I' , " ,

BAO CAO TAl CHINH,

QUY 1- 2016

~ ..:>~.,. - ~ ~Tan c6ng Iy: CONG TY co PHAN OUAN LY OUY HUNG VII;:T

Dja chi: L9-12A,T~ng 9, Tim nM VinColl1 Center, 72 LC TI".nh Tun &

45A Ly 'IV Tn}lIg, 1'.Il~n Nghe, Q.I, Tp.IICM

HO sO GOM CO:

STT Lo.i miu, bie" baa cao Sii'lIlqnQ

01 8;1ng can 116) kif loan 01

02 8;1ng biJo cao kBt qu;l kinh doanh 01

03 8;1ng Illu chuye'n 1ie'n1~ 01

04 8;1ng Ihuye) minh b;lo c;lo Wi chlnh 01

MAll 8O'-C-a (Ban h<'lnhthea TT125J2011fTT-BTC niJ3y 519/11cUa BTC)CONG TV cO pHAN QUAN l If QUY HL-NGVll;:T

BANG CAN DOl KE loANT.I og.y 31 th.1og 03 0.10 2016

dang VI~t "'Jam, ngoaJ tv lrui:mghl);J dlJ'l)Cphi chu Mng den vi uen Ie kll'cT~t cd celc S6/ieu deu df/flC 1M /lIen bAr

TAl sAN M' Thuyitt so cuOi ky so dau nam56 minh

A. TAl SAN LU'U DQNG (100:110+120+130+140+150) 100 21,902,695,4BO 22,259,622,351

I. Tilm va cac khoan tuang t'luang dh~n 110 9,561,380,666 9,255,706,351

1. Ti~n 111 V.1 9.561,380.666 10.342,684

2. Cae k,aan tU'ong t'llfong b~n 112 9,245.363.667

II. Cae khatm c1autu tai ehinh ng~n hfn 120 V.2 12,341,314,814 11,656,916,000

1. Dau tU'ng£mhQn 121 V.2.1 13,261,640,606 12,984,783,145

2.Dv ph6ng giam gia dau tU'ng~n han 129 V22 (920,325,792) (1,327,867,145)

111.Cae khoim phai thu ngan h~n 130 . 1,347,000,000

1, Phsi thu cua khaeh hang 131 .2, Trs trU'oeeho ngu'6'i ban 132 -3. Phsi thu nOib(l ng£mh~n 133 .4. Phai lhu ho~t ClCngnghi~p Vl,l 134 - 1,347,000,000

5 Cae k~oan phai thu khac 135 . .6, 01,1'ph6ng phai thu ngan hQnkh6 t'l6i (0) 139 - .

IV. Hang tOn kho 140 . .V. Tal san ngan h\ln khac 150 . .1. Chi phi Ira trU'ac ngan h~n 151 . -2. Thu~ GTGT t'lU'Q'ckhau trlr 152 - -3, Thu~ ',a cae khosn phai thu eua Nha NU'oe 154 - -4 Giao dlch mua biln 'Qi Irai phi~u chinh phu 157 . .5, rai san ng~n h~n khi:lc 158 - -

B. TAl SAN oAI H~N (200=210+220+230"260) 200 2,800,35B,022 2,845,679,238

I. Cae khoan phai thu dili hfn 210 . .1. Khoan phai thu dili h~n khaeh hang 211 . .2. v6n kinh doanh 0 Clanvi tn,!'ethuOe 212 . i:5

~

3. Phai thu da! h~n nQibO 213 . ~

4 Phai thu dili h~n khae 218 - ,,~,5. Ol,.l'ph6ng phai I,u dai h~n kh6 doi 219 '" CO-

484,64 ,J J;~II. Tai san cOd!nh 210 V3 456,151,072

1. Tai san c6 t'I!nhhCruhlnh 221 456.151,072 t.84,64),. U• Nguyen gia 222 1,259,250,600 1,259,250:~i:1

• Gia tli hao mon lOyk~ (") 223 (803.099.528) (774,601.337) ~

2. Tai sa1 c6 t'linh Ihue tai chinh 224 - -• Nguyen gia 225 . .• Gia Ir] hao mon lOyk~ (0) 226 . .

3, rai Sa:l e6 t'linh v6 hinh 227 - .• Nguyen gia 228 93,315,600 93,315.6C'O

• Gia tr hao mon lOyk~ (") 229 (93.315.600) 193.315.6CO)

"'. Chi phi xAydl,l'ngcO'ban do dang 230 . .III. Cac khoim dAu ttt' CK d<ii h~n va dAu tU' dai h~n 250 2,177,225,000 2,177,225,000

1. Dau III vilo c6ng ty con 251 - .2. Dau III vao COngly lien k~l 252 . .3. Dau III dai h~n kMc 258 V.4 2,177.225,00C 2,171,225,000

3, Ov ph6ng giam gia c1~uIll' dai han (") 259 . -IV. rai san dili h~n khac 260 V.5 166,981,950 183,804.975

1. Chi phi tra Irll'6'c dai h'iln 261 . 16.823.025

2. Tai san thu~ thu nh~p holrln I~i 262 - .3. rai san dai h:;lnkhae 243 166,981,950 166,981,950

TONG CONG TAl SAN (270-100+2001 270 I 24,703,053,502 25,105,301,589

Thu;11 mm/l Mo c40 /III Chlnh Itj mot be pMn I<./lOng Ildl rOi CUll 860 cAo fAi cJ;lnh

-

NGUON VON M' Thuyilt SO cuOi ky SO CI'~unams6 minh

A. Nq PHAI lRA (300=310+330) 300 256,829,200 77,637,550

I, Ng ng~n h~n 310 256,829,200 77,637,550

1, Vay ngian h~n 311 - -2, Phai tra ngU'ai ban 312 V.6 177,000,000 -3. Ngu6"i mua Ira t~n truoc 313 - -4 Thu~ 'JS khoan phai ne)p I\ha nU'ac 314 V.7 15,274,800 18,592,050

5, Phai tra cOng n"fin vi~n 315 - -6, Chi phi phai tra 316 V.8 24,200,000 24,200,000

7. Phai Ira nOi bO 317 - -8, Cae khoan phai tnfl, phai ~p nglln h~n khae 319 V9 40,354,400 34,845,500

9, Dl,I' phong phai Ira ngian han ~20 - -10. Quy khen IhU'ong phue lQ'i 321 - -11. Giao dich mua ban r~i trai phi~u chinh phu 327 - -12. Ooanh lhu chua Ihlle hu!~nngian h~n 328 - -

II. NQ' dai hiiln 340 - -1. Phai Ira dai hQn ngU'6"i ban 331 - -2, Phai tra dai hQn nQi be) 332 - -3. Phai Ira dai h~n khac 333 - -4, Vay va nQ' dai h;;an 334 I- -5. Thu~ Ihu nh~p ho~n l<;Iiphai Ira 335 - -6. Oil phOng trQ' cap mal vi~e lam 336 - -7. Ol,l' pMng phai tra dai h<;ln 337 - -

I8, Ooant" thu chua thl,l'C hi~n dai h<;ln 338 - -9. Quy phal tri~n khoa hQe va e6ng ngt"~ 339 - -10.Quy dll phOng bOi Ihll'ang Ihi~1 h<;licho nha CI'~uIll' 359 - -

B. NGUON VON CHU sa HlJ'U 400 24,446,224,302 25,027,664,039

1. NguOn vOn CI'~lUttl' chu s& hffu 411 25,000,000,000 25,COO,00O,OCO

2, Th~ng dll' vOn cO ph~m 412 - -3, VOn khac chu So' hCru 413 - - -q4. CO phi~u quy (0) 4'4 - -5. Chenh I~ch danh gia l<;Iilai san 415 :iY- - AN6. Chenh I(!ch ly gia hOi doai e416 - -

l a~7. Quy d~u III phal Iri~n 417 - - ~\~8, Quy dll phong lai ehinh 418 - _ ,G

10. Quy khae thul)c vOn chu So' hCl'u 4'9 - .;p~11, LQ'i nhu~n chU'a oh:Jn l1hOi 420 15:3,775,698 27,664,0

TONG CONG NGUON VON 440-300+400) 430 24,703,053,502 25,105,301,589

ThL'yAt mmh Mo clio tal chin'" la mol b<) r;han /chOng Ikh n:\'ICU<IBao C80 la; chlnh

cAc CHi TlEU NGOAI BANG CAN DOl K~ ToAN

Thuyl!lChi tieu minh Ma .6 56 cu6i thana 56 C~unam

1. rai san e6 c1inhthue ngoai 001 . .2. val tll, ehling chi c6 gla nhan gill' hi:> 002 . .3, rai sian nMn ky elfO'C 003 . .4. NO'kh6 d6i d:t xU- Iy 004 - -5. Ngoq,i te cae IOq,i 005 - -6. CK 11I'uky ella eOng ty Quan Ly Quy 006 12,984,783,145 9,963,270,483

Trong d6:6.1 Chlrng khoan giao dieh 007 12,618,783,145 8,111,620,483

6,2 CtM.ingkhoan t<;lmng111g giao dich 008 - 360,000,000

6,3 Chlrng khoan dim e6 009 - -64 ChUng khoan l'ilm gifr 010 - .6.5 Chling khoan ch& thanh loan 011 366,000,000 1,491,650,000

6.6 Chlrng khoan phong 16a eh& rul 012 - .6.7 Chlrng khoan eM giao dieh 013 - .68 Chung khoan ky quy dam bao kroan vay 014 - .69 Chung khoan sLra IOigiao dieh 015 - .

7. CK ehll'a IllUky ella e6ng ty Quan Lj Quy 020 2,177,225,000 2,177,225,000

8. Ti~n sui ella nha d~u Ill' 1I~Ihae V.10 030 3,015,717 3,006,303

• Ti~n glri ella nt:a c1auIII lIYthae tro1g nll'ae 031 3,015,717 3,006,303

- Ti~n glri ella nl"a d~u tll lIYlhae m/ae ngoai 032 . .9. Oanh ml,le d~u I~ ella nh3 dau tll uy thae 040 1,100,000,000,000 1,100,000,000

9.1 Nha dau III lIYthae Irong nllae V,11 041 1,100,000,000,000 1,100,000,000

9,2 Nha (TauIll' lIYthae nu'ae ngoai (") 042 . .10, Cae khoim phai Ihu ella nha d~u tL1 uy thae 050 . .11, Cae khoan phai Ira eua nha c1~utll uy thae 051 . .

(*) Bao g6m nhung c6 phi~u ehO lhanh toan

TRAN VAN TRQNG

TK6 Toan Trli'O'ng

L~ THI KIM HoANG

NglJ'6oiI~p bibu

TRAN HoAI NAM

Thu~t minh boo clio till ehlnh IIIm~1be ;Jh~nkMng laeh r&I'elia Bao clio tai enlnh

cO'lG TV cO pHAN QUAN LY QUi' HU"G VIli'T Mc!I 56: B 02 • CTQ

K~T QuA HO~T [lQNG KINH DOANH Ban hBnh thea TT 12512011/TT-BTCQuy 1 n~m 2016 ngay 05"912011 cua B~ TBichinhTllr c8 c6c sd "eu c1& (/u<X ffl~ 'lien bAng ~ v~ Nam, rtgOf' ffir fruOOg hQ'P 1V'(lC ghi cht: Mng <kJn VItidn f6 kMc

7P.K6 toan trU'bng

)/IO/\.~

L~ TH! KIM HOANG

Namnay Nim trll'oc

Chi tillu M' Thuy41 lOy kilc1tn.6 mlnh Quy baocao cuOIquy bao Quy bao do lOy ki c16"

docuOiquy baocao

1. Doanh thu 01 . . 458,333,331 458,333,3312 Cae khoan giam trtr doanh thu 02 . . - .3 Doanh thu :hu~n Ill' ho~t d9n9 KO 10 - . 458,333,331 458,333,331

Chi phi hO<;l1dOng kinh doanh, gia4 v6n hang ban 11 - . - .5. Lvi nhu~n gQPtu- ho~t dQng KD 20 . . 458,333,331 458,333,331

6, Doanh thu ho~t dOngtai ehinh 21 IV.6,VI1 483,696,066 483,696,066 412,990,349 412,930,349

7, Chi phi tai chinh 22 IV.7,VI,2 290,348,266 290.348,266 1,036,508.615 1,036.508.615

8, Chi phi quan Iy doanh nghi~p 25 VI.3 774,787,537 774,787.537 855,359,541 855.359.541

9. LQ'i nhu~n thu!n tLvho~t dQng KD 30 (581,439.737) (581,439.737) (1,020,544,476) (1,020.544,476)

o Thu nh{jp k'l3e 31 . . . .1, Chi phi khac 32 . . . -2 LQ'inhu{jn ~,hac 40 - - . .

3. T6ng lQ'i nhu~n k6 toan trU'&c thu 50 (581,439,737) (581,439,737) (1,020,544,476) (',020,544,478)

4, Chi phi thu~ TNON hi~n hanh 51 1,267,567 1,267,567

5 Chi phi thu~ TNON hoAn I~i 52

6. lQ'i nhu~n sau thu6 TNDN 60 (581,439,737) (581,439,7371 (1,021,812,043) (',021,812,0431

7, LAI tren cODhi6u 70 ~ ----",.

~y---F/, - "'-

NgU'bi I~p bibu

t:t,L---TRAN HoAl NAM

Thuy~f minh Ma c~o f~ichlnh'~ met ~ ph~n kh()ng t~ch r(Jr cua B~a coo /SI chin/!

CONG TY cO pHAN OUAN LY OUY HUNG VU~.T

LlfU CHUY~NTI~NTe(Theo phvO'ngphap Irllc II~p)Our 1 n3m 2016Tdt ell cae sO ~(,/ d6u dvce the nlen bAno l16no Viet Nam. ~i 1M tnr&ng hQp~ OMeN) Mno (Jon VIhen te knac

M.1 sO, B 03 - CTC

Ban MrJl thoo TT 12512011fTT-BTC

ngay 0510912011cJa B<)Tai chInn

Chi tiAu

I. LlfU CHUYI:N TII:N TIl HO~T DONG KINH DOANH1.Thu lil!n tll' ho~l (\'(lngnghi~pVl,l,eung cApdieh VI,!va doanh lhukhac

2, Ti~n chi t-a cho ho?>1(\'(lngnghi~pVI,!va ngU'aicung cap hang h6a,dieh Vl,l

3. Ti~n chi tra cho ngU'oilao (\'ong4 Ti~n chi tra lai vay5. Ti~n chi n(lp thu~ TNDN6. Ti~n thu khac tll' hOq.t(\'(lngkinh doanh7. Ti~n chi kMc tll' no~t (\'ongkinh doanhLU'UchuyAn ti~n thuan tti' hO\lt dQng kinh doanh

MJ Thuy&ts6 minh

01

02030405060720

Ky nay

(372,878,700)

17,316,666,799(16,750,614,082)

193,174,017

Ky nay nlim trtK1c

1,825,549,514

(731,990.000)

(380,333,850)

17,946,321,388(18,852,713,564)(193,166,512)

II. LlfU CHUYI:N T1t:Nni HO~T DONG vAU TU'1. Ti~n ch dl! mua sAm, xfly d,rng TSCE>va cac tai san dai hq.nkhac 212. Ti~n thu tll' thanh Iy, nhl1O'ngban TSCE> 223. Ti~n chi mua cae c6ng Cl,! nO'ella (Janvi khac 234. Ti~n lhu tll' thanh Iy, nhU'O'ngban TSCE>va cae tai san dai hq.nkMc 245. Ti~n chi (Jautll' gc,pvOnvao (Janvi kh,k 256. Ti~n thu hOi(Jautll' g6p vOnvao (Jan••'i khac 267. Ti~n lhu c6 tllC va IO'inhu:'n (Jl1Q'cehia 27LU'UchuyAn tiltn thuAn tti' hO\lt (I(lOg (J~uhp 30

III. LU'UCHUYI:N Til HO~T DONG TAl CHiNH1. Ti~n lhu tll' phal h.1mhc6 phi~u. lrai phi~u, nh~n vOng6p clla ehu~h~u 31

2. Ti~n chi tra vOneho cae ehu sa hliu. mua l<;IieOphi~u euaeOngty,:!A pMt hanh 323.Ti~n vay ng~n hq.n,dai h~n nMn (JU'Q'c 334.T~nchiri~g~~y ~5. Ti~n chi tra nQ'thue tai chinh 356. c6 hie, lQ'inhu~n l1atra ehoehu sa hliu 36LU'uchuyAn ti~n thuan tti' hO{it 4(lOg tai ehinh 40

112,500,298112,500,298

110,030.000110,030,000

LU'Uchuy6n ti6n thu n trong ky (50=20+30+40)Ti~n va tll'ang dU'o'Ogtilln (JaukyAnh hU'angeua thay dOity gia hOidoai qJYdOing~i te-Ti6n va tu-ang dU'O'T1gti6n cuOi ky (70=50+60+61)

50606170

305,674,3159255,706,351

9,561,380,666

183,136,512)13,571,142,393

13,488,005,881

Ngli'Oi I~p billu

);L~TRAN HOA.INAM

Kbtoantnrang

~It,~~

L~ THI KIM HoANG

Th:;YSI mmh bao cao la; chinn la m61 b6 ph$n kMng tAeh r&i CU8Bao coo la; cnlnn

CONG TY cO pHAN QUAN LY QUY HUNG VieT "".I. BOO - eTQ

THUYET MINH sAo CAD TAl CHiNH B," M"'1"OO IT f2S12011m-BTe

Quy 1 "am 2016 ngay 051912011 CU8 80 Taj chfnh

rAt C8cae s6 Ji~uc1du c:fl,Qc thtJ h~n bAng c16ngVi6t Nsm, ngo(Ji 1M truOng hqp dVQC ghi chli bAng oon vi UtJn /6 khac~uyAI minh 'lay 18~t ~ ph$n kM'Ig tach r(yj '18dtJ'QC l1QCciJng ck Mo coo tal chlnh c1Inh kern

I. D•••C DI£M HO•••T DQNG CUA OOANH NGHlep

1. Hinh thtYcsOt hfru vl>n

COng ty c6 phfln quzm I)' quy Hung Vi~t dU'Q'cthanh I~p thea Giay phep 56 33/UBCK-GP ngay 6 thang 5 nam 2008 do Uy

Ban chling khoan NM mrac (UBCKNN) cap & Giay phep di~uchinh 56 1O/GPOC-UBCK dip ngay 5/4/2013 'Ie vi~c thayd6i d!3 chi van ph6ng. Gay phep dieu chinh 56 01/GPfJC-UBCK ngay 16 tMng 01 nam 2015 ella UBCKNN ve viec b6

sung nghi$p VI,! kinh doanh:TLY van Clau tU' chli'ng khotm.

2. Linh vl,I'Cho~t dQng

_ Quan 1)'quy Clau tU' chung khoan, cOng ty dau tU' chl1ng khoan;

_Quan I)' danh ml.,lc<:f~uh.l' chung khoan.- TU' v~m<:f~uhI ch(rng khoan.

3. TOng sO nhan vien 9 ngU'6'i

Trang d6:_ Nhan vi~n Quan 19 quy: 6 ngtr6'i

KY K£ ToAN, DON VI TI~N Te sli DVNG TRONG K£ ToANII.

T~n rMn vi~nTr~n van TrQngVO Trong ThuyNguyen Thanh TUngPhi T1j Thu HiEm

Tr~n Hoai NamMai Thanh Binh

56 gl~Yphep002181QLQ002161QLQ002221QLQ00198/QLQ

00572/QLQ00441/QLQ

Ngay cap17/04/200917/04/200917/04/200917/04/200901/02/201008/09/2009

Vi trlT6n9 Giam D6cChuy~n vil!n tU' vanChuy~n vil!n quan Iy quyChuy~n vi~n quam Iy quyChuy~n vi~n quan Iy quyKi~m soat n~i b~

1. Nien de) k~ toan

N3m tai chlnh li~p thea: bat cfau tlj ngay 1 thang 1 (h~nngay 31 thang 12

2. Dan vi tiAn t~ Slr dl,lng trong ghi chep ke toan va nguyen tjc I~p baa CaD tal chinh

Dan vi tiAn te sli dl,lng trong ke toan: dOng Viet Nam (VND).Nguy~n tac I~p Baa cao tai chinh: Baa cao lai chlnh 'U'OOcI~p thea nguy~n tac gia g6c va phu hOOpvai chu3n mt,l'c k~ toan

Viet Nam.

III. CHuAN Ml,fC vA CH£ DQ K£ ToAN Ap DVNG

COng ty ap dl,lng Ch~ cf~ ke toan Viet Nam '0103 cae chlnh 5ach k~ toan cfuoocquy djnh t<;lithOng tU' s6 125/2011m-BTC

ngay 05/09/2011 do B~ Tai chlnh ban Mnh v~ viec hu6'ng d~n ke loan d6i val COngty quan Iy quy va cac van ban 5lia cf6l,

b6 su1g che de ke toan c6 li~n quan.

CONG TV cO pHAN auAN LY auy HUNG VII;:T MlJs6-B09. eTQ

THUYET MINH sAo cAo TAl CHiNH Boo h".hIh,o TT12!Y207lm.BTC

auy 1 nam 2016 ng8)'05t9l2011 ::uaB~ Tilichfnh

TAl c8 cae s61~u<Mu dWC th4 h~n bAng ~ V~t Nam, ngoI)i /rir tltiOng h(1p dt,Qc ghi cM bAng don v,tiAn t~ kMcThUr/1f minh nily /il m(Jt b~ pMn kMng tach r&iva dUQCw= cung cac 080 cao tai chinh dlnh Mm

2. Chu~n ml,l'C kt\ toan ap dl,lng

Cho ~~n ngay I~p Baa cao tai ehlnh nay, Ban Giam ~6e COng ty ~a ~U'Q'cbi~t v6 cae chulm mve k~ toan Vi$t Nam ~a

~U'O'e80 Tai ehlnh ban Mnh.

3. Hinh thu-e s6 k6 toan ap dl,mg NMt kY chung

IV. cAc cHINH SACH K~ ToAN Ap DVNG

1. Nguyen tilc ghi nh~n cac khoan ti6n va tU'O'ng dU'O'ng ti6n

Tien va tLlO'ng ~lI'O'ng tien baa gOm: tien m~t. tien glii khOng ky h~n, tien ~ang chuyen va cae khoim dau Ill' ngiln h~n e6

th6'i gian Ihu h6i ho~e ~aa h~n kh6ng qua:; tMng k~ lu ngay mua, e6 tinh thanh khaan cao, c6 kha n:!ng chuyen ~6i de

dang tMnh cae IU'Qngtjim xac dinh va khOng c6 nhieu rui ro trong chuy~n c!6i tMnh tien.

2. Phu'O'ng phap ghi nh~n va khAu haa tai san c6 djnh

Nguy~n lac ghi nMn tai san co c!inh: baa gOm gia mua va nhCmg chi phi c6 li~n quan trvc ti~p d~n ,,'i~c ~U'a TSCD vaa

hO<;l1~ong nhlT dv ki~n.

PhU'cmg phap ~,hflu hao ~aisan co dinh: Khflu hao tai san co djnh Unh thea phU'O'ngphap Ic.hfluhao ~U'6'ng Ihang dva ••.aotY 1$khflu hao quy d,nh t~i ThOng:U' s6 4512013m.BTC ella 80 Tai chinh.

Thai gian Sll' dung U'6'etnh ella cae nh6m lai san e6 ~inh:

PhU'O''''gri~n v~n fBi. fruyen d~n 6 nfjmThief b;, dvng cv quan fy 3 nfjm

3. PhU'O'ng phap kit toan cae khoan d~u tU' Ui ehinh

Dau tU' tai ehlnh eua COr.g ty baa gom cae khoan (lau IU' tai ehfnh ngan h<;lnva dai h<;ln.

Dau tll tai chfnh ngan hQ.n

Dau tll tai chlnh ngtlO h<;lnbaa gOm cac khaan tien gjoi c6 ky hi;m l(r tr~n 3 thang d~n 1 nam va cac (hoan dau tll chung

khoan COng ty nam giCf ••.6'i ml,lC(lich d~ ban trong ngan h<;ln.Ch(rng khoan kinh doanh dU'(re xac dinh gia Irj ban dau thea

gia mua cOng cae chi phlli~n quan d~n giao dich mua (gia goe) In} eac khoan dv ph6ng giam gia d~1Utll. Dv phOng (lvQ'c

I~p khi gia trl cua cac khoan da.u tU'~ang g~i nh~n tr~n s6 k~ toan eaa han gia trj thi trU'6'ng ho.;.e phat sinh Sll suy giam gia

trj eua cac khoan dtlU tU' t<;lingay k~t thuc ky k~ toan, Tang hoae giam s6 dU' tai khaim dv ph6ng dU'O'ch~eh t)a:n vaa chi

phllai chinh trong Ma caa kt!1qua haat dong kinh doanh.

Dau tll tai chfnh dai hQ.n

MIJ s6, B09. CTO

Ban Mrh thea TT 12512011/TT.BTC

ngs;' 051912011 cua B(I Tsi :hlnh

C6NG TY cO PHAN auAN LY auy HUNG VI~T

THUYET MINH sAo cAo TAl CHiNHcuy 1 nam 2016rAt colicae s61i6u dtlu ~ Ih~ hi6r: bAng r16ng Vi6t Nam. flglXJi tnrltl.oQng ht'JPdwc ghi eM bAng dorl '" tiIJn 16 kMc

Thuy(,/ mint! nay /8 mc)t ~ ph6n kh~ng fach rOl va dVflC c1Q: cling C8c ~oo coo tlti chinh dint! kernoau III taj chfnh dai h~n baa gom cae khoan "au Ill' ch(rng khoan GOng ty nam giCi v6'i rnt,Jc<3fchO~ ban trang dai h~nChung khoan kinh doanh dllO'C xac dinh gia tri ban dau thea gia mua ~ng cae chi phI lien quan (f~1 giao dich mua (giag6c) trir cae khoan dv phong giam gitl dflu hr. DV ph6ng dl1O'CI~p khi gia trj eua cae khoan dau III dang ghi nh$n Iren s6k~ lotm cao han gia In thi trU'o-ng hoac phat sinh Sl,I'suy giam gia tri eua cae khoan (tau III !;;Ji ngay k~t thue ky k~ toanTang hOaG giam s6 dU' tai khoan dl,f ph6ng dU'Q'ch;;JChtoan vaa chi phI tai chfnh trang baa cao k~t qua hO<il;t dOng kinh

doanh.

Gia thj trU'ang d'Vl;YCStl dl,mg d~ ,-ich '~p dll ph6ng giam gia cho cac khoan dau tv chung khoan dU'l;Ycxac djnh nhv sau:

_DOi voi cac chung khoan d:!! ni~m yet, 18 gia giao d ch binh quan thV'c I~ t<;lingay Irlch I~p dV' ph6rg Ir~n 56 Giao djch

chung khoan Ha NOi (HNX); va la gia d6ng cva l<;Iingay trlch j~p dll ph6ng tr~n 56 Giao dich chling khoan tMnh phO HO

Chi Minh (HOSE)• DOi voi cac chung khoan chU'a dU'l;Ycni~m y~t, do '1i$c xac dlnh gia giao dich chlfa c6 cO'56 chAc chAn n~n khOng thV'chi$n trlch I~p dl,f phOng.

4. Nguyen tic ghi nh~n chi phi phai tra

Cac I<.hoanchi phi U'oc tinh cho hoat dOng k.inh doar:h trong k.ynhllng thl,fC te chL1a philt sinh dU'O'Ctrich trU'ac 'lao chi phi

hoat 1.10ngkinh doanh Irong ky tr~n cO'sa l.1ambflO rguy~n tAc phu hl;Ypgifra doanh Ihu vtJ.chi phI. Khi cac chi phi 1.10phal

sinh, n~u c6 ch~nh t$ch voi 50 d:!! trich, ke toan tien 1anh ghi b6 sung ho~c gjam chi phi tU'O'ngling voi phan cMnh I$ch.

Chi p'li pMi tra tai ngay k.et thuc ni~n dO la k.hoan trich tmac chi phi ki~m toano

5. Nguy~n tic ghi nh~n v6n chu sa hfru

a,:0'.Nguyen lic va phllong phap ghi nh~n doanh thu

_Von cua chu 50' hCru:1.1U'l;YCcOng ty ghi nh~n thea 56 'Ibn Ihl,fC gOp cua ehu 50' hCru.• Nguyan tac ghi nh~n ll;Yinhu~n ChU'8 phar, phOi: 103 s6 ll;Yinhu~n tu hOat Clong kinh doanh eua cOng ty sau khi Iru chi phi

"thue thu nh~p doanh nghi$p.

6..\1

Doanh thu hoat dOng kinh doanh ~Doanh thu hOat dong kinh doanh baa gOm doanh thu tu hO<;lt1.10n9quan Iy danh ml,JCdau hI ehting khoan Cll1l;Ycghi nMn !.:.tr~n cO'5& hl;Yp1.10ngky ket va gia trj giao dlch thV'c Ie d:!! thV'c hi$n.

Doanh thu tai chlnh baa ::JOm:

- Ooanh thu hO<;ltClong IV doanh ch(rng khoanDOi vai cac ch(rng khoan CIani~m yet tr~n san giao drch chling khoan, doanh thu hO<;ltClongtV' doanh chung k.hoan ClU'Q'c

ghi nhan tr~n cO'5& thOn~ baa kh6'p I$nh tu. 56 Giao dich ChU1g khoan lhanh phO HOChi Minh va 56 Giao dich chling

khoan Ha NOi, DO.vai ch(rng khoan chU'a ni~m yet, doanh Ihu tV' doanh chung khoan ClU'Qcghi nh~n khi hoan thanh vj$c

chuyoo giao qu,~n 5& hC'u cho ngU'ai mua.

- Doanh Ihu khac

NQ' phai tra Uti chinh

CONG TV cO pHAN QUAN LY QUY HUNG VI!;T M',o B09. eTO

THUYET MINH sAo cAo TAl CHiNH B,nMnhtheoT"'!Y2011fTT-BTe

Qur 1 "am 2016 098'1 O~120f1 CUBBO Taichlnhral C8 cac s~ ,,~u dEiu 11.Jf)CthA hi~n b~ng cMng Vi~l Nem, ngo{l; tni' truOng hqp dl/flC ghi chu bAng t.1t:mvi tidn t~kMc

Thuydf minh mly /8 ~I ~ ph6n kMng I8ch ra; \/8 duQc c1f;ccung cae Mo ello /8; ch{nh t1inh leemOoanh thu khac baa g6m lai li;;n Qui, c6 tue va lQ'i nhu~n Ill' hO<;lt ~~ng hqp tac kinh doanh. Lai tiJ;n glii dl1Q'cghi nh~n trimcO' sa dOn llch (c6 tfnh (I'~n 100itlie rna tai san (fern rail Irli' khi kha nang thu hOi lian h~i khOng chac chan. c6 !lie va 100inhu3n III hO<;lt<tOng hOOp lac kinh doanh (hlQC ghi nh~n khi cO dOng c1lfQ'C quy~n oMn cO t(rc haac cae b~n tham gia gOp

vOn (fl1QC quyan nh~m lQ'i nhuM tlr lJi~cgOp vOn kinh doanh.

7. NguyAn tac va phU'O'ngphilp ghi nh~n chi phi tal chlnh

Chi phi tai chlnh la s6 It>pM! sinh do cOng ty quan Iy quy tl,f doanh, lai 'lay ng:m hang va phi giao dich kinh doanh chungkhoan.

8. Nguyen tac va phU'O'ng phap ghi nh~n chi phi thuA TNDN hi~n hanh

Chi phi thu~ thu nhoZipdoanh nghiep hiE!nhanh dll'l;YCxae djnh dl,fa trl!n CC1 sa thu nhoZipehiu thu~ va thue suM thu~ thu

nh~p doanh nghi$p hi$n Mnh.

Thu~ suat thu~ thu nh~p doanh ";lhi$p Mng nam b~ng 20% (hai mll'O'i ph~m tram).

9. Cong cl,l tal chinh

Tal san tai chinh

Tai san tai chlnh, theo ph<;lmvi cCa ThOng tll' 210 cho ml,JCdfeh thuyet minh tron9 cae bao cao tal chlnh, dll'Q'c pMn 10<;li

mOt each pM hO'pthanh tai san tai chinh dll'Qc ghi nMn thea gia trj hO'p 1'1 thOng qua bao caa kAt qua hO<;ltd,ng kinh

doanh, cae khoan eho vay va phai thu, cac khoan dau tll' giti' dfm ngay ,:1aoh<;lnha,zlCtai san tai chlnh san sang d~ ban.

GOng ty quyet dinh viec pMn 10<;licac tai san tai chfnh nay t<;lithO'i dil!m ghi nh$n Ian dau.Tl;Ii trO'i diem ghi nhan Ian dau, tai san ta; chlnh dll'O'Cxac dinh theo nguyl!n gia cOng voi cac chi phi giao dich trvc tiep c6lil!n quan,

Gac tai san tai chlnh clla GOng ty bao gOm ti~n va cac khaan tirm gLri ng~n h<;ln,cae khoan phai thu kMch hang, phili thu

kMc va cac khaan dau tU' tai chlnh ng~n h<;ln.

GpH

NO'phili tra tai ehlnh, theo ph<;lmIii clla ThOng tlf 210 eho rnl,Jedleh thuyet minh trong cae bao cao tai ehlnh, dl1Qe pMn L'

10.1mOl each ph" hqp Ihanh cae khoan nq phal Ira lal chlnh d~qc ghl nhan IhOn~ qua bao cao k~1qua ho.1 dOng klnh :GJdoanh ho~c cae khoan nQ'phai tra tai chinh dl1qc xae d!nh thea gia trj pMn b6. COng ty xac d!nh viec pMn la<;licac nq Ph~

tra lai chinh nay t<;lithO'idl~m ghi nh~n ran d'au. ITat ea nO'phili tra tai ehlnh dl1O'Cghi nh~m ban dau thea nguytm gia ~ng vai cae chi phi giao drch trvc trAp c6 lil!n quan.

NO'pMi tra tai chlnh clla GOng ty baa gOm cac khaan phili tra ng11O'iba1 va cac khailO pMi tra khae.

Gia trj sau ghi nh~n Ian dau

Hien ~i khOng c6 yl!u cau xae djnh I<iligia tri clla cac cOng CI,Jtai chlnh sau khi ghi nh$n ban d'au,

8u trLPcae eOng Cl,l tal chinh

Gae tai san tai chlnh va nO'phai tra tal chlnh dl1Q'Cbe trtl' va gia: trj thuan se d'l1Q'ctrlnh bay Irl!n bang can d'6i k6 taan neu,

va chi neu, GOng ty e6 quy~n hqp phap thl Mnh viE!cbiJ trtl' cae gia trj d'a dl1qc ghi nh$n nay va c6 '1 d'jnh bU tr(y trl!n co sa

thuan. haac thu <1ll'O'ccae tai san va thanh toan nl;Yphai tra dong thOOi.

CONG TV cO pHAN auAN LY auy HUNG VI~T ." ml ..B09. croTHUYET MINH sAo cAo TAl CHiNH Banh8.1h thea IT 72512011ffT-BTC

Qui 1 "am 2016 ngsy 0519/2011 CU8B~ Ta; chlnh

rAt C8 C8c sd Mu dtlu c1JQCIhff h~{lbang (I6ng V,~tNam. ngo{l' tni'lroJOng hQp I1JVC ghi cnu Mng <bn ~.!t~nI~kMcTflUyM mint. nay Is ~t b() ph<1n kh6ng Men r6I va l1lJQ'CdQC cling cac baa CBO fBi chInn c1/nh kam

10. Nguy6n tac va phu'O'ng phap kA toan khac: thee quy d'inh

31/03/2016 31/12/2015

9,010,488,205 10,342,6841") 550,892,461 305,363,667

8,940,000,0009,561,380,666 9,255,706,351

31/0312016 31/12/2015

23,603,638 28,021,734

14,529,075 14,579,101512,759,748 262,762,832550,892,461 305,363,667

3110312016 31/1212015

(") Ti~nQlri ngao hang

Ngtm hang TMCP pMt :rien nha TP. HeMNgan hang TMCP A ChauNgar hang TMCP Vi~tNam Th,nh Vltc;rngNgtm hang BIDVNgan hang BIDV (tai khoim chLrng khoan)-~-------------------

TOng cQng-~~~-----------------

V. THONG TIN sO SUNG CHO cAc KHOAN MVC TR~N sAo cAo TAl CHINH

1. Ti~nva khoan tU'O'ng du'O'ng tilm

Tien matTi~nQui ngan hangCae khoim tU'ung OU'O'n~ tien

2. Cae khoan dau h•.Ui chinh ngan h~nc6 phi~ud'~utl1 ngan h<;ln(Thuy~l minh 2,1)

Dv ph6ng giam gia dtlu tLY nganh~n(Thuyet minh 22)

TOng cQng

13,251,640,606 12,984,783,145

(920,325,792) (1,327,867,145)12,341,314,814 11,656,916,000

135,0002.1 CO phi~ud~utlP ng£n h\tnAGM. Cly CP XNK An GiangTCM. Cly CP O~l May £JTTM ThanhCOng

GTG: NH TMCP COng T1U'ong VN

OCM. Cly CP Phan BOn oau Khl caMau

FPT: Cly CP PT £JTCOn. Ngh~ FPT

PHR: Cly CP CaD Su Ph~&c HOa

GAS T6ng Cly Khl VN

PVS T6ng Cly OVKT oau Khl VN

MBS: Ngtln Hang TMCP Quan 06iKBC; ely CP PT £)0 Thj Kinh sac

10)00

50,000

129,100

45,000

40,000

80,000

107,600

170,000

291,OOO,OCO

856,OOO,OCO

1,650,578,005

2,180,500,000

733,000,000

1,687,808,000

1,577,882,644

2,217,879,143

140,000

30,000

30,000

110,000

82,660

150,000

1,174,500 OOO~

y

~~j1,798,500,000 ~

1,449,000,000 I

1,454,375,000

2,608,500,000

1,236,545,174

1976,854,971

PLC: ely CP H6a oau PetrolimexTDN: ely CP Than Deo NaiTNC: Cly CP CaD Su Th6ng Nhal

25,00035,00085,000776,700

842,000,000262,564,814962,428,000

13,261,640,606

43,20085,000805,860

324,080,000962,428,000

12,984,783,145

C6NG TY c6 pHAN auAN LY auy HUNG VI~TMS 56: B09 • erQ

THUYIOT MINH BAa cAo TAl CHiNH Ban hantl thea TT 1251201 ,m-BTC

Quy 1 nam 2016 "98y 0&91201 f CUS ~ Ta; cIIlnh

rAt CS cBc s6li~U eMu I1we mtJ hl~n bling d6ng VI"I Nam. ngo{li (fir fruOng hqp cJUl;'Cghi ehU bAng l10rJ vi f!tm tt;1 kMcP.luy6t minh 'l8y /0 mOt t.>CpM/! kh6rJg tach r(Ji '18 11Uf)'C doC cimg cae belo CBO fai chlnh c1Inh kern

Gla trl s6 sach56 IUVn9 c6 phlO!u Glam so val(c6 phlAu) IVNO) gia. thi tnrong

2.2 Dlf ph6ng giam gia d3u hI ng~nh~n IVNO)

TCM Cly CP OM oTTM Thanh C~n9 10,000 291,000,000 (9,000.000)

CTG: NH TMCP COngThU'O'ng VN 50,000 856,000,000 (36,000,000)

£lCM: Cly CP PMn B6n £lilu Khl CaMau 129,100 1,650,578,005 111,008,005)

FPT: Cly CP PM! Tri~n oT C6n9N9h~ FPT 45,000 2,180,500,000 (61,000,000)

PHR: Cty CP Gao Su PhU'6'c H6a 40,000 733,000,000 (49,000,000)

PV5 T6n9 Cly £lVKT £lilu Khl VN 80,000 1,687,808,000 (463,808,000)

MBS: Ngtm Hang TMCP Quan E>~i 107,600 1,577,682,644 (39,202,644)

KBC: Cly CP PT 06 Thi Kinh Bac 170,000 2,2'7,B79,143 (58,879,143)

PlC: Cty CP Hoa oau Petrolimex 25,000 842,000,000 (54,500,000)

TNC Cly CP Cao 5u Th6n9 Nhill 85,000 962,428,000 (137,928,000)

741,700 12.999,075,792 1920,325,792)

3. Tinh hlnh tang, giam tAi san cO dinhTal san cO dinh hfru hinh

Chl'titJu NhB cria. v~tkidn PhtJ'(T(lg Mn v(1n tai ThilJt bi. dvng C(I C~ngfmc quail Iy

I. Nguyen gia56 du dilu ky . 1,192,480,600 66,770,00) 1,259,250,600

Mua tron9 ky . - . 'j

56 du cu6i ky - 1,192,480,6CO 66,770,000 1,259,250,~00 .~

II. Hao mon lay kA J~56 du dilu ky - 708,101,337 66,500,000 774,601,337 T'Khau hao trong ky 28,498,191 28,498,191 .

s6 dl1 cu6i ky - 736,599,528 66,500,000 803,099,528 '!-,

III. Gia trj con l{ll56 du dilu ky . 484,649,263 484,649,263

56 dl1 cuoi ky . 456,151,072 . 456,151,072

Tal san cO djnh v6 hlnh

ChI ti9u s6 d" <fau ky rang Gi.:1m 56 ducu6i ky

Nguy~ngia 93,315,600 - . 93,315,600

Hao mOn lay k~ 93,315,600 . - 93,315,600

IGia tri cOn r~i . . - -

,

CONG TV cO PHAN QUAN LY QUY HUNG VieT ",,0. BOO- CTOTHUYET MINH BAo cAo TAl CHiNH B,n",nhth," IT t2""0l1/TT-BTC

au)' 1 "am 2016 n98)' 0!il9l2011 CUB80 Ttli =h(nh

rAI cd cae s61~u tMu dVQ'C thi hi~r bang!XIng V~l Nom, ngoIiIi ltV t!LoOng h(1p c1L'Q'Cghi eM bang lbn vi tilm t6 khac

!hUt/it minh nAy /8~I O(tpMn khtng tach r&i va dUf)C doc cung cac ~doC80 lei :;h/nh I1Inh kern

4. D3u tll' dai h\tn khac

31/12/201556 /U'cmg Gi~tr;

110,030 2,177,225,000103,089 2,177,225,000

31/03/2016

Gi~tr;2,177,225,0002,177,225,000

s6//1'O'ng110,030110,030

£),~utll' chl1ng khoan khac

5. rai san dai h{ln khac 31/03/2016 31/12/2015

Chi p,f chuy~nvan ph6ng

D;;itcoc cho eti TNHH MTV TM En & PT Thai £)~iO~lcoc cho el)' Vinasun, Mai Linh, lavie

153,781,950

13,200,000166,981,950

16,823,025

153,781950

13,200000183,804,975

6. Phaitra ngU'biban 31/03/2016 31/12/2015

Phai Ira do mua ch0'ng khoan cue; ky 177,000,000177,000,000

7. Thu~ph.; n~p 31/03/2016 31/12/2015

Thu~thu nh<;ipdoanh nghi$pThu~thu nh~pca nMn 15,274,800 18,592,050

15,274,800 18,592,050

8. Chi phi phili Ira 31/03/2016 31/12/2015

Chi phi phai Ira (ki~mtoan) 24,200,000 24,200,000 '

24,200,000 24,200,000 )

9. Phai Ira khac 31/03/2016 31/12/2015~

PMj t'a khac (cOn9 doan) 40,354,400 34.845,50040,354,400 34,845,500

10. Ti~nglri cua nhit dau tU' uy thac 31/12/2015 31/12/2015

s6 d~ d~u ky 3,015,717 3,006,303

s6 tang trong k'i 6,102 150,000

s6 giam trong ky 140,586

56 dU' cu6i ky 3,021,819 3,015,717

CONG TY cO pHAN auAN LY auy HUNG VieT

THUYET MINH sAo cAo TAl cHiNHour 1 "Am 20161&1c8 cae ~ 116ueMu c1uQC 1M h~n b~ng ~ V~t Nam, ngo.'li lriT fruOng hep c1uQC ghi chit bAng l10rI vi tilln t~l<h8c

Thuy~t minh nay /8 mOf ~ pM" kMng tach rOT va c11.XlCdQc cung cac 080 CBO teli chInn t1Inh .118m

11. Oanh ffit,lCcua nha dAu lU' uy thac 31/03/2016Danh rnl,JCella nM dau tl1 uy th,k trang nl16'cc6 phlAu chU'a nlem y~t

HAGL: Cly CP Oau Tu' My Dvngva PT nM Hoang Anh 1,100,000,000,000

1,100,000,000,000

VI. THONG TIN BO SUNG CHO cAc KHOAN MVC TRiNH BAY TRONGBAo cAO K~T aUA HO~T OQNG KINH OOANH

M~56:B09 • eTC

Ban h8nh thea IT 125f2011m-BTC

ngay 0519/201 1CUB80 rtli chtnn

31/12/2015

1,100,000,000,0001,100,000,000,000

1. Doanh thu ho~t dOng tai chlnh

Uh tien QuiLa; <tau tl1 tai chlnh

2. Chi phi Itti chinh

lo dau tll lai chJnhKhac

3. Chi phi quan tY doanh nghitp

Chi phI nhan vian qufm IyChi phi khau hao TSCO

Thu~ phi va Ie phiChi p,r djch VI,J mua ngoaiChi p,'! bang ti~n khac

Ng",,1I~pbl~u

TRAN HOAI NAM

K6 loan trU'ang

LE THI KIM HOANG

Ky nay

2,470,298481,225,768483,696,066

Ky nay

258,716,95431,631,312290,348,266

Ky nay

508,422,00028,498,1913,000,000

199,792,68145,074,665774,787,537

Ky nay n:lm tnrac

4,736,635408,253,714412,990,349

Ky nay n3m trU'<7c

987,306,77249,201,843

1,036,508,615

Ky nay "am tn.v6'c

521,442,00033,488,1905,000,000

204,103,42691,325,925 ,855,359,541 .

ang 03 "am 2016 ~

MOOC II

TRAN VAN TRc;lNG

CONG TV cOl'HAN QUAN L\' QiJv HUNG VI(i:T

"' ,.. .. ~ " " "

BANG KE CHI TlET DI) PHONG GIAM GIA CAC KHOANDA.V TV' CHUNG KHOA.N

T~li ngay 31103/2016

Clllrng "hoan n~m ~iil'l\li thiri di~m 31.03.2016

2 DCM- 3 FPT- --4 GAS- 5 KBC-6 MSB

1__ 7 PHR8 PLC-----9 PVS-10 TCM-- --II TNe

11 -~h;mgkhvon chll"l1niem .vi!-lli CMng khodn khJc _

TA;;-,,0;;'

50,000 17.12~ _16,40Q. 36,OOQ!QOO " 36,OOq,ooo

129,[00 12,785 12,700 _II,008,0~1 _ _' _ _ 11,008,00545,000 48,45~_ 47,100 ~.OOO,OOO --.: ~J~Qoq,Q!J~

'. _' . . 308,375,000 _ (368.375,000)170,000_ 13,046 ---..L2.700 _~8,87~,143 _11.854.?71 47.024,172107,600 14,664 _J4,30~ 39.201.6.:1~__ ~.70~.174 _?,493!,!.7040,000 .. 18,325 _17,~ ~,OOO,oOO _ _ . __ 49,000,000.25,000 __ 33.68(j . .31,500 __ 54,50{),OQO_ _ _'_ 54,500,00080,000 2[,098 15.3Q(j ~,808.000 771,500,000 _(307,692,OOO)10,000 29,1,00 __ 2_8,200__ 9,000,000 _ . _ 9.000,00085,O~ _~II,3~ __ 9,700 ...\32,928,000 ,_ J.46,428.000 __ (g.~OO.OOO)

- - -- . -- --

sA hnlng Gill 1II1111 Gi:\ th\l"c t~ Gia trj chcnh\'1\0 t\li 31.03.16 I~ch

-- -(3) (41- (5)-'@~[(4J:(5)]'0

Trlch I~p"51 nay

_(7) (8)"J6).{7)_

Trich I~pky tnroc

920.325,792-- .

L.m,li ch(rnJ!:khoan

(2)Chlfng kho{1'I nii!m yk -

~ ~ang ky giao dichCTG

STT