ
ts t
o ap
ply
for
and
be
gran
ted
and
appl
icat
ions
for
any
of
the
abov
e an
d an
y co
ntin
uatio
ns,
cont
inua
tions
-in-
part
, di
visi
onal
ap
plic
atio
ns,
rene
wal
s or
ex
tens
ions
of
, an
d righ
ts
to
clai
m
prio
rity
fr
om,
thos
e righ
ts,
and
any
sim
ilar
righ
t re
cogn
ised
fro
m
time
to t
ime
in a
ny j
uris
dict
ion,
tog
ethe
r w
ith a
ll righ
ts o
f ac
tion
in r
elat
ion
to t
he in
frin
gem
ent
of
any
of t
he a
bove
;
the
Key
Per
son
nel
: th
e Pr
inci
pal
Inve
stig
ator
, th
e Col
labo
rato
r’s
Sup
ervi
sor
and
any
othe
r ke
y pe
rson
nel
iden
tifie
d as
suc
h in
the
Pro
ject
Pla
n;
Kn
ow
-ho
w:
unpa
tent
ed
tech
nica
l in
form
atio
n (i
nclu
ding
in
form
atio
n re
latin
g to
in
vent
ions
, di
scov
erie
s,
conc
epts
, m
etho
dolo
gies
, m
odel
s,
rese
arch
, de
velo
pmen
t an
d te
stin
g pr
oced
ures
, th
e re
sults
of
exp
erim
ents
, te
sts
and
tria
ls,
man
ufac
turing
pr
oces
ses,
tec
hniq
ues
and
spec
ifica
tions
, qu
ality
co
ntro
l da
ta,
anal
yses
, re
port
s an
d su
bmis
sion
s)
whi
ch is
not
in t
he p
ublic
dom
ain;
the
Loca
tio
n:
the
loca
tion(
s)
at
whi
ch
the
Proj
ect
will
be
ca
rrie
d ou
t as
set
out
in t
he P
roje
ct P
lan;
a P
arty
: th
e In
stitu
tion
or
the
Col
labo
rato
r an
d an
y pe
rson
who
bec
omes
a p
arty
to
this
Agr
eem
ent
purs
uant
to
clau
se 2
.14,
and
tog
ethe
r th
ey a
re
the
Par
ties
;
the
Pri
nci
pal
In
vest
igat
or:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
the
Pro
ject
: th
e pr
ogra
mm
e of
wor
k de
scribe
d in
the
Pro
ject
Pl
an;
the
Pro
ject
Per
iod
: th
e pe
riod
des
crib
ed in
cla
use
2.1;
the
Pro
ject
Pla
n:
the
proj
ect
plan
ann
exed
to
this
Agr
eem
ent
as
Sch
edul
e 2,
as
varied
fro
m t
ime
to t
ime
unde
r th
e te
rms
of t
his
Agr
eem
ent[
and
any
Fun
ding
Con
ditio
ns];
Res
earc
h P
urp
ose
s:
[any
pu
rpos
e ex
cept
co
mm
erci
alis
atio
n,
i.e.
licen
sing
for
val
ue o
r sa
le f
or v
alue
] O
R [
acts
do
ne
for
expe
rim
enta
l pu
rpos
es[
or to
ob
tain
re
gula
tory
app
rova
l for
any
gen
eric
or
inno
vativ
e m
edic
inal
pro
duct
(in
clud
ing
any
clin
ical
trial
)];
the
Res
ult
s:
all
info
rmat
ion,
da
ta,
tech
niqu
es,
Kno
w-h
ow,
resu
lts,
inve
ntio
ns,
disc
over
ies,
so
ftw
are
and
mat
eria
ls (
rega
rdle
ss o
f th
e fo
rm o
r m
ediu
m i
n w
hich
the
y ar
e di
sclo
sed
or s
tore
d) i
dent
ified
or
first
red
uced
to
prac
tice
or w
ritin
g or
dev
elop
ed
in t
he c
ours
e of
the
Pro
ject
;
a V
aria
tio
n A
gre
emen
t:
a w
ritt
en a
gree
men
t si
gned
by
or o
n be
half
of
the
Part
ies
and
any
prop
osed
new
par
ty t
o th
is
Agr
eem
ent;
and
VA
T:
valu
e ad
ded
tax
char
geab
le
unde
r th
e Val
ue
Add
ed T
ax A
ct 1
994,
or
any
tax
repl
acin
g th
at
tax.
1.2
The
head
ings
in
this
Agr
eem
ent
are
for
ease
of
refe
renc
e on
ly;
they
do
not
affe
ct
its c
onst
ruct
ion
or in
terp
reta
tion.
1.3
Ref
eren
ces
in t
his
Agr
eem
ent
to a
per
son inc
lude
a n
atur
al p
erso
n, c
orpo
rate
or
unin
corp
orat
ed b
ody
(whe
ther
or
not
it ha
s a
sepa
rate
lega
l per
sona
lity)
.
272
1.4
A r
efer
ence
in t
his
Agr
eem
ent
to a
sta
tute
or
stat
utor
y pr
ovis
ion
is a
ref
eren
ce t
o it
as
amen
ded,
ex
tend
ed
or
re-e
nact
ed
from
tim
e to
tim
e an
d in
clud
es
all
subo
rdin
ate
legi
slat
ion
mad
e fr
om t
ime
to t
ime
unde
r th
at s
tatu
te o
r st
atut
ory
prov
isio
n.
1.5
A r
efer
ence
in t
his
Agr
eem
ent
to w
riti
ng o
r w
ritt
en in
clud
es e
mai
l.
1.6
A r
efer
ence
in t
his
Agr
eem
ent
to a
ny o
ther
agr
eem
ent
or d
ocum
ent
is a
ref
eren
ce
to t
hat
othe
r ag
reem
ent
or d
ocum
ent
as v
arie
d or
nov
ated
(in
eac
h ca
se,
unle
ss in
br
each
of
this
Agr
eem
ent)
fro
m t
ime
to t
ime.
1.7
Ref
eren
ces
in t
his
Agr
eem
ent
to c
laus
es a
nd S
ched
ules
are
to
the
clau
ses
and
Sch
edul
es o
f th
is A
gree
men
t an
d re
fere
nces
to
para
grap
hs a
re t
o pa
ragr
aphs
of
the
rele
vant
Sch
edul
e.
1.8
Any
wor
ds i
n th
is A
gree
men
t fo
llow
ing
the
expr
essi
on i
ncl
ud
ing,
incl
ud
e or
in
p
arti
cula
r, o
r an
y si
mila
r ex
pres
sion
, ar
e to
be
cons
true
d as
illu
stra
tive
and
do
not
limit
the
sens
e of
the
wor
ds p
rece
ding
tha
t ex
pres
sion
.
1.9
The
acts
and
om
issi
ons
of i
ts G
roup
Com
pani
es a
re d
eem
ed t
o be
with
in t
he
Col
labo
rato
r’s
cont
rol,
the
acts
and
om
issi
ons
of s
tude
nts
are
deem
ed t
o be
with
in
the
Inst
itutio
n’s
cont
rol a
nd t
he a
cts
and
omis
sion
s of
any
con
trac
tor
are
deem
ed
to b
e w
ithin
the
con
trol
of th
e Pa
rty
enga
ging
tha
t co
ntra
ctor
.
[1.1
0 W
ords
and
phr
ases
def
ined
in
the
Fund
ing
Con
ditio
ns a
nd n
ot d
efin
ed i
n th
is
Agr
eem
ent
have
the
mea
ning
giv
en t
o th
em in
the
Fun
ding
Con
ditio
ns w
hen
used
in
thi
s Agr
eem
ent.
1.11
If
the
re i
s an
y co
nflic
t be
twee
n th
e te
rms
of t
his
Agr
eem
ent
and
the
Fund
ing
Con
ditio
ns,
this
Agr
eem
ent
will
pre
vail
in r
elat
ion
to t
he a
rran
gem
ents
as
betw
een
the
Part
ies,
but
it
will
not
affec
t th
e Pa
rtie
s' r
espe
ctiv
e ob
ligat
ions
to
the
Fund
ing
Bod
y un
der
the
Fund
ing
Con
ditio
ns.]
2.TH
E P
RO
JEC
T
2.1
The
Proj
ect
[will
beg
in o
n] O
R [
bega
n on
] th
e Com
men
cem
ent
Dat
e an
d w
ill
cont
inue
unt
il [t
he e
arlie
r of
the
with
draw
al o
f th
e Ex
tern
al F
undi
ng a
nd]
the
com
plet
ion
of t
he P
roje
ct o
r an
y la
ter
date
agr
eed
in w
riting
bet
wee
n th
e Pa
rtie
s,
or u
ntil
this
Agr
eem
ent
is t
erm
inat
ed i
n ac
cord
ance
with
cla
use
8 or
9.
If
this
Agr
eem
ent
is
ente
red
into
af
ter
the
Com
men
cem
ent
Dat
e,
it w
ill
appl
y re
tros
pect
ivel
y to
w
ork
carr
ied
out
in re
latio
n to
the
Pro
ject
on
or af
ter
the
Com
men
cem
ent
Dat
e.
2.2
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill c
arry
out
the
tas
ks a
llott
ed t
o it
in
the
Proj
ect
Plan
, an
d w
ill p
rovi
de t
he h
uman
and
oth
er r
esou
rces
, Bac
kgro
und,
m
ater
ials
, fa
cilit
ies
and
equi
pmen
t w
hich
are
des
igna
ted
as it
s re
spon
sibi
lity
in t
he
Proj
ect
Plan
. T
he P
roje
ct w
ill b
e ca
rrie
d ou
t un
der
the
dire
ctio
n an
d su
perv
isio
n of
[t
he P
rinc
ipal
Inv
estig
ator
] O
R [
the
Col
labo
rato
r's
Sup
ervi
sor]
. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t at
the
Loc
atio
n.
2.3
[The
Ins
titut
ion]
OR
[Ea
ch o
f the
Par
ties]
will
obta
in a
nd m
aint
ain
all r
egul
ator
y an
d et
hica
l lic
ence
s, c
onse
nts
and
appr
oval
s ne
cess
ary
to a
llow
it to
car
ry o
ut
the
task
s al
lotte
d to
it
in t
he P
roje
ct P
lan
and
will
car
ry o
ut t
he P
roje
ct i
n ac
cord
ance
with
all
law
s an
d re
gula
tions
whi
ch a
pply
to it
s ac
tiviti
es u
nder
or
purs
uant
to th
is A
gree
men
t.
2.4
Each
of t
he P
artie
s w
ill e
nsur
e th
at it
s em
ploy
ees
and
stud
ents
(if
any)
inv
olve
d in
the
Pro
ject
: ob
serv
e th
e co
nditi
ons
atta
chin
g to
any
reg
ulat
ory
and
ethi
cal
licen
ces,
co
nsen
ts an
d ap
prov
als;
ke
ep co
mpl
ete
and
accu
rate
re
cord
s of
al
l re
sear
ch,
deve
lopm
ent
and
othe
r w
ork
carr
ied
out
in c
onne
ctio
n w
ith t
he P
roje
ct
and
of a
ll Res
ults
, si
gned
by
the
peop
le w
ho o
btai
ned
or m
ade
each
Res
ult,
and
co
unte
rsig
ned
by a
n em
ploy
ee o
f th
at P
arty
who
is n
ot a
mem
ber
of t
he r
esea
rch
team
bu
t w
ho
unde
rsta
nds
the
wor
k;
and
com
ply
with
th
e G
ood
Dat
a M
anag
emen
t Pr
actic
es.
2.5
Each
of
the
Part
ies
will
ens
ure
that
its
staf
f an
d st
uden
ts (
if an
y) (
incl
udin
g in
the
ca
se o
f th
e Col
labo
rato
r, a
ny s
taff
of
any
Gro
up C
ompa
ny)
invo
lved
in t
he P
roje
ct,
whe
n w
orki
ng o
n or
vis
iting
the
oth
er P
arty
’s p
rem
ises
, co
mpl
y w
ith t
he o
ther
Pa
rty’
s he
alth
an
d sa
fety
an
d se
curity
po
licie
s an
d pr
oced
ures
an
d,
whe
n ac
cess
ing
or u
sing
the
oth
er P
arty
’s i
nfor
mat
ion
syst
ems,
com
ply
with
the
oth
er
Part
y’s
info
rmat
ion
secu
rity
pol
icie
s an
d pr
oced
ures
.
2.6
[[Th
e In
stitu
tion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill c
ompl
y w
ith t
he p
rovi
sion
s in
Sch
edul
e 7.
[At
any
time
during
the
Pro
ject
Per
iod,
the
Col
labo
rato
r m
ay r
equi
re
chan
ges
to P
art
3 of
Sch
edul
e 7,
whe
re s
uch
chan
ges
are
nece
ssar
y to
ens
ure
that
the
Pro
ject
is
unde
rtak
en i
n co
mpl
ianc
e w
ith t
he C
olla
bora
tor’s
appl
icab
le
polic
ies
and
proc
edur
es.]
]
2.7
Alth
ough
[th
e In
stitu
tion
] O
R [
each
of
the
Part
ies]
will
use
rea
sona
ble
ende
avou
rs
to c
arry
out
the
Pro
ject
in
acco
rdan
ce w
ith t
he P
roje
ct P
lan,
[th
e In
stitu
tion
does
no
t un
dert
ake]
OR
[ne
ither
Par
ty u
nder
take
s] t
hat
any
rese
arch
will
lea
d to
any
pa
rtic
ular
res
ult,
nor
doe
s it
guar
ante
e a
succ
essf
ul o
utco
me
to t
he P
roje
ct.
2.8
[The
Ins
titut
ion]
OR
[E
ach
of t
he P
artie
s] w
ill p
rovi
de t
he [
Col
labo
rato
r] O
R
[oth
er Pa
rty]
w
ith [m
onth
ly][
annu
al]
OR
[q
uart
erly
] re
port
s su
mm
aris
ing
the
prog
ress
of
the
Proj
ect
and
a co
py o
f al
l of
the
Res
ults
.
2.9
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill n
otify
the
[Col
labo
rato
r] O
R [
othe
r]
prom
ptly
aft
er i
dent
ifyin
g an
y Res
ult
whi
ch [
the
Inst
itutio
n] O
R [
it] b
elie
ves
is
pate
ntab
le,
and
will
sup
ply
the
[Col
labo
rato
r] O
R [
othe
r] w
ith c
opie
s of
tha
t Res
ult.
[T
he I
nstit
utio
n] O
R [
Each
of
the
Part
ies]
will
not
ify o
ther
Res
ults
to
[the
Col
labo
rato
r] O
R [
othe
r] in
the
rep
orts
pro
vide
d un
der
clau
se 2
.8.
2.10
Ea
ch o
f th
e Pa
rtie
s w
arra
nts
to t
he o
ther
tha
t it
has
full
pow
er a
nd a
utho
rity
und
er
its
cons
titut
ion,
an
d ha
s ta
ken
all
nece
ssar
y ac
tions
an
d ob
tain
ed
all
auth
oris
atio
ns,
licen
ces,
con
sent
s an
d ap
prov
als,
to
allo
w i
t to
ent
er i
nto
and
perf
orm
thi
s Agr
eem
ent
[and
it is
not
in b
reac
h of
the
Fun
ding
Con
ditio
ns].
2.11
If
a P
arty
agr
ees
to t
rans
fer
any
[bio
logi
cal
or c
hem
ical
] m
ater
ial
to t
he o
ther
Pa
rty
in c
onne
ctio
n w
ith t
he P
roje
ct,
that
tra
nsfe
r w
ill b
e su
bjec
t to
the
ter
ms
of a
se
para
te
Mat
eria
ls
Tran
sfer
Agr
eem
ent
ente
red
into
be
twee
n th
e Pa
rtie
s in
re
latio
n to
tha
t m
ater
ial.
[2.1
2 If
the
Fun
ding
Con
ditio
ns h
ave
not
alre
ady
been
acc
epte
d by
the
Par
ties,
thi
s Agr
eem
ent
is c
ondi
tiona
l on
eac
h of
the
Par
ties
acce
ptin
g th
e Fu
ndin
g Con
ditio
ns
with
in [
30]
days
aft
er t
he d
ate
of t
he F
undi
ng C
ondi
tions
or
offe
r to
pro
vide
Ex
tern
al F
undi
ng.]
[2.1
3 Ea
ch o
f th
e Pa
rtie
s w
ill:
2.13
.1 if
it
is a
par
ty t
o th
e Fu
ndin
g Con
dition
s, c
ompl
y w
ith its
obl
igat
ions
und
er
the
Fund
ing
Con
ditio
ns;
273
2.13
. 2 c
arry
out
the
Pro
ject
in a
ccor
danc
e w
ith t
he F
undi
ng C
ondi
tions
; an
d
2.13
.3 n
otify
the
oth
er P
arty
in
acco
rdan
ce w
ith c
laus
e 10
.1 i
mm
edia
tely
if
it re
ceiv
es a
ny n
otic
e or
req
uest
fro
m t
he F
undi
ng B
ody.
]
2.18
N
o ad
dition
al p
erso
n m
ay b
ecom
e a
part
y to
thi
s Agr
eem
ent
with
out
the
writt
en
agre
emen
t of
bot
h th
e Col
labo
rato
r an
d th
e In
stitu
tion
[an
d th
e Fu
ndin
g Bod
y]
and
unle
ss t
he a
dditi
onal
per
son,
the
Col
labo
rato
r an
d th
e In
stitu
tion
exec
ute
a Var
iatio
n Agr
eem
ent.
3.FI
NA
NC
IAL
CO
NT
RIB
UTI
ON
[A
ND
EX
TER
NA
L FU
ND
ING
]
3.1
[The
allo
catio
n of
the
Ext
erna
l Fun
ding
will
be
as s
et o
ut in
the
Pro
ject
Pla
n un
less
th
e Pa
rtie
s un
anim
ousl
y ag
ree
othe
rwis
e in
w
ritin
g.]
[Eac
h Pa
rty
will
ke
ep
com
plet
e an
d ac
cura
te
acco
unts
of
its
ex
pend
iture
on
th
e Pr
ojec
t.]
The
Col
labo
rato
r w
ill p
ay t
he F
inan
cial
Con
trib
utio
n to
the
Ins
titut
ion
in a
ccor
danc
e w
ith S
ched
ule
1 w
ithin
[30
][60
] O
R [
90]
days
aft
er r
ecei
pt b
y th
e Col
labo
rato
r of
a
[mon
thly
] O
R
[qua
rter
ly]
invo
ice
for
the
sam
e.
W
here
th
e Fi
nanc
ial
Con
trib
utio
n is
be
ing
clai
med
ag
ains
t co
sts
and
expe
nses
in
curr
ed
by
the
Inst
itutio
n, e
ach
invo
ice
mus
t be
acc
ompa
nied
by
a st
atem
ent
cert
ified
by
an
auth
oris
ed o
ffic
er o
f th
e In
stitu
tion.
3.2
Unl
ess
any
VAT
exem
ptio
n ap
plie
s, a
ll am
ount
s pa
yabl
e to
the
Ins
titut
ion
unde
r th
is A
gree
men
t ar
e ex
clus
ive
of V
AT
whi
ch t
he C
olla
bora
tor
will
pay
at
the
rate
fr
om t
ime
to t
ime
pres
crib
ed b
y la
w.
3.3
If t
he C
olla
bora
tor
fails
to
mak
e an
y pa
ymen
t du
e to
the
Ins
titut
ion
unde
r th
is
Agr
eem
ent,
w
ithou
t pr
ejud
ice
to an
y ot
her
righ
t or
re
med
y av
aila
ble
to th
e In
stitu
tion,
th
e In
stitu
tion
may
ch
arge
in
tere
st
(bot
h be
fore
an
d af
ter
any
judg
emen
t) o
n th
e am
ount
out
stan
ding
, on
a d
aily
bas
is [
at t
he r
ate
of [
four
] pe
r ce
nt p
er a
nnum
abo
ve t
he L
ondo
n 3
mon
th I
nter
bank
Off
er R
ate
from
tim
e to
tim
e in
for
ce]
OR
[in
acc
orda
nce
with
the
Lat
e Pa
ymen
ts o
f Com
mer
cial
Deb
ts
(Int
eres
t)
Act
19
98
as am
ende
d by
th
e La
te
Paym
ent
of Com
mer
cial
D
ebts
Reg
ulat
ions
201
3].
Tha
t in
tere
st w
ill b
e ca
lcul
ated
fro
m t
he d
ate
or las
t da
te f
or
paym
ent
to
the
actu
al
date
of
pa
ymen
t,
both
da
tes
incl
usiv
e,
and
will
be
co
mpo
unde
d qu
arte
rly.
Th
e Col
labo
rato
r w
ill p
ay t
hat
inte
rest
to
the
Inst
itutio
n on
dem
and.
3.4
[Exc
ept
as
set
out
in
the
Proj
ect
Plan
,]
each
Pa
rty
will
ow
n al
l eq
uipm
ent
purc
hase
d or
con
stru
cted
by
it, o
r fo
r it,
usi
ng t
he F
inan
cial
Con
trib
utio
n[ o
r an
y Ex
tern
al F
undi
ng].
4.U
SE
AN
D E
XP
LOIT
ATI
ON
OF
INTE
LLEC
TUA
L P
RO
PER
TY R
IGH
TS
4.1
This
Agr
eem
ent
does
not
affec
t th
e ow
ners
hip
of a
ny I
ntel
lect
ual Pr
oper
ty R
ight
s in
any
Bac
kgro
und
or in
any
othe
r te
chno
logy
, de
sign
, w
ork,
inv
entio
n, s
oftw
are,
da
ta,
tech
niqu
e, K
now
-how
, or
mat
eria
ls w
hich
are
not
Res
ults
. Th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
the
m w
ill r
emai
n th
e pr
oper
ty o
f th
e Pa
rty
whi
ch c
ontr
ibut
ed
them
to
the
Proj
ect
(or
its l
icen
sors
).
No
licen
ce t
o us
e an
y In
telle
ctua
l Pr
oper
ty
Rig
hts
is g
rant
ed o
r im
plie
d by
thi
s Agr
eem
ent
exce
pt t
he r
ight
s ex
pres
sly
set
out
in t
his
Agr
eem
ent.
4.2
Each
Par
ty g
rant
s th
e ot
her
a ro
yalty
-fre
e, f
ully
pai
d-up
, no
n-ex
clus
ive
licen
ce t
o us
e its
Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect.
N
eith
er P
arty
may
gr
ant
any
sub-
licen
ce t
o us
e th
e ot
her's
Bac
kgro
und
exce
pt:
4.2.
1 th
at
the
Col
labo
rato
r m
ay
allo
w an
y G
roup
Com
pany
an
d an
y pe
rson
w
orki
ng f
or o
r on
beh
alf
of t
he C
olla
bora
tor
or a
ny G
roup
Com
pany
to
use
the
Inst
itutio
n's
Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect;
an
d
4.2.
2 as
per
mitt
ed u
nder
any
fur
ther
lice
nce
gran
ted
purs
uant
to
clau
se 4
.11.
4.3.
1 Th
e In
stitu
tion
will
ow
n th
e In
telle
ctua
l Pro
pert
y Rig
hts
in t
he I
nstit
utio
n’s
Res
ults
, an
d th
e Col
labo
rato
r w
ill o
wn
the
Inte
llect
ual P
rope
rty
Rig
hts
in t
he C
olla
bora
tor’s
Res
ults
; an
d, s
ubje
ct t
o th
e In
stitu
tion’
s ob
ligat
ions
in
clau
se 4
.11.
4, e
ach
[will
ta
ke s
uch
step
s as
may
be
nece
ssar
y] O
R [
may
tak
e su
ch s
teps
as
it m
ay d
ecid
e]
from
tim
e to
tim
e, a
t its
exp
ense
, to
reg
iste
r an
d m
aint
ain
any
prot
ectio
n fo
r th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
its
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
ap
plic
atio
ns f
or,
in t
he c
ase
of t
he I
nstit
utio
n, t
he I
nstit
utio
n’s
Res
ults
and
, in
the
ca
se o
f th
e Col
labo
rato
r, t
he C
olla
bora
tor’s
Res
ults
, an
d ta
king
any
act
ion
in
resp
ect
of a
ny a
llege
d or
act
ual i
nfring
emen
t of
any
Int
elle
ctua
l Pro
pert
y Rig
hts
in
its R
esul
ts.
[4.3
.2 W
ithou
t pr
ejud
ice
to its
obl
igat
ions
und
er c
laus
e 4.
3.1,
if
one
of t
he P
artie
s do
es
not
thin
k it
nece
ssar
y to
re
gist
er or
m
aint
ain
any
prot
ectio
n fo
r an
y of
th
e In
telle
ctua
l Pr
oper
ty
Rig
hts
in
its
Res
ults
or
to
ta
ke
any
actio
n ag
ains
t an
y in
frin
ger
of a
ny I
ntel
lect
ual
Prop
erty
Rig
hts
in i
ts R
esul
ts,
it w
ill n
otify
the
oth
er
Part
y ac
cord
ingl
y an
d in
goo
d tim
e be
fore
aba
ndon
ing
any
appl
icat
ion
or b
efor
e fa
iling
to
mee
t an
y de
adlin
e an
d, w
ithou
t pr
ejud
ice
to a
ny o
ther
rig
ht t
hat
a Pa
rty
may
hav
e ag
ains
t th
e ot
her,
the
Par
ty w
hich
cre
ated
tho
se I
ntel
lect
ual
Prop
erty
R
ight
s m
ay t
ake
such
ste
ps a
s it
sees
fit
to r
egis
ter
and
mai
ntai
n an
y pr
otec
tion
for
thos
e In
telle
ctua
l Pr
oper
ty
Rig
hts,
in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
ap
plic
atio
ns f
or a
ny R
esul
t, a
nd t
akin
g an
y ac
tion
in r
espe
ct o
f an
y al
lege
d or
ac
tual
infr
inge
men
t of
tho
se I
ntel
lect
ual P
rope
rty
Rig
hts.
]
4.4
Each
Pa
rty
will
en
sure
th
at
its
empl
oyee
s an
d st
uden
ts
(if
any)
(a
nd
the
Col
labo
rato
r w
ill e
nsur
e th
at t
he e
mpl
oyee
s of
any
Gro
up C
ompa
ny)
invo
lved
in
the
crea
tion
of t
he R
esul
ts o
f th
e ot
her
Part
y gi
ves
the
othe
r Pa
rty
such
ass
ista
nce
(exc
ept
finan
cial
as
sist
ance
) as
th
e ot
her
Part
y m
ay
reas
onab
ly
requ
est
in
conn
ectio
n w
ith t
he r
egis
trat
ion
and
prot
ectio
n of
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
an
y of
th
e ot
her
Part
y’s
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
ap
plic
atio
ns f
or a
ny o
f th
e ot
her
Part
y’s
Res
ults
, an
d ta
king
any
act
ion
in r
espe
ct
of a
ny a
llege
d or
act
ual in
frin
gem
ent
of a
ny I
ntel
lect
ual Pr
oper
ty R
ight
s in
any
of
the
othe
r Pa
rty’
s Res
ults
.
4.5
Whe
re a
ny t
hird
par
ty s
uch
as a
stu
dent
or
cont
ract
or is
or h
as b
een
invo
lved
in
the
Proj
ect,
the
Par
ty e
ngag
ing
that
thi
rd p
arty
will
ens
ure
that
tha
t th
ird
part
y ha
s as
sign
ed t
o it
(inc
ludi
ng m
akin
g a
pros
pect
ive
assi
gnm
ent
whe
re a
ppro
pria
te)
all r
ight
s w
hich
tha
t th
ird
part
y m
ay h
ave
in t
he R
esul
ts in
ord
er t
o be
abl
e to
giv
e ef
fect
to
the
prov
isio
ns o
f th
is c
laus
e 4.
4.6
To t
he e
xten
t th
at a
ny I
ntel
lect
ual Pr
oper
ty R
ight
s in
the
Ins
titut
ion’
s Res
ults
are
ca
pabl
e of
pro
spec
tive
assi
gnm
ent,
the
Col
labo
rato
r no
w a
ssig
ns t
hose
Int
elle
ctua
l Pr
oper
ty R
ight
s in
the
Ins
titut
ion’
s Res
ults
whi
ch t
he C
olla
bora
tor
owns
to
the
Inst
itutio
n;
and
to
the
exte
nt
that
an
y In
telle
ctua
l Pr
oper
ty
Rig
hts
in
the
Inst
itutio
n’s
Res
ults
can
not
be a
ssig
ned
pros
pect
ivel
y, t
he C
olla
bora
tor
will
ass
ign
the
Inte
llect
ual Pr
oper
ty R
ight
s in
the
Ins
titut
ion’
s Res
ults
whi
ch t
he C
olla
bora
tor
owns
to
the
Inst
itutio
n as
and
whe
n th
ose
Inte
llect
ual P
rope
rty
Rig
hts
are
crea
ted,
at
the
req
uest
of
the
Inst
itutio
n. T
o th
e ex
tent
tha
t an
y In
telle
ctua
l Pr
oper
ty
Rig
hts
in t
he C
olla
bora
tor’s
Res
ults
are
cap
able
of
pros
pect
ive
assi
gnm
ent,
the
In
stitu
tion
now
ass
igns
tho
se I
ntel
lect
ual
Prop
erty
Rig
hts
in t
he C
olla
bora
tor’s
Res
ults
whi
ch t
he I
nstit
utio
n ow
ns t
o th
e Col
labo
rato
r; a
nd t
o th
e ex
tent
any
274
Inte
llect
ual
Prop
erty
Rig
hts
in
the
Col
labo
rato
r’s
Res
ults
ca
nnot
be
as
sign
ed
pros
pect
ivel
y, t
he I
nstit
utio
n w
ill a
ssig
n th
ose
Inte
llect
ual
Prop
erty
Rig
hts
in t
he
Col
labo
rato
r’s
Res
ults
whi
ch t
he I
nstit
utio
n ow
ns t
o th
e Col
labo
rato
r as
and
whe
n th
ose
Inte
llect
ual P
rope
rty
Rig
hts
are
crea
ted,
at
the
requ
est
of t
he C
olla
bora
tor.
4.7
[The
Col
labo
rato
r w
ill
prov
ide
the
Inst
itution
w
ith
such
in
form
atio
n as
th
e In
stitu
tion
may
rea
sona
bly
requ
est
from
tim
e to
tim
e to
dem
onst
rate
tha
t th
e Col
labo
rato
r is
exp
loiti
ng o
r is
tak
ing
reas
onab
le s
teps
tow
ards
exp
loiti
ng t
he
Col
labo
rato
r’s
Res
ults
.
If
the
Col
labo
rato
r do
es
not
dem
onst
rate
th
at
it is
ex
ploi
ting
any
of
the
Col
labo
rato
r’s
Res
ults
or
is t
akin
g re
ason
able
ste
ps t
owar
ds
expl
oiting
the
m,
the
Col
labo
rato
r w
ill,
if re
ques
ted
to d
o so
by
the
Inst
itution
, re
assi
gn t
he I
ntel
lect
ual
Prop
erty
Rig
hts
in t
hose
Res
ults
to
the
Inst
itutio
n.
The
Col
labo
rato
r w
ill n
otify
the
Ins
titut
ion
if th
e Col
labo
rato
r de
cide
s no
t to
pro
ceed
w
ith t
he e
xplo
itatio
n of
any
of
the
Col
labo
rato
r’s
Res
ults
and
will
, if
requ
este
d to
do
so
by t
he I
nstit
utio
n, r
eass
ign
the
Inte
llect
ual P
rope
rty
Rig
hts
in t
hose
Res
ults
to
the
Ins
titut
ion.
]
4.8
The
Inst
itutio
n an
d th
e Col
labo
rato
r ea
ch g
rant
s th
e ot
her
a ro
yalty
fre
e, n
on-
excl
usiv
e lic
ence
to
us
e,
resp
ectiv
ely,
th
e In
stitu
tion’
s Res
ults
an
d th
e Col
labo
rato
r’s
Res
ults
for
the
pur
pose
of
carr
ying
out
the
Pro
ject
[an
d fo
r Clin
ical
Pa
tient
Car
e].
Nei
ther
Par
ty m
ay g
rant
any
sub
-lic
ence
to
use
the
othe
r's
Res
ults
ex
cept
tha
t th
e Col
labo
rato
r m
ay a
llow
any
Gro
up C
ompa
ny a
nd a
ny p
erso
n w
orki
ng f
or o
r on
beh
alf
of t
he C
olla
bora
tor
or a
ny G
roup
Com
pany
to
use
the
Inst
itutio
n's
Res
ults
for
the
pur
pose
of ca
rryi
ng o
ut t
he P
roje
ct.
4.9
Des
pite
th
e pr
ovis
ions
of
cl
ause
4.
6, th
e In
stitu
tion
and
each
em
ploy
ee an
d st
uden
t of
the
Ins
titut
ion
will
hav
e th
e irre
voca
ble,
roy
alty
-fre
e righ
t to
use
any
of
the
Col
labo
rato
r’s
Res
ults
[(e
xcep
t th
e fo
llow
ing
type
s of
Res
ult:
[in
sert
det
ails
])
for
Aca
dem
ic a
nd R
esea
rch
Purp
oses
[in
clud
ing]
OR
[ex
clud
ing]
res
earc
h pr
ojec
ts
whi
ch a
re c
arried
out
by
the
Inst
itutio
n w
ith a
ny t
hird
par
ty [
in t
he c
omm
erci
al
sect
or]
[and
Clin
ical
Pat
ient
Car
e].
4.10
Th
e In
stitu
tion
gran
ts t
he C
olla
bora
tor
a ro
yalty
-fre
e, n
on-e
xclu
sive
, w
orld
wid
e,
inde
finite
lic
ence
to
use
the
Inst
itution
’s R
esul
ts f
or R
esea
rch
Purp
oses
(w
ith t
he
righ
t to
sub
-lic
ense
to
any
Gro
up C
ompa
ny a
nd t
o an
y pe
rson
wor
king
for
, or
on
beha
lf of
, th
e Col
labo
rato
r or
any
Gro
up C
ompa
ny,
but
only
for
the
pur
pose
of
carr
ying
out
tha
t w
ork
for
Res
earc
h Pu
rpos
es,
and
othe
rwis
e w
ithou
t th
e righ
t to
su
b-lic
ense
).
4.11
.1 [
The
Inst
itution
and
the
Col
labo
rato
r w
ill,
if th
e Col
labo
rato
r gi
ves
the
Inst
itution
w
ritt
en n
otic
e (a
n O
pti
on
No
tice
) at
any
tim
e du
ring
the
Pro
ject
Per
iod
plus
a
furt
her
[6]
OR
[12
] m
onth
s (t
oget
her
calle
d th
e O
pti
on
Per
iod),
neg
otia
te t
he
term
s on
whi
ch t
he I
nstit
utio
n w
ill g
rant
the
Col
labo
rato
r [a
n ex
clus
ive]
OR
[a
non-
excl
usiv
e]
licen
ce
(with
th
e righ
t to
su
b-lic
ense
) to
us
e th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
cer
tain
of
the
Inst
itutio
n’s
Res
ults
(th
e Li
cen
ce).
[The
Lic
ence
m
ay b
e gr
ante
d by
the
Ins
titut
ion’
s su
bsid
iary
com
pany
, [X
YZ]
Lim
ited.
]
4.11
.2 F
ollo
win
g th
e In
stitu
tion’
s re
ceip
t of
an
Opt
ion
Not
ice,
the
Par
ties
will
neg
otia
te in
go
od f
aith
, fo
r a
period
of
up t
o [9
0 da
ys]
OR
[6
mon
ths]
aft
er t
he d
ate
of r
ecei
pt
of t
he O
ptio
n N
otic
e (t
he
Neg
oti
atio
n P
erio
d)
an a
gree
men
t fo
r th
e gr
ant
of t
he
Lice
nce.
[T
he L
icen
ce w
ill in
clud
e te
rms
base
d on
the
pro
visi
ons
of S
ched
ule
8.]
If
the
Part
ies
are
unab
le t
o ag
ree
the
term
s of
the
Lic
ence
with
in t
he N
egot
iation
Pe
riod,
the
Col
labo
rato
r’s
right
s un
der
clau
ses
4.11
.1, 4.
11.3
and
4.1
1.4
will
laps
e.
4.11
.3 T
he
Inst
itutio
n w
ill
not,
du
ring
th
e O
ptio
n Pe
riod
or
the
Neg
otia
tion
Period
, ne
gotia
te w
ith a
ny o
ther
per
son
with
a v
iew
to
gran
ting
a lic
ence
to
use
its
Res
ults
or
assi
gnin
g th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
its
Res
ults
nor
gra
nt a
li cen
ce t
o us
e th
e In
stitu
tion’
s Res
ults
or
assi
gn t
he I
ntel
lect
ual P
rope
rty
Rig
hts
in
the
Inst
itutio
n’s
Res
ults
to
any
third
part
y. D
urin
g th
e [3
][6]
OR
[12
] m
onth
s fo
llow
ing
the
end
of t
he N
egot
iatio
n Pe
riod
, th
e In
stitu
tion
will
not
gra
nt a
lic
ence
of
any
of
the
Inst
itutio
n’s
Res
ults
to
any
third
part
y on
any
ter
ms
mor
e fa
vour
able
th
an t
hose
offer
ed t
o th
e Col
labo
rato
r pu
rsua
nt t
o th
is c
laus
e 4.
11.
4.11
.4 U
ntil
the
end
of t
he O
ptio
n Pe
riod
and
, if
the
Col
labo
rato
r gi
ves
the
Opt
ion
Not
ice,
un
til th
e ea
rlie
r of
the
end
of
the
Neg
otia
tion
Period
and
the
gra
nt o
f th
e Li
cenc
e,
the
Inst
itutio
n w
ill c
onsu
lt w
ith t
he C
olla
bora
tor
abou
t m
akin
g pa
tent
app
licat
ions
in
res
pect
of
the
Inst
itutio
n’s
Res
ults
. I
f, b
efor
e th
e en
d of
tha
t pe
riod
, th
e Col
labo
rato
r w
ishe
s th
e In
stitu
tion
to a
pply
for
any
pat
ent
in r
elat
ion
to a
ny o
f th
e In
stitu
tion’
s Res
ults
, th
e Col
labo
rato
r w
ill
reim
burs
e to
th
e In
stitu
tion
the
reas
onab
le c
osts
and
exp
ense
s in
curr
ed b
y th
e In
stitu
tion
sin
ce t
he d
ate
of t
his
Agr
eem
ent
in r
elat
ion
to t
he f
iling
and
pro
secu
tion
of t
hat
pate
nt a
pplic
atio
n,
incl
udin
g pa
tent
age
nts'
fee
s, a
s a
resu
lt of
any
req
uest
by
the
Col
labo
rato
r fo
r th
e In
stitu
tion
to a
pply
for
, or
to
mai
ntai
n, a
ny p
aten
t. I
f th
e In
stitu
tion
late
r lic
ense
s or
ass
igns
to
a th
ird
part
y an
y of
the
Ins
titut
ion’
s Res
ults
for
whi
ch t
he
Col
labo
rato
r ha
s pa
id a
ny s
uch
cost
s an
d ex
pens
es,
the
Inst
itution
will
re-
imbu
rse
thos
e co
sts
and
expe
nses
to
the
Col
labo
rato
r.
4.12
[I
f th
e Col
labo
rato
r be
com
es i
nsol
vent
; or
if
an o
rder
is
mad
e or
a r
esol
utio
n is
pa
ssed
fo
r its
w
indi
ng
up
(exc
ept
volu
ntar
ily
for
the
purp
ose
of
solv
ent
amal
gam
atio
n or
rec
onst
ruct
ion)
; of
if a
n ad
min
istr
ator
, ad
min
istr
ativ
e re
ceiv
er o
r re
ceiv
er i
s ap
poin
ted
over
the
who
le o
r an
y pa
rt o
f its
ass
ets;
or
if it
mak
es a
ny
arra
ngem
ent
with
its
cre
dito
rs,
it w
ill r
eass
ign
to t
he I
nstit
utio
n th
e In
telle
ctua
l Pr
oper
ty R
ight
s as
sign
ed t
o th
e Col
labo
rato
r un
der
this
Agr
eem
ent.
] O
R [
The
assi
gnm
ent
to t
he C
olla
bora
tor
in t
his
Agr
eem
ent
will
be
limite
d in
dur
atio
n un
til
the
day
befo
re t
he e
arlie
st o
f th
e fo
llow
ing
occu
rs:
the
Col
labo
rato
r be
com
ing
inso
lven
t; a
n or
der
bein
g m
ade
or a
res
olut
ion
bein
g pa
ssed
for
its
win
ding
up
(exc
ept
volu
ntar
ily f
or t
he p
urpo
se o
f so
lven
t am
alga
mat
ion
or r
econ
stru
ctio
n);
an
adm
inis
trat
or,
adm
inis
trat
ive
rece
iver
or
rece
iver
bei
ng a
ppoi
nted
ove
r th
e w
hole
or
any
par
t of
its
asse
ts;
or it
mak
ing
any
arra
ngem
ent
with
its
cred
itors
.]
5.A
CA
DE
MIC
PU
BLI
CA
TIO
N A
ND
IM
PA
CT
5.1
The
Proj
ect
is u
nder
take
n by
the
Ins
titut
ion
in p
ursu
ance
of
a pr
imar
y ch
arita
ble
purp
ose
of t
he I
nstit
utio
n; t
hat
is t
he a
dvan
cem
ent
of e
duca
tion
thro
ugh
teac
hing
an
d re
sear
ch.
Ther
efor
e, a
ny e
mpl
oyee
or
stud
ent
of t
he I
nstit
utio
n (i
n ea
ch c
ase
whe
ther
or
not
invo
lved
in
the
Proj
ect)
may
, pr
ovid
ed t
he I
nstit
utio
n ha
s no
t re
ceiv
ed a
Con
fiden
tialit
y N
otic
e un
der
clau
se 5
.2:
5.1.
1 di
scus
s w
ork
unde
rtak
en a
s pa
rt o
f th
e Pr
ojec
t in
Ins
titut
ion
sem
inar
s,
tuto
rial
s an
d le
ctur
es;
and
5.1.
2 Pu
blis
h an
y Bac
kgro
und
of t
he C
olla
bora
tor
or a
ny o
f th
e Res
ults
.
5.2
The
Inst
itution
will
sub
mit
to t
he C
olla
bora
tor,
in
writing
, de
tails
of
any
of t
he
Col
labo
rato
r’s
Res
ults
an
d an
y of
th
e Col
labo
rato
r's
Bac
kgro
und
whi
ch
any
empl
oyee
or
stud
ent
of t
he I
nstit
utio
n in
tend
s to
Pub
lish,
at
leas
t [3
0][6
0] O
R
[90]
da
ys
befo
re th
e da
te of
th
e pr
opos
ed su
bmis
sion
fo
r Pu
blic
atio
n.
The
Col
labo
rato
r m
ay,
by g
ivin
g w
ritt
en n
otic
e to
the
Ins
titut
ion
(a C
on
fid
enti
alit
y N
oti
ce):
5.2.
1 re
quire
the
Inst
itutio
n to
del
ay t
he p
ropo
sed
Publ
icat
ion
for
a m
axim
um o
f [i
nser
t pe
riod
] m
onth
(s)
afte
r re
ceip
t of
the
Con
fiden
tialit
y N
otic
e if,
in
the
Col
labo
rato
r's
reas
onab
le o
pini
on,
that
del
ay is
nece
ssar
y in
ord
er t
o se
ek
pate
nt o
r ot
her
prot
ectio
n fo
r an
y of
the
Int
elle
ctua
l Pro
pert
y Rig
hts
in a
ny
275
of t
h e C
olla
bora
tor’s
Res
ults
or
in a
ny o
f th
e Col
labo
rato
r's
Bac
kgro
und
whi
ch a
re t
o be
Pub
lishe
d; o
r
5.2.
2 pr
even
t th
e Pu
blic
atio
n of
an
y of
th
e Col
labo
rato
r’s
Res
ults
or
th
e Col
labo
rato
r's
Bac
kgro
und
whi
ch i
s Con
fiden
tial
Info
rmat
ion
and
whi
ch,
in
each
cas
e, c
anno
t be
pro
tect
ed b
y pa
tent
or
othe
r In
telle
ctua
l Pr
oper
ty
Rig
ht r
egis
trat
ion
or w
hich
can
be
prot
ecte
d in
tha
t w
ay b
ut w
hich
the
Col
labo
rato
r ha
s ch
osen
not
to
prot
ect
in t
hat
way
.
The
Col
labo
rato
r m
ust
give
tha
t Con
fiden
tial
ity N
otic
e w
ithin
[15
] O
R [
30]
days
af
ter
the
Col
labo
rato
r re
ceiv
es
deta
ils
of
the
prop
osed
Pu
blic
atio
n.
If
the
Inst
itutio
n do
es
not
rece
ive
a Con
fiden
tialit
y N
otic
e w
ithin
th
at
period
, th
e pr
opos
ed
Publ
icat
ion
may
pr
ocee
d,
[exc
ept
in
rela
tion
to
the
Col
labo
rato
r’s
Bac
kgro
und
whi
ch i
s th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
and
whi
ch m
ay
not
be P
ublis
hed
unle
ss t
he C
olla
bora
tor
has
give
n its
writt
en c
onse
nt t
o th
at
Publ
icat
ion]
.
5.3
The
Col
labo
rato
r ac
know
ledg
es t
hat
the
Inst
itutio
n is
req
uire
d by
its
fun
ders
to
dem
onst
rate
the
Ins
titut
ion’
s im
pact
on
soci
ety
and
agre
es t
o pr
ovid
e to
the
In
stitu
tion
any
info
rmat
ion
whi
ch t
he I
nstit
utio
n re
ason
ably
req
uest
s in
ord
er t
o al
low
it
to d
emon
stra
te t
hat
impa
ct p
rovi
ded
that
, un
der
or p
ursu
ant
to t
his
clau
se:
the
Inst
itutio
n w
ill
not
be
entit
led
to re
ceiv
e or
di
sclo
se
any
of th
e Col
labo
rato
r’s
Con
fiden
tial
Info
rmat
ion
or
any
info
rmat
ion
whi
ch
iden
tifie
s or
al
low
s an
y liv
ing
indi
vidu
al t
o be
ide
ntifi
ed a
nd t
he i
nfor
mat
ion
requ
este
d an
d di
sclo
sed
unde
r or
pur
suan
t to
thi
s cl
ause
will
be
gene
ral i
n na
ture
.
6.C
ON
FID
ENT
IALI
TY
6.1
[With
out
prej
udic
e to
any
obl
igat
ions
of
conf
iden
tialit
y in
the
Fun
ding
Con
ditio
ns,]
su
bjec
t to
cla
use
5, n
eith
er P
arty
will
[,
eith
er d
urin
g th
e Pr
ojec
t Pe
riod
or
for
[3][
5][7
] O
R [
10]
year
s af
ter
the
end
of t
he P
roje
ct P
erio
d,]
disc
lose
to
any
third
pa
rty,
nor
use
for
any
pur
pose
exc
ept
as e
xpre
ssly
per
mitt
ed b
y th
is A
gree
men
t,
any
of t
he o
ther
Par
ty's
Con
fiden
tial
Inf
orm
atio
n.
6.2
Nei
ther
Par
ty (
the
Rec
ipie
nt)
will
be
in b
reac
h of
any
obl
igat
ion
to k
eep
any
of
the
othe
r Pa
rty’
s Con
fiden
tial
Info
rmat
ion
conf
iden
tial or
not
to
disc
lose
it
to a
ny
third
part
y to
the
ext
ent
that
:
6.2.
1 if
it is
rec
eive
d fr
om t
he o
ther
Par
ty,
it is
kno
wn
to t
he R
ecip
ient
or
any
Gro
up C
ompa
ny (
dem
onst
rabl
e by
writt
en r
ecor
ds)
befo
re its
rec
eipt
fro
m
the
othe
r Pa
rty,
an
d it
is
not
alre
ady
subj
ect
to
any
oblig
atio
n of
co
nfid
ential
ity t
o th
e ot
her
Part
y;
6.2.
2 it
is o
r be
com
es p
ublic
ly k
now
n w
ithou
t an
y br
each
of
this
Agr
eem
ent
or
any
othe
r un
dert
akin
g to
kee
p it
conf
iden
tial
;
6.2.
3 it
has
been
obt
aine
d by
the
Rec
ipie
nt o
r an
y G
roup
Com
pany
fro
m a
thi
rd
part
y in
circ
umst
ance
s w
here
the
Rec
ipie
nt h
as n
o re
ason
to
belie
ve t
hat
ther
e ha
s be
en a
bre
ach
of a
n ob
ligat
ion
of c
onfid
entia
lity
owed
to
the
othe
r Pa
rty;
6.2.
4 it
has
been
in
depe
nden
tly
deve
lope
d by
th
e Rec
ipie
nt
or
any
Gro
up
Com
pany
with
out
refe
renc
e to
the
oth
er P
arty
’s C
onfid
ential
Inf
orm
atio
n;
6.2.
5 it
is
disc
lose
d pu
rsua
nt
to
the
requ
irem
ent
of
any
law
or
re
gula
tion
(pro
vide
d, in
the
cas
e of
a d
iscl
osur
e un
der
the
Free
dom
of In
form
atio
n Act
20
00 or
th
e En
viro
nmen
tal
Info
rmat
ion
Reg
ulat
ions
200
4, no
ne o
f th
e
exc e
ptio
ns t
o th
at A
ct o
r th
ose
Reg
ulat
ions
(as
the
cas
e m
ay b
e) a
pplie
s to
th
e in
form
atio
n di
sclo
sed)
or
pu
rsua
nt
to
the
orde
r of
an
y Cou
rt
of
com
pete
nt j
uris
dict
ion
or t
he r
equi
rem
ent
of a
ny c
ompe
tent
reg
ulat
ory
auth
ority
, an
d th
at,
in e
ach
case
whe
re t
he la
w p
erm
its,
the
Part
y re
quired
to
mak
e th
at d
iscl
osur
e ha
s in
form
ed t
he o
ther
Par
ty,
with
in a
rea
sona
ble
time
afte
r be
ing
requ
ired
to
mak
e th
e di
sclo
sure
, of
the
req
uire
men
t an
d th
e in
form
atio
n re
quired
to
be d
iscl
osed
; or
6.2.
6 it
is a
ppro
ved
for
rele
ase
in w
riting
by
an a
utho
rise
d re
pres
enta
tive
of t
he
othe
r Pa
rty.
6.3
The
Inst
itutio
n w
ill
not
be
in
brea
ch
of
any
oblig
atio
n to
ke
ep
any
of
the
Col
labo
rato
r's
Bac
kgro
und,
Res
ults
or
othe
r in
form
atio
n, c
onfid
ential
or
not
to
disc
lose
it t
o an
y th
ird
part
y, b
y:
6.3.
1 [e
xcep
t in
re
latio
n to
th
e Col
labo
rato
r’s
Bac
kgro
und
whi
ch
is
the
Col
labo
rato
r’s
Con
fiden
tial
Inf
orm
atio
n,]
Publ
ishi
ng i
t if
the
Inst
itutio
n ha
s fo
llow
ed t
he p
roce
dure
in
clau
se 5
.2 a
nd h
as r
ecei
ved
no C
onfid
entia
lity
Not
ice
with
in t
he p
erio
d st
ated
in t
hat
clau
se;
or
6.3.
2 m
akin
g th
em a
vaila
ble
to a
ny s
tude
nt o
f th
e In
stitu
tion
who
nee
ds t
o kn
ow
the
sam
e in
or
der
to
exer
cise
th
e righ
ts
gran
ted
in
this
Agr
eem
ent,
pr
ovid
ed
they
ar
e no
t us
ed
exce
pt
as
expr
essl
y pe
rmitt
ed
by
this
Agr
eem
ent
and
the
stud
ent
unde
rtak
es t
o ke
ep t
hat
Bac
kgro
und,
tho
se
Res
ults
and
tha
t in
form
atio
n co
nfid
entia
l.
6.4
The
Col
labo
rato
r w
ill no
t be
in
br
each
of
an
y ob
ligat
ion
to k
eep
any
of th
e In
stitu
tion'
s Bac
kgro
und,
Res
ults
or
ot
her
info
rmat
ion,
co
nfid
ential
or
no
t to
di
sclo
se
them
to
an
y th
ird
part
y,
by
mak
ing
them
av
aila
ble
to
any
Gro
up
Com
pany
, or
any
per
son
wor
king
for
or
on b
ehal
f of
the
Col
labo
rato
r or
any
Gro
up
Com
pany
, w
ho n
eeds
to
know
the
sam
e in
ord
er t
o ex
erci
se t
he r
ight
s gr
ante
d in
th
is A
gree
men
t, p
rovi
ded
they
are
not
use
d ex
cept
as
expr
essl
y pe
rmitt
ed b
y th
is
Agr
eem
ent
and
reci
pien
t un
dert
akes
to
keep
the
m c
onfid
entia
l.
6.5
[Nei
ther
Par
ty w
ill b
e in
bre
ach
of a
ny o
blig
atio
n to
kee
p an
y of
the
oth
er P
arty
’s
Con
fiden
tial
Inf
orm
atio
n, c
onfid
entia
l or
not
to
disc
lose
it
to a
ny t
hird
par
ty b
y di
sclo
sing
it t
o th
e Fu
ndin
g Bod
y in
acc
orda
nce
with
the
Fun
ding
Con
ditio
ns.]
6.6
If t
he I
nstit
utio
n re
ceiv
es a
req
uest
und
er t
he F
reed
om o
f In
form
atio
n Act
200
0 or
th
e En
viro
nmen
tal I
nfor
mat
ion
Reg
ulat
ions
200
4 to
dis
clos
e an
y in
form
atio
n w
hich
, un
der
this
Agr
eem
ent,
is
the
Col
labo
rato
r’s
Con
fiden
tial
Inf
orm
atio
n, i
t w
ill n
otify
th
e Col
labo
rato
r an
d w
ill
cons
ult
with
th
e Col
labo
rato
r pr
ompt
ly
and,
be
fore
m
akin
g an
y di
sclo
sure
und
er t
hat
Act
or
thos
e Reg
ulat
ions
, th
e In
stitu
tion,
whe
re
appr
opriat
e, w
ill t
ake
lega
l ad
vice
reg
ardi
ng t
he a
vaila
bilit
y an
d ap
plic
abili
ty o
f an
y ex
empt
ions
and
any
oth
er o
ptio
ns a
vaila
ble,
and
will
not
ify t
he C
olla
bora
tor
of
the
inte
nded
re
spon
se
to
that
re
ques
t.
The
Col
labo
rato
r w
ill
resp
ond
to
the
Inst
itutio
n w
ithin
10
days
aft
er r
ecei
ving
the
Ins
titut
ion’
s no
tice
if th
at n
otic
e re
ques
ts
the
Col
labo
rato
r to
pr
ovid
e in
form
atio
n to
as
sist
th
e In
stitu
tion
to
dete
rmin
e w
heth
er o
r no
t an
exe
mpt
ion
to t
he F
reed
om o
f In
form
atio
n Act
200
0 or
the
Env
ironm
enta
l In
form
atio
n Reg
ulat
ions
200
4 ap
plie
s to
the
inf
orm
atio
n re
ques
ted
unde
r th
at
Act
or
th
ose
Reg
ulat
ions
. Th
e Col
labo
rato
r m
ay
mak
e re
pres
enta
tions
in
rela
tion
to t
hat
requ
est
and
the
prop
osed
res
pons
e an
d m
ay
requ
est
amen
dmen
ts t
o th
e pr
opos
ed r
espo
nse.
[At
the
Col
labo
rato
r’s
requ
est,
ex
cept
in o
rder
to
com
ply
with
any
cou
rt o
rder
or
any
deci
sion
of
the
Info
rmat
ion
Com
mis
sion
er o
r th
e In
form
atio
n Tr
ibun
al,
the
Inst
itutio
n w
ill n
ot d
iscl
ose
any
info
rmat
ion
whi
ch,
unde
r th
is
Agr
eem
ent,
is
th
e Col
labo
rato
r’s
Con
fiden
tial
276
Info
rmat
ion
in r
espo
nse
to a
req
uest
und
er t
he F
reed
om o
f In
form
atio
n Act
200
0 or
the
Env
iron
men
tal I
nfor
mat
ion
Reg
ulat
ions
200
4 pr
ovid
ed t
hat:
6.6.
1 th
e Col
labo
rato
r m
akes
th
at
requ
est
in
writin
g w
ithin
10
da
ys
afte
r re
ceiv
ing
the
Inst
itution
’s n
otic
e gi
ven
unde
r th
is c
laus
e 6.
6; a
nd
6.6.
2 th
e Col
labo
rato
r in
dem
nifie
s th
e In
stitu
tion
and
its e
mpl
oyee
s an
d st
uden
ts
(th
e In
dem
nif
ied
P
arti
es),
an
d ke
eps
them
fu
lly
and
effe
ctiv
ely
inde
mni
fied,
ag
ains
t ea
ch
and
ever
y cl
aim
m
ade
agai
nst
any
of
the
Inde
mni
fied
Part
ies
as a
res
ult
of t
he I
nstit
utio
n no
t m
akin
g an
y di
sclo
sure
of
th
e Col
labo
rato
r’s
Con
fiden
tial
info
rmat
ion
in re
spon
se to
a
requ
est
unde
r th
e Fr
eedo
m
of
Info
rmat
ion
Act
20
00
or
the
Envi
ronm
enta
l In
form
atio
n Reg
ulat
ions
200
4.]
6.7
Nei
ther
Par
ty w
ill u
se t
he o
ther
’s n
ame
or t
he n
ame
of a
ny o
f th
e Key
Per
sonn
el
prov
ided
by
the
othe
r Pa
rty
or t
he o
ther
Par
ty’s
log
o in
any
pre
ss r
elea
se o
r pr
oduc
t ad
vert
isin
g, o
r fo
r an
y ot
her
prom
otio
nal pu
rpos
e, w
ithou
t fir
st o
btai
ning
th
e ot
her
Part
y's
writ
ten
cons
ent.
6.8
[Not
with
stan
ding
an
y ot
her
prov
isio
n of
th
is
Agr
eem
ent,
th
e In
stitu
tion
may
id
entif
y th
e su
ms
rece
ived
fro
m t
he C
olla
bora
tor
in t
he I
nstit
utio
n’s
Ann
ual R
epor
t an
d si
mila
r pu
blic
atio
ns][
, an
d th
e Col
labo
rato
r m
ay,
in o
rder
to
com
ply
with
any
tr
ansp
aren
cy r
epor
ting
oblig
atio
ns t
o w
hich
it
is s
ubje
ct,
publ
ish
deta
ils o
f an
y tr
ansf
ers
of v
alue
].]
7.LI
MIT
AT
ION
OF
LIA
BIL
ITY
7.1
Each
of
the
Part
ies
war
rant
s to
the
oth
er t
hat,
to
the
best
of
its k
now
ledg
e an
d be
lief
(hav
ing
mad
e re
ason
able
enq
uiry
of
thos
e of
its
em
ploy
ees
invo
lved
in
the
Proj
ect
or l
ikel
y to
hav
e re
leva
nt k
now
ledg
e[,
and
in t
he c
ase
of t
he I
nstit
utio
n an
y st
uden
t in
volv
ed i
n th
e Pr
ojec
t],
but
not
havi
ng m
ade
any
sear
ch o
f an
y pu
blic
reg
iste
r)
any
advi
ce o
r in
form
atio
n gi
ven
by it
or a
ny o
f its
em
ploy
ees
or
stud
ents
w
ho
wor
k on
th
e Pr
ojec
t,
or
the
cont
ent
or
use
of
any
Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
conn
ection
with
the
Pr
ojec
t, w
ill n
ot c
onst
itute
or
resu
lt in
any
infr
inge
men
t of
thi
rd p
arty
rig
hts.
OR
7.1
Nei
ther
of
the
Part
ies
[exc
ept
unde
r cl
ause
7.1
0] m
akes
any
rep
rese
ntat
ion
or
give
s an
y w
arra
nty
to t
he o
ther
tha
t an
y ad
vice
or
info
rmat
ion
give
n by
it o
r an
y of
its
em
ploy
ees
or s
tude
nts
who
wor
k or
hav
e w
orke
d on
the
Pro
ject
, or
the
co
nten
t or
use
of
any
Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
co
nnec
tion
with
th
e Pr
ojec
t,
will
no
t co
nstit
ute
or
resu
lt in
an
y in
frin
gem
ent
of t
hird
par
ty r
ight
s.
7.2
Exce
pt u
nder
the
war
rant
[y][
ies]
in
clau
se[s
] [7
.1 a
nd]
7.10
and
the
ind
emni
ties
in c
laus
es [
6.6,
]7.
3 an
d 7.
4, a
nd s
ubje
ct t
o cl
ause
7.8
, ne
ither
Par
ty a
ccep
ts a
ny
liabi
lity
or r
espo
nsib
ility
for
any
use
whi
ch m
ay b
e m
ade
by t
he o
ther
Par
ty o
f an
y of
the
Res
ults
, no
r fo
r an
y re
lianc
e w
hich
may
be
plac
ed b
y th
at o
ther
Par
ty o
n an
y of
the
Res
ults
, no
r fo
r ad
vice
or
info
rmat
ion
give
n in
con
nect
ion
with
any
of
the
Res
ults
.
7.3
Sub
ject
to
clau
se 7
.7.1
, th
e Col
labo
rato
r [a
nd t
he I
nstit
utio
n] (
the
Ind
emn
ifyi
ng
P
arty
) w
ill i
ndem
nify
the
oth
er P
arty
, an
d its
em
ploy
ees
and
stud
ents
(to
geth
er
the
Ind
emn
ifie
d
Par
ties
), an
d ke
ep th
em f
ully
an
d ef
fect
ivel
y in
dem
nifie
d,
agai
nst
each
and
eve
ry c
laim
mad
e ag
ains
t an
y of
the
Ind
emni
fied
Part
ies
as a
re
sult
of t
he I
ndem
nify
ing
Part
y’s
use
of a
ny o
f th
e fo
llow
ing:
the
Res
ults
, an
d an
y
mat
e ria
ls,
wor
ks o
r in
form
atio
n re
ceiv
ed f
rom
the
Ind
emni
fied
Part
ies
purs
uant
to
this
Agr
eem
ent,
pro
vide
d th
at t
he I
ndem
nifie
d Pa
rty
mus
t:
7.3.
1 pr
ompt
ly n
otify
the
Ind
emni
fyin
g Pa
rty
of d
etai
ls o
f th
e cl
aim
;
7.3.
2 no
t m
ake
any
adm
issi
on in
rel
atio
n to
the
cla
im;
7.3.
3 ta
ke r
easo
nabl
e st
eps
to m
itiga
te its
los
ses
and
expe
nses
aris
ing
from
the
cl
aim
;
7.3.
4 al
low
th
e In
dem
nify
ing
Part
y to
ha
ve th
e co
nduc
t of
th
e de
fenc
e an
d se
ttle
men
t of
the
cla
im;
and
7.3.
5 gi
ve t
he I
ndem
nify
ing
Part
y al
l rea
sona
ble
assi
stan
ce (
at t
he I
ndem
nify
ing
Part
y’s
expe
nse)
in d
ealin
g w
ith t
he c
laim
.
The
inde
mni
ty in
this
cla
use
7.3
will
not
app
ly t
o th
e ex
tent
tha
t th
e cl
aim
arise
s as
a r
esul
t of
the
Ind
emni
fied
Part
y's
negl
igen
ce,
its b
reac
h of
cla
use
6, t
he
delib
erat
e br
each
of
this
Agr
eem
ent
or i
ts k
now
ing
infr
inge
men
t of
any
thi
rd
part
y’s
Inte
llect
ual
Prop
erty
Rig
hts
or i
ts k
now
ing
brea
ch o
f an
y th
ird
part
y’s
righ
ts o
f co
nfid
ence
.
7.4
Sub
ject
to
clau
se 7
.7.3
, ea
ch P
arty
will
ind
emni
fy t
he o
ther
and
kee
p it
fully
and
ef
fect
ivel
y in
dem
nifie
d on
dem
and
agai
nst
all
cost
s, c
laim
s, d
eman
ds,
expe
nses
an
d lia
bilit
ies
of a
ny n
atur
e ar
isin
g ou
t of
or
in c
onne
ctio
n w
ith a
ny b
reac
h by
it o
f Sch
edul
e 6.
7.5
Sub
ject
to
clau
ses
7.7
and
7.8,
and
exc
ept
unde
r th
e in
dem
nitie
s in
cla
uses
[6
.6,
]7.3
and
7.4
, th
e lia
bilit
y of
eith
er P
arty
to
the
othe
r fo
r an
y br
each
of
this
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er w
ay o
ut o
f th
e su
bjec
t m
atte
r of
thi
s Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill n
ot e
xten
d to
:
7.5.
1 an
y in
dire
ct d
amag
es o
r lo
sses
;
7.5.
2 an
y lo
ss of
pr
ofits
, lo
ss o
f re
venu
e, lo
ss of
da
ta,
loss
of
con
trac
ts o
r op
port
unity
, w
heth
er d
irec
t or
indi
rect
,
even
, in
eac
h ca
se,
if th
e Pa
rty
brin
ging
the
cla
im h
as a
dvis
ed t
he o
ther
of
the
poss
ibili
ty o
f th
ose
loss
es,
or if
the
y w
ere
with
in t
he o
ther
Par
ty's
con
tem
plat
ion.
7.6
Sub
ject
to
clau
ses
7.7
and
7.8,
the
agg
rega
te l
iabi
lity
of e
ach
Part
y to
the
oth
er
for
all a
nd a
ny b
reac
hes
of t
his
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er
way
out
of
the
subj
ect
mat
ter
of t
his
Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill
not
exce
ed in
tot
al [
the
Fina
ncia
l Con
trib
utio
n][t
he p
ortio
n of
the
Ext
erna
l Fun
ding
al
loca
ted
to t
hat
Part
y] O
R [
£ins
ert
figur
e].
7.7
Sub
ject
in
each
cas
e to
cla
use
7.8,
the
agg
rega
te l
iabi
lity
of e
ach
Part
y to
the
ot
her:
7.7.
1 un
der
the
inde
mni
ty in
cla
use
7.3
will
not
exc
eed
in t
otal
£[i
nser
t fig
ure]
;
7.7.
2 un
der
the
inde
mni
ty in
clau
se 7
.4 w
ill n
ot e
xcee
d in
tot
al £
[ins
ert
figur
e];
and
[7.7
.3 f
or a
ll an
d an
y br
each
es o
f th
e Fu
ndin
g Con
ditio
ns w
ill n
ot e
xcee
d in
tot
al
[the
am
ount
of
the
Exte
rnal
Fun
ding
]].
277
7.8
Not
hing
in t
his
Agr
eem
ent
limits
or
excl
udes
eith
er P
arty
's li
abili
ty for
:
7.8.
1 de
ath
or p
erso
nal i
njur
y ca
used
by
negl
igen
ce;
7.8.
2 an
y fr
aud
or f
or a
ny s
ort
of l
iabi
lity
whi
ch,
by l
aw,
cann
ot b
e lim
ited
or
excl
uded
; or
7.8.
3 an
y lo
ss o
r da
mag
e ca
used
by
a de
liber
ate
brea
ch o
f th
is A
gree
men
t.
7.9
The
expr
ess
unde
rtak
ings
and
war
rant
ies
give
n by
the
Par
ties
in t
his
Agr
eem
ent
are
in li
eu o
f al
l oth
er w
arra
ntie
s, c
ondi
tions
, te
rms,
und
erta
king
s an
d ob
ligat
ions
, w
heth
er e
xpre
ss o
r im
plie
d by
sta
tute
, co
mm
on la
w,
cust
om,
trad
e us
age,
cou
rse
of d
ealin
g or
in
any
othe
r w
ay.
All
of t
hese
are
exc
lude
d to
the
ful
lest
ext
ent
perm
itted
by
law
.
7.10
[A
ny a
ssig
nmen
t of
Int
elle
ctua
l Pr
oper
ty R
ight
s m
ade
unde
r or
pur
suan
t to
thi
s Agr
eem
ent
is m
ade
or w
ill b
e m
ade
with
ful
l tit
le g
uara
ntee
.] O
R [
Each
of
the
Part
ies
war
rant
s to
eac
h th
e ot
her
Part
y th
at,
in r
elat
ion
to a
ny a
ssig
nmen
t of
In
telle
ctua
l Pro
pert
y Rig
hts
mad
e by
it u
nder
or
purs
uant
to
this
Agr
eem
ent:
7.10
.1 t
he
Part
y m
akin
g th
at
assi
gnm
ent
has
the
righ
t to
di
spos
e of
th
ose
Inte
llect
ual
Prop
erty
Rig
hts
and
that
it
will
, at
its
ow
n co
st,
do a
ll th
at i
t re
ason
ably
can
to
give
the
titl
e w
hich
it p
urpo
rts
to g
ive;
and
7.10
.1 t
hat
the
Inte
llect
ual P
rope
rty
Rig
hts
assi
gned
are
fre
e fr
om a
ll ch
arge
s an
d en
cum
bran
ces
and
right
s of
any
thi
rd p
arty
(ex
cept
tho
se o
f w
hich
the
Pa
rty
mak
ing
that
as
sign
men
t is
un
awar
e or
of
w
hich
it
coul
d no
t re
ason
ably
be
awar
e).]
8.FO
RC
E M
AJE
UR
E
If t
he p
erfo
rman
ce b
y a
Part
y of
any
of
its o
blig
atio
ns u
nder
thi
s Agr
eem
ent
(exc
ept
a pa
ymen
t ob
ligat
ion)
is
dela
yed
or p
reve
nted
by
circ
umst
ance
s be
yond
its r
easo
nabl
e co
ntro
l, th
at P
arty
will
not
be
in b
reac
h of
thi
s Agr
eem
ent
beca
use
of t
hat
dela
y in
per
form
ance
. H
owev
er,
if th
e de
lay
in p
erfo
rman
ce la
sts
for
mor
eth
an [
3] O
R [
6] m
onth
s, t
he o
ther
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t w
ithim
med
iate
eff
ect
by gi
ving
writt
en no
tice
to t
he P
arty
w
hose
pe
rfor
man
ce is
dela
yed
or p
reve
nted
.
9.TE
RM
INA
TIO
N
9.1
Eith
er P
arty
may
ter
min
ate
this
Agr
eem
ent
with
imm
edia
te e
ffec
t by
giv
ing
notic
e to
the
oth
er P
arty
if t
he o
ther
Par
ty:
9.1.
1 is
in
brea
ch o
f an
y pr
ovis
ion
of t
his
Agr
eem
ent
and
(if
it is
cap
able
of
rem
edy)
the
bre
ach
has
not
been
rem
edie
d w
ithin
[30
][60
] O
R [
90]
days
af
ter
rece
ipt
of
writt
en
notic
e sp
ecify
ing
the
brea
ch
and
requ
irin
g its
re
med
y;
9.1.
2 be
com
es i
nsol
vent
, or
if
an o
rder
is
mad
e or
a r
esol
utio
n is
pas
sed
for
its
win
ding
up
(exc
ept
volu
ntar
ily f
or t
he p
urpo
se o
f so
lven
t am
alga
mat
ion
or
reco
nstr
uctio
n),
or i
f an
adm
inis
trat
or,
adm
inis
trat
ive
rece
iver
or
rece
iver
is
app
oint
ed o
ver
the
who
le o
r an
y pa
rt o
f th
e ot
her
Part
y's
asse
ts,
or i
f th
e ot
her
Part
y m
akes
any
arr
ange
men
t w
ith it
s cr
edito
rs;
or
9.1.
3 co
mm
its a
ny b
reac
h of
Sch
edul
e 5
[or
Sch
edul
e 7]
.
9.2
Each
of
the
Part
ies
will
not
ify t
he o
ther
pro
mpt
ly i
f at
any
tim
e an
y of
the
Key
Pe
rson
nel a
ppoi
nted
by
that
Par
ty is
una
ble
or u
nwill
ing
to c
ontin
ue t
o be
invo
lved
in
the
Pro
ject
. W
ithin
[3]
OR
[6]
mon
ths
afte
r th
e da
te o
f th
at n
otic
e, t
he P
arty
w
ho or
igin
ally
ap
poin
ted
that
m
embe
r of
th
e Key
Pe
rson
nel
will
no
min
ate
a su
cces
sor.
Th
e ot
her
Part
y w
ill n
ot u
nrea
sona
bly
refu
se t
o ac
cept
the
nom
inat
ed
succ
esso
r, b
ut if
the
succ
esso
r is
not
acc
epta
ble
to t
he o
ther
Par
ty o
n re
ason
able
gr
ound
s, o
r if
the
appo
into
r ca
nnot
fin
d a
succ
esso
r, e
ither
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t by
giv
ing
the
othe
r no
t le
ss t
han
[3]
mon
ths'
not
ice.
9.7
[The
Col
labo
rato
r m
ay
term
inat
e th
is
Agr
eem
ent
at
any
time,
pr
ovid
ed
the
Col
labo
rato
r co
mpl
ies
with
cl
ause
s 9.
6 an
d 9.
7,
by gi
ving
no
t le
ss
than
[3
] m
onth
s' n
otic
e to
the
Ins
titut
ion.
]
9.4
Cla
uses
1,
3, 4
(su
bjec
t to
cla
use
9.5)
, 5,
6,
7, 8
, 9.
4, 9
.5,
9.6,
9.7
, 9.
8 an
d 10
w
ill s
urvi
ve t
he c
ompl
etio
n of
the
Pro
ject
or
the
term
inat
ion
of t
his
Agr
eem
ent
for
any
reas
on a
nd w
ill c
ontin
ue i
n fu
ll fo
rce
and
effe
ct i
ndef
inite
ly o
r, i
n th
e ca
se o
f cl
ause
6, in
acc
orda
nce
with
cla
use
6.1.
9.5
On
the
term
inat
ion
of t
his
Agr
eem
ent
unde
r cl
ause
8,
9.1,
9.2
or
9.3
all r
ight
s an
d lic
ence
s gr
ante
d by
on
e Pa
rty
to
the
othe
r Pa
rty
unde
r or
pu
rsua
nt to
th
is
Agr
eem
ent
will
aut
omat
ical
ly t
erm
inat
e, e
xcep
t:
9.5.
1 an
y righ
ts t
o us
e an
y Res
ults
or
Bac
kgro
und
for
Acad
emic
and
Res
earc
h Pu
rpos
es;
9.5.
2 an
y righ
t to
Pub
lish
in a
ccor
danc
e w
ith c
laus
e 5;
and
9.5.
3 an
y righ
ts t
o us
e an
y Res
ults
or
Bac
kgro
und
for
Res
earc
h Pu
rpos
es.
9.6
On
the
term
inat
ion
of t
his
Agr
eem
ent,
the
Col
labo
rato
r w
ill p
ay t
he I
nstit
utio
n fo
r al
l w
ork
done
bef
ore
term
inat
ion
[and
not
cov
ered
by
the
Exte
rnal
Fun
ding
]. I
f te
rmin
atio
n oc
curs
pu
rsua
nt
to
clau
se 9.
2 [o
r 9.
3],
the
Col
labo
rato
r w
ill
re-
imbu
rse
the
Inst
itutio
n fo
r al
l co
sts
and
expe
nses
w
hich
th
e In
stitu
tion
has
incu
rred
or
agre
ed t
o in
cur
and
whi
ch t
he I
nstit
utio
n is
una
ble
to c
ance
l.
9.7
Follo
win
g th
e te
rmin
atio
n of
thi
s Agr
eem
ent
[by
the
Inst
itutio
n] u
nder
cla
use
9.1
or 9
.2 [
or b
y th
e Col
labo
rato
r un
der
clau
se 9
.3],
if
the
Fina
ncia
l Con
trib
utio
n is
in
tend
ed t
o co
ver
the
cost
s of
em
ploy
ing
any
Inst
itutio
n st
aff
invo
lved
in
the
Proj
ect,
the
Col
labo
rato
r w
ill c
ontin
ue t
o re
imbu
rse,
in
acco
rdan
ce w
ith c
laus
e 3,
th
e ac
tual
direc
t em
ploy
men
t co
sts
of s
taff w
ho w
ere
appo
inte
d by
the
Ins
titut
ion
to
wor
k on
th
e Pr
ojec
t be
fore
th
e se
rvic
e of
th
e no
tice,
pr
ovid
ed
that
th
e In
stitu
tion
take
s al
l re
ason
able
ste
ps t
o m
inim
ise
thos
e co
sts.
Rei
mbu
rsem
ent
will
con
tinue
unt
il th
e ef
fect
ive
date
of
term
inat
ion
of e
ach
staf
f co
ntra
ct o
r th
e da
te o
n w
hich
the
Pro
ject
was
to
have
end
ed (
whi
chev
er i
s th
e ea
rlie
r).
Thos
e di
rect
em
ploy
men
t co
sts
will
inc
lude
a p
ropo
rtio
n of
any
red
unda
ncy
cost
s w
hich
ha
ve b
een
incu
rred
by
the
Inst
itution
as
a di
rect
res
ult
of t
he t
erm
inat
ion
of t
his
Agr
eem
ent,
th
at
prop
ortio
n to
be
ca
lcul
ated
by
di
vidi
ng
the
indi
vidu
al’s
in
volv
emen
t in
the
Pro
ject
by
the
dura
tion
of h
is p
erio
d of
em
ploy
men
t by
the
In
stitu
tion.
9.8
If t
he C
olla
bora
tor
has
paid
any
of
the
Fina
ncia
l Con
trib
utio
n in
adv
ance
and
the
w
hole
of
th
at co
ntribu
tion
has
not,
by
the
en
d of
th
e Pr
ojec
t Pe
riod
or
th
e te
rmin
atio
n of
thi
s Agr
eem
ent,
bee
n us
ed b
y th
e In
stitu
tion
for
the
purp
oses
for
w
hich
tha
t Fi
nanc
ial
Con
trib
utio
n w
as p
rovi
ded,
the
Ins
titut
ion
will
ret
urn
to t
he
Col
labo
rato
r th
e un
used
por
tion
of t
hat
cont
ribu
tion.
10.
GEN
ERA
L
278
10.1
N
oti
ces:
Any
not
ice
to b
e gi
ven
unde
r th
is A
gree
men
t m
ust
be in
writing
, m
ust
be d
eliv
ered
to
the
othe
r Pa
rty
by a
ny o
f th
e m
etho
ds s
et o
ut i
n th
e le
ft h
and
colu
mn
belo
w,
and
will
be
deem
ed t
o be
rec
eive
d on
the
cor
resp
ondi
ng d
ay s
et
out
in t
he r
ight
han
d co
lum
n:
Met
ho
d o
f se
rvic
e
Dee
med
day
of
rece
ipt
By
hand
or
cour
ier
the
day
of d
eliv
ery
By
pre-
paid
first
cla
ss p
ost
the
seco
nd B
usin
ess
Day
aft
er p
ostin
g
By
reco
rded
del
iver
y po
st
the
next
Bus
ines
s D
ay a
fter
pos
ting
The
Part
ies'
res
pect
ive
repr
esen
tativ
es f
or t
he r
ecei
pt o
f no
tices
are
, un
til c
hang
ed
by n
otic
e gi
ven
in a
ccor
danc
e w
ith t
his
clau
se,
as fol
low
s:
For
the
Inst
itu
tio
n:
For
the
Co
llab
ora
tor:
Nam
e:
Add
ress
:
Nam
e:
Add
ress
:
10.2
A
ssig
nm
ent:
N
eith
er P
arty
may
ass
ign
or t
rans
fer
this
Agr
eem
ent
as a
who
le,
or
any
of it
s righ
ts o
r ob
ligat
ions
und
er it
, w
ithou
t fir
st o
btai
ning
the
writt
en c
onse
nt
of t
he o
ther
Par
ty[,
exc
ept
that
the
Col
labo
rato
r m
ay a
ssig
n th
is A
gree
men
t as
a
who
le t
o a
Gro
up C
ompa
ny w
ithou
t th
e co
nsen
t of
the
Ins
titut
ion]
. N
eith
er P
arty
w
ill u
nrea
sona
bly
with
hold
or
dela
y its
con
sent
.
10.3
Il
leg
al/
un
enfo
rcea
ble
pro
visi
on
s:
If t
he w
hole
or
any
part
of
any
prov
isio
n of
th
is A
gree
men
t is
voi
d or
une
nfor
ceab
le in
any
jur
isdi
ctio
n, t
he o
ther
pro
visi
ons
of
this
Agr
eem
ent,
and
the
res
t of
the
voi
d or
une
nfor
ceab
le p
rovi
sion
, w
ill c
ontinu
e in
for
ce in
that
jur
isdi
ctio
n, a
nd t
he v
alid
ity a
nd e
nfor
ceab
ility
of
that
pro
visi
on in
any
othe
r ju
risd
ictio
n w
ill n
ot b
e af
fect
ed.
10.4
W
aive
r o
f ri
gh
ts:
If
a Pa
rty
fails
to
enfo
rce,
or
dela
ys in
enf
orci
ng,
an o
blig
atio
n of
the
oth
er P
arty
, or
fai
ls t
o ex
erci
se,
or d
elay
s in
exe
rcis
ing,
a r
ight
und
er t
his
Agr
eem
ent,
tha
t fa
ilure
or
dela
y w
ill n
ot a
ffec
t its
rig
ht t
o en
forc
e th
at o
blig
atio
n or
con
stitu
te a
wai
ver
of t
hat
righ
t.
Any
wai
ver
of a
ny p
rovi
sion
of
this
Agr
eem
ent
will
no
t, u
nles
s ex
pres
sly
stat
ed t
o th
e co
ntra
ry,
cons
titut
e a
wai
ver
of t
hat
prov
isio
n on
a f
utur
e oc
casi
on.
10.5
N
o
agen
cy:
N
othi
ng
in
this
Agr
eem
ent
crea
tes,
im
plie
s or
ev
iden
ces
any
part
ners
hip
or j
oint
ven
ture
bet
wee
n th
e Pa
rtie
s, o
r th
e re
latio
nshi
p be
twee
n th
em of
pr
inci
pal
and
agen
t. N
eith
er Pa
rty
has
any
auth
ority
to
m
ake
any
repr
esen
tatio
n or
com
mitm
ent,
or
to in
cur
any
liabi
lity,
on
beha
lf of
the
oth
er.
10.6
En
tire
ag
reem
ent:
Thi
s Agr
eem
ent
[and
the
Fun
ding
Con
dition
s] c
onst
itute
[s]
the
entir
e ag
reem
ent
betw
een
the
Part
ies
rela
ting
to i
ts s
ubje
ct m
atte
r.
Each
Pa
rty
ackn
owle
dges
tha
t it
has
not
ente
red
into
thi
s Agr
eem
ent
on t
he b
asis
of
any
war
rant
y, r
epre
sent
atio
n, s
tate
men
t, a
gree
men
t or
und
erta
king
exc
ept
thos
e ex
pres
sly
set
out
in t
his
Agr
eem
ent.
Ea
ch P
arty
wai
ves
any
clai
m f
or b
reac
h of
th
is
Agr
eem
ent,
or
an
y righ
t to
re
scin
d th
is
Agr
eem
ent
in
resp
ect
of,
any
repr
esen
tatio
n w
hich
is
not
an e
xpre
ss p
rovi
sion
of
this
Agr
eem
ent.
H
owev
er,
this
cla
use
does
not
exc
lude
any
lia
bilit
y w
hich
a P
arty
may
hav
e to
the
oth
er (
or
any
righ
t w
hich
a P
arty
may
hav
e to
res
cind
thi
s Agr
eem
ent)
in
resp
ect
of a
ny
frau
dule
nt m
isre
pres
enta
tion
or f
raud
ulen
t co
ncea
lmen
t be
fore
the
sig
ning
of
this
Agr
eem
ent.
10.7
Fo
rmal
itie
s:
Each
Pa
rty
will
ta
ke
any
actio
n an
d ex
ecut
e an
y do
cum
ent
reas
onab
ly r
equi
red
by t
he o
ther
Par
ty t
o gi
ve e
ffec
t to
any
of
its r
ight
s un
der
this
Agr
eem
ent,
or
to e
nabl
e th
eir
regi
stra
tion
in a
ny r
elev
ant
terr
itory
pro
vide
d th
e Pa
rty
mak
ing
the
requ
est
pays
the
oth
er P
arty
’s r
easo
nabl
e ex
pens
es.
10.8
A
men
dm
ents
: N
o va
riat
ion
or a
men
dmen
t of
thi
s Agr
eem
ent
will
be
effe
ctiv
e un
less
it is
mad
e in
writing
and
sig
ned
by e
ach
Part
y's
repr
esen
tativ
e.
10.9
Th
ird
par
ties
: N
o on
e ex
cept
a P
arty
has
any
rig
ht t
o pr
even
t th
e am
endm
ent
of
this
Agr
eem
ent
or i
ts t
erm
inat
ion,
and
no
one
exce
pt a
Par
ty m
ay e
nfor
ce a
ny
bene
fit c
onfe
rred
by
this
Agr
eem
ent,
unl
ess
this
Agr
eem
ent
expr
essl
y pr
ovid
es
othe
rwis
e, e
xcep
t th
at e
ach
Inde
mni
fied
Part
y w
ill h
ave
the
bene
fit o
f th
e re
leva
nt
inde
mni
ty a
nd K
ey P
erso
nnel
will
hav
e th
e be
nefit
of
clau
se 6
.7,
in e
ach
case
un
der
the
Con
trac
ts (
Rig
hts
of T
hird
Par
ties)
Act
199
9.
10.1
0 G
ove
rnin
g
law
:
This
Ag
reem
ent
and
any
disp
ute
or cl
aim
(i
nclu
ding
no
n-co
ntra
ctua
l dis
pute
s or
cla
ims)
arisi
ng o
ut o
f or
in c
onne
ctio
n w
ith it
or
its s
ubje
ct
mat
ter
or f
orm
atio
n ar
e go
vern
ed b
y, a
nd t
his
Agr
eem
ent
is t
o be
con
stru
ed i
n ac
cord
ance
with
, En
glis
h la
w.
The
Eng
lish
Cou
rts
will
hav
e ex
clus
ive
jurisd
ictio
n to
dea
l w
ith a
ny d
ispu
te (
incl
udin
g an
y no
n-co
ntra
ctua
l cl
aim
or
disp
ute)
whi
ch
has
aris
en o
r m
ay a
rise
out
of
or in
con
nect
ion
with
thi
s Agr
eem
ent,
exc
ept
that
a
Part
y m
ay
brin
g pr
ocee
ding
s to
pr
otec
t its
In
telle
ctua
l Pr
oper
ty
Rig
hts
or
Con
fiden
tial
Inf
orm
atio
n in
any
jur
isdi
ctio
n.
10.1
1 Es
cala
tio
n:
If t
he P
artie
s ar
e un
able
to
reac
h ag
reem
ent
on a
ny is
sue
conc
erni
ng
this
Agr
eem
ent
or t
he P
roje
ct w
ithin
14
days
aft
er o
ne P
arty
has
not
ified
the
oth
er
of t
hat
issu
e, t
hey
will
ref
er t
he m
atte
r to
[in
sert
off
icer
] in
the
cas
e of
the
In
stitu
tion,
and
to
[ins
ert
offic
er]
in t
he c
ase
of t
he C
olla
bora
tor
in a
n at
tem
pt t
o re
solv
e th
e is
sue
with
in [
14]
days
aft
er t
he r
efer
ral.
Eith
er P
arty
may
bring
pr
ocee
ding
s in
acc
orda
nce
with
cla
use
10.1
0 if
the
mat
ter
has
not
been
res
olve
d w
ithin
tha
t [1
4] d
ay p
erio
d, a
nd a
Par
ty m
ay b
ring
pro
ceed
ings
to
prot
ect
its
Inte
llect
ual
Prop
erty
R
ight
s or
Con
fiden
tial
Info
rmat
ion
in
any
jurisd
iction
, w
heth
er o
r no
t an
y is
sue
has
been
esc
alat
ed u
nder
thi
s cl
ause
.
10.1
2 A
nti
-Bri
ber
y: E
ach
Part
y w
ill c
ompl
y w
ith t
he p
rovi
sion
s se
t ou
t in
Sch
edul
e 5.
10.1
3 D
ata
Pro
tect
ion
: Ea
ch P
arty
will
com
ply
with
the
pro
visi
ons
set
out
in S
ched
ule
6.
10.1
4 C
ou
nte
rpar
ts:
This
Agr
eem
ent
may
be
exec
uted
in
any
num
ber
of c
ount
erpa
rts.
O
nce
it ha
s be
en e
xecu
ted
and
each
Par
ty h
as e
xecu
ted
at lea
st o
ne c
ount
erpa
rt,
each
cou
nter
part
will
con
stitu
te a
dup
licat
e or
igin
al c
opy
of t
his
Agr
eem
ent.
All
the
coun
terp
arts
tog
ethe
r w
ill c
onst
itute
a s
ingl
e ag
reem
ent.
The
tra
nsm
issi
on o
f an
ex
ecut
ed c
ount
erpa
rt o
f th
is A
gree
men
t (b
ut n
ot j
ust
a si
gnat
ure
page
) by
e-m
ail
(suc
h as
in
or J
PEG
) w
ill t
ake
effe
ct a
s th
e de
liver
y of
an
exec
uted
origi
nal
coun
terp
art
of t
his
Agr
eem
ent.
[I
f th
at m
etho
d of
del
iver
y is
use
d, e
ach
Part
y w
ill
prov
ide
the
othe
r Pa
rty
with
the
orig
inal
of
the
exec
uted
cou
nter
part
as
soon
as
poss
ible
.]
[10.
15 E
xpo
rt
Co
ntr
ol:
ea
ch
Part
y w
ill
com
ply
with
ap
plic
able
U
K
expo
rt
cont
rol
legi
slat
ion
and
regu
lation
s. E
ach
Part
y w
ill c
ompl
y w
ith t
he s
peci
fic c
ondi
tions
of
any
US e
xpor
t co
ntro
l le
gisl
atio
n of
whi
ch t
he o
ther
Par
ty h
as i
nfor
med
it
in
writing
and
whi
ch a
re a
pplic
able
to
it.]
279
SIG
NED
on
beha
lf of
the
Ins
titut
ion:
Nam
e: …
……
……
……
……
……
……
……
Posi
tion:
……
……
……
……
……
……
……
…
Sig
natu
re:
……
……
……
……
……
……
……
SIG
NED
on
beha
lf of
the
Col
labo
rato
r:
Nam
e: …
……
……
……
……
……
……
……
Posi
tion:
……
……
……
……
……
……
……
…
Sig
natu
re:
……
……
……
……
……
……
……
…
[Rea
d an
d un
ders
tood
by
the
Prin
cipa
l Rea
d an
d un
ders
tood
by
the
Inve
stig
ator
Col
labo
rato
r’s
Sup
ervi
sor
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
. Sig
natu
reSig
natu
re
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
D
ate
Dat
e]
SC
HED
ULE
1
Th
e Fi
nan
cial
Co
ntr
ibu
tio
n
280
SC
HED
ULE
2
The
Pro
ject
Pla
n
Pro
ject
Tit
le
Pro
ject
Ob
ject
ives
Loca
tio
n
Bac
kg
rou
nd
/M
ater
ials
to
be
con
trib
ute
d b
y ea
ch P
arty
Task
s to
be
carr
ied
ou
t b
y ea
ch P
arty
Tim
etab
le
Hu
man
res
ou
rces
, fa
cilit
ies
and
eq
uip
men
t ea
ch P
arty
is t
o p
rovi
de
Res
ult
s A
nti
cip
ated
Key
Per
son
nel
of
each
Par
ty
Allo
cati
on
of
Exte
rnal
Fin
din
g
[Eq
uip
men
t o
wn
ersh
ip]
Oth
er T
erm
s
[SC
HED
ULE
3
The
Fun
din
g C
on
dit
ion
s]
281
SC
HED
ULE
4
Goo
d D
ata
Man
agem
ent
Pra
ctic
es
1.Res
earc
h da
ta
mus
t be
ge
nera
ted
usin
g so
und
scie
ntifi
c te
chni
ques
an
dpr
oces
ses;
2.Res
earc
h da
ta m
ust
be a
ccur
atel
y re
cord
ed i
n ac
cord
ance
with
goo
d sc
ient
ific
prac
tices
by
the
peop
le c
ondu
ctin
g th
e re
sear
ch;
3.Res
earc
h da
ta m
ust
be a
naly
sed
appr
opriat
ely,
with
out
bias
and
in
acco
rdan
cew
ith g
ood
scie
ntifi
c pr
actic
es;
4.Res
earc
h da
ta a
nd t
he R
esul
ts m
ust
be s
tore
d se
cure
ly a
nd b
e ea
sily
ret
riev
able
;
5.D
ata
trai
ls m
ust
be k
ept
to a
llow
peo
ple
to d
emon
stra
te e
asily
and
to
reco
nstr
uct
key
deci
sion
s m
ade
duri
ng t
he c
ondu
ct o
f th
e re
sear
ch,
pres
enta
tions
mad
e ab
out
the
rese
arch
and
con
clus
ions
rea
ched
in r
espe
ct o
f th
e re
sear
ch;
and
6.Ea
ch P
arty
mus
t ha
ve t
he r
ight
, on
not
less
tha
n [3
0] d
ays’
writ
ten
notic
e, t
o vi
sit
the
othe
r Pa
rty
to v
erify
tha
t th
e ot
her
Part
y is
com
plyi
ng w
ith t
he a
bove
pra
ctic
esan
d pr
oced
ures
.
SC
HED
ULE
5
An
ti-B
rib
ery
1.Ea
ch P
arty
will
, in
con
nect
ion
with
the
Pro
ject
:
1.1
com
ply
with
all
law
s, s
tatu
tes
and
regu
latio
ns w
hich
app
ly t
o it
or i
tsac
tiviti
es an
d w
hich
re
late
to
an
ti-br
iber
y or
an
ti-co
rrup
tion
(o
r bo
th),
in
clud
ing
the
Bribe
ry A
ct 2
010;
1.2
not
do a
nyth
ing
whi
ch w
ould
con
stitu
te a
n of
fenc
e un
der
sect
ion
1, 2
or
6 of
the
Brib
ery
Act
201
0 if
it ha
d be
en c
arried
out
in t
he U
nite
d K
ingd
om;
1.3
have
po
licie
s an
d pr
oced
ures
(i
nclu
ding
ad
equa
te
proc
edur
es
as
dete
rmin
ed i
n ac
cord
ance
with
sec
tion
7(2)
of
the
Bribe
ry A
ct 2
010
and
any
guid
ance
issu
ed u
nder
sec
tion
9 of
tha
t Act
) to
ens
ure
com
plia
nce
with
pa
ragr
aphs
1.1
and
1.2
abo
ve;
1.4
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to in
par
agra
ph 1
.3
abov
e;
1.5
prom
ptly
rep
ort
to t
he o
ther
Par
ty a
ny r
eque
st o
r de
man
d fo
r an
y un
due
finan
cial
or
othe
r ad
vant
age
of a
ny k
ind
rece
ived
by
it;
1.6
prov
ide
such
evi
denc
e of
com
plia
nce
with
thi
s Sch
edul
e as
the
oth
er P
arty
m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
1.7
keep
acc
urat
e an
d up
to
date
rec
ords
and
boo
ks o
f ac
coun
t sh
owin
g al
l pa
ymen
ts m
ade
by i
t in
con
nect
ion
with
thi
s Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to
com
ply
with
thi
s Sch
edul
e. (
Thos
e re
cord
s an
d bo
oks
of a
ccou
nt m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
co
mpl
ianc
e w
ith t
his
Sch
edul
e.);
and
1.8
on r
eque
st d
urin
g no
rmal
wor
king
hou
rs,
allo
w t
he o
ther
Par
ty a
cces
s to
an
d to
cop
y th
ose
reco
rds
and
acco
unts
and
to
mee
t w
ith its
per
sonn
el t
o ve
rify
com
plia
nce
with
thi
s Sch
edul
e.
2.Ea
ch Pa
rty
will
en
sure
th
at an
y pe
rson
as
soci
ated
w
ith it
(as
dete
rmin
ed
inac
cord
ance
with
sec
tion
8 of
the
Bribe
ry A
ct 2
010
and
para
grap
h 4
belo
w)
who
isin
volv
ed i
n th
e Pr
ojec
t, i
s in
volv
ed i
n th
e Pr
ojec
t on
ly o
n th
e ba
sis
of a
writt
enco
ntra
ct w
hich
impo
ses
on t
hat
pers
on t
erm
s eq
uiva
lent
to
thos
e im
pose
d on
tha
tPa
rty
in t
his
Sch
edul
e.
3.Ea
ch P
arty
will
ens
ure
that
eac
h pe
rson
ref
erre
d to
in p
arag
raph
2 a
bove
com
plie
sw
ith t
erm
s eq
uiva
lent
to
the
term
s im
pose
d by
thi
s Sch
edul
e, a
nd w
ill b
e lia
ble
toth
e ot
her
Part
y fo
r an
y br
each
by
that
per
son
of a
ny o
f th
ose
term
s.
4.A p
erso
n as
soci
ated
with
a P
arty
inc
lude
s its
em
ploy
ees,
its
stu
dent
s, i
ts g
roup
com
pani
es a
nd s
ubco
ntra
ctor
s an
d th
eir
resp
ectiv
e em
ploy
ees.
282
SC
HED
ULE
6
D
ata
Pro
tect
ion
W
here
a P
arty
(th
e D
ata
Pro
cess
or)
Pro
cess
es a
ny P
erso
nal D
ata
on b
ehal
f of
the
oth
er
Part
y (t
he
Dat
a C
on
tro
ller)
, th
e pr
ovis
ions
of th
is S
ched
ule
will
app
ly.
1.
The
Par
ty w
hich
car
ries
out
the
Pro
cess
ing
will
be
the
Dat
a Pr
oces
sor
and
the
Part
y w
hich
det
erm
ines
the
pur
pose
of
the
Proc
essi
ng w
ill b
e th
e D
ata
Con
trol
ler
in r
elat
ion
to t
hat
Pers
onal
Dat
a, a
nd t
he D
ata
Proc
esso
r w
ill:
1.
1 Pr
oces
s th
at
Pers
onal
D
ata
in
acco
rdan
ce
with
th
e D
ata
Prot
ectio
n Le
gisl
atio
n, a
ffor
ding
to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
w
ould
ha
ve
wer
e th
eir
Pers
onal
D
ata
bein
g Pr
oces
sed
by
the
Dat
a Con
trol
ler;
1.
2 Pr
oces
s th
at P
erso
nal
Dat
a on
ly i
n ac
cord
ance
with
the
Dat
a Con
trol
ler’s
inst
ruct
ions
fro
m t
ime
to t
ime
and
only
for
the
pur
pose
of
carr
ying
out
the
Pr
ojec
t;
1.
3 ta
ke s
uch
tech
nica
l an
d or
gani
satio
nal m
easu
res
as m
ay b
e ap
prop
riate
to
ensu
re
the
secu
rity
of
th
at
Pers
onal
D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
of
ficer
s an
d ag
ents
w
ho m
ay ha
ve ac
cess
to
, or
be
in
volv
ed in
, th
e Pr
oces
sing
of
that
Per
sona
l Dat
a.
With
out
prej
udic
e to
the
ge
nera
lity
of t
he f
oreg
oing
, it
will
kee
p th
at P
erso
nal D
ata
secu
re f
rom
any
un
auth
oris
ed
or
acci
dent
al
use,
ac
cess
, di
sclo
sure
, da
mag
e,
loss
or
de
stru
ctio
n;
1.4
give
th
e D
ata
Con
trol
ler
such
in
form
atio
n an
d as
sist
ance
as
th
e D
ata
Con
trol
ler
reas
onab
ly r
equi
res
in o
rder
to
enab
le t
he D
ata
Con
trol
ler
to
mee
t its
obl
igat
ions
to
Dat
a Sub
ject
s, i
n pa
rtic
ular
, co
mpl
ying
with
Dat
a Sub
ject
s’ r
eque
sts
for
acce
ss t
o, in
form
atio
n ab
out,
and
the
rec
tific
atio
n of
th
eir
Pers
onal
Dat
a;
1.5
notif
y th
e D
ata
Con
trol
ler
imm
edia
tely
sho
uld
it re
ceiv
e an
y re
ques
t or
en
quiry
from
an
y D
ata
Sub
ject
in
re
latio
n to
th
e Pe
rson
al D
ata
bein
g Pr
oces
sed
for
the
Dat
a Con
trol
ler,
giv
e th
e D
ata
Con
trol
ler
such
ass
ista
nce
in
deal
ing
with
th
at
requ
est
or
enqu
iry
as
the
Dat
a Con
trol
ler
may
re
ason
ably
re
ques
t,
and
not
resp
ond
to
any
such
re
ques
t or
en
quiry
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt;
1.
6 no
tify
the
Dat
a Con
trol
ler
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch i
nvol
ves
that
Per
sona
l D
ata
or b
reac
h of
thi
s pa
ragr
aph
1;
and
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e rig
hts
and
free
dom
s of
Dat
a Sub
ject
s]
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt.
2.
Th
e D
ata
Proc
esso
r w
ill a
llow
the
Dat
a Con
trol
ler
at a
ll re
ason
able
tim
es t
o in
spec
t an
d re
view
the
ste
ps b
eing
tak
en b
y th
e D
ata
Proc
esso
r to
com
ply
with
par
agra
ph
1 ab
ove,
an
d w
ill
give
th
e D
ata
Con
trol
ler
any
assi
stan
ce
whi
ch
the
Dat
a Con
trol
ler
reas
onab
ly r
equi
res
with
tha
t in
spec
tion
and
revi
ew.
3.
All
expr
essi
ons
used
in
para
grap
h 1,
2,
4, 5
or
6 be
ginn
ing
with
a c
apita
l le
tter
(a
nd n
ot d
efin
ed e
lsew
here
in t
his
Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
in
the
Dat
a Pr
otec
tion
Legi
slat
ion.
4.
Th
e Pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it
into
lin
e w
ith
any
amen
dmen
t to
or
re
-ena
ctm
ent
of
an
y D
ata
Prot
ectio
n Le
gisl
atio
n,
in
part
icul
ar,
to
refle
ct
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Pa
rtie
s to
com
ply
with
any
req
uire
men
t or
rec
omm
enda
tion
of t
he I
nfor
mat
ion
Com
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in
rela
tion
to
the
Proc
essi
ng o
f Pe
rson
al D
ata.
5.
Para
grap
hs 1
– 4
abo
ve (
both
par
agra
phs
incl
usiv
e) w
ill c
ontin
ue in
full
forc
e an
d ef
fect
for
so
long
as
the
Dat
a Pr
oces
sor
Proc
esse
s an
y Pe
rson
al D
ata
on b
ehal
f of
th
e D
ata
Con
trol
ler,
not
with
stan
ding
the
ter
min
atio
n of
thi
s Agr
eem
ent
or t
he
com
plet
ion
of t
he P
roje
ct.
6.
The
Dat
a Pr
oces
sor
will
in
dem
nify
th
e D
ata
Con
trol
ler
and
keep
th
e D
ata
Con
trol
ler
fully
and
eff
ectiv
ely
inde
mni
fied
on d
eman
d ag
ains
t al
l co
sts,
cla
ims,
de
man
ds,
expe
nses
and
lia
bilit
ies
of a
ny n
atur
e ar
isin
g ou
t of
or
in c
onne
ctio
n w
ith a
ny b
reac
h by
the
Dat
a Pr
oces
sor
of t
his
Sch
edul
e.
OR
W
here
bot
h Pa
rtie
s de
term
ine
the
purp
ose
of t
he P
roce
ssin
g in
res
pect
of
any
Pers
onal
D
ata
whi
ch is
Pro
cess
ed in
the
cou
rse
of o
r fo
r th
e pu
rpos
e of
the
Pro
ject
, th
e pr
ovis
ions
of
thi
s Sch
edul
e w
ill a
pply
.
1.
Each
of
the
Part
ies
will
be
a D
ata
Con
trol
ler
in r
elat
ion
to t
hose
Per
sona
l Dat
a an
d it
will
com
ply
with
the
fol
low
ing
in r
elat
ion
to a
ny P
erso
nal D
ata
whi
ch it
Pro
cess
es
in c
onne
ctio
n w
ith t
he P
roje
ct.
It w
ill:
1.1
Proc
ess
that
Per
sona
l Dat
a in
acc
orda
nce
with
the
Dat
a Pr
otec
tion
Act
199
8,
affo
rdin
g to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
hav
e un
der
the
Dat
a Pr
otec
tion
Act
;
1.2
Proc
ess
that
Per
sona
l Dat
a on
ly f
or t
he p
urpo
se o
f ca
rryi
ng o
ut t
he P
roje
ct;
1.
3 ta
ke s
uch
tech
nica
l an
d or
gani
satio
nal m
easu
res
as m
ay b
e ap
prop
riate
to
ensu
re
the
secu
rity
of
th
at
Pers
onal
D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
of
ficer
s an
d ag
ents
w
ho m
ay ha
ve ac
cess
to
, or
be
in
volv
ed in
, th
e Pr
oces
sing
of
that
Per
sona
l Dat
a.
With
out
prej
udic
e to
the
ge
nera
lity
of t
he f
oreg
oing
, it
will
kee
p th
at P
erso
nal D
ata
secu
re f
rom
any
un
auth
oris
ed
or
acci
dent
al
use,
ac
cess
, di
sclo
sure
, da
mag
e,
loss
or
de
stru
ctio
n;
1.
4 gi
ve th
e ot
her
Part
y su
ch
info
rmat
ion
and
assi
stan
ce as
it
reas
onab
ly
requ
ires
in o
rder
to
enab
le t
he o
ther
Par
ty it
to
mee
t its
obl
igat
ions
to
Dat
a Sub
ject
s, i
n pa
rtic
ular
, co
mpl
ying
with
Dat
a Sub
ject
s’ r
eque
sts
for
acce
ss
to,
info
rmat
ion
abou
t, a
nd t
he r
ectif
icat
ion
of t
heir
Pers
onal
Dat
a;
1.
5 no
tify
the
othe
r Pa
rty
imm
edia
tely
sho
uld
it re
ceiv
e an
y re
ques
t or
enq
uiry
fr
om a
ny D
ata
Sub
ject
in r
elat
ion
to t
he P
erso
nal D
ata
bein
g Pr
oces
sed
for
the
purp
ose
of t
he P
roje
ct,
give
the
oth
er P
arty
suc
h as
sist
ance
in
deal
ing
with
tha
t re
ques
t or
enq
uiry
as
it m
ay r
easo
nabl
y re
ques
t;
1.
6 no
tify
the
othe
r Pa
rty
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch i
nvol
ves
that
Per
sona
l D
ata
or b
reac
h of
thi
s pa
ragr
aph
1;
and
283
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e rig
hts
and
free
dom
s of
Dat
a Sub
ject
s]
with
out
first
obt
aini
ng t
he o
ther
Par
ty’s
writ
ten
cons
ent.
2.Ea
ch P
arty
will
allo
w t
he o
ther
Par
ty a
t al
l re
ason
able
tim
es t
o in
spec
t an
d re
view
the
step
s be
ing
take
n by
it
to c
ompl
y w
ith p
arag
raph
1 a
bove
, an
d w
ill g
ive
the
othe
r Pa
rty
any
assi
stan
ce w
hich
it
reas
onab
ly r
equi
res
with
tha
t in
spec
tion
and
revi
ew.
3.All
expr
essi
ons
in p
arag
raph
1,
2, 4
, 5
or 6
beg
inni
ng w
ith a
cap
ital l
ette
r (a
nd n
otde
fined
els
ewhe
re in
thi
s Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
in t
he D
ata
Prot
ectio
n Le
gisl
atio
n.
4.Th
e Pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it
into
lin
e w
ith
any
amen
dmen
t to
or
re
-ena
ctm
ent
of
an
y D
ata
Prot
ectio
nLe
gisl
atio
n,
in
part
icul
ar,
to
refle
ct
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Part
ies
to c
ompl
y w
ith a
ny r
equi
rem
ent
or r
ecom
men
datio
n of
the
Inf
orm
atio
nCom
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in
rela
tion
toth
e Pr
oces
sing
of Pe
rson
al D
ata.
5.Pa
ragr
aphs
1 –
4 a
bove
(bo
th p
arag
raph
s in
clus
ive)
will
con
tinu
e in
ful
l fo
rce
and
effe
ct f
or s
o lo
ng a
s a
Part
y is
a D
ata
Con
trol
ler
or s
hare
s an
y Pe
rson
al D
ata
with
the
othe
r Pa
rty,
no
twith
stan
ding
th
e te
rmin
atio
n of
th
is
Agr
eem
ent
or
the
com
plet
ion
of t
he P
roje
ct.
[SC
HE
DU
LE 7
]
Par
t 1
- H
um
an R
igh
ts
1.U
nles
s ot
herw
ise
requ
ired
or
proh
ibite
d by
law
, ea
ch P
arty
will
, in
rel
atio
n to
the
perf
orm
ance
of th
is A
gree
men
t:
1.45
no
t em
ploy
, en
gage
or
use
any
child
lab
our
in c
ircu
mst
ance
s su
ch t
hat
the
task
s pe
rfor
med
by
any
child
cou
ld r
easo
nabl
y be
for
esee
n to
cau
se e
ither
ph
ysic
al o
r em
otio
nal i
mpa
irm
ent
to t
he d
evel
opm
ent
of t
he c
hild
;
1.46
no
t us
e fo
rced
la
bour
in
an
y fo
rm
(priso
n,
inde
ntur
ed,
bond
ed
or
othe
rwis
e);
1.47
no
t re
quire
its e
mpl
oyee
s to
lodg
e pa
pers
or
depo
sits
on
star
ting
wor
k;
1.48
pr
ovid
e a
safe
and
hea
lthy
wor
kpla
ce,
pres
entin
g no
imm
edia
te h
azar
ds t
o its
em
ploy
ees,
and
if
any
acco
mm
odat
ion
is p
rovi
ded
by t
hat
Part
y to
its
em
ploy
ees,
tha
t a
ccom
mod
atio
n w
ill b
e sa
fe f
or h
abita
tion
;
1.49
pr
ovid
e ac
cess
to
cl
ean
wat
er,
food
, an
d em
erge
ncy
heal
thca
re to
its
em
ploy
ees
in t
he e
vent
of ac
cide
nts
or in
cide
nts
in t
he w
orkp
lace
;
1.50
no
t di
scrim
inat
e ag
ains
t an
y em
ploy
ee on
an
y gr
ound
(i
nclu
ding
ra
ce,
relig
ion,
dis
abili
ty o
r ge
nder
);
1.51
no
t en
gage
in o
r su
ppor
t th
e us
e of
cor
pora
l pun
ishm
ent,
men
tal,
phys
ical
, se
xual
or
verb
al a
buse
;
1.52
no
t us
e cr
uel o
r ab
usiv
e di
scip
linar
y pr
actic
es in
the
wor
kpla
ce;
1.53
pa
y ea
ch e
mpl
oyee
at
leas
t th
e m
inim
um w
age,
or
a fa
ir r
epre
sent
atio
n of
th
e pr
evai
ling
indu
stry
wag
e, (
whi
chev
er i
s th
e hi
gher
) an
d pr
ovid
e ea
ch
empl
oyee
with
all
lega
lly m
anda
ted
bene
fits;
1.54
co
mpl
y w
ith t
he l
aws
on w
orki
ng h
ours
and
em
ploy
men
t righ
ts i
n th
e co
untr
ies
in w
hich
it o
pera
tes;
and
1.55
re
spec
t its
em
ploy
ees’
rig
ht t
o jo
in a
nd f
orm
inde
pend
ent
trad
e un
ions
and
fr
eedo
m o
f as
soci
atio
n.
2.Ea
ch P
arty
agr
ees
that
it
is r
espo
nsib
le f
or c
ontr
ollin
g its
ow
n su
pply
cha
in a
ndth
at it
will
enc
oura
ge c
ompl
ianc
e w
ith e
thic
al s
tand
ards
and
hum
an r
ight
s by
any
subs
eque
nt s
uppl
ier
of g
oods
and
ser
vice
s th
at a
re u
sed
by it
whe
n pe
rfor
min
g its
oblig
atio
ns u
nder
thi
s Agr
eem
ent.
3.Ea
ch P
arty
will
ens
ure
that
it
has,
and
will
com
ply
with
, et
hica
l an
d hu
man
rig
hts
polic
ies
and
an a
ppro
pria
te c
ompl
aint
s pr
oced
ure
to d
eal
with
any
bre
ache
s of
thos
e po
licie
s.
Par
t 2
– A
nti
-Sla
very
Each
Par
ty w
ill,
in c
onne
ctio
n w
ith t
he P
roje
ct:
37.
com
ply
with
all
law
s, s
tatu
tes
and
regu
latio
ns w
hich
app
ly t
o it
or it
s ac
tiviti
es a
ndw
hich
rel
ate
to a
nti-
slav
ery
and
hum
an t
raff
icki
ng,
incl
udin
g t
he M
oder
n Sla
very
Act
201
5;
284
38
. no
t do
any
thin
g w
hich
wou
ld c
onst
itute
an
offe
nce
unde
r se
ctio
n 1,
2 o
r 4
Mod
ern
Sla
very
Act
20
15 if
it h
ad b
een
carr
ied
out i
n th
e U
nite
d K
ingd
om;
39
. ha
ve a
nd m
aint
ain
its o
wn
polic
ies
and
proc
edur
es t
o en
sure
com
plia
nce
with
pa
ragr
aphs
1 a
nd 2
abo
ve;
40.
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to in
par
agra
ph 3
abo
ve;
41
. in
clud
e in
its
con
trac
ts w
ith its
sub
cont
ract
ors
and
supp
liers
ant
i-sl
aver
y an
d hu
man
tra
ffic
king
pro
visi
ons
whi
ch a
re a
t le
ast
as o
nero
us a
s th
ose
set
out
in t
his
sect
ion
of t
his
Sch
edul
e;
42
. pr
ompt
ly r
epor
t to
the
oth
er P
arty
any
bre
ach
of t
his
sect
ion
of t
his
Sch
edul
e of
w
hich
it b
ecom
es a
war
e;
43
. pr
ovid
e su
ch e
vide
nce
of c
ompl
ianc
e w
ith t
his
sect
ion
of t
his
Sch
edul
e as
the
ot
her
Part
y m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
44.
keep
acc
urat
e an
d up
to
date
rec
ords
to
trac
e th
e su
pply
cha
in o
f al
l go
ods
and
mat
eria
ls s
uppl
ied
by it
in c
onne
ctio
n w
ith t
his
Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to
com
ply
with
thi
s se
ctio
n of
thi
s Sch
edul
e. (
Thos
e re
cord
s m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
com
plia
nce
with
thi
s se
ctio
n of
thi
s Sch
edul
e.);
and
45.
on r
eque
st d
urin
g no
rmal
wor
king
hou
rs,
allo
w t
he o
ther
Par
ty a
cces
s to
and
to
copy
the
rec
ords
ref
erre
d to
in p
arag
raph
8 a
bove
and
to
mee
t w
ith its
per
sonn
el
to v
erify
com
plia
nce
with
thi
s se
ctio
n of
thi
s Sch
edul
e.
[P
art
3 –
th
e C
olla
bo
rato
r’s
Po
licie
s an
d P
roce
du
res
Each
Par
ty w
ill c
ompl
y w
ith t
he f
ollo
win
g:
[Ins
ert
deta
ils]]
[SC
HED
ULE
8
A
gre
ed L
icen
ce T
erm
s
The
Lice
nsed
Res
ults
: [E
xclu
sive
] O
R [
Non
-Exc
lusi
ve]
Rig
hts:
Te
rrito
ry:
Fiel
d:
Dur
atio
n:
Paym
ent
Term
s:
Targ
ets:
Rev
ersi
on o
f Rig
hts:
]
285
Dat
e d _
____
____
____
____
____
____
201[
]
(1)
[IN
SER
T N
AM
E]
(2)
[IN
SER
T N
AM
E]
MO
DE
L C
OLL
AB
OR
ATI
ON
AG
REE
MEN
T 5
(C
ontr
act
Res
earc
h)
Sce
nar
io -
Th
e C
olla
bor
ator
ow
ns
the
Res
ult
s an
d I
nst
itu
tion
doe
s N
OT
hav
e t
he
rig
ht
to
use
th
e R
esu
lts
for
Aca
dem
ic
and
R
esea
rch
P
urp
ose
s.
Aca
dem
ic
Pu
blic
atio
n i
s N
OT
perm
itte
d.
286
THIS
AG
REE
ME
NT
date
d […
……
……
……
……
……
……
……
…..
] 2
01[]
is m
ade
BE
TWEE
N:
(1)
[IN
SER
T N
AM
E],
who
se
adm
inis
trat
ive
offic
es
are
at
[ins
ert
addr
ess]
(t
he
Inst
itu
tio
n);
and
(2)
[IN
SER
T N
AM
E] [
LIM
ITED
] O
R [
PLC
], [
[a c
ompa
ny r
egis
tere
d in
[En
glan
d] u
nder
nu
mbe
r [i
nser
t nu
mbe
r],
who
se r
egis
tere
d of
fice
is a
t [i
nser
t ad
dres
s of
reg
iste
red
offic
e]]
OR
[[i
nser
t st
atus
of
the
Col
labo
rato
r, e
.g.
NH
S T
rust
] of
[in
sert
add
ress
of
prin
cipa
l off
ice]
] (t
he
Co
llab
ora
tor)
BA
CK
GR
OU
ND
The
part
ies
to t
his
Agr
eem
ent
wis
h to
col
labo
rate
on
a re
sear
ch p
roje
ct e
ntitl
ed "
[ins
ert
nam
e of
pro
ject
]".
This
Agr
eem
ent
gove
rns
the
part
ies’
col
labo
ratio
n in
rel
atio
n to
tha
t pr
ojec
t.
5.
DEF
INIT
ION
S A
ND
IN
TER
PR
ETA
TIO
N
1.1
In t
his
Agr
eem
ent
the
follo
win
g ex
pres
sion
s ha
ve t
he m
eani
ng s
et o
ppos
ite:
this
Ag
reem
ent:
th
is
docu
men
t,
incl
udin
g its
Sch
edul
es,
as
amen
ded
from
tim
e to
tim
e in
acc
orda
nce
with
cl
ause
10.
8;
Bac
kgro
un
d:
info
rmat
ion,
da
ta,
tech
niqu
es,
Kno
w-h
ow,
inve
ntio
ns,
disc
over
ies,
sof
twar
e an
d m
ater
ials
(r
egar
dles
s of
the
for
m o
r m
ediu
m in
whi
ch t
hey
are
disc
lose
d or
sto
red)
whi
ch a
re p
rovi
ded
by
one
Part
y (w
heth
er b
elon
ging
to
that
Par
ty o
r to
a
third
par
ty)
to t
he o
ther
Par
ty f
or u
se i
n th
e Pr
ojec
t, a
nd w
heth
er b
efor
e or
aft
er t
he d
ate
of
this
Agr
eem
ent,
exc
ept
any
Res
ult;
a B
usi
nes
s D
ay:
Mo n
day
to
Frid
ay
(inc
lusi
ve)
exce
pt
bank
or
pu
blic
hol
iday
s in
[En
glan
d];
the
Co
llab
ora
tor'
s S
upe
rvis
or:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
the
Co
mm
ence
men
t D
ate:
[i
nser
t th
e da
te
on
whi
ch
the
Proj
ect
is
to
star
t/st
arte
d];
Co
nfi
den
tial
In
form
atio
n:
a Pa
rty’
s co
nfid
entia
l in
form
atio
n is
: an
y Bac
kgro
und
disc
lose
d by
tha
t Pa
rty
to t
he o
ther
Pa
rty
for
use
in t
he P
roje
ct [
and
iden
tifie
d as
co
nfid
ential
bef
ore
or a
t th
e tim
e of
dis
clos
ure]
; an
y of
the
Res
ults
in
whi
ch t
hat
Part
y ow
ns t
he
Inte
llect
ual
Prop
erty
Rig
hts;
an
y ot
her
info
rmat
ion
disc
lose
d by
tha
t Pa
rty
to t
he o
ther
Pa
rty
for
use
in
the
Proj
ect
or
unde
r th
is
Agr
eem
ent
[and
ide
ntifi
ed a
s co
nfid
entia
l be
fore
or
at
th
e tim
e of
di
sclo
sure
or
w
hich
, by
its
natu
re
or
from
th
e ci
rcum
stan
ces
of
its
disc
losu
re,
shou
ld r
easo
nabl
y be
pre
sum
ed t
o be
co
nfid
entia
l];
Co
ntr
ol:
th
e ab
ility
to
dire
ct t
he a
ffai
rs o
f an
othe
r pe
rson
, w
heth
er b
y vi
rtue
of
the
owne
rshi
p of
sha
res,
by
cont
ract
, or
in a
ny o
ther
way
;
the
Dat
a P
rote
ctio
n
Leg
isla
tion
w
hile
the
y re
mai
n in
for
ce,
the
Dat
a Pr
otec
tion
Act
19
98,
the
Euro
pean
D
ata
Prot
ectio
n D
irec
tive,
the
Reg
ulat
ion
of I
nves
tigat
ory
Pow
ers
Act
20
00,
the
Tele
com
mun
icat
ions
(L
awfu
l Bus
ines
s Pr
actic
e)
(Int
erce
ptio
n of
Com
mun
icat
ions
) Reg
ulat
ions
20
00,
the
Elec
tron
ic
Com
mun
icat
ions
D
ata
Prot
ectio
n D
irec
tive,
th
e Pr
ivac
y an
d El
ectr
onic
Com
mun
icat
ions
(E
C
Dire
ctiv
e)
Reg
ulat
ions
20
03,
once
it
com
es in
to fo
rce
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion,
an
d an
y ot
her
law
s an
d re
gula
tions
re
latin
g to
th
e pr
oces
sing
of
pers
onal
dat
a an
d pr
ivac
y w
hich
ap
ply
to a
Par
ty a
nd,
if ap
plic
able
, th
e gu
idan
ce
and
code
s of
pra
ctic
e is
sued
by
the
Info
rmat
ion
Com
mis
sion
er o
r ot
her
rele
vant
dat
a pr
otec
tion
or s
uper
viso
ry a
utho
rity
;
the
Fin
anci
al C
on
trib
uti
on
: th
e fin
anci
al c
ontr
ibut
ion
to b
e pr
ovid
ed b
y th
e Col
labo
rato
r se
t ou
t in
Sch
edul
e 1;
the
Go
od
Dat
a M
anag
emen
t P
ract
ices
:
the
prac
tices
and
pro
cedu
res
set
out
in S
ched
ule
3;
a G
rou
p C
om
pan
y:
any
unde
rtak
ing
whi
ch
for
the
time
bein
g Con
trol
s, o
r is
Con
trol
led
by,
the
Col
labo
rato
r or
w
hich
for
the
tim
e be
ing
is C
ontr
olle
d by
a t
hird
pe
rson
whi
ch a
lso
Con
trol
s th
e Col
labo
rato
r;
Inte
llect
ual
Pro
per
ty
Rig
hts
: pa
tent
s,
righ
ts
to
inve
ntio
ns,
trad
e m
arks
, se
rvic
e m
arks
, re
gist
ered
de
sign
s,
copy
righ
ts
and
rela
ted
righ
ts,
data
base
righ
ts,
desi
gn
righ
ts,
righ
ts
to
use
and
prot
ect
conf
iden
tial
in
form
atio
n, i
n ea
ch c
ase
whe
ther
reg
iste
red
or
unre
gist
ered
, in
clud
ing
righ
ts t
o ap
ply
for
and
be
gran
ted
appl
icat
ions
for
any
of
the
abov
e an
d an
y co
ntin
uation
s,
cont
inua
tion
s-in
-par
t,
divi
sion
al
appl
icat
ions
, re
new
als
or
exte
nsio
ns
of,
and
righ
ts
to
clai
m
prio
rity
fr
om,
thos
e righ
ts,
and
any
sim
ilar
righ
t re
cogn
ised
fro
m
time
to t
ime
in a
ny j
uris
dict
ion,
tog
ethe
r w
ith a
ll righ
ts o
f ac
tion
in r
elat
ion
to t
he in
frin
gem
ent
of
any
of t
he a
bove
;
287
the
Key
Per
son
nel
: th
e Pr
inci
pal
Inve
stig
ator
, th
e C
olla
bora
tor’s
Sup
ervi
sor
and
any
othe
r ke
y pe
rson
nel
iden
tifie
d as
suc
h in
the
Pro
ject
Pla
n;
K
no
w-h
ow:
unpa
tent
ed
tech
nica
l in
form
atio
n (i
nclu
ding
in
form
atio
n re
latin
g to
in
vent
ions
, di
scov
erie
s,
conc
epts
, m
etho
dolo
gies
, m
odel
s,
rese
arch
, de
velo
pmen
t an
d te
stin
g pr
oced
ures
, th
e re
sults
of
exp
erim
ents
, te
sts
and
tria
ls,
man
ufac
turing
pr
oces
ses,
tec
hniq
ues
and
spec
ifica
tions
, qu
ality
co
ntro
l dat
a, a
naly
ses,
rep
orts
and
sub
mis
sion
s)
whi
ch is
not
in t
he p
ublic
dom
ain;
the
Loca
tio
n:
the
loca
tion(
s)
at
whi
ch
the
Proj
ect
will
be
ca
rrie
d ou
t as
set
out
in t
he P
roje
ct P
lan;
a P
arty
:
the
Inst
itution
or
th
e Col
labo
rato
r an
d an
y pe
rson
who
bec
omes
a p
arty
to
this
Agr
eem
ent
purs
uant
to
clau
se 2
.14,
and
tog
ethe
r th
ey a
re
the
Par
ties
;
the
Pri
nci
pal
In
vest
igat
or:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
the
Pro
ject
: th
e pr
ogra
mm
e of
wor
k de
scribe
d in
the
Pro
ject
Pl
an;
th
e P
roje
ct P
erio
d:
the
period
des
crib
ed in
cla
use
2.1;
the
Pro
ject
Pla
n:
the
proj
ect
plan
ann
exed
to
this
Agr
eem
ent
as
Sch
edul
e 2,
as
varied
fro
m t
ime
to t
ime
unde
r th
e te
rms
of t
his
Agr
eem
ent;
the
Res
ult
s:
all
info
rmat
ion,
da
ta,
tech
niqu
es,
Kno
w-h
ow,
resu
lts,
inve
ntio
ns,
disc
over
ies,
so
ftw
are
and
mat
eria
ls (
rega
rdle
ss o
f th
e fo
rm o
r m
ediu
m i
n w
hich
the
y ar
e di
sclo
sed
or s
tore
d) i
dent
ified
or
first
red
uced
to
prac
tice
or w
ritin
g or
dev
elop
ed
in t
he c
ours
e of
the
Pro
ject
;
th
e Te
rrit
ory
: [w
orld
wid
e] O
R [
inse
rt g
eogr
aphi
cal a
rea]
; an
d
a V
aria
tio
n A
gre
emen
t:
a w
ritt
en a
gree
men
t si
gned
by
or o
n be
half
of
the
Part
ies
and
any
pro
pose
d ne
w p
arty
to
this
Agr
eem
ent;
and
VA
T:
valu
e ad
ded
tax
char
geab
le
unde
r th
e Val
ue
Add
ed T
ax A
ct 1
994,
or
any
tax
repl
acin
g th
at
tax.
1.
2 Th
e he
adin
gs in
this
Agr
eem
ent
are
for
ease
of
refe
renc
e on
ly;
they
do
not
affe
ct it
s co
nstr
uctio
n or
inte
rpre
tatio
n.
1.3
Ref
eren
ces
in t
his
Agr
eem
ent
to a
per
son
inc
lude
a n
atur
al p
erso
n, c
orpo
rate
or
unin
corp
orat
ed b
ody
(whe
ther
or
not
it ha
s a
sepa
rate
lega
l per
sona
lity)
. 1.
4 A r
efer
ence
in
this
Agr
eem
ent
to a
sta
tute
or
stat
utor
y pr
ovis
ion
is a
ref
eren
ce t
o it
as a
men
ded,
ext
ende
d or
re-
enac
ted
from
tim
e to
tim
e an
d in
clud
es a
ll su
bord
inat
e le
gisl
atio
n m
ade
from
tim
e to
tim
e un
der
that
sta
tute
or
stat
utor
y pr
ovis
ion.
1.
5 A r
efer
ence
in t
his
Agr
eem
ent
to w
riti
ng o
r w
ritt
en in
clud
es e
mai
l. 1.
6 A r
efer
ence
in t
his
Agr
eem
ent
to a
ny o
ther
agr
eem
ent
or d
ocum
ent
is a
ref
eren
ce t
o th
at o
ther
agr
eem
ent
or d
ocum
ent
as v
arie
d or
nov
ated
(in
eac
h ca
se,
unle
ss i
n br
each
of th
is A
gree
men
t) f
rom
tim
e to
tim
e.
1.7
Ref
eren
ces
in th
is Agr
eem
ent
to c
laus
es an
d Sch
edul
es ar
e to
th
e cl
ause
s an
d Sch
edul
es o
f th
is A
gree
men
t an
d re
fere
nces
to
para
grap
hs a
re t
o pa
ragr
aphs
of
the
rele
vant
Sch
edul
e.
5.8
Any
wor
ds i
n th
is A
gree
men
t fo
llow
ing
the
expr
essi
on i
ncl
ud
ing,
incl
ud
e o
r in
pa
rtic
ula
r, o
r an
y si
mila
r ex
pres
sion
, ar
e to
be
cons
true
d as
illu
stra
tive
and
do
not
limi t
the
sens
e of
the
wor
ds p
rece
ding
tha
t ex
pres
sion
.
1.9
The
acts
an
d om
issi
ons
of
its
Gro
up
Com
pani
es
are
deem
ed
to
be
with
in
the
Col
labo
rato
r’s
cont
rol,
the
acts
and
om
issi
ons
of s
tude
nts
are
deem
ed t
o be
with
in
the
Inst
itutio
n’s
cont
rol an
d th
e ac
ts a
nd o
mis
sion
s of
any
con
trac
tor
are
deem
ed t
o be
with
in t
he c
ontr
ol o
f th
e Pa
rty
enga
ging
tha
t co
ntra
ctor
. 2.
TH
E P
RO
JEC
T 2.
1 Th
e Pr
ojec
t [w
ill
begi
n on
] O
R
[beg
an
on]
the
Com
men
cem
ent
Dat
e an
d w
ill
cont
inue
unt
il th
e co
mpl
etio
n of
the
Pro
ject
or
any
late
r da
te a
gree
d in
writing
be
twee
n th
e Pa
rtie
s, o
r un
til t
his
Agr
eem
ent
is t
erm
inat
ed in
acco
rdan
ce w
ith c
laus
e 8
or 9
. I
f th
is A
gree
men
t is
ent
ered
into
aft
er t
he C
omm
ence
men
t D
ate,
it w
ill a
pply
re
tros
pect
ivel
y to
w
ork
carr
ied
out
in
rela
tion
to
the
Proj
ect
on
or
afte
r th
e Com
men
cem
ent
Dat
e.
2.2
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill c
arry
out
the
tas
ks a
llott
ed t
o it
in t
he
Proj
ect
Plan
, an
d w
ill p
rovi
de t
he h
uman
and
oth
er r
esou
rces
, Bac
kgro
und,
mat
eria
ls,
faci
litie
s an
d eq
uipm
ent
whi
ch a
re d
esig
nate
d as
its
resp
onsi
bilit
y in
the
Pro
ject
Pla
n.
The
Proj
ect
will
be
carr
ied
out
unde
r th
e di
rect
ion
and
supe
rvis
ion
of [
the
Prin
cipa
l In
vest
igat
or]
OR
[th
e Col
labo
rato
r's
Sup
ervi
sor]
. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t at
th
e Lo
catio
n.
2.3
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill u
se o
btai
n an
d m
aint
ain
all re
gula
tory
an
d et
hica
l lic
ence
s, c
onse
nts
and
appr
oval
s ne
cess
ary
to a
llow
it
to c
arry
out
the
ta
sks
allo
tted
to
it in
the
Pro
ject
Pla
n an
d w
ill c
arry
out
the
Pro
ject
in
acco
rdan
ce
with
all
law
s an
d re
gula
tions
whi
ch a
pply
to
its a
ctiv
ities
und
er o
r pu
rsua
nt t
o th
is
Agr
eem
ent.
2.
4 Ea
ch o
f th
e Pa
rtie
s w
ill e
nsur
e th
at i
ts e
mpl
oyee
s an
d st
uden
ts (
if an
y) i
nvol
ved
in
the
Proj
ect:
obs
erve
the
con
ditio
ns a
ttac
hing
to
any
regu
lato
ry a
nd e
thic
al l
icen
ces,
co
nsen
ts
and
appr
oval
s;
keep
co
mpl
ete
and
accu
rate
re
cord
s of
al
l re
sear
ch,
deve
lopm
ent
and
othe
r w
ork
carr
ied
out
in c
onne
ctio
n w
ith t
he P
roje
ct a
nd o
f al
l Res
ults
, si
gned
by
the
peop
le w
ho o
btai
ned
or m
ade
each
Res
ult,
and
cou
nter
sign
ed
288
by a
n em
ploy
ee o
f th
at P
arty
who
is
not
a m
embe
r of
the
res
earc
h te
am b
ut w
ho
unde
rsta
nds
the
wor
k; a
nd c
ompl
y w
ith t
he G
ood
Dat
a M
anag
emen
t Pr
actic
es.
2.5
Each
of
the
Part
ies
will
ens
ure
that
its
sta
ff a
nd s
tude
nts
(if
any)
(in
clud
ing
in t
he
case
of
the
Col
labo
rato
r, a
ny s
taff o
f an
y G
roup
Com
pany
) in
volv
ed i
n th
e Pr
ojec
t,
whe
n w
orki
ng o
n or
vis
iting
the
oth
er P
arty
’s p
rem
ises
, co
mpl
y w
ith t
he o
ther
Par
ty’s
he
alth
and
saf
ety
and
secu
rity
pol
icie
s an
d pr
oced
ures
and
, w
hen
acce
ssin
g or
usi
ng
the
othe
r Pa
rty’
s in
form
atio
n sy
stem
s, c
ompl
y w
ith t
he o
ther
Par
ty’s
inf
orm
atio
n se
curity
pol
icie
s an
d pr
oced
ures
.
2.6
[[Th
e In
stitu
tion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill c
ompl
y w
ith S
ched
ule
6. [
At
any
time
during
th
e Pr
ojec
t Pe
riod,
th
e C
olla
bora
tor
may
re
quire
ch
ange
s to
Pa
rt
3 of
Sch
edul
e 6,
w
here
su
ch
chan
ges
are
nece
ssar
y to
en
sure
th
at
the
Proj
ect
is
unde
rtak
en
in
com
plia
nce
with
th
e Col
labo
rato
r’s
appl
icab
le
polic
ies
and
proc
edur
es.]
]
2.7
Alth
ough
[th
e In
stitu
tion]
OR
[ea
ch o
f th
e Pa
rtie
s] w
ill u
se r
easo
nabl
e en
deav
ours
to
carr
y ou
t th
e Pr
ojec
t in
acc
orda
nce
with
the
Pro
ject
Pla
n, [
the
Inst
itutio
n do
es n
ot
unde
rtak
e]
OR
[n
eith
er
Part
y un
dert
akes
] th
at
any
rese
arch
w
ill
lead
to
an
y pa
rtic
ular
res
ult,
nor
doe
s it
guar
ante
e a
succ
essf
ul o
utco
me
to t
he P
roje
ct.
2.8
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill p
rovi
de [
the
Col
labo
rato
r] O
R [
othe
r Pa
rty]
with
[m
onth
ly][
annu
al]
OR
[qu
arte
rly]
rep
orts
sum
mar
isin
g th
e pr
ogre
ss o
f th
e Pr
ojec
t an
d a
copy
of
all o
f th
e Res
ults
.
2.9
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill n
otify
the
[Col
labo
rato
r] O
R [
othe
r]
prom
ptly
af
ter
iden
tifyi
ng an
y Res
ult
whi
ch [t
he In
stitu
tion]
O
R [i
t] be
lieve
s is
pa
tent
able
, an
d w
ill s
uppl
y th
e [C
olla
bora
tor]
OR
[ot
her]
with
cop
ies
of t
hat
Res
ult.
[T
he
Inst
itutio
n]
OR
[E
ach
of
the
Part
ies]
w
ill
notif
y ot
her
Res
ults
to
[t
he
Col
labo
rato
r] O
R [
othe
r] in
the
rep
orts
pro
vide
d un
der
clau
se 2
.8.
2.10
Ea
ch o
f th
e Pa
rtie
s w
arra
nts
to t
he o
ther
tha
t it
has
full
pow
er a
nd a
utho
rity
und
er
its c
onst
itutio
n, a
nd h
as t
aken
all
nece
ssar
y ac
tions
and
obt
aine
d al
l au
thor
isat
ions
, lic
ence
s,
cons
ents
an
d ap
prov
als,
to
al
low
it
to
ente
r in
to
and
perf
orm
th
is
Agr
eem
ent
[and
it is
not
in b
reac
h of
the
Fun
ding
Con
dition
s].
2.11
If
a P
arty
agr
ees
to t
rans
fer
any
[bio
logi
cal or
che
mic
al]
mat
eria
l to
the
oth
er P
arty
in
con
nect
ion
with
the
Pro
ject
, th
at t
rans
fer
will
be
subj
ect
to t
he t
erm
s of
a s
epar
ate
Mat
eria
ls T
rans
fer
Agr
eem
ent
ente
red
into
bet
wee
n th
e Pa
rtie
s in
rel
atio
n to
tha
t m
ater
ial.
2.12
N
o ad
dition
al p
erso
n m
ay b
ecom
e a
part
y to
thi
s Agr
eem
ent
with
out
the
writt
en
agre
emen
t of
bot
h th
e Col
labo
rato
r an
d th
e In
stitu
tion
and
unle
ss t
he a
dditi
onal
pe
rson
, th
e Col
labo
rato
r an
d th
e In
stitu
tion
exec
ute
a Var
iatio
n Agr
eem
ent.
3.FI
NA
NC
IAL
CO
NTR
IBU
TIO
N
3.1
Each
Par
ty w
ill k
eep
com
plet
e an
d ac
cura
te a
ccou
nts
of its
ex
pend
iture
on
the
Pr
ojec
t. T
he C
olla
bora
tor
will
pay
the
Fin
anci
al C
ontr
ibut
ion
to t
he I
nstit
utio
n in
ac
cord
ance
w
ith Sch
edul
e 1
with
in [3
0][6
0] O
R [9
0] da
ys af
ter
rece
ipt
by th
e Col
labo
rato
r of
a
[mon
thly
] O
R
[qua
rter
ly]
invo
ice
for
the
sam
e.
W
here
th
e Fi
nanc
ial
Con
trib
utio
n is
bei
ng c
laim
ed a
gain
st c
osts
and
exp
ense
s in
curr
ed b
y th
e
Inst
itutio
n,
each
in
voic
e m
ust
be
acco
mpa
nied
by
a
stat
emen
t ce
rtifi
ed
by
an
auth
oris
ed o
ffic
er o
f th
e In
stitu
tion.
3.2
Unl
ess
any
VAT
exem
ptio
n ap
plie
s, a
ll am
ount
s pa
yabl
e to
the
Ins
titut
ion
unde
r th
is
Agr
eem
ent
are
excl
usiv
e of
VAT
whi
ch t
he C
olla
bora
tor
will
pay
at
the
rate
fro
m t
ime
to t
ime
pres
crib
ed b
y la
w.
3.3
If t
he C
olla
bora
tor
fails
to
mak
e an
y pa
ymen
t du
e to
the
Ins
titut
ion
unde
r th
is
Agr
eem
ent,
w
ithou
t pr
ejud
ice
to
any
othe
r righ
t or
re
med
y av
aila
ble
to
the
Inst
itutio
n,
the
Inst
itutio
n m
ay
char
ge
inte
rest
(b
oth
befo
re
and
afte
r an
y ju
dgem
ent)
on
the
amou
nt o
utst
andi
ng,
on a
dai
ly b
asis
[at
the
rat
e of
[fo
ur]
per
cent
per
ann
um a
bove
the
Lon
don
3 m
onth
Int
erba
nk O
ffer
Rat
e fr
om t
ime
to t
ime
in
forc
e] O
R [
in a
ccor
danc
e w
ith t
he L
ate
Paym
ents
of
Com
mer
cial
Deb
ts (
Inte
rest
) Act
19
98 a
s am
ende
d by
the
Lat
e Pa
ymen
t of
Com
mer
cial
Deb
ts R
egul
atio
ns 2
013]
. Th
at i
nter
est
will
be
calc
ulat
ed f
rom
the
dat
e or
las
t da
te f
or p
aym
ent
to t
he a
ctua
l da
te o
f pa
ymen
t, b
oth
date
s in
clus
ive,
and
will
be
com
poun
ded
quar
terly.
Th
e Col
labo
rato
r w
ill p
ay t
hat
inte
rest
to
the
Inst
itution
on
dem
and.
3.4
[Exc
ept
as
set
out
in
the
Proj
ect
Plan
,]
the
Inst
itutio
n w
ill
own
all
equi
pmen
t pu
rcha
sed
or c
onst
ruct
ed b
y it,
or
for
it, u
sing
the
Fin
anci
al C
ontr
ibut
ion.
4.U
SE
AN
D E
XP
LOIT
ATI
ON
OF
INTE
LLEC
TUA
L P
RO
PER
TY R
IGH
TS
4.1
This
Agr
eem
ent
does
not
aff
ect
the
owne
rshi
p of
any
Int
elle
ctua
l Pr
oper
ty R
ight
s in
an
y Bac
kgro
und
or in
any
othe
r te
chno
logy
, de
sign
, w
ork,
inv
entio
n, s
oftw
are,
dat
a,
tech
niqu
e, K
now
-how
, or
mat
eria
ls w
hich
are
not
Res
ults
. T
he I
ntel
lect
ual Pr
oper
ty
Rig
hts
in t
hem
will
rem
ain
the
prop
erty
of
the
Part
y w
hich
con
trib
uted
the
m t
o th
e Pr
ojec
t (o
r its
lic
enso
rs).
N
o lic
ence
to
use
any
Inte
llect
ual
Prop
erty
Rig
hts
is
gran
ted
or i
mpl
ied
by t
his
Agr
eem
ent
exce
pt t
he r
ight
s ex
pres
sly
gran
ted
in t
his
Agr
eem
ent.
4.2
Each
Par
ty g
rant
s th
e ot
her
a ro
yalty
-fre
e, f
ully
pai
d-up
, no
n-ex
clus
ive
licen
ce t
o us
e its
Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect,
but
for
no
othe
r pu
rpos
e.
Nei
ther
Par
ty m
ay g
rant
any
sub
-lic
ence
to
use
the
othe
r's
Bac
kgro
und
exce
pt t
hat
the
Col
labo
rato
r m
ay a
llow
any
of
Gro
up C
ompa
ny a
nd a
ny p
erso
n w
orki
ng f
or o
r on
be
half
of
the
Col
labo
rato
r or
an
y G
roup
Com
pany
, to
us
e th
e In
stitu
tion'
s Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect,
but
for
no
othe
r pu
rpos
e.
4.3
The
Col
labo
rato
r w
ill o
wn
the
Inte
llect
ual
Prop
erty
Rig
hts
in t
he R
esul
ts,
and
may
ta
ke s
uch
step
s as
it
may
dec
ide
from
tim
e to
tim
e, a
t its
exp
ense
, to
reg
iste
r an
d m
aint
ain
any
prot
ectio
n fo
r th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
and
tak
ing
any
reas
onab
le a
ctio
n in
res
pect
of
any
alle
ged
or a
ctua
l in
frin
gem
ent
of a
ny I
ntel
lect
ual
Prop
erty
Rig
hts
in t
he R
esul
ts.
4.4
The
Inst
itutio
n w
ill e
nsur
e th
at its
em
ploy
ees
invo
lved
in
the
crea
tion
of t
he R
esul
ts
give
th
e Col
labo
rato
r su
ch
assi
stan
ce
(exc
ept
finan
cial
as
sist
ance
) as
th
e Col
labo
rato
r m
ay
reas
onab
ly
requ
est
in
conn
ectio
n w
ith
the
regi
stra
tion
and
prot
ectio
n of
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
any
of
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
, an
d ta
king
any
act
ion
in
resp
ect
of a
ny a
llege
d or
act
ual
infr
inge
men
t of
any
Int
elle
ctua
l Pr
oper
ty R
ight
s in
an
y of
the
Res
ults
.
289
4.5
Whe
re a
ny t
hird
par
ty s
uch
as a
stu
dent
or
cont
ract
or is
or
has
been
inv
olve
d in
the
Pr
ojec
t, t
he P
arty
eng
agin
g th
at t
hird
par
ty w
ill e
nsur
e th
at t
hat
third
part
y ha
s as
sign
ed t
o it
(inc
ludi
ng m
akin
g a
pros
pect
ive
assi
gnm
ent
whe
re a
ppro
pria
te)
all
righ
ts w
hich
tha
t th
ird
part
y m
ay h
ave
in t
he R
esul
ts i
n or
der
to b
e ab
le t
o gi
ve
effe
ct t
o th
e pr
ovis
ions
of th
is c
laus
e 4.
4.
6 To
the
ext
ent
that
any
Int
elle
ctua
l Pr
oper
ty R
ight
s in
the
Res
ults
are
cap
able
of
pros
pect
ive
assi
gnm
ent,
th
e In
stitu
tion
now
as
sign
s th
ose
Inte
llect
ual
Prop
erty
Rig
hts
to t
he C
olla
bora
tor;
and
to
the
exte
nt a
ny I
ntel
lect
ual Pr
oper
ty R
ight
s in
the
Res
ults
can
not
pros
pect
ivel
y be
ass
igne
d, t
he I
nstit
utio
n w
ill a
ssig
n th
ose
Inte
llect
ual
Prop
erty
Rig
hts
to t
he C
olla
bora
tor
as a
nd w
hen
they
are
cre
ated
, at
the
req
uest
of
the
Col
labo
rato
r.
4.7
The
Col
labo
rato
r gr
ants
the
Ins
titut
ion
a ro
yalty
-fre
e, n
on-e
xclu
sive
lic
ence
to
use
the
Res
ults
(w
ithou
t th
e righ
t to
sub
licen
se)
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect
but
for
no o
ther
pur
pose
. 6.
C
ON
FID
ENTI
ALI
TY
6.
1 Sub
ject
to
clau
se 5
, ne
ither
Par
ty w
ill [
, ei
ther
dur
ing
the
Proj
ect
Perio
d or
for
[3
][5]
[7]
OR
[10
] ye
ars
afte
r th
e en
d of
the
Pro
ject
Per
iod,
] di
sclo
se t
o an
y th
ird
part
y, n
or u
se f
or a
ny p
urpo
se e
xcep
t as
exp
ress
ly p
erm
itted
by
this
Agr
eem
ent,
any
of
the
oth
er P
arty
's C
onfid
entia
l Inf
orm
atio
n.
6.2
Nei
ther
Par
ty (
the
Rec
ipie
nt)
will
be
in b
reac
h of
any
obl
igat
ion
to k
eep
any
of t
he
othe
r Pa
rty’
s Con
fiden
tial
Info
rmat
ion
conf
iden
tial
or n
ot t
o di
sclo
se i
t to
any
oth
er
part
y to
the
ext
ent
that
:
6.2.
1 if
it is
rec
eive
d fr
om t
he o
ther
Par
ty,
it is
kno
wn
to t
he R
ecip
ient
or
any
Gro
up
Com
pany
(de
mon
stra
ble
by w
ritt
en r
ecor
ds)
befo
re it
s re
ceip
t fr
om t
he o
ther
Pa
rty,
and
not
alrea
dy s
ubje
ct t
o an
y ob
ligat
ion
of c
onfid
entia
lity
to t
he o
ther
Pa
rty;
6.
2.2
it is
or
beco
mes
pub
licly
kno
wn
with
out
any
brea
ch o
f th
is A
gree
men
t or
any
ot
her
unde
rtak
ing
to k
eep
it co
nfid
ential
;
6.2.
3 it
has
been
obt
aine
d by
the
Rec
ipie
nt o
r an
y G
roup
Com
pany
fro
m a
thi
rd
part
y in
circ
umst
ance
s w
here
the
Rec
ipie
nt h
as n
o re
ason
to
belie
ve t
hat
ther
e ha
s be
en a
bre
ach
of a
n ob
ligat
ion
of c
onfid
ential
ity o
wed
to
the
othe
r Pa
rty;
6.2.
4 it
has
been
inde
pend
ently
dev
elop
ed b
y th
e Rec
ipie
nt o
r an
y G
roup
Com
pany
w
ithou
t re
fere
nce
to t
he o
ther
Par
ty’s
Con
fiden
tial
Inf
orm
atio
n;
6.2.
5 it
is d
iscl
osed
pur
suan
t to
the
req
uire
men
t of
any
law
or
regu
latio
n (p
rovi
ded,
in
the
cas
e of
a d
iscl
osur
e un
der
the
Free
dom
of
Info
rmat
ion
Act
200
0 or
the
En
viro
nmen
tal
Info
rmat
ion
Reg
ulat
ions
200
4, n
one
of t
he e
xcep
tions
to
that
Act
or
thos
e Reg
ulat
ions
app
lies
to t
he inf
orm
atio
n di
sclo
sed)
or
purs
uant
to
th
e or
der
of a
ny C
ourt
of
com
pete
nt j
uris
dict
ion
or t
he r
equi
rem
ent
of a
ny
com
pete
nt r
egul
ator
y au
thor
ity,
and
that
, in
eac
h ca
se w
here
the
law
per
mits
, th
e Pa
rty
requ
ired
to m
ake
that
dis
clos
ure
has
info
rmed
the
oth
er,
with
in a
re
ason
able
tim
e af
ter
bein
g re
quired
to
m
ake
the
disc
losu
re,
of
the
requ
irem
ent
to d
iscl
ose
and
the
info
rmat
ion
requ
ired
to
be d
iscl
osed
; or
6.2.
6 it
is a
ppro
ved
for
rele
ase
in w
riting
by
an a
utho
rise
d re
pres
enta
tive
of t
he
othe
r Pa
rty.
6.
3 Th
e Col
labo
rato
r w
ill
not
be
in
brea
ch
of
any
oblig
atio
n to
ke
ep
any
of
the
Inst
itutio
n's
Bac
kgro
und
or o
ther
inf
orm
atio
n co
nfid
ential
or
not
to d
iscl
ose
them
to
any
third
part
y, b
y m
akin
g th
em a
vaila
ble
to a
ny G
roup
Com
pany
, or
any
per
son
wor
king
for
or
on b
ehal
f of
the
Col
labo
rato
r or
a G
roup
Com
pany
, w
ho n
eeds
to
know
th
e sa
me
in o
rder
to
exer
cise
the
rig
hts
gran
ted
in t
his
Agr
eem
ent,
pro
vide
d th
ey a
re
not
used
ex
cept
as
ex
pres
sly
perm
itted
by
th
is
Agr
eem
ent
and
the
reci
pien
t un
dert
akes
to
keep
the
m c
onfid
entia
l.
6.4
If t
he I
nstit
utio
n re
ceiv
es a
req
uest
und
er t
he F
reed
om o
f In
form
atio
n Act
200
0 to
di
sclo
se
any
info
rmat
ion
whi
ch,
unde
r th
is
Agr
eem
ent,
is
th
e Col
labo
rato
r’s
Con
fiden
tial
Inf
orm
atio
n, i
t w
ill no
tify
the
Col
labo
rato
r an
d w
ill c
onsu
lt w
ith t
he
Col
labo
rato
r pr
ompt
ly a
nd b
efor
e m
akin
g an
y di
sclo
sure
und
er t
hat
Act
or
thos
e Reg
ulat
ions
, th
e In
stitu
tion
will
, w
here
app
ropr
iate
, ta
ke l
egal
adv
ice
rega
rdin
g th
e av
aila
bilit
y an
d ap
plic
abili
ty o
f an
y ex
empt
ions
and
any
oth
er o
ptio
ns a
vaila
ble,
and
w
ill n
otify
the
Col
labo
rato
r of
the
inte
nded
res
pons
e to
tha
t re
ques
t. T
he C
olla
bora
tor
will
res
pond
to
the
Inst
itutio
n w
ithin
10
days
aft
er r
ecei
ving
the
Ins
titut
ion’
s no
tice
if th
at n
otic
e re
ques
ts t
he C
olla
bora
tor
to p
rovi
de i
nfor
mat
ion
to a
ssis
t th
e In
stitu
tion
to d
eter
min
e w
heth
er o
r no
t an
exe
mpt
ion
to t
he F
reed
om o
f In
form
atio
n Act
200
0 or
th
e En
viro
nmen
tal
Info
rmat
ion
Reg
ulat
ions
20
04
appl
ies
to
the
info
rmat
ion
requ
este
d un
der
that
Ac
t or
th
ose
Reg
ulat
ions
. Th
e C
olla
bora
tor
may
m
ake
repr
esen
tatio
ns in
rel
atio
n to
tha
t re
ques
t an
d th
e pr
opos
ed r
espo
nse
and
may
re
ques
t am
endm
ents
to
th
e pr
opos
ed
resp
onse
. [A
t th
e Col
labo
rato
r’s
requ
est,
ex
cept
in
orde
r to
com
ply
with
any
cou
rt o
rder
or
any
deci
sion
of
the
Info
rmat
ion
Com
mis
sion
er
or
the
Info
rmat
ion
Trib
unal
, th
e In
stitu
tion
will
no
t di
sclo
se
any
info
rmat
ion
whi
ch,
unde
r th
is
Agr
eem
ent,
is
th
e Col
labo
rato
r’s
Con
fiden
tial
In
form
atio
n in
res
pons
e to
a r
eque
st u
nder
the
Fre
edom
of
Info
rmat
ion
Act
200
0 or
th
e En
viro
nmen
tal I
nfor
mat
ion
Reg
ulat
ions
200
4 pr
ovid
ed t
hat:
6.4.
1 th
e Col
labo
rato
r m
akes
tha
t re
ques
t in
writin
g w
ithin
10
days
aft
er r
ecei
ving
th
e In
stitu
tion’
s no
tice
give
n un
der
this
cla
use
6.4;
and
6.4.
2 th
e Col
labo
rato
r in
dem
nifie
s th
e In
stitu
tion
and
its e
mpl
oyee
s an
d st
uden
ts
(th
e In
dem
nif
ied
Par
ties
), a
nd k
eeps
the
m f
ully
and
eff
ectiv
ely
inde
mni
fied,
ag
ains
t ea
ch a
nd e
very
cla
im m
ade
agai
nst
any
of t
he I
ndem
nifie
d Pa
rtie
s as
a
resu
lt of
the
Ins
titut
ion
not
mak
ing
any
disc
losu
re o
f th
e Col
labo
rato
r’s
Con
fiden
tial
in
form
atio
n in
re
spon
se
to
a re
ques
t un
der
the
Free
dom
of
In
form
atio
n Act
200
0 or
the
Env
iron
men
tal I
nfor
mat
ion
Reg
ulat
ions
200
4.]
6.
5 N
eith
er P
arty
will
use
the
oth
er’s
nam
e or
the
nam
e of
any
of
the
Key
Per
sonn
el
prov
ided
by
the
othe
r Pa
rty
or t
he o
ther
Par
ty’s
logo
in
any
pres
s re
leas
e or
pro
duct
ad
vert
isin
g, o
r fo
r an
y ot
her
prom
otio
nal
purp
ose,
with
out
first
obt
aini
ng t
he o
ther
Pa
rty’
s w
ritt
en c
onse
nt.
6.
6 [N
otw
ithst
andi
ng a
ny o
ther
pro
visi
on o
f th
is A
gree
men
t, t
he I
nstit
utio
n m
ay ide
ntify
th
e su
ms
rece
ived
fro
m th
e Col
labo
rato
r in
th
e In
stitu
tion’
s Ann
ual
Rep
ort
and
sim
ilar
publ
icat
ions
][,
and
the
Col
labo
rato
r m
ay,
in
orde
r to
co
mpl
y w
ith
any
tran
spar
ency
re
port
ing
oblig
atio
ns to
w
hich
it
is su
bjec
t, pu
blis
h de
tails
of
an
y tr
ansf
ers
of v
alue
].]
290
7.LI
MIT
ATI
ON
OF
LIA
BIL
ITY
7.1
Each
of
the
Part
ies
war
rant
s to
the
oth
er t
hat,
to
the
best
of
its k
now
ledg
e an
d be
lief
(hav
ing
mad
e re
ason
able
enq
uiry
of
thos
e of
its
empl
oyee
s in
volv
ed in
the
Pro
ject
or
likel
y to
hav
e re
leva
nt k
now
ledg
e[,
and
in t
he c
ase
of t
he I
nstit
utio
n an
y st
uden
t in
volv
ed in
the
Pro
ject
], b
ut n
ot h
avin
g m
ade
any
sear
ch o
f an
y pu
blic
reg
iste
r),
any
advi
ce o
r in
form
atio
n gi
ven
by i
t or
any
of
its e
mpl
oyee
s or
stu
dent
s w
ho w
ork
on
the
Proj
ect,
or
the
cont
ent
or u
se o
f an
y Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
conn
ectio
n w
ith t
he P
roje
ct,
will
not
con
stitu
te o
r re
sult
in
any
infr
inge
men
t of
thi
rd p
arty
rig
hts.
OR
7.1
Nei
ther
of
the
Part
ies
[exc
ept
unde
r cl
ause
7.1
0] m
akes
any
rep
rese
ntat
ion
or g
ives
an
y w
arra
nty
to t
he o
ther
tha
t an
y ad
vice
or
info
rmat
ion
give
n by
it
or a
ny o
f its
em
ploy
ees
or s
tude
nts
who
wor
k or
hav
e w
orke
d on
the
Pro
ject
, or
the
con
tent
or
use
of an
y Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
in
form
atio
n pr
ovid
ed
in
conn
ectio
n w
ith t
he P
roje
ct,
will
not
con
stitu
te o
r re
sult
in a
ny in
frin
gem
ent
of t
hird
-pa
rty
righ
ts.
7.2
Exce
pt
unde
r th
e w
arra
nt[y
][ie
s]
in
clau
se[s
] [7
.1
and]
cl
ause
7.
10]
and
the
inde
mni
ties
in c
laus
es [
6.6,
]7.
3 an
d 7.
4, a
nd s
ubje
ct t
o cl
ause
7.8
, ne
ither
Par
ty
acce
pts
any
liabi
lity
or r
espo
nsib
ility
for
any
use
whi
ch m
ay b
e m
ade
by t
he o
ther
Pa
rty
of a
ny o
f th
e Res
ults
, no
r fo
r an
y re
lianc
e w
hich
may
be
plac
ed b
y th
at o
ther
Pa
rty
on a
ny o
f th
e Res
ults
, no
r fo
r ad
vice
or
info
rmat
ion
give
n in
con
nect
ion
with
an
y of
the
Res
ults
.
7.3
Sub
ject
to
clau
se 7
.7.1
, th
e Col
labo
rato
r [a
nd t
he I
nstit
utio
n] w
ill i
ndem
nify
the
ot
her
Part
y, a
nd i
ts e
mpl
oyee
s an
d st
uden
ts (
toge
ther
th
e In
dem
nif
ied
Par
ties
),
and
keep
the
m f
ully
and
eff
ectiv
ely
inde
mni
fied,
aga
inst
eac
h an
d ev
ery
clai
m m
ade
agai
nst
any
of t
he I
ndem
nifie
d Pa
rtie
s as
a r
esul
t of
the
Col
labo
rato
r's
use
of a
ny o
f th
e fo
llow
ing:
the
Res
ults
and
any
mat
eria
ls,
wor
ks o
r in
form
atio
n re
ceiv
ed f
rom
an
Inde
mni
fied
Part
y pu
rsua
nt t
o th
is A
gree
men
t, p
rovi
ded
that
the
Ind
emni
fied
Part
y m
ust:
7.3.
1 pr
ompt
ly n
otify
the
Ind
emni
fyin
g Pa
rty
of d
etai
ls o
f th
e cl
aim
;
7.3.
2 no
t m
ake
any
adm
issi
on in
rel
atio
n to
the
cla
im;
7.3.
3 ta
ke r
easo
nabl
e st
eps
to m
itiga
te i
ts l
osse
s an
d ex
pens
es a
risi
ng f
rom
the
cl
aim
;
7.3.
4 al
low
th
e In
dem
nify
ing
Part
y to
ha
ve
the
cond
uct
of
the
defe
nce
and
sett
lem
ent
of t
he c
laim
; an
d
7.3.
5 gi
ve t
he I
ndem
nify
ing
Part
y al
l re
ason
able
ass
ista
nce
(at
the
Col
labo
rato
r’s
expe
nse)
in d
ealin
g w
ith t
he c
laim
.
The
inde
mni
ty in
thi
s cl
ause
7.3
will
not
app
ly t
o th
e ex
tent
tha
t th
e cl
aim
arise
s as
a
resu
lt of
the
Ind
emni
fied
Part
y's
negl
igen
ce,
its b
reac
h of
cla
use
6, i
ts d
elib
erat
e br
each
of
this
Agr
eem
ent
or it
s kn
owin
g in
frin
gem
ent
of a
ny t
hird
par
ty’s
Int
elle
ctua
l Pr
oper
ty R
ight
s or
its
know
ing
brea
ch o
f an
y th
ird
part
y’s
righ
ts o
f co
nfid
ence
.
7.4
Sub
ject
to
clau
se 7
.7.3
, ea
ch P
arty
will
ind
emni
fy t
he o
ther
and
kee
p it
fully
and
ef
fect
ivel
y in
dem
nifie
d on
dem
and
agai
nst
all co
sts,
cla
ims,
dem
ands
, ex
pens
es a
nd
liabi
litie
s of
any
nat
ure
aris
ing
out
of o
r in
con
nect
ion
with
any
bre
ach
by i
t of
Sch
edul
e 5.
7.5
Sub
ject
to
cl
ause
s 7.
7 an
d 7.
8,
and
exce
pt
unde
r th
e in
dem
nitie
s in
cl
ause
s [6
.6,
]7.3
and
7.4
, th
e lia
bilit
y of
eith
er P
arty
to
the
othe
r fo
r an
y br
each
of
this
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er w
ay o
ut o
f th
e su
bjec
t m
atte
r of
th
is A
gree
men
t, t
he P
roje
ct a
nd t
he R
esul
ts,
will
not
ext
end
to:
7.5.
1 an
y in
dire
ct d
amag
es o
r lo
sses
; or
7.5.
2 an
y lo
ss
of
prof
its,
loss
of
re
venu
e,
loss
of
da
ta,
loss
of
co
ntra
cts
or
oppo
rtun
ity,
whe
ther
direc
t or
indi
rect
,
Even
, in
eac
h ca
se,
if th
e pa
rty
brin
ging
the
cla
im h
as a
dvis
ed t
he o
ther
of
the
poss
ibili
ty o
f th
ose
loss
es,
or if
the
y w
ere
with
in t
he o
ther
Par
ty's
con
tem
plat
ion.
7.6
Sub
ject
to
clau
ses
7.7
and
7.8,
the
agg
rega
te lia
bilit
y of
eac
h Pa
rty
to t
he o
ther
for
al
l an
d an
y br
each
es o
f th
is A
gree
men
t, a
ny n
eglig
ence
or
aris
ing
in a
ny o
ther
way
ou
t of
the
sub
ject
mat
ter
of t
his
Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill n
ot
exce
ed in
tot
al [
the
Fina
ncia
l Con
trib
utio
n] O
R [
£ins
ert
figur
e].
7.7
Sub
ject
in e
ach
case
to
clau
se 7
.8,
the
aggr
egat
e lia
bilit
y of
eac
h Pa
rty
to t
he o
ther
:
7.7.
1 un
der
the
inde
mni
ty in
cla
use
7.3
will
not
exc
eed
in t
otal
£[i
nser
t fig
ure]
; an
d
7.7.
2 un
der
the
inde
mni
ty in
cla
use
7.4
will
not
exc
eed
in t
otal
£[i
nser
t fig
ure]
.
7.8
Not
hing
in t
his
Agr
eem
ent
limits
or
excl
udes
eith
er P
arty
's li
abili
ty for
:
7.8.
1 de
ath
or p
erso
nal i
njur
y ca
used
by
negl
igen
ce;
7.8.
2 an
y fr
aud
or fo
r an
y so
rt of
lia
bilit
y th
at,
by la
w,
cann
ot be
lim
ited
or
excl
uded
;
7.8.
3 an
y lo
ss o
r da
mag
e ca
used
by
a de
liber
ate
brea
ch o
f th
is A
gree
men
t.
7.9
The
expr
ess
unde
rtak
ings
and
war
rant
ies
give
n by
the
Par
ties
in t
his
Agr
eem
ent
are
in
lieu
of
all
othe
r w
arra
ntie
s,
cond
ition
s,
term
s,
unde
rtak
ings
an
d ob
ligat
ions
, w
heth
er e
xpre
ss o
r im
plie
d by
sta
tute
, co
mm
on law
, cu
stom
, tr
ade
usag
e, c
ours
e of
de
alin
g or
in a
ny o
ther
way
. A
ll of
the
se a
re e
xclu
ded
to t
he f
ulle
st e
xten
t pe
rmitt
ed
by la
w.
7.10
[A
ny a
ssig
nmen
t of
Int
elle
ctua
l Pr
oper
ty R
ight
s m
ade
unde
r or
pur
suan
t to
thi
s Agr
eem
ent
is m
ade
or w
ill b
e m
ade
with
ful
l title
gua
rant
ee.]
OR
[In
res
pect
of
any
assi
gnm
ent
of I
ntel
lect
ual P
rope
rty
Rig
hts
mad
e un
der
or p
ursu
ant
to t
his
Agr
eem
ent,
th
e as
sign
or w
arra
nts
to t
he a
ssig
nee
that
:
7.10
.1 th e
ass
igno
r ha
s th
e righ
t to
dis
pose
of
the
Inte
llect
ual P
rope
rty
assi
gned
and
th
at it
will
, at
its
own
cost
, do
all
that
it r
easo
nabl
y ca
n to
giv
e th
e tit
le t
hat
it pu
rpor
ts t
o gi
ve;
and
291
7.10
.2 the
In
telle
ctua
l Pr
oper
ty
Rig
hts
assi
gned
ar
e fr
ee
from
al
l ch
arge
s an
d en
cum
bran
ces
and
right
s of
an
y th
ird
part
y (e
xcep
t th
ose
of
whi
ch
the
assi
gnor
is u
naw
are
or c
ould
not
rea
sona
bly
be a
war
e of
.]
8.FO
RC
E M
AJE
UR
E
If t
he p
erfo
rman
ce b
y a
Part
y of
any
of
its o
blig
atio
ns u
nder
thi
s Agr
eem
ent
(exc
ept
a pa
ymen
t ob
ligat
ion)
is
de
laye
d or
pr
even
ted
by
circ
umst
ance
s be
yond
its
re
ason
able
con
trol
, th
at P
arty
will
not
be
in b
reac
h of
thi
s Agr
eem
ent
beca
use
of t
hat
dela
y in
per
form
ance
. H
owev
er,
if th
e de
lay
in p
erfo
rman
ce la
sts
mor
e th
an [
3] O
R
[6]
mon
ths,
the
oth
er P
arty
may
ter
min
ate
this
Agr
eem
ent
with
im
med
iate
eff
ect
by
givi
ng w
ritt
en n
otic
e to
the
Par
ty w
hose
per
form
ance
is d
elay
ed o
r pr
even
ted.
9.TE
RM
INA
TIO
N
9.1
Eith
er P
arty
may
ter
min
ate
this
Agr
eem
ent
with
imm
edia
te e
ffec
t by
giv
ing
notic
e to
th
e ot
her
Part
y if
the
othe
r Pa
rty:
9.1.
1 is
in b
reac
h of
any
pro
visi
on o
f th
is A
gree
men
t an
d (if
it is
cap
able
of
rem
edy)
th
e br
each
has
not
bee
n re
med
ied
with
in [
30][
60]
OR
[90
] da
ys a
fter
rec
eipt
of
writt
en n
otic
e sp
ecify
ing
the
brea
ch a
nd r
equi
ring
its
rem
edy;
9.1.
2 be
com
es i
nsol
vent
, or
if
an o
rder
is
mad
e or
a r
esol
utio
n is
pas
sed
for
its
win
ding
up
(exc
ept
volu
ntar
ily f
or t
he p
urpo
se o
f so
lven
t am
alga
mat
ion
or
reco
nstr
uctio
n),
or i
f an
adm
inis
trat
or,
adm
inis
trat
ive
rece
iver
or
rece
iver
is
appo
inte
d ov
er t
he w
hole
or
any
part
of
the
othe
r pa
rty'
s as
sets
, or
if
the
othe
r pa
rty
mak
es a
ny a
rran
gem
ent
with
its
cred
itors
; or
9.
1.3
com
mits
any
bre
ach
of S
ched
ule
5 [o
r Sc
hedu
le 7
].
9.2
Each
of
the
Part
ies
will
not
ify t
he o
ther
pro
mpt
ly i
f at
any
tim
e an
y of
the
Key
Pe
rson
nel a
ppoi
nted
by
that
Par
ty is
una
ble
or u
nwill
ing
to c
ontin
ue t
o be
invo
lved
in
the
Proj
ect.
W
ithin
[3]
OR
[6]
mon
ths
afte
r th
e da
te o
f th
at n
otic
e, t
he P
arty
who
or
igin
ally
app
oint
ed t
hat
mem
ber
of t
he K
ey P
erso
nnel
will
nom
inat
e a
succ
esso
r.
The
othe
r Pa
rty
will
not
unr
easo
nabl
y re
fuse
to
acce
pt t
he n
omin
ated
suc
cess
or,
but
if th
e su
cces
sor
is n
ot a
ccep
tabl
e to
the
oth
er P
arty
on
reas
onab
le g
roun
ds,
or if
the
ap
poin
tor
cann
ot f
ind
a su
cces
sor,
eith
er P
arty
may
ter
min
ate
this
Agr
eem
ent
by
givi
ng t
he o
ther
not
less
tha
n [3
] m
onth
s' n
otic
e.
9.8
[The
Col
labo
rato
r m
ay
term
inat
e th
is
Agr
eem
ent
at
any
time
prov
ided
th
e Col
labo
rato
r co
mpl
ies
with
cla
uses
9.5
and
9.6
, by
giv
ing
not
less
tha
n [3
] m
onth
s'
notic
e to
the
Ins
titut
ion.
]
9.4
Cla
uses
1,
3, 4
, 5,
6,
7, 8
, 9.
4, 9
.5,
9.6,
9.7
and
10
will
sur
vive
the
exp
iry
of t
he
com
plet
ion
of t
he P
roje
ct o
r th
e te
rmin
atio
n of
thi
s Agr
eem
ent
for
any
reas
on a
nd
will
co
ntin
ue in
fu
ll fo
rce
and
effe
ct in
defin
itely
or,
in
the
cas
e of
cl
ause
5,
in
ac
cord
ance
with
cla
use
5.1.
9.5
On
the
term
inat
ion
of t
his
Agr
eem
ent,
the
Col
labo
rato
r w
ill p
ay t
he I
nstit
utio
n fo
r al
l w
ork
done
be
fore
te
rmin
atio
n [a
nd
not
cove
red
by
the
Exte
rnal
Fu
ndin
g].
If
term
inat
ion
occu
rs p
ursu
ant
to c
laus
e 9.
2 [o
r 9.
3],
the
Col
labo
rato
r w
ill r
e-im
burs
e th
e In
stitu
tion
for
all c
osts
and
exp
ense
s w
hich
the
Ins
titut
ion
has
incu
rred
or
agre
ed
to in
cur
and
whi
ch t
he I
nstit
utio
n is
una
ble
to c
ance
l.
9.6
Follo
win
g th
e te
rmin
atio
n of
thi
s Agr
eem
ent
[by
the
Inst
itutio
n] u
nder
cla
use
9.1
or
9.2
[or
by t
he C
olla
bora
tor
unde
r cl
ause
9.3
], if
the
Fin
anci
al C
ontr
ibut
ion
is in
tend
ed
to c
over
the
cos
ts o
f em
ploy
ing
any
Inst
itution
sta
ff i
nvol
ved
in t
he P
roje
ct,
the
Col
labo
rato
r w
ill c
ontinu
e to
rei
mbu
rse,
in a
ccor
danc
e w
ith c
laus
e 3,
the
act
ual d
irec
t em
ploy
men
t co
sts
of s
taff
who
wer
e ap
poin
ted
by t
he I
nstit
utio
n to
wor
k on
the
Pr
ojec
t be
fore
th
e se
rvic
e of
th
e no
tice,
pr
ovid
ed th
at
the
Inst
itutio
n ta
kes
all
reas
onab
le s
teps
to
min
imis
e th
ose
cost
s.
Rei
mbu
rsem
ent
will
con
tinu
e un
til t
he
effe
ctiv
e da
te o
f te
rmin
atio
n of
eac
h st
aff
cont
ract
or
the
date
on
whi
ch t
he P
roje
ct
was
to
have
end
ed (
whi
chev
er i
s th
e ea
rlie
r).
Thos
e di
rect
em
ploy
men
t co
sts
will
in
clud
e a
prop
ortio
n of
an
y re
dund
ancy
cos
ts w
hich
ha
ve be
en in
curr
ed by
th
e In
stitu
tion
as a
direc
t re
sult
of t
he t
erm
inat
ion
of t
his
Agr
eem
ent,
tha
t pr
opor
tion
to
be c
alcu
late
d by
div
idin
g th
e in
divi
dual
’s i
nvol
vem
ent
in t
he P
roje
ct b
y th
e du
ratio
n of
his
per
iod
of e
mpl
oym
ent
by t
he I
nstit
utio
n.
9.7
If t
he C
olla
bora
tor
has
paid
any
of
the
Fina
ncia
l Con
trib
utio
n in
adv
ance
and
the
w
hole
of
th
at
cont
ribu
tion
has
not,
by
th
e en
d of
th
e Pr
ojec
t Pe
riod
or
th
e te
rmin
atio
n of
thi
s Agr
eem
ent,
bee
n us
ed b
y th
e In
stitu
tion
for
the
purp
oses
for
w
hich
tha
t Fi
nanc
ial
Con
trib
utio
n w
as p
rovi
ded,
the
Ins
titut
ion
will
ret
urn
to t
he
Col
labo
rato
r th
e un
used
por
tion
of t
hat
cont
ribu
tion.
10.
GE
NE
RA
L
10.1
N
oti
ces:
Any
not
ice
to b
e gi
ven
unde
r th
is A
gree
men
t m
ust
be in
wri
ting,
mus
t be
de
liver
ed t
o th
e ot
her
Part
y by
any
of
the
met
hods
set
out
in
the
left
han
d co
lum
n be
low
, an
d w
ill b
e de
emed
to
be r
ecei
ved
on t
he c
orre
spon
ding
day
set
out
in
the
righ
t ha
nd c
olum
n:
Met
ho
d o
f se
rvic
e
Dee
med
day
of
rece
ipt
By
hand
or
cour
ier
the
day
of d
eliv
ery
By
pre-
paid
first
cla
ss p
ost
the
seco
nd B
usin
ess
Day
aft
er p
ostin
g
By
reco
rded
del
iver
y po
st
the
next
Bus
ines
s D
ay a
fter
pos
ting
The
Part
ies'
res
pect
ive
repr
esen
tativ
es f
or t
he r
ecei
pt o
f no
tices
are
, un
til c
hang
ed
by n
otic
e gi
ven
in a
ccor
danc
e w
ith t
his
clau
se,
as fol
low
s:
For
the
Inst
itu
tio
n:
For
the
Co
llab
ora
tor:
Nam
e:
Add
ress
:
Nam
e:
Add
ress
:
10.2
A
ssig
nm
ent:
N
eith
er P
arty
may
ass
ign
or t
rans
fer
this
Agr
eem
ent
as a
who
le,
or
any
of it
s righ
ts o
r ob
ligat
ions
und
er it,
with
out
first
obt
aini
ng t
he w
ritt
en c
onse
nt o
f th
e ot
her
Part
y[,
exce
pt t
hat
the
Col
labo
rato
r m
ay a
ssig
n th
is A
gree
men
t as
a w
hole
to
a G
roup
Com
pany
with
out
the
cons
ent
of t
he I
nstit
utio
n].
Nei
ther
Par
ty w
ill
unre
ason
ably
with
hold
or
dela
y its
con
sent
.
292
10.3
Il
leg
al/
un
enfo
rcea
ble
pro
visi
on
s:
If t
he w
hole
or
any
part
of
any
prov
isio
n of
th
is A
gree
men
t is
voi
d or
une
nfor
ceab
le i
n an
y ju
risd
ictio
n, t
he o
ther
pro
visi
ons
of
this
Agr
eem
ent,
and
the
res
t of
the
voi
d or
une
nfor
ceab
le p
rovi
sion
, w
ill c
ontin
ue i
n fo
rce
in t
hat
jurisd
ictio
n, a
nd t
he v
alid
ity a
nd e
nfor
ceab
ility
of
that
pro
visi
on i
n an
y ot
her
jurisd
ictio
n w
ill n
ot b
e af
fect
ed.
10.4
W
aive
r o
f ri
gh
ts:
If
a Pa
rty
fails
to
enfo
rce,
or
dela
ys in
enf
orci
ng,
an o
blig
atio
n of
th
e ot
her
part
y, o
r fa
ils t
o ex
erci
se,
or d
elay
s in
exe
rcis
ing,
a r
ight
und
er t
his
Agr
eem
ent,
tha
t fa
ilure
or
dela
y w
ill n
ot a
ffec
t its
rig
ht t
o en
forc
e th
at o
blig
atio
n or
co
nstit
ute
a w
aive
r of
tha
t righ
t.
Any
wai
ver
of a
ny p
rovi
sion
of
this
Agr
eem
ent
will
no
t, u
nles
s ex
pres
sly
stat
ed t
o th
e co
ntra
ry,
cons
titut
e a
wai
ver
of t
hat
prov
isio
n on
a
futu
re o
ccas
ion.
10.5
N
o
agen
cy:
N
othi
ng
in
this
Agr
eem
ent
crea
tes,
im
plie
s or
ev
iden
ces
any
part
ners
hip
or j
oint
ven
ture
bet
wee
n th
e Pa
rtie
s, o
r th
e re
latio
nshi
p be
twee
n th
em o
f pr
inci
pal an
d ag
ent.
N
eith
er P
arty
has
any
aut
hority
to
mak
e an
y re
pres
enta
tion
or
com
mitm
ent,
or
to in
cur
any
liabi
lity,
on
beha
lf of
the
oth
er.
10.6
En
tire
ag
reem
ent:
Thi
s Agr
eem
ent
cons
titut
es t
he e
ntire
agre
emen
t be
twee
n th
e Pa
rtie
s re
lating
to
its s
ubje
ct m
atte
r.
Each
Par
ty a
ckno
wle
dges
tha
t it
has
not
ente
red
into
thi
s Agr
eem
ent
on t
he b
asis
of
any
war
rant
y, r
epre
sent
atio
n, s
tate
men
t,
agre
emen
t or
und
erta
king
exc
ept
thos
e ex
pres
sly
set
out
in t
his
Agr
eem
ent.
Ea
ch
Part
y w
aive
s an
y cl
aim
for
bre
ach
of t
his
Agr
eem
ent,
or
any
righ
t to
res
cind
thi
s Agr
eem
ent
in r
espe
ct o
f an
y re
pres
enta
tion
whi
ch is
not
an
expr
ess
prov
isio
n of
thi
s Agr
eem
ent.
H
owev
er,
this
cla
use
does
not
exc
lude
any
lia
bilit
y w
hich
eith
er P
arty
m
ay h
ave
to t
he o
ther
(or
any
rig
ht w
hich
eithe
r Pa
rty
may
hav
e to
res
cind
thi
s Agr
eem
ent)
in
re
spec
t of
an
y fr
audu
lent
m
isre
pres
enta
tion
or
frau
dule
nt
conc
ealm
ent
befo
re t
he s
igni
ng o
f th
is A
gree
men
t.
10.7
Fo
rmal
itie
s: E
ach
Part
y w
ill t
ake
any
actio
n an
d ex
ecut
e an
y do
cum
ent
reas
onab
ly
requ
ired
by
the
othe
r Pa
rty
to g
ive
effe
ct t
o an
y of
its
rig
hts
unde
r th
is A
gree
men
t,
or t
o en
able
the
ir r
egis
trat
ion
in a
ny r
elev
ant
terr
itory
pro
vide
d th
e pa
rty
mak
ing
the
requ
est
pays
the
oth
er P
arty
’s r
easo
nabl
e ex
pens
es.
10.8
A
men
dm
ents
: N
o va
riat
ion
or a
men
dmen
t of
thi
s Agr
eem
ent
will
be
effe
ctiv
e un
less
it is
mad
e in
writing
and
sig
ned
by e
ach
Part
y's
repr
esen
tativ
e.
10.9
Th
ird
par
ties
: N
o on
e ex
cept
a P
arty
has
any
rig
ht t
o pr
even
t th
e am
endm
ent
of
this
Agr
eem
ent
or i
ts t
erm
inat
ion,
and
no
one
exce
pt a
Par
ty m
ay e
nfor
ce a
ny
bene
fit
conf
erre
d by
th
is
Agr
eem
ent,
un
less
th
is
Agr
eem
ent
expr
essl
y pr
ovid
es
othe
rwis
e, e
xcep
t th
at e
ach
Inde
mni
fied
Part
y w
ill h
ave
the
bene
fit o
f th
e re
leva
nt
inde
mni
ty a
nd K
ey P
erso
nnel
will
hav
e th
e be
nefit
of
clau
se 6
.5,
in e
ach
case
und
er
the
Con
trac
ts (
Rig
hts
of T
hird
Par
ties)
Act
199
9.
10.1
0 G
ove
rnin
g
law
:
This
Agr
eem
ent
and
any
disp
ute
or
clai
m
(inc
ludi
ng
non-
cont
ract
ual
disp
utes
or
clai
ms)
arisi
ng o
ut o
f or
in
conn
ectio
n w
ith
it or
its
sub
ject
m
atte
r or
for
mat
ion
are
gove
rned
by,
and
thi
s Agr
eem
ent
is t
o be
con
stru
ed i
n ac
cord
ance
with
, En
glis
h la
w.
The
Eng
lish
Cou
rts
will
hav
e ex
clus
ive
jurisd
ictio
n to
de
al w
ith a
ny d
ispu
te (
incl
udin
g an
y no
n-co
ntra
ctua
l cl
aim
or
disp
ute)
whi
ch h
as
aris
en o
r m
ay a
rise
out
of,
or
in c
onne
ctio
n w
ith,
this
Agr
eem
ent,
exc
ept
that
a P
arty
m
ay br
ing
proc
eedi
ngs
to pr
otec
t its
Int
elle
ctua
l Pr
oper
ty Rig
hts
or C
onfid
entia
l In
form
atio
n in
any
jur
isdi
ctio
n.
10.1
1 Es
cala
tio
n:
If t
he P
artie
s ar
e un
able
to
reac
h ag
reem
ent
on a
ny i
ssue
con
cern
ing
this
Agr
eem
ent
or t
he P
roje
ct w
ithin
14
days
aft
er o
ne p
arty
has
not
ified
the
oth
er o
f th
at iss
ue,
they
will
ref
er t
he m
atte
r to
[in
sert
off
icer
] in
the
cas
e of
the
Ins
titut
ion,
an
d to
[in
sert
off
icer
] in
the
cas
e of
the
Col
labo
rato
r in
an
atte
mpt
to
reso
lve
the
issu
e w
ithin
[14
] da
ys a
fter
the
ref
erra
l. E
ither
Par
ty m
ay b
ring
pro
ceed
ings
in
acco
rdan
ce w
ith c
laus
e 10
.10
if th
e m
atte
r ha
s no
t be
en r
esol
ved
with
in t
hat
[14]
da
y pe
riod,
an
d ei
ther
Pa
rty
may
br
ing
proc
eedi
ngs
to
prot
ect
its
Inte
llect
ual
Prop
erty
Rig
hts
or C
onfid
entia
l In
form
atio
n in
any
jur
isdi
ctio
n, w
heth
er o
r no
t an
y is
sue
has
been
esc
alat
ed u
nder
thi
s cl
ause
.
10.1
2 A
nti
-Bri
ber
y: E
ach
part
y w
ill c
ompl
y w
ith t
he p
rovi
sion
s se
t ou
t in
Sch
edul
e 4.
10.1
3 D
ata
Pro
tect
ion
: Ea
ch p
arty
will
com
ply
with
the
pro
visi
ons
set
out
in S
ched
ule
5.
10.1
4 C
ou
nte
rpar
ts:
This
Agr
eem
ent
may
be
exec
uted
in
any
num
ber
of c
ount
erpa
rts.
O
nce
it ha
s be
en e
xecu
ted
and
each
Par
ty h
as e
xecu
ted
at l
east
one
cou
nter
part
, ea
ch c
ount
erpa
rt w
ill c
onst
itute
a d
uplic
ate
orig
inal
cop
y of
thi
s Agr
eem
ent.
All
the
coun
terp
arts
tog
ethe
r w
ill c
onst
itute
a s
ingl
e ag
reem
ent.
The
tra
nsm
issi
on o
f an
ex
ecut
ed c
ount
erpa
rt o
f th
is A
gree
men
t (b
ut n
ot j
ust
a si
gnat
ure
page
) by
e-m
ail
(suc
h as
in
or J
PEG
) w
ill t
ake
effe
ct a
s th
e de
liver
y of
an
exec
uted
origi
nal
coun
terp
art
of t
his
Agr
eem
ent.
[I
f th
at m
etho
d of
del
iver
y is
use
d, e
ach
Part
y w
ill
prov
ide
the
othe
r Pa
rty
with
the
origi
nal
of t
he e
xecu
ted
coun
terp
art
as s
oon
as
poss
ible
.]
[10.
15 E
xpo
rt C
ontr
ol:
eac
h Pa
rty
will
com
ply
with
app
licab
le U
K e
xpor
t co
ntro
l le
gisl
atio
n an
d re
gula
tions
. Ea
ch P
arty
will
com
ply
with
the
spe
cific
con
ditio
ns o
f an
y U
S e
xpor
t co
ntro
l le
gisl
atio
n of
whi
ch t
he o
ther
Par
ty h
as i
nfor
med
it
in w
riting
and
whi
ch a
re
appl
icab
le t
o it.
]
SIG
NE
D
for
and
on
beha
lf of
th
e In
stitu
tion:
Nam
e
Posi
tion
Sig
natu
re
SIG
NE
D
for
and
on
beha
lf of
th
e Col
labo
rato
r:
Nam
e
Posi
tion
Sig
natu
re
[Rea
d an
d un
ders
tood
by
the
Prin
cipa
l Rea
d an
d un
ders
tood
by
the
Inve
stig
ator
:Col
labo
rato
r’s
Sup
ervi
sor:
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
. Sig
natu
re
Sig
natu
re
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
D
ate
Dat
e]
293
SC
HED
ULE
1
T
he
Fin
anci
al C
on
trib
uti
on
SC
HED
ULE
2
T
he
Pro
ject
Pla
n
Pro
ject
Tit
le
Pro
ject
Ob
ject
ives
Lo
cati
on
B
ackg
rou
nd
/M
ater
ials
to
be
con
trib
ute
d b
y ea
ch P
arty
Ta
sks
to b
e ca
rrie
d o
ut
by e
ach
Par
ty
Tim
etab
le
Hu
man
res
ou
rces
, fa
cili
ties
an
d e
qu
ipm
ent
each
Par
ty is
to
pro
vid
e R
esu
lts
An
tici
pat
ed
Key
Per
son
nel
of
each
Par
ty
Allo
cati
on
of
Exte
rnal
Fin
din
g
[Eq
uip
men
t o
wn
ersh
ip]
Oth
er T
erm
s
294
SC
HED
ULE
3
G
ood
Dat
a M
anag
emen
t P
ract
ices
1.
Res
earc
h da
ta m
ust
be g
ener
ated
usi
ng s
ound
sci
entif
ic t
echn
ique
s an
d pr
oces
ses;
2.
Res
earc
h da
ta
mus
t be
ac
cura
tely
re
cord
ed
in
acco
rdan
ce
with
go
od
scie
ntifi
c pr
actic
es b
y th
e pe
ople
con
duct
ing
the
rese
arch
;
3.
Res
earc
h da
ta m
ust
be a
naly
sed
appr
opriat
ely,
with
out
bias
and
in a
ccor
danc
e w
ith
good
sci
entif
ic p
ract
ices
;
4.
Res
earc
h da
ta a
nd t
he R
esul
ts m
ust
be s
tore
d se
cure
ly a
nd b
e ea
sily
ret
riev
able
;
5.
Dat
a tr
ails
mus
t be
kep
t to
allo
w p
eopl
e to
dem
onst
rate
eas
ily a
nd t
o re
cons
truc
t ke
y de
cisi
ons
mad
e du
ring
the
con
duct
of th
e re
sear
ch,
pres
enta
tions
mad
e ab
out
the
rese
arch
and
con
clus
ions
rea
ched
in r
espe
ct o
f th
e re
sear
ch;
and
6.
Each
Par
ty h
as t
he r
ight
, on
not
less
tha
n [3
0] d
ays
writt
en n
otic
e, t
o vi
sit
the
othe
r Pa
rty
to v
erify
th
at th
e ot
her
Part
y is
co
mpl
ying
w
ith th
e ab
ove
prac
tices
an
d pr
oced
ures
.
SC
HED
ULE
4
A
nti
-Bri
ber
y
1.
Each
Par
ty w
ill,
in c
onne
ctio
n w
ith t
he P
roje
ct:
1.
1 co
mpl
y w
ith a
ll la
ws,
sta
tute
s an
d re
gula
tions
whi
ch a
pply
to
it or
its
activ
ities
an
d w
hich
rel
ate
to a
nti-br
iber
y or
ant
i-co
rrup
tion
(or
both
) in
clud
ing
the
Bribe
ry A
ct 2
010;
1.2
not
do a
nyth
ing
whi
ch w
ould
con
stitu
te a
n of
fenc
e un
der
sect
ion
1, 2
or
6 of
th
e Bribe
ry A
ct 2
010
if it
had
been
car
ried
out
in t
he U
nite
d K
ingd
om;
1.
3 ha
ve p
olic
ies
and
proc
edur
es (
incl
udin
g ad
equa
te p
roce
dure
s as
det
erm
ined
in
acco
rdan
ce w
ith s
ectio
n 7(
2) o
f th
e Bribe
ry A
ct 2
010
and
any
guid
ance
issu
ed
unde
r se
ctio
n 9
of t
hat
Act
) to
ens
ure
com
plia
nce
with
par
agra
phs
1.1
and
1.2
abov
e;
1.4
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to i
n pa
ragr
aph
1.3
abov
e;
1.5
prom
ptly
rep
ort
to t
he o
ther
par
ty a
ny r
eque
st o
r de
man
d fo
r an
y un
due
finan
cial
or
othe
r ad
vant
age
of a
ny k
ind
rece
ived
by
it;
1.6
prov
ide
such
evi
denc
e of
com
plia
nce
with
thi
s Sch
edul
e as
the
oth
er P
arty
m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
1.
7 ke
ep ac
cura
te an
d up
to
date
re
cord
s an
d bo
oks
of ac
coun
t sh
owin
g al
l pa
ymen
ts m
ade
by i
t in
con
nect
ion
with
thi
s Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to c
ompl
y w
ith t
his
Sch
edul
e. (
Thos
e re
cord
s an
d bo
oks
of a
ccou
nt m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
com
plia
nce
with
thi
s Sch
edul
e.);
and
1.
8 on
req
uest
dur
ing
norm
al w
orki
ng h
ours
, al
low
the
oth
er P
arty
acc
ess
to a
nd
to c
opy
thos
e re
cord
s an
d ac
coun
ts a
nd t
o m
eet
with
its
per
sonn
el t
o ve
rify
com
plia
nce
with
thi
s Sch
edul
e.
2.
Each
Pa
rty
will
en
sure
th
at
any
pers
on
asso
ciat
ed
with
it
(as
dete
rmin
ed
in
acco
rdan
ce w
ith s
ectio
n 8
of t
he B
ribe
ry A
ct 2
010
and
para
grap
h 6
belo
w)
who
is
invo
lved
in
the
Proj
ect,
is
invo
lved
in
the
Proj
ect
only
on
the
basi
s of
a w
ritt
en
cont
ract
whi
ch i
mpo
ses
on t
hat
pers
on t
erm
s eq
uiva
lent
to
thos
e im
pose
d on
tha
t Pa
rty
in t
his
Sch
edul
e.
3.
Each
Par
ty w
ill e
nsur
e th
at e
ach
pers
on r
efer
red
to i
n pa
ragr
aph
2 ab
ove
com
plie
s w
ith t
erm
s eq
uiva
lent
to
the
term
s im
pose
d by
thi
s Sch
edul
e, a
nd w
ill b
e lia
ble
to t
he
othe
r Pa
rty
for
any
brea
ch b
y th
at p
erso
n of
any
of
thos
e te
rms.
4.
A p
erso
n as
soci
ated
with
a p
arty
inc
lude
s its
em
ploy
ees,
its
stu
dent
s, i
ts g
roup
co
mpa
nies
and
sub
cont
ract
ors
and
thei
r re
spec
tive
empl
oyee
s.
295
SC
HED
ULE
5
D
ata
Pro
tect
ion
Whe
re a
Par
ty (
the
Dat
a P
roce
sso
r) P
roce
sses
any
Per
sona
l D
ata
on b
ehal
f of
the
oth
er
Part
y (t
he
Dat
a C
on
tro
ller)
, th
e pr
ovis
ions
of
this
Sch
edul
e w
ill a
pply
. 1.
Th
e Pa
rty
whi
ch c
arries
out
the
Pro
cess
ing
will
be
the
Dat
a Pr
oces
sor
and
the
Part
y w
hich
det
erm
ines
the
pur
pose
of
the
Proc
essi
ng w
ill b
e th
e D
ata
Con
trol
ler
in r
elat
ion
to t
hat
Pers
onal
Dat
a an
d th
e D
ata
Proc
esso
r w
ill:
1.
1 Pr
oces
s th
at P
erso
nal D
ata
in a
ccor
danc
e w
ith t
he D
ata
Prot
ectio
n Le
gisl
atio
n,
affo
rdin
g to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
wou
ld h
ave
wer
e th
eir
Pers
onal
Dat
a be
ing
Proc
esse
d by
the
Dat
a Con
trol
ler;
1.
2 Pr
oces
s th
at P
erso
nal
Dat
a on
ly in
ac
cord
ance
w
ith th
e D
ata
Con
trol
ler’s
inst
ruct
ions
fro
m t
ime
to t
ime
and
only
for
the
pur
pose
of
carr
ying
out
the
Pr
ojec
t;
1.3
take
suc
h te
chni
cal
and
orga
nisa
tiona
l m
easu
res
as m
ay b
e ap
prop
riat
e to
en
sure
the
sec
urity
of
that
Per
sona
l D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
offic
ers
and
agen
ts w
ho m
ay h
ave
acce
ss t
o, o
r be
inv
olve
d in
, th
e Pr
oces
sing
of
that
Per
sona
l D
ata.
W
ithou
t pr
ejud
ice
to t
he g
ener
ality
of
the
fore
goin
g, i
t w
ill k
eep
that
Per
sona
l D
ata
secu
re f
rom
any
una
utho
rise
d or
ac
cide
ntal
use
, ac
cess
, di
sclo
sure
, da
mag
e, lo
ss o
r de
stru
ctio
n;
1.4
give
th
e D
ata
Con
trol
ler
such
in
form
atio
n an
d as
sist
ance
as
th
e D
ata
Con
trol
ler
reas
onab
ly r
equi
res
in o
rder
to
enab
le t
he D
ata
Con
trol
ler
to m
eet
its o
blig
atio
ns t
o D
ata
Sub
ject
s, i
n pa
rtic
ular
com
plyi
ng w
ith D
ata
Sub
ject
s’
requ
ests
fo
r ac
cess
to
, in
form
atio
n ab
out,
an
d th
e re
ctifi
catio
n of
th
eir
Pers
onal
Dat
a;
1.5
notif
y th
e D
ata
Con
trol
ler
imm
edia
tely
sh
ould
it
rece
ive
any
requ
est
or
enqu
iry
from
an
y D
ata
Sub
ject
in
re
latio
n to
th
e Pe
rson
al
Dat
a be
ing
Proc
esse
d fo
r th
e D
ata
Con
trol
ler,
giv
e th
e D
ata
Con
trol
ler
such
ass
ista
nce
in
deal
ing
with
tha
t re
ques
t or
enq
uiry
as
the
Dat
a Con
trol
ler
may
rea
sona
bly
requ
est,
an
d no
t re
spon
d to
an
y su
ch
requ
est
or
enqu
iry
with
out
first
ob
tain
ing
the
Dat
a Con
trol
ler’s
writt
en c
onse
nt;
1.
6 no
tify
the
Dat
a Con
trol
ler
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch in
volv
es t
hat
Pers
onal
Dat
a or
bre
ach
of t
his
para
grap
h 1;
and
1.
7 no
t tr
ansf
er t
hat
Pers
onal
Dat
a ou
tsid
e th
e Eu
rope
an E
cono
mic
Are
a [t
o a
terr
itory
whi
ch d
oes
not
prot
ect
the
righ
ts a
nd f
reed
oms
of D
ata
Sub
ject
s]
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt.
2.
Th
e D
ata
Proc
esso
r w
ill a
llow
the
Dat
a Con
trol
ler
at a
ll re
ason
able
tim
es t
o in
spec
t an
d re
view
the
ste
ps b
eing
tak
en b
y th
e D
ata
Proc
esso
r to
com
ply
with
par
agra
ph 1
ab
ove,
and
will
giv
e th
e D
ata
Con
trol
ler
any
assi
stan
ce w
hich
the
Dat
a Con
trol
ler
reas
onab
ly r
equi
res
with
tha
t in
spec
tion
and
revi
ew.
3.
All
expr
essi
ons
used
in
para
grap
h 1,
2,
4, 5
or
6 be
ginn
ing
with
a c
apita
l let
ter
(and
no
t de
fined
els
ewhe
re i
n th
is A
gree
men
t) h
ave
the
mea
ning
giv
en t
o th
em i
n th
e D
ata
Prot
ectio
n Le
gisl
atio
n.
4.
Th
e Pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it int
o lin
e w
ith a
ny a
men
dmen
t to
or
re-e
nact
men
t of
an
y D
ata
Prot
ectio
n Le
gisl
atio
n, i
n pa
rtic
ular
to
refle
ct a
ny E
urop
ean
Gen
eral
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed
afte
r th
e da
te o
f th
is A
gree
men
t, o
r to
allo
w e
ach
of t
he P
artie
s to
com
ply
with
any
re
quirem
ent
or r
ecom
men
datio
n of
the
Inf
orm
atio
n C
omm
issi
oner
or
any
othe
r da
ta
prot
ectio
n or
sup
ervi
sory
aut
hority
in r
elat
ion
to t
he P
roce
ssin
g of
Per
sona
l Dat
a.
5.
Pa
ragr
aphs
1 –
4 a
bove
(bo
th p
arag
raph
s in
clus
ive)
will
con
tinue
in
full
forc
e an
d ef
fect
for
so
long
as
the
Dat
a Pr
oces
sor
Proc
esse
s an
y Pe
rson
al D
ata
on b
ehal
f of
the
D
ata
Con
trol
ler,
not
withs
tand
ing
the
term
inat
ion
of t
his
Agr
eem
ent
or t
he c
ompl
etio
n of
the
Pro
ject
. 6.
Th
e D
ata
Proc
esso
r w
ill i
ndem
nify
the
Dat
a Con
trol
ler
and
keep
the
Dat
a Con
trol
ler
fully
an
d ef
fect
ivel
y in
dem
nifie
d on
de
man
d ag
ains
t al
l co
sts,
cla
ims,
de
man
ds,
expe
nses
and
liab
ilitie
s of
any
nat
ure
aris
ing
out
of o
r in
con
nect
ion
with
any
bre
ach
by t
he D
ata
Proc
esso
r of
thi
s Sch
edul
e.
OR
Whe
re b
oth
Part
ies
dete
rmin
e th
e pu
rpos
e of
the
Pro
cess
ing
in r
espe
ct o
f an
y Pe
rson
al D
ata
whi
ch is
Proc
esse
d in
the
cou
rse
of o
r fo
r th
e pu
rpos
e of
the
Pro
ject
, th
e pr
ovis
ions
of
this
Sch
edul
e w
ill a
pply
.
1.
Each
of
the
Part
ies
will
be
a D
ata
Con
trol
ler
in r
elat
ion
to t
hose
Per
sona
l Dat
a an
d it
will
com
ply
with
the
fol
low
ing
in r
elat
ion
to a
ny P
erso
nal D
ata
whi
ch i
t Pr
oces
ses
in
conn
ectio
n w
ith t
he P
roje
ct. It
will
:
1.
1 Pr
oces
s th
at P
erso
nal
Dat
a in
acc
orda
nce
with
the
Dat
a Pr
otec
tion
Act
199
8,
affo
rdin
g to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
hav
e un
der
the
Dat
a Pr
otec
tion
Act
;
1.2
Proc
ess
that
Per
sona
l Dat
a on
ly f
or t
he p
urpo
se o
f ca
rryi
ng o
ut t
he P
roje
ct;
1.
3 ta
ke s
uch
tech
nica
l an
d or
gani
satio
nal
mea
sure
s as
may
be
appr
opriat
e to
en
sure
the
sec
urity
of
that
Per
sona
l D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
offic
ers
and
agen
ts w
ho m
ay h
ave
acce
ss t
o, o
r be
inv
olve
d in
, th
e Pr
oces
sing
of
that
Per
sona
l D
ata.
W
ithou
t pr
ejud
ice
to t
he g
ener
ality
of
the
fore
goin
g, i
t w
ill k
eep
that
Per
sona
l D
ata
secu
re f
rom
any
una
utho
rise
d or
ac
cide
ntal
use
, ac
cess
, di
sclo
sure
, da
mag
e, lo
ss o
r de
stru
ctio
n;
1.
4 gi
ve t
he o
ther
Par
ty s
uch
info
rmat
ion
and
assi
stan
ce a
s it
reas
onab
ly r
equi
res
in o
rder
to
enab
le t
he o
ther
Par
ty t
o m
eet
its o
blig
atio
ns t
o D
ata
Sub
ject
s, in
part
icul
ar c
ompl
ying
with
Dat
a Sub
ject
s’ r
eque
sts
for
acce
ss t
o, i
nfor
mat
ion
abou
t, a
nd t
he r
ectif
icat
ion
of t
heir P
erso
nal D
ata;
1.5
notif
y th
e ot
her
part
y im
med
iate
ly s
houl
d it
rece
ive
any
requ
est
or e
nqui
ry
from
any
Dat
a Sub
ject
in r
elat
ion
to t
he P
erso
nal D
ata
bein
g Pr
oces
sed
for
the
purp
ose
of t
he P
roje
ct,
give
the
oth
er p
arty
suc
h as
sist
ance
in
deal
ing
with
th
at r
eque
st o
r en
quiry
as it
may
rea
sona
bly
requ
est;
296
1.6
notif
y th
e ot
her
Part
y im
med
iate
ly of
an
y ac
tual
or
su
spec
ted
brea
ch of
se
curity
whi
ch in
volv
es t
hat
Pers
onal
Dat
a or
bre
ach
of t
his
para
grap
h 1;
and
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e righ
ts a
nd f
reed
oms
of D
ata
Sub
ject
s]
with
out
first
obt
aini
ng t
he o
ther
par
ty’s
writt
en c
onse
nt.
2.
Ea
ch P
arty
will
allo
w t
he o
ther
Par
ty a
t al
l rea
sona
ble
times
to
insp
ect
and
revi
ew t
he
step
s be
ing
take
n by
it
to c
ompl
y w
ith p
arag
raph
1 a
bove
, an
d w
ill g
ive
the
othe
r Pa
rty
any
assi
stan
ce w
hich
it r
easo
nabl
y re
quires
with
tha
t in
spec
tion
and
revi
ew.
3.
All
expr
essi
ons
in p
arag
raph
1, 2
, 4,
5 o
r 6
begi
nnin
g w
ith a
cap
ital
lett
er (
and
not
defin
ed e
lsew
here
in
this
Agr
eem
ent)
hav
e th
e m
eani
ng g
iven
to
them
in
the
Dat
a Pr
otec
tion
Legi
slat
ion.
4.
The
part
ies
will
agr
ee t
o an
y re
ason
able
am
endm
ent
to t
his
Sch
edul
e to
bring
it
into
lin
e w
ith a
ny a
men
dmen
t to
or
re-e
nact
men
t of
an
y D
ata
Prot
ectio
n Le
gisl
atio
n, i
n pa
rtic
ular
to
refle
ct t
he E
urop
ean
Gen
eral
Dat
a Pr
otec
tion
Reg
ulat
ion
intr
oduc
ed a
fter
th
e da
te o
f th
is A
gree
men
t, o
r to
allo
w e
ach
of t
he P
artie
s to
com
ply
with
any
re
quirem
ent
or r
ecom
men
datio
n of
the
Inf
orm
atio
n C
omm
issi
oner
or
any
othe
r da
ta
prot
ectio
n or
sup
ervi
sory
aut
hority
in r
elat
ion
to t
he P
roce
ssin
g of
Per
sona
l Dat
a.
5.
Pa
ragr
aphs
1 –
4 a
bove
(bo
th p
arag
raph
s in
clus
ive)
will
con
tinue
in
full
forc
e an
d ef
fect
for
so
long
as
a Pa
rty
is a
Dat
a Con
trol
ler
or s
hare
s an
y Pe
rson
al D
ata
with
the
ot
her
Part
y, n
otw
ithst
andi
ng t
he t
erm
inat
ion
of t
his
Agr
eem
ent
or t
he c
ompl
etio
n of
th
e Pr
ojec
t.
[SC
HED
ULE
6]
P
art
1 -
Hu
man
Rig
hts
1.
U
nles
s ot
herw
ise
requ
ired
or
proh
ibite
d by
law
, ea
ch P
arty
will
, in
rel
atio
n to
the
pe
rfor
man
ce o
f th
is A
gree
men
t:
1.
56
not
empl
oy,
enga
ge o
r us
e an
y ch
ild l
abou
r in
circu
mst
ance
s su
ch t
hat
the
task
s pe
rfor
med
by
any
child
cou
ld r
easo
nabl
y be
for
esee
n to
cau
se e
ither
ph
ysic
al o
r em
otio
nal i
mpa
irm
ent
to t
he d
evel
opm
ent
of t
he c
hild
;
1.57
no
t us
e fo
rced
labo
ur in
any
for
m (
pris
on,
inde
ntur
ed,
bond
ed o
r ot
herw
ise)
;
1.58
no
t re
quire
its e
mpl
oyee
s to
lodg
e pa
pers
or
depo
sits
on
star
ting
wor
k;
1.59
pr
ovid
e a
safe
and
hea
lthy
wor
kpla
ce,
pres
entin
g no
imm
edia
te h
azar
ds t
o its
em
ploy
ees,
an
d if
any
acco
mm
odat
ion
is
prov
ided
by
th
at
Part
y to
its
em
ploy
ees,
tha
t a
ccom
mod
atio
n w
ill b
e sa
fe for
hab
itatio
n;
1.60
pr
ovid
e ac
cess
to
cl
ean
wat
er,
food
, an
d em
erge
ncy
heal
thca
re
to
its
empl
oyee
s in
the
eve
nt o
f ac
cide
nts
or in
cide
nts
in t
he w
orkp
lace
; 1.
61
not
disc
rim
inat
e ag
ains
t an
y em
ploy
ee o
n an
y gr
ound
(in
clud
ing
race
, re
ligio
n,
disa
bilit
y or
gen
der)
;
1.62
no
t en
gage
in
or s
uppo
rt t
he u
se o
f co
rpor
al p
unis
hmen
t, m
enta
l, ph
ysic
al,
sexu
al o
r ve
rbal
abu
se;
1.63
no
t us
e cr
uel o
r ab
usiv
e di
scip
linar
y pr
actic
es in
the
wor
kpla
ce;
1.64
pa
y ea
ch e
mpl
oyee
at
leas
t th
e m
inim
um w
age,
or
a fa
ir r
epre
sent
atio
n of
the
pr
evai
ling
indu
stry
w
age,
(w
hich
ever
is
th
e hi
gher
) an
d pr
ovid
e ea
ch
empl
oyee
with
all
lega
lly m
anda
ted
bene
fits;
1.
65
com
ply
with
th
e la
ws
on
wor
king
ho
urs
and
empl
oym
ent
righ
ts
in
the
coun
trie
s in
whi
ch it
ope
rate
s; a
nd
1.66
re
spec
t its
em
ploy
ees’
rig
ht t
o jo
in a
nd f
orm
ind
epen
dent
tra
de u
nion
s an
d fr
eedo
m o
f as
soci
atio
n.
2.
Each
Par
ty a
gree
s th
at it
is r
espo
nsib
le f
or c
ontr
ollin
g its
ow
n su
pply
cha
in a
nd t
hat
it w
ill
enco
urag
e co
mpl
ianc
e w
ith
ethi
cal
stan
dard
s an
d hu
man
righ
ts
by
any
subs
eque
nt s
uppl
ier
of g
oods
and
ser
vice
s th
at a
re u
sed
by i
t w
hen
perf
orm
ing
its
oblig
atio
ns u
nder
thi
s Agr
eem
ent.
3.
Ea
ch P
arty
will
ens
ure
that
it
has,
and
will
com
ply
with
, et
hica
l an
d hu
man
rig
hts
polic
ies
and
an a
ppro
pria
te c
ompl
aint
s pr
oced
ure
to d
eal w
ith a
ny b
reac
hes
of t
hose
po
licie
s.
P
art
2 –
An
ti-S
lave
ry
Each
Par
ty w
ill,
in c
onne
ctio
n w
ith t
he P
roje
ct:
297
46.
com
ply
with
all
law
s, s
tatu
tes
and
regu
lation
s w
hich
app
ly t
o it
or i
ts a
ctiv
ities
and
w
hich
rel
ate
to a
nti-sl
aver
y an
d hu
man
tra
ffic
king
, in
clud
ing
the
Mod
ern
Sla
very
Act
20
15;
47
. no
t do
any
thin
g w
hich
wou
ld c
onst
itute
an
offe
nce
unde
r se
ctio
n 1,
2 o
r 4
Mod
ern
Sla
very
Act
201
5 if
it ha
d be
en c
arried
out
in t
he U
nite
d Kin
gdom
;
48
. ha
ve
and
mai
ntai
n its
ow
n po
licie
s an
d pr
oced
ures
to
en
sure
co
mpl
ianc
e w
ith
para
grap
hs 1
and
2 a
bove
;
49
. fo
llow
and
enf
orce
the
pol
icie
s an
d pr
oced
ures
ref
erre
d to
in p
arag
raph
3 a
bove
;
50.
incl
ude
in its
con
trac
ts w
ith its
sub
cont
ract
ors
and
supp
liers
ant
i-sl
aver
y an
d hu
man
tr
affic
king
pro
visi
ons
whi
ch a
re a
t le
ast
as o
nero
us a
s th
ose
set
out
in t
his
sect
ion
of
this
Sch
edul
e;
51
. pr
ompt
ly r
epor
t to
the
oth
er P
arty
any
bre
ach
of t
his
sect
ion
of t
his
Sch
edul
e of
w
hich
it b
ecom
es a
war
e;
52
. pr
ovid
e su
ch e
vide
nce
of c
ompl
ianc
e w
ith t
his
sect
ion
of t
his
Sch
edul
e as
the
oth
er
Part
y m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
53.
keep
acc
urat
e an
d up
to
date
rec
ords
to
trac
e th
e su
pply
cha
in o
f al
l go
ods
and
mat
eria
ls s
uppl
ied
by i
t in
con
nect
ion
with
thi
s Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by i
t to
com
ply
with
thi
s se
ctio
n of
thi
s Sch
edul
e. (
Thos
e re
cord
s m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
com
plia
nce
with
thi
s se
ctio
n of
thi
s Sch
edul
e.);
and
54.
on r
eque
st d
urin
g no
rmal
wor
king
hou
rs,
allo
w t
he o
ther
Par
ty a
cces
s to
and
to
copy
th
e re
cord
s re
ferr
ed t
o in
par
agra
ph 8
abo
ve a
nd t
o m
eet
with
its
pers
onne
l to
verif
y co
mpl
ianc
e w
ith t
his
sect
ion
of t
his
Sch
edul
e.
[P
art
3 –
th
e C
olla
bo
rato
r’s
Po
licie
s an
d P
roce
du
res
Each
Par
ty w
ill c
ompl
y w
ith t
he f
ollo
win
g:
[Ins
ert
deta
ils]]
Dat
ed _
____
____
____
____
____
____
201[
]
(1
) [I
NS
ERT
NA
ME]
(2)
[IN
SER
T N
AM
E]
MO
DE
L C
OLL
AB
OR
ATI
ON
AG
RE
EME
NT
6
FOR
A K
NO
WLE
DG
E T
RA
NS
FER
PA
RT
NER
SH
IP
S
cen
ario
- A
gra
du
ate
stu
den
t ca
rrie
s o
ut
the
Pro
ject
an
d t
he
Com
pan
y o
wn
s th
e R
esu
lts.
Th
e In
stit
uti
on
has
th
e ri
gh
t to
use
th
e R
esu
lts
for
Aca
dem
ic a
nd
Res
earc
h
Pu
rpos
es.
Aca
dem
ic P
ub
licat
ion
is p
erm
itte
d.
298
THIS
AG
REE
ME
NT
date
d […
……
……
……
……
……
……
……
…..
] 2
01[]
is m
ade
BE
TWEE
N:
(1)
[IN
SER
T N
AM
E],
who
se
adm
inis
trat
ive
offic
es
are
at
[ins
ert
addr
ess]
(t
he
Inst
itu
tio
n);
and
(2
) [I
NS
ERT
NA
ME]
[LI
MIT
ED]
OR
[P
LC][
, a
com
pany
reg
iste
red
in [
Engl
and]
und
er
num
ber
[ins
ert
num
ber]
, w
hose
reg
iste
red
offic
e is
at
[ins
ert
addr
ess
of r
egis
tere
d of
fice]
OR
[in
sert
sta
tus
of t
he C
ompa
ny,
e.g.
NH
S T
rust
] of
[in
sert
add
ress
of
prin
cipa
l off
ice]
(th
e C
omp
any)
B
AC
KG
RO
UN
D
(A)
The
Inst
itutio
n an
d th
e Com
pany
hav
e su
bmitt
ed t
he P
ropo
sal
to t
he T
echn
olog
y Str
ateg
y Boa
rd u
nder
the
Kno
wle
dge
Tran
sfer
Par
tner
ship
sch
eme;
(B)
the
Tech
nolo
gy S
trat
egy
Boa
rd h
as a
gree
d to
aw
ard
a gr
ant
for
the
Proj
ect
subj
ect
to t
he t
erm
s of
the
Gra
nt O
ffer
Let
ter
and
Prop
osal
;
(C)
The
Com
pany
has
agr
eed
to p
rovi
de p
art
of t
he f
undi
ng f
or t
he P
roje
ct a
s se
t ou
t in
Sch
edul
e 1;
and
(D)
The
Inst
itutio
n, i
n ac
cord
ance
with
the
Joi
nt C
omm
itmen
t Sta
tem
ent,
has
agr
eed
to
empl
oy t
he A
ssoc
iate
. 1.
D
EFIN
ITIO
NS
1.
1 In
thi
s Agr
eem
ent
the
follo
win
g ex
pres
sion
s ha
ve t
he m
eani
ng s
et o
ppos
ite:
A
cad
emic
Pu
blic
atio
n:
the
publ
icat
ion
of a
n ab
stra
ct,
artic
le o
r pa
per
in
a jo
urna
l or
an
el
ectr
onic
re
posi
tory
, or
its
pr
esen
tatio
n at
a c
onfe
renc
e or
sem
inar
; an
d in
cl
ause
s 5
and
6 to
Pu
blis
h a
nd P
ub
licat
ion
are
to
be
cons
true
d as
mea
ning
suc
h pu
blic
atio
n or
pr
esen
tatio
n;
A
cad
emic
an
d
Res
earc
h
Pu
rpo
ses:
rese
arch
[(
exce
pt
[ins
ert
any
exce
ptio
ns])
, te
achi
ng[,
and
] ed
ucat
ion[
and
Clin
ical
Pat
ient
Car
e];
th
is A
gre
emen
t:
this
doc
umen
t, t
he G
rant
Off
er L
ette
r an
d th
e Pr
opos
al a
nd t
his
docu
men
t’s
Sch
edul
es,
each
as
amen
ded
from
tim
e to
tim
e in
acc
orda
nce
with
cl
ause
10.
8;
th
e A
ssoc
iate
: th
e in
divi
dual
(ed
ucat
ed t
o at
lea
st B
ache
lors
, em
ploy
ed b
y th
e In
stitu
tion
and
sele
cted
joi
ntly
by
the
Ins
titut
ion
and
the
Com
pany
) w
ho w
ill
carr
y ou
t th
e Pr
ojec
t;
B
ackg
rou
nd:
in
form
atio
n,
data
, te
chni
ques
, Kno
w-h
ow,
inve
ntio
ns,
soft
war
e, d
isco
veries
and
mat
eria
ls
(reg
ardl
ess
of t
he f
orm
or
med
ium
in w
hich
the
y
are
disc
lose
d or
sto
red)
whi
ch a
re p
rovi
ded
by
one
Part
y (w
heth
er b
elon
ging
to
that
Par
ty o
r to
a
third
par
ty)
to t
he o
ther
Par
ty f
or u
se i
n th
e Pr
ojec
t, a
nd w
heth
er b
efor
e or
aft
er t
he d
ate
of
thi s
Agr
eem
ent,
exc
ept
any
Res
ult;
a B
usi
nes
s D
ay:
Mon
day
to
Frid
ay
(inc
lusi
ve)
exce
pt
bank
or
pu
blic
hol
iday
s in
[En
glan
d];
[C
linic
al P
atie
nt
Car
e:
any
of t
he f
ollo
win
g: d
iagn
osin
g, t
reat
ing
and
man
agin
g th
e he
alth
of
a pe
rson
und
er t
he c
are
of a
thi
rd p
arty
med
ical
pra
ctiti
oner
who
has
the
righ
t to
use
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
an
y of
the
Res
ults
;]
th
e C
om
men
cem
ent
Dat
e:
[ins
ert
the
date
on
whi
ch t
he A
ssoc
iate
is t
o ta
ke
up h
is o
r he
r ap
poin
tmen
t] O
R [
inse
rt t
he d
ate
the
Proj
ect
is t
o st
art/
star
ted]
;
the
Co
mp
any’
s S
up
ervi
sor:
[i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
Co
nfi
den
tial
In
form
atio
n:
a Pa
rty’
s co
nfid
entia
l in
form
atio
n is
: an
y Bac
kgro
und
disc
lose
d by
tha
t Pa
rty
to t
he o
ther
Pa
rty
for
use
in t
he P
roje
ct[
and
iden
tifie
d as
co
nfid
ential
bef
ore
or a
t th
e tim
e of
dis
clos
ure]
; an
y of
the
Res
ults
in
whi
ch t
hat
Part
y ow
ns t
he
Inte
llect
ual
Prop
erty
Rig
hts;
;
and
any
othe
r in
form
atio
n di
sclo
sed
by t
hat
Part
y to
the
oth
er
Part
y fo
r us
e in
th
e Pr
ojec
t or
un
der
this
Agr
eem
ent[
and
ide
ntifi
ed a
s co
nfid
entia
l be
fore
or
at
th
e tim
e of
di
sclo
sure
or
w
hich
, by
its
na
ture
or
fr
om
the
circ
umst
ance
s of
its
di
sclo
sure
, sh
ould
rea
sona
bly
be p
resu
med
to
be
conf
iden
tial]
;
Co
ntr
ol:
th
e ab
ility
to
dire
ct t
he a
ffai
rs o
f an
othe
r pe
rson
, w
heth
er b
y vi
rtue
of
the
owne
rshi
p of
sha
res,
by
cont
ract
, or
in a
ny o
ther
way
;
the
Dat
a P
rote
ctio
n
Leg
isla
tion
: w
hile
the
y re
mai
n in
for
ce t
he D
ata
Prot
ectio
n Act
19
98,
the
Euro
pean
D
ata
Prot
ectio
n D
irec
tive,
the
Reg
ulat
ion
of I
nves
tigat
ory
Pow
ers
Act
20
00,
the
Tele
com
mun
icat
ions
(L
awfu
l Bus
ines
s Pr
actic
e)
(Int
erce
ptio
n of
Com
mun
icat
ions
) Reg
ulat
ions
20
00,
the
Elec
tron
ic
Com
mun
icat
ions
D
ata
Prot
ectio
n D
irec
tive,
th
e Pr
ivac
y an
d El
ectr
onic
Com
mun
icat
ions
(E
C
Dire
ctiv
e)
Reg
ulat
ions
20
03,
once
it
com
es in
to fo
rce
the
Euro
pean
G
ener
al
Dat
a Pr
otec
tion
Reg
ulat
ion
and
any
othe
r la
ws
and
regu
latio
ns
rela
ting
to
the
proc
essi
ng o
f pe
rson
al d
ata
and
priv
acy
whi
ch
299
appl
y to
a P
arty
and
, if
appl
icab
le,
the
guid
ance
an
d co
des
of p
ract
ice
issu
ed b
y th
e In
form
atio
n C
omm
issi
oner
or
othe
r re
leva
nt d
ata
prot
ectio
n or
sup
ervi
sory
aut
hority
;
the
Ext
ern
al F
un
din
g:
the
fund
ing
prov
ided
fo
r th
e Pr
ojec
t by
th
e Te
chno
logy
Str
ateg
y Bo
ard
unde
r th
e te
rms
of
the
Gra
nt O
ffer
Let
ter;
the
Fin
anci
al C
on
trib
uti
on
: th
e fin
anci
al c
ontr
ibut
ion
to b
e pr
ovid
ed b
y th
e Com
pany
set
out
in S
ched
ule
1;
th
e G
oo
d D
ata
Man
agem
ent
Pra
ctic
es:
the
prac
tices
and
pro
cedu
res
set
out
in S
ched
ule
4;
the
Gra
nt
Off
er L
ette
r:
the
lett
er f
rom
the
Tec
hnol
ogy
Str
ateg
y Boa
rd
date
d [ins
ert
date
] 20
1[],
a c
opy
of w
hich
is
atta
ched
to
this
Agr
eem
ent
as S
ched
ule
3;
a
Gro
up
Co
mp
any:
an
y un
dert
akin
g w
hich
fo
r th
e tim
e be
ing
Con
trol
s, o
r is
Con
trol
led
by,
the
Com
pany
or
whi
ch f
or t
he t
ime
bein
g is
Con
trol
led
by a
thi
rd
pers
on w
hich
als
o Con
trol
s th
e Com
pany
;
Inte
llect
ual
P
rop
erty
R
igh
ts:
pate
nts,
righ
ts
to
inve
ntio
ns,
trad
e m
arks
, se
rvic
e m
arks
, re
gist
ered
de
sign
s,
copy
righ
ts
and
rela
ted
righ
ts,
data
base
righ
ts,
desi
gn
righ
ts,
righ
ts
to
use
and
prot
ect
conf
iden
tial
in
form
atio
n, i
n ea
ch c
ase
whe
ther
reg
iste
red
or
unre
gist
ered
, in
clud
ing
righ
ts t
o ap
ply
for
and
be
gran
ted
and
appl
icat
ions
for
any
of
the
abov
e an
d an
y co
ntin
uatio
ns,
cont
inua
tions
-in-
part
, di
visi
onal
ap
plic
atio
ns,
rene
wal
s or
ex
tens
ions
of
, an
d righ
ts
to
clai
m
prio
rity
fr
om,
thos
e righ
ts,
and
any
sim
ilar
righ
t re
cogn
ised
fro
m
time
to t
ime
in a
ny j
uris
dict
ion,
tog
ethe
r w
ith a
ll righ
ts o
f ac
tion
in r
elat
ion
to t
he in
frin
gem
ent
of
any
of t
he a
bove
; th
e Jo
int
Co
mm
itm
ent
Sta
tem
ent:
th
e Jo
int
Com
mitm
ent
Sta
tem
ent
sign
ed b
y bo
th
Part
ies
and
date
d [i
nser
t da
te],
a c
opy
of w
hich
is
at
tach
ed
to
this
Agr
eem
ent
as
part
of
Sch
edul
e 2;
th
e K
ey P
erso
nn
el:
the
Lead
Aca
dem
ic,
the
Ass
ocia
te
and
the
Com
pany
’s S
uper
viso
r;
K
no
w-h
ow:
unpa
tent
ed
tech
nica
l in
form
atio
n (i
nclu
ding
in
form
atio
n re
latin
g to
in
vent
ions
, di
scov
erie
s,
conc
epts
, m
etho
dolo
gies
, m
odel
s,
rese
arch
, de
velo
pmen
t an
d te
stin
g pr
oced
ures
, th
e re
sults
of
exp
erim
ents
, te
sts
and
tria
ls,
man
ufac
turing
pr
oces
ses,
tec
hniq
ues
and
spec
ifica
tions
, qu
ality
cont
rol d
ata,
ana
lyse
s, r
epor
ts a
nd s
ubm
issi
ons)
w
hich
is n
ot in
the
pub
lic d
omai
n;
th
e Le
ad A
cad
emic
: [i
nser
t na
me]
or
his
or h
er s
ucce
ssor
app
oint
ed
unde
r cl
ause
9.2
;
a P
arty
:
the
Inst
itutio
n or
the
Com
pany
and
any
per
son
who
be
com
es
a pa
rty
to
this
Agr
eem
ent
purs
uant
to
clau
se 2
.15,
and
tog
ethe
r th
ey a
re
the
Par
ties
;
the
Pro
ject
: th
e pr
ogra
mm
e of
w
ork
desc
ribe
d in
th
e Pr
opos
al,
as
amen
ded
from
tim
e to
tim
e in
ac
cord
ance
with
cla
use
10.8
;
the
Pro
ject
Per
iod
: th
e pe
riod
des
crib
ed in
cla
use
2.1;
the
Pro
po
sal:
th
e gr
ant
appl
icat
ion
and
prop
osal
sub
mitt
ed t
o th
e Te
chno
logy
Str
ateg
y Boa
rd b
y th
e In
stitu
tion
and
Com
pany
fo
r a
Kno
wle
dge
Tran
sfer
Pa
rtne
rshi
p, a
cop
y of
whi
ch i
s at
tach
ed t
o th
is
Agr
eem
ent
as p
art
of S
ched
ule
2;
th
e R
esu
lts:
al
l in
form
atio
n,
data
te
chni
ques
, Kno
w-h
ow,
resu
lts,
inve
ntio
ns,
soft
war
e,
disc
over
ies
and
mat
eria
ls (
rega
rdle
ss o
f th
e fo
rm o
r m
ediu
m i
n w
hich
the
y ar
e di
sclo
sed
or s
tore
d) i
dent
ified
or
first
red
uced
to
prac
tice
or w
ritin
g or
dev
elop
ed
in t
he c
ours
e of
the
Pro
ject
;
a
Var
iati
on
Ag
reem
ent:
a
writt
en a
gree
men
t si
gned
by
or o
n be
half
of
the
Part
ies
and
any
pro
pose
d ne
w p
arty
to
this
Agr
eem
ent;
and
VA
T:
valu
e ad
ded
tax
char
geab
le
unde
r th
e Val
ue
Add
ed T
ax A
ct 1
994,
or
any
tax
repl
acin
g th
at
tax.
1.
2 Th
e he
adin
gs in
this
Agr
eem
ent
are
for
ease
of
refe
renc
e on
ly;
they
do
not
affe
ct it
s co
nstr
uctio
n or
inte
rpre
tatio
n.
1.3
Ref
eren
ces
in t
his
Agr
eem
ent
to a
per
son
inc
lude
a n
atur
al p
erso
n, c
orpo
rate
or
unin
corp
orat
ed b
ody
(whe
ther
or
not
it ha
s a
sepa
rate
lega
l per
sona
lity)
. 1.
4 A r
efer
ence
in
this
Agr
eem
ent
to a
sta
tute
or
stat
utor
y pr
ovis
ion
is a
ref
eren
ce t
o it
as a
men
ded,
ext
ende
d or
re-
enac
ted
from
tim
e to
tim
e an
d in
clud
es a
ll su
bord
inat
e le
gisl
atio
n m
ade
from
tim
e to
tim
e un
der
that
sta
tute
or
stat
utor
y pr
ovis
ion.
1.
5 A r
efer
ence
in t
his
Agr
eem
ent
to w
riti
ng o
r w
ritt
en in
clud
es e
mai
l. 1.
6 A r
efer
ence
in t
his
Agr
eem
ent
to a
ny o
ther
agr
eem
ent
or d
ocum
ent
is a
ref
eren
ce t
o th
at o
ther
agr
eem
ent
or d
ocum
ent
as v
arie
d or
nov
ated
(in
eac
h ca
se,
unle
ss i
n br
each
of th
is A
gree
men
t) f
rom
tim
e to
tim
e.
300
1.7
Ref
eren
ces
in th
is Agr
eem
ent
to c
laus
es an
d Sch
edul
es ar
e to
th
e cl
ause
s an
d Sch
edul
es o
f th
is A
gree
men
t an
d re
fere
nces
to
para
grap
hs a
re t
o pa
ragr
aphs
of
the
rele
vant
Sch
edul
e.
1.8
Any
wor
ds i
n th
is A
gree
men
t fo
llow
ing
the
expr
essi
on i
ncl
ud
ing,
incl
ud
e or
in
p
arti
cula
r or
any
sim
ilar
expr
essi
on a
re t
o be
con
stru
ed a
s ill
ustr
ativ
e an
d do
not
lim
it th
e se
nse
of t
he w
ords
pre
cedi
ng t
hat
expr
essi
on.
1.9
The
acts
an
d om
issi
ons
of
its
Gro
up
Com
pani
es
are
deem
ed
to
be
with
in
the
Col
labo
rato
r’s
cont
rol,
the
acts
and
om
issi
ons
of s
tude
nts
are
deem
ed t
o be
with
in
the
Inst
itutio
n’s
cont
rol an
d th
e ac
ts a
nd o
mis
sion
s of
any
con
trac
tor
are
deem
ed t
o be
with
in t
he c
ontr
ol o
f th
e Pa
rty
enga
ging
tha
t co
ntra
ctor
. 1.
10
If t
here
is
any
conf
lict
betw
een
the
term
s of
the
Gra
nt O
ffer
Let
ter,
thi
s Agr
eem
ent
and
the
Prop
osal
and
the
Joi
nt C
omm
itmen
t Sta
tem
ent,
the
Gra
nt O
ffer
Let
ter
will
pr
evai
l ove
r th
is A
gree
men
t an
d th
e Pr
opos
al a
nd t
he J
oint
Com
mitm
ent
Sta
tem
ent,
an
d th
is
Agr
eem
ent
will
pr
evai
l ov
er
the
Prop
osal
an
d th
e Jo
int
Com
mitm
ent
Sta
tem
ent.
2.
TH
E P
RO
JEC
T 2.
1 Th
e Pr
ojec
t [w
ill b
egin
on]
OR
[beg
an o
n] t
he C
omm
ence
men
t D
ate
and
will
con
tinu
e un
til [
the
earlie
r of
the
with
draw
al o
f th
e Ex
tern
al F
undi
ng a
nd]
the
com
plet
ion
of t
he
Proj
ect
or
any
late
r da
te
agre
ed
in
writin
g be
twee
n th
e Pa
rtie
s,
or
until
th
is
Agr
eem
ent
is t
erm
inat
ed i
n ac
cord
ance
with
cla
use
8 or
9.
If t
his
Agr
eem
ent
is
ente
red
into
aft
er t
he C
omm
ence
men
t D
ate,
it
will
app
ly r
etro
spec
tivel
y to
wor
k ca
rrie
d ou
t in
rel
atio
n to
the
Pro
ject
on
or a
fter
the
Com
men
cem
ent
Dat
e.
2.2
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s]
will
car
ry o
ut t
he t
asks
allo
tted
to
it in
[S
ched
ule
2 an
d] t
he P
ropo
sal,
and
will
pro
vide
the
hum
an a
nd o
ther
res
ourc
es,
Bac
kgro
und,
m
ater
ials
, fa
cilit
ies
and
equi
pmen
t w
hich
ar
e de
sign
ated
as
its
re
spon
sibi
lity
in [
Sch
edul
e 2
and]
the
Pro
posa
l. Th
e Pr
ojec
t w
ill b
e ca
rrie
d ou
t un
der
the
dire
ctio
n an
d su
perv
isio
n of
the
Lea
d Aca
dem
ic a
nd t
he C
ompa
ny’s
Sup
ervi
sor.
Th
e In
stitu
tion’
s ta
sks
will
be
perf
orm
ed b
y th
e Ass
ocia
te u
nder
the
sup
ervi
sion
of
the
Lead
Aca
dem
ic.
The
Part
ies
will
man
age
the
Proj
ect
in a
ccor
danc
e w
ith t
he J
oint
Com
mitm
ent
Sta
tem
ent.
2.
3 [T
he I
nstit
utio
n] O
R [
Eac
h of
the
Par
ties]
will
obt
ain
and
mai
ntai
n al
l re
gula
tory
an
d et
hica
l lic
ence
s, c
onse
nts
and
appr
oval
s ne
cess
ary
to a
llow
it t
o ca
rry
out
the
task
s al
lotte
d to
it
in [
Sch
edul
e 2
and]
the
Pro
posa
l an
d w
ill c
arry
out
the
P
roje
ct in
acc
orda
nce
with
all
law
s an
d re
gula
tions
whi
ch a
pply
to
its a
ctiv
ities
un
der o
r pur
suan
t to
this
Agr
eem
ent.
2.4
The
Inst
itutio
n w
ill e
nsur
e th
at th
e A
ssoc
iate
and
eac
h of
the
Par
ties
will
ens
ure
that
its
oth
er e
mpl
oyee
s an
d st
uden
ts (
if an
y) i
nvol
ved
in t
he P
roje
ct:
obse
rve
the
cond
ition
s at
tach
ing
to a
ny r
egul
ator
y an
d et
hica
l lic
ence
s, c
onse
nts
and
appr
oval
s;
keep
com
plet
e an
d ac
cura
te r
ecor
ds o
f al
l re
sear
ch,
deve
lopm
ent
and
othe
r w
ork
carr
ied
out
in c
onne
ctio
n w
ith t
he P
roje
ct a
nd o
f al
l Res
ults
, si
gned
by
the
peop
le
who
obt
aine
d or
mad
e ea
ch R
esul
t, a
nd c
ount
ersi
gned
by
an e
mpl
oyee
of
that
Par
ty
who
is
not
a m
embe
r of
the
res
earc
h te
am b
ut w
ho u
nder
stan
ds t
he w
ork;
and
co
mpl
y w
ith t
he G
ood
Dat
a M
anag
emen
t Pr
actic
es.
2.5
Each
of
the
Part
ies
will
ens
ure
that
its
sta
ff a
nd s
tude
nts
(if
any)
(in
clud
ing
in t
he
case
of
the
Com
pany
, an
y st
aff
of a
ny G
roup
Com
pany
) in
volv
ed in
the
Pro
ject
, w
hen
wor
king
on
or v
isiti
ng t
he o
ther
Par
ty’s
pre
mis
es,
com
ply
with
the
oth
er P
arty
’s
heal
th a
nd s
afet
y an
d se
curity
pol
icie
s an
d pr
oced
ures
and
, w
hen
acce
ssin
g or
usi
ng
the
othe
r Pa
rty’
s in
form
atio
n sy
stem
s, c
ompl
y w
ith t
he o
ther
Par
ty’s
inf
orm
atio
n se
curity
pol
icie
s an
d pr
oced
ures
. 2.
6 [[
The
Inst
itutio
n]
OR
[E
ach
of
the
Part
ies]
w
ill
com
ply
with
th
e pr
ovis
ions
in
Sch
edul
e 7.
[A
t an
y tim
e du
ring
th
e Pr
ojec
t Pe
riod
, th
e Com
pany
m
ay re
quire
chan
ges
to [
Part
3 o
f] S
ched
ule
7, w
here
suc
h ch
ange
s ar
e ne
cess
ary
to e
nsur
e th
at
the
Proj
ect
is u
nder
take
n in
com
plia
nce
with
the
Com
pany
’s a
pplic
able
pol
icie
s an
d pr
oced
ures
.]]
2.7
Alth
ough
[th
e In
stitu
tion]
OR
[ea
ch o
f th
e Pa
rtie
s] w
ill u
se r
easo
nabl
e en
deav
ours
to
carr
y ou
t th
e Pr
ojec
t in
acc
orda
nce
with
[Sch
edul
e 2
and]
the
Pro
posa
l, [n
eith
er o
f th
e Pa
rtie
s un
dert
akes
] O
R [
the
Inst
itutio
n do
es n
ot u
nder
take
] th
at a
ny r
esea
rch
will
lea
d to
any
par
ticul
ar r
esul
t, n
or d
oes
it gu
aran
tee
a su
cces
sful
out
com
e to
the
Pr
ojec
t.
2.8
[The
Ins
titut
ion]
OR
[Ea
ch o
f th
e Pa
rtie
s] w
ill p
rovi
de t
he [
Com
pany
] O
R [
othe
r Pa
rty]
with
[m
onth
ly][
annu
al]
OR
[qu
arte
rly]
rep
orts
sum
mar
isin
g th
e pr
ogre
ss o
f th
e Pr
ojec
t an
d a
copy
of
all o
f th
e Res
ults
. 2.
9 [T
he I
nstit
utio
n] O
R [
Each
of
the
Part
ies]
will
not
ify t
he [
Com
pany
] O
R [
othe
r]
prom
ptly
af
ter
iden
tifyi
ng an
y Res
ult
whi
ch [t
he In
stitu
tion]
O
R [i
t] be
lieve
s is
pa
tent
able
, an
d w
ill s
uppl
y th
e [C
ompa
ny]
OR
[ot
her]
with
cop
ies
of t
hat
Res
ult.
[T
he I
nstit
utio
n] O
R [
Each
of
the
Part
ies]
will
not
ify o
ther
Res
ults
to
[the
Com
pany
] O
R [
othe
r] in
the
rep
orts
pro
vide
d un
der
clau
se 2
.8.
2.10
Th
e Pa
rtie
s w
ill p
repa
re a
nd s
ubm
it re
port
s in
acc
orda
nce
with
Pro
posa
l. As
agre
ed
by t
he P
artie
s in
the
Joi
nt C
omm
itmen
t Sta
tem
ent,
the
Com
pany
and
the
Ins
titut
ion
will
pro
duce
a j
oint
fin
al r
epor
t at
the
con
clus
ion
of t
he P
roje
ct,
in a
ccor
danc
e w
ith
the
tem
plat
e pr
ovid
ed b
y th
e Te
chno
logy
Str
ateg
y Boa
rd.
2.11
Ea
ch o
f th
e Pa
rtie
s w
arra
nts
to t
he o
ther
tha
t it
has
full
pow
er a
nd a
utho
rity
und
er
its c
onst
itutio
n, a
nd h
as t
aken
all
nece
ssar
y ac
tions
and
obt
aine
d al
l au
thor
isat
ions
, lic
ence
s,
cons
ents
an
d ap
prov
als,
to
al
low
it
to
ente
r in
to
and
perf
orm
th
is
Agr
eem
ent
[and
it is
not
in b
reac
h of
the
Gra
nt O
ffer
Let
ter]
. 2.
12
If a
Par
ty a
gree
s to
tra
nsfe
r an
y [b
iolo
gica
l or
chem
ical
] m
ater
ial
to t
he o
ther
Par
ty
in c
onne
ctio
n w
ith t
he P
roje
ct,
that
tra
nsfe
r w
ill b
e su
bjec
t to
the
ter
ms
of a
sep
arat
e M
ater
ials
Tra
nsfe
r Agr
eem
ent
ente
red
into
bet
wee
n th
e Pa
rtie
s in
rel
atio
n to
tha
t m
ater
ial.
2.13
If
th
e G
rant
O
ffer
Le
tter
ha
s no
t al
read
y be
en
acce
pted
by
th
e Pa
rtie
s,
this
Agr
eem
ent
is c
ondi
tiona
l on
eac
h of
the
Par
ties
acce
ptin
g th
e G
rant
Off
er w
ithin
30
days
aft
er t
he d
ate
of t
he G
rant
Off
er L
ette
r.
2.14
Ea
ch o
f th
e Pa
rtie
s w
ill:
2.14
.1 c
ompl
y w
ith i
ts o
blig
atio
ns un
der,
an
d th
e co
nditi
ons
of,
the
Gra
nt O
ffer
Le
tter
;
301
2.14
.2 c
arry
out
the
Pro
ject
in a
ccor
danc
e w
ith t
he G
rant
Off
er L
ette
r; a
nd
2.14
.3 n
otify
th
e ot
her
Part
y in
ac
cord
ance
w
ith
clau
se
10.1
im
med
iate
ly
if it
rece
ives
any
not
ice
or r
eque
st fro
m t
he T
echn
olog
y Str
ateg
y Boa
rd.
2.15
N
o ad
dition
al p
erso
n m
ay b
ecom
e a
part
y to
thi
s Agr
eem
ent
with
out
the
writt
en
agre
emen
t of
bot
h th
e Com
pany
and
the
Ins
titut
ion
[and
the
Fun
ding
Bod
y] a
nd
unle
ss t
he a
dditi
onal
per
son,
the
Com
pany
and
the
Ins
titut
ion
exec
ute
a Var
iatio
n Agr
eem
ent.
3.
FIN
AN
CIA
L C
ON
TRIB
UTI
ON
AN
D E
XTE
RN
AL
FUN
DIN
G
3.1
[The
allo
catio
n of
the
Ext
erna
l Fu
ndin
g w
ill b
e as
set
out
in
Sch
edul
e 2
unle
ss t
he
Part
ies
unan
imou
sly
agre
e ot
herw
ise
in w
ritin
g.][
Each
Par
ty w
ill k
eep
com
plet
e an
d ac
cura
te a
ccou
nts
of i
ts e
xpen
ditu
re o
n th
e Pr
ojec
t].
The
Com
pany
will
pay
the
Fi
nanc
ial
Con
trib
utio
n to
th
e In
stitu
tion
in
acco
rdan
ce
with
Sch
edul
e 1
with
in
[30]
[60]
OR
[90
] da
ys a
fter
rec
eipt
by
the
Com
pany
of
a [m
onth
ly]
OR
[qu
arte
rly]
in
voic
e fo
r th
e sa
me.
W
here
the
Fin
anci
al C
ontr
ibut
ion
is b
eing
cla
imed
aga
inst
co
sts
and
expe
nses
inc
urre
d by
the
Ins
titut
ion,
eac
h in
voic
e m
ust
be a
ccom
pani
ed
by a
sta
tem
ent
cert
ified
by
an a
utho
rise
d of
ficer
of th
e In
stitu
tion.
3.
2 U
nles
s an
y VAT
exem
ptio
n ap
plie
s, a
ll am
ount
s pa
yabl
e to
the
Ins
titut
ion
unde
r th
is
Agr
eem
ent
are
excl
usiv
e of
VAT
whi
ch t
he C
ompa
ny w
ill p
ay a
t th
e ra
te f
rom
tim
e to
tim
e pr
escr
ibed
by
law
. 3.
3 If
th
e Com
pany
fa
ils
to
mak
e an
y pa
ymen
t du
e to
th
e In
stitu
tion
un
der
this
Agr
eem
ent,
w
ithou
t pr
ejud
ice
to
any
othe
r righ
t or
re
med
y av
aila
ble
to
the
Inst
itutio
n,
the
Inst
itutio
n m
ay
char
ge
inte
rest
(b
oth
befo
re
and
afte
r an
y ju
dgem
ent)
on
the
amou
nt o
utst
andi
ng,
on a
dai
ly b
asis
[at
the
rat
e of
[fo
ur]
per
cent
per
ann
um a
bove
the
Lon
don
3 m
onth
Int
erba
nk O
ffer
Rat
e fr
om t
ime
to t
ime
in
forc
e] O
R [
in a
ccor
danc
e w
ith t
he L
ate
Paym
ents
of
Com
mer
cial
Deb
ts (
Inte
rest
) Act
19
98 a
s am
ende
d by
the
Lat
e Pa
ymen
t of
Com
mer
cial
Deb
ts R
egul
atio
ns 2
013]
.
That
int
eres
t w
ill b
e ca
lcul
ated
fro
m t
he d
ate
or l
ast
date
for
pay
men
t to
the
act
ual
date
of
pa
ymen
t,
both
da
tes
incl
usiv
e, an
d w
ill
be co
mpo
unde
d qu
arte
rly.
Th
e Com
pany
will
pay
tha
t in
tere
st t
o th
e In
stitu
tion
on d
eman
d.
3.4
[Exc
ept
as s
et o
ut i
n Sch
edul
e 2
[or
the
Prop
osal
,] t
he I
nstit
utio
n w
ill o
wn
all
equi
pmen
t pu
rcha
sed
or c
onst
ruct
ed b
y it,
or
for
it, u
sing
the
Fin
anci
al C
ontr
ibut
ion
or a
ny E
xter
nal F
undi
ng.
4.
US
E A
ND
EX
PLO
ITA
TIO
N O
F IN
TELL
ECTU
AL
PR
OP
ERTY
RIG
HTS
4.
1 Th
is A
gree
men
t do
es n
ot a
ffec
t th
e ow
ners
hip
of a
ny I
ntel
lect
ual
Prop
erty
Rig
hts
in
any
Bac
kgro
und
or in
any
othe
r te
chno
logy
, de
sign
, w
ork,
inv
entio
n, s
oftw
are,
dat
a,
tech
niqu
e, K
now
-how
, or
mat
eria
ls w
hich
are
not
Res
ults
. Th
e In
telle
ctua
l Pr
oper
ty
Rig
hts
in t
hem
will
rem
ain
the
prop
erty
of
the
Part
y w
hich
con
trib
uted
the
m t
o th
e Pr
ojec
t (o
r its
lice
nsor
s).
No
licen
ce t
o us
e an
y In
telle
ctua
l Pro
pert
y Rig
hts
is g
rant
ed
or im
plie
d by
thi
s Agr
eem
ent
exce
pt t
he r
ight
s ex
pres
sly
set
out
in t
his
Agr
eem
ent.
4.
2 Ea
ch P
arty
gra
nts
the
othe
r a
roya
lty-f
ree,
ful
ly p
aid-
up,
non-
excl
usiv
e lic
ence
to
use
its B
ackg
roun
d fo
r th
e pu
rpos
e of
car
ryin
g ou
t th
e Pr
ojec
t. N
eith
er P
arty
may
gra
nt
any
sub-
licen
ce t
o us
e th
e ot
her's
Bac
kgro
und
exce
pt t
hat
the
Com
pany
may
allo
w
any
Gro
up C
ompa
ny a
nd a
ny p
erso
n w
orki
ng f
or o
r on
beh
alf
of t
he C
ompa
ny o
r an
y
Gro
up C
ompa
ny t
o us
e th
e In
stitu
tion'
s Bac
kgro
und
for
the
purp
ose
of c
arry
ing
out
the
Proj
ect.
4.
3 Th
e Com
pany
will
ow
n th
e In
telle
ctua
l Pro
pert
y Rig
hts
in R
esul
ts a
nd m
ay t
ake
such
st
eps
as i
t m
ay d
ecid
e fr
om t
ime
to t
ime,
and
at
its o
wn
expe
nse,
to
regi
ster
and
m
aint
ain
any
prot
ectio
n fo
r th
e In
telle
ctua
l Pr
oper
ty R
ight
s in
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
and
tak
ing
any
actio
n in
res
pect
of
any
alle
ged
or a
ctua
l inf
ring
emen
t of
any
Int
elle
ctua
l Pro
pert
y Rig
hts
in
the
Res
ults
.
4.4
The
Inst
itutio
n w
ill e
nsur
e th
at t
he A
ssoc
iate
and
its
em
ploy
ees
and
othe
r st
uden
ts
(if
any)
inv
olve
d in
the
cre
atio
n of
the
Res
ults
giv
e th
e Com
pany
suc
h as
sist
ance
(e
xcep
t fin
anci
al a
ssis
tanc
e) a
s th
e Com
pany
may
rea
sona
bly
requ
est
in c
onne
ctio
n w
ith t
he r
egis
trat
ion
and
prot
ectio
n of
the
Int
elle
ctua
l Pr
oper
ty R
ight
s in
any
of
the
Res
ults
, in
clud
ing
filin
g an
d pr
osec
utin
g pa
tent
app
licat
ions
for
any
of
the
Res
ults
, an
d ta
king
an
y ac
tion
in
resp
ect
of
any
alle
ged
or ac
tual
in
frin
gem
ent
of
any
Inte
llect
ual P
rope
rty
Rig
hts
in a
ny o
f th
e Res
ults
. 4.
5 Th
e In
stitu
tion
will
ens
ure
that
the
Ass
ocia
te a
ssig
ns (
incl
udin
g m
akin
g a
pros
pect
ive
assi
gnm
ent
whe
re a
ppro
pria
te)
all righ
ts w
hich
he
or s
he m
ay h
ave
in t
he R
esul
ts in
orde
r to
be
able
to
give
effec
t to
the
pro
visi
ons
of t
his
clau
se 4
. W
here
any
oth
er
third
part
y su
ch a
s a
stud
ent
or c
ontr
acto
r is
inv
olve
d in
the
Pro
ject
, th
e Pa
rty
enga
ging
th
at
third
part
y w
ill
ensu
re
that
th
at
third
part
y ha
s as
sign
ed
to
it (i
nclu
ding
mak
ing
a pr
ospe
ctiv
e as
sign
men
t w
here
app
ropr
iate
) al
l righ
ts w
hich
tha
t th
ird
Part
y m
ay ha
ve in
th
e Res
ults
in
or
der
to be
ab
le to
gi
ve ef
fect
to
th
e pr
ovis
ions
of
this
cla
use
4.
4.6
To th
e ex
tent
tha
t an
y In
telle
ctua
l Pr
oper
ty Rig
hts
in th
e Res
ults
is
ca
pabl
e of
pr
ospe
ctiv
e as
sign
men
t,
the
Inst
itution
no
w
assi
gns
thos
e In
telle
ctua
l Pr
oper
ty
Rig
hts
to t
he C
ompa
ny;
and
to t
he e
xten
t an
y In
telle
ctua
l Pr
oper
ty R
ight
s in
the
Res
ults
can
not
be a
ssig
ned
pros
pect
ivel
y, t
he I
nstit
utio
n w
ill a
ssig
n th
ose
Inte
llect
ual
Prop
erty
Rig
hts
to t
he C
ompa
ny a
s an
d w
hen
they
are
cre
ated
, at
the
req
uest
of
the
Com
pany
.
4.
7 [T
he C
ompa
ny w
ill p
rovi
de t
he I
nstit
utio
n w
ith s
uch
info
rmat
ion
as t
he I
nstit
utio
n m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime
to d
emon
stra
te t
hat
the
Com
pany
is
expl
oiting
or
is
ta
king
re
ason
able
st
eps
tow
ards
ex
ploi
ting
th
e Res
ults
. If
th
e Com
pany
doe
s no
t de
mon
stra
te t
hat
it is
exp
loiti
ng a
ny o
f th
e Res
ults
or
is t
akin
g re
ason
able
ste
ps t
owar
ds e
xplo
iting
the
m,
the
Com
pany
will
, if
requ
este
d to
do
so b
y th
e In
stitu
tion
, re
assi
gn t
he I
ntel
lect
ual
Prop
erty
Rig
hts
in th
ose
Res
ults
to
the
In
stitu
tion.
The
Com
pany
will
not
ify t
he I
nstit
utio
n if
the
Com
pany
dec
ides
not
to
proc
eed
with
the
exp
loitat
ion
of a
ny o
f th
e Res
ults
and
will
, if
requ
este
d to
do
so b
y th
e In
stitu
tion
, re
assi
gn t
he I
ntel
lect
ual
Prop
erty
Rig
hts
in th
ose
Res
ults
to
the
In
stitu
tion.
] 4.
8 Th
e Com
pany
gra
nts
the
Inst
itutio
n a
roya
lty-f
ree,
non
-exc
lusi
ve l
icen
ce t
o us
e th
e Res
ults
for
the
pur
pose
of
carr
ying
out
the
Pro
ject
[an
d fo
r Clin
ical
Pat
ient
Car
e],
but
(exc
ept
as p
erm
itted
by
clau
se 4
.9)
the
Inst
itutio
n m
ay n
ot g
rant
any
sub
-lic
ence
to
use
the
Res
ults
. 4.
9 D
espi
te t
he p
rovi
sion
s of
cla
use
4.6,
the
Ins
titut
ion
and
each
em
ploy
ee a
nd s
tude
nt
of t
he I
nstit
utio
n w
ill ha
ve t
he i
rrev
ocab
le,
roya
lty-f
ree
righ
t to
use
any
of
the
Res
ults
[(e
xcep
t th
e fo
llow
ing
type
s of
Res
ult:
[in
sert
det
ails
]) f
or A
cade
mic
and
302
Res
earc
h Pu
rpos
es[,
inc
ludi
ng]
OR
[ex
clud
ing]
res
earc
h pr
ojec
ts w
hich
are
car
ried
ou
t by
the
Ins
titut
ion
with
any
thi
rd p
arty
[in
the
com
mer
cial
sec
tor]
[an
d Clin
ical
Pa
tient
Car
e]].
5.
A
CA
DE
MIC
PU
BLI
CA
TIO
N A
ND
IM
PA
CT
5.1
The
Proj
ect
is u
nder
take
n by
the
Ins
titut
ion
in p
ursu
ance
of
a pr
imar
y ch
arita
ble
purp
ose
of t
he I
nstit
utio
n; t
hat
is t
he a
dvan
cem
ent
of e
duca
tion
thro
ugh
teac
hing
an
d re
sear
ch.
Ther
efor
e, n
otw
ithst
andi
ng a
ny o
ther
pro
visi
on o
f th
is A
gree
men
t, a
ny
empl
oyee
or
stud
ent
of t
he I
nstit
utio
n (w
heth
er o
r no
t in
volv
ed in
the
Proj
ect)
may
, pr
ovid
ed t
he I
nstit
utio
n ha
s no
t re
ceiv
ed a
Con
fiden
tialit
y N
otic
e un
der
clau
se 5
.2:
5.
1.1
disc
uss
wor
k un
dert
aken
as
pa
rt
of
the
Proj
ect
in
Inst
itutio
n se
min
ars,
tu
torial
s an
d le
ctur
es;
and
5.
1.2
Publ
ish
any
Bac
kgro
und
of t
he C
ompa
ny o
r an
y of
the
Res
ults
. 5.
2 Sub
ject
to
clau
se 5
.3,
the
Inst
itutio
n w
ill s
ubm
it to
the
Com
pany
, in
writing
, de
tails
of
any
of
the
Res
ults
and
any
of
the
Com
pany
’s B
ackg
roun
d w
hich
is
Con
fiden
tial
In
form
atio
n w
hich
the
Ass
ocia
te o
r an
y ot
her
empl
oyee
or
stud
ent
of t
he I
nstit
utio
n in
tend
s to
Pub
lish,
at
leas
t [3
0][6
0] O
R [
90]
days
bef
ore
the
date
of
the
prop
osed
su
bmis
sion
for
Pub
licat
ion.
Th
e Com
pany
may
, by
gi
ving
writt
en no
tice
to th
e In
stitu
tion
(a C
on
fid
enti
alit
y N
oti
ce):
5.2.
1 re
quire
the
Inst
itutio
n to
del
ay t
he p
ropo
sed
Publ
icat
ion
for
a m
axim
um o
f [i
nser
t pe
riod
] m
onth
(s)
afte
r re
ceip
t of
the
Con
fiden
tialit
y N
otic
e if,
in
the
Com
pany
’s r
easo
nabl
e op
inio
n, t
hat
dela
y is
nec
essa
ry in
ord
er t
o se
ek p
aten
t or
sim
ilar
prot
ectio
n fo
r an
y of
the
Res
ults
or
the
Com
pany
’s B
ackg
roun
d w
hich
is C
onfid
entia
l Inf
orm
atio
n; o
r
5.2.
2 pr
even
t th
e Pu
blic
atio
n of
an
y of
th
e Res
ults
or
an
y of
th
e Com
pany
’s
Bac
kgro
und
whi
ch is
Con
fiden
tial I
nfor
mat
ion
and
whi
ch,
in e
ach
case
, ca
nnot
be
pro
tect
ed b
y pa
tent
or
sim
ilar
prot
ectio
n [o
r w
hich
can
be
prot
ecte
d by
pa
tent
or
sim
ilar
prot
ectio
n bu
t w
hich
the
Com
pany
has
cho
sen
not
to p
rote
ct
in t
hat
way
].
The
Com
pany
mus
t gi
ve t
hat
Con
fiden
tial
ity N
otic
e w
ithin
[15
] O
R [
30]
days
aft
er
the
Com
pany
rec
eive
s de
tails
of
the
prop
osed
Pub
licat
ion.
If
the
Inst
itutio
n do
es n
ot
rece
ive
a Con
fiden
tialit
y N
otic
e w
ithin
tha
t pe
riod
, th
e pr
opos
ed P
ublic
atio
n m
ay
proc
eed,
[e
xcep
t in
re
latio
n to
th
e Col
labo
rato
r’s
Bac
kgro
und
whi
ch
is
the
Col
labo
rato
r’s
Con
fiden
tial
Inf
orm
atio
n an
d w
hich
may
not
be
Publ
ishe
d un
less
the
Col
labo
rato
r ha
s gi
ven
its w
ritt
en c
onse
nt t
o th
at P
ublic
atio
n].
5.
3 N
othi
ng i
n th
is A
gree
men
t w
ill p
reve
nt t
he A
ssoc
iate
sub
mitt
ing
a th
esis
bas
ed o
n an
y of
the
Res
ults
or
any
of t
he C
ompa
ny’s
Bac
kgro
und
(or
both
) fo
r a
degr
ee o
f th
e In
stitu
tion,
or
th
e ex
amin
atio
n of
th
at
thes
is
by
exam
iner
s ap
poin
ted
by
the
Inst
itutio
n, o
r th
e de
posi
t of
tha
t th
esis
in
a lib
rary
of
the
Inst
itutio
n in
acc
orda
nce
with
th
e re
leva
nt pr
oced
ures
of
th
e In
stitu
tion.
H
owev
er,
if th
e ex
amin
atio
n or
de
posi
t of
the
the
sis
wou
ld d
iscl
ose
any
Res
ult
or a
ny o
f th
e Com
pany
’s B
ackg
roun
d w
hich
is
Con
fiden
tial
Inf
orm
atio
n, t
he I
nstit
utio
n w
ill n
otify
the
Com
pany
at
leas
t [3
0][6
0] O
R [
90]
days
bef
ore
the
thes
is i
s du
e to
be
subm
itted
, an
d th
e Com
pany
m
ay,
by g
ivin
g no
tice
to t
he I
nstit
utio
n (a
Th
esis
No
tice
) w
ithin
[15
] O
R [
30]
days
afte
r th
e Com
pany
re
ceiv
es th
e Th
esis
N
otic
e fr
om th
e In
stitu
tion,
re
quire
any
exte
rnal
ex
amin
ers
or
read
ers
of
the
depo
site
d th
esis
to
si
gn
conf
iden
tialit
y un
dert
akin
gs a
s a
cond
itio
n of
rec
eipt
of
the
thes
is. If
the
Ins
titut
ion
does
not
rec
eive
a
Thes
is N
otic
e w
ithin
tha
t pe
riod
, it
may
pro
ceed
with
exa
min
atio
n an
d de
posi
t of
th
e th
esis
. O
R
The
Inst
itutio
n w
ill
follo
w
the
Inst
itutio
n’s
regu
latio
ns
for
the
subm
issi
on
for
exam
inat
ion
of a
ny t
hesi
s w
hich
inc
lude
s in
form
atio
n ab
out
or d
eriv
ed f
rom
the
Pr
ojec
t. I
n an
y ev
ent
the
Inst
itutio
n w
ill p
rocu
re t
hat
the
Ass
ocia
te w
ill s
ubm
it a
draf
t of
any
suc
h th
esis
to
the
Lead
Aca
dem
ic a
nd t
he C
ompa
ny’s
Sup
ervi
sor
at l
east
[3
0][6
0] O
R [
90]
days
bef
ore
the
date
for
sub
mis
sion
for
exa
min
atio
n. T
he A
ssoc
iate
m
ay n
ot,
with
out
the
Com
pany
’s w
ritt
en c
onse
nt,
incl
ude
any
Res
ult
or a
ny o
f th
e Com
pany
’s B
ackg
roun
d w
hich
is C
onfid
entia
l Inf
orm
atio
n in
any
the
sis.
]
5.4
The
Com
pany
ac
know
ledg
es
that
th
e In
stitu
tion
is
requ
ired
by
its
fu
nder
s to
de
mon
stra
te
the
Inst
itutio
n’s
impa
ct
on
soci
ety
and
agre
es
to
prov
ide
to
the
Inst
itutio
n an
y in
form
atio
n w
hich
the
Ins
titut
ion
reas
onab
ly r
eque
sts
in o
rder
to
allo
w i
t to
dem
onst
rate
tha
t im
pact
pro
vide
d th
at,
unde
r or
pur
suan
t to
thi
s cl
ause
: th
e In
stitu
tion
will
no
t be
en
title
d to
re
ceiv
e or
di
sclo
se an
y of
the
Com
pany
’s
Con
fiden
tial
Info
rmat
ion
or an
y in
form
atio
n w
hich
id
entif
ies
or al
low
s an
y liv
ing
indi
vidu
al t
o be
ide
ntifi
ed a
nd t
he i
nfor
mat
ion
requ
este
d an
d di
sclo
sed
unde
r or
pu
rsua
nt t
o th
is c
laus
e w
ill b
e ge
nera
l in
natu
re.
6.
CO
NFI
DEN
TIA
LIT
Y
6.1
With
out
prej
udic
e to
any
obl
igat
ions
of
conf
iden
tialit
y in
the
Gra
nt O
ffer
Let
ter,
su
bjec
t to
cla
use
5, n
eith
er P
arty
will
[,
eith
er d
urin
g th
e Pr
ojec
t Pe
riod
or
for
[3][
5][7
] O
R [
10]
year
s af
ter
the
end
of t
he P
roje
ct P
erio
d,]
disc
lose
to
any
third
part
y, n
or u
se f
or a
ny p
urpo
se e
xcep
t as
exp
ress
ly p
erm
itted
by
this
Agr
eem
ent,
any
of
the
oth
er P
arty
's C
onfid
entia
l Inf
orm
atio
n.
6.2
Nei
ther
Par
ty (
the
Rec
ipie
nt)
will
be
in b
reac
h of
any
obl
igat
ion
to k
eep
any
of t
he
othe
r Pa
rty’
s Con
fiden
tial
Inf
orm
atio
n co
nfid
entia
l or
not
to
disc
lose
it
to a
ny t
hird
pa
rty
to t
he e
xten
t th
at:
6.
2 .1
if it
is r
ecei
ved
from
the
oth
er P
arty
, it
is k
now
n to
the
Rec
ipie
nt o
r an
y G
roup
Com
pany
(de
mon
stra
ble
by w
ritt
en r
ecor
ds)b
efor
e its
rec
eipt
fro
m t
he o
ther
Pa
rty,
and
not
alrea
dy s
ubje
ct t
o an
y ob
ligat
ion
of c
onfid
entia
lity
to t
he o
ther
Pa
rty;
6.
2.2
it is
or
beco
mes
pub
licly
kno
wn
with
out
any
brea
ch o
f th
is A
gree
men
t or
any
ot
her
unde
rtak
ing
to k
eep
it co
nfid
ential
;
6.2.
3 it
has
been
obt
aine
d by
the
Rec
ipie
nt o
r an
y G
roup
Com
pany
fro
m a
thi
rd
part
y in
circ
umst
ance
s w
here
the
Rec
ipie
nt h
as n
o re
ason
to
belie
ve t
hat
ther
e ha
s be
en a
bre
ach
of a
n ob
ligat
ion
of c
onfid
ential
ity o
wed
to
the
othe
r Pa
rty;
6.2.
4 ha
s be
en
deve
lope
d by
th
e Rec
ipie
nt
or
any
Gro
up
Com
pany
w
ithou
t re
fere
nce
to t
he o
ther
Par
ty’s
Con
fiden
tial
Inf
orm
atio
n;
6.2.
5 it
is d
iscl
osed
pur
suan
t to
the
req
uire
men
t of
any
law
or
regu
latio
n (p
rovi
ded,
in
the
cas
e of
a d
iscl
osur
e un
der
the
Free
dom
of
Info
rmat
ion
Act
200
0 or
the
303
Envi
ronm
enta
l In
form
atio
n Reg
ulat
ions
200
4, n
one
of t
he e
xcep
tions
to
that
Act
or
thos
e Reg
ulat
ions
(as
the
cas
e m
ay b
e) a
pplie
s to
the
inf
orm
atio
n di
sclo
sed)
or
purs
uant
to
the
orde
r of
any
Cou
rt o
f co
mpe
tent
jur
isdi
ctio
n or
th
e re
quirem
ent
of a
ny c
ompe
tent
reg
ulat
ory
auth
ority
, an
d th
at,
in e
ach
case
whe
re t
he l
aw p
erm
its,
the
Part
y re
quired
to
mak
e th
at d
iscl
osur
e ha
s in
form
ed t
he o
ther
Par
ty,
with
in a
rea
sona
ble
time
afte
r be
ing
requ
ired
to
mak
e th
e di
sclo
sure
, of
the
req
uire
men
t an
d th
e in
form
atio
n re
quired
to
be
disc
lose
d; o
r 6.
2.6
is a
ppro
ved
for
rele
ase
in w
riting
by
an a
utho
rise
d re
pres
enta
tive
of t
he o
ther
Pa
rty.
6.
3 Th
e In
stitu
tion
will
not
be
in b
reac
h of
any
obl
igat
ion
to k
eep
any
of t
he C
ompa
ny’s
Bac
kgro
und
or a
ny R
esul
ts o
r an
y ot
her
info
rmat
ion,
con
fiden
tial
or
not
to d
iscl
ose
it to
any
thi
rd p
arty
, by
:
6.3.
1 [e
xcep
t in
rel
atio
n to
the
Com
pany
’s B
ackg
roun
d w
hich
is
the
Com
pany
’s
Con
fiden
tial
Inf
orm
atio
n,]
Publ
ishi
ng a
ny o
f th
e sa
me
if th
e In
stitu
tion
has
follo
wed
th
e pr
oced
ure
in cl
ause
5.
2 an
d ha
s re
ceiv
ed no
Con
fiden
tial
ity
Not
ice
with
in t
he p
erio
d st
ated
in t
hat
clau
se;
or
6.3.
2 m
akin
g th
em a
vaila
ble
to a
ny s
tude
nt o
f th
e In
stitu
tion
who
nee
ds t
o kn
ow it
in
ord
er t
o ex
erci
se t
he r
ight
s gr
ante
d in
thi
s Agr
eem
ent,
pro
vide
d th
ey a
re
not
used
exc
ept
as e
xpre
ssly
per
mitt
ed b
y th
is A
gree
men
t an
d th
e st
uden
t un
dert
akes
to
ke
ep
that
Bac
kgro
und,
th
ose
Res
ults
an
d th
at in
form
atio
n co
nfid
ential
.
6.6
The
Com
pany
will
not
be
in b
reac
h of
any
obl
igat
ion
to k
eep
any
of t
he I
nstit
utio
n's
Con
fiden
tial
Inf
orm
atio
n co
nfid
entia
l or
no
t to
dis
clos
e it
to a
ny t
hird
par
ty,
by
mak
ing
it av
aila
ble
to a
ny G
roup
Com
pany
, or
any
per
son
wor
king
for
or
on b
ehal
f of
th
e Com
pany
or
a G
roup
Com
pany
, w
ho n
eeds
to
know
the
sam
e in
ord
er t
o ex
erci
se
the
righ
ts g
rant
ed i
n th
is A
gree
men
t, p
rovi
ded
it is
not
use
d ex
cept
as
expr
essl
y pe
rmitt
ed b
y th
is A
gree
men
t an
d th
e G
roup
Com
pany
, or
any
per
son
wor
king
for
or
on
beha
lf of
th
e Com
pany
or
th
e G
roup
Com
pany
un
dert
akes
to
ke
ep
that
in
form
atio
n co
nfid
entia
l. 6.
5 N
eith
er P
arty
will
be
in b
reac
h of
any
obl
igat
ion
to k
eep
the
othe
r’s
Con
fiden
tial
In
form
atio
n, c
onfid
entia
l or
not
to d
iscl
ose
it to
any
thi
rd p
arty
by
disc
losi
ng it
to
the
Tech
nolo
gy S
trat
egy
Boa
rd in
acc
orda
nce
with
the
Gra
nt O
ffer
Let
ter.
6.
6 If
the
Ins
titut
ion
rece
ives
a r
eque
st u
nder
the
Fre
edom
of
Info
rmat
ion
Act
200
0 or
th
e En
viro
nmen
tal
Info
rmat
ion
Reg
ulat
ions
200
4 to
dis
clos
e an
y in
form
atio
n w
hich
, un
der
this
Agr
eem
ent,
is
the
Com
pany
’s C
onfid
entia
l In
form
atio
n, i
t w
ill n
otify
the
Com
pany
an
d w
ill
cons
ult
with
th
e Com
pany
pr
ompt
ly
and
befo
re
mak
ing
any
disc
losu
re u
nder
tha
t Act
or
thos
e Reg
ulat
ions
, th
e In
stitu
tion
will
, w
here
app
ropr
iate
, ta
ke l
egal
adv
ice
rega
rdin
g th
e av
aila
bilit
y an
d ap
plic
abili
ty o
f an
y ex
empt
ions
and
an
y ot
her
optio
ns a
vaila
ble,
and
will
not
ify t
he C
ompa
ny o
f th
e in
tend
ed r
espo
nse
to
that
re
ques
t. T
he C
ompa
ny w
ill re
spon
d to
the
Ins
titut
ion
with
in 1
0 da
ys af
ter
rece
ivin
g th
e In
stitu
tion
’s n
otic
e if
that
not
ice
requ
ests
the
Com
pany
to
prov
ide
info
rmat
ion
to a
ssis
t th
e In
stitu
tion
to d
eter
min
e w
heth
er o
r no
t an
exe
mpt
ion
to t
he
Free
dom
of In
form
atio
n Act
200
0 or
the
Env
iron
men
tal I
nfor
mat
ion
Reg
ulat
ions
200
4 ap
plie
s to
th
e in
form
atio
n re
ques
ted
unde
r th
at
Act
or
th
ose
Reg
ulat
ions
. Th
e Com
pany
may
mak
e re
pres
enta
tions
in
rela
tion
to t
hat
requ
est
and
the
prop
osed
resp
onse
an
d m
ay
requ
est
amen
dmen
ts
to
the
prop
osed
re
spon
se.
[At
the
Com
pany
’s r
eque
st,
exce
pt in
ord
er t
o co
mpl
y w
ith a
ny c
ourt
ord
er o
r an
y de
cisi
on o
f th
e In
form
atio
n Com
mis
sion
er o
r th
e In
form
atio
n Tr
ibun
al,
the
Inst
itutio
n w
ill n
ot
disc
lose
any
info
rmat
ion
whi
ch,
unde
r th
is A
gree
men
t, is
the
Com
pany
’s C
onfid
entia
l In
form
atio
n in
res
pons
e to
a r
eque
st u
nder
the
Fre
edom
of
Info
rmat
ion
Act
200
0 or
th
e En
viro
nmen
tal I
nfor
mat
ion
Reg
ulat
ions
200
4 pr
ovid
ed t
hat:
6.
6.1
the
Col
labo
rato
r m
akes
tha
t re
ques
t in
writin
g w
ithin
10
days
aft
er r
ecei
ving
th
e In
stitu
tion’
s no
tice
give
n un
der
this
cla
use
6.6;
and
6.6.
2 th
e Col
labo
rato
r in
dem
nifie
s th
e In
stitu
tion
and
its e
mpl
oyee
s an
d st
uden
ts
(th
e In
dem
nif
ied
Par
ties
), a
nd k
eeps
the
m f
ully
and
eff
ectiv
ely
inde
mni
fied,
ag
ains
t ea
ch a
nd e
very
cla
im m
ade
agai
nst
any
of t
he I
ndem
nifie
d Pa
rtie
s as
a
resu
lt of
the
Ins
titut
ion
not
mak
ing
any
disc
losu
re o
f th
e Col
labo
rato
r’s
Con
fiden
tial
in
form
atio
n in
re
spon
se
to
a re
ques
t un
der
the
Free
dom
of
In
form
atio
n Act
200
0 or
the
Env
iron
men
tal I
nfor
mat
ion
Reg
ulat
ions
200
4.]
6.
7 N
eith
er Pa
rty
will
us
e th
e ot
her
Part
y’s
nam
e or
th
e na
me
of an
y of
th
e Key
Pe
rson
nel pr
ovid
ed b
y th
e ot
her
Part
y or
the
oth
er P
arty
’s log
o in
any
pre
ss r
elea
se
or p
rodu
ct a
dver
tisin
g, o
r fo
r an
y ot
her
prom
otio
nal pu
rpos
e, w
ithou
t fir
st o
btai
ning
th
e ot
her
Part
y's
writt
en c
onse
nt
6.
8 [N
otw
ithst
andi
ng a
ny o
ther
pro
visi
on o
f th
is A
gree
men
t, t
he I
nstit
utio
n m
ay ide
ntify
th
e su
ms
rece
ived
fro
m t
he C
ompa
ny i
n th
e In
stitu
tion’
s Ann
ual
Rep
ort
and
sim
ilar
publ
icat
ions
][,
and
the
Com
pany
may
, in
ord
er t
o co
mpl
y w
ith a
ny t
rans
pare
ncy
repo
rtin
g ob
ligat
ions
to
whi
ch it
is s
ubje
ct,
publ
ish
deta
ils o
f an
y tr
ansf
ers
of v
alue
].]
7.
LI
MIT
ATI
ON
OF
LIA
BIL
ITY
7.
1 Ea
ch o
f th
e Pa
rtie
s w
arra
nts
to t
he o
ther
tha
t, t
o th
e be
st o
f its
kno
wle
dge
and
belie
f (h
avin
g m
ade
reas
onab
le e
nqui
ry o
f th
ose
of it
s em
ploy
ees
invo
lved
in t
he P
roje
ct o
r lik
ely
to h
ave
rele
vant
kno
wle
dge[
, an
d in
the
cas
e of
the
Ins
titut
ion
any
stud
ent
invo
lved
in t
he P
roje
ct],
but
not
hav
ing
mad
e an
y se
arch
of
any
publ
ic r
egis
ter)
an
y ad
vice
or
info
rmat
ion
give
n by
it
or a
ny o
f its
em
ploy
ees
[or
stud
ents
] w
ho w
ork
on
the
Proj
ect,
or
the
cont
ent
or u
se o
f an
y Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
info
rmat
ion
prov
ided
in
conn
ectio
n w
ith t
he P
roje
ct,
will
not
con
stitu
te o
r re
sult
in
any
infr
inge
men
t of
thi
rd p
arty
rig
hts.
O
R
7.
1 N
eith
er o
f th
e Pa
rtie
s [e
xcep
t un
der
clau
se 7
.10]
mak
es a
ny r
epre
sent
atio
n or
giv
es
any
war
rant
y to
the
oth
er t
hat
any
advi
ce o
r in
form
atio
n gi
ven
by i
t or
any
of
its
empl
oyee
s or
stu
dent
s w
ho w
ork
or h
ave
wor
ked
on t
he P
roje
ct,
or t
he c
onte
nt o
r us
e of
an
y Res
ults
, Bac
kgro
und
or m
ater
ials
, w
orks
or
in
form
atio
n pr
ovid
ed
in
conn
ectio
n w
ith t
he P
roje
ct,
will
not
con
stitu
te o
r re
sult
in a
ny i
nfring
emen
t of
thi
rd
part
y righ
ts.
7.2
Exce
pt u
nder
the
war
rant
[y][
ies]
in
clau
se[s
] [7
.1[a
nd]
7.10
and
the
ind
emni
ties
in
clau
ses
[6.6
, ]7
.3 a
nd 7
.4,
and
subj
ect
to c
laus
e 7.
8, n
eith
er P
arty
acc
epts
any
lia
bilit
y or
res
pons
ibili
ty f
or a
ny u
se w
hich
may
be
mad
e by
the
oth
er P
arty
of
any
of
the
Res
ults
, no
r fo
r an
y re
lianc
e w
hich
may
be
plac
ed b
y th
at o
ther
Par
ty o
n an
y of
th
e Res
ults
, no
r fo
r ad
vice
or
info
rmat
ion
give
n in
con
nect
ion
with
any
of
the
Res
ults
.
304
7.3
Sub
ject
to
cl
ause
7.
7.1,
th
e Com
pany
w
ill
inde
mni
fy
the
Inst
itution
, th
e Le
ad
Aca
dem
ic,
the
Ass
ocia
te a
nd e
very
oth
er e
mpl
oyee
and
stu
dent
of
the
Inst
itutio
n (t
he
Ind
emn
ifie
d
Par
ties
),
and
keep
th
em
fully
an
d ef
fect
ivel
y in
dem
nifie
d,
agai
nst
each
and
eve
ry c
laim
mad
e ag
ains
t an
y of
the
Ind
emni
fied
Part
ies
as a
res
ult
of t
he C
ompa
ny’s
use
of
any
of t
he R
esul
ts o
r an
y m
ater
ials
, w
orks
or
info
rmat
ion
rece
ived
fro
m t
hem
pur
suan
t to
the
ter
ms
of t
his
Agr
eem
ent,
pro
vide
d th
at t
he
Inde
mni
fied
Part
y m
ust:
7.3.
1 pr
ompt
ly n
otify
the
Com
pany
of
deta
ils o
f th
e cl
aim
; 7.
3.2
not
mak
e an
y ad
mis
sion
in r
elat
ion
to t
he c
laim
; 7.
3.3
allo
w t
he C
ompa
ny t
o ha
ve t
he c
ondu
ct o
f th
e de
fenc
e an
d se
ttle
men
t of
the
cl
aim
; an
d 7.
3.4
give
the
Com
pany
all
reas
onab
le a
ssis
tanc
e (a
t th
e Com
pany
’s e
xpen
se)
in
deal
ing
with
the
cla
im.
Th
e in
dem
nity
in t
his
clau
se 7
.3 w
ill n
ot a
pply
to
the
exte
nt t
hat
the
clai
m a
rise
s as
a
resu
lt of
the
Ind
emni
fied
Part
y's
negl
igen
ce,
its b
reac
h of
cla
use
6, t
he d
elib
erat
e br
each
of
this
Agr
eem
ent
or it
s kn
owin
g in
frin
gem
ent
of a
ny t
hird
par
ty’s
Int
elle
ctua
l Pr
oper
ty R
ight
s or
its
know
ing
brea
ch o
f an
y th
ird
part
y’s
righ
ts o
f co
nfid
ence
. 7.
4 Sub
ject
to
clau
se 7
.7.3
, ea
ch P
arty
will
ind
emni
fy t
he o
ther
and
kee
p it
fully
and
ef
fect
ivel
y in
dem
nifie
d on
dem
and
agai
nst
all co
sts,
cla
ims,
dem
ands
, ex
pens
es a
nd
liabi
litie
s of
any
nat
ure
aris
ing
out
of o
r in
con
nect
ion
with
any
bre
ach
by i
t of
Sch
edul
e 6.
7.
5.
Sub
ject
to
cl
ause
s 7.
7 an
d 7.
8,
and
exce
pt
unde
r th
e in
dem
nitie
s in
cl
ause
s [6
.6,
]7.3
and
7.4
, th
e lia
bilit
y of
eith
er P
arty
to
the
othe
r fo
r an
y br
each
of
this
Agr
eem
ent,
any
neg
ligen
ce o
r ar
isin
g in
any
oth
er w
ay o
ut o
f th
e su
bjec
t m
atte
r of
th
is A
gree
men
t, t
he P
roje
ct a
nd t
he R
esul
ts,
will
not
ext
end
to:
7.5.
1 an
y in
dire
ct d
amag
es o
r lo
sses
; or
7.
5.2
any
loss
of
pr
ofits
, lo
ss
of
reve
nue,
lo
ss
of
data
, lo
ss
of
cont
ract
s or
op
port
unity
, w
heth
er d
irec
t or
indi
rect
,
Even
, in
eac
h ca
se,
if th
e Pa
rty
brin
ging
the
cla
im h
as a
dvis
ed t
he o
ther
of
the
poss
ibili
ty o
f th
ose
loss
es,
or if
the
y w
ere
with
in t
he o
ther
Par
ty's
con
tem
plat
ion.
7.
6 Sub
ject
to
clau
ses
7.7
and
7.8,
the
agg
rega
te lia
bilit
y of
eac
h Pa
rty
to t
he o
ther
for
al
l an
d an
y br
each
es o
f th
is A
gree
men
t, a
ny n
eglig
ence
or
aris
ing
in a
ny o
ther
way
ou
t of
the
sub
ject
mat
ter
of t
his
Agr
eem
ent,
the
Pro
ject
and
the
Res
ults
, w
ill n
ot
exce
ed
in
tota
l [t
he
Fina
ncia
l Con
trib
utio
n][t
he
port
ion
of th
e Ex
tern
al
Fund
ing
allo
cate
d to
tha
t Pa
rty]
OR
[£i
nser
t fig
ure]
. 7.
7 Sub
ject
in e
ach
case
to
clau
se 7
.8,
the
aggr
egat
e lia
bilit
y of
eac
h Pa
rty
to t
he o
ther
:
7.7.
1 un
der
the
inde
mni
ty in
cla
use
7.3
will
not
exc
eed
in t
otal
£[i
nser
t fig
ure]
;
7.7.
2 un
der
the
inde
mni
ty in
cla
use
7.4
will
not
exc
eed
in t
otal
£[i
nser
t fig
ure]
; an
d
7.7.
3 fo
r al
l and
any
bre
ache
s of
the
Gra
nt O
ffer
Let
ter
will
not
exc
eed
in t
otal
[th
e am
ount
of
the
Exte
rnal
Fun
ding
.
7.
8 N
othi
ng in
thi
s Agr
eem
ent
limits
or
excl
udes
eith
er P
arty
's li
abili
ty for
:
7.8.
1 de
ath
or p
erso
nal i
njur
y ca
used
by
negl
igen
ce;
7.8.
2 an
y fr
aud
or f
or a
ny s
ort
of l
iabi
lity
whi
ch,
by l
aw,
cann
ot b
e lim
ited
or
excl
uded
; or
7.
8.4
any
loss
or
dam
age
caus
ed b
y a
delib
erat
e br
each
of
this
Agr
eem
ent.
7.9
The
expr
ess
unde
rtak
ings
and
war
rant
ies
give
n by
the
Par
ties
in t
his
Agr
eem
ent
are
in
lieu
of
all
othe
r w
arra
ntie
s,
cond
ition
s,
term
s,
unde
rtak
ings
an
d ob
ligat
ions
, w
heth
er e
xpre
ss o
r im
plie
d by
sta
tute
, co
mm
on law
, cu
stom
, tr
ade
usag
e, c
ours
e of
de
alin
g or
in
any
othe
r w
ay.
All
of t
hese
are
exc
lude
d to
the
ful
lest
ext
ent
perm
itted
by
law
. 7.
10
[Any
ass
ignm
ent
mad
e un
der
or p
ursu
ant
to t
his
Agr
eem
ent
is m
ade
or w
ill b
e m
ade
with
ful
l tit
le g
uara
ntee
.] O
R I
n re
spec
t of
any
ass
ignm
ent
of I
ntel
lect
ual
Prop
erty
Rig
hts
mad
e un
der
or p
ursu
ant
to t
his
Agr
eem
ent,
the
ass
igno
r w
arra
nts
to t
he
assi
gnee
tha
t:
7.
10.1
the
ass
igno
r ha
s th
e righ
t to
dis
pose
of
the
Inte
llect
ual P
rope
rty
assi
gned
and
th
at it
will
, at
its
own
cost
, do
all
that
it r
easo
nabl
y ca
n to
giv
e th
e tit
le t
hat
it pu
rpor
ts t
o gi
ve;
and
7.
10.2
the
In
telle
ctua
l Pr
oper
ty
Rig
hts
assi
gned
ar
e fr
ee
from
al
l ch
arge
s an
d en
cum
bran
ces
and
right
s of
an
y th
ird
part
y (e
xcep
t th
ose
of
whi
ch
the
assi
gnor
is u
naw
are
or o
f w
hich
it c
ould
not
rea
sona
bly
be a
war
e.]
7.11
In
acc
orda
nce
with
par
agra
ph [
inse
rt n
umbe
r] o
f th
e G
rant
Off
er L
ette
r, t
he P
artie
s ac
know
ledg
e th
at t
he T
echn
olog
y Str
ateg
y Boa
rd d
oes
not
give
any
war
rant
y or
gu
aran
tee
in c
onne
ctio
n w
ith t
he R
esul
ts a
nd w
ill n
ot h
ave
any
liabi
lity
for
any
loss
or
dam
age
of a
ny k
ind,
whe
ther
arisi
ng o
ut o
f ne
glig
ence
or
othe
rwis
e, w
hich
is
suff
ered
by
any
pers
on a
s a
resu
lt of
pro
visi
on o
f th
e Res
ults
.
8.
FOR
CE
MA
JEU
RE
If
the
per
form
ance
by
a Pa
rty
of a
ny o
f its
obl
igat
ions
und
er t
his
Agr
eem
ent
(exc
ept
a pa
ymen
t ob
ligat
ion)
is
de
laye
d or
pr
even
ted
by
circ
umst
ance
s be
yond
its
re
ason
able
con
trol
, th
at P
arty
will
not
be
in b
reac
h of
thi
s Agr
eem
ent
beca
use
of t
hat
dela
y in
per
form
ance
. H
owev
er,
if th
e de
lay
in p
erfo
rman
ce las
ts f
or m
ore
than
[3]
O
R [
6] m
onth
s, t
he o
ther
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t w
ith im
med
iate
effec
t by
giv
ing
writt
en n
otic
e to
the
Par
ty w
hose
per
form
ance
is d
elay
ed o
r pr
even
ted.
9.
TE
RM
INA
TIO
N
9.1
Eith
er P
arty
may
ter
min
ate
this
Agr
eem
ent
with
imm
edia
te e
ffec
t by
giv
ing
notic
e to
th
e ot
her
Part
y if
the
othe
r Pa
rty:
305
9.1.
1 is
in b
reac
h of
any
pro
visi
on o
f th
is A
gree
men
t an
d (i
f it
is c
apab
le o
f re
med
y)
the
brea
ch h
as n
ot b
een
rem
edie
d w
ithin
[30
][60
] O
R [
90]
days
aft
er r
ecei
pt
of w
ritt
en n
otic
e sp
ecify
ing
the
brea
ch a
nd r
equi
ring
its
rem
edy;
9.1.
2 be
com
es i
nsol
vent
, or
if
an o
rder
is
mad
e or
a r
esol
utio
n is
pas
sed
for
its
win
ding
up
(exc
ept
volu
ntar
ily f
or t
he p
urpo
se o
f so
lven
t am
alga
mat
ion
or
reco
nstr
uctio
n),
or i
f an
adm
inis
trat
or,
adm
inis
trat
ive
rece
iver
or
rece
iver
is
appo
inte
d ov
er t
he w
hole
or
any
part
of
the
othe
r Pa
rty'
s as
sets
, or
if
the
othe
r Pa
rty
mak
es a
ny a
rran
gem
ent
with
its
cred
itors
; or
9.
1.3
com
mits
any
bre
ach
of S
ched
ule
5 [o
r Sc
hedu
le 7
].
9.2
Each
of
the
Part
ies
will
not
ify t
he o
ther
pro
mpt
ly i
f at
any
tim
e an
y of
the
Key
Pe
rson
nel a
ppoi
nted
by
that
Par
ty is
una
ble
or u
nwill
ing
to c
ontin
ue t
o be
invo
lved
in
the
Proj
ect.
W
ithin
[3]
OR
[6]
mon
ths
afte
r th
e da
te o
f th
at n
otic
e, t
he P
arty
who
or
igin
ally
app
oint
ed t
hat
mem
ber
of t
he K
ey P
erso
nnel
will
nom
inat
e a
succ
esso
r.
The
othe
r Pa
rty
will
not
unr
easo
nabl
y re
fuse
to
acce
pt t
he n
omin
ated
suc
cess
or,
but
if th
e su
cces
sor
is n
ot a
ccep
tabl
e to
the
oth
er P
arty
on
reas
onab
le g
roun
ds o
r if
the
appo
into
r ca
nnot
fin
d a
succ
esso
r, e
ither
Par
ty m
ay t
erm
inat
e th
is A
gree
men
t by
gi
ving
the
oth
er n
ot le
ss t
han
[3]
mon
ths'
not
ice.
9.
9 [T
he C
ompa
ny m
ay t
erm
inat
e th
is A
gree
men
t at
any
tim
e pr
ovid
ed t
he C
ompa
ny
com
plie
s w
ith c
laus
es 9
.5 a
nd 9
.6,
by g
ivin
g no
t le
ss t
han
[3]
mon
ths'
not
ice
to t
he
Inst
itutio
n.]
9.4
Cla
uses
1,
3, 4
, 5,
6,
7, 8
, 9.
4, 9
.5,
9.6,
9.7
and
10
will
sur
vive
the
com
plet
ion
of
the
Proj
ect
Perio
d or
the
ter
min
atio
n of
thi
s Agr
eem
ent
for
any
reas
on a
nd w
ill
cont
inue
in
full
forc
e an
d ef
fect
inde
finite
ly o
r, in
the
cas
e of
cla
use
6, in
acc
orda
nce
with
cla
use
6.1.
9.
5 O
n th
e te
rmin
atio
n of
thi
s Agr
eem
ent,
the
Com
pany
will
pay
the
Ins
titut
ion
for
all
wor
k do
ne
befo
re
term
inat
ion
[and
no
t co
vere
d by
th
e Ex
tern
al
Fund
ing]
. If
te
rmin
atio
n oc
curs
pur
suan
t to
cla
use
9.2
[or
9.3]
, th
e Com
pany
will
re-
imbu
rse
the
Inst
itutio
n fo
r al
l co
sts
and
expe
nses
whi
ch t
he I
nstit
utio
n ha
s in
curr
ed o
r ag
reed
to
incu
r an
d w
hich
the
Ins
titut
ion
is u
nabl
e to
can
cel.
9.
6 Fo
llow
ing
the
term
inat
ion
of t
his
Agr
eem
ent
[by
the
Inst
itutio
n] u
nder
cla
use
9.1
or
9.2,
[or
by
the
Col
labo
rato
r un
der
clau
se 9
.3],
if
the
Fina
ncia
l Con
trib
utio
n in
clud
es
the
cost
s of
em
ploy
ing
any
Inst
itutio
n st
aff
invo
lved
in t
he P
roje
ct,
the
Com
pany
will
co
ntin
ue t
o re
imbu
rse,
in
acco
rdan
ce w
ith c
laus
e 3,
the
act
ual
dire
ct e
mpl
oym
ent
cost
s of
sta
ff w
ho w
ere
appo
inte
d by
the
Ins
titut
ion
to w
ork
on t
he P
roje
ct b
efor
e th
e se
rvic
e of
the
not
ice,
pro
vide
d th
at t
he I
nstit
utio
n ta
kes
all
reas
onab
le s
teps
to
min
imis
e th
ose
cost
s.
Rei
mbu
rsem
ent
will
co
ntin
ue
until
the
effe
ctiv
e da
te
of
term
inat
ion
of e
ach
staf
f co
ntra
ct o
r th
e da
te o
n w
hich
the
Pro
ject
was
to
have
end
ed
(whi
chev
er is
the
ear
lier)
. Th
ose
dire
ct e
mpl
oym
ent
cost
s w
ill in
clud
e a
prop
ortio
n of
an
y re
dund
ancy
cos
ts w
hich
hav
e be
en i
ncur
red
by t
he I
nstit
utio
n as
a d
irec
t re
sult
of t
he t
erm
inat
ion
of t
his
Agr
eem
ent,
tha
t pr
opor
tion
to b
e ca
lcul
ated
by
divi
ding
the
in
divi
dual
’s i
nvol
vem
ent
in t
he P
roje
ct b
y th
e du
ration
of
his
period
of
empl
oym
ent
by t
he I
nstit
utio
n.
9.7
If t
he C
ompa
ny h
as p
aid
any
of t
he F
inan
cial
Con
trib
utio
n in
adv
ance
and
the
who
le
of t
hat
cont
ribu
tion
has
not
, by
the
end
of
the
Proj
ect
Period
or
the
term
inat
ion
of
this
Agr
eem
ent,
be
en
used
by
th
e In
stitu
tion
fo
r th
e pu
rpos
es
for
whi
ch
that
Fina
ncia
l Con
trib
utio
n w
as p
rovi
ded,
the
Ins
titut
ion
will
ret
urn
to t
he C
ompa
ny t
he
unus
ed p
ortio
n of
tha
t co
ntribu
tion.
10.
GE
NE
RA
L 10
.1
No
tice
s: A
ny n
otic
e to
be
give
n un
der
this
Agr
eem
ent
mus
t be
in
wri
ting,
mus
t be
de
liver
ed t
o th
e ot
her
Part
y by
any
of
the
met
hods
set
out
in
the
left
han
d co
lum
n be
low
, an
d w
ill b
e de
emed
to
be r
ecei
ved
on t
he c
orre
spon
ding
day
set
out
in
the
righ
t ha
nd c
olum
n:
M
eth
od
of
serv
ice
Dee
med
day
of
rece
ipt
By
hand
or
cour
ier
th
e da
y of
del
iver
y
By
pre-
paid
first
cla
ss p
ost
th
e se
cond
Bus
ines
s D
ay a
fter
pos
ting
By
reco
rded
del
iver
y po
st
th
e ne
xt B
usin
ess
Day
aft
er p
ostin
g
Th
e Pa
rtie
s' r
espe
ctiv
e re
pres
enta
tives
for
the
rec
eipt
of
notic
es a
re,
until
cha
nged
by
not
ice
give
n in
acc
orda
nce
with
thi
s cl
ause
, as
fol
low
s:
Fo
r th
e In
stit
uti
on
: Fo
r th
e C
om
pan
y:
Nam
e:
Add
ress
:
Nam
e:
Add
ress
:
10.2
A
ssig
nm
ent:
Nei
ther
Par
ty m
ay a
ssig
n or
tra
nsfe
r th
is A
gree
men
t as
a w
hole
, or
an
y of
its
righ
ts o
r ob
ligat
ions
und
er it,
with
out
first
obt
aini
ng t
he w
ritt
en c
onse
nt o
f th
e ot
her
Part
y[,
exce
pt t
hat
the
Col
labo
rato
r m
ay a
ssig
n th
is A
gree
men
t as
a w
hole
to
a G
roup
Com
pany
with
out
the
cons
ent
of t
he I
nstit
utio
n].
Nei
ther
Par
ty w
ill
unre
ason
ably
with
hold
or
dela
y its
con
sent
. 10
.3
Ille
gal
/u
nen
forc
eab
le p
rovi
sio
ns:
If th
e w
hole
or
any
part
of
any
prov
isio
n of
thi
s Agr
eem
ent
is v
oid
or u
nenf
orce
able
in
any
jurisd
iction
, th
e ot
her
prov
isio
ns o
f th
is
Agr
eem
ent,
and
the
res
t of
the
voi
d or
une
nfor
ceab
le p
rovi
sion
, w
ill c
ontinu
e in
for
ce
in t
hat
jurisd
ictio
n, a
nd t
he v
alid
ity a
nd e
nfor
ceab
ility
of
that
pro
visi
on i
n an
y ot
her
jurisd
iction
will
not
be
affe
cted
. 10
.4
Wai
ver
of
rig
hts
: If
a P
arty
fai
ls t
o en
forc
e, o
r de
lays
in e
nfor
cing
, an
obl
igat
ion
of
the
othe
r Pa
rty,
or
fails
to
exer
cise
, or
del
ays
in e
xerc
isin
g, a
rig
ht u
nder
thi
s Agr
eem
ent,
tha
t fa
ilure
or
dela
y w
ill n
ot a
ffec
t its
rig
ht t
o en
forc
e th
at o
blig
atio
n or
co
nstit
ute
a w
aive
r of
tha
t righ
t. A
ny w
aive
r of
any
pro
visi
on o
f th
is A
gree
men
t w
ill
not,
unl
ess
expr
essl
y st
ated
to
the
cont
rary
, co
nstit
ute
a w
aive
r of
tha
t pr
ovis
ion
on
a fu
ture
occ
asio
n.
10.5
N
o a
gen
cy:
Not
hing
in t
his
Agr
eem
ent
crea
tes,
impl
ies
or e
vide
nces
any
par
tner
ship
or
joi
nt v
entu
re b
etw
een
the
Part
ies,
or
the
rela
tions
hip
betw
een
them
of
prin
cipa
l an
d ag
ent.
N
eith
er
Part
y ha
s an
y au
thor
ity
to
mak
e an
y re
pres
enta
tion
or
com
mitm
ent,
or
to in
cur
any
liabi
lity,
on
beha
lf of
the
oth
er.
306
10.6
En
tire
ag
reem
ent:
Thi
s Agr
eem
ent
and
the
Fund
ing
Term
s co
nstit
ute
the
entir
e ag
reem
ent
betw
een
the
Part
ies
rela
ting
to
its
su
bjec
t m
atte
r.
Each
Pa
rty
ackn
owle
dges
th
at it
has
not
ente
red
into
th
is Agr
eem
ent
on th
e ba
sis
of an
y w
arra
nty,
re
pres
enta
tion
, st
atem
ent,
ag
reem
ent
or
unde
rtak
ing
exce
pt
thos
e ex
pres
sly
set
out
in t
his
Agr
eem
ent.
Eac
h Pa
rty
wai
ves
any
clai
m f
or b
reac
h of
thi
s Agr
eem
ent,
or
any
righ
t to
res
cind
thi
s Agr
eem
ent
in r
espe
ct o
f, a
ny r
epre
sent
atio
n w
hich
is
not
an e
xpre
ss p
rovi
sion
of
this
Agr
eem
ent.
How
ever
, th
is c
laus
e do
es n
ot
excl
ude
any
liabi
lity
whi
ch a
Pa
rty
may
hav
e to
the
oth
er (
or a
ny r
ight
whi
ch a
Par
ty
may
hav
e to
res
cind
thi
s Agr
eem
ent)
in
resp
ect
of a
ny f
raud
ulen
t m
isre
pres
enta
tion
or f
raud
ulen
t co
ncea
lmen
t be
fore
the
sig
ning
of th
is A
gree
men
t.
10.7
Fo
rmal
itie
s: E
ach
Part
y w
ill t
ake
any
actio
n an
d ex
ecut
e an
y do
cum
ent
reas
onab
ly
requ
ired
by
the
othe
r Pa
rty
to g
ive
effe
ct t
o an
y of
its
rig
hts
unde
r th
is A
gree
men
t,
or t
o en
able
the
ir re
gist
ratio
n in
any
rel
evan
t te
rrito
ry p
rovi
ded
the
Part
y m
akin
g th
e re
ques
t pa
ys t
he o
ther
Par
ty’s
rea
sona
ble
expe
nses
. 10
.8
Am
end
men
ts:
No
variat
ion
or a
men
dmen
t of
thi
s Agr
eem
ent
will
be
effe
ctiv
e un
less
it
is m
ade
in w
ritin
g an
d si
gned
by
each
Par
ty's
rep
rese
ntat
ive.
10
.9
Thir
d p
arti
es:
No
one
exce
pt a
Par
ty h
as a
ny r
ight
to
prev
ent
the
amen
dmen
t of
th
is A
gree
men
t or
its
ter
min
atio
n, a
nd n
o on
e ex
cept
a P
arty
may
enf
orce
any
be
nefit
co
nfer
red
by
this
Agr
eem
ent,
un
less
th
is
Agr
eem
ent
expr
essl
y pr
ovid
es
othe
rwis
e, e
xcep
t th
at e
ach
Inde
mni
fied
Part
y w
ill h
ave
the
bene
fit o
f th
e re
leva
nt
inde
mni
ty a
nd K
ey P
erso
nnel
will
hav
e th
e be
nefit
of
clau
se 6
.7,
in e
ach
case
und
er
the
Con
trac
ts (
Rig
hts
of T
hird
Par
ties)
Act
199
9.
10.1
0 G
ove
rnin
g l
aw:
This
Agr
eem
ent
and
any
disp
ute
or c
laim
(in
clud
ing
non-
cont
ract
ual
disp
utes
or
clai
ms)
arisi
ng o
ut o
f or
in
conn
ectio
n w
ith i
t or
its
sub
ject
mat
ter
or
form
atio
n ar
e go
vern
ed b
y, a
nd t
his
Agr
eem
ent
is t
o be
con
stru
ed in
acc
orda
nce
with
, En
glis
h la
w.
The
Engl
ish
Cou
rts
will
hav
e ex
clus
ive
jurisd
ictio
n to
dea
l w
ith a
ny
disp
ute
(inc
ludi
ng a
ny n
on-c
ontr
actu
al c
laim
or
disp
ute)
whi
ch h
as a
rise
n or
may
ar
ise
out
of o
r in
con
nect
ion
with
thi
s Agr
eem
ent,
exc
ept
that
a P
arty
may
bring
pr
ocee
ding
s to
pro
tect
its
Int
elle
ctua
l Pr
oper
ty R
ight
s or
Con
fiden
tial
Info
rmat
ion
in
any
jurisd
ictio
n.
10.1
1 Es
cala
tio
n:
If t
he P
artie
s ar
e un
able
to
reac
h ag
reem
ent
on a
ny i
ssue
con
cern
ing
this
Agr
eem
ent
or t
he P
roje
ct w
ithin
14
days
aft
er o
ne P
arty
has
not
ified
the
oth
er o
f th
at iss
ue,
they
will
ref
er t
he m
atte
r to
[in
sert
off
icer
] in
the
cas
e of
the
Ins
titut
ion,
an
d to
[in
sert
off
icer
] in
the
cas
e of
the
Com
pany
in
an a
ttem
pt t
o re
solv
e th
e is
sue
with
in [
14]
days
aft
er t
he r
efer
ral.
Eith
er P
arty
may
bring
pro
ceed
ings
in a
ccor
danc
e w
ith c
laus
e 10
.10
if th
e m
atte
r ha
s no
t be
en r
esol
ved
with
in t
hat
[14]
day
per
iod,
an
d a
Part
y m
ay b
ring
pro
ceed
ings
to
prot
ect
its I
ntel
lect
ual
Prop
erty
Rig
hts
or
Con
fiden
tial
In
form
atio
n in
an
y ju
risd
ictio
n, w
heth
er or
no
t an
y is
sue
has
been
es
cala
ted
unde
r th
is c
laus
e.
10.1
2 A
nti
-Bri
ber
y: E
ach
Part
y w
ill c
ompl
y w
ith t
he p
rovi
sion
s se
t ou
t in
Sch
edul
e 5.
10
.13
Dat
a P
rote
ctio
n:
Each
Par
ty w
ill c
ompl
y w
ith t
he p
rovi
sion
s se
t ou
t in
Sch
edul
e 6.
10
.14
Co
un
terp
arts
: Th
is A
gree
men
t m
ay b
e ex
ecut
ed i
n an
y nu
mbe
r of
cou
nter
part
s.
Onc
e it
has
been
exe
cute
d an
d ea
ch P
arty
has
exe
cute
d at
lea
st o
ne c
ount
erpa
rt,
each
cou
nter
part
will
con
stitu
te a
dup
licat
e or
igin
al c
opy
of t
his
Agr
eem
ent.
All
the
coun
terp
arts
tog
ethe
r w
ill c
onst
itute
a s
ingl
e ag
reem
ent.
The
tra
nsm
issi
on o
f an
exec
uted
cou
nter
part
of
this
Agr
eem
ent
(but
not
jus
t a
sign
atur
e pa
ge)
by e
-mai
l (s
uch
as i
n PD
F or
JPE
G)
will
tak
e ef
fect
as
the
deliv
ery
of a
n ex
ecut
ed o
rigi
nal
coun
terp
art
of t
his
Agr
eem
ent.
If
tha
t m
etho
d of
del
iver
y is
use
d, e
ach
Part
y w
ill
prov
ide
the
othe
r Pa
rty
with
the
origi
nal
of t
he e
xecu
ted
coun
terp
art
as s
oon
as
poss
ible
. [1
0.15
Exp
ort
Con
tro
l: e
ach
Part
y w
ill c
ompl
y w
ith a
pplic
able
UK e
xpor
t co
ntro
l le
gisl
atio
n an
d re
gula
tions
. Ea
ch P
arty
will
com
ply
with
the
spe
cific
con
ditio
ns o
f an
y U
S e
xpor
t co
ntro
l le
gisl
atio
n of
whi
ch t
he o
ther
Par
ty h
as i
nfor
med
it
in w
riting
and
whi
ch a
re
appl
icab
le t
o it.
]
SIG
NE
D o
n be
half
of t
he I
nstit
utio
n:
Nam
e: …
……
……
……
……
……
……
……
Po
sitio
n: …
……
……
……
……
……
……
……
Sig
natu
re:
……
……
……
……
……
……
……
SIG
NED
on
beha
lf of
the
Com
pany
: N
ame:
……
……
……
……
……
……
……
…
Posi
tion:
……
……
……
……
……
……
……
…
Sig
natu
re:
……
……
……
……
……
……
……
…
[R
ead
and
unde
rsto
od b
y th
e Rea
d an
d un
ders
tood
by
the
Le
ad A
cad
emic
th
e C
om
pan
y’s
Su
per
viso
r …
……
……
……
……
……
……
……
……
……
……
……
..
……
……
……
……
……
……
……
……
……
……
……
…..
Sig
natu
re
Sig
natu
re
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
D
ate
Dat
e [R
ead
and
unde
rsto
od b
y th
e A
ssoc
iate
…
……
……
……
……
……
……
……
……
……
……
……
..
Sig
natu
re
……
……
……
……
……
……
……
……
……
……
……
…..
D
ate]
307
SC
HED
ULE
1
T
he
Fin
anci
al C
on
trib
uti
on
SC
HED
ULE
2
Th
e P
roje
ct,
the
Pro
po
sal a
nd
the
Join
t C
om
mit
men
t S
tate
men
t
Pro
ject
Tit
le
Pro
ject
Ob
ject
ives
Lo
cati
on
B
ackg
rou
nd
/M
ater
ials
to
be
con
trib
ute
d b
y ea
ch P
arty
Ta
sks
to b
e ca
rrie
d o
ut
by e
ach
Par
ty
Tim
etab
le
Hu
man
res
ou
rces
, fa
cili
ties
an
d e
qu
ipm
ent
each
Par
ty is
to
pro
vid
e R
esu
lts
An
tici
pat
ed
Key
Per
son
nel
of
each
Par
ty
Allo
cati
on
of
Exte
rnal
Fin
din
g
[Eq
uip
men
t o
wn
ersh
ip]
Oth
er T
erm
s A
ttac
h t
he
Pro
po
sal a
nd
th
e Jo
int
Co
mm
itm
ent
Sta
tem
ent
308
SC
HED
ULE
3
The
Gra
nt
Off
er L
ette
r
SC
HED
ULE
4
Goo
d D
ata
Man
agem
ent
Pra
ctic
es
1.Res
earc
h da
ta m
ust
be g
ener
ated
usi
ng s
ound
sci
entif
ic t
echn
ique
s an
d pr
oces
ses;
2.Res
earc
h da
ta
mus
t be
ac
cura
tely
re
cord
ed
in
acco
rdan
ce
with
go
od
scie
ntifi
cpr
actic
es b
y th
e pe
ople
con
duct
ing
the
rese
arch
;
3.Res
earc
h da
ta m
ust
be a
naly
sed
appr
opriat
ely,
with
out
bias
and
in
acco
rdan
ce w
ithgo
od s
cien
tific
pra
ctic
es;
4.Res
earc
h da
ta a
nd t
he R
esul
ts m
ust
be s
tore
d se
cure
ly a
nd b
e ea
sily
ret
riev
able
;
5.D
ata
trai
ls m
ust
be k
ept
to a
llow
peo
ple
to d
emon
stra
te e
asily
and
to
reco
nstr
uct
key
deci
sion
s m
ade
during
the
con
duct
of
the
rese
arch
, pr
esen
tatio
ns m
ade
abou
t th
ere
sear
ch a
nd c
oncl
usio
ns r
each
ed in
res
pect
of th
e re
sear
ch;
and
6.Ea
ch P
arty
mus
t ha
ve t
he r
ight
, on
not
les
s th
an [
30]
days
’ w
ritt
en n
otic
e, t
o vi
sit
the
othe
r Pa
rty
to v
erify
tha
t th
e ot
her
Part
y is
com
plyi
ng w
ith t
he a
bove
pra
ctic
esan
d pr
oced
ures
.
309
S
CH
EDU
LE 5
An
ti-B
rib
ery
1.
Ea
ch P
arty
will
, in
con
nect
ion
with
the
Pro
ject
:
1.1
com
ply
with
all
law
s, s
tatu
tes
and
regu
latio
ns w
hich
app
ly t
o it
or it
s ac
tiviti
es
and
whi
ch r
elat
e to
ant
i-br
iber
y or
ant
i-co
rrup
tion
(or
both
) in
clud
ing
the
Bribe
ry A
ct 2
010;
1.2
not
do a
nyth
ing
whi
ch w
ould
con
stitu
te a
n of
fenc
e un
der
sect
ion
1, 2
or
6 of
th
e Bribe
ry A
ct 2
010
if it
had
been
car
ried
out
in t
he U
nite
d K
ingd
om;
1.
3 ha
ve p
olic
ies
and
proc
edur
es (
incl
udin
g ad
equa
te p
roce
dure
s as
det
erm
ined
in
acco
rdan
ce w
ith s
ectio
n 7(
2) o
f th
e Bribe
ry A
ct 2
010
and
any
guid
ance
issu
ed
unde
r se
ctio
n 9
of t
hat
Act
) to
ens
ure
com
plia
nce
with
par
agra
phs
1.1
and
1.2
abov
e;
1.4
follo
w a
nd e
nfor
ce t
he p
olic
ies
and
proc
edur
es r
efer
red
to i
n pa
ragr
aph
1.3
abov
e;
1.5
prom
ptly
rep
ort
to t
he o
ther
Par
ty a
ny r
eque
st o
r de
man
d fo
r an
y un
due
finan
cial
or
othe
r ad
vant
age
of a
ny k
ind
rece
ived
by
it;
1.6
prov
ide
such
evi
denc
e of
com
plia
nce
with
thi
s Sch
edul
e as
the
oth
er P
arty
m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
1.
7 ke
ep ac
cura
te an
d up
to
date
re
cord
s an
d bo
oks
of ac
coun
t sh
owin
g al
l pa
ymen
ts m
ade
by i
t in
con
nect
ion
with
thi
s Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by it
to c
ompl
y w
ith t
his
Sch
edul
e. (
Thos
e re
cord
s an
d bo
oks
of a
ccou
nt m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
com
plia
nce
with
thi
s Sch
edul
e.);
and
1.
8 on
req
uest
dur
ing
norm
al w
orki
ng h
ours
, al
low
the
oth
er P
arty
acc
ess
to a
nd
to c
opy
thos
e re
cord
s an
d ac
coun
ts a
nd t
o m
eet
with
its
per
sonn
el t
o ve
rify
com
plia
nce
with
thi
s Sch
edul
e.
2.
Each
Pa
rty
will
en
sure
th
at
any
pers
on
asso
ciat
ed
with
it
(as
dete
rmin
ed
in
acco
rdan
ce w
ith s
ectio
n 8
of t
he B
ribe
ry A
ct 2
010
and
para
grap
h 6
belo
w)
who
is
invo
lved
in
the
Proj
ect,
is
invo
lved
in
the
Proj
ect
only
on
the
basi
s of
a w
ritt
en
cont
ract
whi
ch i
mpo
ses
on t
hat
pers
on t
erm
s eq
uiva
lent
to
thos
e im
pose
d on
tha
t Pa
rty
in t
his
Sch
edul
e.
3.
Each
Par
ty w
ill e
nsur
e th
at e
ach
pers
on r
efer
red
to i
n pa
ragr
aph
2 ab
ove
com
plie
s w
ith t
erm
s eq
uiva
lent
to
the
term
s im
pose
d by
thi
s Sch
edul
e, a
nd w
ill b
e lia
ble
to t
he
othe
r Pa
rty
for
any
brea
ch b
y th
at p
erso
n of
any
of
thos
e te
rms.
4.
A p
erso
n as
soci
ated
with
a P
arty
inc
lude
s its
em
ploy
ees,
its
stu
dent
s, i
ts g
roup
co
mpa
nies
and
sub
cont
ract
ors
and
thei
r re
spec
tive
empl
oyee
s.
S
CH
EDU
LE 6
Dat
a P
rote
ctio
n
Whe
re a
Par
ty (
the
Dat
a P
roce
sso
r) P
roce
sses
any
Per
sona
l D
ata
on b
ehal
f of
the
oth
er
Part
y (t
he
Dat
a C
on
tro
ller)
, th
e pr
ovis
ions
of
this
Sch
edul
e w
ill a
pply
. 1.
Th
e Pa
rty
whi
ch c
arries
out
the
Pro
cess
ing
will
be
the
Dat
a Pr
oces
sor
and
the
Part
y w
hich
det
erm
ines
the
pur
pose
of
the
Proc
essi
ng w
ill b
e th
e D
ata
Con
trol
ler
in r
elat
ion
to t
hat
Pers
onal
Dat
a an
d th
e D
ata
Proc
esso
r w
ill:
1.
1 Pr
oces
s th
at P
erso
nal D
ata
in a
ccor
danc
e w
ith t
he D
ata
Prot
ectio
n Le
gisl
atio
n,
affo
rdin
g to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
wou
ld h
ave
wer
e th
eir
Pers
onal
Dat
a be
ing
Proc
esse
d by
the
Dat
a Con
trol
ler;
1.
2 Pr
oces
s th
at P
erso
nal
Dat
a on
ly in
ac
cord
ance
w
ith th
e D
ata
Con
trol
ler’s
inst
ruct
ions
fro
m t
ime
to t
ime
and
only
for
the
pur
pose
of
carr
ying
out
the
Pr
ojec
t;
1.3
take
suc
h te
chni
cal
and
orga
nisa
tiona
l m
easu
res
as m
ay b
e ap
prop
riat
e to
en
sure
the
sec
urity
of
that
Per
sona
l D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
offic
ers
and
agen
ts w
ho m
ay h
ave
acce
ss t
o, o
r be
inv
olve
d in
, th
e Pr
oces
sing
of
that
Per
sona
l D
ata.
W
ithou
t pr
ejud
ice
to t
he g
ener
ality
of
the
fore
goin
g, i
t w
ill k
eep
that
Per
sona
l D
ata
secu
re f
rom
any
una
utho
rise
d or
ac
cide
ntal
use
, ac
cess
, di
sclo
sure
, da
mag
e, lo
ss o
r de
stru
ctio
n;
1.4
give
th
e D
ata
Con
trol
ler
such
in
form
atio
n an
d as
sist
ance
as
th
e D
ata
Con
trol
ler
reas
onab
ly r
equi
res
in o
rder
to
enab
le t
he D
ata
Con
trol
ler
to m
eet
its o
blig
atio
ns t
o D
ata
Sub
ject
s, i
n pa
rtic
ular
com
plyi
ng w
ith D
ata
Sub
ject
s’
requ
ests
fo
r ac
cess
to
, in
form
atio
n ab
out,
an
d th
e re
ctifi
catio
n of
th
eir
Pers
onal
Dat
a;
1.5
notif
y th
e D
ata
Con
trol
ler
imm
edia
tely
sh
ould
it
rece
ive
any
requ
est
or
enqu
iry
from
an
y D
ata
Sub
ject
in
re
latio
n to
th
e Pe
rson
al
Dat
a be
ing
Proc
esse
d fo
r th
e D
ata
Con
trol
ler,
giv
e th
e D
ata
Con
trol
ler
such
ass
ista
nce
in
deal
ing
with
tha
t re
ques
t or
enq
uiry
as
the
Dat
a Con
trol
ler
may
rea
sona
bly
requ
est,
an
d no
t re
spon
d to
an
y su
ch
requ
est
or
enqu
iry
with
out
first
ob
tain
ing
the
Dat
a Con
trol
ler’s
writt
en c
onse
nt;
1.
6 no
tify
the
Dat
a Con
trol
ler
imm
edia
tely
of
any
actu
al o
r su
spec
ted
brea
ch o
f se
curity
whi
ch in
volv
es t
hat
Pers
onal
Dat
a or
bre
ach
of t
his
para
grap
h 1;
and
1.
7 no
t tr
ansf
er t
hat
Pers
onal
Dat
a ou
tsid
e th
e Eu
rope
an E
cono
mic
Are
a [
to a
te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e righ
ts a
nd f
reed
oms
of D
ata
Sub
ject
s]
with
out
first
obt
aini
ng t
he D
ata
Con
trol
ler’s
writt
en c
onse
nt.
2.
Th
e D
ata
Proc
esso
r w
ill a
llow
the
Dat
a Con
trol
ler
at a
ll re
ason
able
tim
es t
o in
spec
t an
d re
view
the
ste
ps b
eing
tak
en b
y th
e D
ata
Proc
esso
r to
com
ply
with
par
agra
ph 1
ab
ove,
and
will
giv
e th
e D
ata
Con
trol
ler
any
assi
stan
ce w
hich
the
Dat
a Con
trol
ler
reas
onab
ly r
equi
res
with
tha
t in
spec
tion
and
revi
ew.
310
3.
All
expr
essi
ons
used
in
para
grap
h 1,
2,
4, 5
or
6 be
ginn
ing
with
a c
apita
l let
ter
(and
no
t de
fined
els
ewhe
re i
n th
is A
gree
men
t) h
ave
the
mea
ning
giv
en t
o th
em i
n th
e D
ata
Prot
ectio
n Le
gisl
atio
n.
4.
Th
e Pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it int
o lin
e w
ith a
ny a
men
dmen
t to
or
re-e
nact
men
t of
an
y D
ata
Prot
ectio
n Le
gisl
atio
n, i
n pa
rtic
ular
, bu
t w
ithou
t lim
itatio
n, t
o re
flect
any
Eur
opea
n G
ener
al D
ata
Prot
ectio
n Reg
ulat
ion
intr
oduc
ed a
fter
the
dat
e of
thi
s Agr
eem
ent,
or
to a
llow
eac
h of
the
Pa
rtie
s to
co
mpl
y w
ith
any
requ
irem
ent
or
reco
mm
enda
tion
of
the
Info
rmat
ion
Com
mis
sion
er o
r an
y ot
her
data
pro
tect
ion
or s
uper
viso
ry a
utho
rity
in r
elat
ion
to t
he
Proc
essi
ng o
f Pe
rson
al D
ata.
5.
Para
grap
hs 1
– 4
abo
ve (
both
par
agra
phs
incl
usiv
e) w
ill c
ontin
ue i
n fu
ll fo
rce
and
effe
ct f
or s
o lo
ng a
s th
e D
ata
Proc
esso
r Pr
oces
ses
any
Pers
onal
Dat
a on
beh
alf
of t
he
Dat
a Con
trol
ler,
not
withs
tand
ing
the
term
inat
ion
of t
his
Agr
eem
ent
or t
he c
ompl
etio
n of
the
Pro
ject
. 6.
Th
e D
ata
Proc
esso
r w
ill i
ndem
nify
the
Dat
a Con
trol
ler
and
keep
the
Dat
a Con
trol
ler
fully
an
d ef
fect
ivel
y in
dem
nifie
d on
de
man
d ag
ains
t al
l co
sts,
cl
aim
s, de
man
ds,
expe
nses
and
liab
ilitie
s of
any
nat
ure
aris
ing
out
of o
r in
con
nect
ion
with
any
bre
ach
by t
he D
ata
Proc
esso
r of
thi
s Sch
edul
e.
O
R
Whe
re bo
th Pa
rtie
s de
term
ine
the
purp
ose
of th
e Pr
oces
sing
in
re
spec
t of
an
y Pe
rson
al D
ata
whi
ch i
s Pr
oces
sed
in t
he c
ours
e of
or
for
the
purp
ose
of t
he P
roje
ct,
the
prov
isio
ns o
f th
is S
ched
ule
will
app
ly.
1.
Each
of
the
Part
ies
will
be
a D
ata
Con
trol
ler
in r
elat
ion
to t
hose
Per
sona
l Dat
a an
d it
will
com
ply
with
the
fol
low
ing
in r
elat
ion
to a
ny P
erso
nal D
ata
whi
ch i
t Pr
oces
ses
in
conn
ectio
n w
ith t
he P
roje
ct. It
will
:
1.
1 Pr
oces
s th
at P
erso
nal
Dat
a in
acc
orda
nce
with
the
Dat
a Pr
otec
tion
Act
199
8,
affo
rdin
g to
Dat
a Sub
ject
s su
ch r
ight
s an
d pr
otec
tions
as
they
hav
e un
der
the
Dat
a Pr
otec
tion
Act
;
1.2
Proc
ess
that
Per
sona
l Dat
a on
ly f
or t
he p
urpo
se o
f ca
rryi
ng o
ut t
he P
roje
ct;
1.
3 ta
ke s
uch
tech
nica
l an
d or
gani
satio
nal
mea
sure
s as
may
be
appr
opriat
e to
en
sure
the
sec
urity
of
that
Per
sona
l D
ata
and
the
relia
bilit
y of
its
em
ploy
ees,
st
aff,
offic
ers
and
agen
ts w
ho m
ay h
ave
acce
ss t
o, o
r be
inv
olve
d in
, th
e Pr
oces
sing
of
that
Per
sona
l D
ata.
W
ithou
t pr
ejud
ice
to t
he g
ener
ality
of
the
fore
goin
g, i
t w
ill k
eep
that
Per
sona
l D
ata
secu
re f
rom
any
una
utho
rise
d or
ac
cide
ntal
use
, ac
cess
, di
sclo
sure
, da
mag
e, lo
ss o
r de
stru
ctio
n;
1.
4 gi
ve t
he o
ther
Par
ty s
uch
info
rmat
ion
and
assi
stan
ce a
s it
reas
onab
ly r
equi
res
in o
rder
to
enab
le t
he o
ther
Par
ty t
o m
eet
its o
blig
atio
ns t
o D
ata
Sub
ject
s, in
part
icul
ar c
ompl
ying
with
Dat
a Sub
ject
s’ r
eque
sts
for
acce
ss t
o, i
nfor
mat
ion
abou
t, a
nd t
he r
ectif
icat
ion
of t
heir P
erso
nal D
ata;
1.5
notif
y th
e ot
her
Part
y im
med
iate
ly s
houl
d it
rece
ive
any
requ
est
or e
nqui
ry
from
any
Dat
a Sub
ject
in r
elat
ion
to t
he P
erso
nal D
ata
bein
g Pr
oces
sed
for
the
purp
ose
of t
he P
roje
ct,
give
the
oth
er P
arty
suc
h as
sist
ance
in
deal
ing
with
th
at r
eque
st o
r en
quiry
as it
may
rea
sona
bly
requ
est;
1.6
notif
y th
e ot
her
Part
y im
med
iate
ly of
an
y ac
tual
or
su
spec
ted
brea
ch of
se
curity
whi
ch in
volv
es t
hat
Pers
onal
Dat
a or
bre
ach
of t
his
para
grap
h 1;
and
1.7
not
tran
sfer
tha
t Pe
rson
al D
ata
outs
ide
the
Euro
pean
Eco
nom
ic A
rea
[to
a te
rrito
ry w
hich
doe
s no
t pr
otec
t th
e righ
ts a
nd f
reed
oms
of D
ata
Sub
ject
s]
with
out
first
obt
aini
ng t
he o
ther
Par
ty’s
writt
en c
onse
nt.
2.
Ea
ch P
arty
will
allo
w t
he o
ther
Par
ty a
t al
l rea
sona
ble
times
to
insp
ect
and
revi
ew t
he
step
s be
ing
take
n by
it
to c
ompl
y w
ith p
arag
raph
1 a
bove
, an
d w
ill g
ive
the
othe
r Pa
rty
any
assi
stan
ce w
hich
it r
easo
nabl
y re
quires
with
tha
t in
spec
tion
and
revi
ew.
3.
All
expr
essi
ons
in p
arag
raph
s 1,
2,
4, 5
or
6 be
ginn
ing
with
a c
apita
l le
tter
(an
d no
t de
fined
els
ewhe
re i
n th
is A
gree
men
t) h
ave
the
mea
ning
giv
en t
o th
em i
n th
e D
ata
Prot
ectio
n Le
gisl
atio
n.
4.
Th
e Pa
rtie
s w
ill a
gree
to
any
reas
onab
le a
men
dmen
t to
thi
s Sch
edul
e to
bring
it int
o lin
e w
ith a
ny a
men
dmen
t to
or
re-e
nact
men
t of
any
Dat
a Pr
otec
tion
Legi
slat
ion,
in
part
icul
ar t
o re
flect
any
Eur
opea
n G
ener
al D
ata
Prot
ectio
n Reg
ulat
ion
intr
oduc
ed
afte
r th
e da
te o
f th
is A
gree
men
t, o
r to
allo
w e
ach
of t
he P
artie
s to
com
ply
with
any
re
quirem
ent
or r
ecom
men
datio
n of
the
Inf
orm
atio
n C
omm
issi
oner
or
any
othe
r da
ta
prot
ectio
n or
sup
ervi
sory
aut
hority
in r
elat
ion
to t
he P
roce
ssin
g of
Per
sona
l Dat
a.
5.
Pa
ragr
aphs
1 –
4 a
bove
(bo
th p
arag
raph
s in
clus
ive)
will
con
tinue
in
full
forc
e an
d ef
fect
for
so
long
as
a Pa
rty
is a
Dat
a Con
trol
ler
or s
hare
s an
y Pe
rson
al D
ata
with
the
ot
her
Part
y, n
otw
ithst
andi
ng t
he t
erm
inat
ion
of t
his
Agr
eem
ent
or t
he c
ompl
etio
n of
th
e Pr
ojec
t.
311
[SC
HED
ULE
7]
P
art
1 -
Hu
man
Rig
hts
1.
U
nles
s ot
herw
ise
requ
ired
or
proh
ibite
d by
law
, ea
ch P
arty
will
, in
rel
atio
n to
the
pe
rfor
man
ce o
f th
is A
gree
men
t:
1.
67
not
empl
oy,
enga
ge o
r us
e an
y ch
ild l
abou
r in
circu
mst
ance
s su
ch t
hat
the
task
s pe
rfor
med
by
any
child
cou
ld r
easo
nabl
y be
for
esee
n to
cau
se e
ither
ph
ysic
al o
r em
otio
nal i
mpa
irm
ent
to t
he d
evel
opm
ent
of t
he c
hild
;
1.68
no
t us
e fo
rced
labo
ur in
any
for
m (
pris
on,
inde
ntur
ed,
bond
ed o
r ot
herw
ise)
;
1.69
no
t re
quire
its e
mpl
oyee
s to
lodg
e pa
pers
or
depo
sits
on
star
ting
wor
k;
1.70
pr
ovid
e a
safe
and
hea
lthy
wor
kpla
ce,
pres
entin
g no
imm
edia
te h
azar
ds t
o its
em
ploy
ees,
an
d if
any
acco
mm
odat
ion
is
prov
ided
by
th
at
Part
y to
its
em
ploy
ees,
tha
t a
ccom
mod
atio
n w
ill b
e sa
fe for
hab
itatio
n;
1.71
pr
ovid
e ac
cess
to
cl
ean
wat
er,
food
, an
d em
erge
ncy
heal
thca
re
to
its
empl
oyee
s in
the
eve
nt o
f ac
cide
nts
or in
cide
nts
in t
he w
orkp
lace
; 1.
72
not
disc
rim
inat
e ag
ains
t an
y em
ploy
ee o
n an
y gr
ound
(in
clud
ing
race
, re
ligio
n,
disa
bilit
y or
gen
der)
;
1.73
no
t en
gage
in
or s
uppo
rt t
he u
se o
f co
rpor
al p
unis
hmen
t, m
enta
l, ph
ysic
al,
sexu
al o
r ve
rbal
abu
se;
1.74
no
t us
e cr
uel o
r ab
usiv
e di
scip
linar
y pr
actic
es in
the
wor
kpla
ce;
1.75
pa
y ea
ch e
mpl
oyee
at
leas
t th
e m
inim
um w
age,
or
a fa
ir r
epre
sent
atio
n of
the
pr
evai
ling
indu
stry
w
age,
(w
hich
ever
is
th
e hi
gher
) an
d pr
ovid
e ea
ch
empl
oyee
with
all
lega
lly m
anda
ted
bene
fits;
1.
76
com
ply
with
th
e la
ws
on
wor
king
ho
urs
and
empl
oym
ent
righ
ts
in
the
coun
trie
s in
whi
ch it
ope
rate
s; a
nd
1.77
re
spec
t its
em
ploy
ees’
rig
ht t
o jo
in a
nd f
orm
ind
epen
dent
tra
de u
nion
s an
d fr
eedo
m o
f as
soci
atio
n.
2.
Each
Par
ty a
gree
s th
at it
is r
espo
nsib
le f
or c
ontr
ollin
g its
ow
n su
pply
cha
in a
nd t
hat
it w
ill
enco
urag
e co
mpl
ianc
e w
ith
ethi
cal
stan
dard
s an
d hu
man
righ
ts
by
any
subs
eque
nt s
uppl
ier
of g
oods
and
ser
vice
s th
at a
re u
sed
by i
t w
hen
perf
orm
ing
its
oblig
atio
ns u
nder
thi
s Agr
eem
ent.
3.
Ea
ch P
arty
will
ens
ure
that
it
has,
and
will
com
ply
with
, et
hica
l an
d hu
man
rig
hts
polic
ies
and
an a
ppro
pria
te c
ompl
aint
s pr
oced
ure
to d
eal w
ith a
ny b
reac
hes
of t
hose
po
licie
s.
P
art
2 –
An
ti-S
lave
ry
Each
Par
ty w
ill,
in c
onne
ctio
n w
ith t
he P
roje
ct:
55.
com
ply
with
all
law
s, s
tatu
tes
and
regu
lation
s w
hich
app
ly t
o it
or i
ts a
ctiv
ities
and
w
hich
rel
ate
to a
nti-sl
aver
y an
d hu
man
tra
ffic
king
, in
clud
ing
the
Mod
ern
Sla
very
Act
20
15;
56
. no
t do
any
thin
g w
hich
wou
ld c
onst
itute
an
offe
nce
unde
r se
ctio
n 1,
2 o
r 4
Mod
ern
Sla
very
Act
201
5 if
it ha
d be
en c
arried
out
in t
he U
nite
d Kin
gdom
;
57
. ha
ve
and
mai
ntai
n its
ow
n po
licie
s an
d pr
oced
ures
to
en
sure
co
mpl
ianc
e w
ith
para
grap
hs 1
and
2 a
bove
;
58
. fo
llow
and
enf
orce
the
pol
icie
s an
d pr
oced
ures
ref
erre
d to
in p
arag
raph
3 a
bove
;
59.
incl
ude
in its
con
trac
ts w
ith its
sub
cont
ract
ors
and
supp
liers
ant
i-sl
aver
y an
d hu
man
tr
affic
king
pro
visi
ons
whi
ch a
re a
t le
ast
as o
nero
us a
s th
ose
set
out
in t
his
sect
ion
of
this
Sch
edul
e;
60
. pr
ompt
ly r
epor
t to
the
oth
er P
arty
any
bre
ach
of t
his
sect
ion
of t
his
Sch
edul
e of
w
hich
it b
ecom
es a
war
e;
61
. pr
ovid
e su
ch e
vide
nce
of c
ompl
ianc
e w
ith t
his
sect
ion
of t
his
Sch
edul
e as
the
oth
er
Part
y m
ay r
easo
nabl
y re
ques
t fr
om t
ime
to t
ime;
62.
keep
acc
urat
e an
d up
to
date
rec
ords
to
trac
e th
e su
pply
cha
in o
f al
l go
ods
and
mat
eria
ls s
uppl
ied
by i
t in
con
nect
ion
with
thi
s Agr
eem
ent
and
the
Proj
ect
and
the
step
s ta
ken
by i
t to
com
ply
with
thi
s se
ctio
n of
thi
s Sch
edul
e. (
Thos
e re
cord
s m
ust
be s
uffic
ient
to
allo
w t
he o
ther
Par
ty t
o ve
rify
com
plia
nce
with
thi
s se
ctio
n of
thi
s Sch
edul
e.);
and
63.
on r
eque
st d
urin
g no
rmal
wor
king
hou
rs,
allo
w t
he o
ther
Par
ty a
cces
s to
and
to
copy
th
e re
cord
s re
ferr
ed t
o in
par
agra
ph 8
abo
ve a
nd t
o m
eet
with
its
pers
onne
l to
verif
y co
mpl
ianc
e w
ith t
his
sect
ion
of t
his
Sch
edul
e.
[Par
t 3
- t
he
Co
mp
any’
s P
olic
ies
and
Pro
ced
ure
s Ea
ch P
arty
will
com
ply
with
the
fol
low
ing:
[I
nser
t de
tails
]]
312
(Tra
nsla
tion
)
Lam
bert
Col
labo
ratio
n Agr
eem
ent
1 (f
inal
)3
[]
9.2
[[
] ]
[]
[
]
1998
EU20
0020
00EU
2003
EC
[
]
[
[]
]
1
[
[]
]
[
[3
] ]
(Tra
nsla
tion
)
Lam
bert
Col
labo
ratio
n Agr
eem
ent
1 (f
inal
)4
4
2.14
[]
9.2
[]
2.1
2[
]
315
(Tra
nsla
tion
) La
mbe
rt C
olla
bora
tion
Agr
eem
ent
1 (f
inal
)
5
1.2
1.
3
1.4
1.
5
1.6
1.
7
1.8
1.
9
[1
.10
1.
11
]
[
]
1994
(Tra
nsla
tion
) La
mbe
rt C
olla
bora
tion
Agr
eem
ent
1 (f
inal
)
6
2.
2.
1 [
] [
] [
] [
] 8
9
2.
2 [
] [
]
[]
[]
2.
3 [
] [
]
2.
4
2.
5
2.
6 [
] [
] 7
[
7[3
] ]
2.
7 [
] [
] [
] [
]
2.
8 [
] [
] [
] [
] [
] [
] [
]
2.9
[]
[]
[]
[]
[]
[]
[]
[]
316
(Tra
nsla
tion
) La
mbe
rt C
olla
bora
tion
Agr
eem
ent
1 (f
inal
)
7
2.8
[]
[]
2.
10
[]
2.
11
[]
[2
.10
[30]
]
[2
.11
2.
11.1
2.11
.2
1.
1 2.
11.3
10
.1]
2.
14
[
]
3
. [
]
3.1
[]
[]
[]
[30]
[60
] [9
0]
1
3.
2
3.
3
[3
[4]
] [1
998
2013
]
(Tra
nsla
tion
) La
mbe
rt C
olla
bora
tion
Agr
eem
ent
1 (f
inal
)
8
3.
4 [
] [
]
4.
4.
1
4.
2
4.
3
4.
4
4.
5 4
4.6
[]
[]
5.
5.
1
317
(Tra
nsla
tion
)
Lam
bert
Col
labo
ratio
n Agr
eem
ent
1 (f
inal
)9
5.2
5.1.
1
5.1.
2
5.2
[30]
[60
] [9
0]
5.2.
1
[●
5.2.
2.
[15]
[3
0]
[
]
5.3
6.
6.1
[]
5[
[3]
[5]
[7]
[10]
]
6.2
6.2.
1
(Tra
nsla
tion
)
Lam
bert
Col
labo
ratio
n Agr
eem
ent
1 (f
inal
)10
6.2.
2
6.2.
3
6.2.
4
6.2.
5 20
0020
04
6.2.
6
6.3
6.3.
1 [
] 5.
2
6.3.
2
6.4
6.5
[
]
6.6
2000
2004
318
(Tra
nsla
tion
) La
mbe
rt C
olla
bora
tion
Agr
eem
ent
1 (f
inal
)
11
[10]
20
0020
04
[
2000
2004
6.
6.1
6.6
10
6.6.
2 20
0020
04
]
6.
7
6.
8 [
] [
]
7
.
7.1
[[
]
7.1
7.
2 [
7.1
] [
6.6
] 7.
37.
47.
8
(Tra
nsla
tion
) La
mbe
rt C
olla
bora
tion
Agr
eem
ent
1 (f
inal
)
12
7.
3 7.
7.1
[]
7.3.
1
7.3.
2
7.3.
3
7.3.
4
7.3.
5
7.
36
7.
4 7.
7.3
6
7.
5 7.
77.
8[
6.6
] 7.
37.
4
7.5.
1
7.5.
2
7.
6 7.
77.
8
[]
[]
[●[
] ]
7.
7 7.
8
319
(Tra
nsla
tion
) La
mbe
rt C
olla
bora
tion
Agr
eem
ent
1 (f
inal
)
13
7.
7.1
7.3
●[]
7.
7.2
7.4
●[]
7.
7.3
[[
] ]
7.
8
7.
8.1
7.
8.2
7.
8.3
[]
7.9
8
.
[3]
[6]
9
.
9.1
9.1.
1 [3
0] [
60]
[90]
9.
1.2
9.
1.3
5[7]
[9.2
[3]
[6]
(Tra
nsla
tion
) La
mbe
rt C
olla
bora
tion
Agr
eem
ent
1 (f
inal
)
14
[3]
9.
3 [
9.6
9.7
[3]
9.
4 1
34
9.5
56
78
9.4
9.5
9.6
9.7
9.8
10
66.
1
9.5
89.
19.
29.
3
9.5.
1 5
9.5.
2 9.
14.
6
9.
6 [
] 9.
2[
9.3
]
9.
7 9.
19.
2[
9.3
]
3
9.
8
1
0.
10
.1
:
320
(Tra
nsla
tion
)
15
2
10.2
[
]
10.3
10.4
10.5
10.6
[]
(Tra
nsla
tion
)
16
10. 7
10.8
10.9
6.
719
99
10.1
0
10.1
1
[14]
[
] [
] [1
4]
[14]
10
.10
10.1
1
10.1
2 5
10.1
3 6
10.1
4 1
JPEG
[
]
[10.
15
]
321
(Tra
nsla
tion
)
17
[
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
.
……
……
……
……
……
……
……
……
……
……
……
…..
…
……
……
……
……
……
……
……
……
……
……
……
]
(Tra
nsla
tion
)
18
1
322
(Tra
nsla
tion
)
21
4
1. 2.go
od s
cien
tific
pra
ctic
es
3.go
od s
cien
tific
pra
ctic
es
4.
5. 6.[3
0]
(Tra
nsla
tion
)
22
5
1.
1.1
2010
1.2
2010
12
6
1.3
1.1
1.2
2010
72
9
1.4
1.3
1.5
1.6
1.7
1.8
2.20
108
4
3.2
4.
324
(Tra
nsla
tion
)
23
6
1.
1.1
1.2
1.3
1.4
1.5
1.6
1
1.7
[]
2.1
3.1
24
56
Dat
aPr
oces
sor
Proc
ess
Pers
onal
Dat
aPr
oces
sing
Dat
a Sub
ject
s
4.
(Tra
nsla
tion
)
24
5.1
4
6.
1.
1.1
1998
1.2
1.3
1.4
1.5
1.6
1
1.7
[]
2.1
325
(Tra
nsla
tion
)
25
3.1
24
56
Dat
aPr
oces
sor
Proc
ess
Pers
onal
Dat
aPr
oces
sing
Dat
a Sub
ject
s
4. 5.1
4
(Tra
nsla
tion
)
26
[7
]
1
1.
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2. 3.
2 –
1.20
15
2.20
151
24
326
(Tra
nsla
tion
)
27
3.1
2
4.3
5. 6. 7. 8. 9.8
[3
–
[]
]
(Tra
nsla
tion
)
28
_ ___
____
____
____
____
____
201[
]
(1)
[]
(2)
[]
2
327
(Tra
nsla
tion
)
29
20
1●
●●
(1)
[]
[]
(2)
[ [
] [
] [
] ]
[]
[]
[]
[ [
] [
NH
S]
] [
]
[]
[
]
1.
1.1
56
[[
] [
] [
]
10.8
(Tra
nsla
tion
)
30
[]
[]
9.2
[[
] ]
[]
[
]
1998
EU20
0020
00EU
2003
EC
[
]
[
[]
]
1
[
[]
]
[
[3
328
(Tra
nsla
tion
)
31
] ]
4
2.14
[]
9.2
[]
2.1
2[
]
(Tra
nsla
tion
)
32
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
[1.1
0
[]
1994
329
(Tra
nsla
tion
)
33
1.1 1
]
2.
2.1
[]
[]
[]
[]
89
2.2
[]
[]
[]
[]
2.3
[]
[]
2.4
2.5
2.6
[]
[]
7[
7[3
] ]
2.7
[]
[]
[]
[]
2.8
[]
[]
[]
[]
[]
[]
[]
(Tra
nsla
tion
)
34
2.9
[]
[]
[]
[]
[]
[]
[]
[]
2.8
[]
[]
2.10
[]
2.11
[
]
[2.1
2 [3
0]
]
[2.1
3
2.11
.1
2.11
.2
2.11
.3
10.1
]
2.14
[]
3.
[]
3.1
[]
[]
[]
[30]
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330
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tion
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35
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4
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36
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5.
5.1
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331
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40
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3
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333
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334
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10.7
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719
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4.
5. 6.[3
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(Tra
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2010
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6
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1.3
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338
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51
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2.1
3.1
24
56
Dat
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Proc
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Pers
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Dat
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oces
sing
Dat
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ject
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4.
(Tra
nsla
tion
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52
5.1
4
6.
1.
1.1
1998
1.2
1.3
1.4
1.5
1.6
1
1.7
[]
2.1
339
(Tra
nsla
tion
)
53
3.1
24
56
Dat
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Proc
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Pers
onal
Dat
aPr
oces
sing
Dat
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ject
s
4. 5.1
4
(Tra
nsla
tion
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54
[7
]
1
1.
1.12
1.13
1.14
1.15
1.16
1.17
1.18
1.19
1.20
1.21
1.22
2. 3.
2 –
10.
2015
11.
2015
12
4
340
(Tra
nsla
tion
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57
_ ___
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1.1
56
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10.8
342
(Tra
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tion
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59
[]
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9.2
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[]
[
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1998
EU20
0020
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2003
EC
[
]
[
[]
]
1
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[]
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[
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(Tra
nsla
tion
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9.2
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2.1
2[
]
343
(Tra
nsla
tion
)
61
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
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[]
1994
(Tra
nsla
tion
)
62
1.1 1
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2.
2.1
[]
[]
[]
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89
2.2
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2.3
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2.4
2.5
2.6
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7[3
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2.7
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2.8
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[]
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[]
[]
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344
(Tra
nsla
tion
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63
2.9
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2.8
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2.10
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0]
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[]
3.1
[]
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[30]
[60
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0]
1
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(Tra
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64
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820
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4.
4.1
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4
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345
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tion
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5.
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346
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(Tra
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7.2
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347
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348
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9.7
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9.2
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3]
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9.8
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tion
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72
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10.3
10.4
10.5
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349
(Tra
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tion
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73
10.7
10.8
10.9
6.
719
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350
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77
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78
4
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4.
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352
(Tra
nsla
tion
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79
5
1.
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2010
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12
6
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1.1
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72
9
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1.5
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4
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4.
(Tra
nsla
tion
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80
6
1.
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1.2
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1.4
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1
1.7
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2.1
3.1
24
56
Dat
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Proc
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Pers
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Dat
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oces
sing
Dat
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4.
353
(Tra
nsla
tion
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81
5.1
4
6.
1.
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1998
1.2
1.3
1.4
1.5
1.6
1
1.7
[]
2.1
(Tra
nsla
tion
)
82
3.1
24
56
Dat
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4. 5.1
4
354
(Tra
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83
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]
1
1.
1.23
1.24
1.25
1.26
1.27
1.28
1.29
1.30
1.31
1.32
1.33
2. 3.
2 –
19.
2015
20.
2015
12
4
(Tra
nsla
tion
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84
21.
12
22.
3
23.
24.
25.
26.
27.
8
[3
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355
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nsla
tion
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85
[8
]
(Tra
nsla
tion
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86
____
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201[
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4
356
(Tra
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87
20
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1.
1.1
56
[[
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10.8
(Tra
nsla
tion
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88
[]
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[]
9.2
[[
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[]
[
]
1998
EU20
0020
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2003
EC
[
] 1
[
[]
]
357
(Tra
nsla
tion
)
89
[
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4
2.14
[]
9.2
[]
2.1
(Tra
nsla
tion
)
90
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
[1.1
0
2[
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1994
358
(Tra
nsla
tion
)
91
1.1 1
]
2.
2.1
[]
[]
[]
[]
89
2.2
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[]
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[]
2.4
2.5
2.6
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2.7
[]
[]
[]
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[]
[]
[]
[]
[]
[]
(Tra
nsla
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92
2.9
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0]
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1
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359
(Tra
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93
[19 9
820
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3.4
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4.3
4.4
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(Tra
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360
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2004
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361
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364
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nsla
tion
)
106
4
1. 2.go
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cien
tific
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ctic
es
3.go
od s
cien
tific
pra
ctic
es
4.
5. 6.[3
0]
366
(Tra
nsla
tion
)
107
5
1.
1.1
2010
1.2
2010
12
6
1.3
1.1
1.2
2010
72
9
1.4
1.3
1.5
1.6
1.7
1.11
2.20
108
4
3.2
4.
(Tra
nsla
tion
)
108
6
1.
1.1
1.2
1.3
1.4
1.5
1.6
1
1.7
[]
2.1
3.1
24
56
Dat
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oces
sor
Proc
ess
Pers
onal
Dat
aPr
oces
sing
Dat
a Sub
ject
s
4.
367
(Tra
nsla
tion
)
109
5.1
4
6.
1.
1.1
1998
1.2
1.3
1.4
1.5
1.6
1
1.7
[]
2.1
(Tra
nsla
tion
)
110
3.1
24
56
Dat
aPr
oces
sor
Proc
ess
Pers
onal
Dat
aPr
oces
sing
Dat
a Sub
ject
s
4. 5.1
4
368
(Tra
nsla
tion
)
111
[7
]
1
1.
1.34
1.35
1.36
1.37
1.38
1.39
1.40
1.41
1.42
1.43
1.44
2. 3.
2 –
28.
2015
29.
2015
12
4
(Tra
nsla
tion
)
112
30.
12
31.
3
32.
33.
34.
35.
36.
8
[3
–
[]
]
369
(Tra
nsla
tion
)
113
____
____
____
____
____
____
201[
]
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[]
(2)
[]
4
A
(Tra
nsla
tion
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114
20
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[]
[]
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[ [
] [
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] ]
[]
[]
[]
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] [
NH
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]
[]
[
]
1.
1.1
56
[[
] ]
[]
[]
10
.8
370
(Tra
nsla
tion
)
115
[]
[
]
[
[]
]
[ [
] [
] [
]
] [
]
[]
[9.
2]
[[
] ]
[]
[]
[
]
1998
EU20
0020
00EU
2003
EC
(Tra
nsla
tion
)
116
1
[
[]
]
[
[3
] ]
4
[
[]
]
[]
[ [
] [
] [
]
] [
]
371
(Tra
nsla
tion
)
117
1.2
1.3
2.14
[]
9.2
[]
2.1
2[
]
[]
[[
] ]
]
1994
(Tra
nsla
tion
)
118
1.4
1.5
1.6
1.7
1.8
1.9
[1.1
0
1.11
]
2.
2.1
[]
[]
[]
[]
89
2.2
[]
[]
[]
[]
2.3
[]
[]
372
(Tra
nsla
tion
)
119
2.4
2.5
2.6
[]
[]
7[
7[3
] ]
2.7
[]
[]
[]
[]
2.8
[]
[]
[]
[]
[]
[]
[]
2.9
[]
[]
[]
[]
[]
[]
[]
[]
2.8
[]
[]
2.10
[]
2.11
[
]
[2.1
2 [3
0]
]
[2.1
3
2.13
.1
(Tra
nsla
tion
)
120
2.13
.2
1.3
2.13
.3
10.1
]
2.14
[]
3.
[]
3.1
[]
[]
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[30]
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] [9
0]
1
3.2
3.3
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[4]
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998
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3.4
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[]
4.
4.1
4.2
373
(Tra
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tion
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121
4.2.
1
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4.3.
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4.4
4.5
4
4.6
4.7
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(Tra
nsla
tion
)
122
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4.8
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4.9
4.6
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4.
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374
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tion
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123
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5.
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(Tra
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124
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6
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375
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tion
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125
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2004
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610
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(Tra
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126
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7.
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2
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3
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4
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6
376
(Tra
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tion
)
127
7.4
7.7.
36
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7.3
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1
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2
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2
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3
7.9
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] [
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)
128
7.10
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7.10
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]
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9.
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2
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1
377
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129
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3
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1
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9.5.
3
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3]
9.7
9.1
9.2
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3]
3
9.8
10
.
10.1
:
2
(Tra
nsla
tion
)
130
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[
]
10.3
10.4
10.5
10.6
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10.7
10.8
10.9
6.
719
99
378
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nsla
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131
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(Tra
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)
132
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……
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379
(Tra
nsla
tion
)
135
[3
]
(Tra
nsla
tion
)
136
4
1. 2.go
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cien
tific
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3.go
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tific
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es
4.
5. 6.[3
0]
381
(Tra
nsla
tion
)
137
5
1.
1.1
2010
1.2
2010
12
6
1.3
1.1
1.2
2010
72
9
1.4
1.3
1.5
1.6
1.7
1.12
2.20
108
4
3.2
4.
(Tra
nsla
tion
)
138
6
1.
1.1
1.2
1.3
1.4
1.5
1.6
1
1.7
[]
2.1
3.1
24
56
Dat
aPr
oces
sor
Proc
ess
Pers
onal
Dat
aPr
oces
sing
Dat
a Sub
ject
s
4.
382
(Tra
nsla
tion
)
139
5.1
4
6.
1.
1.1
1998
1.2
1.3
1.4
1.5
1.6
1
1.7
[]
2.1
(Tra
nsla
tion
)
140
3.1
24
56
Dat
aPr
oces
sor
Proc
ess
Pers
onal
Dat
aPr
oces
sing
Dat
a Sub
ject
s
4. 5.1
4
383
(Tra
nsla
tion
)
141
[7
]
1
1.
1.45
1.46
1.47
1.48
1.49
1.50
1.51
1.52
1.53
1.54
1.55
2. 3.
2 –
37.
2015
38.
2015
12
4
(Tra
nsla
tion
)
142
39.
12
40.
3
41.
42.
43.
44.
45.
8
[3
–
[]
]
384
(Tra
nsla
tion
)
143
[8
[]
[]
]
(Tra
nsla
tion
)
144
___ _
____
____
____
____
____
201[
]
(1)
[]
(2)
[]
5
385
(Tra
nsla
tion
)
145
20
1●
●●
(1)
[]
[]
(2)
[ [
] [
] [
] ]
[]
[]
[]
[ [
] [
NH
S]
] [
]
[]
1.
1.1
10.8
[]
[]
9.2
[[
] ]
[]
(Tra
nsla
tion
)
146
[
]
1998
EU20
0020
00EU
2003
EC 1 3
386
(Tra
nsla
tion
)
147
1.2
1.3
1.4
2.14
[]
9.2
[]
2.1
2
[]
[]
1994
(Tra
nsla
tion
)
148
1.5
1.6
1.7
1.8
1.9
2.
2.1
[]
[]
89
2.2
[]
[]
[]
[]
2.3
[]
[]
2.4
2.5
387
(Tra
nsla
tion
)
149
2.6
[ [
] [
] 6
[
63
] ]
2.7
[]
[]
[]
[]
2.8
[]
[]
[]
[]
[]
[]
[]
2.9
[]
[]
[]
[]
[]
[]
[]
[]
2.8
[]
[]
2.10
[]
2.11
[
]
2.12
3.
3.1
[]
[]
[30]
[60
] [9
0]
1
3.2
3.3
[3
[4]
]
(Tra
nsla
tion
)
150
[199
820
13]
3.4
[]
4.
4.1
4.2
4.3
4.4
4.5
4
4.6
4.7
388
(Tra
nsla
tion
)
151
6.
6.1
5[
[3]
[5]
[7]
[10]
]
6.2
6.2.
1
6.2.
2
6.2.
3
6.2.
4
6.2.
5 20
0020
04
6.2.
6
6.3
6.4
2000
2004
(Tra
nsla
tion
)
152
[10]
20
0020
04
[
2000
2004
6.4.
1 6.
410
6.4.
2 20
0020
04
]
6.5
6.6
[]
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]
7.
7.1
[[
]
7.1
[7.
10]
7.2
[7.
1]
[7.
10]
[6.
6]
7.3
7.4
7.8
389
(Tra
nsla
tion
)
153
7.3
7.7.
1[
]
7.3.
1
7.3.
2
7.3.
3
7.3.
4
7.3.
5 7.3
6
7.4
7.7.
35
7.5
7.7
7.8
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6]
7.3
7.4
7.5.
1
7.5.
2
7.6
7.7
7.8
[]
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] ]
7.7
7.8
(Tra
nsla
tion
)
154
7.7.
1 7.
3●[
]
7.7.
2 7.
4●[
]
7.8
7.8.
1
7.8.
2
7.8.
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]
7.9
7.10
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] [
7.10
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7.10
.2
]
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[3]
[6]
9.
9.1
9.1.
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0] [
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[90]
9.1.
2
390
(Tra
nsla
tion
)
155
9.1.
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7]
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9.3
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59.
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13
45
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49.
59.
69.
710
55.
1
9.6
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3]
9.6
9.1
9.2
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3]
3
9.7
10
.
10. 1
:
(Tra
nsla
tion
)
156
2
10.2
[
]
10.3
10.4
10.5
10.6
10.7
391
(Tra
nsla
tion
)
157
10.8
10.9
6.
519
99
10.1
0
10.1
1
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] [
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4]
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15
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158
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392
(Tra
nsla
tion
)
161
3
1. 2.go
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cien
tific
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ctic
es
3.go
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cien
tific
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ctic
es
4.
5. 6.[3
0]
(Tra
nsla
tion
)
162
4
1.
1.1
2010
1.2
2010
12
6
1.3
1.1
1.2
2010
72
9
1.4
1.3
1.5
1.6
1.7
1.13
2.20
108
4
3.2
4.
394
(Tra
nsla
tion
)
163
5
1.
1.1
1.2
1.3
1.4
1.5
1.6
1
1.7
[]
2.1
3.1
24
56
Dat
aPr
oces
sor
Proc
ess
Pers
onal
Dat
aPr
oces
sing
Dat
a Sub
ject
s
4.
(Tra
nsla
tion
)
164
5.1
4
6.
1.
1.1
1998
1.2
1.3
1.4
1.5
1.6
1
1.7
[]
2.1
395
(Tra
nsla
tion
)
165
3.1
24
56
Dat
aPr
oces
sor
Proc
ess
Pers
onal
Dat
aPr
oces
sing
Dat
a Sub
ject
s
4. 5.1
4
(Tra
nsla
tion
)
166
[6
]
1
1.
1.56
1.57
1.58
1.59
1.60
1.61
1.62
1.63
1.64
1.65
1.66
2. 3.
2 –
46.
2015
47.
2015
12
4
396
(Tra
nsla
tion
)
167
48.
12
49.
3
50.
51.
52.
53.
54.
8
[3
–
[]
]
(Tra
nsla
tion
)
168
___ _
____
____
____
____
____
201[
]
(1)
[]
(2)
[]
6
397
(Tra
nsla
tion
)
169
20
1●
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(1)
[]
[]
(2)
[ [
] [
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] ]
[]
[]
[]
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] [
NH
S]
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]
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(B)
(C)
1
(D)
1.
1.1
56
[[
] [
] [
]
10.8
(Tra
nsla
tion
)
170
[]
[
]
[]
[[
] ]
[]
9.2
[]
[
]
1998
EU20
0020
00EU
2003
EC
398
(Tra
nsla
tion
)
171
1 4
201
3
[]
2
[]
9.2
2.14
10.8
2.1
2
(Tra
nsla
tion
)
172
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2.
1994
399
(Tra
nsla
tion
)
173
2.1
[]
[]
[]
[]
89
2.2
[]
[]
2
2.3
[]
[]
[2
]
2.4
2.5
2.6
[]
[]
7[
73
]
2.7
[]
[]
[2
] [
] [
]
2.8
[]
[]
[]
[]
[]
[]
[]
2.9
[]
[]
[]
[]
[]
[]
[]
[]
2.8
[]
[]
(Tra
nsla
tion
)
174
2.10
2.11
[]
2.12
[
]
2.13
30
2.14
2.14
.1
2.14
.2
1.4
2.14
.3
10.1
2.15
[]
3.
[]
3.1
[2
] [
] [
] [
] [3
0] [
60]
[90]
1
3.2
3.3
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[4]
] [1
998
2013
]
400
(Tra
nsla
tion
)
175
3.4
2[]
[]
4.
4.1
4.2
4.3
4.4
4.5
4
4
4.6
4.7
[
(Tra
nsla
tion
)
176
]
4.8
[]
4.9
4.9
4.6
[]
[]
[]
[]
[]
5.
5.1
5.2
5.1.
1
5.1.
2
5.2
5.3
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[60
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0]
5.2.
1
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5.2.
2.
[]
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0]
[]
401
(Tra
nsla
tion
)
177
5.3
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0]
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0]
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] [9
0]
5.4
6.
6.1
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] [7
] [1
0]
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6.2
6.2.
1
6.2.
2
(Tra
nsla
tion
)
178
6.2.
3
6.2.
4
6.2.
5 20
0020
04
6.2.
6
6.3
6.3.
1 [
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2
6.3.
2
6.4
6.5
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]
6.6
2000
2004
[10]
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