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CONG HOA xA HQI can NGHiA VI~T NAM DQc l~p - T\l' do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ngay .~. thang 11 nam 2018 BAo cxo KET QuA GIAO DICH co PHIEU/CmJNG CHi QuY CUA NGUOI NQI BQ CUA CONG TY D~I CHUNG, NGUm NOI BQ CUA QuY D~ CHUNG vA NGUm co LIEN QUAN CUA NGUOI NQI BQ REPORT ON RESULTS OF TRANSACTION IN SHilRES/FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON Kinh giri: - Uy ban Chung khoan Nha nuoc - SQ'Giao dich clurng khoan - Cong ty C6 phan Yang bac del quy Phu Nhuan To: - The State Securities Commission - The Stock Exchange - Phu Nhuan Jewelry Joint Stock Company 1. Thong tin v€ ca nMn/t6 chirc thuc hien giao dich/ Information on individual/ organization: - H9 va ten eel nhan/Ten t6 chirc/ Name of individual/organization: NGUYEN HOANG ANH - Quoc tich/ Nationality: Vi~t Nam - S6 CMND, HQ chieu, The din cuoc (d6i voi ca nhan) hoac S6 Gi~y chimg nh~11dang Icy doanh nghiep, Gi~y PQeP hoat dQng hoac gi~y to' phap Iy tirong duong (d6i voi t6 chirc), ngay dp, noi dp/ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. S6 hQ chieu/ Passport number: Ngay dp/ Date of issue: NO'i dp/ Place of issue: - Dia chi lien h~/Dja chi tru so' chinh/ Address: _ - /' - Dien thoai/ Telephone: - Chirc vu hien nay tai cong ty dai chung, cong ty quan Iy quy (neu c6) hoac m6i quan h~ voi cong ty dai chung, cong ty quan Iy quy /Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Giam d6c khoi - Chirc vu tai cong ty dai chung, cong ty quan Iy quy tai ngay dang Icy giao dich (neu c6)/ Posittion in the public company, the fund management company at registration date (if any): ........................ va ngay khong can la nguoi nQi bQ hoac nguoi co lien quan cua nguoi ni)i bi) cua cong ty dai chung, cong ty quan Iy quy: (neu ra I), do) */ and date on which is no longer internal person or related person of internal person of the public company, the fund management company: . *: Muc nay chi da14h cho truong h9'P chua hit thoi han dang kj giao dich, d6i tuong dang kj khong con la nguoi noi b(J hoac nguoi co lien quan cua nguai n(Ji b9 cua cong ty dai chung, cong ty quan ly quy/ This item is only for cases not yet registration deadline of transaction, the registrant is no longer the internal person or related person of internal person of the public company, the fund management company. 2. Thong tin v€ nguoi nQi bQ cua cong ty dai chung/quy dai chung la nguoi co lien quan cua ca

co · khong con la nguoi noi b(J hoac nguoi co lien quan cua nguai n(Ji b9 cua cong ty dai chung, registrant is no longer the internal person or related person of internal person

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Page 1: co · khong con la nguoi noi b(J hoac nguoi co lien quan cua nguai n(Ji b9 cua cong ty dai chung, registrant is no longer the internal person or related person of internal person

CONG HOA xA HQI can NGHiA VI~T NAMDQc l~p - T\l' do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

Ngay .~. thang 11 nam 2018

BAo cxo KET QuA GIAO DICH co PHIEU/CmJNG CHi QuY CUA NGUOI NQIBQ CUA CONG TY D~I CHUNG, NGUm NOI BQ CUA QuY D~ CHUNG vA

NGUm co LIEN QUAN CUA NGUOI NQI BQREPORT ON RESULTS OF TRANSACTION IN SHilRES/FUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OF INTERNAL PERSON

Kinh giri: - Uy ban Chung khoan Nha nuoc- SQ'Giao dich clurng khoan- Cong ty C6 phan Yang bac del quy Phu Nhuan

To: - The State Securities Commission- The Stock Exchange- Phu Nhuan Jewelry Joint Stock Company

1. Thong tin v€ ca nMn/t6 chirc thuc hien giao dich/ Information on individual/ organization:

- H9 va ten eel nhan/Ten t6 chirc/ Name of individual/organization: NGUYEN HOANG ANH

- Quoc tich/ Nationality: Vi~t Nam

- S6 CMND, HQ chieu, The din cuoc (d6i voi ca nhan) hoac S6 Gi~y chimg nh~11dang Icy doanhnghiep, Gi~y PQeP hoat dQng hoac gi~y to' phap Iy tirong duong (d6i voi t6 chirc), ngay dp, noidp/ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 hQ chieu/ Passport number:Ngay dp/ Date of issue: NO'i dp/ Place of issue:

- Dia chi lien h~/Dja chi tru so' chinh/ Address: _

- /'

- Dien thoai/ Telephone:

- Chirc vu hien nay tai cong ty dai chung, cong ty quan Iy quy (neu c6) hoac m6i quan h~ voicong ty dai chung, cong ty quan Iy quy /Current position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: Giam d6c khoi

- Chirc vu tai cong ty dai chung, cong ty quan Iy quy tai ngay dang Icy giao dich (neu c6)/Posittion in the public company, the fund management company at registration date (if any):........................ va ngay khong can la nguoi nQi bQ hoac nguoi co lien quan cua nguoi ni)i bi)cua cong ty dai chung, cong ty quan Iy quy: (neu ra I), do) */ and date onwhich is no longer internal person or related person of internal person of the public company,the fund management company: .

*: Muc nay chi da14h cho truong h9'P chua hit thoi han dang kj giao dich, d6i tuong dang kjkhong con la nguoi noi b(J hoac nguoi co lien quan cua nguai n(Ji b9 cua cong ty dai chung,cong ty quan ly quy/ This item is only for cases not yet registration deadline of transaction, theregistrant is no longer the internal person or related person of internal person of the publiccompany, the fund management company.

2. Thong tin v€ nguoi nQi bQ cua cong ty dai chung/quy dai chung la nguoi co lien quan cua ca

Page 2: co · khong con la nguoi noi b(J hoac nguoi co lien quan cua nguai n(Ji b9 cua cong ty dai chung, registrant is no longer the internal person or related person of internal person

nhan/t6 chirc thuc hien giao dich (tl6i veritruong hop nguoi thuc hien giao dich la nguoi co lienquan cua nguoi noi b(Jcua cong ty dai chung/qu)! dai chung)! Information about internal personof the public company/public fund is related person of trading individual/organization (in casetrader is related person of internal person of the public company/public fund):

- HQ va ten nguoi noi b9/ Name of internal person:

- QU6c tich/ Nationality:

- sf> CMND, H9 chieu, The din cuO'c/ID card/Passport No.:

- Dja chi thuong tni/ Permanent address: "'-'- Di~n thoai lien h~/ Address: Fax: Email:

- Chirc vu tai cong ty dai chung, cong ty quan Iy quy tai ngay ca nhan/t6 chirc neu tai muc 1 dangky giao dich/ Posittion in the public company, the fund management company at date on whichindividual/organization referred to inparagraph 1to register the transaction:

- Clurc vu hi~n nay tai cong ty dai chung, cong ty quan Iy quy/ Currently posittion in the publiccompany, the fund management company:- M6i quan h~ giila ca nhan/t6 chirc thuc hien giao dich voi nguoi n9i b9/ Relationship ofindividual/organization executing transaction with internal person:

- S6 luong, tY l~ c6 phieu/chirng chi quy ma nguoi n9i b9 dang nam girl' (neu co)/ Number,ownership proportion of shares held by the internal (if any):

3, Ma chirng khoan giao dich/ Securities code: PNJ

4, Cac tai khoan giao dich co c6 phieu/chirng chi quy neu tai muc 3/ Trading account numberwith sharesIJund certificates mentioned above: tai cong ty clurng khoan/ Insecurities company:

5. S6 IUQng, tyw1~ c6 phieu/chirng chi quy nam giu truce khi thuc hien giao dich/ Number,ownership proportion of sharesIJund certificates held before transaction: 0 c6 phan

6. S6 IUQ'ng c6 phieu/chirng chi quy dang ky mua/ban/cho/duoc cho/tang/duoc tang/tlurake/chuyen nhuong/nhan chuyen nhuong/ Number of sharesIJund certificates registered topurchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred: 30?000 c6 phan

7, S6 IUQ'ng c6 phieu/chung chi quy da giao dich (mua/ban/cho/duoc cho/tang/duoc tang/thuak~/chuy€n nhuong/nhan chuyen nhuong/hoan d6i) **/ Number of shares/fund certificates traded(purchase/ sale/ give/ be given! donate/ be donated /inherit/ transfer/ transferred/swap): 30,000c6 phan

8. sf> luong, tY l~ c6 phieu/chimg chi quy nam giu sau khi thuc hien giao dich/ Number,ownership proportion of shares/fund certificates held after executing transaction: 30,000 c6ph~n

9. Phuong thirc giao dich/ Mode of transaction: Thuc hien quyen mua ESOP.

10. Thoi gian thirc hien giao dich/ Transaction period: ~~.I.~!f#.? .** (Trong tnrong hop kh6ng thuc hien h~tsf>hrong Gang ky, ngiroi nQi bQ/ ngirci colien quan phai giai trlnh nguyen nhan.)/*(In case offailing to execute full

• registered number, the internal person/related person of internal person shallneed to explain the reasons.)

NGUOl BAo cAoNAME OF REPORTING PERSON

/7. .: ),1} /»1/~~

-r:

NGUYEN HOANG ANH