Ile CONG TY co PHANDAu TlfDI~N TAY NGUYEN

CQNG HOA xA HQI CHU NGHIA VI~T NAMDoc Hip - Tn' do - Hanh phuc

Pleiku; ngay 16 thang 01 nom 2015sf>: 05 12015IBCQT -TIC

BAo cAo TINH HINH QUAN TRJ CONG TY(NA.M 2014)

Kinh gui: _ Dy ban Clurng khoan Nha nurrc- S6' Giao djch Clnrng khoan Tp. HA Chi Minh

- Ten t6 chirc niem yet : CONG TY CP DAu TU DI~N rAY NGUYEN

- Dia chi : 114 Truong Chinh, phuong Phil U6ng, Tp.Pleiku, Gia Lai

- Dien thoai : 059.2222170 Fax: 059.3748113

- Email : ctcptic@yahoo.com

- V6n dieu l~ : 246.569.880.000 dong

- Mil chirng khoan : TIC

I. Hoat dQng cua HQi dAng quan tr] (Nam 2014) :

1. Cac cUQchop cua HQi dAng quan tr] :

STT Thanh vien HD,QT Chrrc vu Sa bu6i Ty l~ Lydohop tham khong

dU' tham du

1 Ong Phan Thanh Lac Chu tich 717 100%2 Ong Huynh Dean Thanh vien 717 100%3 Ong Nguyen Van Giang Thanh vien 717 100%4 Ong Nguyen Tam Hoa Thanh vien 417 57% Xin thai

nhiern tir20/5/2014

5 Ong r.e Van Minh Thanh vien 717 100%6 Ba Tdn Thi Phuong Thanh vien 217 28% B6 nhiern nr

03/1 0/2014

2. Hoat dQng giam sat ciia HDQT dai v6'i Giarn dac:

Hoi dong quan tri kiem tra giam sat hoat d<)ngcua Ban di~u hanh Cong ty trong cac congtac sau:

- Giam sat cong tac dieu hanh hoat dong SXKD cua Cong ty nam 2014.

- Chi dao cong tac l~p va thirc hien k~ hoach san xuat kinh doanh narn 2014.

- Chi dao cong tac l~p bao cao va t6 chirc Dai hoi d6ng c6 dong thuong nien 2014vao ngay 16/4/2014 tai Hoi tnrong l§.u 6, Cong ty c6 phan Dien Gia Lai thanh cong t6td(fp.

- Chi dao cong tac chi tra tien c6 tire cho c6 dong dQ1212013 va narn 2014.

- Chi dao trien khai d§.u nr mua c6 phieu GBC va dff mua : 560.000 c6 phan thuydien Kenh B~c Ayun ha.

- Chi dao xay dung va ban hanh cac van ban l~p quy cua Cong ty.

- T6 chirc chi dao thuc hien nghiem tuc ch~ d(>bao cao va cong b6 thong tin theoqui dinh.

II. Cac ngh] quy~t/quy~t dinh cua HQi dBng quan tr] (Bao cao nam 2014):

Stt S6 ngh] Ngay, NQidungquy~t thang, narn

01 0112014 03/0112014 Th6ng nh~t thong qua viec ky k~t cac hop d6ng, giaoNQ- dich c6 gia tri nho hon 50% tong gia tri tai san cua

HDQT Cong ty voi cac Cong ty: (1) Cong ty C6 phan DienGia Lai, (2) Cong ty C6 phan Thuy dien Gia Lai, (3)Cong ty C6 phan Dien Cao su Gia Lai, (4) Cong ty C6phan Ayun Thuong, (5) Cong ty C6 phan Thuy dicnKenh B~c Ayun Ha, (6) Cong ty TNHH MTV Be tongLy tam Gia Lai va Nguoi c6 lien quan.

02 02/2014 05/02/2014 I.Thong qua bao cao k~t qua san xuat kinh doanh namNQ- 2013 ; K~ hoach nam 2014.

HDQT 2. Cac y ki~n thong nh~t va chi dao khac cua HDQTgiao Ban di~u hanh trong nam 2014.

3.Thong qua noi dung du ki~n DHDCD thirong niennam 2014.

03 03/2014 2114/2014 1. Th6ng nhat thuc hien viec chi tra c6 tire bing tienNQ- dQ12 nam 2013 cua Cong ty.

HDQT 2. Th6ng nhat chu tnrong mua c6 phieu cua Cong ty C6phan Thuy dien Kenh Bac - Ayun Ha (GBC).

04 04/2014 19105/2014 Th6ng nhat viec thoi nhiem chirc danh Thanh vien HoiNQ- dong quan tri nhiem ky 2010 - 2015 d6i voi Ong

HDQT Nguyen Tam Hoa k€ t11ngay 20105/2014 theo nguyenvong ca nhan.

05 05/2014 09/7/2014 Th6ng nhat viec hra chon don vi ki€m toan Bao cao taiNQ- chinh 06 thang d§.unam 2014 va Bao cao tai chinh narn

HDQT 2014 la don vi Cong ty TNHH Ernst & Young VietNam.

:;::::::;0032•;--:6NG;0 Pr.u ruA~NQ

2

06 06/2014 03/10/2014 1. Th6ng nhfrt b~u Ba Tr~n Thi Phuong gitr chirc vuNQ- Thanh vien HDQT Cong ty k~ nr ngay 03/1 0/20 14 thay

HDQT cho Ong Nguyen Tam Hoa dff tir nhiem.

2. Th6ng nhfrt thong qua bao cao cua Ban dieu hanh v~k~t qua san xuat kinh doanh 9 thang nam 2014

3. Th6ng nhat cac y kien va chi dao khac cua HDQTgiao cho Ban dieu hanh thirc hien trong quy IV nam2014.

4. Th6ng nhat viec phe duyet chu tnrong ky hopd6ng tu vfrn voi Cong ty c6 phan Dien Gia Lai voi vaitro la Nha tir vfrn cho Cong ty theo hQ'Pdong cung cfrpdich vu ttr vfrn hoat dong. Phi dich vu: 0,5% loi nhuantnroc thue cua Cong ty c6 phan D~u tu Dien TayNguyen.

07 0712014 1111212014 Th6ng nhat thong qua bao cao k~t qua san xufrt kinhNQ- doanh 11 thang nam 2014 va chi tra c6 tire bing tien

HDQT nam 2014, ty 1~ 15%.

III. Thay dBi danh sach v~ ngufri co lien quan cua Cong ty theo quy djnh tai khoan34 Di~u 6 Lu~t chirng khoan (bao cao nam 2014) : (theo phu luc dinh kern)

IV. Giao dich cua cB dong nQi bQva ngmri lien quan (bao cao nam 2014) :

1. Danh sach cBdong nQi bQva nguoi co lien quan (theo phu luc dinh kern) :

2. Giao djch cB phieu :

Stt NgU'()'ithuc hi~n Quan S8 cB phi~u s6' hiru S8 cB phieu so' hfru Ly do tang,giao djch h~ voi d~u ky cu8i ky giam (mua,

cB dong S6 ? S6 ? ban,co Ty l~

,..Tyne}ibe) co chuyen dBi,

phi~u phi~u l~ thU'o'ng ... )

1 Cong ty CP Di~n 14.209.78 57,63 14.513.564 58, MuaGia Lai 4 86

2 Nguyen Thi Dieu Ph\l 84.716 0,34 84.716 0,3 Bantrach 4CBTT

Trang nam 2014 Cong ty c6 phan dien Gia Lai dff dang ky mua 02 dot va aff muathem 303.780 c6 phan, tang s6 c6 phan nam gitr len 14.513.564 c6 phan. Ba Nguyen ThiDi~u - Phu trach CBTT aff dang ky ban 84.716 c6 phan nhung chua ban va van nam giG's6 c6 phieu nhir a~u ky.

3

3. Cac giao djch khac : Cong ty da:mua 560.000 cp GBC cua Cong ty CP thuydien Kenh B~c Ayun H? voi gia 10.000d/cp (chiem 62,22% V6n UiSu l~ cua GBC)

IV. Cac v§n d~ cAn hru y khac (bao cao narn 2014) :

1. Thay d6i thanh vien HDQT':

- Ong Nguyen Tam Hoa - TV HUQT nhiem ky 2010 - 2015 da: co don xin thainhiem clurc danh thanh vien HUQT Cong ty k~ tir ngay 20/5/2014 theo nguyen vong canhan.

- Bfru b6 sung ba Trfrn Thi Phuong gifr chirc vu Thanh vien HUQT nhiem ky 2010- 2015 k~ tir ngay 03110/2014.

2. Sira d6i b6 sung Di~u I~ : UiSu l~ cua Cong ty da: duoc Dai hoi c6 dong thuongnien nam 2014 thong qua sua d6i b6 sung va co hieu lire thuc hien k~ tir ngay 16/4/2014.

oi nhan : I I~

- Nhu tr~n !z------ HDQT,BKS- Luu VP TiC

~mi~OI DONG QUAN TRIChu tich

Phan Thanh L~c

4

TIC CONG TY co PHANDAu TlfDI~N TAY GUYEN

co G HOA xX HOI CHU NGHIA VI~T NAMDQc l~p - Tu do - Hanh Phuc

DANH SA.CH CO DONG NQI BQ, NGUD'I DU<)C UY QUYENCONG BO THONG TIN vA NGUOI co LIEN QUAN

DEN NGAy 31/12/2014

Tai kho~lllMBi lien I]e

giao dich Chirc VlJ[ai SB cBStt HQ va ten chirng cong ty (n~u SB CMND

Ngay cftp Noi cftpDia chi

voi thlmhphi~u so' Ghi

CMND CMND vien chu chitkhoan (n~u co)

chBthuu

co) h-

I Phan Thanh Lac Chu tich108.186

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II HBQT

l.1 Nguyen Thi DiSu VQ' 84,761 ~I 1

l.2 Phan Thanh Thanh Con trai - ~ ~JO

Con gai~

1.3 Phan Nqat ~e -

1.4 Phan Quoc An Anh ruot -

l.5 Phan Van Bang Anh ruot -

l.6 Phan Thi Nhu~n Chi rl!ot -

1.7 Phan Thi Nhu~n Cl)i ruot -

2 Huynh DoanTV.HDQT,

30.900Giam d6c

2,\ Trfin Thi Ngoc VQ' -

2,2 Huynh Ti~n Con trai -

2,3 Huynh My Phuong Uyen Con gai -

2.4 Tr§.n Ti) i L6u Me ruot -

1

Taikho3nMlH lien ~e

giao dich Chtrc vI} tai sa c6Stt HI? va ten chung cong ty (n~u SaCMND

Ngay dp No'i capDia chi

vO'i thanh phieu so. GhiCMND CMND vien chiI ch~

khoan (n~u co)chat

h-U'uco)

2.5 Huynh Thi Lan Em ruot -

2.6 Huynh Thi Hu~ Em ruot -

2.7 Huynh Thi L~ Em rqot -

2.8 Huynh Van Tai Em ruot -

2.9 Huynh Thi Thu~n Em ruot -;:: C

2.10 Huynh Tbi Hoa Em r40t - ~~v

2.11 Huynh Van Minh Em ruot 1.000 C ).>A,

3 Nguyen Van Giang TV.HDQT,

187.334 ;A3.1 Nguyen Thi Nhung Va - ~~

3.2 Nguyen Thanh San Con trai -

3.3 Nguyen San Tung Con trai -

3.4 N guySn Tb i Ha Em ruot -

3.5 Nguyen Van Thanh Em ruot -

Thanh vienBNtir

4 Trin T~i Phuong 0 03.10.2HDQT

014

4.1 H6 Quy Tri Thu'c Ch6ng 0

4.2 Tr~n Quoc Ch'i Anh ruot 0

4.3 Tr~n Tbi Ly Chi r40t 04.4 Tr~n Tbi Loan CI)i ruot 0

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Taikhoan M6i lien I]egiao dich Chirc vI} tai S6 c6

Ngay cAp NO'icAp vo-i thanh GhiStt H9 va ten chu'ng cong ty (n~u S6 CMND

CMND CMNDDia chi vi en chiI phi~u so' chI..

khoan (n~u co) ch6th-U'u

co)

4.5 Tr~n Tl)i Ngoc Em ruot 0

4.6 Trlln Quoc D-ung Em ruot 0

5 Le VaDMinh TV.BDQT -

5.1 Le Van Nghia Cha ruot -

5.2 r.e Thi Lich Me ruct - ~<;5.3 r.e Van Binh Anh ruot - ~Y

~i\5.4 i.e Thanh Giang Em ruot - ~,j

Tr~n Thi Huy~n Chi, 'V~5.5 Va -

Con G5.6 LeMiNa Con ~

nha

6 LU'u M~Dh ThucTrU'O-DgBaD -

ki~m soat

6.1 Luu Van MSn Cha ruot -

6.2 Dang Thi Tam My ruot -

6.3 Luu Qucc Tri Anh ruot -

6.4 Luu Thinh Em ruct -

6.5 Luu Thu On Em ruot -

6.6 Tr~n Thi Suong Va -

7 Biii T~n KMiThanh vien -

BKS

7.1 Bui T~n Thanh Cha ruot -

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Tai kho~mMiH lien qe

giao dich Chtrc Vt.I tai S6 c6Stt Ho va ten ch~'ng cong ty (n~u S6 CMND

Ngaydp NO'i dpDja chi

vo-i thanhphieu so' Ghi

CMND CMND vien chiI ch~kho:m (n~u co)

ch6thim

co)

7.2 Nguyen Thj D<'10 M~ ruot -

7.3 Bui Thj Ngoc Tuyet Chi ruot -

7.4 Bui Thj Ngoc Mai Ci)i ruot -

7.5 Bui Van Cu Anh r40t -

7.6 VG Thj Dan Thuy V.a -

7.7 Bui VG Tuan Ki~t Can Con . ~nho -: ;

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8 Nguy~n Ba DaiThanh vien , .r;

BKS -,l ~

8.1 Nguyen Ba Trang Cha ruot - /.,;

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8.2 Nguyen Thj Hoa Me ruot -

8.3 Le Thj QU)lJ1hTrang V.a -

8.4 Nguyen Ba Bang Can -

8.5 Nguyen Le Quynh Nhu Can -

K~ toan J

9 Nguy~n Ti~n Hai -trrrO'ng

9.1 NguySn TiSn Long Cha ruot -

9.2 Le Thj Lfrm M~ ruot -

9.3 Nguyen Thi Minh Phuong Chi ruot -

9.4 Nguyen TiSn Hoang Anh ruot -

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4

TaikhoanMBi lien I!e

giao dich Chirc vu tai SB c6Stt H<,>va ten chimg cong ty (neu SBCMND

Ngay cftp NO'i cftpDja chi

vo-i thanhphi~u sO- Ghi

CMND CMND vien chu ch~kho~lll (n~u co)

chBth-U'u

co)

10 Nguyen Tl]i Di'euPqu trach 84.761

CBTT -

10.1 Phan Thanh LacChu tich Ch6ng 108.186HDQT

10.2 Phan Thanh Thanh Can trai -

10.3 Phan Nhat Le Can gai -

lOA Nguyen Manh Dfrn Anh ruot -

10.5 Nguyen Tl)i D110 Cl)i ruot -0,

10.6 Nguyen Van Man Anh ruot - i,

10.7 Nguyen Tl)i LIeu 'Cl)i ruot -

10.8 Nguyen Tl)i Hoa Em ruot -

10.9 Nguyen Thi HU'O'ng Em ruot -

5