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 НАСТАНОВА  ЛІКАРСЬКІ ЗАСОБИ ФАРМАЦЕВТИЧНА РОЗРОБКА (ICH Q8) СТ - Н МОЗУ 42 -3.0:2011  Видання офіційне Київ Міністерство охорони здоров'я України 2011  

42 3-0-2011 Farmacevtichna Rozrobka

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  • (ICH Q8)

    - 42-3.0:2011

    '

    2011

  • (ICH Q8)

    - 42-3.0:2011

    '

    2011

  • - 42-3.0:2011

    II

    1

    2

    3

    4

    : - ( )

    - : . , - . ( ); . , . . ; . , - . ; . , . . ; . , . . ; .

    :

    : -' 03.10.2011 634

    - (European Medicines Agency) ICH: EMEA/CHMP/167068/2004 ICH. Part I: Note for Guidance on Pharmaceuti-cal Development (ICH Topic Q 8 (R2) Pharmaceutical Development). Part II: Annex to Note for Guidance on Pharmaceutical Development (ICH Topic Q 8

    Annex Pharmaceutical Development), June 2009

    (EMEA/CHMP/167068/2004 ICH. I: - (ICH Topic Q 8 (R2) ). II: (ICH Topic Q 8 ), 2009)

    (MOD)

    (en)

    ' , 2011

  • - 42-3.0:2011

    III

    . ................................................................................... V .................................................................................... 1 ............................................................................... 2 .................................................................. 3 .............................................................................. 5 I. ............................. 6 1. ............................................................................................... 6

    1.1. ............................................................................... 6 1.2. ....................................................................... 6

    2. ....................................................................... 6 2.1. ............................................. 8

    2.1.1. ............................................................. 8 2.1.2. ........................................................... 9

    2.2. ...................................................................... 9 2.2.1. ................................................................... 9 2.2.2. ............................................................................. 10 2.2.3. - .......................... 10

    2.3. .................................................... 11 2.4. / .............................. 12 2.5. ......................................................... 13 2.6. ....................................................................................... 13

    II. ....... 14 1. ............................................................................................... 14 2. .................................................... 15

    2.1. ............................................. 16 2.2. ........................................................... 16 2.3. : (CQAs) ..................................................................

    17 2.4. ..................................................... 17

    2.4.1. ................................................................ 17 2.4.2. ....................................................................

    18

    2.4.3. () ..... 18 2.4.4. ................................................

    18

    2.4.5. .......................................

    19

    2.4.6. ..... 19 2.5. ........................................................................ 19 2.6. ............................................................................................

    21

  • - 42-3.0:2011

    IV

    3. (CTD) ...........................................................................................................

    21 3.1. ...................................................................................................

    22

    3.2. ...................................................... 22 3.3. ........................................................................ 22 3.4. ......................................... 22

    1 ........................... 23 2 ............................................................ 25 ......................................................... 31

  • - 42-3.0:2011

    V

    ( en) - (European Medicines Agen-cy) EMEA/CHMP/167068/2004 ICH. Part I: Note for Guidance on Pharma-ceutical Development (ICH Topic Q 8 (R2) Pharmaceutical Development). Part II: Annex to Note for Guidance on Pharmaceutical Development (ICH Topic Q 8

    Annex Pharmaceutical Development), June 2009 (EMEA/CHMP/167068/2004 ICH. I: (ICH Topic Q 8 (R2) ). II: (ICH Topic Q 8 -), 2009) [1,2].

    , , .

    , . . EMEA/CHMP/167068/2004 ICH () CPMP/QWP/155/96 Note for Guidance on Development Pharmaceutics ( - ) CPMP/QWP/054/98 Decision Trees for the Selection of Sterilisation Methods. Annex to Note for Guidance on Development Pharmaceu-

    tics (CPMP/QWP/155/98) ( . (CPMP/QWP/155/98) [3,4]. EMEA/CHMP/167068/2004 ICH [1,2]. - 42-3.1:2004 . -. [5], -: CPMP/QWP/155/96 CPMP/QWP/054/98 [3,4]. - , 42-3.1:2004 [5].

    , - -. , ; N.

    : 1.5-2003

    . , , [6], 42-1.0:2005 . . [7]; ICH Q8;

    , -, , , , , , : 1.5-2003 . , ,

  • - 42-3.0:2011

    VI

    [6] 1.7-2001 - . - [8]; -, EMEA/CHMP/167068/2004 ICH [1,2]. - ;

    3 Glossary I 4 Glossary II EMEA/CHMP/167068/2004 ICH [1,2]. ; , 3 Glossary - I 4 Glossary II EMEA/CHMP/167068/2004 ICH [1,2]. - ; , - ;

    ICH - , , 5 ICH, ;

    - , [9,10], [11,18], ( 2 42-4.0:2011 . ) [12,17];

    - ; ICH CPMP/ICH, 5 ICH. ICH - , 5 ICH, - ;

    ICH / : - -;

    * 1 ; - : , , .

    :

    (marketing plication) ( );

    (MA dossier dossier for marketing authorisation) ( );

  • - 42-3.0:2011

    VII

    (plication) ( ); -

    , -

    , N.

    , , ;

    - CTD (, 3.2..1) . 3.2..1 - 3 CTD;

    . 1.1 I - (CTD) , - , ;

    . 1.2 I ICH M4 (. 4 /ICH/2887/99 (ICH Topic M 4) ), 5 ICH ;

    . 2.2.3 I : ... , - , , - 2.9.18 -: ... , - ;

    II (ICH Q8) - II I ; : II , - ICH Q8 I ;

    II (, CQA) : (CQA);

    . 2.1 II : - , ,

    , N (,

    , ), - , - , ;

    . 2.5 II GMP - - 42-4.0:2011 . ;

  • - 42-3.0:2011

    VIII

    . 2.6 II

    N;

    - CTD ICH ; , -, .2.1, .2.2, and P.2.3 3.2..2.1, 3.2..2.2 3.2.P.2.3 (. . 3.1 .);

    1 1.1; 2 : 2.1, 2.0 2.3; 1 2 , - (, 2 1 2.1); , - ;

    2.0 2.3 - ;

    N. -

    , 3 CTD, - ( ), , GMP.

    - ; . - ( ICH) - . - -. Doc. Ref. EMEA/P/24143/2004 Procedure for European Union guidelines and related documents within pharmaceutical legislative framework ( - - ) [13].

    -, EMEA/CHMP/167068/2004 ICH. Part I: Note for Guidance on Pharmaceutical Development (ICH Topic Q 8 (R2) Pharma-

    ceutical Development). Part II: Annex to Note for Guidance on Pharmaceutical Development (ICH Topic Q 8 Annex Pharmaceutical Development) [1,2].

  • - 42-3.0:2011

    1

    (ICH Q8)

    (ICH Q8)

    MEDICINAL PRODUCTS

    Pharmaceutical Development (ICH Q8)

    2011-10-03

    () , - 3 CTD.

    , , .

    , 3 CTD, - , - .

    ( ), , - 3 CTD , - , , - 3 CTD - () , - GMP, - .

    - , 3 CTD, , - , GMP.

  • - 42-3.0:2011

    2

    : . . 2001 . . . 1. 2004 . . . 2. 2008 . . . 3. 2009 . . . 4. 20011 . 42-3.2:2004 . . -

    : - 42-4.0:2011 . 42-4.2:2011 . -

    (ICH Q9) - 42-4.3:2011 .

    (ICH Q10) European Pharmacopoeia. 7

    th Edition. European Directorate for the Quality of

    Medicines (EDQM). Council of Europe, 67075 Strasbourg Cedex, France 2010 PMP/ICH/365/96 (ICH Topic Q6) Note for Guidance on Specifications:

    Test Procedures and Acceptance Criteria for Biotechnological/Biological roducts, 1999

    /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifications: Test Procedures and Acceptance Criteria for New Drug Substances and New Drug

    Products: Chemical Substances, 2000

    /ICH/2887/99 (ICH Topic 4) Common Technical Document for the Registration of Pharmaceuticals for Human Use: Organisation of Common Tech-

    nical Document, 2004

    /ICH/2887/99 Quality (ICH Topic 4 Q) Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality Overall

    Summary of Module 2 and Module 3: Quality, 2003

    /ICH/2887/99 Safety (ICH Topic 4 S) Common Technical Docu-ment for the Registration of Pharmaceuticals for Human Use: Nonclinical Oberview

    and Nonclinical Summaries of Module 2 and Organisation of Module 4, 2003

    /ICH/2887/99 Efficacy (ICH Topic 4 E) Common Technical Document for the Registration of Pharmaceuticals for Human Use: Clinical ober-

    view and Clinical summary of Module 2 and Module 5: Study reports, 2003

    CPMP/EWP/QWP/1401/98 Guideline on the Investigation of Bioequiva-

    lence, 2010 EudraLex. The Rules Governing Medicinal Products in the European Un-

    ion. Volume 4. EU Guidelines to Good Manufacturing Practice Medicinal Prod-ucts for Human and Veterinary Use

    http://ec.europa.eu/health/documents/eudralex/vol-4/index en.htm

    EMA/INS/GMP/79766/2011 Quality Risk Management (ICH Q9), 2011

    EMA/INS/GMP/79818/2011 Pharmaceutical Quality System (ICH Q10), 2011

    -.

  • - 42-3.0:2011

    3

    1

    , , -

    N.

    ,

    , [1,2,9,10,17,18,19]

    (. ).

    (real time release testing, [2])

    / , - - .

    (proven acceptable range, [2]) , -

    ( ) , .

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    N -

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    , , .

    (critical quality attribute CQA, [2]) , , -

    , , .

    (drug product; medicinal product, [9,10]) , -

    [9].

    - ( -

    )N,

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    . -

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    1 3 Glossary I

    4 Glossary II EMEA/CHMP/167068/2004 ICH [1,2].

  • - 42-3.0:2011

    4

    (material, [12,17]) , ( , ,

    ), , , - .

    ; (formal ex-perimental designs; design of experiments, [1])

    , ' , , , - . ( ).

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    , ), , - . . , , . ; ' .

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    (process robustness [1]) ,

    . (control strategy, [2,16,19]) ,

    , . -, , , , , , .

    . EMA/INS/GMP/79818/2011

    Pharmaceutical Quality System (ICH Q10). . 42-4.3:2004 -

    . (ICH Q10)N.

    (quality risk management, [11,18]) , , -

    - .

  • - 42-3.0:2011

    5

    (quality target product profile QTPP, [2])

    , - .

    (quality, [1,14,15]) -

    . , , -.

    . /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifications: Test Procedures and Acceptance Criteria for New Drug

    Substances and New Drug Products: Chemical Substances. . 42-3.2:2004 . . :

    N.

    (quality by design QbD, [2]) ,

    , - , - .

    CPMP CHMP

    Committee for Medicinal Products for Human Use ( )

    CTD Common Technical Document ( -)

    CPP critical process parameter ( ) CQA critical quality attribute ( )

    European Medicines Agency ( - )

    FMEA failure mode effects analysis ( ) GMP good manufacturing practice ( ) ICH International Conference on Harmonisation of Technical Re-

    quirements for Registration of Pharmaceuticals for Human Use

    ( )

    NIR near infrared ( ) process analytical technologies (-

    ) QbD quality by design ( ) QTPP quality target product profile ( -

    )

  • - 42-3.0:2011

    6

    I 1.

    1.1. . 3.2..2 (-

    ) - (CTD) ICH M4 (. -)N.1

    , (. EMA/INS/GMP/79766/2011 Quality Risk Management (ICH Q9) - - 42-4.2:2011N) . , 2 . , - - . , . - - .

    1.2. , . 3.2..2

    ( ) 3 - (CTD) (. 4 - /ICH/2887/99 (ICH Topic M 4) ). , . . - . - , .

    2.

    , - . , - ,

    1 (CTD)

    26.08.2005 426, - 19.09.2005 1069/11349.

    2 , , -

    .

  • - 42-3.0:2011

    7

    , , .

    , -, . , ; , . - . -, , . ' . - . - , , - .

    , -, . - , . , .

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    , - , - , . , . - . - , , :

    , ' (- );

    - ;

    ; , ,

    . -

  • - 42-3.0:2011

    8

    , . , , - , - (PAT) / . - - .

    . , - - ' , .

    2.1.

    2.1.1. - -

    , - , - , (-, ). - - , , , , , , , . , .

    - - , - . , /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifica-tions: Test Procedures and Acceptance Criteria for New Drug Substances and

    New Drug Products: Chemical Substances 42-3.2:2004N , - (, 3 4 ( 2)). - PMP/ICH/365/96 (ICH Topic Q6)1 Note for Guidance on Specifications: Test Procedures and Acceptance Criteria for Biotechnological / Biological Products. , - - , ( ) (. 3.2.S.4.5 3 CTD).

    -, . 3.2..1 3 CTD. , , .

    1 -

    .

  • - 42-3.0:2011

    9

    2.1.2. , , -

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    , , (. 3.2..4.6 3 - CTD).

    2.2.

    2.2.1.

    , , - . , , .

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    - , (. 3.2..3.2 - 3 CTD); - , , .

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  • - 42-3.0:2011

    10

    . - , , , , , , ; . ( ) in vitro (, ) in vivo (, ), , , , - . 3.2..1 3 CTD. in vitro / in vivo, ( ). - , - . - (-, , , -, ) - .

    2.2.2. , - - , . - , , , . - : 1) , 2) (-, ) 3) . - , (. 3.2..3.2 3 CTD).

    2.2.3. - - -

    , , . .

    , ,

    N . , - - , . . - /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifi-

  • - 42-3.0:2011

    11

    cations: Test Procedures and Acceptance Criteria for New Drug Substances and

    New Drug Products: Chemical Substances

    42-3.2:2004N ( 4 ( 3) -

    7 ( 1)) PMP/ICH/365/96 (ICH Topic Q6)1 Note for Guidance on Specifications: Test Procedures and Acceptance Criteria for Biotechnological / Biological Products. - - . 3.2..8.3 - 3 CTD.

    2.3.

    , - , - . 3.2..3.3 CTD (, - ), . - , -, . , . - , , ( ), - - . , - , . , , - ( ) - (. 3.2..5.6 3 CTD). - , (, -), . , , -; . (, , -, ) , . 3.2..3.3 3 CTD. -, . , - (. 3.2..5.4 3 CTD). , , 1) (, ) (, -), 2) , 3) , 4)

    1 -

    .

  • - 42-3.0:2011

    12

    - (, , - , ). - -, - . . , - - . (, - , ). - ( . EMA/INS/GMP/79766/2011 Quality Risk Management (ICH Q9) - 42-

    4.2:2011N),

    (. EMA/INS/GMP/79766/2011 Quality Risk Manage-ment (ICH Q9) -

    42-4.2:2011N).

    2.4. /

    , , - / -, . 3.2..7 3 CTD. - / - (), , , . . - , . - . , -, , , - ( ), . , - . (, , -, ), , , , , , () .

  • - 42-3.0:2011

    13

    2.5.

    , (. 3.2..2.5 3 CTD) - . , , :

    - (, 8 /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifications: Test Procedures and Acceptance Criteria for New Drug

    Substances and New Drug Products: Chemical Substances -

    42-3.2:2004N PMP/ICH/365/96 (ICH Topic Q6)1 Note for Guidance on Specifications: Test Procedures and Acceptance Criteria for Biotechnological / Biological Products;

    -, , , ;

    / .

    , - , -, -. - , , - , -. , , , , . , - , , , - .

    2.6.

    - , (, , ). . (, , - ).

    1 -

    .

  • - 42-3.0:2011

    14

    II

    1.

    II I ; - , I . , II (QbD). - II ; , , - I (, - ) - . (. EMA/INS/GMP/79766/2011

    Quality Risk Management (ICH Q9) -

    - 42-4.2:2011N) - (. EMA/INS/GMP/79818/2011 Pharma-

    ceutical Quality System (ICH Q10) -

    - 42-4.3:2011N), , .

    - , ,

    . . ; . -, . 1 . ( - ) , , - , - , , (. EMA/INS/GMP/79818/2011 Pharma-

    ceutical Quality System (ICH Q10) - - 42-4.3:2011 . -

    (ICH Q10)N) -

    . . - , .

    .

  • - 42-3.0:2011

    15

    , . ( ), - , , . , , , -.

    , , :

    (QTPP) , , , , - , , ;

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    ;

    . ,

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    , , - (CQAs) ;

    o , - - (CQAs) ;

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    (.

    EMA/INS/GMP/79818/2011 Pharmaceutical Quality System (ICH Q10) - 42-4.3:2011

    . (ICH

    Q10)N).

    2.

    ,

  • - 42-3.0:2011

    16

    . .

    2.1.

    - .

    -:

    , , - , ;

    () ;

    / ;

    ,

    , ,

    N (, , ) -

    , ;

    (, , -, ), - .

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    (CQA) , , , - , . (CQAs), , , , ( ) -.

    (CQAs) , , , , , -. (CQAs) , - , - , . , , - (, - , ).

    - (CQAs) , / -. (CQAs) , - . -

  • - 42-3.0:2011

    17

    (CQAs) . - (CQAs) -, , - .

    2.3. : (CQAs)

    -, (.

    EMA/INS/GMP/79766/2011 Quality Risk Management (ICH Q9) -

    - 42-4.2:2011 -

    . (ICH Q9)N),

    , (CQAs) -. , , - .

    , (, , , ), . . 2. - , , (, - , ). - , . , (, - , , ), .

    2.4.

    ( - ) (. 2).

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    . 2.3, - (CQAs) CQAs, - , . -

  • - 42-3.0:2011

    18

    , , .

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    2.4.2. -

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    2 .

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  • - 42-3.0:2011

    19

    , - , . , , , - , -. / .

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    - . - . 3.2..2 3 CTD , ( ), ( ), / - . , - , , - .

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    - 42-4.2:2011 .

    (ICH Q9)N) , (, ) .

  • - 42-3.0:2011

    20

    - , . (, ) - , .

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    N).

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    . , - , - . - .

    , , ,

  • - 42-3.0:2011

    21

    /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifications: Test Procedures and Acceptance Criteria for New Drug Substances and New Drug

    Products: Chemical Substances 42-3.2:2004 . . -

    : -

    N, PMP/ICH/365/96 (ICH Topic Q6) Note for Guidance on Specifications: Test Procedures and Acceptance Criteria for Biotech-nological/Biological roducts1.

    2.6.

    - (. - EMA/INS/GMP/79818/2011 Pharmaceutical Quality System (ICH Q10) - 42-4.3:2011

    . (ICH

    Q10)N).

    , , , , , . , , - . - - . , , .

    -, .

    N.

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    . 3.2..2 3 CTD. , - , - CTD ; . , . , , (, - , ) (. EMA/INS/GMP/79818/2011 Phar-maceutical Quality System (ICH Q10) -

    1 -

    .

  • - 42-3.0:2011

    22

    - 42-4.3:2011 . -

    (ICH Q10)N).

    3.1.

    - , . . 3.2..2 3 CTD , - . , -, (COAs), 3.2..2.1, 3.2..2.2 3.2.P.2.3. , - , - 3.2.P.2.3.

    3.2.

    , () () () , (3.2.P.3.3). - , - (3.2..3.4). (3.2..2.1, 3.2..2.2 3.2.P.2.3) - , () . - , () (3.2.P.5.6), () - .

    3.3.

    , - (3.2.P.5.6), , . - - - CTD (, ( S), - (3.2..4), (3.2..3.3), (3.2..3.4)).

    3.4.

    (COAs) (COAs) - , - (COAs) (, 3.2..2.1).

  • - 42-3.0:2011

    23

    1 ()

    1.1 , , - , - , - . , ; . 1.1 , - , -. - . - , - 1.1.

    1.1

    ,

    1 2 3

    .

    - - -.

    , ' - - .

    -, - .

    - .

    - (PAT).

    .

    - -.

    -.

    - .

    , , -.

    .

    .

  • - 42-3.0:2011

    24

    1.1

    1 2 3

    - - / .

    ( -).

    .

    - .

    .

    -, -.

    .

    - - .

    - ( ) .

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    -.

  • - 42-3.0:2011

    25

    2 ()

    . , (

    ), , , . , , - (FMEA) , . , , , .

    2.1 (Ishikava Diagram)

  • - 42-3.0:2011

    26

    . 2.0 -

    - Y. 2.0 , ( , , ) - ( ) Y. - . ; , -.

    2.0

    . Initial Moisture Content (IMC) . Mean Particle Size . Temperature (Temp) .

  • - 42-3.0:2011

    27

    . 1:

    (. 2.1) (. 2.1b). 1 2 - , (-, , , ).

    2.1 - (dissolution), . - 80 %.

    2.1b (dissolution) 2.1.

    2.1 - (Design Space) , , - (, > 80 %).

    2.1d - (Design Space) , , - (, > 80 %).

    . . 2.1 - ,

  • - 42-3.0:2011

    28

    . - (, 80 %). - . :

    - 1 46, 2 0 1,5

    - 2 0,8, 1 43 54

    . 2.1c - . . 2.1d - , - .

    - 1 44 53 - 2 0 1,1. . 2.1d ,

    . , ,

    . , - (, , , ) , - . , , - .

  • - 42-3.0:2011

    29

    2: - -. , , - . 2.2 2.2b. 1 2 , (, , , ). . 2.2c - - . - , - .

    2.2 (Dissolution), 1 2.

    2.2b (Friability), 1 2.

    2.2 - (Design Space), - (Friability) (Dissolu-tion).

  • - 42-3.0:2011

    30

    3: - / . 1-2 %. , - .

    2.3

    . Moisture Content . Time (hr) (). Design space lower limit . Design space upper limit . Excessive impurity formation . Excessive particle attrition . Endpoint criterion .

  • - 42-3.0:2011

    31

    ()

    1. EMEA/H/167068/2004 ICH. Part I. ICH Topic Q 8 (R2). Step 5: Note for Guidance on Pharmaceutical Development, 2009

    2. Annex to EMEA/H/167068/2004 ICH. Part II. ICH Topic Q 8 Annex. Step 5: Annex to Note for Guidance on Pharmaceutical Development (EMEA/H/167068/2004), 2009

    3. CPMP/QWP/155/96. Note for Guidance on Development Pharmaceu-tics, 1998

    4. CPMP/QWP/054/98 Corr. Decision Trees for the Selection of Sterilisa-tion Methods. Annex to Note for Guidance on Development Pharmaceutics

    (CPMP/QWP/155/96), 2000

    5. 42-3.1:2004. . . - / . , . , . . , , 2004

    6. 1.5-2003. . , , / . , . , . , . . , , 2003

    7. - 42-1.0:2005. . . / . , . , . . , , 2005

    8. 1.7-2001. . - / . , . , . . , , 2003

    9. CPMP/ICH/2736/99 (ICH Topic Q1A (R2)) Note for Guidance on Stabil-

    ity Testing: Stability Testing of New Drug Substances and Products, 2003

    10. Directive 2001/83/EC of the European Parliament and of the Council of

    6 November 2001 on the Community code relating to medicinal products for hu-

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    _ 42_3.0_2011_1 _ 42_3.0_2011_2