26
Mau 01 (Ban hank ken theo Quy cheat/ gia bon ofphan ala rong c - Ong ty Deu 0/ ve lanh doanh vcrn Nha mac tai Cong ty cephEn Nhiet Quang 4 1/4 0) CONG HOA XA HOZ CHO NGHIA VI$T NAM floc lap - Ty* do - Hanh phac ngey thong... nem ... DON BANG KY THAM GIA DAU GIA MUA Co PHAN (061 vol nha flu ttr trong nutc) KInh gal: (Ten dai lyr dau gia) Tan to chic hohc co nhan• Dia chi: 56 dien thooi: Fax: Email (nEu co): SO OKKD/CMND/HO chieb: Ngay cap: Ndi cap: Ty le cot phiEu dang nom git7 tai Cling ty co' phin Nhiet dien Quang Ninh (%): (Le/Kho'ng phal /a) co" Ong ngi bq Gem °Ong ty co phan Nhiet then Quang Ninh Ty le co phieu ma nguti co lien quan dang nam giif tai C.Ong ty c6 phan Nhiet Olen Quang Ninh (%): Thong tin tai khoan cua T6 th(tc, ca nhan sir dung dg nhan loi tien at coc: + Ten chi) tai khoan: + S5 tat khoan: + Ma tai (ghi 0,/ the" chi nhanh ngen hang nd ma tai khoan): Tai khoan chting khoin s5. M5 tai: Ten ngUdi dal dien (661 vat 16 chtk): 1 S6 CMND/HO chiEu (dm nig& doi dien): Ngay cap: Nol c5p: 16 chUt hoes ca nhan thick uy quyen (nEu cO): SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang tot !tang ki tham gia (Mu gla mua ca ph'en Cling ty c6 phan Nhiet di§n Quang Ninh du'Oc chho ban ctia Tang cang ty D'au at va klnh doanh van Nha nutc (Sac), cy the' nhc? sau: - 55 phan Ong Ict mua: 51.401.089 co phan (Bang chi?: Nam num mOt bleu bon tram le mot ngen khong tram tam mud chin co' phan). - an dOt cgc da ntp: ang (Bang chit &Ong), fitting (mg 10% gith tr . l tang s6 c6 phan clang ky mua tinh theo gla khal diEm ( Bong/co" phin). Tai/Chung Si cam kat: - Cat thong tin dm TIN/Chung teti cung cap neu tren la hoan Wan chinh xic va trung thyt. 23

Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

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Page 1: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

Mau 01

(Ban hank ken theo Quy cheat/ gia bon ofphan ala rong c-Ong ty Deu 0/ ve lanh doanh vcrn Nha mac tai Cong ty cephEn Nhiet Quang 41/40)

CONG HOA XA HOZ CHO NGHIA VI$T NAM floc lap - Ty* do - Hanh phac

ngey thong... nem ...

DON BANG KY THAM GIA DAU GIA MUA Co PHAN

(061 vol nha flu ttr trong nutc)

KInh gal: (Ten dai lyr dau gia)

Tan to chic hohc co nhan•

Dia chi:

56 dien thooi: Fax: Email (nEu co):

SO OKKD/CMND/HO chieb: Ngay cap: Ndi cap:

Ty le cot phiEu dang nom git7 tai Cling ty co' phin Nhiet dien Quang Ninh (%):

(Le/Kho'ng phal /a) co" Ong ngi bq Gem °Ong ty co phan Nhiet then Quang Ninh

Ty le co phieu ma nguti co lien quan dang nam giif tai C.Ong ty c6 phan Nhiet Olen Quang Ninh (%):

Thong tin tai khoan cua T6 th(tc, ca nhan sir dung dg nhan loi tien at coc:

+ Ten chi) tai khoan:

+ S5 tat khoan:

+ Ma tai (ghi 0,/ the" chi nhanh ngen hang nd ma tai khoan):

Tai khoan chting khoin s5. M5 tai:

Ten ngUdi dal dien (661 vat 16 chtk): 1

S6 CMND/HO chiEu (dm nig& doi dien): Ngay cap: Nol c5p:

16 chUt hoes ca nhan thick uy quyen (nEu cO):

SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen):

Ngay cap: Noi cap:

TOI/chang tot !tang ki tham gia (Mu gla mua ca ph'en Cling ty c6 phan Nhiet di§n Quang Ninh du'Oc chho ban ctia Tang cang ty D'au at va klnh doanh van Nha nutc (Sac), cy the' nhc? sau:

- 55 phan Ong Ict mua: 51.401.089 co phan

(Bang chi?: Nam num mOt bleu bon tram le mot ngen khong tram tam mud chin co' phan).

- an dOt cgc da ntp: ang

(Bang chit &Ong), fitting (mg 10% gith tr.l tang s6 c6 phan clang ky mua tinh theo gla khal diEm ( Bong/co" phin).

Tai/Chung Si cam kat:

- Cat thong tin dm TIN/Chung teti cung cap neu tren la hoan Wan chinh xic va trung thyt.

23

Page 2: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

- TOi/Chang Lei de dpc va hieu day de, CO rang nol dung cac tilling tin ye Cong ty c6 phan Nhiet dien Quang Ninh, bao 46m nhiing khong gid han ben ban Clang b6 thong tin, Dieu le °Ong ty, Sao cao tai chinh, tinh hinh hoot Ong san xual kinh doanh,... va cac nOi dung thOng tin khac lien quan dEn Cong ty c6 phan Nhitt (Nen Quang Ninh ding nhu'Quy chE deu gla ban c6 phan de" thut hien guy& dinh deu hf, mua c6 phan. TOi/Chung tol clang y vol than bq cac nO1 dung cua Quy che tau gia ban c6 phen cua SCIC toi COng ty o5 phan NhiOt dion Quang Ninh va tcf nguyOn tham deu gia do Quy Co' quan t6 chat.

Toi/Chung toi cam keit that hien nghiem tut cac quy dinh toi Quy chE deu gia ban co' phan ve kEt qui Tau gia ben c6 phan do Quy Cd quan ding b6 va cam kEt Wan the cac quy dinh cua phap lust hien hanh.

NEu vi phom, tOighting toi xin chiu mol trach nhiem truck phap luet Wet Nam./.

TO CHIYC, CA NHAN HANG KY

Chi?* ghi ro- lig ten vh dong au (au co)

24 4.7

J1

Page 3: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

MAu 02/Form 02

(Ban hanh kern then Quy che dau gia bon c6 phan cua Tang cong ty Dau tul va Kinh doanh v5n Nha rank tai ang ty 65 phan Nhlet dien Quang Ninh)/(Issued

together with the Regulations on bidding of the shares held by State Capital Investment Corporation (SCIC) in Quang Ninh Thermal Power )5C)

GONG HOA XA HOI CHIT NGHIA VICT NAM/ SOCIALIST REPUBLIC OF VIETNAM Ddc lep - Ti! do - Honh plic/ Independence - Freedom - Happiness

n9aY Mang am

[day] [month] 20...

Don RANG THAM GM DitU GIA MUA C6 PHAN

REGIS7RAnoN FORM FOR PARTICIPATION IN THE BIDDING FOR SHARE PURCHASE

(Davi% nhb flau hf nu* ngobi)

(For foreign investors)

Kinh got (Ten doi It d5u gia)

To: (Name of the Agent for Registration)

Ten to chat hoc ca Wan (randc ngobi):

Name of foreign organization/individual:

Qu5c t!ch.

Nationality

Dia chi:

Address•

S5dien thoal: Fax: Email (neu c6)•

Telephone: Fax: Email (If any):

Ten glao cl1ch vb S5 DKKO/CMND/H5 chieu:

Transaction name and Business registration/ID card/Passport No.:

Ngay cap: WI cap:

Date of issuance Place of Issuance'

Ty le c6 phi& clang nam girt tai Cang ty co phan Nhiet dien Quang Ninh•

Percentage of shares ho/ding in Quang Ninh Thermal Power JSC 96

(125/Khang phalli) c6 tong not 1,5 cea Cong ty c6 phan NhiOt di5n Quang Ninh

(Is/Is not) the internal shareholders of Quang Ninh Thermal Power .I.SC

25

Page 4: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

Ty ie c6 phieu ma ngtrai co lien quan Clang nam giif tai Cong ty c6 phan Nhiet dien Quang Ninh•

Percentage of shares ho/ding by related persons in Quang N/nh Thermal Power 350 96

Thong tin tai khoan caaT6 chat, ca nhan sa dung de nhan lai tien dat coc:

Account information of Instutlons and individuals for used for deposit refund:

+ Ten cha tai khoan:

Name of the account holder:

+ SO tai khoan:

Mo tai (ghi cu the chi nhanh ngan hang nal ma tai khoan):

Account Number •

Opened at (specifying the branch of the bank):

Tai khoin ch(ing khoan so:

Ma

Securities trading account No.:

Opened al -

Ten nguti dai dien (dal viii TO chilt):

Name of representative (applied to for organzation):

So CMND/HO chieu (cOa ngtrai dai dien): N9aY cap: Ndi cap:

Representative's ID/Passport No: date of issuance: Place of issuance:

16 chat hoac ca nhan duqc uy quyen (neu co):

Authorised organization/individual (if any):

SO DKKD/CMND/HO chieu (do t6 chk hoac ca nhan duqc Oy quyen):

Business registration certificate/ID Card/Passport No:

Ngay cap: Ndi cap:

Date of Issuance• Place of issuance:

76i/chting Si dang kjr them gia dais gia mua c6 phtn tong ty c6 phtn Nhitt ditn Quang Ninh diftc chao ban cOa T6ng tong ty Btu to va kinh doanh von Nhe nut (SCIC), cu the nhtt sau:

I/We register to participate in the bidding for purchase of shares of Quang Ninh Thermal Power JSC from the Sate Capital Investment Copration (sac), in particular:

[Dien sgn so- Mpg c6 phan dang ky mua trong tatting hqp dais gia ca 18]

- 55 c6 phin clang loj mua: 51.401.089 c6 phin

(Bang chi?: Nam mirth mat trieu been tram le mat ngan khong tram tam mt.rdi chin c6 phan).

Number of shares to be registered for purchase: 51.401.089 shares

(In words: Filly one million four hundred one thousand eighty nine shares)

- tien dat coc da nOp: dong (Bang chi?: Tong), Wang (Ing 10% 916 try tong sad c6 phan dang ky mua tinh theo 916 khai diem dOng/cO phan).

26

Page 5: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

Amount of paid deposit (deposited under the Escrow Agreement): IWO (In words: dung), equivalent to 10% of the total value of registered shares for purchase based on Initial price VND/share).

TIM/Chong tai cam kit: l/We undertake: - Cat thong tin cua Tel/Chung tot cung cep neu tren la hoan toan chinh xac va trung that.

The above information are totally true and accurate.

- Tel/Chung tOi d'a dot va higu day En, r5 rang not dung cac thong tin ye Cling ty c6 phan Nhlet dien Quang Ninh, bao gam nhuhg kh8ng gidi hon bar: ban COng b5 thong tin, Dieu le Cong ty, Etao coo tai chinh, tinh hinh hoot deng san xuat kinh doanh,... ye cac not dung thong tin khac lien quan den Cong ty c6 phan Nhiet then Quang Ninh ding nhtt Quy chg diu gith c6 phan dg thut hien guy& djnh deu mua c6 phan. Toi/Chung tot dong y vdi town b45 cac not dung cua Quy chg dau gith c6 phan nia SCIC tat Cong ty c6 phan Nhiet dien Quang Ninh va ty' nguyen tham du' cuOc Tau gia do SCIC tot chat.

We have read and understand the information on Quang Ninh Thermal Power JSC, Including but not limited to: Information Memorandum, Company Charter, Financial Statement, status of business and operation of the Company,... and other information related to Quang Ninh Thermal Power JSC as well as the Regulations on Bidding to make decision on investment in, purchase of shares. We agree with die entire Regulations on Bidding the shares holding by SCIC in Quang Ninh Thermal Power JSC and voluntarily partlaOate to the bidding organized by SCIC

- Tel/Chang ten cam kit thkrc hien nghiern tac the quy djnh tai Quy the deu gia c6 phan va kit qua dgu 916 ban c6 phan do SCIC tong be' va cam kit tuan thu cac guy djnh cua phop luet hien 1160.

I/We undertake to strictly implement the provisions of the Regulations of Bidding and the result of the bidding announced by SCIC and to comply with the prevailing laws.

Neu vi phom, toi/chang tot xin chit' mol trach nhiem fru& phap Riot Viet Nam./.

In case of violation, I/we take full responsible under the laws of Vietnam,.

T6 CHU'C, NHAN DANG Kit

REGISTERING ORGANIZA770N/INDWIDUAL

Ch' kt, ghi re* ho ten va clang dau (rigu có)

Signature, full name and seal (if any)

27

Page 6: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

Mgu 03/Form 03

(Ban hanh kern then Quy thee d5u gin ban di Wan c6 phan coa TOng tang ty D'au tu' ya Kinh doanh yen Nha nutic tai Cong ty c6 phan Nhiet dien Quang Ninh)1(Issued together with the Regulations on bidding of the shares held by State Capital Investment Corporation in

Quang Ninh Thermal Power JSC)

CONG HOA XA HOI CHO NGHIA VS NAM / SOCIALIST REPUBLIC OF VIETNAM DO'c lip - Ty' do - Honh phtic / Independence - Freedom - Happiness

, ngiy thing Mm 20...

, [day] [month] 20...

DON a NGHI THAY DOI LANG Kt THAM GM DAU GIA MUA Co PHAN

REQUEST FOR AMENDMENT OF THE REGISTRATION FORM FOR PARTICIPATION IN THE BIDDING

Kinh gui: (Ten floi It diu gii)

To: (Name of the Agent for Registration)

Ten t6 chat hoc ca nhan:

Name of foreign organization/individual:

Dia chi:

Address:

$6 dien thoai: Fax: Email (neu cei)•

Telephone: Fax: Email (if any):

$6 DKKD/CMND/HO chieu: Ngay cap: Ndi cap:

Business Registration Certficate/ID Card/Passport Nor date of issuance

Place of issuance:

Ma s5 nha dau Pt (khi clang ky tham gia cuOc dau gia ben co- phan)•

Investor Registration Number: (provided by the Organizer)

Thong tin tai khoan dm TO chirt, ce nhan so' dung nhan lai tien dat ccc:

Account Information institutions/individual use for deposit refund:

+ Ten chic tai khohn:

Name of the account holder

+ S6 tai khaki.

Ma tai (ghi cy the chi nhanh ngan hang ndi me tai khohn):

Account Number.:

Opened at (specifying the branch of the bank)•

Tai Moen ch(ing Ichoan 56:

Mei tai:

28ifj

Page 7: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

Securities trading account No.:

Opened at

Ten ngtrai dal dien (del vol TO chat):

Name of representative (applied for organzatlon):

56 CMND/H8 chieb (ctia nguti dai dien): NOY cSP: Ncri cap:

Representative's ID/Passport No: date of issuance: Place of issuance:

T6 chic hoac ca nhan dutc ut quyen (nob o5):

Authorised organization/individual (if any):

S6 DKKO/CMND/Hc) chieb (coa t6 chirc hoc ca nhan dutc ay quyen):

Business registration certificate/ID aud/Passport No:

1494 cap: Ndi cap:

Date of issuance' Place of issuance:

Chting b5ifroi di tht/c hien (Sang kt tham gla deb gla ban cot phan co' phan cta Tang ding ty ttf ve kinh doanh von Nha nu& (SCIC) tai CON ty o5 phan Nhiet Bien Quang Ninh vao

n9aY

We have canted out the registration for participation M the bidding for purchase of shares holding by the State Capital Investment Corporation (SCIC) in Quang Ninh Thermal Power JSC on / /20....

S6 c6 phan da clang icy mua:

(B n9 chi?

Number of shares to be registered for purchase'

(In words

Tolichong t8i ae nghi (Ten del I); Mu gia ban cephan) (Ong y cho trilichung tei thay d61 nbi dung Din r.

dang ky tham gia dau gia mua c6 phan cad sac tai Cong ty c6 phan Nhiet dien Quang Ninh nht/ saw

I/We request (Name of the Agent for Registration) to agree for us to amend the contents of the Registration Form for participation of bidding for purchase of shares ho/ding by the SCIC In Quang Ninh Thermal Power EC as follows:

1

2.

Tran triong cam on

Sincerely thanks

To CHOC, CA NHAN VIgT DON

ORGANIZA770N/INDMDUAL

Chi/ k9, ghi re ho ten, dung d5u (nEu o5)

Signature, full name and seal (if any)

29,

Page 8: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

Miu s6 04 / Form 04

(Ban hanh kern then Quy chg &au gia ban co phan cua TEng clang ty Diu Ut va Kinh doanh van Nha nutc tai Cong ty c6 phan Nhiet Men Quang Ninh)I(Issued together with the Regulations on bidding of the shares held by State Capital Investment Corporation in

Quang /Vinh Thermal Power JSC)

GONG HOA XA HOI CHID NGHIA Vitt* NAM / SOCIALIST REPUBLIC OF VIETNAM floc lap - Ty do - Ranh ph0c / Independence - Freedom - Happiness

ngay .. thing... ram 20...

[day] ... [month] ... 20...

DON a NGHT HUY HANG THAM GIA DAU GIA

APPLICATION FOR CANCELA770N OF REGISTRA770N

FOR 7716 BIDDING

Kinh gist (Ten do! It au gia)

To: (Name of the Agent for Registration)

Ten t6 chit hoc cb nhan:

Name of foreign organization/individual:

Dia chi.

Address.

SE dien thoai: Fax: Email (neu co).

Telephone: Fax: Email (if any).

56 OKKD/CMND/HE chigu: Ngay cap: Ndi

Business Registration Certificate/ID Card/Passport No• date of Issuance P/ace of Issuance

Ma sE nha tti(khl ding kq tham gia cuEc dau gia ban co. phan).

Investor Registration Number (provided by the Organizer)

Thong tin tai !drain dm To' chot, ca nhan sit dung de nhan lai e'en di t coc:

Account information of instutkms and individuals for used for deposit:

+ Ten chi' tai khoan:

Name of the account holder

+ S6 tai khoan:

Ma tAi (ghi Cy thg chi nhanh ngan hang nol ma tai khoan):

Account Number •

Opened at (specifying the branch of the bank):

30

Page 9: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

Tel khoan chi:Mg khoan see:

ma to: Securities trading account No.:

Opened at

Ten nguti dpi den (ddi vol TO chitc):

Name of repmsentative (applied to for organzation):

S5 CMND/Hd chieu (caa nguti dai dien): Ngay caps Ndi cap:

Representative's ID/Passport No: date of issuance: Place of issuance'

TO chat hoac ca nhan dudc Lit quyen (neu co):

Authorised organization/individual (if any):

S6 DKKD/CMND/Hd chieu (ctia t6 chat hoc ca nhan dutc Uy quyen):

Business registration certificate/ID Card/Passport No:

Ngay cap: Ndi cap:

Date of issuance' P/ace of issuance:

ChOng toi/Toi di thtic hien Hang kt tham gia dau gia mua co" phan cua Thing cong ty to va kinh doanh van Ma nut (SCIC) tai Gong ty co' phan Nhiet dien Quang Ninh vao ngay

We have carried out the registration for participation In the bidding for purchase of shares holding by the State apple' Investment Corporation (SCIC) in Quang Ninh Thermal Power JSC on / /

So o5 phan de clang lc* mua:

(Eking chic•

Number of shares to be registered for purchase'

(In words•

Nay thong toi/tdi a nghi htly clang ky tham gia tham gia dau gia ben co phan cua SCIC tai Ong ty co phin Nhiet then Quang Ninh voi It do:

We/I hereby request to cancel the Radiation in the bidding of the shares ho/ding by sac in Quang Ninh Thermal Power JSC due to the following reason:

Chong toi/Tei xin chan thanh cam dn./.

Sincerely thanks./

To' CHUC, CA NHAN VIET 00'N

ORGANIZATION, INDIVIDUAL Kt, ghi ro ho ten, dung diu (niu co)

Sign, full name, seal (if any)

Page 10: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

MAu 05/Form 05

(Ban hanh kern then Quy chi dau gil ban co" phan cua TOng tong ty Dau tit va Kinh doanh van Nha nitric tal Cling ty co. phan Nhiet den Quang Ninh)I(Issued

together with the Regulations on bidding of the shares held by State Capital Investment Corporation (SCIC) in Quang IVinh Thermal Power JSC)

CONG HOA XA HOI CHO NGHIA VIeT NAM / SOCL4LIST REPUBLIC OF VIETNAM OCrc l%p - Ty' do - Hynh phim / Independent - Freedom - Happiness

ngay thing n,fm 20...

, [day] [month] ..... 20..

DON DE NGHT CAP LAI PHIEU THAM DI$ DAU GIA

APPLIC4770N FOR REISSUING THE BIDDING FORM

Kinh girl: (Ten dal I' chao ban cynh tranh)

To: (Name of the Agent for Registration)

Ten t6 chtit hooc ca nhan:

Name of foreign organization/Individual:

Quik tich:

Nationality

Dia chi:

Address:

S6 dial, thoai: Fax: Email (nau cd)•

Telephone: Fax: Ernall (if any):

Ten glao djch va SO OKKD/CMND/HO

Ngay cap: Ncli cap:

Transaction name and Business regLstartion/Passport No •

Date of issuance Place of issuance•

Ma so- nha cfau tu' (khi clang kt tham gia ciau gla)•

Investor Registration Number: (provided by the Orgin/zer)

1

32

Page 11: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

Tilting tin tai khoan caa TO cht?c, ca nhan sit dung de nhan lai ten dat coc:

Account information of instutions and individuals for used for deposit refund:

+ Ten chti [Si khoan:

Name of the account holder•

+ So Lai khoan:

Ma tai (ghi cg the chi nhanh ngan hang ndi ma tai khohn):

Account Number •

Opened at (specifying the branch of the bank)•

Tai khoan ch(Ing khothn so:

Ma tai:

Securities trading account No.:

Opened at•

Ten ngtldi dal din (1161ydi TO chits):

Name of representative (applied for organzation):

So OMND/HO chieu (dm nggdi dal dien): Ngay cap: WA cap:

Representative's ID/Passport No: date of issuance: Place of issuance:

TO chat hock ca nhan ut quyen (nig có):

Authorised organization/individual (if any):

SOOKKD/CMND/HO chieu (cCia tO chi's hoac ca nhan du'lc ay quyen):

Business registration /ID Card/Passport No:

Ngay cap: Ncli cap:

Date of issuance• Place of issuance:

33

Page 12: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

T81/thong SI Clang k9 tham gla 6ffu gia mua co phin Ong ty co' phin Nhiet Glen Quang

Ninh Chiqc chic ban cog, Tdng c8ng ty 0-au to ye kinh doanh van Nha nut (SCIC) vao ngay

/ /

I/We register to participate in the bidding for purchase of shares of Quang NM Thermal Power JSC

from the Sate Capi t a I Investment Coptation (SCIC) on / /

S6 c6 phan da clang k9 mua: co' phan

(Bang chit c6 phan)

Number of shares to be registered for purchase• shares

(In words• shares

Nay toi/chting Cal de ngh1 dtfIc cap Iai Phieu tham du' dau gia, 19 do:

I/We request that the Bidding Form to be reissued, with the reason as below:

❑ Phi& tham cid dau gia bi rach mat, ray x6a,... (dinh kern then ddn nay).

The Bidding Form was torn, erased etc (attached)

❑ Phleu tham dkr gia da 1:01 mat.

The Bidding Fenn was lost.

Neu c6 tranh chap xay ra Hen quan dEn PhiEu tham du' dau gia cua tali/chung tbi thi thi/thong tar se c6 trach nhiem chi:mg minh va chiu Ivan Man trach nhiem truck phap luat. Tel/chi:mg tol cam doan nhring Iei khal Oen la d6ng sit that.

If there has any dispute in relation to my/our Bidding Form, I/we will be responsible to prove and will take full responsibility under the law. I/we commit all declarations above are true and accurate.

TO. CHirC, CA NHAN VIET DUN

ORGANIZATION/INDIVIDUAL (KY, ghi re ho ten, thing dau (neu c6)

(Sign, full name, seal (if any)

34

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Phan dinh cho Dal It au gie/ For the Agent for Registration:

Xac nhan cra Wan thin de nghi cua nha dau hi ca nhan/t6 chit:

Confirmation of receiving the individual/organization Investor's application:

S6 CMND/S6 HO chieu/S5 DKKD:

ID No./Passport No./Business Registration No:

vao . . ngay / /

at on

Nhan Wen giao dich

Receiver

Kigm soft

Supervisor

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Page 14: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

Miu 06A/Form 06A

(Ban hanh kern then Quy chi" Tau gia ban c6 phan ctia Meng ()Ong ty Dau tu'va Kinh doanh von Nha mkt tai Ong ty c6 phan Nhiat dien Quang Ninh)

CONG HOA XA HOI CHO NGHIA VS NAM Dec Ibp - Ty do - Hanh phut

, ngay thing nem 2017

Kinh gal:

MAY OY QUAN

- So Giao dich Chang khoan

- (Ten dal lc, dau gib)

Ten t6 chat ho4c ca nhan•

Dia

Dian thoa.• Far

SO DKKD/CMND/HO char Ngay cap.

NM cap.

Ngtteg dal Men (c161 vol t6 chitc):

CMND/HO chieu (dm ngueri dal dien)• Ngay cap:

Ndi cSp

Do khong co Mau Man tham dU trut trap tham gia dab gia mua c6 phin Ging ty c6 phan Nhiet Men

Quang Ninh dticsc chao ban cila SCIC dtidc to chut vao ngay / / nay tOi/chung toi:

Oy QUYiN CHO:

Ten t6 chat hobc nhan

SO DKKD/CMND/HO chfau• Ngay cap. NM cap

Dia chi'

Dian thoal• Fax

may mat toi/chting tai tham di! Tau gia mua col phan Cong ty co" phan Nhiat Man Quang Ninh dttdc

chao ban cOa SCIC, bao gbm cac cong vies sau:

1.Lam tha tyc clang ky tham du' dab gia (di& thEing tin va ky nh'an vao ddn, nOp tin det coc va nOp ho

sd ding k9 tham dir dSu gia, nhan Phieu tham dtt dau gia).

36

)\[\

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2. Lam cac thu tuc lien quan den de nghi thay dOi clang ky tham gia diu gia, hay dang kt tham gia diu

gia, nghi ca) lai phieu tham di" diu gia.

3. Ghi gia, khOi cac thong tin lien quan, kt vao phigu tham ckt gia va tryc tiip tham dy* phien

au gin.

4. Kt Hqp &Ong chuygn nhtiOng va lam cac tha tuc lien quan den chuygn nhtlIng c6 phan theo Quy chE

gia ban co" phan (trong trtidng hdp trung gia).

[Ten t6 chat hoac ca nhan thick ay quyen] cd nghia vu thtfc hion dung cac quy djnh Ve

dau gia theo Quy chE diu gia ban c6 phan caa SCIC tai COng ty c6 phan Nhigt dien Quang Ninh, khOng

duqc ay quyen cho ngttai khac va cd trach nhiem thong bao la' kEt qua diu gia cho ngu'di Cry quyen.

[Ten t6 chat hoac ca nhan Cry quyen] cam kit chiu ban bO trach nhiOm ve cac quyit dinh dm [Ten

to chat hoac ca nhan nhan ay quyen] trong pham vi nOi dung Cry quyen.

Nguti dtetic Cry quyen Ngutl Cry quOn Kg, ghl re' ho ton va Jong dlu (neu co) Kg, ghi rei ho tin va irking au (neu cd)

XAC NHAN CUA MIND PHU'aNG, XA HOAC Ca QUAN NHA NV& CO THAM QUAN

37

Page 16: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

fiSu 066/Form 06B

(Ban hanh kim theo Quy the d5u gia ban c6 phan cua Tang tong ty iDau tti va Kinh doanh van Nha nutc tai Cang ty co" phan Nhiet dien Quang Ninh)/(Issued together with the Regulations on bidding of the shares held by State Capital Investment Corporation in

Quang Ninh Thermal Power J5C)

GAY ify QUAN

(dm nha dau tu' Sac ngoei)

POWER OF ATTORNEY

(applicable to foreign Investors)

Ngay .... thing .... nom

[Date]

Lien quan dEn dot d5u gin ban co' phan Cong ty c6 phan Nhiet dien Quang Ninh ("Dqt Chao Ban") do Tang ding ty eau tu' va Kinh doanh van nha nu& ("SCIC") thyt hien theo Quy chg d5u gia ben c6 phin do SCIC ban hanh thong ... man) ("Quy Che"), toi/chting tol yen cac thong tin chi tiet neu duti day:

Regarding the bidding of shares of the Quang Allah Thermal Rower )SC (the "Bidding, to be conducted by the State Capital Investment Corporation r'SCIC, pursuant to the Regulations on Bidding issued by SCIC on (the 'Regulations", I/we whose details are shown below:

- Ten day du (ghi ten chinh that bang chic in hoa)I Full name (and& name to be inserted in capital letter)

- Cija chi thutng tro (dol vol cal nhan), dja chi try so chinh (dal vol t6 chtit)/ Permanent address (In respect of individuals), registerred address (in respect of organizations)

- Quac Lich (dal vdi ca nhan), nd thanh l5p (dal viii t6 chitc)/ Nationality (in respect of individuals), place of incorporation (In respect of organizations):

- Ngtrdi dai dien theo phap luEtl Legal representative?

HO chi& (ho.c ch(mg minh nhan dan, can cut tong dan hoac tuting duling dal yeti ca nhan), Gay chung nhan thanh lap (hoac gray clang ky doanh nghiep hoac tutng dticing dal yeti t6 chitc)1 Passport (or Identity art', citizen card or equivalent in respect ofIndividuals)/Cerbficate of Incorporation (or business registration certificate or equivalent): Stil Number

CaP ngay/Issued date:

bal/by: ca Neu lyt dein/valid to

Ma so giao djch chi:Mg khoanl Securities trading code

ngayl issued on:

Bang gray uy quyen nay chi Binh ca nhan yeti thong tin duti day lam nguti dal dien theo Cry quyen hop phi') cia toi/chong tol ("igulii DO Dion") dg nhan danh cluing toi thtic hien mot so tong viec va hanh Bang dist by quyen trong doan clUdi day:

Hereby appoint the individual whose details am shown below as our lawful attorney-In-fact (the Attorney-In-fact'2 who is authorized to carry out certain works and acts as set in the next paragraph:

-Ten day du (ghi ten chinh th&c bang chi? In hoa)/Full name (official name to be insetted In capital letter):

-Dia chi thutng Permanent address:

Dien ten day du, s6 1145 chi‘zu hoac gitey tä dac Binh ca nhan hyp phip va chnc vi/Insert full name, passport or other lawful identity cards number and title.

38

?N'

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•Quik tichl Nationality:

-HO chieu (boat chasing minh nhan dan, can cutc cong don hoac tu'dng dtIcing)1Passport (or identity card, citizen card or equivalent).

So"/number Cap ngayl issued:

bdi/by' có bleu laic dent valid to•

Ngudi Dal Dien dtfOc ay quyen de thay mat tei/chting tOi that hien cac cong viec va hanh dung sau:

The Attorney-in-fact Is authorized to catty out certain works and acts as set herein:

(a) Kt va hoan thien ddn clang kt chao ban va cac tai lieu khac trong be Wei sd clang kt chaos ban theo quy dinh coo Quy Cho- (tax khi 115 dutic kt va/hoac hoan thien boil tai hoac nguti dal dien co thilm quyen khac caa thong top/ To execute and complete the registration form and other documents included in the registration dossier as provided in the Regulations (unless the same has been executed and/or completed by me or by our other authorized signatories);

(b) Neap h8 sc1 clang kt de tham gla Dc,It Chao Ban theo quy dinh caa Quy Chet/To submit the registration dossier for my/our participation in the Offering In accordance with the Regulations,

(c) Kt, hoar' thien va nip ddn sa'a 461 hoac hay 'Sang ky tham gia Opt Chao Ban theo quy dinh caa Quy Chi/ To execute, complete and submit the application for amendment to or cancellation of registration for my/our participation in the Offering in accordance with the Regulations;

(d) Nhon phi& than dui char) ban/ To receive the bidding form;

(e) Ky (trif khi phleu tham dkr d5 duslc kt bdi t8i hoac nguti dai dien co tham quyen khac caa chting ta), hohn thien va neap phieu tham clkt chcio ban (15 Vol theo quy dinh caa Quy ChEITo execute (unless the bidding form has been executed by me or by our other authorized signatories), complete and submit the executed bidding form in accordance with the Regulations,

(t) Tham chl phien chic) ban duttc t6 chat theo Quy Che/ To participate in the bidding session organized in accordance with the Regulations;

(g) Ky va chuyen giao hop [tong mua c6 phen pha hop Quy Che/ To execute and deliver the sham transfer contract in accordance with the Regulations; va/and

(h) Kt kat oat tai lieu khac va that hien cac tong viec kit can thiet nham mac dich caa viec tham gia Olt Chao Ban do t8i/chang tot viec mua o6 phen caa tai/thong tOi trong Dot Chao Ban pha ho vdi Quy Chgl To execute such other documents and carries out such other works as necessary for the purpose of my/our participation in the Offering and my/our purchase of shares offerred in the Offering in accordance with the Regulations.

Bang giagy ay quyen nay, toi/chung tai chugn y va xac nh5n tat ca cac ding viec, hanh Ong hoac tin lieu do Ngudi Dai Dien that hien hoac ky ket (toy trutng heap ap dung) theo gray ay quyen nay.

I/we hereby ratify and confirm all the works or documents carried out or executed (as the case may be) by the Attorney-in-fact pursuant hereto.

Gl5y ay quyen nay co Neu ly'c tit ngay kt va chi IA hay 95 bdi mot tilling boo bang van ban dudc kt va gin cho SCIC bdi toi/chung tai the° phirdng that quy dinh trong Quy Chi".

This power of attorney takes effect from the signing date and shall be revoked only by a written notice executed and delivered to SCIC by me/us in the manner set out in the Regulations.

NG11(51 DAI DIEN NHA D'AU

ATTORNEY-IN-FACT INVESTOR

(Kt, ghi (6 ho ten) (Kt, ghi r8 ho ten va Ming d5u (neu co)/ (Signature, name,

(Signature and name) title)

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Page 18: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

M3u 06C/Form 06C

(Ban hanh kern theo Quy thee dau gia co phan cut, Tang ding ty D'au ttl va KInh doanh von Nha nu& 01 Ging ty o5 phan Nhiet dien Quang Ninh)/ (Issued

together with the Regulations on bidding of the shares held by State Capital Investment Corporation (SCIC) in Quang Allah Thermal Power )SC)

GIAY UY QUYEN CUA NHA DAU 111 NY& NGOAI CHO DAI DIEN GIAO DICH

POWER OF A7TORNEr FOR VIETNAM BASED TRADING REPRESENTATIVE

I. Meng tin ye cac ben S lien quan

I. Information on relating patties

Chang toi la:

We,

1. Ten day do, ten giao dich, ten vial tat cUa nha dau tut (ghi bang chit in hoa ten tor chtk nutc ngoal - ten ben phep thanh lap/ clang kt kinh doanh)/ Full name, transaction name, abbreviation name of Investor (the names should be input in capital letter and consistent with that on Certificate of Incorporation/ Certification of business registration):

2. Lodi hinh nha dau tit/ Category:

TO chirc/ Institution Ca nhan/ Individual

3. Dia chi tru set chinh cUa nha dau tuldia chi lien loc (del veil ca nhan)/ Head office address•

Tel: Fax: Email:

4. Qucic tich cua nha dau Ur/ Country of origin:

5. Giay clang ky NSW/ Business License number•

Do/Issued by: cap ngayl dated thing nem

CO Mau lyc tdi ngay/valld to thing aim

6. Ma giao dich chimg khoan (neu co)/Securities Trading Code number (If any)•

Ngay c5p/ issued on.

7. TN khoan [Yu kt chi:mg khoan (nEu OW Securities Custody number (if any):

tai khoan/ Securities Custody number:

Md tai Thanh vien !Yu 10 (ten day du/ten viet tat)/ Custodian name•

Dia chi try sd chinh cua Thanh vien luau kt/ Address of the custodian:

Giay chUng nhan clang kir hoot do, ng Ulu Iccr s6/ Depository License Number

UBCKNN cap ngay thing nom .. / issued by State Securities Commission on:

8. Tai khoin giao dich chirtig khaki (neu oft)/ Securities Trading Number:

SO tai khoan/ Securities Trading Number:

ma tai Gong ty chUng khothn (ten day du/ten Wet tat)/ Securities Company Name:

Dia chi tru sd chinh cira Cling ty chting khoen/ Address of Securities Company:

Clay phep thanh lap va hoot dung 951 Business License number

2 061 voi ca nhan: só Ho chik con hieu lac/chum& thvc cA nhan hop flap khac; Del voi tó chtic: se GiAy phip thanh l$p phAp nhan nuOc not t6 chfic de thanh lap hoed ding ky kinh doanh; Giiy phdp thanh lAp to chfrc hoc chi nhanh tai Viet Nam

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Page 19: Mau 01 (Ban hank theo cheat/ gia bon ofphan ala ngey thong nem mau don dau gia.pdf · SO DKKD/CMND/HO chi& (ctia t6 chat hoac ca nhan dugc tity quyen): Ngay cap: Noi cap: TOI/chang

UBCKNN cap ngay thong nam . ./ issued by State Securities Commission on:

9. Tai khoan von Tau ttf gian trip (ngu di)/ Foreign Indirect Investment Acc-ount Number:

56 tat khoin/ Account Number:

MC tai Thanh vien itiu kY (ten day du/ten vigt tat)/ Bank name:

Dia chi try sd chinh caa Thanh vien Jut I cji/ Address:

Gay phep thanh lap va hoot d5ng s5/ Business License number

UBCKNN cap ngay thong nam / issued by State Securities Commission on:

10. Tat khoan tien gal thanh town giao dich chUng khoan tai ngan hang (n-du c6)/ Cash account for securities trading opened at a bank:

55 tat khoin/ Account Number:

Mti tai Ngan hang (ten 65y du/ten ye tat)/ at bank:

Dia chi try sd chinh caa Ngan hang/ Address.

Gay phep thanh lap va hoot d5ng s5/ Business License number

Ngan hang Nha Sec cap ngay thong nam / issued by State Bank on:

Sau day chi dinh/ hereby appoint

Ong (Be)/ Mr, Mrs:

1. Ho via ten/Full Name: Gidi tinh/ Gender;

2. Ngay sinh/DOB. Nch sinh/P/act, of Birth:

3. Quoit tichl Nationality'

4. 56 H5 chigu/CMND/The an sinh x5 h(ii1Passport number/ID/Social Security number

Nol cap/Issuedat' Ngay cap/ Issued on.

5. 55 Ch(ing chi hanh nghe kinh doanh chung khoan (CCHN)/ Securities / Professional Licence for Securities trading.

Ngay cap/ issued on:

6. Nol lam viec (ten day du, ten vigt tat ciia t6 chat ndi lam viec)/ Place of Work's name:

Dia chi ndi lam At/ Address.

7. Tel: Fax: Email:

8. Dia chi thtidng tra/ Permanent Address'

9. ChO d hien nay tai ngoal/ Residence address:

Tel: Fax: Email:

10. ChO d hien nay tai Viet Nam (ngu 6)/ Address in Vietnam

Tel: Fax: Email:

La dai dien glao dich duy nhat cho (ten nha dau tic nude ngoai), thyt hien viec giao quyen c6 tong, dai dien phan von gdp, thyt hien viec boo coo, cOng b5 thong tin theo sy chi dinh, ay quyen coa (ten nha tit nu'dc ngobi), kg ca cat tang viec nou trong phu lye caa

gray ay quien nay.

To be the sole treating representative for <name of foreign institutional investor> for trading activities, shareholder's rights, reporting, information disclosure in accordance with the power of attorney of <name of foreign institutional investor>, including works set out in the appendix hereto.

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Gay chi dinh nay có hleu kit cho Ten khi co Van ban chi dinh, uy quyen hay bó bang van ban cUe (ten nhl au tut nu& ngoai).

This power of attorney shall be valid until <Name of the foreVn investor.> issues a written notice of revocation.

DAI DIeN CIAO DICH Dig DIEN CO TRAM QUAN CUA NHA fiAU TU NtfaC TRADING REPRESENTATIVE NGOAI/ AUTHORIED SIGNATORY FROM FOREIGN

INVESTOR

(0, ghi ro hp ten) ghi to hp ten va ddng diu (net co))/ (Signature, name, title) (Signature, name, tide)

XAC NHAN CUA CU QUAN GCMG CHUNG HOC CU QUAN CO THAM QUYEN

CERTIFIED BY AUTHORIZED NOTARY PUBLIC OR AUTHORIZED AUTHORITY

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PH() LI)C

Lien quan den dot ban Tau gin cob phin Ging ty c6 phen Nhlet dien Quang Ninh Coca flu gia") do Ting ding ty flau tu' va Kinh doanh vein nha nut ("SCIC) thyt hien theo Quy chi diu gia do SCIC ban hanh thong nem ("Quy Chen), dai dien giao Bich co quyen ag they mg toi/chUng toi thyt hien cac ding viec va hanh Being sau:

In connection with the Bidding of shares of the Vietnam Dairy Products Joint Stock Company (the "Bidding, to be conducted by the State Capital Investment Corporation (sac, pursuant to the regulations on bidding issued by SCIC on (the "RegulatIone2, I/we whose details are shown below::

(a) Kt A !loan thien ddn clang gin va cac tai Iieu kit trong sd clang ky diu gin theo quy dinh cita Quy Che (bit khi de' dt.rdc kje va/hoac hoan thien ben tel hoac ngtrdi dai dien of) thim quyen khac cue chung tor).

To execute and complete the registration form and other documents included in the registration dossier as provided In the Regulations (unless the same has been executed and/or completed by me or by our other authorized sOnatones).

(b) Net* he sd clang kir de tham gia Dot iDiu gla theo guy dinh 6.3 Quy Cher.

To submit the registration dossier for my/our participation in the Bidding in accordance with the Regulations.

(c) KY, hohn thien va nep ddn site del hog Wry clang ki tham gia Ddt Diu gin theo quy dinh cue Quy ChE.

To execute, complete and submit the application for amendment to or cancellation of registration for my/our participation in the Bidding in accordance with the Regulations.

(d) Nhan phieu tham dy' diu gin.

To receive the bidding form.

(e) Kt (bit khi phieu tham du' di dut1c kit bdi tei hoc ngudi dai dien co thim quyen khac cue chOng tor), hoan thien A new phi& tham dy'diu gia di ky theo guy dinh cue Quy Chad.

To execute (unless the bidding form has been executed by me or by our other authorized signatories), complete and submit the executed bidding form in accordance with the Regulations.

(f) Tham du phien diu gia du'dc to chits theo Quy Chg.

To participate in the bidding session organized in accordance with the Regulations.

(g) Kt A chuyen giao Nip ening mua 05 Oen phu hdp Quy Che.

To execute and deliver the share transfer contract in accordance with the Regulations.

(h) Kt kEt cac tai lieu khac va thut hien cac cOng viec khac can thiet Mani muc Bich cue viec tham gia Dot Diu gin dm toi/chung toi, viec mua cob phin cue toi/chang tei trong Dot Diu gia phY hdp vdi Quy Cher.

To execute such other documents and carries out such other works as necessary for the purpose of my/our participation in the Bidding and my/our purchase of shares offerred in the Bidding in accordance with the RegulatiOns.

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MAu se 07 / Form 07

(Ban hanh kern theo Quy chg dgu gia ban co. phan caa TOng ding ty Bau ttr va Kinh doanh v5n Nha nutc tai CEng ty c6 Wan Nhigt (lien Quang Ninh)/ (Issued together with the Regulations on bidding of the shares held by State Capita/ Investment Corporation In

Quang Ninh Thermal Power .ISC)

CONG HOA XA HOI CHO NGHIA WET NAM / SOCIALIST REPUBLIC OF VIETNAM Dec 14p - TV do - Hanh phi= / Independence - Freedom - Happiness

ngay thing nem 20...

20..

Ma s8 nha cfau ttr* (Do Ban Ohba. pip)

Investor Registration Number (provided by the Organizer)

PHIEU THAM DAB GIA BAN CO PHAN

BIDDING FORM

Kinh gal: Sd giao djch Cht?ng khoan

To: ... Stock Exchange

Ten t6 chat hoc ca nhanI/Vame of foreign organization/Me/Iv/dual:

SO OKKD/CMND/He chiEul Business Registration Certificate/ID Card/Passport No

Ngey Issued date. Nal cap/ Issued place.

Dia chi/Address

56 dign thooi/Tet. Fax: Email (nEu c6/ifamt

56 Tel khoan sir dung de. nhan lai tin dat ax/Account for deposit refund.

Md tai/Open at (bank);

$6 tai khoan chirng khoan/Custodlan account

Md tai/ Open at (Custodian bank):

56 c6 phin da clang ky mua: co phan

Number of shares registered for purchase shares

Bang chi?: c6 ph&

In words: shares

Gia khai digm: dang/cp

Initial Price. VND/share

Ngay t6 chifc dau gia ban co phan/Date of the Bidding:

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SO tren d4t cpc nOpl Deposi t paid'

Bang chi?:

In words:

Sau khl nghien °Yu ki ho sd va quy che au gla ban c6 phin cua T6ng ding ty 'nu Kinh doanh von nha nutic (SCIC) tai Clang ty co phan Nhiet then Quang Ninh, tei/chung tei (Ong 9 mua co phSn Bang k9 6 tren vol gia nhLY sau:

Alter careful review of the documents as well as the Regulations on the Bidding of shares held by the State Capital Investment Corporation (SCIC) In Quang Ninh Thermal Power JSC, I/We agree to buy the shares registered above at price as below:

STT linh I

Number

Mt?c gla tlit mua

Price for each common

(VND/ 1 co phSn)

share (MD/share)

Kh61 lut/ng c6 phan slit mua / Number of shares

registered

Bing a /In number BAng chit/in words

51.401.089

To CHOC, CA NHAN THAM GIA

ORGANIZATION/INDIVIDUAL

Chi? k9, ghi re hp ten va dong au (niu co)

full name, seal (he any)

VND

45

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6111 cht 1 /Note:

- KW& It%ging dat mua phai dung bang khoi Itking da clang kt tat Dcfn clang kt tham gia dau gia ban c6 phan/ Number of shares registered has to be equal the number of shares under the Registration form for the Bidding.

- Mut gia dat mua tinh tien mot c6 phan / the price is forgescommon share

- Mat gia san cOa c6 phi& Ong ty cg phan Nhigt dign Quang Ninh tai ngay diu gia (ngay 1) se difdc HSX ding bo sau 5h chieu ngay hgt han clang kt tham gia gia ben c6 Wan (ngay T-1) / the floor price of Quang Ninh Thermal Power JSC shares at the date of the bidding (day 72 shall be announced by HSX alter 5:00PM VNT on the last day for registration (day T-1).

- Milt gia at mua khang thick th5p hdn gia khdi clIgm mat gia san cua c6 phigu ang ty c6 Wan Nhigt Mon Quang Ninh Val ngay t6 chit dau gia ban c6 phan / the Price put in the Bidding form cannot be lower than the initial price ar4 the floor price of Quang Ninh Thermal Power JSC shares at the date of the Bidding.

Vi du 1/ Example 1:

+ Gia kheti digm chao bon 144.000 Bong/di phan / Initial price is VN0144,000 per share

+ Gia san cua c' phieu ang ty c6 phan Nhigt dign Quang Ninh do HSX cling bai la 150.000 Cong/co" ph-an / Floor price of Quang Allah Thermal Power JSC share announced by 11.5X is VND150,000 per share

▪ Nha eau tit phai ghi milc gia dat mua khong th5p hdn 150.000 doling/c6 phan. 4 Investor has to put in the price not lower than VND150,000 per share

Vi du 2 / Evample 2:

+ Gia khai digm chho ban 144.000 dung/c6 phan / Initial Price is VIVD144,000 per share

+ Gia san cua co' phigu CEng ty phan Nhigt dign Quang Ninh do HSX cling NI la 140.000 Bong/coo Wan / Floor price of VNM announced by HSX is VND140,000 per share.

▪ Nha tu' phai ghi milt gia dat mua khong thlp hdn144.000 dang/c6 phin 9 Investor put in price not lower than VND144,000 per share

461)

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Mkt 08/Form 08

(Ban hinh kern theo Quy chi au gia ban co phan dia TOng cong ty Efau tul ye Kinh doanh vein Nha nut to' Cling ty c6 Wien Nhiet then Quang Ninh)/ (Issued together with the Regulations on bidding of the shares held by State Capital Investment Corporation In

Quang Ninh Thermal Power JSC)

CONG HOA XA HOI CHU NGHIA VIeT NAM/ SOCIALIST REPUBLTC OF VIETNAM Dec Ihp - Ty' do - Ranh phtic/ Independence - Freedom - Happiness

, ngdy thing nam 20...

20..

THONG BAO RANG id MUA CO PHAN LUVNG LON QUA DAU GIA

DISCLOSURE OF LARGE REGISTRATION

lank - SO Giao djch Cht?rtg khoen [$6 GD]

- T6ng cling ty Dau tu' ve Kinh doanh v5n nho nut

To: - [Ha Noi/Ho Chi Minh City] Stock exchange

- State Capital Investment Corporation

Ten to' chtit / ca nhan:

Name of organization / individual:

Quoit tich / National/1r

DO chi / Address:

Si5dien two' / Telephone. Fax:

Email:

Ten glao dlch via SO DKXD/CMND/HO chliu•

Transaction name and Business registration/ID Card/Passport No •

NO), cap: No'i cab:

Date of issuance: Place of Issuance:

Ten c6 phin chho ban: C6 phin Cong ty c6 ph'fin Cling ty c6 phin Nhiet Men Quang Ninh

Name of offered shares: Shares of Quang Ninh Thermal Power )SC

I. Si !Wing, Ds/9 le c6 phi& dang nam gler tai doanh nghlep:

I. Number of shares, percentage of shares holding in Quang N/nh Thermal Power.7SC:

So Kiting co' phi& clang nam gill tai Cling ty co" phan Nhiet dien Quang Ninh: ca phan

Number of shares currently holding In Quang Ninh Thermal Power JSC: shams

Ty le cob phieu dang nem Oa tai Cling ty c6 phan Nhiet die!" Quang Ninh: %

Percentage of shares holding in Quang Ninh Thermal Power JSC• 96

47 11j

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(La/Khong phal la) c6 thong nei bo coa Ong ty c6 phan Nhiet then Quang Ninh

(Is/Is not) the internal shareholders of Quang Ninh Thermal Power JSC

- Tif10 c6 phiEu ma nguti co lien quan dang nam glue tai C8ng ty phan Nhiet dlen Quang Ninh: 96

Percentage of shares holding by related persons In Quang Ninh Thermal Power EC: 96

II. S6 lu'cing al phi& clang kit mua:

II. Number of shares to be registered for purchase:

T8i / Chung toi dy kiEn clang k9 tham gia Tau gia mua c6 phin C8ng ty c6 phan Nhiet dion Quang Ninh duelc Tang ding ty Dau tit va klnh doanh v5n Nha nut (SCIC) chat) ban, cu the nhussau:

I / We plan to register to participate In the bidding for purchase of shares of the State Capital Investment Corporation (SCIC) in Quang Ninh Thermal Power JSC, in particular:

- S6 c6 phan t6 chitc/ca nhan dy kin dang kit mua• c6 phan

(Bang chit: co phan).

Number of shares to be registered for purchase• shares

(In words: shares)

- 56 c6 phan nguti ai lien quan chits/ca ntik clang kq mua. c6 phin

(Bang chi?: c6 phan).

Number of shares to be registered for purchase by the related persons• shares

(In words: shares)

III. Ty It co phi& dip kiin ham gill tai acing ty c6 Wien Nhigt din Quang Nlnh sau khi mua qua au gia:

III. Percentage of shares holding In Quang Minh Thermal Power JSC expected after successful purchase:

- T9 le c6 phiEu du' kiEn nim giU tai Ong ty c6 phan Nhiet dien Quing Ninh nEu mua thenh ceng:

Expected percentage of shares holding in Quang Ninh Thermal Power .7SC alter successful purchase: 96

- Ty lo c6 phieu kien rem gia? tai Ong ty phan Nhiet then Quang Ninh cua nguti c6 lien quan sau khi mua thank oing: %

Expected percentage of shares holding by related persons in Quang Ninh Thermal Power JSC alter successful purchase: 96

TO CHOC, CA NHAN VIET DCYN

ORGANIZA770N / INDIDUAL

Chi? k9, ghi ro ho ten, thing eau (nail o5)

Signature, full name and seal (if any)

48

\AN]