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ISSN 1754-5692
Energy&Environmental Science
COVER ARTICLEDrain et al.Commercially viable porphyrinoid dyes for solar cells
REVIEWHofmann and SchellnhuberOcean acidifi cation: a millennial challenge 1754-5692(2010)3:12;1-G
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PERSPECTIVE www.rsc.org/ees | Energy & Environmental Science
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Commercially viable porphyrinoid dyes for solar cells
Ivana Radivojevic,†a Alessandro Varotto,†a Christopher Farleya and Charles Michael Drain*ab
Received 29th March 2010, Accepted 15th June 2010
DOI: 10.1039/c0ee00009d
Multifunctional molecules bearing different dyes, such as donor–acceptor systems, synthesized by
covalent chemistry have provided a wealth of information on the fundamental nature of electron and
energy transfer in organic systems and there is a growing literature on the materials properties of dyes
on surfaces. However, in the vast majority of cases the synthetic costs of producing these covalently
bound systems prohibit them from deployment in commercially viable devices. Thus, to achieve both
the needed multifunctionality and to bring the synthetic costs in line with potential commercialization,
supramolecular approaches to the formation of photonic materials can be exploited. This perspective
focuses on porphyrinoids as exemplary dyes, but the concepts and design principles extend to other
chromophores.
Once human beings realize something can be done, they’re not
satisfied until they’ve done it. Frank Herbert.
Introduction
One of the fundamental scientific issues in the chemical sciences
that can ‘‘enable new opportunities to meet societal needs’’ is
‘‘How far can we push self-assembly?’’1,2 Self-assembly can play
pivotal roles in addressing some of the great challenges in science
today such as the development of cost-effective solar energy
harvesting systems and devices with lower power consumption in
order to meet the ever increasing energy requirements of the
world in an environmentally acceptable way.3 The continued
development of concepts in supramolecular chemistry has other
important applications, e.g. in sensors, smart materials, and
medicine. The overarching theme of this perspective is to provide
a roadmap to develop self-assembly and self-organization
approaches to create functional, photonic materials and proto-
typical solar energy harvesting devices containing the various
porphyrinoids. Other highly stable dyes and polymers are dis-
cussed elsewhere, vide infra. As concluded by Kalowekamo and
Baker, the manufacturing costs for organic and hybrid devices
can be quite competitive compared to Si-based standards.4 This
aHunter College and Graduate Center of the City University of New York,695 Park Avenue, New York, New York, 10065, USA. E-mail: [email protected] Rockefeller University, 1230 York Avenue, New York, New York,10065, USA
† IR and AV contributed equally to this manuscript.
Broader context
Organic and hybrid organic/inorganic photovoltaic devices have gre
viable because of the reduced manufacturing costs, reduced depend
mental impact because of reduced energy to make the devices and m
needed for deployment of these devices, the dyes used in solar energ
several classes of dyes that may be suitable, porphyrinoids, such as p
very attractive because of their stability and wide range of photoni
This journal is ª The Royal Society of Chemistry 2010
perspective aims to enthuse development of new concepts and
designs of hierarchical dye materials for applications such as
solar energy conversion and photonic devices using porphyr-
inoids (Fig. 1–4) as exemplary materials.
Concepts
Self-assembly
The near exponential growth in the number of publications on
self-assembled porphyrinic systems in the last two decades5–17 was
propelled by: (a) the potential to make functional materials from
Fig. 1 Diverse dyes, from left to right: C60, free base 5,10,15,20-tetra-
phenylporphyrin; 5,10,15,20-tetraphenylporphyrinato Fe(III)Cl;
5,10,15,20-tetra-(4-carboxyphenyl)porphyrin; tetra-(tert-butyl)phthalo-
cyaninato Zn(II); hexadecylfluorophthalocyaninato Zn(II); monoamino-
tri-(tert-butyl)phthalocyaninato Zn(II); mono(thiopentyl)pentadecyl-flu-
orophthalocyaninato Zn(II); Pc 735; Pc787. See Fig. 2–4.
at potential in a variety of applications and can be economically
ence on rare metals, versatility of substrates, and less environ-
inimized use of toxic metals. Because of the very large quantities
y absorption must also be commercially viable. While there are
orphyrins and phthalocyanines, and the metallo derivatives, are
c properties.
Energy Environ. Sci., 2010, 3, 1897–1909 | 1897
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tectons that are significantly easier to synthesize compared to
covalently linked arrays, and (b) the large number of potential
applications of porphyrinoids including: photonics, sensors,
catalysts, electronics, and components of solar energy utilization
devices. Self-assembly11 results in discrete supramolecular
Fig. 2 Structures of dye molecules.Ivana Radivojevic
Ivana Radivojevic finished her
PhD at Hunter College of The
City University New York in
2010. She received her Diploma
in Chemical Engineering from
Faculty of Technology and
Metallurgy, University of Bel-
grade, Serbia, in 2003.
Currently, she is working in the
Nanophotonics and Material
Chemistry laboratory of Prof.
Charles Michael Drain. Her
research is focused on charac-
terization of self-organized
functional nanostructured materials on surfaces for photonic
applications.
Christopher Farley
Christopher Farley received his
Bachelor’s in physics from Fordham
University in 2004. After several
years away from science, he recently
entered The Graduate Center at The
City University of New York to
pursue a PhD in Chemistry with
a concentration in Nanotechnology
and Materials Science. He is
currently working in Prof. Charles
Michael Drain’s laboratory at
Hunter College, CUNY, investi-
gating the photophysics of potential
nanoscale materials for photonic
devices.
Alessandro Varotto
Alessandro Varotto is a post-
doctoral Scholar at the Univer-
sity of California, Santa
Barbara with the Mitsubishi
Chemical-Center for Advanced
Materials, in Prof. Fred Wudl’s
group. He received his ‘Laurea’
degree in Chemistry from
University of Padova, Italy, in
Prof. Tommaso Carofiglio lab
and his PhD in Chemistry from
The City University of New
York in 2009, under the super-
vision of Prof. Charles Michael
Drain at Hunter College. His
doctoral thesis focused on self-
organized organic dyes on
surfaces for photonic devices.
1898 | Energy Environ. Sci., 2010, 3, 1897–1909
systems that are usually topologically closed because the
component molecules are carefully designed with complementary
recognition groups and geometries to maximize specific inter-
molecular interactions. This strategy allows the predictable
formation of nanoarchitectures such as squares and rosettes with
a degree of predictability in their supramolecular properties such
as energy or electron transfer and luminescence. The bottom-up
design and organization of molecules into materials are
aided conceptually by considering four levels of
structure: molecular (primary), supramolecular (secondary), the
organization of supramolecular systems into solid state materials
such as crystals (tertiary), and materials in devices
(quaternary).11
Self-organization
Self-organization generally relies on both specific and non-
specific intermolecular interactions to yield non-discrete
Charles Michael Drain
Charles Michael Drain studied
art at the University of Missouri
at St Louis, and took a chem-
istry course to understand the
chemistry of lithography only to
find that he liked chemistry, and
that the mechanism was largely
unknown. He earned his PhD at
Tufts University with Prof.
Barry B. Cordon in 1989. His
studies on the supramolecular
chemistry of porphyrins began
with postdoctoral work with
Prof. David Mauzerall at
Rockefeller University, followed
by two years with Prof. Jean-Marie Lehn in Strasbourg and Prof.
Dewey Holten at Washington University. He joined the faculty at
Hunter College in 1996.
This journal is ª The Royal Society of Chemistry 2010
Fig. 3 Facile modification of a core porphyrin platform, TPPF20 enables
investigation of new molecular design concepts. For example, R ¼(CH2)11CH3, or CH2CH2(CF2)9CF3. Using a core Por platform affords
chemically compatible systems.
Fig. 4 Facile modification of a core phthalocyanine platform, PcF16
enables investigation of new molecular design concepts. For example,
Pc735 has eight S(CH2)11CH3 mostly on the outside positions and Pc787
substitutes all of the F for the thioalkane. SCH2CH2(CF2)9CF3 can also
be used to form highly fluorous derivatives. Using a core Pc platform
affords chemically compatible systems.
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systems that are less ordered than those resulting from self--
assembly—e.g. liquid crystals, mesogenic materials, and mono-
layers on surfaces.13,18,19 As an alternative strategy to the
formation of hierarchical functional materials, self-organization
offers several advantages and some drawbacks compared to self-
assembly. There is usually a defect threshold below which self-
organized systems maintain their function. However, a defect in
a self-assembled system results in a new supramolecular material
that may have diminished or undesired properties. The syntheses
of the molecular components of self-organized systems can be
easier than those designed for self-assembly because non-specific
intermolecular interactions oftentimes allow simpler molecular
structures to be used (less information has to be programmed
into the molecule).
An important advantage afforded by self-assembled/organized
materials with potential commercial applications is the high yield
syntheses of molecular components.20–26 Additionally, materials
assembled by specific intermolecular interactions such as metal
ion coordination, complementary hydrogen bonding, and certain
electrostatic constructs are generally more robust than those
organized by dispersion forces and hydrophobic/hydrophilic
properties.24 The disadvantages of self-assembled/organized
systems largely stem from the complex equilibriums inherent to
supramolecular entities (thermodynamic products) that make
both characterization and material/device stability keystone
issues in real-world applications. On the other hand, these
equilibriums also can be exploited to anneal the material to
improving device performance and yield, and afford a mecha-
nism of self-repair.18,27
This journal is ª The Royal Society of Chemistry 2010
Surfaces
Applications of functional materials require interactions with
surfaces in devices; however, the structure and function of self-
assembled/organized materials also depend on interactions with
these surfaces. Surface interactions play a complex role in the
hierarchical organization of supramolecular systems, and this
must be understood as part of the design process.13,14,28,29 Por-
phyrinoids can be organized on a variety of surfaces as chemically
bound monolayers (SAMs)28,30–40 or by adsorption.41–43 The
surface deposition of discrete arrays, such as square tetramers pre-
assembled by metal ion coordination or H-bonds, is much more
difficult.13,28 This difficulty is due to the intertwined factors
affecting the equilibriums of self-assembled systems as they are
applied to surfaces: e.g. solvent evaporation, fluid dynamics,
concentration changes, and surface energetics. Consequently, self-
assembled arrays can: (a) fall apart as the components separate
into different domains, (b) aggregate, or (c) reorganize into
different structures. A detailed understanding of molecular–
surface and supramolecular–surface interactions can be exploited
both as a design element for the formation of hierarchical
photonic materials and as a means to photonically couple nano-
materials to the macroscopic world. Discussion of the reliable and
predictable control of the structure of supramolecular materials at
interfaces is an essential aspect of this work.
Porphyrinoids
The remarkable stability, diverse photophysical and chemical
properties make porphyrinoids (Fig. 2) exemplary molecules to
construct hierarchical functional materials.9,44–49 Additionally,
the functional properties of porphyrinoids can be systematically
varied both by metalation with nearly every metal in the periodic
table and by substituents on the macrocycle, e.g.: excited state
lifetimes,50,51 redox potentials, catalytic activities,52,53 magne-
tism,12,54–60 optical cross-sections, and molecular dynamics. The
functionality of these materials is also profoundly affected by the
structural or architectural organization of the chromophores, as
well as environmental factors such as solvent, matrix, and
surface.12,16,61–68 The structural rigidity and topological diversity
of the porphyrins, phthalocyanines, and the metalo complexes
make these dyes well suited for the engineering of supramolec-
ular materials.
Materials composed of porphyrinoids can be very robust to
real-world conditions such as elevated temperatures, the presence
of dioxygen and/or water.10,38,69–71 Porphyrinoids are versatile
tectons that afford a rich diversity in self-assembled nano-archi-
tectures because of their rigid molecular topology.13,65,72–89 A few
reports describe the photonic properties of self-assembled
(discrete) porphyrin (Por) and phthalocyanine (Pc) mate-
rials.61,72,90–94 Since the photonic and chemical properties of Pc are
complementary to the Por (e.g. the UV-visible spectra, lumines-
cence, stability, metal ion binding are different), supramolecular
materials composed of combinations of chromophores will enable
devices that are otherwise unobtainable using only one dye. As
expected, additional fused benzenes on the PC core, e.g. to yield
naphthocyanine, shift the absorption spectra to the red, but the
additional fused benzene rings make the ligands more vulnerable
to oxidative degradation.95
Energy Environ. Sci., 2010, 3, 1897–1909 | 1899
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Simple Pc derivatives are commodity chemicals used as dyes,
toners, and photonics. Simple tetraaryl Por can be made in
greater than 60% yield and can have similar applications.96 In
both cases, less symmetric porphyrinoid dyes requiring complex
multistep synthetic procedures resulting in low yields based on
the initial reagents and/or extensive chromatography are not
considered in this perspective. For both Pc and Por, mixtures of
positional isomers or even mixtures of compounds may be used
as the photo-active material.97 Core Por and Pc platforms that
can serve as test-bed for new molecular design concepts have
been reported (Fig. 3 and 4).98–100
Fig. 5 Sequentially dipping a substrate into separate solutions of
a cationic tetra-N-methylpyridinium porphyrin (top left) and an anionic
polyoxometalate (top right) allows formation of thin films with highly
controlled optical densities on a variety of substrates (bottom). These
films are stable even to sonicating in water (W), toluene (T) and 100 mM
NaCl. This is an alternative to spin coating and vacuum deposition
methods.
Dyes in solar cells
The advantages, disadvantages, and architectural considerations
of organic and dye-based solar cell devices are well reviewed.101–110
These devices generally fall into two groups: (a) dye-sensitized
solar cells wherein a dye resides on an inorganic semiconductor
surface such as TiO2, SnO2, and ZnO;111 (b) organic solar cells
that use conducting or semiconducting polymers. The main
concerns with dye systems are that of charge separation and
transport versus recombination kinetics. Recombination kinetics
should be much slower than electron injection/collection. These
depend on the component dyes, the substrate and the presence of
intervening electron acceptors in the organic devices. Since
a good solar cell should have a 20+ year lifetime, the dye will
need to undergo more than 108 turnover cycles without signifi-
cant decomposition.112
The goal of this perspective is to describe porphyrinoids that
can be readily synthesized in large scales, and the chelates of
earth-abundant metal ions. We focus herein on the dye systems
that can be incorporated into devices that are designed for
photovoltaics, photocatalysts for water splitting, or to derive the
overpotential for water splitting catalysts.
Matching the excited state energies to the device design, as in
substrate band gaps, is critical to performance. Charge injection
or separation from the singlet state yields the most potential
energy, but the triplet state may be sufficient in some device
designs. Cyclic voltammetry and optical spectra allow the ener-
gies of the HOMO and LUMO to be evaluated.113,114 Also, the
photophysical properties of the dye need to be determined,49 e.g.:
singlet state lifetimes, yield of inter-system-crossing to the triplet
state, and triplet state lifetimes.
Surface deposition
There are many means to deposit porphyrinoids onto surfaces
ranging from chemical vapor deposition at elevated temperatures
and high vacuum, to solution casting. The latter approach can be
accomplished by spin casting, aerosol spraying, dipping, layer-by-
layer methods, and electrodeposition. Each fabrication method
has associated energy consumption and results in different surface
morphologies. With judicious choice of substituents, it is possible
to use self-organization via solution deposition to achieve highly
ordered structures similar to those observed in materials made by
chemical vapor deposition (CVD). Layer-by-layer methods for
Por115 and Pc116 are more recent and afford opportunities to
incorporate other active materials within the active layer in
a sequential manner (Fig. 5). There is also considerable work in
1900 | Energy Environ. Sci., 2010, 3, 1897–1909
examining the electrochemical28,30–40 and transport117 properties of
Por and Pc covalently bound to surfaces, but for the most part
these dyes are not commercially viable on the scales needed to
deploy them for common usage. Though there are many papers
describing porphyrins on surfaces, we concentrate here on active
devices with simple dyes.
As opposed to covalently linked donor–bridge–acceptor and
related molecules,118 axial coordination of acceptors to metal-
loporphyrinoids can be a simpler means to constructing dye
systems where the initial charge separation remains efficient, e.g.
with SiPc-C60,119 while significantly reducing the synthetic
efforts. These donor–acceptor systems facilitate charge disloca-
tion in active layers of several types of photovoltaic devices.
These constructs have been incorporated into a variety of active
layer architectures, vide infra.
Phthalocyanines
Many Pc are commercially used in displays, optical recording
media, dyes, and various inks because of their tunable photonic
properties. Pc are robust, and the product of high-yield reactions
of commodity chemicals.
Unsubstituted Pc in solution display a strong and narrow
absorption peak in the red (3 > 105 M�1 cm�1); the wavelength
and intensity vary according to the specific metal ion chelated.
This absorption is the result of a single transition from the
ground state (HOMO) to the excited state (LUMO) of the
molecular orbitals. Once Pc are deposited on a surface as
a film, they tend to aggregate predominantly by p–p interac-
tions. Not only does this interaction broaden the absorption
peak, but it can also give rise to additional absorption peaks
because of a splitting in the energy of the LUMO. This is
a result of the formation of face-to-face H-aggregates, and/or
slipped cofacial aggregates, and/or head-to-tail J aggregates
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depending on the molecular structure.120 Because the substitu-
ents on Pc are appended directly to the chromophore, the
electronic properties of the substituents play a pivotal role in
the HOMO–LUMO energy gap;97,121,122 therefore, affecting the
ground electronic spectra and excited state luminescence
properties.
Changing the metal ion center can also vary the location of
the Q-band.122 Metals with large ionic radii, such as lead, tend
to bend the normally flat core of a Pc macrocycle thereby
decreasing the symmetry of the molecule and lifting the
degeneracy of the molecular orbitals, which in turn affect the
opto-electronic properties.123 Therefore, careful consideration
of these properties is necessary for incorporation of Pc dyes
into solar cells.
Unsubstituted Pc are not soluble enough to form concen-
trated solutions for the preparation of films by spin-coating or
drop casting; therefore, most devices with the Pc core are
fabricated by thermal evaporation under vacuum.124 CuPc and
ZnPc are widely investigated as donor materials in the prepa-
ration of thermally evaporated solar cells, both in bulk hetero-
junction106 (BHJ) and layered architectures.125 Other
metallophthalocyanines, such as Ni, Si and Fe, are also widely
used. Synthesis of Pc with exocyclic organic groups to increase
solubility in either organic or aqueous solvents, and to form
liquid crystalline materials is well established and commercially
used in some displays.120,122 Modification of the Pc macrocycle
by high yield click-type reactions97 has more recently afforded
derivatives that were inaccessible because of labile functional
groups that decompose in the Pc-forming reaction.126 Pc are
excellent candidate dyes, but generally cover the red side of the
solar energy spectrum, thus necessitating the use of other dyes
such as porphyrins.
Porphyrins
In photosynthesis, nature uses carotinoids and Por with various
modifications to the macrocycle to make the chlorophylls to
cover the solar energy spectrum,127 but neither are robust enough
to incorporate into devices with 20 year lifetimes using current
device designs. The parent Por macrocycle, however, is robust
enough so these are good candidates for light harvesting since
they exhibit strong absorption in visible region, 400–700 nm. The
maximum absorption of Por is a B (Soret) band at 390–430 nm
with molar extinction coefficient (3) on the order of 105 M�1 cm�1
and several Q-bands between 500 and 650 nm with 3 10–20 fold
less.128 The Por fluorescence quantum yields are low (<15%) and
have 1–15 ns lifetimes, but the triplet quantum yields are corre-
spondingly high. Both pyrrole substituted and tetraaryl-
porphyrins can be synthesized in high yields, e.g. 25–67%
reported by Sharghi et al. for the latter.129 For the present
discussion only symmetric compounds are considered because
the synthesis uses pyrrole and benzaldehydes in the presence of
a catalyst (CF3SO2Cl), but no organic oxidants. The purification
is facile, making tetraarylporphyrins attractive for industrial
production.
Thus, the use of Por to cover the blue end of the solar spectrum
and Pc to cover the red end, and both have good optical densities
in the middle, affords a range of dyes to incorporate into various
devices.
This journal is ª The Royal Society of Chemistry 2010
Devices with phthalocyanines
BHJ versus bilayer devices
Generally, bilayer devices are limited by the short diffusion
length of the exciton that forms in the donor (D) layer, which
needs to diffuse to the acceptor (A) layer before recombining.
Thus, recombination, rather than charge transport properties, is
a main limiting factor to device efficiency for this geometry.124
Additionally, the series resistance that develops between the D
and A layers contributes substantially to lower the performance.
Forrest et al. reported one of the most efficient bilayer devices
using CuPc/C60 that had a very low series resistance and a 4.2%
power conversion efficiency.130
BHJ architectures, in which donor and acceptor molecules are
blended or co-deposited within the same layer, offer a more
intimate contact and favor the charge separation process. On the
other hand this geometry suffers from poor crystalline order, low
carrier mobility, and increased charge-trap densities.124 Room
for improvement resides on controlling the film morphology to
form interpenetrating fingers of D and A. Such systems can
improve both charge transfer and charge separation. Leo and co-
workers demonstrated an improved efficiency in ZnPc/C60 by
interface modification at the nanoscale.131 The improved effi-
ciency was achieved by co-deposition of sequential multi-layers
of D and A and blended D/A, resulting in enhanced exciton
dissociation and photocurrent extraction. The improved
performance was explained by the formation of an inter-
penetrating network of donors and acceptors, thereby increasing
the photocurrent and suppressing charge recombination. In this
and another work,132 the ratio of co-deposited Pc and C60
appears to affect the Voc of the device. This is in contrast with the
theory that the Voc is defined by the difference in energy of the
donor HOMO and LUMO of the acceptor. However, a more
recent theoretical treatment of experimental data about the
origin of the Voc was suggested,105 wherein the Voc can be influ-
enced by the shape of the orbitals of the D. The interface between
the generally flat D and A molecules is also important in that
molecules bearing bulky groups (such orthogonal phenyls) that
prevent strong intermolecular interactions, display higher Voc.105
The greater Voc was explained by a steric effect that reduces
charge recombination.
Pc have also been used as an additive to improve polymer/C60
BHJ solar cells. Polymer-containing photovoltaics have already
surpassed 5–6% power conversion efficiency.133 The higher
performance is mainly due to a better degree of phase segregation
between D (polymer) and A (usually [6,6]-phenyl-C61-butyric
acid methyl ester, PCBM). Once the film is annealed, it tends to
form optimally sized domains108 that facilitate charge separation
and transport to the electrodes. Soluble small molecules may lack
the ability to form similar domains. For example, a SiPc
improved the efficiency of a polymer solar cell when blended in
the film largely because the Jsc increased considerably.119 The
authors explained this increase with two mechanisms: a direct
contribution from the dye resulting from the extra absorption in
the red, and an indirect contribution because the dye molecules
promote charge separation from the polymer excitons at the
interface, due to the proper alignment of the orbitals, even if they
do not absorb photons directly.
Energy Environ. Sci., 2010, 3, 1897–1909 | 1901
Fig. 6 The band gap of chemically compatible dyes on a core Pc plat-
form can be systematically tuned by a balance of electron withdrawing F
and electron donating SR groups. The dark purple areas are where two or
more overlap.
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Several groups have reported that Pc can be used to increase
the Voc of a device. As shown by Murata and co-workers, when
a thin layer of a Cu or Zn Pc was deposited between a pentacene
donor and C60 acceptor the Voc increased as a result of the
HOMO of the Pc.134 The nearly isoenergetic HOMO of the Cu
and Zn Pc is higher in energy than that of pentacene. ZnPc was
reported to increase both Voc and Jsc. The longer excited state
lifetime of ZnPc (3.3 ns) compared to the CuPc (6 ps) enhances
the efficiency of charge separation at the interface.
Tandem solar cells
One of the most direct ways to increase the efficiency of an
organic dye based solar cell is to increase the spectral coverage of
the light-harvesting layer. This can be achieved simply by using
a tandem architecture, in which layers of two (or more) D of
different optical band gaps are superimposed. This type of
architecture has been used in inorganic solar cells to minimize the
loss caused by thermalization of charge carriers.135 In organic
solar cells, this concept is adopted either to increase the Voc by
stacking heterojunctions of the same material, or to increase the
photon harvesting by combining materials having complementary
absorption spectra. Organic tandem solar cells have been recently
reviewed.125 In 2002, Forrest and Yakimov utilized CuPc to
fabricate a series of stacked heterojunctions (with 2, 3, 4 and 5
layers).136 The Voc in a double heterojunction was given by the sum
of the Voc of the single cells, but surprisingly the overall efficiency
was more than double that of the same single heterojunction. On
the other hand, three or more stacked junctions lowered the
overall efficiency, likely due to a reduction in light absorption.
Sariciftci and co-workers combined poly(3-hexylthiophene)
(PH3T) and ZnPc in a double stacked heterojunction to increase
the spectral coverage.135,137,138 This cell design delivered a Voc equal
to the sum of the Voc delivered by the single cells, whereas Jsc was
dominated by the smallest of the two Jsc (perhaps because the
layer thickness was not optimized). Implementing the powerful
concept of a tandem solar cell can be challenging because of the
non-trivial device design and fabrication issues. Indeed, the
stacked heterojunctions must be separated by an intermediate
layer to separate and connect the front and back cell.139
To circumvent these fabrication issues, we investigated the
idea of blending three Pc derivatives with different optical gaps
(Fig. 6) in the same layer to increase the photon absorption.97 In
this case the Voc and FF were equal (or similar) to that of the
devices built with one derivative, whereas the Jsc was higher than
1902 | Energy Environ. Sci., 2010, 3, 1897–1909
the sum of devices with the three individual dyes. Although the
overall efficiency of the blended dye devices was low, due to both
the all-organic device architecture and poor charge transport
properties of the soluble Pc derivatives, this work demonstrates
that simply blending the dyes may be advantageous compared to
layered structures. The blended dye concept can be applied to
other systems as well.
Perhalogenated phthalocyanines
Due to the high electronegativity of fluorines and chlorines,
molecular orbitals in perhalogenated Pc are strongly stabilized
(Pauli electronegativity140 for Cl ¼ 3.16 and for F ¼ 3.98). The
electron-withdrawing halogens tend to lower the LUMO which
allows for efficient electron injection and also makes Pc more stable
to ambient oxidation.141 Because of these properties, CuPcF16 was
employed in a solar cell as an n-type electron-transporting layer.142
In this work, CuPcF16 was used as a connecting layer in a tandem
architecture. The all-organic metalloPc connecting layers have
a better transparency and lower sublimation temperature than
inorganic semiconductors. A tunneling mechanism was used to
explain the photogenerated carrier combination. The use of all-
organic layers is also beneficial in reducing the resistance between
the stacked layers. For this purpose, other electron-withdrawing
groups such as CN and pyridyl groups can be used, and Zn, Fe, and
Co metalloPc were studied.
Fluoro- and chloro-Pc can also be adopted as a convenient
platform for the preparation of other derivatives by substitution
of the halogens with nucleophiles, such as thiols, amines, and
alcohols.97,98,143 The substitution with electron-donating groups
on the periphery of the macrocycle decreases the optical gap of
the material. Also, since the substituent effect is proportional to
the number of substituents, it is possible to tune the optical
properties accordingly, e.g. from �670 nm for PcF16 to �790 nm
for Pc(SR)16 (Fig. 6). Although many of these Pc derivatives are
not commercially available at present, the synthesis and purifi-
cation are facile, so have potential for commercialization.
Future directions
A variety of commercially available or commercially viable Pc
can be used in the preparation of solar cells. Unsubstituted Pc
macrocyles and their metalo complexes are non-soluble; there-
fore they must be evaporated under vacuum to form high-quality
layers. Future studies should address the means to form highly
organized films of soluble Pc to enable solution processing for the
fabrication of the devices. In addition to directing the organi-
zation of the nanofilms, which consequently can affect the charge
transport properties, the exocyclic motif should bring an added
functionality to the materials, e.g. facilitate charge dislocation,
film stability, and film quality. Other earth abundant metals
should be considered since they have a profound effect on the
physical properties of the dyes. The morphological features of
the domains at the nanoscale should be correlated with perfor-
mance of the solar cell and the factors that dictate efficiency.
Dyes for DSSC
Dye-sensitized solar cells (DSSC) have been extensively studied
since they have great potential to become one of the cheapest
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photovoltaic devices.104,144,145 In particular, they are attractive
because of the simple design and fabrication methods, reduced
material and manufacturing costs compared to commercial Si
based solar cells, and scaled-up large demonstration installa-
tions. Since the initial development of DSSC in the late 1990s in
the Gr€atzel laboratory, a substantial amount of research has
been devoted to improve individual components and optimize
the performance of DSSC, but the greatest conversion efficiency
is �11%.
The various components in DSSC determine the performance
of the dye. In DSSC a wide-band gap semiconductor such as
TiO2, ZnO, SnO2 or other metal oxide is sensitized with a dye
molecule that absorbs solar light. Nanocrystalline/nano-
structured materials are of greatest interest at present. To date,
the best hole transporting material (HTM) in these systems is
a liquid electrolyte containing I�/I3�. When visible light is
absorbed by the dye, an electron from either the singlet or triplet
excited state is injected into the conduction band of TiO2 with
charge injection rates ranging from 100s of fs to tens of ps. The
oxidized dye is regenerated by the redox mediator. The negative
charge is collected on the photoanode such as indium-tin-oxide
(ITO). The main issues with deployment of DSSC include: long
term instability, the electrolyte, photobleaching, and the best
dyes so far contain ruthenium. Manufacturing scalability can be
an issue, e.g. the efficiency rapidly drops from 10.4% for a 1 cm2
cell to 6.3% for 26.5 cm2 cell.112 Quasi-solid and solid HTM to
replace the I�/I3� typically have efficiencies of ca. 5%.146
Optimal properties of the sensitizer include: (1) strong absor-
bance over most of the solar spectrum, including the near IR; (2)
the dye should be strongly grafted to the semiconductor surface;
(3) electron injection to conduction band of the metal oxide
should be of high quantum efficiency; (4) the dye should be easily
regenerated by the redox couple; (5) the dye should be stable in
operation for over 20 years. The best performing dyes so far are
ruthenium and osmium based polypyridyl complexes in terms of
highest conversion efficiency and long term stability.112 The main
drawback of these dyes is the high costs of the metals, which
would significantly increase if they were to be deployed world-
wide. Other dyes have been investigated in an attempt to find
cheaper alternatives. In addition to the properties outlined
above, Por chromophores have attracted much attention since
these molecules are key to photosynthesis. To date, synthetic
organic dyes and natural organic dyes make lower efficiency
DSSC and other devices, but only a few potential commercially
viable derivates have been investigated.
Fig. 7 A new mode of binding Pc and Por to oxide surfaces uses Zr(IV)
and Hf(IV), which significantly protrude out of the macrocycle allowing
the oxophylic metal ion to simultaneously bind to the surface. This is
indicated by the strong binding of the group IV metal ion to both the
porphyrin and the defect site of a polyoxometalate shown in the crystal
structure of a Por–Hf–polyoxometalate complex (top). A scheme of the
possible binding of the Hf or Zr ions to both a Por and a TiO2 (bottom).
DSSC with porphyrins
The better Por sensitizers have the dye core serving as a har-
vesting system, a p-conjugated bridge, and an anchoring group
that binds to the oxide surface.49 The anchoring groups include
carboxylates, phosphonates, and sulfonates.147–149 The structure
and position of the anchoring group significantly impact solar
cell operation. One of the essential factors for high performance
of DSSC is good communication between LUMO orbital of the
dye and 3d orbital of Ti.150 Though PO32� groups significantly
strengthen binding to metal oxide surface and can increase the
stability of the cell, the overall efficiency of DSSC is lower, for
reasons that are not yet completely understood. One speculation
This journal is ª The Royal Society of Chemistry 2010
is that the electronic coupling between the dye and semi-
conductor is poor. This behavior is characteristic also for Ru
based polypyridyl complexes.151
For example, the position of a carboxylic acid group (para or
meta) on tetraarylporphyrins dictates the orientation and type of
binding to the oxide surface. Galoppini and co-workers studied
photophysical and electrochemical properties of Zn Por mole-
cules with carboxylic derivatives as binding groups to TiO2 and
ZnO surfaces. When the binding moieties are all on the meta
position, presumably resulting in binding planar to the surface
and preventing aggregation of chromophores, an improved
electron injection into TiO2 is observed because the dyes are
closer to the surface.149,152 Similarly, Campbell et al., and Odobel
et al., have demonstrated the importance of controlling the
orientation and distance from the dye to the surface.101,150
An alternative mode of binding the dyes to oxide surfaces uses
oxophilic Hf(IV) and Zr(IV) metal ions that protrude from the Por
macrocycle core (Fig. 7).153,154 Since the chromophore orbitals
are strongly coupled with the metal ion orbitals, and the metal
ion is simultaneously bound to the oxide surface, charge injection
is facilitated via both the metal ion and the proximity of the dye
to the surface.
In single dye systems, for the maximum conversion efficiency
the dye should absorb part of the NIR spectrum from 900–1000
nm. But the best performing dyes generally absorb only to �700
nm.112 To extend the spectral coverage of solar energy to longer
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wavelengths, the HOMO–LUMO energies of the molecules can
be adjusted by modifications of the porphyrin macrocycle. While
the LUMO has to stay sufficiently above the conduction band of
TiO2 to maintain fast electron injection, the HOMO has to be
below the redox potential of the redox mediator to assure
reformation of the neutral dye and retain dye stability.155 Elon-
gation of the p-system of the aromatic macrocycle shifts the
absorption spectra towards the red with some peak broadening
by decreasing the HOMO–LUMO gap. Interesting examples
include the Zn b,b0-quinoxalino porphyrins bearing one or two
carboxyl binding groups.156 Both porphyrins have broader Soret
bands, and increase short circuit current in devices compared to
a control molecule without carboxyquinoxalino groups. The
molecule substituted with only one carboxyl group results in
devices with a 5.2% power conversion efficiency, yet devices
containing the Por with two carboxyl groups have 4.0% effi-
ciency. Lee et al. showed that Soret band of a porphyrin can be
red shifted by as much as 60 nm,157 but the efficiency using these
sensitizers does not go over 1% due to strong aggregation
between molecules, and orientation of the anchoring groups.
A so-called ‘‘push–pull’’ Por with an electron donating diary-
lamino group on the meso position opposite an anchoring
COOH group has improved charge separation properties and
extended absorption to longer wavelengths.158 This results in
larger Jsc and a 6.0% efficiency. Varying both the alkanes and the
bridge can lead to devices with�7% efficiencies.159 Recombination
processes in DSSC tend to decrease Voc and Jsc significantly,
thereby reducing overall conversion efficiencies. Long alkyl chains
on the Por macrocycle can help protect free sites on the TiO2
surface. Forneli and co-workers found that recombination
between the injected electron and oxidized electrolyte was reduced
when free base meso tetraphenylporphyrins appended with
hydrocarbon chains are deposited on TiO2.160 The alkanes had
little effect on recombination with the oxidized form of the dye.
Often, pre-treating the TiO2 surface with acids such as cholic
or decylphosphonic helps: (a) reduce the aggregation of
porphyrins, (b) reduce desorption from the surface, (c) reduce the
recombination by blocking free TiO2 sites. This strategy,
however, significantly lowers the dye surface coverage. A newer
approach that treats the dye-loaded electrode with phosphinic
acid moves the Fermi level of TiO2 to a more positive value
thereby increasing Jsc, and slowing down charge recombination
processes.161 A series of green Zn Por gave the best result in terms
of conversion efficiencies ranging from 5.2%–7.0%. Gr€atzel and
co-workers synthesized b substituted Zn Por with aryl groups as
electron donors and malonic acid as an acceptor group. The best
performing Por resulted in an efficiency of 7.1% using a liquid
electrolyte cell, and an efficiency of 3.6% in solid cell with
a specialized hole transporter.162,163
DSSC with phthalocyanines
Pc are complementary to the Por for longer wavelength sensiti-
zation since they have strong Q bands in the region of 500–600
nm and Soret bands of smaller intensity around 300 nm.17 The
large extinction coefficients (3 ¼ 105 M�1 cm�1) are sufficient to
reduce the thickness of dye sensitized films relative to many other
dye systems. The core Pc chromophore is very stable, thus has
good potential for applications in DSSC. Pc can be synthesized in
1904 | Energy Environ. Sci., 2010, 3, 1897–1909
high yeilds98,120 and are currently used as dyes and colorants in
the textile industry, as inks, and for recordable CDs. Simple Pc
tend to aggregate on TiO2 surfaces to a greater extent than Por,
which is observed as a broadening of absorption spectra
compared to the solution phase. This aggregation generally
results in the deactivation of the excited state, thereby reducing
electron injection.
There are numerous initiatives to expand Pc absorption to the
near-IR region and improve solubility in common organic
solvents, e.g. the significant research by Torres, Durant and co-
workers.122,144 While Ru–Pc have been used in DSSC systems,164–166
other metal ions inserted into Pc core, e.g. Ti, Zn, Fe will make the
dyes more economically feasible.167,168 Pc are most commonly
substituted with carboxylic or sulfonic groups for better attach-
ment to oxide surface, but unfortunately, these tend to have poor
solubility and do not perform well.169 Since the efficiency of DSSC
with Pc is typically less than 3%, Pc are more generally used in the
fabrication of thin-film devices where they can be thermally
evaporated onto conducting or semiconducting surfaces rather
than processed from the solution phase.
One of the best performing ZnPc was reported by Gr€atzel and
Nazeeruddin and has an extended p-conjugated system and is
unsymmetric.169,170 To prevent aggregation and improve solu-
bility, three bulky tert-butyl groups were appended to the mac-
rocycle, and two carboxylic groups immobilize Pc on TiO2. This
molecular design gives 2.35% efficiency. Similarly, a ZnPc with
a COOH linker directly attached to the macrocycle slightly
improves cell efficiency to 3.52%.169,171
Adding coadsorbents such as chenodeoxycholic acid on TiO2
can have multiple effects on the performance of solar cells.
Generally, the TiO2 band edge shifts to negative potentials,
consequently increasing Voc in the cell. Chenodeoxycholic acid
tends to suppress recombination and prevents dye aggregation
on the surface, but decreases dye coverage, which results in lower
observed IPCE values and lower photocurrents.149,172
Applications of Pc in DSSC are also limited due to the rela-
tively low energy of the LUMO orbital versus the conduction
band of TiO2. Imahori et al. investigated the differences between
free base and ZnPc substituted with eight phenyl groups, six of
them with tert-butyl and two with carboxyl, for binding the
semiconductor surface. Interestingly, the free base Pc did not
display a photocurrent response, presumably because of the low
energy LUMO orbital. Incorporation of Zn(II) into the Pc
increases the LUMO level, driving more favorable electron
injection. The overall conversion efficiency of the DSSC was as
low as 0.57% with or without coadsorbent indicating suppressed
aggregation and self-quenching of the excited state.173 These
studies demonstrate that a good understanding of the photo-
chemical and photophysical properties can aid in the design of
improved Pc.
DSSC with other organic dyes
Beside metalloporphyrinoids, a significant research effort has
focused on designing metal free organic dyes for solar cell devices
that have large extinction coefficients (3 ¼ 105 cm�1 M�1) and are
easy to synthesize. These two characteristics make them
commercially approachable from the cost point of view.
However, DSSC with organic dyes are often not very stable due
This journal is ª The Royal Society of Chemistry 2010
Fig. 8 Fluorous alkanes on a Por induce the formation of thin films with
C60 (1 : 1) because of F–p interactions, whereas the hydrocarbon
analogues do not. This strategy allows formation of robust films and
obviates making derivatives of the fullerene. See Fig. 3 for synthesis.
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to desorption from the oxide surface and photobleaching under
long illumination times and high temperatures. Though many
organic dyes do not cover a broad range of solar spectrum,
greater absorptivities enable production of thinner TiO2 films,
and may result in higher quantum efficiencies and reduced
costs.68,109 A generalized structure of organic dyes can be repre-
sented as donor/p-conjugated bridge/acceptor, thus in addition
to the chromophore, the bridge and acceptor are crucial
parameters. Conjugated bridges, e.g. thiophene, can improve
charge transfer characteristics. Liquid DSSC with organic dyes
can be around 9% efficient using an indoline dye by optimizing
semiconducting surface to prevent aggregation.109,174–177 An ionic
liquid device led to 7% efficiency, while a solid state solar cell
reached 4%.109 Other examples of organic sensitizers include
hemicyanine (6.3%), cyanine (4.8%) and squaraine (4.5%) effi-
ciency.109,178 Hara et al. reported that coumarin dye-based
devices can have 7.7% efficiencies.179,180
Future directions
The metal ion in Por and Pc can concomitantly affect (1) the
excited state photophysics, fluorescence and phosphorescence
quantum yields and lifetimes; (2) the electrochemical potentials;
(3) the packing of the chromophores in films; and (4) can be used
to form supramolecular materials. Yet, only a handful of metal
ions have been investigated. Compared to most Ru based
complexes, Por and Pc absorb 10 times more light, but since these
have narrower absorption bands, combinations of Por and Pc
will be needed to cover the solar spectrum. However, these
combinations will allow much thinner active layers, e.g. poten-
tially reducing the typically 10 mm thick semiconducting layer of
dye-coated TiO2 nanoparticles to 1 mm in DSSC, thereby
decreasing losses during charge transport through this layer and
reducing costs.155
Fig. 9 Porphyrinoid dyes that are potentially commercially viable are
made from simple starting materials without separation of isomers,
atropisomers, or other dye compounds if formed (e.g. when two or more
aldehydes or pyrroles are used in Por synthesis, or phthalonitriles in Pc
synthesis). The sphere represents an earth-abundant metal ion (generally
+2 to +4 oxidation state). (A) Halogenated Pc, (B) some Pc derivatives,
(C) octaethylporphyrin, (D) the meso aryl groups are orthogonal to the
macrocycle in tetraaryporphyrin derivatives.
Cosensitization
Cosensitization with two or more dyes (see above) is a new
approach to enhancing light harvesting. Since they compete for
free sites on TiO2 surface, a limited number of dyes can be loaded
per unit area. Organic molecules with high molar extinction
coefficients mean that fewer dye molecules are required for
sensitizing the nanocrystalline films because of the increased
optical absorption spectra of the dye monolayer. Zhang et al.
used a combination of three different organic dyes (merocyanine,
hemicyanine, and a squarylium cyanine dye) to construct devices
with overall higher efficiencies than each individual dye. The
three dyes covered wavelengths from 380 nm to about 700 nm,
and a 6.5% efficiency was reported.181 Gr€atzel et al. showed that
a combination of red and blue dyes with an ionic liquid elec-
trolyte increases the photocurrent and results in 6.4% efficient
devices.182,183 Using ‘‘molecular cocktails’’ of three organic dyes
covering 400–700 nm results in cells that are 7.74% efficient,
again more than the performance of each individual dye.171
Cosensitization for the BHJ cell design need not be limited to
Pc, vide supra. Por, Pc, and semiconducting polymers in appro-
priately designed cells, may afford greater spectral coverage with
minimized film thicknesses and greater charge dislocation and
transport. It remains to be seen if the simple mixtures of different
This journal is ª The Royal Society of Chemistry 2010
Pc dyes in an active layer are competitive with the dyes layered
one at a time.
The addition of C60 derivatives to BHJ devices to enhance the
initial charge separation is widely reported. These derivatives
often have ligands to bind to the metalo dyes, but the optimum
system would use underivatized fullerenes since these are better
electron acceptors. Other motifs on the dyes can be used to
enhance intermolecular interactions with C60 as a means to
design self-organized thin films of Por and Pc with the fullerene.
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Appending fluorous alkanes and exploiting both p–p and F–p
interactions is a recent example (Fig. 8), and the fluorous alkanes
may enhance the stability of the films.
Conclusions
Even though the maximum efficiency of BHJ and DSSC remains
low compared to commercial Si based solar cells (maximally
�20%), significant understanding of the design criteria and
mechanisms has allowed the fabrication and testing of new
device designs and new molecular designs. Though a great
variety of new dyes and metallodyes have been designed, in terms
of commercialization most are likely too costly or too fragile to
deploy. Dyes such as simple Por and Pc derivatives (e.g. Fig. 9),
with very high molar extinction coefficients, can compete
strongly with the best performing Ru bipyridyl complexes
because they have the advantage of low material costs, simple
synthesis, and the possibility to allow fabrication of thinner
semiconductor films. Thinner devices make them more favorable
for large scale applications because of reduced materials usage.
However, increasing efficiency with commercially viable dye
remains a keystone issue.
Self-assembly and self-organization may allow formation of
active layers with several spectrally complementary chromo-
phores in pre-specified geometries to more effectively harvest
solar energy and convert it into electrochemical potential energy.
Robust but reversible intermolecular interactions, such as metal
ion coordination,10,17,67,72,73 can realize complex supramolecular
architectures by self-assembly such that the chromophores are in
a specified order so that the direction of electron or energy
transfer is correspondingly predictable, albeit this does not
assure high quantum yields. Conversely, self-organized nano-
particles (NP aggregates) of dyes such as Por16,70,184 and Pc185,186
with much less structural order, or colloidal crystals187 can
display significantly enhanced or modulated photonic properties
because of quantum mechanical effects at this scale.185,188 A
considerable advantage of the organic NP systems is that the
dyes can be simple commercial molecules and the exocyclic motif
used to enhance materials and photonic properties rather than
potentiate intermolecular interactions. Thus, in conjunction with
advances in device design, the deployment of commercially
viable dyes in the active layers, including chelates of earth-
abundant metal ion, will require supramolecular design concepts.
Other hierarchical nanomaterials are a rapidly emerging as
new active components for solar energy harvesting and utiliza-
tion. In addition to the functional groups mentioned above,
several polymeric materials composed of symmetric meso aryl Por
have shown promise in several types of solar energy applications.
Oxidative electropolymerization of tetraaminophenyl Por forms
a covalently linked polymer that is analogous to the polyaniline,
and these polymeric films are useful materials for solar energy
harvesting.189 Ionic free base- and metallo- porphyrins (especially
the tetrasulfoxyphenyl, tetracarboxyphenyl, and tetrapyridinium
derivatives) have long been known to form a plethora of nano-
structured materials depending on pH, ionic strength, mixing, and
deposition. Thus fractal patterns, nanotubes, nanorods, and other
morphologies have been shown to have useful photonic properties
that can translate into light harvesting materials.190,191 These can
also be organized onto nanotubular supports such as carbon
1906 | Energy Environ. Sci., 2010, 3, 1897–1909
nanotubes.192-194 Mixing anionic and cationic solutions of these
porphyrins afford a mode of self-organization that forms complex
but robust nanostructures, for example the nanomaterials
composed of pyridinium and sulfate Por reported by Shellnut and
coworkers.195,196 Self-organized films of tetrapyridyl Por organized
by Pd(II) coordination, and new dyes have demonstrated
a capacity for solar energy harvesting.197 Many of these structure
are co-formed with fullerene nanotubes. Other mixed dye systems
with Pc are reported to enhance solar energy harvesting.198,199 In
addition to C60 and carbon nanotubes, pereleydiimides (PDI) are
commercially viable electron acceptors in heterojunction devices
and porphyrin-PDI constructs have been studied by Waselewski
and coworkers.200-204 There should be a way to take advantage of
Pc aggregation to form analogous nanostructures as those
reported in the extensive literature on Por. Metal organic frame-
work solids of symmetrically substituted metalloporphyrins,
especially the cobalt complex, have the potential to adsorb and
reduce CO2 in photodriven reactions.205 From our perspective,
organic components of solar cells have a bright future.
Acknowledgements
This work was supported by the National Science Foundation
(NSF, CHE-0847997) and a collaborative grant (CHE-0848786)
to Professor James D. Batteas of Texas A&M University and to
C.M.D. Hunter College science infrastructure is supported by
the NSF, the National Institutes of Health (including RCMI,
G12-RR-03037), and CUNY. The authors wish to thank Angela
Melillo and Armond Pietrocarlo for helping with manuscript
preparation.
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