CONG T Y CP XAY DlTNG & C H E BIEN LlTONG T H U C VINH HA

VINHHA FOOD PROCESSING AND CONSTRUCTION JOINT STOCK

COMPANY

S6: O^/BC-VHF-HDQT No.

CONG HOA XA H 0 I CHU NGHIA V I E T NAM THE SOCIALIST REPUBLIC OF VIETNAM

Doc lap - Tu do - Hanh phuc Independence - Freedom - Happiness

Ha Noi, ngay Me thdng A. nam 201%. day....month.... vear

B A O C A O T I N H HINH QUAN T R I C O N G T Y N I E M Y E T REPORT ON CORPORA TE GO VERNANCE OF LISTING COMPANY

(nam 2017) (year 2017)

Kinh gui: - Uy ban Chung khoan Nha nude - So Giao dich Chung khoan

To: - 777e State Securities Commission - The Stock Exchange

- Ten cong ty niem yet/Name of listing company:C6ng ty co phan Xay dung & Che bien Luong thuc Vinh Ha.

- Dia chi tru so cbinblAddress of headoffice.Sd 9A Vinh Tuy, phuong Vinh Tuy, quan Hai Ba Trung, Ha Noi.

-Dien thoai/ Telephone: 0243.9871673 Fax: 0243.9870067

- Email: vinhhafood@vinhha.com.vn

- Von dieu le/ Charter capital: 215.000.000.000 (Hai tram mudi lam ty dong).

- Ma chung khoan/ Securities code: V H F

I. Hoat dong cua Dai hoi dong co donglActivities of the General Meeting of Shareholders

Thdng tin ve cac cuoc hop va Nghi quyet/Quyet dinh ciia Dai hoi dong co dong (bao gdm ca cac Nghi quyet cua Dai hoi dong co dong duoc thdng qua dudi hinh thuc lay y kien bang van ban)/ Information on meetings and resolutions / decisions of the General Meeting of Shareholders (including the resolutions of the General Meeting of Shareholders adopted in the form of written comments):

Stt No.

So Nghi quyet/ Quyet djnh Resolution/Decision No.

Ngay Date

Noi dung Content

1 01/NQ-DHDCD11/VHF 27/4/2017 Nghi quyet dai hoi dong co dong thudng nien nam 2017.

2 02/NQ-DHDCD/VHF 16/11/2017 Nghi quyet Dai hoi dong cd dong duoc thdng qua bang hinh thuc ldy y kien cd dong bang van ban.

I I . Hoi ddng quan tri (Bao cao nam 2017)/ Board of Management (Semi­annual/annual reports):

I . Thong tin ve thanh vien Hoi dong quan tri (HDQT)/ Information about the members of

Stt Nn

Thanh V

HDQT/ BOM's member

Chute vi i / V 14/

Position

Ngay bat HH I I l\d h An o \\<A\AI IxllWllg,

con la thanh vien HDQT/

Day becoming/no

longer member of the

Board of Management

So budi 1 I U U

HDQT tham du7

Number of attendance

Ty le tham Hir linn/

Percentage

Ly do khong thfitTi Hir hnn/ Reasons for

absence

1 Ong/Mr

Nguyen Due Cudng

Chu tich HDQT

4/2013 05/05 100%

2 Ong/Mr

Pham Van Hai

Pho chii tich HDQT

4/2011 -4/2017

01/02 50% Nhat tri mien nhiem churc danh UV. HDQT tai DHDCD 2017ngay 27/4/2017

3 Ong/Mr

Pham Dinh

Uy vien HDQT

5/2010 05/05 100%

_ _

4 6ng/Mr

Le Van Thanh

Uy vien HDQT

—

4/2015 05/05 100%

5 6ng/Mr

Nguyen Hoang Hai

Uy vien HDQT

01/2016-4/2017

01/02 50% Nhat tri mien nhiem chiic danh UV. HDQT tai DHDCD 2017ngay 27/4/2017

6 Luu Thi Tuyet Mai

Uy vien HDQT

4/2017 04/05 80% Bau bo sung vao HDQT tai DHDCD 2017ngay 27/4/2017

7 Bui Thi Thanh Huong

Uy vien HDQT

4/2017 04/05 80% Ban bo sung vao HDQT tai DHDCD 2017ngay 27/4/2017

2. Hoat dong giam sat ciia HDQT d6i vdi Ban Giam ddc/ Supervision by the BOD over the Director (General Director):

- Thuc hien che do bao cao, cong bd thong tin djnh ky. b i t thudng d in UBCKNN. So giao djch chung khoan Ha Noi, Trung tarn luu ky chung khoan Viet Nam lien quan d in

nhung noi dung bat budc cong bo thong tin. - Kilm tra va giam sat Giam ddc thong qua vice danh gia ket qua hoat dong SXKD nam 2017.

- Thong qua nghi quylt tai Dai hoi dOng cd dong, Hoi dOng quan tri da de ra nhieu chu

truong, giai phap nhSm djnh hudng va hd tro Giam doc va Ban Giam doc trong hoat

dong san xul t kinh doanh va t r i ln khai cac dir an dau tu trong Ke hoach SXKD nam

2017.

- Trong cong tac quan he cd dong: HDQT Cong ty ludn thong tin kip thbi cac hoat dong,

sir kien cua Cong ty d in vdi cac cd dong qua Website Cong ty, cong bo thong tin.

3. Hoat dong ciia cac t i l u ban thuoc Hoi dong quan tri / Activities of the Board of Directors ' committees: Cong ty khdng thanh lap cac tieu ban thuoc Hoi dong quan tri .

4. Cac Nghi quylt /Quylt dinh ciia Hoi dong quan trj (Bao cao nam 2017)/ Resolutions/Decisions of the Board of Directors (Semi-annual/annual reports):

Stt No.

Sd

Nghi quyet/ Quyet dinh Resolution/Decision No.

Ngay Date

Noi dung Content

1 01/QD-HDQT-VHF 24/01/2017 Quyet dinh nang bac luong ddi vdi Le Hai

Long - Pho Giam doc C ong ty

2 02/NQ-HDQT-VHF 24/01/2017

Nghi quyet ve viec de Cong ty cd

phan Dja dc ACB chuyen nhuong

toan bd quyen va nghia vu theo hop

dong hop tac kinh doanh so

114/HDHTKD ngay 16/7/2009 cho

ddi tac mdi.

3 03/NQ-HDQT-VHF 24/01/2017

Nghj quyet ciia HDQT theo noi

dung tai Bien ban hop HDQT ngay

16/12/2016.

4 07/NQ-HDQT-VHF 14/4/2017 Nghi quyet ve viec to chuc Dai hoi

dong cd dong thuong nien 2017.

5 16/QD-HDQT-VHF 02/6/2017

Quyet dinh cham dut hoat ddng ciia

Chi nhanh Cong ty - Trung tarn

K D L T Cdu Gidy.

6 18/NQ-HDQT-VHF 26/6/2017

Nghi quyet ve viec lira chon don vi

thuc hien soat xet BCTC ban nien va

k i l m toan BCTC nam 2017.

7 19/QD-HDQT-VHF 30/6/2017 Quylt dinh sap nhap Phong Ky thuat

vdi Phong K6 hoach Bdu tu thanh

PVioncr TCP h n a r h

8 20/QD-HDQT-VHF 11/7/2017 QB thuc hien viec dang ky bo sung

ncranh ncdip k i n b d o a n h ci ia Conff tv 1 I c i C l l 11 1 1 11—,1 I V 1X11111 X l V ' t l l 11 1 V L I C l X V l l v . I T •

9 23/QB-HBQT-VHF 05/9/2017 QB thanh lap Hoi ddng bdi thudng

hoan tra cua Cong ty.

10 24/NQ-HBQT-VHF 26/9/2017

NQ v/v ghi nhan Cong ty cp tap

doan Mat Trdi cd van ban chinh thuc

dp ncrbi hrvn tap dan t i r t a i k h u dat 9A l i t . 1114111 11V1LJ l u v U C I U L U L a i 1X1114 x l c l L J 1\.

VTnh Tuy + 780 Minh Khai.

11 25/NQ-HBQT-VHF 26/9/2017 NQ v/v Lien doanh Tungshing.

12 26/NQ-HBQT-VHF 26/9/2017

NQ v/v Giao Ban dieu hanh lam

cong van gui Eximbank yeu cau

thuc hien sang ten khu dat cho Cong

ty VTnh Ha tai Binh Duong.

13 27/NQ-HDQT-VHF 02/10/2017

NQ v/v Trien khai viec lay y kien co

dong bang van ban ve trien khai du

an tai khu ddt 9A VTnh Tuy + 780

Minh Khai.

14 28/NQ-HBQT-VHF 02/10/2017

NQ v/v Trien khai viec lay y kien co

dong bang van ban ve trien khai du An t i n Vni i dAt TTm 1 f) \ / 3 n T-Tipn an i a i K H U u a i J V I I I i v v a n r v i c n

15 29/QB-HBQT-VHF 12/10/2017 QD v/v Quyet toan quy luong thuc ri i An n o m 911 1 A r' n o P An ci 1x7

u i e i i i i d i n z u i o eua i^-ong t y .

16 3 0/QB-HBQT-VHF 12/10/2017 QD v/v Quy luong ke hoach nam

z u t / eua v^ong t y .

17 31/QD-HDQT-VHF 20/10/2017 QD Ban hanh Dieu le to chuc va

nodi uyng cud v^ui ig t y .

18 32/NQ-HDQT-VHF 23/10/2017 NQ Dieu chinh thoi gian thuc hien

lay y kien co dong bang van ban.

19 3 6/QB-HBQT-VHF 19/12/2017

QD Ban hanh he thong Thang bac

luong Cong ty theo muc luong vung

nam 2018.

I I I . Ban k i l m soat (Bao cao nam 2017)/ Supervisory Board(Semi-annual/annual reports):

1. Thong tin ve thanh vien Ban Kiem soat (BKS)/ Information about members of

Stt Ho.

Thanh vien BKS Members uj oupervisury

Board

Chuc vu Position

Ngay bat dau/khdng

L O l l I d U U t l l l l

vien BKS Day

becoming/no longer

member of the

Supervisory Board

So buoi hop BKS f n a m nil'

main uu Number of attendance

Ty le tham du hop

P o vno vi tat (TO let Le tlluge

Ly do khong tham du hop

r?/7/7 C/DE7 C i (3 V l\et4o Utlo jut absence

1 6ng/Mr

Hoang Hung

Trudng BKS

4/2016 02/02 100%

2 Ba/Ms

Do Thj Hong Thiiy

Uy vien BKS

4/2016-4/2017

01/02 50% Mien nhiem chuc danh I Tv vipn Ran \Jy v i c i l D d l l

kieom soat ngay 27/4/2017 tai DHDCD 2017

3 Ba/Ms

Vu Dieu Thiiy

Uy vien BKS

4/2014 02/02 100%

4 Ba/Ms

Vu Thi Thiiy

Uy vien BKS

4/2017 02/02 100% Bau bo sung vao Ban kiem soat ngay 27/4/2017 tai cuoc hop DHDCD 2017

2. Hoat dong giam sat ciia BKS doi vdi HDQT, Ban Giam ddc d i lu hanh va cd dong Surveillance activities of the Supervisory Boardtoward the Board of Management, Board of Directors and shareholders:

- Ban Kiem soat da thuc hien cac cong viec giam sat tinh hinh hoat dong va tai chinh cua

cong ty, giam sat hoat dong ciia Hoi dong quan tri, Ban giam ddc va can bo quan ly; Phdi

hop hoat dong vdi Hoi ddng quan tri , Ban giam ddc. Cac thanh vien trong BKS duoc

phan cong nhiem vu cu the, ro rang.

- K i l m soat cac k l hoach va chiln luge ciia cong ty lien quan den viec thuc hien cac ke

hoach tai chinh, k l hoach hoat dong san xult kinh doanh, ke hoach xay dung chien luge

phat t r i ln ngan han , trung han cung nhu dai han.

- K i l m soat viec tuan thu phap luat, D i l u le cong ty trong qua trinh ra quyet dinh va dieu

hanh hoat dong SXKD. Xem xet, tham gia gop y qua trinh soan thao va ban hanh cac quy

trinh, quy che trong qua trinh thuc hien he thong quan ly ciia cong ty... nham phat hien

nhu'ng ni i ro, nhirng thieu sot, tu do de xuat nhuxig kien nghi va giai phap phu hgp.

3. Su phdi hgp hoat dong giua BKS ddi vdi hoat dong ciia HDQT, Ban Giam ddc dieu hanh va cac can bp quan ly khac/ The coordination among the Supervisory Boardwith the Board of Management, Board of Directors and different managers:

- Ban Kiem soat da phdi hgp chat che vdi HDQT, Ban Giam ddc va cac can bd quan ly

trong viec thuc hien chuc nang, nhiem vu dugc giao, phdi hgp trong hoat ddng kiem tra,

giam sat theo quy dinh.

- HDQT, Ban Giam ddc va can bd quan ly da hgp tac va tao dieu kien thuan Igi de BKS

thuc hien nhiem vu ciia minh, nhu viec cung cap cac bao cao, tai lieu can thiet cho cong

tac kiem tra giam sat, cu can bd lam viec vdi BKS khi cd yeu cau...

- Tai cac cudc hgp do Chu tich HDQT chii t r i . BKS deu dugc mdi tham du va tham gia

gop y kien nham dam bao cac hoat dong ciia Cong ty la phu hgp va dap ung quyen loi

ciia cd ddng.

4. Hoat dong khac ciia BKS (neu cd)/ Other activities of the Supervisory Boar d(if any):

IV. Dao tao ve quan trj cong ty/ Training on corporate governance:

Cac khda dao tao ve quan trj cong ty ma cac thanh vien HDQT, thanh vien BKS, Giam ddc (Tdng Giam ddc) dieu hanh, cac can bo quan ly khac va Thu ky cong ty da tham gia theo quy dinh ve quan tri cong ty/ Training courses on corporate governance which members of Board of Management, members of the Supervisory Board, Director (CEO), other managers and company secretary was involved in accordance with regulations on corporate governance:

V. Danh sach ve nguoi cd lien quan ciia cong ty niem yet theo quy djnh tai khoan 34 Dieu 6 Luat Chiing khoan (Bao cao nam 2017) va giao d|ch ciia nguoi co lien quan ciia cong ty vdi chinh Cong ty / List of affiliatedpersons of the public company as specified in clause 34, Article 6 of the Securities Law (Semi-annual/annual reports) and transactions of affiliatedpersons of the Company with the Company)

ST Ten to Tai Chuc So Giay T chuc/ca khoan vu tai NSH*'

Dja chi try so Thdi Thdi Ly chinh/ Dja chi diem d i lm do

No. nhan Name of

organizati on/individ

ual

giao dich chung khoan

(neu co) Securities

trading account (if any)

1 « cong ty (neu

co) Positio

n at the

compa ny(if any)

ngay dip, noi cap

NSH No. * date of issue,

place of issue

lien he Address

bat dau la ngudi cd lien quan Time

of startin g to be affiliat

ed person

khong con la ngudi cd lien quan Time

of ending to be

affiliat ed

person

Rea sons

1 Tnno itxno i yiiK vui i JL ty luong thuc Mien Bk

0100102608

20/07/2010

HN

So 6 Ngo Quyen, Hoan Kiem, Ha Noi

2 Nguyen Due

Cudng

Chu tjch HDQT

011948081

30/5/2006

HN

285 Doi Can. Ba Dinh. Ha Noi.

4/2013

Nguyen Van

Quynh

010268041 31/3/2008 HN

Xa Co Nhue, huyen Tir Liem, Ha Noi

Chu Kim

Chung

010180428 31/3/2008 HN

PhAno USDS CC \ nong L J U O c.iw

162A Hoang Hoa Tham. tay Ho, Ha Noi

Nguyen Mai Phuong

0011810018

32

21/5/2014

HN

Phong E508 CC 162A Hoang Hoa Tham. tay Ho, ll.Noi

Nguyen

Thuc Anh Con nho

Phong E508 Chung cu 162A Hoang Hoa Tham. tay Ho, Ha Noi

!

Nguyen Cat

Ly Con nho

Phong E508 c nung cu i OCA Hoang Hoa Tham. tay Ho. I I X I " *

H.Noi

l

Nguyen Hong Hanh

i I

01 1878934 31/7/2012 HN

14 Thiiy Khue Nha B2 (Lang

hoa Thuy Khue)

Nguyen Luong Ngoc

-

011753867 26/12/2007 HN

S6 40. ngo 285 Doi Can - Ha

NOi

3 Pham Dinh Cuang

Uy vien HDQT; GD Cty

010334139

06/06/2007

HN

169 Hang Bac, Hoan kiem. Ha Noi

5/2010

Le Minh Thoa

1

011512076

31/05/2008

HN

169 Hang Bac. Hoan

kiem. Ha Noi

Pham Quang Hiep

012505148

21/03/2002

HN

169 Hang Bac. Hoan kiem. Ha Noi

Pham Quang

Minh Con nho

169 Hang Bac, Hoan

kiem. Ha Noi

4 Pham Van Hai

Pho Chu tich HDQT

0^5392332 \J z _ _ l J 7 z J J 4

07/09/2010 HCM

129/7 Luy Ban Bich, P. Tan Thai Hoa, Q.Tan Phu, Tp.HCM

4/201 1 4/2017

5 Le Van Thanh

Uy vien HDQT

012538349

26/6/2002

HN

P202 nha D2C, TT Phuong Mai. Dong Da. Ha Noi

4/2015

Tran Thi My Ha

013656645

25/7/2013

HN

P202 nha D2C, TT Phuong Mai, Dong Da, Ha Noi

Le Thj Thiiy An

i rin t i l i t~\ V . U l I 111IL/

1 P202 nha D2C, Tap the Phuong Mai, Dong Da, HN

Le An Khanh

i o n n i n V CJ11 111IU

i x ^ /"\ *-x 1 1 r~ \ -~y s~~*

P202 nha D2C, Tap the Phuong Mai. Dong Da, Ha Noi

0 Cong ty TNHH Xay dung HTB

' 312737744 15/4/2014

67 Le VTnh

Hoa, P.Phii Tho Hoa, Q.Tan

Phu, tp.Ho Chi

7/2015

Minh

7 Nguyen

Hoang Hai

Uy vien HDQT

011942746 29/6/2010 na iNoi

A l 1-78 Bach Dang, Hoan Kiem, Ha Noi

01/2016 4/2017

Nguven Van

Canh

010459140

Hoang Thi

Thanh

011608542

Nghiem

Phuong Nhi

011788769 A l 1-78 Bach Dang. Hoan Kiem, Ha Noi

Nguyen

Minh Tri

Con nho A l 1-78 Bach Dang. Hoan Kiem. Ha Noi

8

Luu Thj

Tuyet Mai

Uy vien HDQT

230479167 Ngay cSp: 12/6/2006 Noi cap: Cong An Gia Lai

84 Tang Bat Ho. Phuong Yen Do, thanh pho Pleiku. Gia Lai

4/2017

Luu Van Pho

Da chet

Dinh Thi Quyt

Da chet

Do Vuong Tuan

Ho chi6u: 546020677 30/6/2016 Noi cip: Hoa Ky

Villa K2 s6 36 Thao Dien, Khu nipt trllf P'A(~\ pan L/Iyl U1U CclU GdU An Phu, P. Thao Dien, Quan 2, TP. HCM

Do Vuong Mai Hp chieu:

A/1 77/1 07QA OH / 1 HZ / yo 28/6/2016 Noi c3p: Hoa Ky

Villa K2 so 36 Thao Dien, Khu hipt tHii* pan pan An Phu. P. Thao Dien, Quan 2, TP. HCM

i

Do Sophia Mai

i

Hp chieu: 545411313 26/02/2016 Noi cSp: Hoa Ky

Villa K2 s6 36 Thao Dien Khu

* i i u v is i v 1 1 , i \ i i u

biet thu cao cap An Phu, P. Thao Dien, Quan 2. TP. |

X HCM

Do Theadora Mai

Ho chieu: 545642766 28/01/2016 Noi cap: Hoa Ky

Villa K2 s6 36 Thao Dien, Khu biet thu cao cap An Phu, P. Thao Dien, Quan 2, TP. HCM

i

Luu Van Tho

230282605 cap ngay 28/11/2005 tai Gia Lai

50 Tran Khanh Du, TP. Pleiku, tinh Gia Lai

Luu Van Loc

486976426 cap ngay 28/12/2011 tai Hoa Ky

1204 Cherrywood Ln. CarroUton. Texas 75006. Hoa Ky

Luu Van Phudc

230327885 cap tai Gia Lai

47 Nguyen Van Troi, TP. Pleiku, tinh Gia Lai

Luu Van Vu

230463153 cap tai Gia Lai

84 Tang Bat H6. P. Yen Do. TP. Pleiku, tinh Gia Lai

Luu Van Phat

230368145 cap tai Gia Lai

84 Tang Bat H6, P. Yen Do. TP. Pleiku. tinh Gia Lai

Luu Van H6ng

230488394 cap tai Gia Lai

84 Tang Bat H6. P. Yen Do, TP. Pleiku, tinh Gia Lai

Luu Van Ngoc

230488400 cap tai Gia Lai

84 Tang Bat H6, P. Yen Do, TP. Pleiku, tinh Gia Lai

Luu Thi Tuyet Huang

012730336 cap ngay 08/11/2004 tai Ha Noi

236 - A16 An Duong, Yen Phu, TP. Ha Noi

Nguyen Tien Phong

230524567 cap tai Gia Lai

84 Tang Bat H6, P. Yen Do, TP. Pleiku, tinh Gia Lai

;

Nguyen Yen Chau

230570443 cap tai Gia Lai

84 Tang Bat H6, P. Yen Do, TP. Pleiku, tinh Gia Lai

9 Bui Thj Thanh Huong

Uy vien HDQT

0381720001 20 iMgay tap. 16/9/2015 Noi cap: Cue canh sat

186 t6 dan ph6 9 phuong Mo Lao, n 11 ck n H c\ R C\ n cr U L I q l l r i a L/CMlg,,

Ha Noi

4/2017

Bui Dinh Kien

0380410002

08

7/7/2016

Cue canh sat

13 An Hoa, Ha

Dong. HN

Hoang Thj Phuong

0011460018

39

7/7/2016

Cue canh sat

13 An Hoa, Ha

Dong, HN

Dinh Manh Thuan

1 1 1567443

7/1 1/2013

CA Ha Noi

186 T6 9 Mo Lao

Ha Dong, HN

Dinh Huong Thao

0011960010

73

19/6/2015

Cue canh sat

186 To 9 Mo Lao

Ha Dong, HN

Dinh Tien Thinh

0012000069

30

19/6/2015

Cue canh sat

186 To 9 Mo Lao

Ha Dong. HN

Bui Thj

Phuong Lan

0141700000 54

12/5/2017

Cue canh sat

45 Chua Boc -Dong Da - HN

Bui Anh

Tuan

7— j

1114211 10

27/12/201 1

CA Ha Noi — T

13 An Hoa. Ha

Dong. HN

F— y—* J 1 7 1 j 1 j L y 1 1

Ghi chu/Note: So Gidy NSH*: So CMND/H6 chieu (ddi vdi cd nhdn) hoac So GCN ddng ky doanh nghiep, Gidy phep hoat dong hoac gidy to phap ly tuong duong (doi vdi to chuc)/NSH: In case of individual: ID card/Passport No.; In case of organization: License of establishment and operation/Certificate of business registration/equivalent legal documents.

2. Giao dich giua cong ty vdi ngudi cd lien quan ciia cong ty; hoac giua cong ty vdi cd dong ldn, ngudi noi bo, ngudi cd lien quan ciia ngudi noi bo/ Transactions between the company and the affiliated persons or between the company and major shareholders,

internal persons and related person of internalpersort

ST T

No.

Ten to chuc/ca

nhan Name of

organization / individual

Mdi quan he

lien quan vdi cong ty Relation

ship

So Giay

NSH* , ngay cap, noi cap

NSH No. *, date

of issue, place

of issue

Dja chi try sd chinh/ Dja chi lien he Addres

Thai diem

giao djch vdi cong ty Time

of transacti

ons

So Nghi quyet/

Quyet djnh cua

DHDCD/ HDQT...

thdng qua (neu cd, neu ro ngay ban

hanh) Number of resolutions / decisions oftheAGM

/BOM adopted (if any, specify

date of issue)

Sd luong, ty le nam

giu cd phieu sau khi giao

djch Number,

ownership proportion

of shares/fun

d certificate

s hold after the

transactio n

Ghi chu Not

e

Ghi chu/Note: So Gidy NSH*: So CMND/H6 chieu (doi vdi cd nhan) hoac S3 GCN ddng ky doanh nghiep, Gidy phep hoat dong hoac gidy td phap ly twang duang (ddi vdi to chuc)/ NSH*: In case of individual: ID card/Passport No.: In case of organization: License of establishment and operation/Certificate of business registration/equivalent legal documents.

3. Giao djch giua ngudi noi bd cong ty niem yet, ngudi cd lien quan cua ngudi noi bo vdi cong ty con, cong ty do cong ty niem yet nam quyen kiem soat/ Transaction between internal person of listed company and company's subsidiaries, or the company in which listed companj s takes com rolling power

St Ngudi Quan he Chuc Sd Dja Ten cong Thdi Sd Ghi t thuc vdi vu tai CMND/Hd chi ty con, diem luong chu

N hien ngudi CTNY chieu, ngay Addr cong ty giao • ty le Note 0. giao ndi bd Positti cap, noi ess do CTNY djch nam

djch Relation on at cap ID nam Time of giu cd Transac ship with listed card/Passp quyen transact phieu

tion internal compa ort No. , kiem ion sau executor person ny date of soalName khi

issue, of giao place of subsidiari djch/

issue es, the Numb company er,

which owner listed ship

company propo control rtion

of

share s/fund certifi cates hold after the

trans action

4. Giao djch giua cong ty voi cac doi tuong khac/ Transactions between the company and other objects

4.1. Giao djch giua cong ty vdi cong ty ma thanh vien HDQT, thanh vien Ban Kiem soat, Giam ddc (Tdng Giam ddc) dieu hanh da va dang la thanh vien sang lap hoac thanh vien HDQT, Giam ddc (Tdng Giam ddc) dieu hanh trong thdi gian ba (03) nam trd lai day (tinh tai thdi diem lap bao cao)/ Transactions between the company and the company that members of Board of Management, members of the Supervisory Board, Director (CEO) has been a founding member or members of Board of Management, Director (CEO) in three (03) years (calculated at the time of reporting).

4.2. Giao djch giua cong ty vdi cong ty ma ngudi cd lien quan cua thanh vien HDQT, thanh vien Ban Kiem soat, Giam ddc (TGD) dieu hanh la thanh vien HDQT, Giam ddc (Tdng Giam ddc) dieu hanh/ Transactions between the company and the company that relatedperson of members of Board of Management, members of the Supervisory Board, Director (CEO) as a member of Board of Management, Director (CEO).

4.3. Cac giao djch khac cua cong ty (neu cd) cd the mang lai lai ich vat chat hoac phi vat chat ddi vdi thanh vien HDQT, thanh vien Ban Kidm soat, Giam ddc (Tdng Giam ddc) dieu hanh/ Other transactions of the company (if any) may be beneficial material or immaterial for members of Board of Management, members of the Supervisory Board, Director (CEO).

VI . Giao djch cd phieu ciia nguoi noi bo va nguoi lien quan ciia nguoi noi bo (Bao nam 2017)/ Transactions of internalpersons and relatedperson of internal person (Semi-annual/annual reports)

1. Danh sach ngudi noi bd va ngudi cd lien quan cua ngudi noi bo/ List of internalpersons and their affiliatedpersons

Stt No

Ho ten Name

Tai khoa

n giao dich chun

g khoa

n (neu co)

Secur ities tradi

ng acco unt (f

any)

— 1

Chuc vu tai cong ty (neu

co) Position

at the company

(if any)

. . . .

So CMND/Ho chieu, ngay cap, noi cap

ID card/Pass port No.,

date of issue, place

of issue

Dja chi lien he Address

Sdcd phieu sd huu cuoi

ky Number of shares owned at the end of

the period

Ty le sd

huu CO

phieu cuoi ky

Perce ntage

of share owne rship at the end

of the perio

d

Gh i

ch u

No te

1 1 ong i^ong

ty luong thuc Mien Bac

0100102608

20/07/2010

HN

So 6 Ngo Quyen, Hoan Kiem, HN

10,965,000

-

51

2 Nguyen

Due Cuong CT.HDQT

011948081

30/5/2006

HN

285 Doi Cln. Ba

Dinh, Ha Noi.

Nguyen Van Quynh

010268041 31/3/2008 HN

Xa Co Nil ue, huyen Tu Liem, Ha Noi

Chu Kim

Chung

010180428 31/3/2008 HN

Phong E508 CC

162A Hoang Hoa

Tham, H.Noi

Nguyen Mai Phuong

00118100183

2

21/5/2014

HN

Phong E508 CC I62A Hoang Hoa Tham, H.Noi

Nguyen Thuc Anh

Con nho Phong E508 CC 162A Hoang Hoa Tham. H.Noi

Nguyen Cat

Ly Con nho

Phong E508 CC

162A Hoang Hoa

Tham. H.Noi

Nguyen Hong Hanh

01 1878934 31/7/2012 HN

14 Thuy Khue

Nha B2 (Lang

hoa Thuy Khue)

Nguyen Luong Ngoc

01 1753867 26/12/2007 HN

So 40. ngo 285 Dpi Can - Ha Noi

3 Pham Dinh Cuong

UV.HDQT

, Giam doc

010334139

06/06/2007

HN

169 Hang Bac,

Hoan kiem. Ha

Noi.

58,500 0.27

Le Minh Thoa

011512076

31/05/2008

HN

169 Hang Bac, Hoan kiem, Ha Noi

Pham f Y i i Q n f t I—Iir^n v^/Ual l j i n i C J J

012505148

21/03/2002

HN

169 Hang Bac,

Hoan kiem. Ha

Noi

Pham Quang Minh

Con nho 169 Hang Bac, Hoan kiem, HNoi

4 Le Van Thanh

UV.HDQT 012538349

26/6/2002

HN

P202 nha D2C, TT Phuong Mai, Dong Da. Ha Noi

1,000 0.005

Tran Thj My Ha

013656645

25/7/2013

HN

P202 nha D2C, TT Phuong Mai, Dong Da, Ha Noi

Le Thj Thiiy An

Con nho p i rn n hp n9P r z u z una

Tap the Phuong Mai, Dong Da, HN

Le An Khanh

Con nho i zuz una L>zi_, Tap the Phuong Mai, Dong Da, Ha Noi

5

Pham Van

Hai Pho CT.HDQT

025392332 07/09/2010 HCM

129/7 Luy Ban Bich, P. Tan Thai Hoa, Q.Tan Phu, Tp.HCM

6 Nguyen

Hoang Hai

Uy vien

HDQT

011942746 29/6/2010 Ha Noi

A l 1-78 Bach

Dang, Hoan

Kiem. Ha Noi

Con 2 tv TNHH Xay dung HTB

312737744 15/4/2014

•

67 Le VTnh Hoa, P.Phu Tho Hoa. Q.Tan Phu, tp.Ho Chi Minh

5.152.000 23,96

Nguyen Van Canh

010459140

Hoang Thi Thanh

011608542

Nghiem Phuong Nhi

011788769 A l 1-78 Bach Dang, Hoan Kiem, Ha Noi

Nguyen Minh Tri

Con nho A l 1-78 Bach Dang, Hoan Kiem, Ha Noi

7 Luu Thi Tuyet Mai

Luu Van Pho

Da chet

Dinh Thi Quyt

Da chet

Do Vuong Tuan

Hg chieu: 546020677 30/6/2016 Noi cap: Hoa Ky

Villa K2 s6 36 Thao Dien, Khu biet thir cao cap An Phu, P. Thao Dien, Quan 2, TP. HCM

Do Vuong Mai Hg ghieu:

A477497QA

28/6/2016 Noi gap: Hoa Ky

Villa K2 s6 36 Thao Dien. Khu biet thu cao can v ' i v i u i v i v v i v / v- v i i /

An Phu, P. Thao Dien, Quan 2. TP. HCM

Do Sophia Mai HO chi§u:

J n J n 1 1 O l O

26/02/2016 Noi cSp: Hoa Ky

Villa K2 s6 36 Thao Dien. Khu biet thu cao can V7 i v i VX X v i v/ V I v7 \f v i XJ An Phu, P. Thao Dien, Quan 2. TP. HCM

Do Theadora Mai

Hp chieu: 545642766 28/01/2016 Noi dp: Hoa Ky

Villa K2 so 36 j Thao Dien, Khu biet thu cao cap An Phu, P. Thao Dien, Quan 2, TP. HCM

Luu Van Tho

230282605 cap ngay 28/11/2005 tai Gia Lai

50 Trdn Khanh Du, TP. Pleiku, tinh Gia Lai

Luu Van Loc

486976426 cap ngay 28/12/2011 tai Hoa Ky

1204 Cherrywood Ln, CarroUton, Texas 75006, Hoa Ky

Luu Van Phuoc

230327885 cap tai Gia Lai

47 Nguyen Van Troi, TP. Pleiku, tinh Gia Lai

Luu Van Vu

230463153 cap tai Gia Lai

84 Tang Bat H6, P. Yen Do, TP. Pleiku. tinh

l Gia Lai

Luu Van Phat

230368145 cap tai Gia Lai

84 Tang Bat H6, P. Yen Do, TP. Pleiku, tinh Gia Lai

Luu Van Hong

230488394 cap tai Gia Lai

84 Tang Bat H6, P. Yen Do, TP. Pleiku. tinh Gia Lai

Luu Van Ngoc

230488400 cap tai Gia Lai

84 Tang Bat H6, P. Yen Do, TP. Pleiku, tinh Gia Lai

Luu Thi Tuyet Huong

012730336 cap ngay 08/11/2004 tai Ha Noi

236 - A16 An Duong, Yen Phu, TP. Ha Noi

Nguyen Tien Phong

230524567 cap tai Gia Lai

84 Tang Bat H6, P. Yen Do, TP. Pleiku. tinh Gia Lai

Nguyen Yen Chau

230570443 can tai Oia Lai

84 Tang Bat H6 P Yen Do TP. Pleiku, tinh Gia Lai

8 Bui Thj Uy vien 03817200012 186 to dan pho

Thanh

Huong

HDQT 0 Ngay cap: 16/9/2015 Noi cap: Cue canh sat

9 phuong Mo Lao, quan Ha Dong, Ha Noi

RiTi Dinh D LI 1 1 ' 1111 1

Kien

03804100020

8

7/7/2016

Cue canh sat

13 An Hoa, Ha

Dong, HN

Hnana i n i 1 1 Well I L. 1 I I I

Phuong

00114600183

9

7/7/2016

Cue canh sat

13 An Hoa, Ha

Dong, HN

Dinh Manh Thuan

111567443

7/11/2013

CA Ha Noi

186 T o 9 M 6 Lao

Ha Dong, HN

Dinh Huonu Thao

00119600107

3

19/6/2015

Cue canh sat

186 To 9 Mo Lao Ha Dong, HN

Dinh Tien Thjnh

00120000693

0

19/6/2015

Cue canh sat

186 To 9 Mo Lao

Ha Dong, HN

Bui Thi

Phuong Lan

01417000005

4

12/5/2017

Cue canh sat

45 Chua Boc -Dong Da - HN

Bui Anh

Tuan

1 11421 1 10

27/12/201 1

CA Ha Noi

13 An Hoa, Ha

Dong, HN

9 Hoang

Hung

Trudng Ban kiem soat

023077942

03/3/2006

H6 Chi Minh

4A Ngo Van

Nam, Quan 1,

H6 Chi Minh

Hoang

Thai 020197962

Nguyen

Thi Mai

Huang 1

Nguyen

Thi Huynh

Mai

023987665

4A Ngo Van : 1

Nam, Quan 1,

H6 Chi Minh

Hoang Anh

My Con nho

4A Ngo Van

Nam, Quan 1,

H6 Chi Minh

10

Do Thi

Hong Thuy

(ly vien

BKS

03417600182

2

04/9/2015

Ha MAi

S6 60 ngo 156

Le Trong Tan,

Q.Thanh Xuan,

Ha Noi

Do Dang

Dieu

Pham Thi

Ngoc

Tran Due

Thuan

013134164 05/12/2008 Ha Noi

So 60 ngo 156

Le Trong Tan,

Q.Thanh Xuan,

Ha Noi

11

Vu Dieu

Thiiy UV.BKS

012182318

31/12/2001

HN

SN 201 B6 khu

TT Yen Nguu, thj

tran Van Dien,

huyen Thanh Tri,

Ha Noi

Vu Duy Tien

012701918

27/5/2004

HN

SN 201 B6 khu TT Yen Nguu, thi tran Van Dien, huyen Thanh Tri, Ha Noi

Vu Ha Linh

SN 201 B6 khu

TT Yen Nguu. thi

tran Van Dien,

huyen Thanh Tri,

Ha Noi

Vu Tien Thanh

SN 201 B6 khu TT Yen Nguu, thi tran Van Dien, huyen Thanh Tri, Ha Noi

12 Vu Thi Thiiy

Uy vien Ban Kiem soat

011814952

22/6/2006

CA Ha Noi

20 Xom Bai, Thanh Tri, Hoang Mai, Ha Noi

Vu Van Vy 01 1484663 So 102/52/24 Pho

Yen Lac

Nguyen Thj

Tarn 012909733

S6 102/52/24 Ph6

Yen Lac

Vu Thi Hoai

Thanh 011814954

So 1 ngo 161

Thai Ha - H N

Vu Thj Thiiy

011814953 So 21 Ngo 677 Nguyen Khoai HN

Vu Tien Tien

011825130 So 102/52/24 Ph6

Yen Lac

Hoang

Trung Kien 011716843

So 11 ngo 677 Nguyen Khoai -HN

Hoang Thanh Mai

So 1 1 ngo 677 Nguyen Khoai -HN

Hoang Dire Tuan

So 1 1 ngo 677 Nguyen Khoai -HN.

13

Nguyen

Van Toan

Pho GD cong ty

012741816 Ngay cip: 22/10/2004 Noi cip: CA HA Noi

S6 4 ngach 550/9, ngo 550, dudng Bach Dang, quan Hai Ba Trung, thanh pho Ha Noi

81.000 0.376

Nguyen Thanh Van

So CMTND: 01228880; Ngay d p : Ngay 13/10/1999; Nai cip: Cong

S6 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh

an Ha Noi pho Ha Noi

Mac Thi Loan

S i CMTND: 013344414; Ngay cap: Ngay 13/10/2010; Noi cip: Cong an Ha Noi

So 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh phi Ha Noi

Nguyin Thi Thanh Thuy

S6 CMTND: 013003498; Ngay cip: Ngay 17/9/2007; Noi cap: Cong an H i NOi

S i 4 Phi Yen Lac, Phuong VTnh Tuy, Q.HBT, Ha Noi

Nguyin Thj Nhung

So CMTND: 142170099; Ngay cip: Ngay 31/11/2001; Noi cap: Cong an Hai Duong

S i 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh phi Ha Npi

Nguyin Quoc Viet

S6 CMTND: 102635292; Ngay cip: Ngay 11/11/2009; Noi cap: Cong an Ha Noi

S i 25 Phi Lac Trung, Phuong VTnh Tuy, Q.HBT, Ha Npi

Nguyin Thiiy Hing

So CMTND. 012894125; Ngay cip: Ngay 16/6/2006; Noi cip: Cong an Ha Noi

S i 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh phi Ha Npi

Nguyin Tuan Phong

Hoc sinh cip 2

S i 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh phi H i NOi

Nguyin Tue Nhi

Hoc sinh miu giao

S i 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh phi Ha Noi

14 Nguyen

Khac Quy P.GD

012400163

20/06/2005

HN

9A VTnh Tuy,

HBT,Ha Npi. 5,500 0.03

Nguyen

KhSc Uy

140000622

12/01/1978

CA Hung Yen

Tan Lap - Yen My - Hung Yen

Tran Thj Bac

145528018

16/02/2009

CA Hung Yen

Tan Lap - Yen

My - Hung Yen

Nguyen

Quyen

145528018

08/9/2008

CA Hung Yen

Tan Lap - Yen

My - Hung Yen

Nguyen Thj

Dung

03318200050

5

01/6/2015

Bo Cong An

Phu Lam - Ha Dong - Ha Noi

Nguyen Thj

Hai Hop

012529231

27/6/2002

CA Ha Noi

9A VTnh Tuy,

HBT,Ha Noi.

Nguyen Yen Nhi

013675360

15/01/2014

CA Ha Noi

9A VTnh Tuy, HRT Ha Noi

Nguyen

Khac Duy Con nho

9A VTnh Tuy,

HBT,Ha Npi.

15 Tran Cong Dae

P.GD

01 1572489

21/02/2002

HN I 1 I N

So 42 Hang Voi,

Hoan Kiem, Ha

Noi 4,400 0.02

Tran Cong Xuan

168138213 21/02/2002 Ha Nam

Hung Cong, Binh

Luc, Ha Nam. 300 0.001

16 Le Hai Long

P.GD

024681955

19/9/2007

HCM

88, Dudng 1, Phuong An Phu, Q.2. TP. HCM

36.800 0,17

Le Hong Lanh

361712339

28/03/201 1

Can Tha

89, Cach Mang Thang 8, Phuong An Thdi, Quan Binh Thuy, TP.

Can Tho

Nguyen Thi

Ngoc Mai

024792910

16/02/2008

HCM

Nguyen Dinh

Chieu, P.Da Kao,

Q. l , TP. HCM

Le Ngoc Minh Chau

14/38 A, Dirong n l m i u A t l f l 111 n

iNguyeu c/inn Chieu, Phuong Da Kao, Quan l.Ho Chi Minh

Le Hong

Minh Thao

14/3 8 A, Duong K1 cxi M ;QII L i f f i n

iNguyen umn Chieu, Phuong Da Kao, Quan 1. Ho Chi Minh

Le Anh Vu

361900610

22/12/2014

Can The

89, Cach Mang

i i iai ig o, r i i u u u g

An Thdi, Quan

Binh Thuy. TP.

Can Tho

Le Hong Ngoc

362004143

08/9/2010

Can Tho

89, Cach Mang 1 h o n cx Sc VI h i vc\ax\ cx

i naiig o, rnuong An Thdi. Quan Binh Thuy, TP. Can Tho

17 Bui Thi Thu

Hien

017C0 44702

KTT

012778714

15/04/2005

HN

7B Luong Yen,

Ha Noi 19,000 0.09

Vu K h k Dinh \ - J M i l l

012741001

23/08/2004

HN

7B Luong Yen,

Vu Quoc

Bao Con nho

7B Luong Yen, Ha Noi

Vu Bao Khanh

Con nho 7B Luong Yen, Ha Noi

2.̂ Giao dich cua ngudi noi bo va ngudi cd lien quan ddi vdi cd phidu cua cong ty niem yet/ Transactions of internal persons and affiliated persons on shares of the listed company

Stt No.

Ngudi thuc hien giao

djch Transaction

executor

Quan he vdi ngudi noi

bo Relationship

with internal person

So co phieu sd huu dau ky

Number of shares owned at the

beginning of the period

So cd phieu sd huu cudi ky

Number of shares owned at the end of

the period

Ly do tang, giam (mua, ban,

chuyen ddi,

thudng...) Reasons

for increased

ecrease (purchase,

sale, switch,

reward...)

Stt No.

Ngudi thuc hien giao

djch Transaction

executor

Quan he vdi ngudi noi

bo Relationship

with internal person

Sd co phieu

Number of shares

Ty le Percent

age

Sd cd phieu

Number of shares

Ty le Percenta

Ly do tang, giam (mua, ban,

chuyen ddi,

thudng...) Reasons

for increased

ecrease (purchase,

sale, switch,

reward...)

V I I . Cac van de can liru y khac/ Other significant issues.

C H U T I C H H D Q T CHAIRMAN OF THE BOD ^gJJfyten va dong dau)

5£22!25«&tew and seal)