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Annual Country Conference / Symposium Series- “Enhanced AML and Financial Crime Tools & Techniques”

5th Annual Shanghai Symposium 30 May 2019 | Shanghai

The Kunlun Jing An No. 250 Hua Shan Road

Shanghai, China 公认反洗钱师协会年度地区会议 / 研讨会系列

「加强反洗钱 / 反金融犯罪实用工具和技巧」

第五届中国上海研讨会

2019 年 5 月 30 日

静安昆仑大酒店

中国上海市华山路 250 号

(Simultaneous Translation between English & Mandarin Chinese will be provided.)

（提供英中同传翻译）

08:00 – 09:00 Registration and Morning Tea 登记和早茶

09:00 – 09:15 Welcome Remarks 欢迎词

Hue Dang, CAMS-Audit, Head of Asia, ACAMS 公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

09:15 – 09:45 Keynote Address 主题演讲

Speaker 讲者：

ZHU Yong, Deputy Secretary-General, Dean of the Research Institute of Internet Finance Standards, National Internet Finance Association of China 中国互联网金融协会 副秘书长 互联网金融标准研究院院长 朱勇

09:45 – 10:30 Regulatory Update: Analyzing Regional AML Trends and New Developments

法规最新进展：分析地区反洗钱监管趋势与最新动向

Assessing recent regulatory developments and guidance to establish best practices for

meeting evolving regulatory expectations

评估近期的监管发展和指引文件，制定最佳实践，满足不断变化的监管要求

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Updating on the developments around the 4th-Round of FATF Mutual Evaluations that

may be useful for your compliance program

针对反洗钱金融行动工作组织第 4 回合互评的最新进展，了解可能有助于 贵单位的

法规遵循计画

Understanding the hot topics across Asia and the direction of AML/CTF requirements

going forward

了解全亚洲的热门议题，以及今后的反洗钱/反恐融资方针

Speakers 讲者：

Hue Dang, CAMS-Audit, Head of Asia, ACAMS 公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

Rod Francis, Senior Managing Director, FTI Consulting (Hong Kong) Ltd

10:30 – 10:50

Networking and Refreshment Break 交流和茶歇

10:50 – 12:20

INTERACTIVE WORKSHOP: Managing the Evolving Complexities of Extraterritorial and Secondary Sanctions and Potential Enforcement Actions 管理日益复杂的域外制裁、二级制裁与可能执法措施

Reviewing the latest sanctions involving DPRK, Iran, Venezuela, and Russia to communicate any new regulatory expectations to front line 检阅最新版本的北韩、伊朗、委内瑞拉、俄罗斯制裁内容，传达新的监管期望予第

一线人员

Examining the implication of the latest conflict between EU and the US over the JCPOA and the EU Blocking Regulation around Iran that may impact you 针对涉及伊朗的联合全面行动计画 (JCPOA)、《欧盟封锁法规》(EU Blocking

Regulation)，审视欧盟与美国之间的抵触跟冲突造成的影响跟效应

Understanding how rising tensions may impact trade and payment flows and expectations for non-US banks to detect potential sanctions evasion by customers 了解日益紧张的局势可能对于贸易与款项流向带来的影响，以及非美国银行在侦测

客户的制裁逃脱潜在手段方面应当达成的期望

Moderator 主持人：

Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS 公认反洗钱师协会 反洗钱合规策略总监—亚太区 高威廉博士 (CAMS-FCI)

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Speakers 讲者：

Nikhil Gandesha, Director, Risk Advisory, EY Arlette Wong, Associate Director, Regional Sanctions Advisory, Standard Chartered Bank

12:20 – 13:20

Networking Luncheon 交流和午膳

13:20 – 14:20 Key Lessons from Recent Global Enforcement Actions

近期全球反洗钱执法措施的重要启示

Exploring key elements of recent enforcement actions 探索近期执法措施的关键成分与项目

Understanding the signs and red flags that foreshadow trouble 了解可能出现问题的迹象及红旗警讯

Analyzing and extracting lessons of important cases and their impact on your AML program 分析重要案例，以及自身反洗钱计画所受的影响，并且从中归纳各种教训与课题

Speakers 讲者：

Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS

公认反洗钱师协会 北亚区反洗钱合规策略总监 许胧方 (CAMS-FCI)

Rudy Wang, CAMS, Head of Compliance and AML Department, The Bank of New York Mellon Taiwan 美国纽约梅隆银行台北分行 法令遵循部主管 王贤裕 (CAMS)

14:20 – 15:30 Evaluating the Money Laundering Risks of Insurance Products

评估保险产品的洗钱风险

Determining the best practices in KYC/CDD for insurance companies to mitigate AML 判断了解您的客户/客户尽职调查的最佳做法，以利保险公司降低洗钱风险

Contrasting the various product features and their money-laundering vulnerabilities 比较不同产品的特色与其洗钱漏洞

Understanding the priorities in transforming the insurance operating model and costs with AML directives upon enterprise-wide risk management system 针对反洗钱指令对于整个企业风险管理制度的影响，理解并掌握相关保险营运模式

和成本的转型作业具备的优先要务

Moderator 主持人：

Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS 公认反洗钱师协会 北亚区反洗钱合规策略总监 许胧方 (CAMS-FCI)

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Speakers 讲者：

CHENG Shaohua, CAMS, Compliance Director Compliance Management Division Legal & Compliance

Department, The People’s Insurance Company (Group) of China Limited

中国人民保险集团股份有限公司 法律合规部-合规管理处 合规主管 程绍华 (CAMS)

Reynolds Lei, Vice General Manager, Legal & Compliance Department, Ping An Insurance (Group) Company of China Ltd. 平安保险（集团）股份有限公司 法律合规部副总经理 雷志凌

Zoey Zhang, Associate Director, AML, CHO Compliance, AIA China 友邦保险 合规部助理总监 张艳

15:30 – 15:50

Networking and Refreshment Break 交流和茶歇

15:50 – 17:00 Strengthening Electronic Payment Systems to Mitigate Abuse

强化电子支付系统以缓解滥用情形

Apply internal controls to effectively monitor new digital banking products

采用内部管控措施，以有效监控新的数位银行产品

Identify red flags that indicate illegal use by organized criminal organizations

识别被有组织性犯罪集团非法利用的红旗警讯

Establish risk appetite to determine level exposure and appropriate AML controls

制定风险胃纳，以判断风险高低与适当的反洗钱管控措施

Moderator 主持人：

Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS

公认反洗钱师协会 北亚区反洗钱合规策略总监 许胧方 (CAMS-FCI)

Speakers 讲者：

Benjamin Chen, CAMS, Former Senior Manager, AML department, E-Sun Commercial Bank, Ltd

前 玉山銀行 洗錢防制資深經理 陳俊銘 (CAMS)

Jojo Guo, CAMS, Head of AML Center (CN), Ant Financial Services Group

蚂蚁金服集团 反洗钱中心总经理 郭倩婷 (CAMS)

17:00 – 17:10 Closing Remarks 结束语

Hue Dang, CAMS-Audit, Head of Asia, ACAMS 公认反洗钱师协会 亚太区执行长 邓芳慧 (CAMS-Audit)

(Program is subject to change 活动内容有可能改变而不作另行通知，敬请留意。)

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Speaker Faculty 讲者简介 (Surname in Alphabetical Order 根据英文姓氏字母排序)

Keynote

ZHU Yong Deputy Secretary-General, Dean of the Research Institute of Internet Finance Standards National Internet Finance Association of China ZHU Yong is the Deputy Secretary-General of the NIFA, and the Dean of the Research Institute of Internet Finance Standards of the NIFA. Mr. Zhu has a strong track-record of success with the People's Bank of China (PBOC) since 1999. He served as the Deputy Director of the Application and Development Division of the State Administration of Foreign Exchange (SAFE), the Deputy Director of the Technical Support Department and the Director of the Information Management Division of the China Anti-Money Laundering Monitoring & Analysis Center. Mr. Zhu has solid theoretical foundation and substantial experience in AML supervision technical methods, internet finance and FinTech, and financial informalization construction. He is committed to deliver significant impact in supervision while driving technical innovation. In accordance with the Anti-Money Laundering Law and regulations, Mr. Zhu led the projects to build system infrastructure of suspicious transactions reporting and anti-money laundering monitoring. It enables the system to run smoothly and safely for more than a decade without any major risks. Mr. Zhu is horned with the 2nd prize of the Science and Technology Progress Award of the People's Liberation Army of China (PLA), the 1st and 2nd prize of the Science and Technology Development Award of the banking industry. The awards remark his outstanding contribution to building the national punishment and anti-corruption system, establishing the healthy and compliant internet finance industry, strengthening prevention and control of the financial risks, promoting the efficiency and effectiveness of regulation implementation and customer rights protection.

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朱勇

副秘书长 互联网金融标准研究院院长

中国互联网金融协会

朱勇，现任中国互联网金融协会副秘书长兼互联网金融标准研究院院长。

朱勇先生于 1999 年入中国人民银行工作，历任国家外汇管理局应用开发处副处长，中国人民银行反洗

钱监测中心技术支持部副主任、信息管理处处长。其注重以科技手段提升工作水平，在反洗钱监管科

技、互联网金融与金融科技、金融信息化建设等领域具备扎实理论功底和实践经验。

依照国家反洗钱法及相关规定，其牵头开展全国反洗钱大额和可疑交易数据联网报送及资金监测分析基

础设施建设工作，建成国家反洗钱数据库，同步规划投产配套灾备系统，确保系统安全平稳运行十余

年，守住不发生重大风险和安全事件底线。

曾获全军科学技术进步二等奖、银行业科技发展一等奖和二等奖，为构建国家惩处和预防腐败体系、促

进互联网金融规范健康发展、加强金融风险防控、推动监管政策落地以及保护金融消费者合法权益做出

相应贡献。

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Benjamin Chen, CAMS Former Senior Manager, AML department E-Sun Commercial Bank, Ltd Mr. Chen had worked for E.Sun Commercial Bank for more than 12 years. His banking experience included corporate finance, consumer banking, foreign exchange, money market dealings, and anti-money laundering. His roles varied including front-line sales, back office operator, dealer/business analyst in Los Angeles Branch, and AML officer at headquarters. He participated in the establishment of AML Department, led several AML projects, and acted as the main speaker of the Bank during APG onsite evaluation in 2018. He will work for a leading business consulting firm providing financial crime solutions from this summer. 陈俊铭 (CAMS)

前 洗钱防制资深经理

玉山银行

陈俊铭在玉山银行服务逾12年，银行从业经验包括法人授信业务、个人金融业务、外汇业务、资金调

度、以及洗钱防制工作。在银行任职期间曾历练多种职位，从第一线业务人员、到后台作业人员、海外

分行交易员与业务分析人员、以及总行洗钱防制工作。

陈先生参与洗钱防制部门的设立、负责多个洗钱防制项目、并于2018年APG相互评鉴期间担任银行主答

人。今年夏天将至一家全球领先的顾问公司任职，提供金融犯罪相关解决方案。

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CHENG Shaohua, CAMS

Compliance Director Compliance Management Division Legal & Compliance Department

The People’s Insurance Company (Group) of China Limited

Mr. Cheng Shaohua was graduated from Law School of Fudan University and China-EU School of Law at China

University of Political Science and Law, obtained Bachelor of Law in 2008 and double LLM. in 2011. He has

Certificate of Legal Profession (passed the Bar Exam of PRC) and Certificate of Corporate Counsel (issued by

Ministry of Justice of PRC). He had worked for Air China Cargo from 2011 to 2013, and joined Legal and

Compliance Department of PICC Group in 2013 when he began his career of Anti-Money Laundering. Mr.

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Cheng has been admitted as a Certified Anti-Money Laundering Specialist of ACAMS in 2015. He used to deeply

participate in a research program about legislative advice on Anti-Money Laundering from insurance industry,

which was organized by The Insurance Association of China. The research report has been submitted to PBOC

and CIRC.

程绍华 (CAMS)

法律合规部-合规管理处 合规主管

中国人民保险集团股份有限公司

程绍华，先后毕业于复旦大学法学院和中国政法大学中欧法学院，2008 年获得法学学士学位，2011 年

获得中国政法大学和德国汉堡大学法学硕士学位。2011 年至今，先后就职于中国国际货运航空有限公

司和中国人民保险集团股份有限公司，专门从事法律合规工作, 具备法律职业资格和公司律师资质。

2013 年起从事反洗钱合规工作，2015 年获得公认反洗钱师协会反洗钱师资格，曾深度参与中保协“保

险业反洗钱立法完善课题”研究组，与其他组员共同完成《关于完善我国保险业反洗钱立法有关建议的

报告》，并以保险行业名义提交人民银行反洗钱局。

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Hue Dang, CAMS-Audit Head of Asia ACAMS Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 25 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government. 邓芳慧 (CAMS-Audit)

亚太区执行长

公认反洗钱师协会 (ACAMS)

邓芳慧女士供职于公认反洗钱师协会 (ACAMS)，于2008年设立协会亚太区总部 (位于香港)并担任亚太区

执行长。邓芳慧女士在金融业有超过二十五年的经验，曾担波士顿美国联邦银行 (Federal Reserve Bank)

审查官、新加坡巴克莱资本投资银行 (Barclays Capital’s Investment Banking) 经理、新加坡花旗全球消费

者银行 (Citibank’s Global Consumer Banking Group) 业务发展总裁和香港汤姆森金融公司 (Thomson

Financial) 亚太区业务发展总裁。邓女士在美国安默斯特学院 (Amherst College) 获荣誉文学士学位毕业，

亦为美国哈佛大学约翰.肯尼迪政府学院的公共政策硕士。

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Rod Francis Senior Managing Director FTI Consulting (Hong Kong) Ltd Mr. Francis is a Compliance professional with a career in the financial services industry spanning 30 years. For the last eleven years Mr. Francis has been based in Hong Kong covering the Asia Pacific (APAC) region and prior to this in London covering Europe, Middle East and Africa (EMEA). He currently works for FTI Consulting (Hong Kong) Limited and joined in December 2018 to create and lead their Financial Crime Compliance (FCC) practice for the APAC region. Prior to joining FTI Mr. Francis was Citibank’s APAC Anti-Money Laundering (AML) Compliance Head for eight years (between 2010 and 2018). This role also encompassed responsibility for AML Compliance for the Global Consumer Bank for Europe, Middle East and Africa (EMEA). In APAC Mr. Francis also worked for UBS (between 2007 and 2010) where he held a number of senior management positions including APAC Head of Central Compliance and the Global Head of Regulatory Reporting and APAC Head of AML and Sanctions Compliance. Prior to 2007 Mr. Francis was based in London covering the EMEA region working for tier one banks. Amongst Compliance roles for Financial Institutions, Mr. Francis was the EMEA Regional Head of AML and Sanctions for both Credit Suisse and Morgan Stanley, incorporating Central Compliance and Operations Compliance for each respectively. Mr. Francis has a broad in-depth knowledge and experience in all aspects of AML, Sanctions and Anti-Bribery Compliance, is a member of ACAMS, the Director of Membership and Board Member of the Hong Kong Chapter of ACAMS. Mr. Francis regularly speaks at industry events including ACAMS seminars. --------------------------

Nikhil Gandesha Director, Risk Advisory EY Mr. Gandesha is a Director in the Financial Crime Advisory practice in EY Hong Kong and has over 10 years’ experience working within Retail, Commercial and Corporate banking sectors in London and Dubai and Hong Kong. Mr. Gandesha has undertaken several roles covering AML, CTF, CPF and Sanctions which have focused on developing intelligence led solutions to meet banks’ client and commercial risk appetite, as well as developing effective strategies to manage and mitigate financial crime risk. Prior to joining EY, Mr. Gandesha worked for 2 global banks headquartered in Europe and has experience partnering with law enforcement, government agencies and international bodies such as the UN.

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Jojo Guo, CAMS Head of AML Center (CN) Ant Financial Services Group Ms. Guo is head of Anti-money laundering Center (CN) of Ant Financial Services Group (“Ant Financial”). Ant Financial is a technology company that brings inclusive financial services to the world. Ant Financial, officially founded in October 2014, originated from Alipay founded in 2004. With the mission of "bringing the world equal opportunities", Ant Financial is dedicated to creating an open, shared financial services platform through technology innovations, and to providing consumers and small businesses with safe and convenient inclusive financial services globally. Ms. Guo has more than 14 years’ experience in compliance, anti-money laundry risk management in banking and payment industry. She was the Head of Compliance Department of Alipay.com, witnessed the development of regulations and compliance programs in Chinese payment industry. She is leading the team to maintain AML program of Ant Financial CN business. 郭倩婷 (CAMS)

反洗钱中心总经理

蚂蚁金服集团

郭倩婷女士任职于蚂蚁金服集团反洗钱中心。蚂蚁金服集团旗下业务包括生活服务平台支付宝、智慧理

财平台蚂蚁聚宝、云计算服务平台蚂蚁金融云、独立的第三方征信机构芝麻信用及首批民营银行之一的

网商银行。蚂蚁金服致力于通过技术与合作与合作伙伴一起为世界带来更多平等的机会和微小而美好的

变化。

郭倩婷女士具备超过14年丰富的银行、支付等行业合规、反洗钱管理工作经验。过去10年，郭女士一直

在蚂蚁金服集团合规、反洗钱部门工作，深入参与了支付机构相关立法研讨和企业合规运营的实践，目

前郭女士负责蚂蚁金服集团中国业务的反洗钱管理工作。

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Dr. William Scott Grob, CAMS-FCI AML Director – APAC ACAMS Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units. Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).

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高威廉 博士 (CAMS-FCI)

反洗钱合规总监—亚太区

公认反洗钱师协会 (ACAMS)

高博士在金融和银行业拥有逾 25 年的专业经验。他此前是汇丰银行分支机构管理业务的区域主管，致

力于防范亚洲各地的金融犯罪和代理银行服务风险。在汇丰银行供职的 12 年中，他还负责管理过在股

票/外汇大宗经纪业务、结构型基金业务和对冲基金单位方面的风险。

高博士先后获得波士顿大学的学士学位，乔治梅森大学的文科硕士学位，哈佛商学院的综合管理项目证

书，以及圣莫妮卡学院（SMC，美国）的管理学博士学位，其博士论文专注于研究代理银行——“代理银

行增强尽职调查的影响” (IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES)。此

外，他还通过了特许另类投资分析师 (CAIA) 协会，以及全球风险管理专业人士协会的金融风险管理师

(FRM) 认证。

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Joyce Hsu, CAMS-FCI AML Director – North Asia ACAMS Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert last year, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China. 许胧方 (CAMS-FCI)

北亚区反洗钱合规策略总监

公认反洗钱师协会 (ACAMS)

Joyce 拥有逾 27 年银行从业经验。在 2016 年她加入公认反洗钱师协会 (ACAMS)，为协会的反洗钱合规

总监，主要负责反洗钱和反恐融资活动相关议题的培训及知识共享策略的制定和执行，尤其是对以华语

为主要语言的大中华区。此前，她曾任职于花旗银行（台湾），主管安全和调查服务部门。 Joyce 在防

范金融犯罪和风险管理领域拥有尤为丰富的从业经验，曾连续 5 年负责为一家全球领先的顾问公司提供

金融犯罪和风险管理解决方案。她擅长金融犯罪管理和调查。 Joyce 在银行任职期间曾担任多种职位，

从基层客服、销售，到总部运营中心和风险管理。她的成就包括：辅导中国多家第一级银行建立反洗钱

和反欺诈管理机制、为中国四大行之一设计反洗钱及合规体系，为四大行之一设计规划全面风险管理体

系，以及带领团队为一家中国超大型银行打造银行集中运营管理机制及流程。

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Reynolds Lei Vice General Manager, Legal & Compliance Department Ping An Insurance (Group) Company of China Ltd. With over 22 years’ expertise in high-tech such as cloud computing and big data analysis in risk control area, Mr. Lei has developed a comprehensive understanding of compliance management requirements of financial institutions, as well as deep insights of Fin-tech and Regulation Technology in the Anti-Money Laundering field. The company Mr. Lei works for initiatively established a complete set of early warning and settlement platforms for financial crimes combating. Such platforms are capable to generate accurate early warnings and proceed prompt settlements as an entire end-to-end procedure. As the company’s overall plan of improving intelligent monitoring and management techniques of AML Artificial intelligence, Ping An will keep strengthening the innovation of AML in Fin-tech and Reg Tech field. In 2018, Mr. Lei was invited to the FATF Private Sector Consultative Forum in Vienna, Austria, as the representative of Chinese insurance organizations, shared and communicated the advanced international AML techniques and experience with other experts. During the FATF’s fourth round of AML mutual evaluations in China, Mr. Lei was interviewed by the FATF assessment team, on behalf of the Ping An Group. For the past few years, the company has worked closely with the Chinese Insurance Association. Last year, Mr. Lei acted as the chief editor of the publication “The Insurance Company’s Exploration and Application: The Integration of Big Data within Compliance Management”. Currently, Mr. Lei is in charging of the research project “Anti-Money Laundering Operation Practice within Financial Holding Group”, hosted by the Shenzhen branch of the People’s Bank of China (PBC). The project is aimed at actively exploring and applying AML governance framework and closed loop management system within financial holding groups. 雷志凌

副总经理 法律合规部

平安保险（集团）股份有限公司

雷志凌先生在科技领域从业近22年，具有丰富的云计算和大数据分析等新技术的工作经验、熟悉金融机

构的合规管理工作要求，对反洗钱领域的金融科技和监管科技有非常深刻的理解和研究。

雷志凌先生在所在机构牵头构建了打击金融犯罪预警处置全流程一体化平台，实现精准预警及快速处置

端到端贯通，通过对AI反洗钱智能监测和管理工具的整体统筹和规划，持续强化反洗钱在金融科技和监

管科技领域的创新实践。

雷志凌先生曾受邀作为中国保险机构的代表赴维也纳参加了FATF组织的私营部门对话会，就反洗钱国际

领域的技术手段和先进经验进行探讨和沟通。在中国接受 FATF 第四轮互评估期间，雷志凌先生曾代表

所在机构接受了 FATF 评估组的现场访谈。另外，雷志凌先生代表所在机构与保险行业协会在科技领域

积极开展深入合作，在去年出版发行的《保险公司合规管理与大数据应用》书刊中担任主编。今年，雷

志凌先生在人民银行深圳分行发起的《金融控股集团反洗钱操作实务》课题研究中担任主要负责人，积

极探索和实践适用于金融控股集团的反洗钱治理框架和闭环管理体系。

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Rudy Wang, CAMS Head of Compliance and AML Department The Bank of New York Mellon Taiwan Mr. Wang has over 20 years of experience in banking sector including over 10 years in Compliance, AML and audit. He joined the Bank of New York Mellon Taipei Branch in February 2017 and is the Head of Compliance and AML Department. He is running the branch’s Oversight Committee, developing Compliance & AML/CFT policies & procedures, conducting Compliance & AML training and performing monitoring programs. Prior to joining the Bank of New York Mellon, he was the Head of Compliance in United Overseas Bank Taiwan, the Internal Audit in DBS Taiwan and a Compliance officer in Standard Chartered Bank Taiwan. 王贤裕 (CAMS)

法令遵循部主管

美国纽约梅隆银行台北分行

王贤裕在银行业逾 20 几年资历含 10 年以上法令遵循、洗钱防制及内部稽核等经验。他自 2017 年 2 月

加入美国纽约梅隆银行台北分行担任法令遵循暨洗钱防制部门负责人，负责分行监督管理委员会、增修

法令遵循与防制洗钱政策、程序与手册、施予分行适当法规教育训练、执行法令遵循与洗钱防制监管测

试计划等。在进入美国纽约梅隆银行前，王君曾担任新加坡大华银行台北分行法令遵循暨洗钱防制部门

负责人、星展银行内部稽核与渣打国际商业银行法令遵循经理。

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Arlette Wong Associate Director, Regional Sanctions Advisory Standard Chartered Bank Ms. Wong is a dedicated financial crime compliance professional specialised in international economic sanctions. From 8 years of experience at financial institutions subject to sanctions remediation programs, Ms. Wong has in-depth insights on evaluating and managing sanctions risk across banking processes, transactions, screening systems and client relationships. Her career in sanctions compliance started at BNP Paribas’ APAC AML and Sanctions team, prior to which she had also held positions in other various compliance functions. Joining Standard Chartered Bank in 2015, Ms. Wong advised on investigations and had a focus on implementing sanctions due diligence procedures in retail banking. She has since moved to her current role as

第 14 页，共 14 页

an associate director in sanctions advisory, overseeing Greater China and North Asian countries. Her primary responsibilities include implementing sanctions risk assessment programs and projects, analysis of complex sanctions risks faced by multinational companies in the region, and advising business lines internally as well as corporate clients alike. --------------------------

Zoey Zhang 张艳

Associate Director, AML, CHO Compliance 合规部助理总监

AIA China 友邦保险

张艳女士现任职于友邦保险合规部，负责中国区业务的反洗钱工作。

张艳女士拥有 14 年丰富的保险行业经验，曾先后在平安、太平等大型险企任职，拥有丰富的营运、合

规、法务、反洗钱管理工作经验。张女士出身自法律专业背景，对保险公司的业务和营运工作非常熟

悉，自 2011 年开始从事反洗钱工作，对保险行业的反洗钱发展和要求有着充分的了解和经历。