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(ICH Q8)
- 42-3.0:2011
'
2011
(ICH Q8)
- 42-3.0:2011
'
2011
- 42-3.0:2011
II
1
2
3
4
: - ( )
- : . , - . ( ); . , . . ; . , - . ; . , . . ; . , . . ; .
:
: -' 03.10.2011 634
- (European Medicines Agency) ICH: EMEA/CHMP/167068/2004 ICH. Part I: Note for Guidance on Pharmaceuti-cal Development (ICH Topic Q 8 (R2) Pharmaceutical Development). Part II: Annex to Note for Guidance on Pharmaceutical Development (ICH Topic Q 8
Annex Pharmaceutical Development), June 2009
(EMEA/CHMP/167068/2004 ICH. I: - (ICH Topic Q 8 (R2) ). II: (ICH Topic Q 8 ), 2009)
(MOD)
(en)
' , 2011
- 42-3.0:2011
III
. ................................................................................... V .................................................................................... 1 ............................................................................... 2 .................................................................. 3 .............................................................................. 5 I. ............................. 6 1. ............................................................................................... 6
1.1. ............................................................................... 6 1.2. ....................................................................... 6
2. ....................................................................... 6 2.1. ............................................. 8
2.1.1. ............................................................. 8 2.1.2. ........................................................... 9
2.2. ...................................................................... 9 2.2.1. ................................................................... 9 2.2.2. ............................................................................. 10 2.2.3. - .......................... 10
2.3. .................................................... 11 2.4. / .............................. 12 2.5. ......................................................... 13 2.6. ....................................................................................... 13
II. ....... 14 1. ............................................................................................... 14 2. .................................................... 15
2.1. ............................................. 16 2.2. ........................................................... 16 2.3. : (CQAs) ..................................................................
17 2.4. ..................................................... 17
2.4.1. ................................................................ 17 2.4.2. ....................................................................
18
2.4.3. () ..... 18 2.4.4. ................................................
18
2.4.5. .......................................
19
2.4.6. ..... 19 2.5. ........................................................................ 19 2.6. ............................................................................................
21
- 42-3.0:2011
IV
3. (CTD) ...........................................................................................................
21 3.1. ...................................................................................................
22
3.2. ...................................................... 22 3.3. ........................................................................ 22 3.4. ......................................... 22
1 ........................... 23 2 ............................................................ 25 ......................................................... 31
- 42-3.0:2011
V
( en) - (European Medicines Agen-cy) EMEA/CHMP/167068/2004 ICH. Part I: Note for Guidance on Pharma-ceutical Development (ICH Topic Q 8 (R2) Pharmaceutical Development). Part II: Annex to Note for Guidance on Pharmaceutical Development (ICH Topic Q 8
Annex Pharmaceutical Development), June 2009 (EMEA/CHMP/167068/2004 ICH. I: (ICH Topic Q 8 (R2) ). II: (ICH Topic Q 8 -), 2009) [1,2].
, , .
, . . EMEA/CHMP/167068/2004 ICH () CPMP/QWP/155/96 Note for Guidance on Development Pharmaceutics ( - ) CPMP/QWP/054/98 Decision Trees for the Selection of Sterilisation Methods. Annex to Note for Guidance on Development Pharmaceu-
tics (CPMP/QWP/155/98) ( . (CPMP/QWP/155/98) [3,4]. EMEA/CHMP/167068/2004 ICH [1,2]. - 42-3.1:2004 . -. [5], -: CPMP/QWP/155/96 CPMP/QWP/054/98 [3,4]. - , 42-3.1:2004 [5].
, - -. , ; N.
: 1.5-2003
. , , [6], 42-1.0:2005 . . [7]; ICH Q8;
, -, , , , , , : 1.5-2003 . , ,
- 42-3.0:2011
VI
[6] 1.7-2001 - . - [8]; -, EMEA/CHMP/167068/2004 ICH [1,2]. - ;
3 Glossary I 4 Glossary II EMEA/CHMP/167068/2004 ICH [1,2]. ; , 3 Glossary - I 4 Glossary II EMEA/CHMP/167068/2004 ICH [1,2]. - ; , - ;
ICH - , , 5 ICH, ;
- , [9,10], [11,18], ( 2 42-4.0:2011 . ) [12,17];
- ; ICH CPMP/ICH, 5 ICH. ICH - , 5 ICH, - ;
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- 42-3.0:2011
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(plication) ( ); -
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. 1.2 I ICH M4 (. 4 /ICH/2887/99 (ICH Topic M 4) ), 5 ICH ;
. 2.2.3 I : ... , - , , - 2.9.18 -: ... , - ;
II (ICH Q8) - II I ; : II , - ICH Q8 I ;
II (, CQA) : (CQA);
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- 42-3.0:2011
VIII
. 2.6 II
N;
- CTD ICH ; , -, .2.1, .2.2, and P.2.3 3.2..2.1, 3.2..2.2 3.2.P.2.3 (. . 3.1 .);
1 1.1; 2 : 2.1, 2.0 2.3; 1 2 , - (, 2 1 2.1); , - ;
2.0 2.3 - ;
N. -
, 3 CTD, - ( ), , GMP.
- ; . - ( ICH) - . - -. Doc. Ref. EMEA/P/24143/2004 Procedure for European Union guidelines and related documents within pharmaceutical legislative framework ( - - ) [13].
-, EMEA/CHMP/167068/2004 ICH. Part I: Note for Guidance on Pharmaceutical Development (ICH Topic Q 8 (R2) Pharma-
ceutical Development). Part II: Annex to Note for Guidance on Pharmaceutical Development (ICH Topic Q 8 Annex Pharmaceutical Development) [1,2].
- 42-3.0:2011
1
(ICH Q8)
(ICH Q8)
MEDICINAL PRODUCTS
Pharmaceutical Development (ICH Q8)
2011-10-03
() , - 3 CTD.
, , .
, 3 CTD, - , - .
( ), , - 3 CTD , - , , - 3 CTD - () , - GMP, - .
- , 3 CTD, , - , GMP.
- 42-3.0:2011
2
: . . 2001 . . . 1. 2004 . . . 2. 2008 . . . 3. 2009 . . . 4. 20011 . 42-3.2:2004 . . -
: - 42-4.0:2011 . 42-4.2:2011 . -
(ICH Q9) - 42-4.3:2011 .
(ICH Q10) European Pharmacopoeia. 7
th Edition. European Directorate for the Quality of
Medicines (EDQM). Council of Europe, 67075 Strasbourg Cedex, France 2010 PMP/ICH/365/96 (ICH Topic Q6) Note for Guidance on Specifications:
Test Procedures and Acceptance Criteria for Biotechnological/Biological roducts, 1999
/ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifications: Test Procedures and Acceptance Criteria for New Drug Substances and New Drug
Products: Chemical Substances, 2000
/ICH/2887/99 (ICH Topic 4) Common Technical Document for the Registration of Pharmaceuticals for Human Use: Organisation of Common Tech-
nical Document, 2004
/ICH/2887/99 Quality (ICH Topic 4 Q) Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality Overall
Summary of Module 2 and Module 3: Quality, 2003
/ICH/2887/99 Safety (ICH Topic 4 S) Common Technical Docu-ment for the Registration of Pharmaceuticals for Human Use: Nonclinical Oberview
and Nonclinical Summaries of Module 2 and Organisation of Module 4, 2003
/ICH/2887/99 Efficacy (ICH Topic 4 E) Common Technical Document for the Registration of Pharmaceuticals for Human Use: Clinical ober-
view and Clinical summary of Module 2 and Module 5: Study reports, 2003
CPMP/EWP/QWP/1401/98 Guideline on the Investigation of Bioequiva-
lence, 2010 EudraLex. The Rules Governing Medicinal Products in the European Un-
ion. Volume 4. EU Guidelines to Good Manufacturing Practice Medicinal Prod-ucts for Human and Veterinary Use
http://ec.europa.eu/health/documents/eudralex/vol-4/index en.htm
EMA/INS/GMP/79766/2011 Quality Risk Management (ICH Q9), 2011
EMA/INS/GMP/79818/2011 Pharmaceutical Quality System (ICH Q10), 2011
-.
- 42-3.0:2011
3
1
, , -
N.
,
, [1,2,9,10,17,18,19]
(. ).
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, , .
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[9].
- ( -
)N,
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. -
(finished product)N.
1 3 Glossary I
4 Glossary II EMEA/CHMP/167068/2004 ICH [1,2].
- 42-3.0:2011
4
(material, [12,17]) , ( , ,
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. (control strategy, [2,16,19]) ,
, . -, , , , , , .
. EMA/INS/GMP/79818/2011
Pharmaceutical Quality System (ICH Q10). . 42-4.3:2004 -
. (ICH Q10)N.
(quality risk management, [11,18]) , , -
- .
- 42-3.0:2011
5
(quality target product profile QTPP, [2])
, - .
(quality, [1,14,15]) -
. , , -.
. /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifications: Test Procedures and Acceptance Criteria for New Drug
Substances and New Drug Products: Chemical Substances. . 42-3.2:2004 . . :
N.
(quality by design QbD, [2]) ,
, - , - .
CPMP CHMP
Committee for Medicinal Products for Human Use ( )
CTD Common Technical Document ( -)
CPP critical process parameter ( ) CQA critical quality attribute ( )
European Medicines Agency ( - )
FMEA failure mode effects analysis ( ) GMP good manufacturing practice ( ) ICH International Conference on Harmonisation of Technical Re-
quirements for Registration of Pharmaceuticals for Human Use
( )
NIR near infrared ( ) process analytical technologies (-
) QbD quality by design ( ) QTPP quality target product profile ( -
)
- 42-3.0:2011
6
I 1.
1.1. . 3.2..2 (-
) - (CTD) ICH M4 (. -)N.1
, (. EMA/INS/GMP/79766/2011 Quality Risk Management (ICH Q9) - - 42-4.2:2011N) . , 2 . , - - . , . - - .
1.2. , . 3.2..2
( ) 3 - (CTD) (. 4 - /ICH/2887/99 (ICH Topic M 4) ). , . . - . - , .
2.
, - . , - ,
1 (CTD)
26.08.2005 426, - 19.09.2005 1069/11349.
2 , , -
.
- 42-3.0:2011
7
, , .
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, -, . - , . , .
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- 42-3.0:2011
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, . , , - , - (PAT) / . - - .
. , - - ' , .
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, - , - , (-, ). - - , , , , , , , . , .
- - , - . , /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifica-tions: Test Procedures and Acceptance Criteria for New Drug Substances and
New Drug Products: Chemical Substances 42-3.2:2004N , - (, 3 4 ( 2)). - PMP/ICH/365/96 (ICH Topic Q6)1 Note for Guidance on Specifications: Test Procedures and Acceptance Criteria for Biotechnological / Biological Products. , - - , ( ) (. 3.2.S.4.5 3 CTD).
-, . 3.2..1 3 CTD. , , .
1 -
.
- 42-3.0:2011
9
2.1.2. , , -
(-, , ) , - . , - , , - (, , -). -, (, ). - (-, , , , ), - . - , , -, (. 3.2..5.6 3 CTD).
, , (. 3.2..4.6 3 - CTD).
2.2.
2.2.1.
, , - . , , .
. - (, , , / , - ), , , -, , () () -().
- , (. 3.2..3.2 - 3 CTD); - , , .
, - -
- 42-3.0:2011
10
. - , , , , , , ; . ( ) in vitro (, ) in vivo (, ), , , , - . 3.2..1 3 CTD. in vitro / in vivo, ( ). - , - . - (-, , , -, ) - .
2.2.2. , - - , . - , , , . - : 1) , 2) (-, ) 3) . - , (. 3.2..3.2 3 CTD).
2.2.3. - - -
, , . .
, ,
N . , - - , . . - /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifi-
- 42-3.0:2011
11
cations: Test Procedures and Acceptance Criteria for New Drug Substances and
New Drug Products: Chemical Substances
42-3.2:2004N ( 4 ( 3) -
7 ( 1)) PMP/ICH/365/96 (ICH Topic Q6)1 Note for Guidance on Specifications: Test Procedures and Acceptance Criteria for Biotechnological / Biological Products. - - . 3.2..8.3 - 3 CTD.
2.3.
, - , - . 3.2..3.3 CTD (, - ), . - , -, . , . - , , ( ), - - . , - , . , , - ( ) - (. 3.2..5.6 3 CTD). - , (, -), . , , -; . (, , -, ) , . 3.2..3.3 3 CTD. -, . , - (. 3.2..5.4 3 CTD). , , 1) (, ) (, -), 2) , 3) , 4)
1 -
.
- 42-3.0:2011
12
- (, , - , ). - -, - . . , - - . (, - , ). - ( . EMA/INS/GMP/79766/2011 Quality Risk Management (ICH Q9) - 42-
4.2:2011N),
(. EMA/INS/GMP/79766/2011 Quality Risk Manage-ment (ICH Q9) -
42-4.2:2011N).
2.4. /
, , - / -, . 3.2..7 3 CTD. - / - (), , , . . - , . - . , -, , , - ( ), . , - . (, , -, ), , , , , , () .
- 42-3.0:2011
13
2.5.
, (. 3.2..2.5 3 CTD) - . , , :
- (, 8 /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifications: Test Procedures and Acceptance Criteria for New Drug
Substances and New Drug Products: Chemical Substances -
42-3.2:2004N PMP/ICH/365/96 (ICH Topic Q6)1 Note for Guidance on Specifications: Test Procedures and Acceptance Criteria for Biotechnological / Biological Products;
-, , , ;
/ .
, - , -, -. - , , - , -. , , , , . , - , , , - .
2.6.
- , (, , ). . (, , - ).
1 -
.
- 42-3.0:2011
14
II
1.
II I ; - , I . , II (QbD). - II ; , , - I (, - ) - . (. EMA/INS/GMP/79766/2011
Quality Risk Management (ICH Q9) -
- 42-4.2:2011N) - (. EMA/INS/GMP/79818/2011 Pharma-
ceutical Quality System (ICH Q10) -
- 42-4.3:2011N), , .
- , ,
. . ; . -, . 1 . ( - ) , , - , - , , (. EMA/INS/GMP/79818/2011 Pharma-
ceutical Quality System (ICH Q10) - - 42-4.3:2011 . -
(ICH Q10)N) -
. . - , .
.
- 42-3.0:2011
15
, . ( ), - , , . , , , -.
, , :
(QTPP) , , , , - , , ;
(CQAs) ; , , , ;
, - , ;
;
. ,
, : ,
, : o , , ,
, , - (CQAs) ;
o , - - (CQAs) ;
, , , () - / .
(.
EMA/INS/GMP/79818/2011 Pharmaceutical Quality System (ICH Q10) - 42-4.3:2011
. (ICH
Q10)N).
2.
,
- 42-3.0:2011
16
. .
2.1.
- .
-:
, , - , ;
() ;
/ ;
,
, ,
N (, , ) -
, ;
(, , -, ), - .
2.2.
(CQA) , , , - , . (CQAs), , , , ( ) -.
(CQAs) , , , , , -. (CQAs) , - , - , . , , - (, - , ).
- (CQAs) , / -. (CQAs) , - . -
- 42-3.0:2011
17
(CQAs) . - (CQAs) -, , - .
2.3. : (CQAs)
-, (.
EMA/INS/GMP/79766/2011 Quality Risk Management (ICH Q9) -
- 42-4.2:2011 -
. (ICH Q9)N),
, (CQAs) -. , , - .
, (, , , ), . . 2. - , , (, - , ). - , . , (, - , , ), .
2.4.
( - ) (. 2).
2.4.1. ,
. 2.3, - (CQAs) CQAs, - , . -
- 42-3.0:2011
18
, , .
, (, ), . . , . - , . , .
2.4.2. -
. (, - ) , . -, . - . , - , , - - .
2 .
2.4.3. () :
, - , . - , , . , , , - (, , , ) .
2.4.4. -
, . - . , -, , .
- 42-3.0:2011
19
, - , . , , , - , -. / .
2.4.5. -
. , , - , - .
2.4.6. -
, - . - - .
2.5.
- . - . 3.2..2 3 CTD , ( ), ( ), / - . , - , , - .
- . , , , . , - - . (. EMA/INS/GMP/79766/2011 Quality Risk Management (ICH Q9) -
- 42-4.2:2011 .
(ICH Q9)N) , (, ) .
- 42-3.0:2011
20
- , . (, ) - , .
, - . - . , , . (, - (NIR)) - - - . , , GMP (. - 42-4.0:2011 . -
N).
( ):
(, , , ), - ;
() ;
, (, , );
(, - (COAs) -);
(, - ) -.
. , - , - . - .
, , ,
- 42-3.0:2011
21
/ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifications: Test Procedures and Acceptance Criteria for New Drug Substances and New Drug
Products: Chemical Substances 42-3.2:2004 . . -
: -
N, PMP/ICH/365/96 (ICH Topic Q6) Note for Guidance on Specifications: Test Procedures and Acceptance Criteria for Biotech-nological/Biological roducts1.
2.6.
- (. - EMA/INS/GMP/79818/2011 Pharmaceutical Quality System (ICH Q10) - 42-4.3:2011
. (ICH
Q10)N).
, , , , , . , , - . - - . , , .
-, .
N.
3. ' - (CTD)
. 3.2..2 3 CTD. , - , - CTD ; . , . , , (, - , ) (. EMA/INS/GMP/79818/2011 Phar-maceutical Quality System (ICH Q10) -
1 -
.
- 42-3.0:2011
22
- 42-4.3:2011 . -
(ICH Q10)N).
3.1.
- , . . 3.2..2 3 CTD , - . , -, (COAs), 3.2..2.1, 3.2..2.2 3.2.P.2.3. , - , - 3.2.P.2.3.
3.2.
, () () () , (3.2.P.3.3). - , - (3.2..3.4). (3.2..2.1, 3.2..2.2 3.2.P.2.3) - , () . - , () (3.2.P.5.6), () - .
3.3.
, - (3.2.P.5.6), , . - - - CTD (, ( S), - (3.2..4), (3.2..3.3), (3.2..3.4)).
3.4.
(COAs) (COAs) - , - (COAs) (, 3.2..2.1).
- 42-3.0:2011
23
1 ()
1.1 , , - , - , - . , ; . 1.1 , - , -. - . - , - 1.1.
1.1
,
1 2 3
.
- - -.
, ' - - .
-, - .
- .
- (PAT).
.
- -.
-.
- .
, , -.
.
.
- 42-3.0:2011
24
1.1
1 2 3
- - / .
( -).
.
- .
.
-, -.
.
- - .
- ( ) .
-, - - .
- - - .
(, ).
.
-.
- 42-3.0:2011
25
2 ()
. , (
), , , . , , - (FMEA) , . , , , .
2.1 (Ishikava Diagram)
- 42-3.0:2011
26
. 2.0 -
- Y. 2.0 , ( , , ) - ( ) Y. - . ; , -.
2.0
. Initial Moisture Content (IMC) . Mean Particle Size . Temperature (Temp) .
- 42-3.0:2011
27
. 1:
(. 2.1) (. 2.1b). 1 2 - , (-, , , ).
2.1 - (dissolution), . - 80 %.
2.1b (dissolution) 2.1.
2.1 - (Design Space) , , - (, > 80 %).
2.1d - (Design Space) , , - (, > 80 %).
. . 2.1 - ,
- 42-3.0:2011
28
. - (, 80 %). - . :
- 1 46, 2 0 1,5
- 2 0,8, 1 43 54
. 2.1c - . . 2.1d - , - .
- 1 44 53 - 2 0 1,1. . 2.1d ,
. , ,
. , - (, , , ) , - . , , - .
- 42-3.0:2011
29
2: - -. , , - . 2.2 2.2b. 1 2 , (, , , ). . 2.2c - - . - , - .
2.2 (Dissolution), 1 2.
2.2b (Friability), 1 2.
2.2 - (Design Space), - (Friability) (Dissolu-tion).
- 42-3.0:2011
30
3: - / . 1-2 %. , - .
2.3
. Moisture Content . Time (hr) (). Design space lower limit . Design space upper limit . Excessive impurity formation . Excessive particle attrition . Endpoint criterion .
- 42-3.0:2011
31
()
1. EMEA/H/167068/2004 ICH. Part I. ICH Topic Q 8 (R2). Step 5: Note for Guidance on Pharmaceutical Development, 2009
2. Annex to EMEA/H/167068/2004 ICH. Part II. ICH Topic Q 8 Annex. Step 5: Annex to Note for Guidance on Pharmaceutical Development (EMEA/H/167068/2004), 2009
3. CPMP/QWP/155/96. Note for Guidance on Development Pharmaceu-tics, 1998
4. CPMP/QWP/054/98 Corr. Decision Trees for the Selection of Sterilisa-tion Methods. Annex to Note for Guidance on Development Pharmaceutics
(CPMP/QWP/155/96), 2000
5. 42-3.1:2004. . . - / . , . , . . , , 2004
6. 1.5-2003. . , , / . , . , . , . . , , 2003
7. - 42-1.0:2005. . . / . , . , . . , , 2005
8. 1.7-2001. . - / . , . , . . , , 2003
9. CPMP/ICH/2736/99 (ICH Topic Q1A (R2)) Note for Guidance on Stabil-
ity Testing: Stability Testing of New Drug Substances and Products, 2003
10. Directive 2001/83/EC of the European Parliament and of the Council of
6 November 2001 on the Community code relating to medicinal products for hu-
man use. L 311, 28.11.2001. P. 67-128 11. 42-4.2:2011. .
(ICH Q9) / . , . , . . , , 2011
12. - 42-4.0:2011. . / . , . , . . , , 2011
13. Doc. Ref. EMEA/P/24143/2004. Procedure for European Union guide-lines and related documents within pharmaceutical legislative framework, 2005
14. /ICH/367/96 (ICH Topic Q6A) Note for Guidance Specifications: Test Procedures and Acceptance Criteria for New Drug Substances and New Drug
Products: Chemical Substances, 2000
- 42-3.0:2011
32
15. 42-3.2:2004 . . -:
16. 42-4.3:2011. . (ICH Q10) / . , . , . . , , 2011
17. EudraLex. The Rules Governing Medicinal Products in the European Union. Volume 4. EU Guidelines to Good Manufacturing Practice Medicinal Products for Human and Veterinary Use
http://ec.europa.eu/health/documents/eudralex/vol-4/index en.htm
18. EMA/INS/GMP/79766/2011. Quality Risk Management (ICH Q9), 2011
19. EMA/INS/GMP/79818/2011. Pharmaceutical Quality System (ICH Q10), 2011
20. EMEA/CHMP/CVMP/QWP/17760/2009 Rev 1 (Draft). Guideline on the Use of Near Infrared Spectroscopy by the Pharmaceutical Industry and the Da-
ta Requirements for New Submissions and Variations, 2009
- 42-3.0:2011
33
: , , , , ( ), - , , , - / , , , , , , - .
_ 42_3.0_2011_1 _ 42_3.0_2011_2