Cong ty c6 ph~n cong nghiepCao su Milln nam .

CQNG HOA xA HQI CHU NGHiA VI~T NAMBQc I~p - TI:" do - Hanh phuc

s6: 01-8C-H8QT Thanh ph6 H6 chi minh, ngay 30 (hang 7 nam 2018.

BAo cAo TiNH HiNH QUAN TR! CONG TV NIEM Y~T(6 thang/nam 2018)

Kinh gut - Uy ban Chli'ng khoan Nha nuoc- Sa Giao dich Chli'ng khoan

- Ten cong ty niern yet: Cong ty c6 phan Conq nqhiep Cao su mien Nam.

- 8ja chi tru sa chinh: 180 Nguy~n th] Minh Khai- P6-Q3- Tp.HCM

- 8i$n thoai: +848-38362373 Fax: +848-38362633 Email:casumina@casumina.com

- Von dieu 1$:740.204.960.000 dOng.

- Ma chunq khoan: CSM

I. Hoat dQng cua B.,i hQi d6ng c6 dong

Thong tin ve cac cuec hop va Nghi quyetlQuyet djnh cua 8c;ti hQi d6ng cll dong (bao gOm ca cac Nghi quyetcua 8lili hoi d6ng c6 dong dU'Q'cthong qua dU'cYihinh thuc lay y kien b~ng van ban):

Dai hoi dong c6 dong t6 chuc mot cucc hop duy nhat trong 6 thanq dau narn 2018, d6 la cuoc hop8HC8 thU'ang nien ngay 19/4/2018 va da ra Nghj quyet 56 62/20171 NQ- H8QT ngay 19/4/2018.

II. HQi d6ng quan tr! :

1. Thong tin ve thanh vien HOidong quan tri (H8QT):

Stt Thanh vien H8QT Chli'c VI,J Ngay bat s6 buoi hop TYI$ Ly do khongdau/khong con tham dl,J' tham dl,J'la thanh vien

H8QTNHII;M KY 2016-2021

1 Ong Nguy~n Xuan Bac Chu tich 4/2016 6/6 100%

2 OnQPhlilm HOnQPhU Uy vlen 4/2016 6/6 100%3 Ong Phlilm Van Tho Uy viem 19/4/2018, 516 83%

khong con laTV H8QT

4 Ong Nguy~n Minh Uy vien 4/2016 6/6 100%Thi$n

5 Ong Nguyen Ngoc Uy vien 4/2016 6/6 100%PhU'O'nQ

6 Ong La TUng Quan Uy vien 19/4/20 18, b~t 1/6 17%dau la TVH8QT

2. HOliltdong giam sat cua H8QT doi vcYiBan Giam doc:

Trong 6 tMng dau nam 2018, chu tich H8QT da chu trl cac cuoc hop cua H8QT. H8QT da dinh hU'angchvonq trinh cong tac va cung vai Ban T6ng qiarn d6c thao luan cac giai phap d~ thuc hien k~ hoach SXKDtrong nam 2018. Trong d6, n6i b~t m(>ts6 hoat d(>ngnhu sau:

- T6 chvc thanh cong 8HC8 thU'cYngnien dien ra vao ngay 19-4-2018.

- Chi dao chi tra c6 tuc nam 2017.

- Chi dao thuc hien viec Il,J'achon dan vi ki~m toan narn 2018

Ngoai ra, cac thanh vien H8QT cOng thU'cYngxuyen nhan dU'qc th6ng bao bilng van ban, qua email, (:Jj$nthoai v~ tinh hinh hoat d(>ngcua cong ty d~ th6ng nhat 'I ki~n chi dao va ra cac nghi quyet, quyet dinh. Do d6,H8QT luon kip theYinam bat cac thong tin, d~ chi d~o va don d6c cac hO;;ltd(>ngcua Ban T6ng giam d6c cOngnhU'cua cong ty.

3. Ho~t d¢ng cua cac tieu ban thu(>cHOidong quan tri: Khong c6 tieu ban.

4. Cac Nghi quy~UQuyet dinh eua HOidong quan trj :

(*) Nghi quy~t:

SIT Ngay So NQ-HE>QT N6idung

1 02/2 57/2018 Thanh 1'1thi~t bi kh6ng con SLY dl,mgt;;li VP eong ty

2 02/2 58/2018 Thanh 1'1thiet bi khong con SLY dl,Jngt<;liXNCS Binh Iqi

3 02/2 59/2019 Thanh 1'1thiet bi khong con SLY dl,mgt;;li XNCS 80ng nai

NQ tMng 3 vlv : Thong qua quy ch~ mua ban V~t tU'-NVL; 8ieu chinh

4 2213 60/2018danh sach quy hO;;lChcan bO2016-2021; Quy~t toan giai dO;;lnI (350.000 16plnam) , cho dl,J'an 16ptoan thep 1.000.000 16plnam;Quyet toan dl,J'an 16pban thep 500.000 16plnam.

NQ thang 4 v/v:1. Th6ng nhat ve chu trU'ang ve cong tac thl,J'chi$n quyet toan tienlU'ang cong ty 2017;2. Th6ng nhat v~ chu trU'ang thoi kiem nhi$m chuc danh K~ toan

5 12/4 61/2018 tmang cong ty d6i vai ong Nguyen Minh Thi$n Ph6 T6ng giam d6ekiem Ke toan tmang Cong ty;3. Th6ng nhat trien khai quy trinh b6 nhi$m chuc Vl,JK~ toan trU'angcong ty d6i vai ong VGQu6c Anh trLYangph6ng Tai chfnh k~ toanCong ty.

6 23/5 62/2018 Phe duy$t Quy che mua sam 2018

7 06/6 63/2018 Phe duy$t tien do chi tra e6 tue 2017

8 25/6 64/2018 Ph~ duy$t ll,J'achc;>ndan vi kiem toan bao cao tal chfnh 2018

-4.0.-CO~dl'.t-IG

CIM\~:'-.......1-1~

(*) Quyilt djnh:

SIT Ngay ss QD-HDQT N{jidung

1 07/2 34 Ban hanh Quy che Bo nhiern, Bo nhiem lai, tuan chuyen, TLPchirc,Mien nhiern Can b¢ Cong tv.

2 23/5 35 Ban hanb Quv che mua sam

III. Ban killm soat :1. Thong tin ve thanh vien Ban Ki~m soat (BKS):

Stt Thanh vien BKS Chuc VI,J Ngay bat So buoi hop TYI¢ Ly do khongd~u/kh6ng con tham dl,l' tham dl,l'la thanh vien

BKS1 Ba Dao thj Chung Ti~n TrU'ong ban 4/2016 6/6 100%

2 aa vo thi Bich NgQc Uy vien 4/2016 6/6 100%3 Ba Le th] Thu Thuy Uy vien 4/2016 6/6 100%

2. Hoat dQnggiam sat cua BKS doi voi HDQT, Ban Giam doc dieu hanh va co dong:

- Tham gia day dLl va c6 bao cao trong cac cuoc hop DHCD thU'ong nien ngay 19/4/2018.- Ki~m soat viec thuc hien che dQ phan phoi lQ'inhuan va sli dl,Jngcac quy cua Cong ty.

- Ki~m scat viec thl,l'c hi~mquy che quim Iy dau tU'xay dl,l'ngcO'bim trong 6 thang dau nam.

- Ki~m soat vi~c thl,l'c hi~n gia ban theo quy djnh cLlaCong ty

-i> ~I'=

3. Sl,I'phoi hQ'phot,lt dQnggil)a BKS doi voi hot,lt dQngcLlaHDQT, Ban Giam doc dieu hanh va cac can bQquan Iy khac:

_ Thong bao voi HQidong quim tr! ve ket qua hot,lt dQng san xu~t kinh doanh cLla Cong ty da dU'Q'cki~m soatdjnh ky trong 6 thang dau nam._ Ki~m tral nhcflcnhc)'b¢ ph~n tai chinh- ke toan cLlacong ly ve tinh chinh xae, trung thl,l'Cva hQ'pphap cua vi¢cghi cMp, lU'ugil) chung tLPso sach ke toan, bao cao tai chinh va cac bao cao khac cLlaCong ty._ DU'a ra nhl)ng g6p y trong vi¢c ban Mnh cac quy che, cac quy dinh trong dieu hanh ho~t dong cLlaCong ty.

4. Hot,lt dOng kMe eOaBKS (neu c6): Khong co.

IV. eao ~o v6 quan trj cong tv: Khong c6

Cac kh6a dao t~o ve quan tr! cong ty ma cac tMnh vien HDQT, tMnh vien BKS, Giam doc (Tong Giam doc)dieu himh, cac can bQquan Iy khac va ThU' ky cong ty da tham gia theo quy diM ve quan tri cong tyl

V. Danh saeh v~ nglJ'Ooico lien quan ella eong ty niem yilt theo quy djnh ~i khoan 34 ei6u 6 Lu~t Chu.ngkhoan (Bao cao 6 thang/nam) va giao djeh ella nglJ'Ooico lien quan ella cong ty v60iehinh Cong ty

1. Oanh sach ve ngU'oi co liemquan cLla cong ty:

HQ ten col Thai Thainhan diAm diAm

Taikhoan Ch(Fc VI:!56 b~t dau khOng

5tt giao dlch tal cong CMND/£>KKD £>ia chi lil conla LydoTen t6 cnuc CK ty nglJ't'7i nglJ't'7i

co lien c6lienquan quan

A Co dong nQibo:

I H£>QT

Nguyen xuan Chu tich 220 Nguyen1.1 121101194 Khuyen -TP 4/2016S~c H8QT S~c Giang

Uy vien 141 Hai Sa1.2 Pharn H6ng 033C14080 H8QT- 23805873 Trunq, P6, 4/2011

Phu T6ng Giamdoc Q3, TP.HCM

Can h¢ so407, toa nhaCT2-C1,

1.3 Le Tung ouan Uy vien 13240469 Chung CU' 4/2018H8QT VOV Me Tri,Qu~n Nam TCJ>Liem, Thanhpho Ha N¢i.

Uy vien 599(50 cO

Nguyen Minh H8QT, 700) Ly1.4 061C101771 Ph6 T6ng 20966147 ThU'ong Ki(,!t, 4/2013

Thi~n Giarn d6c- P8, Q Tan~KTT Sinh, TP.HCM '\Uy vien 58/2/1 Le

Nguyen NgQc H8QT, H6ng Phong, i;_p1.5 Phuonq 005C507982 TrU'ong 23541495 P2 Q5- 4/2013 J

Ph6ng V~t TPHCM ·\M, .tU' .~II Ban T6ng giam d6c ~.~

Pharn Hong T6ng Giarn -2.1 Phu doc xem muc A - 1.2

2.2 Nguyen Minh Ph6 T6ng xem ml,JcA - 1.4Thi('!n Giarn d6c

47 8U'ong 9,

2.3 Nguyen Song 046C001454 Ph6 T6ng 20167791 CU'xs Sinh 4/2011Thao Giam d6c Thai, P8,Q11,

TP.HCM

Nguyen 8inh Ph6 T6ng 85/2 KP1, Thi2.4 033C006372 21454517 Tran Hoc Mon, 4/2011

86ng Giarn d6c TP.HCMIII Ban ki~m soat

225/18 Le Van TrU'ongDao thi Chung TrU'ong Ouoi, PhU'ong SKS NK

3.1 Ti~n 003C010551 ban ki~m 022838734 Sinh Tri 86ng, 4/2016 2016-soat Qu~n Sinh 2021Tan, Tp.HCM.

121/12 Le Thj

3.2 Le Thi Thu 003C018260 Kiem soat 22972381 Rieng, P Sen 4/2011Thuy vien Thanh, Q1,

TP.HCM

A4-149 Khu

3.3vo Thi Bich 036COO2325 Ki~m scat 201501574 do thi Nam 4/2011NgQe viem Kim, Hoang

Mai, Ha NoiIV CO dong nQi bQ khac

4.1 Nguyen Minh K~toan xem muc A - 1.4Thi$n tru'eYng

TnJ'eYng 8/8/5 Quang

4.2 va Qu6e Anh 003C014050 phong 22228837 Trung, P11, 4/2011Go Vap,TCKT TP.HCM

Nguyen Minh Nhan vien4.3 eong b6 xem rnuc A - 1.4

Thi~n thOng tin

2. Giao dich giCYaeong ty voi ngU'ai e6 lien quan cua eong ty; hoac giCYaeong ty voi c6 dong ion. ngU'ai noi b¢,ngU'ai e6 lien quan cua ngU'ai n¢i b¢ : KhOnge6

3. Giao dich giCYangU'ai noi b¢ eong ty niern yet, ngU'ai e6 lien quan cua ngU'ai n¢i b¢ v&i eong ty con, eong tydo cong ty niem yet n~m quyen ki~m soat : Khong e6

4. Giao dich giCYaeong ty voi cac d6i tU'9'ngkhac: Khong e6

4.1. Giao dich giCYaeong ty v&i eong ty rna thanh vien H£)QT, thanh vien Ban Ki~m soat, Giarn doc (T6ng Giamdoc) di~u hanh da va dang la thanh vien sang I~p ho~e thanh vien H£)QT, Giam doc (T6ng Giam d6e) dit~uhanh trong thai gian ba (03) n~m treYl<;Iiday (tfnh t<;lithai di~m I~p bao cao) : khOng e6

4.2. Giao dieh giCYaeong ty v&i cong ty ma ngU'ai c6 lien quan cua thanh vien H£)QT, tMnh vien Ban Kiemsoat, Giam d6e (T6ng Giam doc) di~u hanh la thanh vien H£)QT, Giam doc (Tong Giam d6e) di~u hanh : khongc6

4.3. Cae giao dich khae cua eong ty (neu e6) e6 the mang l<;Ii19'iich v~t chat ho~e phi v~t chat d6i v&i tMnhvien H£)QT, thanh vien Ban Kiem soat, Giam d6e (Tong Giam doc) di~u Mnh : khong co

VI. Giao dieh cO phi~u eua nglJ'c,i nQi bQ va nglJ'Otilien quan eua nglJ'OtinQi bQ (Bao cao 6 thang/nam) :

1. Danh saeh ngU'ai n¢i b¢ va ngU'ai e6 lien quan eua ngU'ai noi bo : xern phI.) Il.)c gifi kern

2. Giao djeh eua ngU'ai n¢i b¢ va ngU'Crie6 lien quan d6i v&i co phieu eua eong ty niem yet

Stt NglJ'Otithl!C hi~n Quan h~ vai eO 5b cO phi~u 50- sb eO phi~u so.giao dieh dong nQi bQ h[J>udAu ky h[J>ueubi ky

LydoSo e6

TYI$s6 e6 TYI¢phieu phi~u

1 LE;:TH! THUY THOy Thanh vien BKS 3.185 0.0031% 13.185 0.0127% Mua co phi~u

VII. Cae van d~ ccin IlJ'Uy khae : khOng e6

- -- -- ------------

PHVLVCSOI

HQ ten ca nhan Tai khoan giao Chwc vl,I f.\li Sa sa IU'Q'ngCP Ty I~ sO'Stt Ngay cap NO'icAp f)ja chi hfru CP

Ten tb ch(rcdlch CK cong ty CMND/f)KKD SO' hii'u cu6i ky culH ky

A ce dong nQi bQ :I HDQT

1.1 Nguy~n Xuan B~c Chu tich H8QT 0 0.0000%

J.2 Pham Hong Phil Uy vien HDQT-141,680 0.1367%

Tang Giam dac

1.3 Le Tung Quan Uy vien HDQT 0 0,0000%

Uy vien H8QT,1.4 Nguyen Minh Thien PhOT6ng Giam 30,619 0,0295%

d6c-KTT

Uy vien HDQT,1.5 Nguyen Ngoc PhU01lg Truong Phong 4,508 0,0044%

V~t ur

II Ban Tang giiim dae2.1 Pharn Hong Phil T6ng Giarn <l6c xem muc A - 1,2

2.2 Nguy~n Minh Thien Ph6 T6ng Giam xem rnuc A - 1.4<lac

2.3 Nglly~n Song Thao Ph6 Tang Giarn22,097 0,0213%

<lac

2.4 Nguyen Dinh 80ng Ph6 Tong Giarn17,929 0.0173%<lac

III Ban ki€m soil

3.1 Dao thi Chung Ti~n Truong ban4,000 0.0039%kiI~msoat

3.2 Le Thi Thu Thily Ki€m soat vien 13,185 0.0127%3.3 Vii Thi Bich Ngoc Ki€m soar vieu 4,508 0.0044%

IV cA dong nqi bQ khiic4.1 Nguy~n Minh Thien K~ loan tnrong xem rnuc A - 1.4

4.2 Vii Quae Anh Truong ph6ng3,828 0.00%

TCKT

4.3 Nguy~n Minh Thien Nhan vien cong xem ml,JCA - 1.4ba thong tin

B. Ngu'O'ico lien quan

B.l HDQTI NGUYEN XUAN BAc- Chii tich HDQT1.1 NguY~nXuan Tao Cha - 0.0000%1.2 Nguyen Thi DOlin Me1.3 Nguy~n Xuan Hung Anh1.4 Nguven Thi Phuong Chi - 0.0000%1.5 Nguyen Thj Minh Vcr - 0.0000%1.6 Nguy~n Xuan Khanh Con - 0.0000%1.7 Nguv~n Khanh Linh Con - 0.0000%

1.8 T~p doan h6a ch~t VN Dai dien phan52,849,498 51.00%

v6nII PR~M HONG PHU- Uy vien HDQT, Tong giam d6c2.1 Pham Viet Hong Cha - 0.0000%2.2 Dang Thi Mo M~ - 0.0000%2.3 Pharn Minh Ha Anh - 0.0000%2.4 PhamTh] Huven Chi - 0.0000%2.5 Pham Viet Hieu Em - 0.0000%

2.6 Nguyen Vil Phuong Tram Vg - 0.0000%

2.7 Pharn Phironz Lien Con - 0.0000%2.8 Pham Hong Ngoc Con - 0.0000%

2.9 T~p doan h6a ch~t VN Dai dien phan 0100100061 13/10/2010 Ha n(li 1A Trang Tien- Hoan Kiern-52,849,498 51.00%

von I-Ian6iII. LE TUNG QUAN- UV HDQT3.1 Le Van My Cha 0 0.0000%3.2 Pharn Thi Tam M~ 0 0.0000%3.3 U:Thi Minh Cham Chi 0 0.0000%3.4 Le Thi Kim Oanh Chi 0 0.0000%3.5 Le Thanh Chung Anh 0 0.0000%3.6 Tran Thi Lan Huang Vg 0 0.0000%3.7 r,e Quang Nghi Con 0 0.0000%3.8 Le Quoc Phong Con 0 0.0000%

3.9 T~p doan h6a ch~t VN Dal dien phan0100100061 13/10/2010 Han<)i 1A Trang Tien- Hoan Kiern-

52,849,498 51.00%von HAnoi

IV NGUYEN MINH THI¢N- Ph6 TGD, KTT 0.0000%4.1 Nguy~n The Xirong Cha - 0.0000%4.2 Pham Thi Bt'ri M~ - 0.0000%4.3 Phung Thi Ngoc Thuy Vg - 0.0000%

4.4 Nguyen Phung Khoi Phung Con - 0.0000%

4.5 Nguyen Ngoc Bao Tran Con - 0.0000%4.6 NguY~nThi Mai Chi - 0.0000%4.7 Nguv~n Thi Thanh Chi - 0.0000%4.8 Nguy~n Chlnh Thana Anh - 0.0000%4.9 Nguv~n thi Ngoc Bich Chi - 0.0000%

='.30-

4.10 Nguy~n Thi Tien Em - 0.0000%

4.11 T~p doan h6a chtt VN Dai di~n phan 0100100061 13/10/2010 J-1an9i IA Trang Tien- Hoan Kiern-52,849,498 51.00%von Ha noi

V NGUYEN NGQC PHU'ONG- UV HDQT, TP. V~t tir5.1 Nguy~n Ngoc Tuan Cha 118,882 0.1606%5.2 Nahiem Thi Xuan Huang M" 0.0000%5.3 Nguyen Tran Long Anh 0.0000%5.4 Pham Bac My An Vg 0.0000%5.5 Nguy~n Ngoc Minh Phuc Con 0.0000%B.2 Ban Tfing giam a6cI PH~M BONG PHU- T6ng giam afic xem muc B.1-1/(( NGUYEN MINI·ITHI¢N- Pho TGD xem muc B.1- IVIII NGUYEN SONG THAO- Ph6 TGD3.1 Nguy~n Thanh Canh Cha - 0.0000%3.2 Nguy~n Thi Ba M~ - 0.0000%

3.3 Nguyen Thi Thanh Thien Em 459 0.0004%Kim Loan

3.4 Nguyen Thi Thanh ThienEm - 0.0000%Kim Uven

3.5 Nguy~n Thi Thanh Thien Em - 0.0000%Kim Oanh

3.6 Nglly~n Th] Thanh ThienEm - 0.0000%Kim Phung

3.7 Nguy~n Thi Thanh ThienEm - 0.0000%Kim Y~n

3.8 Nguyen Thi Thi Thi Em - 0.0000%3.9 Nguy~n Thi Xuan 017C005602 Vq 4,481 0.0043%3.10 Nguyen Bao Long Con - 0.0000%3.11 Nguyen NgQc Bao Kim Con - 0.0000%IV NGUYEN DINH DONG- PhOTGD 0.0000%4.1 Nguyen Van Blii Cha - 0.0000%4.2 Luang Thi E)ai M~ - 0.0000%4.3 Nguy~n Thi Ngoc Minh Chi - 0.0000%4.4 Nglly~n Thi Ngoc Hiep Chi - 0.0000%4.5 Nguyen Dinh Thuan Anh - 0.0000%4.6 Nguy€n Dlnh Phuc Anh - 0.0000%4.7 Nguyen Thi NgQCVinh Chi - 0.0000%4.8 Nguven Th] NgQGThu Chi - 0.0000%4.9 Nguyen Th] Kieu hanh Va - 0.0000%4.10 Nguyen Dlnh Duy Con - 0.0000%4.11 Nguy€n NgQGDuy An Con - 0.0000%B.3 Ban kiem soat 0.0000%I BAO TH! CHUNG TIEN- Truong BKS 0.0000%1.1 Dao Van Qua Cha - 0.0000%1.2 Tong Thi Xinh M~ - 0.0000%

1.3 Nguy~n Hung Tien Anh - 0.0000%

Bao Thi Kim Tien-

1.4 Chi - 0.0000%

1.5 Bao Thi Thanh Tien Chi - 0.0000%

1.6 Bao Ngoc Minh Ti~n Anh - 0.0000%

II LE TH! THU THUY- Kiem solit vieD 0.0000%

2.1 t.s Sinh Thuan Cha - 0.0000%

2.2 Nguy~n Thi Thu Me - O.ODOO%

2.3 Le Toan Thang Anh 9 0.0000%

2.4 Nguyen Ngoc Dire Chong - 0.0000%

2.5 Nguyen Le Dire Anh Con - 0.0000%

2.6 Nguyen Le Due Huy Con - 0.0000%

III vii THI 8ICH NGOC- Kiem seat vien 0.0000%

3.1 vn Tien Dang Cha - O.O()OO%

3.2 Nguy~n Thi Nho Mt;: 1,591 0.0015%

3.3 vc Thi Minh Thu Chi - 0.0000%

3.4 Nguyen E>ucTien Chong - 0.0000%

3.5 Nguy~n va Long con3.6 Nguyen Ti~n Hung con3.7 Nguy~n Ti~n Lam con8.4 c6 dong noi bo khacI NGUYEN MINH THIEN- KTT cong tv xem muc 8.1- IV

II VU ouoc ANH- TP. TCKT cong ty2.1 vo Xuan Cot Cha 0.0000%

2.2 Ha Thi Trinh My - 0.0000%

2.3 vc Quoc Vi~t Anh - 0.0000%

2.4 vo QuocTiin Anh - 0.0000%

2.5 va Th] Ngoc Tram Chi - 0.0000%

2.6 vo Thi Mv Anh Em 303 0.0003%

2.7 Tran Thi Slnh Vq - 0.0000%

2.8 vo Anh Huy Con - 0.0000%

2.9 vn Anh-Q-u1in ConIII NGUytN MINH THlEN- NhaD VieD cung cap thong tin xem muc 8.1- IV