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Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Singapore CHINA MERCHANTS PROPERTY DEVELOPMENT CO LTD CMSP SP HKD High Very High
Singapore CHINAVISION MEDIA GROUP LTD CVM SP HKD High Very High
Singapore TAN CHONG INTERNATIONAL LTD TCI SP HKD Moderate Very High
Singapore SHANGRI-LA ASIA LTD SGA SP HKD Moderate High
Singapore OKP HOLDINGS LTD OKP SP SGD High Very High
Singapore CORTINA HOLDINGS CTN SP SGD High Very High
Singapore ASIA ENTERPRISES HOLDING LTD ASEH SP SGD High Very High
Singapore PETRA FOODS LTD PETRA SP SGD High Very High
Singapore BIOSENSORS INTERNATIONAL GROUP LTD BIG SP SGD Moderate Very High
Singapore SELECT GROUP LTD SCSL SP SGD Moderate Very High
Singapore ADVANCED INTEGRATED MANUFACTURING CORP LTD AIMC SP SGD High Very High
Singapore KARIN TECHNOLOGY HOLDINGS LTD KTH SP SGD High Very High
Singapore CREATIVE TECHNOLOGY LTD/SINGAPORE CREAF SP SGD High Very High
Singapore SERIAL SYSTEM LTD SERL SP SGD High Very High
Singapore YUEXIU PROPERTY CO LTD GZI SP SGD Moderate Very High
Singapore STARHUB LTD STH SP SGD Moderate High
Singapore GLOBAL YELLOW PAGES LTD YPG SP SGD High Very High
Singapore COLEX HOLDINGS LTD COLEX SP SGD Moderate Very High
Singapore KEPPEL LAND LTD KPLD SP SGD Moderate Very High
Singapore SINARMAS LAND LTD AFP SP SGD High Very High
Singapore BONVESTS HOLDINGS LTD BVEST SP SGD Moderate Very High
Singapore FUJI OFFSET PLATES MANUFACTURING LTD FUJI SP SGD Moderate Very High
Singapore ISETAN SINGAPORE LTD ISET SP SGD High Very High
Singapore ENGRO CORP LTD/SINGAPORE EGCL SP SGD High Very High
Singapore PCI LTD PCI SP SGD Moderate High
Singapore JAYA HOLDINGS LTD JAYA SP SGD High Very High
Singapore LEE KIM TAH HOLDINGS LTD LKT SP SGD Moderate Very High
Singapore CWT LTD CWT SP SGD Moderate Very High
Singapore TAT HONG HOLDINGS LTD TAT SP SGD Moderate Very High
Singapore LOW KENG HUAT SINGAPORE LTD LKH SP SGD Moderate Very High
Singapore HONG FOK CORP LTD HFC SP SGD High Moderate
Singapore CHEMICAL INDUSTRIES FAR EAST LTD CHEM SP SGD High Very High
Singapore CHUAN HUP HOLDINGS LTD CH SP SGD Moderate High
Singapore HOTEL ROYAL LTD HRY SP SGD High Very High
Singapore HWA HONG CORP LTD HWAH SP SGD Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 1
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Singapore MTQ CORP LTD MTQ SP SGD High Very High
Singapore HL GLOBAL ENTERPRISES LTD HLGE SP SGD High Very High
Singapore KHONG GUAN FLOUR MILLING LTD KGF SP SGD Moderate Very High
Singapore NSL LTD/SINGAPORE NSL SP SGD High Very High
Singapore SINGAPORE REINSURANCE CORP LTD SRE SP SGD Moderate Very High
Singapore NEPTUNE ORIENT LINES LTD/SINGAPORE NOL SP SGD Moderate Very High
Singapore SING INVESTMENTS & FINANCE LTD SIF SP SGD Moderate Very High
Singapore SINGAPORE AIRLINES LTD SIA2 SP SGD Moderate Very High
Singapore STAMFORD TYRES CORP LTD STC SP SGD High Very High
Singapore ABR HOLDINGS LTD ABR SP SGD High Very High
Singapore POH TIONG CHOON LOGISTICS LTD PTC SP SGD Moderate Very High
Singapore POWERMATIC DATA SYSTEMS LTD PDS SP SGD High Very High
Singapore SMRT CORP LTD MRT SP SGD Moderate Very High
Singapore UNITED OVERSEAS INSURANCE LTD UOI SP SGD Moderate Very High
Singapore UPP HOLDINGS LTD UPP SP SGD High Very High
Singapore EASTERN HOLDINGS LTD EH SP SGD Moderate Very High
Singapore GK GOH HOLDINGS LTD GKG SP SGD Moderate Very High
Singapore GP BATTERIES INTERNATIONAL LTD GP SP SGD Moderate Very High
Singapore SAN TEH LTD SAN SP SGD High Very High
Singapore GIKEN SAKATA SINGAPORE LTD GSS SP SGD High Very High
Singapore HTL INTERNATIONAL HOLDINGS LTD HWA SP SGD Moderate Very High
Singapore TECKWAH INDUSTRIAL CORP LTD TECK SP SGD High Very High
Singapore AZTECH GROUP LTD AZ SP SGD Moderate Very High
Singapore KOH BROTHERS GROUP LTD KOH SP SGD High Very High
Singapore NOEL GIFTS INTERNATIONAL LTD NOEL SP SGD High Very High
Singapore IFS CAPITAL LTD IFS SP SGD High Very High
Singapore SINGAPORE TELECOMMUNICATIONS LTD ST100 SP SGD Moderate Very High
Singapore ACTION ASIA LTD ACTA SP SGD Moderate Very High
Singapore SUPER GROUP LTD/SINGAPORE SUPER SP SGD Moderate Very High
Singapore SILVERLAKE AXIS LTD SILV SP SGD Moderate High
Singapore AURIC PACIFIC GROUP LTD AP SP SGD Moderate Very High
Singapore FU YU CORP LTD FUYU SP SGD Moderate High
Singapore LION ASIAPAC LTD LAP SP SGD Moderate Very High
Singapore HONG LEONG ASIA LTD HLA SP SGD Moderate High
Singapore M1 LTD/SINGAPORE M1 SP SGD Very High Moderate
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 2
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Singapore CHINA AVIATION OIL SINGAPORE CORP LTD CAO SP SGD Moderate High
Singapore SECOND CHANCE PROPERTIES LTD SCE SP SGD Moderate Very High
Singapore MEGACHEM LTD MGCM SP SGD High Very High
Singapore AMARA HOLDINGS LTD AMA SP SGD Moderate Very High
Singapore LEE METAL GROUP LTD LEE SP SGD Moderate Very High
Singapore CHALLENGER TECHNOLOGIES LTD CHLG SP SGD Moderate Very High
Singapore FRAGRANCE GROUP LTD FRAG SP SGD Moderate High
Singapore OSIM INTERNATIONAL LTD OSIM SP SGD Moderate Very High
Singapore PENGUIN INTERNATIONAL LTD PBS SP SGD High Very High
Singapore ST JAMES HOLDINGS LTD/SINGAPORE STJH SP SGD Moderate Very High
Singapore NOBEL DESIGN HOLDINGS LTD NBL SP SGD Moderate Very High
Singapore ASJ HOLDINGS LTD ASJ SP SGD High Very High
Singapore TAI SIN ELECTRIC LTD TSE SP SGD Moderate High
Singapore VALUETRONICS HOLDINGS LTD VALUE SP SGD Moderate High
Singapore LION TECK CHIANG LTD LTC SP SGD Moderate Very High
Singapore NEW TOYO INTERNATIONAL HOLDINGS LTD TOYO SP SGD High Very High
Singapore POPULAR HOLDINGS LTD POP SP SGD High Very High
Singapore SEE HUP SENG LTD SHS SP SGD Moderate Very High
Singapore CHINA DAIRY GROUP LTD CDG SP SGD Moderate Very High
Singapore CHINA JISHAN HOLDINGS LTD JSH SP SGD Moderate Very High
Singapore DEL MONTE PACIFIC LTD DELM SP SGD High Very High
Singapore LHT HOLDINGS LTD LHT SP SGD High Very High
Singapore HIAP HOE LTD HIAP SP SGD Moderate Very High
Singapore SPINDEX INDUSTRIES LTD SPE SP SGD Moderate Very High
Singapore SAPPHIRE CORP LTD SAPP SP SGD High Very High
Singapore CHOSEN HOLDINGS LTD CHOS SP SGD High Very High
Singapore YONGNAM HOLDINGS LTD YNH SP SGD High Moderate
Singapore FISCHER TECH LTD FISC SP SGD Moderate Very High
Singapore ASIA POWER CORP LTD API SP SGD High Very High
Singapore WILLAS-ARRAY ELECTRONICS HOLDINGS LTD WAE SP SGD High Very High
Singapore TIONG WOON CORP HOLDING LTD TWC SP SGD High Very High
Singapore CDW HOLDING LTD CDW SP SGD High Very High
Singapore MANUFACTURING INTEGRATION TECHNOLOGY LTD MIT SP SGD Very High Moderate
Singapore MULTI-CHEM LTD MC SP SGD High Very High
Singapore FOOD EMPIRE HOLDINGS LTD FEH SP SGD Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 3
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Singapore PNE INDUSTRIES LTD PNE SP SGD Moderate Very High
Singapore BAKER TECHNOLOGY LTD BTL SP SGD High Very High
Singapore EXCELPOINT TECHNOLOGY LTD EXLP SP SGD High Very High
Singapore VGO CORP LTD VGOC SP SGD High Very High
Singapore ARA ASSET MANAGEMENT LTD ARA SP SGD Moderate Very High
Singapore STATS CHIPPAC LTD STAT SP SGD Moderate Very High
Singapore CEI CONTRACT MANUFACTURING LTD CEI SP SGD Moderate Very High
Singapore ACHIEVA LTD ACH SP SGD High Very High
Singapore GOODPACK LTD GPACK SP SGD Moderate Very High
Singapore EU YAN SANG INTERNATIONAL LTD EYSAN SP SGD Moderate Very High
Singapore VIBROPOWER CORP LTD VIB SP SGD High Very High
Singapore K1 VENTURES LTD KONE SP SGD Moderate Very High
Singapore JEP HOLDINGS LTD JEP SP SGD High Very High
Singapore FEDERAL INTERNATIONAL 2000 LTD FEDI SP SGD Moderate Very High
Singapore SIM LIAN GROUP LTD SLG SP SGD Moderate Very High
Singapore ADDVALUE TECHNOLOGIES LTD ADDV SP SGD Very High High
Singapore BOARDROOM LTD BOARD SP SGD Moderate Very High
Singapore AP OIL INTERNATIONAL LTD APOIL SP SGD Moderate Very High
Singapore QIAN HU CORP LTD QIAN SP SGD High Very High
Singapore BAN LEONG TECHNOLOGIES LTD BLT SP SGD High Very High
Singapore ELLIPSIZ LTD ELL SP SGD High Very High
Singapore SANTAK HOLDINGS LTD SNTK SP SGD Moderate Very High
Singapore STRACO CORP LTD STCO SP SGD Moderate Very High
Singapore INNOVALUES LTD IP SP SGD Moderate Very High
Singapore HOSEN GROUP LTD HOSEN SP SGD High Very High
Singapore TEE INTERNATIONAL LTD TEE SP SGD Very High High
Singapore BEST WORLD INTERNATIONAL LTD BEST SP SGD High Very High
Singapore TUNG LOK RESTAURANTS 2000 LTD TUNG SP SGD Moderate Very High
Singapore ASPIAL CORP LTD ASP SP SGD High Very High
Singapore VALLIANZ HOLDINGS LTD VALZ SP SGD High Very High
Singapore TOP GLOBAL LTD TGL SP SGD High Very High
Singapore KOYO INTERNATIONAL LTD KOYO SP SGD High Very High
Singapore TAT SENG PACKAGING GROUP LTD TSP SP SGD High Very High
Singapore CHINA MERCHANTS HOLDINGS PACIFIC LTD CMH SP SGD Moderate Very High
Singapore GLOBAL TESTING CORP LTD GTC SP SGD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 4
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Singapore UNITED FIBER SYSTEM LTD UFS SP SGD High Very High
Singapore HEETON HOLDINGS LTD HTON SP SGD Moderate Very High
Singapore SUNPOWER GROUP LTD SPWG SP SGD High Very High
Singapore KODA LTD KODA SP SGD Moderate Very High
Singapore HG METAL MANUFACTURING LTD HGM SP SGD High Very High
Singapore UNITED ENVIROTECH LTD UENV SP SGD High Very High
Singapore YING LI INTERNATIONAL REAL ESTATE LTD YINGLI SP SGD Moderate High
Singapore YHI INTERNATIONAL LTD YHI SP SGD High Very High
Singapore ROWSLEY LTD ROWS SP SGD Moderate Very High
Singapore LUNG KEE BERMUDA HOLDINGS LUNG SP SGD Moderate Very High
Singapore DEVOTION ENERGY GROUP LTD DET SP SGD Moderate Very High
Singapore SINWA LTD SKS SP SGD High Moderate
Singapore SUNNINGDALE TECH LTD SUNN SP SGD Moderate High
Singapore SOON LIAN HOLDINGS LTD SLIAN SP SGD High Very High
Singapore DUTY FREE INTERNATIONAL LTD ESMART SP SGD Moderate Very High
Singapore CITYNEON HOLDINGS LTD CITN SP SGD Moderate Very High
Singapore SIN GHEE HUAT CORP LTD SGH SP SGD High Very High
Singapore FRENCKEN GROUP LTD FRKN SP SGD High Very High
Singapore TELECHOICE INTERNATIONAL LTD TLC SP SGD High Very High
Singapore PLASTOFORM HOLDINGS LTD PLAS SP SGD High Very High
Singapore UNITED OVERSEAS AUSTRALIA LTD UOA SP SGD High Very High
Singapore CHINA KANGDA FOOD CO LTD CKANG SP SGD High Very High
Singapore SINGAPORE WINDSOR HOLDINGS LTD SOR SP SGD High Very High
Singapore SHANGHAI TURBO ENTERPRISES LTD SHTE SP SGD Moderate Very High
Singapore CHINA ENERGY LTD CEGY SP SGD High Very High
Singapore AUSGROUP LTD AUSG SP SGD Very High High
Singapore PAN OCEAN CO LTD STX SP SGD Moderate Very High
Singapore CHINA PRINT POWER GROUP LTD CPPG SP SGD High Very High
Singapore CAMBRIDGE INDUSTRIAL TRUST CREIT SP SGD Moderate Very High
Singapore YANGZIJIANG SHIPBUILDING HOLDINGS LTD YZJ SP SGD Moderate Very High
Singapore HENGXIN TECHNOLOGY LTD HENG SP SGD High Very High
Singapore R H ENERGY LTD RHE SP SGD High Very High
Singapore AVI-TECH ELECTRONICS LTD AVIT SP SGD High Very High
Singapore FIRST REAL ESTATE INVESTMENT TRUST FIRT SP SGD Moderate High
Singapore SOUP RESTAURANT GROUP LTD SOUP SP SGD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 5
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Singapore ROXY-PACIFIC HOLDINGS LTD ROXY SP SGD Moderate Very High
Singapore KSH HOLDINGS LTD KSHH SP SGD High Moderate
Singapore JAPAN FOODS HOLDING LTD JFOOD SP SGD High Very High
Singapore CHINA SUNSINE CHEMICAL HOLDINGS LTD CSSC SP SGD Moderate High
Singapore FUXING CHINA GROUP LTD FUXC SP SGD Moderate Very High
Singapore CHINA NEW TOWN DEVELOPMENT CO LTD CNTD SP SGD High Very High
Singapore CHINA XLX FERTILISER LTD CXLX SP SGD Moderate Very High
Singapore CHANGTIAN PLASTIC & CHEMICAL LTD CPC SP SGD Moderate Very High
Singapore HAI LECK HOLDINGS LTD HLCK SP SGD Moderate Very High
Singapore OLD CHANG KEE LTD OCK SP SGD Moderate Very High
Singapore HIAP TONG CORP LTD HTONG SP SGD High Very High
Singapore TEHO INTERNATIONAL INC LTD TEHO SP SGD High Very High
Singapore JUBILEE INDUSTRIES HOLDINGS LTD JLJ SP SGD Very High High
Singapore PEC LTD PEC SP SGD Moderate Very High
Singapore SINGAPORE MEDICAL GROUP LTD SMG SP SGD Moderate High
Singapore BUND CENTER INVESTMENT LTD BCI SP SGD Moderate Very High
Singapore CHANGJIANG FERTILIZER HOLDINGS LTD CJFH SP SGD High Very High
Singapore HENGYANG PETROCHEMICAL LOGISTICS LTD HYNG SP SGD Moderate Very High
Singapore SBI OFFSHORE LTD SBIO SP SGD High Very High
Singapore COGENT HOLDINGS LTD/SINGAPORE COG SP SGD Moderate Very High
Singapore CHINA MINZHONG FOOD CORP LTD MINZ SP SGD Moderate Very High
Singapore T T J HOLDINGS LTD TTJ SP SGD High Very High
Singapore TIONG SENG HOLDINGS LTD TSNG SP SGD High Very High
Singapore ES GROUP HOLDINGS LTD ESG SP SGD High Very High
Singapore UE E&C LTD UEEC SP SGD Moderate Very High
Singapore KREUZ HOLDINGS LTD KRZ SP SGD Moderate Very High
Singapore ANCHUN INTERNATIONAL HOLDINGS LTD AIH SP SGD High Very High
Singapore NORDIC GROUP LTD NRD SP SGD Very High High
Singapore MEWAH INTERNATIONAL INC MII SP SGD Moderate Very High
Singapore AMTEK ENGINEERING LTD AMTK SP SGD Moderate Very High
Singapore ZHONGMIN BAIHUI RETAIL GROUP LTD ZBR SP SGD Moderate Very High
Singapore MALAYSIA SMELTING CORP BHD SMELT SP SGD Moderate Very High
Singapore CHEW'S GROUP LTD CHGL SP SGD High Very High
Singapore DYNA-MAC HOLDINGS LTD DMHL SP SGD High Very High
Singapore 800 SUPER HOLDINGS LTD ESH SP SGD High Moderate
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 6
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Singapore KITCHEN CULTURE HOLDINGS LTD KCH SP SGD High Very High
Singapore LONZA GROUP AG LONZ SP SGD Moderate Very High
Singapore KEONG HONG HOLDINGS LTD KHHL SP SGD Moderate Very High
Singapore GLOBAL PREMIUM HOTELS LTD GPHL SP SGD Moderate Very High
Singapore CORDLIFE GROUP LTD CLGL SP SGD High Very High
Singapore CIVMEC LTD CVL SP SGD High Very High
Singapore MAXI-CASH FINANCIAL SERVICES CORP LTD MCFS SP SGD Moderate Very High
Singapore VIVA INDUSTRIAL TRUST VIT SP SGD Moderate Very High
Singapore FRASERS CENTREPOINT LTD FCL SP SGD Moderate Very High
Singapore JB FOODS LTD JBF SP SGD Moderate High
Singapore SYSMA HOLDINGS LTD SHLL SP SGD Moderate Very High
Singapore ATLANTIC NAVIGATION HOLDINGS SINGAPORE LTD ATL SP SGD High Very High
Singapore LANTROVISION SINGAPORE LTD LANT SP SGD Moderate Very High
Singapore P99 HOLDINGS LTD P99 SP SGD Moderate Very High
Singapore COURTS ASIA LTD COURTS SP SGD High Very High
Singapore KORI HOLDINGS LTD KHLL SP SGD Moderate Very High
Singapore GEO ENERGY RESOURCES LTD GERL SP SGD Moderate High
Singapore DECLOUT LTD DLL SP SGD High Very High
Singapore OXLEY HOLDINGS LTD OHL SP SGD High Moderate
Singapore OVERSEAS EDUCATION LTD OEL SP SGD Moderate Very High
Singapore UNI-ASIA HOLDINGS LTD UNIAF SP SGD High Very High
Singapore VARD HOLDINGS LTD VARD SP SGD Moderate Very High
Singapore ACMA LTD ACM SP SGD High Very High
Singapore HAFARY HOLDINGS LTD HAFA SP SGD High Very High
Singapore SOILBUILD CONSTRUCTION GROUP LTD SOIL SP SGD High Very High
Singapore EUNETWORKS GROUP LTD EUN SP SGD High Very High
Singapore TEE LAND LTD TEEL SP SGD High Very High
Singapore VALUEMAX GROUP LTD VMAX SP SGD Moderate Very High
Singapore ISOTEAM LTD ISO SP SGD High Very High
Singapore EUROSPORTS GLOBAL LTD EURO SP SGD High Very High
Singapore GLOBAL PREMIUM HOTELS LTD GPHL10 SP SGD Moderate Very High
Singapore AIMS PROPERTY SECURITIES FUND APW SP SGD High Very High
Singapore REX INTERNATIONAL HOLDING LTD REXI SP SGD High Very High
Singapore TALKMED GROUP LTD TKMED SP SGD Moderate Very High
Singapore MONEYMAX FINANCIAL SERVICES LTD MMFS SP SGD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 7
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Singapore INTERNATIONAL HEALTHWAY CORP LTD IHC SP SGD High Very High
Singapore PTERIS GLOBAL LTD PTRS SP SGD Moderate Very High
Singapore SINGHAIYI GROUP LTD SHG SP SGD Moderate High
Singapore CHINA EVERBRIGHT WATER LTD CEWL SP SGD Very High High
Singapore MIRACH ENERGY LTD MENR SP SGD High Very High
Singapore CHINA FLEXIBLE PACKAGING HOLDINGS LTD CFLX SP SGD High Very High
Singapore OTTO MARINE LTD OTML SP SGD High Very High
Singapore FABCHEM CHINA LTD FABC SP SGD High Very High
Singapore WEIYE HOLDINGS LTD WEI SP SGD Moderate Very High
Singapore NEW SILKROUTES GROUP LTD NSG SP SGD Very High High
Singapore DELFI LTD DELFI SP SGD High Very High
Singapore GSH CORP LTD GSH SP SGD High Very High
Singapore GMG GLOBAL LTD GGL SP SGD Moderate Very High
Singapore TRENDLINES GROUP LTD/THE TTGL SP SGD High Very High
Singapore AUSNET SERVICES AUN SP SGD Moderate Very High
Singapore DUKANG DISTILLERS HOLDINGS LTD DKNG SP SGD High Very High
Singapore BRC ASIA LTD BRC SP SGD Moderate High
Singapore TLV HOLDINGS LTD TAKA SP SGD Moderate Very High
Singapore MANDARIN ORIENTAL INTERNATIONAL LTD MAND SP USD Moderate High
Singapore ELEC & ELTEK INTERNATIONAL CO LTD ELEC SP USD High Very High
Singapore GENTING HONG KONG LTD GENHK SP USD High Very High
Singapore CHEMOIL ENERGY LTD CHEME SP USD High Very High
Singapore PRUDENTIAL PLC PRU SP USD Moderate Very High
Singapore CHINA EASTERN AIRLINES CORP LTD CEA SP USD High Very High
Singapore CTRIP.COM INTERNATIONAL LTD CTRP SP USD High Very High
Singapore CHINA TELECOM CORP LTD CHA SP USD Moderate Very High
Singapore HOME INNS & HOTELS MANAGEMENT INC HMIN SP USD Moderate Very High
Singapore SINOPEC SHANGHAI PETROCHEMICAL CO LTD SHI SP USD Moderate Very High
Singapore YANZHOU COAL MINING CO LTD YZC SP USD High Very High
Singapore TRINA SOLAR LTD TSL SP USD Moderate Very High
Singapore CHINA MOBILE LTD CHLX SP USD Moderate Very High
Singapore HUANENG POWER INTERNATIONAL INC HNP SP USD Moderate Very High
Singapore HANUNG TOYS & TEXTILES LTD HTT SP USD High Very High
Singapore TOYOTA MOTOR CORP TM SP USD Moderate Very High
Singapore ALUMINUM CORP OF CHINA LTD ACHX SP USD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 8
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Singapore BAIDU INC BIDU SP USD High Very High
Singapore CHINA SOUTHERN AIRLINES CO LTD ZNH SP USD High Very High
Singapore CHANGYOU.COM LTD CYOU SP USD High Very High
Singapore CHINA UNICOM HONG KONG LTD CHU SP USD Moderate Very High
Singapore PETROCHINA CO LTD PTR SP USD Moderate Very High
Singapore NETEASE INC NTES SP USD High Very High
Singapore MINDRAY MEDICAL INTERNATIONAL LTD MRX SP USD Moderate Very High
Singapore MITSUBISHI UFJ FINANCIAL GROUP INC MTU SP USD Moderate Very High
Singapore POSCO PKX SP USD Moderate Very High
Singapore NTT DOCOMO INC DCM SP USD Moderate Very High
Singapore MIZUHO FINANCIAL GROUP INC MFG SP USD Moderate Very High
Singapore JAMES HARDIE INDUSTRIES PLC JHX SP USD Moderate Very High
Singapore ROYAL DUTCH SHELL PLC RDS/A SP USD Moderate Very High
Singapore HSBC HOLDINGS PLC HBC SP USD Moderate Very High
Singapore SYNGENTA AG SYT SP USD Moderate Very High
Singapore TOTAL SA TOT SP USD Moderate Very High
Singapore ALUMINA LTD AWC SP USD Moderate Very High
Singapore VEOLIA ENVIRONNEMENT SA VE SP USD Moderate Very High
Singapore TELECOM CORP OF NEW ZEALAND LTD NZT SP USD Moderate Very High
Singapore VODAFONE GROUP PLC VOD SP USD Moderate Very High
Australia FITZROY RIVER CORP LTD FZRN AT AUD High Very High
Australia AURIZON HOLDINGS LTD AZJCD AT AUD Moderate Very High
Australia IRESS LTD IRECD AT AUD Moderate Very High
Australia IOOF HOLDINGS LTD IFLCD AT AUD High Very High
Australia LION ONE METALS LTD LLO AT AUD High Very High
Australia TERANGA GOLD CORP TGZ AT AUD High Very High
Australia COUNTPLUS LTD CUP AT AUD Very High High
Australia EXALT RESOURCES LTD ERD AT AUD High Very High
Australia AVJENNINGS LTD AVJ SP AUD High Very High
Australia NEARMAP LTD NEA AT AUD Moderate Very High
Australia PAN PACIFIC PETROLEUM NL PPP AT AUD Moderate Very High
Australia SIRIUS RESOURCES NL SIR AT AUD High Very High
Australia STW COMMUNICATIONS GROUP LTD SGN AT AUD High Very High
Australia STEAMSHIPS TRADING CO LTD SST AT AUD Moderate Very High
Australia MERMAID MARINE AUSTRALIA LTD MRM AT AUD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 9
Market Place/
交易所在地 FULL_NAME/ 股票名称
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股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia AUSTRALIAN VINTAGE LTD AVG AT AUD Moderate High
Australia FALCON MINERALS LTD FCN AT AUD High Very High
Australia TANAMI GOLD NL TAM AT AUD High Very High
Australia HUDSON INVESTMENT GROUP LTD HGL AT AUD High Very High
Australia ARIADNE AUSTRALIA LTD ARA AT AUD Moderate Very High
Australia SPECIALTY FASHION GROUP LTD SFH AT AUD High Very High
Australia ASTRON CORP LTD ATR AT AUD High Very High
Australia MCPHERSON'S LTD MCP AT AUD Moderate High
Australia LEIGHTON HOLDINGS LTD LEI AT AUD Moderate Very High
Australia SCHAFFER CORP LTD SFC AT AUD Moderate High
Australia PRIMARY HEALTH CARE LTD PRY AT AUD Moderate Very High
Australia ALCOA INC AAI AT AUD High Very High
Australia KINGSGATE CONSOLIDATED LTD KCN AT AUD Very High High
Australia EQUITY TRUSTEES LTD EQT AT AUD High Moderate
Australia TRUST CO LTD/THE TRU AT AUD Moderate Very High
Australia CLOUGH LTD CLO AT AUD Moderate Very High
Australia ARB CORP LTD ARP AT AUD Moderate Very High
Australia AMALGAMATED HOLDINGS LTD AHD AT AUD Moderate Very High
Australia ANGLOGOLD ASHANTI LTD AGG AT AUD High Very High
Australia EUMUNDI GROUP LTD EBG AT AUD High Very High
Australia ALLIANCE RESOURCES LTD AGS AT AUD High Very High
Australia NEW ZEALAND OIL & GAS LTD NZO AT AUD High Very High
Australia IDT AUSTRALIA LTD IDT AT AUD Very High High
Australia EMBELTON LTD EMB AT AUD Moderate Very High
Australia VIETNAM INDUSTRIAL INVESTMENTS LTD VII AT AUD Moderate Very High
Australia FINBAR GROUP LTD FRI AT AUD Moderate High
Australia ANGLO AUSTRALIAN RESOURCES NL AAR AT AUD Very High High
Australia MAXSEC GROUP LTD MSP AT AUD High Very High
Australia AUSTRALIAN INFRASTRUCTURE FUND LTD AIX AT AUD Moderate Very High
Australia ALKANE RESOURCES LTD ALK AT AUD Very High High
Australia GREENCAP LTD GCG AT AUD High Very High
Australia UNITY MINING LTD UML AT AUD High Very High
Australia DESANE GROUP HOLDINGS LTD DGH AT AUD Moderate Very High
Australia COFFEY INTERNATIONAL LTD COF AT AUD Moderate Very High
Australia COUNTRY ROAD LTD CTY AT AUD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 10
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交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia KORVEST LTD KOV AT AUD High Very High
Australia WATPAC LTD WTP AT AUD Moderate Very High
Australia OAKTON LTD OKN AT AUD High Very High
Australia COAL OF AFRICA LTD CZA AT AUD High Very High
Australia LONDON CITY EQUITIES LTD LCE AT AUD Moderate Very High
Australia FFI HOLDINGS LTD FFI AT AUD Moderate Very High
Australia CI RESOURCES LTD CII AT AUD Moderate Very High
Australia ACADEMIES AUSTRALASIA GROUP LTD AKG AT AUD High Very High
Australia SENEX ENERGY LTD SXY AT AUD High Very High
Australia GREENVALE MINING NL GRV AT AUD High Very High
Australia PRIMA BIOMED LTD PRR AT AUD High Very High
Australia PAYCE CONSOLIDATED LTD PAY AT AUD High Very High
Australia SIETEL LTD SSL AT AUD High Very High
Australia CARBON MINERALS LTD CRM AT AUD Moderate Very High
Australia AHC LTD AHC AT AUD Moderate Very High
Australia FLEETWOOD CORP LTD FWD AT AUD Moderate High
Australia NEWHAVEN HOTELS LTD NHH AT AUD Moderate Very High
Australia CVC LTD/FUND CVC AT AUD Moderate Very High
Australia TROY RESOURCES LTD TRY AT AUD High Very High
Australia CIRCADIAN TECHNOLOGIES LTD CIR AT AUD High Very High
Australia TRANSMETRO CORP LTD TCO AT AUD Moderate Very High
Australia JOHN SHEARER HOLDINGS LTD SHR AT AUD Moderate Very High
Australia STOKES AUSTRALASIA LTD SKS AT AUD Moderate Very High
Australia STRUCTURAL SYSTEMS LTD STS AT AUD Moderate Very High
Australia WATERCO LTD WAT AT AUD Moderate Very High
Australia JOYCE CORP LTD JYC AT AUD Moderate Very High
Australia TANDOU LTD TAN AT AUD High Very High
Australia IMPERIAL PACIFIC LTD IPC AT AUD Moderate Very High
Australia TELECOM CORP OF NEW ZEALAND LTD TEL AT AUD Moderate Very High
Australia SEVEN WEST MEDIA LTD SWM AT AUD High Moderate
Australia APN NEWS & MEDIA LTD APN AT AUD High Very High
Australia AMBERTECH LTD AMO AT AUD High Very High
Australia NEWS CORP NWSLV AT AUD High Very High
Australia SUPPLY NETWORK LTD SNL AT AUD Moderate High
Australia RICHFIELD INTERNATIONAL LTD RIS AT AUD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 11
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交易所在地 FULL_NAME/ 股票名称
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股票代码
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia BEYOND INTERNATIONAL LTD BYI AT AUD High Very High
Australia ENERGY DEVELOPMENTS LTD ENE AT AUD Moderate Very High
Australia EVZ LTD EVZ AT AUD High Very High
Australia CARNARVON PETROLEUM LTD CVN AT AUD Very High High
Australia CALLIDEN GROUP LTD CIX AT AUD High Very High
Australia RURALCO HOLDINGS LTD RHL AT AUD Moderate Very High
Australia WIDE BAY AUSTRALIA LTD WBB AT AUD Moderate Very High
Australia SCANTECH LTD SCD AT AUD Moderate Very High
Australia DAVID JONES LTD DJS AT AUD High Very High
Australia AUSTRALAND PROPERTY GROUP ALZ AT AUD Moderate Very High
Australia KEYBRIDGE CAPITAL LTD KBC AT AUD High Very High
Australia IMAGE RESOURCES NL IMA AT AUD High Very High
Australia PACIFIC NIUGINI LTD PNR AT AUD Very High High
Australia COLORPAK LTD CKL AT AUD High Very High
Australia FOREST PLACE GROUP LTD FPG AT AUD High Very High
Australia SCOTT CORP LTD SCC AT AUD Moderate Very High
Australia SFG AUSTRALIA LTD SFW AT AUD High Very High
Australia CFS RETAIL PROPERTY TRUST GROUP CFX AT AUD Moderate Very High
Australia SKILLED GROUP LTD SKE AT AUD Moderate Very High
Australia CEDAR WOODS PROPERTIES LTD CWP AT AUD Moderate High
Australia IINET LTD IIN AT AUD Moderate Very High
Australia CAPRAL LTD CAA AT AUD High Very High
Australia ENVIRONMENTAL GROUP LTD/THE EGL AT AUD High Very High
Australia HERON RESOURCES LTD HRR AT AUD High Very High
Australia PORT BOUVARD LTD PBD AT AUD High Very High
Australia RAND MINING LTD RND AT AUD High Very High
Australia CIC AUSTRALIA LTD CNB AT AUD Moderate Very High
Australia UXC LTD UXC AT AUD Moderate Very High
Australia ENVESTRA LTD ENV AT AUD Moderate Very High
Australia MERCHANT HOUSE INTERNATIONAL LTD MHI AT AUD Moderate Very High
Australia WESFARMERS LTD WESN AT AUD Moderate Very High
Australia CASH CONVERTERS INTERNATIONAL LTD CCV AT AUD Very High High
Australia AXIOM PROPERTIES LTD AXI AT AUD High Very High
Australia SUN BIOMEDICAL LTD/AUSTRALIA SBN AT AUD High Very High
Australia WHK GROUP LTD WHG AT AUD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 12
Market Place/
交易所在地 FULL_NAME/ 股票名称
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股票代码
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交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia QUESTE COMMUNICATIONS LTD QUE AT AUD Moderate Very High
Australia EBET LTD EBT AT AUD Moderate Very High
Australia AIR NEW ZEALAND LTD AIZ AT AUD Moderate High
Australia HOMELOANS LTD HOM AT AUD High Very High
Australia PHILEO AUSTRALIA LTD PHI AT AUD Moderate Very High
Australia MACQUARIE ATLAS ROADS GROUP MQA AT AUD Moderate Very High
Australia FARM PRIDE FOODS LTD FRM AT AUD Very High High
Australia GBST HOLDINGS LTD GBT AT AUD High Very High
Australia ANEKA TAMBANG PERSERO TBK PT ATM AT AUD Moderate Very High
Australia HENDERSON GROUP PLC HGG AT AUD High Very High
Australia RED METAL LTD RDM AT AUD High Very High
Australia PACIFIC ENERGY LTD PEA AT AUD Moderate High
Australia ZIMPLATS HOLDINGS LTD ZIM AT AUD High Very High
Australia K&S CORP LTD KSC AT AUD High Very High
Australia ROC OIL CO LTD ROC AT AUD Moderate Very High
Australia CORUM GROUP LTD COO AT AUD High Very High
Australia AUSTOCK GROUP LTD ACK AT AUD High Very High
Australia MONTEC INTERNATIONAL LTD MTI AT AUD High Very High
Australia CTI LOGISTICS LTD CLX AT AUD High Very High
Australia CALZADA LTD CZD AT AUD High Very High
Australia PULSE HEALTH LTD PHG AT AUD Moderate Very High
Australia TPL CORP LTD TPL AT AUD High Very High
Australia ICSGLOBAL LTD ICS AT AUD Moderate Very High
Australia WOTIF.COM HOLDINGS LTD WTF AT AUD Moderate Very High
Australia PRIME FINANCIAL GROUP LTD/AUSTRALIA PFG AT AUD High Very High
Australia UCL RESOURCES LTD UCL AT AUD Moderate Very High
Australia AQUARIUS PLATINUM LTD AQP AT AUD Moderate Very High
Australia WILDHORSE ENERGY WHE AT AUD High Very High
Australia EQUATORIAL RESOURCES LTD EQX AT AUD Moderate Very High
Australia AUSTRALIAN POWER AND GAS CO LTD APK AT AUD High Very High
Australia CABCHARGE AUSTRALIA LTD CAB AT AUD Moderate Very High
Australia NUPLEX INDUSTRIES LTD NPX AT AUD Moderate Very High
Australia EMERALD OIL & GAS NL EMR AT AUD High Very High
Australia ASG GROUP LTD ASZ AT AUD High Very High
Australia COKAL LTD CKA AT AUD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 13
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股票代码
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia STERIHEALTH LTD STP AT AUD High Very High
Australia PAPERLINX LTD PPX AT AUD Moderate Very High
Australia BRISBANE BRONCOS LTD BBL AT AUD High Very High
Australia SAI GLOBAL LTD SAI AT AUD High Very High
Australia FOLKESTONE LTD FLK AT AUD High Very High
Australia NEON ENERGY LTD NEN AT AUD High Very High
Australia ENERGY TECHNOLOGIES LTD EGY AT AUD High Very High
Australia STARPHARMA HOLDINGS LTD SPL AT AUD High Very High
Australia RCG CORP LTD RCG AT AUD High Very High
Australia MZI RESOURCES LTD MZI AT AUD High Very High
Australia ESERVGLOBAL LTD ESV AT AUD High Very High
Australia AMCOM TELECOMMUNICATIONS LTD AMM AT AUD High Very High
Australia TOX FREE SOLUTIONS LTD TOX AT AUD Moderate Very High
Australia LYCOPODIUM LTD LYL AT AUD Moderate High
Australia AZURE HEALTHCARE LTD AZV AT AUD High Very High
Australia OBJECTIVE CORP LTD OCL AT AUD Moderate Very High
Australia VISION EYE INSTITUTE LTD VEI AT AUD Moderate Very High
Australia SIRTEX MEDICAL LTD SRX AT AUD Moderate Very High
Australia ACTIVEX LTD AIV AT AUD Moderate Very High
Australia MESOBLAST LTD MSB AT AUD High Very High
Australia FSA GROUP LTD FSA AT AUD Moderate High
Australia INTEGRATED RESEARCH LTD IRI AT AUD High Very High
Australia TRINITY GROUP/AUSTRALIA TCQ AT AUD High Very High
Australia INTEGRATED RESOURCES GROUP LTD IRG AT AUD High Very High
Australia ADVANCED SHARE REGISTRY LTD ASW AT AUD High Very High
Australia SINGAPORE TELECOMMUNICATIONS LTD SGT AT AUD Moderate Very High
Australia FOCUS MINERALS LTD FML AT AUD High Very High
Australia FIDUCIAN PORTFOLIO SERVICES LTD FPS AT AUD Moderate Very High
Australia ACRUX LTD ACR AT AUD Very High High
Australia LEGEND CORP LTD LGD AT AUD High Very High
Australia DIVERSA LTD DVA AT AUD High Very High
Australia CLINUVEL PHARMACEUTICALS LTD CUV AT AUD Moderate High
Australia PACIFIC STAR NETWORK LTD PNW AT AUD High Very High
Australia REED RESOURCES LTD RDR AT AUD High Very High
Australia TREASURY GROUP LTD TRG AT AUD Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 14
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia MOUNT GIBSON IRON LTD MGX AT AUD Very High High
Australia SIRIUS CORP LTD SIU AT AUD High Very High
Australia HUNTER HALL INTERNATIONAL LTD HHL AT AUD High Very High
Australia AMA GROUP LTD AMA AT AUD Moderate High
Australia CRUSADER RESOURCES LTD CAS AT AUD High Very High
Australia BROOKFIELD PRIME PROPERTY FUND BPA AT AUD High Very High
Australia GOODMAN FIELDER LTD GFF AT AUD Moderate Very High
Australia JATENERGY LTD JAT AT AUD High Very High
Australia HEEMSKIRK CONSOLIDATED LTD HSK AT AUD High Very High
Australia GLOBE INTERNATIONAL LTD GLB AT AUD Moderate Very High
Australia TALISMAN MINING LTD TLM AT AUD High Very High
Australia PACIFIC BRANDS LTD PBG AT AUD High Very High
Australia ANATOLIA ENERGY LTD AEK AT AUD High Very High
Australia REGAL RESOURCES LTD RER AT AUD High Very High
Australia EUREKA GROUP HOLDINGS LTD EGH AT AUD Moderate High
Australia CO2 GROUP LTD COZ AT AUD High Very High
Australia CLIME INVESTMENT MANAGEMENT LT CIW AT AUD Moderate Very High
Australia RURALAUS INVESTMENTS LTD RUR AT AUD Moderate Very High
Australia ENERO GROUP LTD EGG AT AUD High Very High
Australia BRADKEN LTD BKN AT AUD Moderate Very High
Australia KING SOLOMON MINES LTD KSO AT AUD High Very High
Australia NICK SCALI LTD NCK AT AUD High Moderate
Australia GEODYNAMICS LTD GDY AT AUD High Very High
Australia SIGMA PHARMACEUTICALS LTD SIP AT AUD High Very High
Australia PTB GROUP LTD PTB AT AUD High Very High
Australia COOPER ENERGY LTD COE AT AUD Moderate High
Australia ASTRO JAPAN PROPERTY GROUP AJA AT AUD Moderate Very High
Australia JETSET TRAVELWORLD LTD JET AT AUD High Very High
Australia XCEED RESOURCES LTD XCD AT AUD Moderate Very High
Australia AUTOMOTIVE HOLDINGS GROUP LTD AHE AT AUD High Very High
Australia INDOPHIL RESOURCES NL IRN AT AUD Moderate Very High
Australia ELECTRO OPTIC SYSTEMS HOLDINGS LTD EOS AT AUD Very High High
Australia SALMAT LTD SLM AT AUD High Very High
Australia GUINNESS PEAT GROUP PLC GPG AT AUD Moderate Very High
Australia LIQUEFIED NATURAL GAS LTD LNG AT AUD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 15
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交易所在地 FULL_NAME/ 股票名称
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股票代码
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交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia DWS LTD DWS AT AUD High Moderate
Australia AUDIO PIXELS HOLDINGS LTD AKP AT AUD High Very High
Australia DRUMMOND GOLD LTD DGO AT AUD High Very High
Australia WILSON HTM INVESTMENT GROUP LTD WIG AT AUD High Very High
Australia WARRNAMBOOL CHEESE & BUTTER FACTORY CO HOLDING LTD WCB AT AUD High Very High
Australia CARSALES.COM LTD CRZ AT AUD Moderate Very High
Australia MULTIPLEX EUROPEAN PROPERTY FUND MUE AT AUD High Very High
Australia XTEK LTD XTE AT AUD High Very High
Australia NAVITAS LTD NVT AT AUD Very High Moderate
Australia RAMELIUS RESOURCES LTD RMS AT AUD Very High High
Australia AUSTRALIAN EDUCATION TRUST AEU AT AUD Moderate Very High
Australia TATTS GROUP LTD TTS AT AUD Moderate Very High
Australia PRO-PAC PACKAGING LTD PPG AT AUD Very High High
Australia PEET LTD PPC AT AUD High Moderate
Australia SOUTH BOULDER MINES LTD STB AT AUD Moderate Very High
Australia ARAFURA RESOURCES LTD ARU AT AUD Very High High
Australia NKWE PLATINUM LTD NKP AT AUD High Very High
Australia MORTGAGE CHOICE LTD MOC AT AUD High Very High
Australia STRUCTURAL MONITORING SYSTEMS PLC SMN AT AUD Very High High
Australia BLACKWOOD CORP LTD BWD AT AUD High Very High
Australia UNDERCOVERWEAR LTD UCW AT AUD High Very High
Australia SOMNOMED LTD SOM AT AUD High Very High
Australia M2 TELECOMMUNICATIONS GROUP LTD MTU AT AUD Moderate Very High
Australia MIRVAC INDUSTRIAL TRUST MIX AT AUD High Very High
Australia ROYALCO RESOURCES LTD RCO AT AUD High Very High
Australia PERSEUS MINING LTD PRU AT AUD Very High High
Australia MACQUARIE RADIO NETWORK LTD MRN AT AUD Moderate Very High
Australia EMPIRED LTD EPD AT AUD Very High High
Australia JUPITER MINES LTD JMS AT AUD Very High High
Australia MEDICAL AUSTRALIA LTD MLA AT AUD High Very High
Australia OCEANIA CAPITAL PARTNERS LTD/FUND OCP AT AUD Moderate Very High
Australia MURCHISON METALS LTD MMX AT AUD Moderate Very High
Australia TRANSPACIFIC INDUSTRIES GROUP LTD TPI AT AUD Moderate Very High
Australia UNIVERSAL BIOSENSORS INC UBI AT AUD High Very High
Australia SKY NETWORK TELEVISION LTD SKT AT AUD Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 16
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia NORTON GOLD FIELDS LTD NGF AT AUD High Very High
Australia CHALLENGER DIVERSIFIED PROPERTY GROUP CDI AT AUD Moderate Very High
Australia MNEMON LTD MNZ AT AUD High Very High
Australia XRF SCIENTIFIC LTD XRF AT AUD High Very High
Australia BIGAIR GROUP LTD BGL AT AUD High Very High
Australia TORRENS ENERGY LTD TEY AT AUD High Very High
Australia WENTWORTH HOLDINGS LTD WWM AT AUD Moderate Very High
Australia GENESIS MINERALS LTD GMD AT AUD Very High High
Australia AGL ENERGY LTD AGK AT AUD Moderate Very High
Australia BURLESON ENERGY LTD BUR AT AUD Moderate Very High
Australia SP AUSNET SPN AT AUD Moderate Very High
Australia REAL ESTATE CAPITAL PARTNERS USA PROPERTY TRUST RCU AT AUD Moderate Very High
Australia AUSTBROKERS HOLDINGS LTD AUB AT AUD Moderate High
Australia DRAIG RESOURCES LTD DRG AT AUD High Very High
Australia ODYSSEY ENERGY LTD ODY AT AUD Moderate Very High
Australia RUN CORP LTD RNC AT AUD Moderate Very High
Australia TRIPLE ENERGY LTD TNP AT AUD High Very High
Australia SYRAH RESOURCES LTD SYR AT AUD Very High Moderate
Australia AUSENCO LTD AAX AT AUD High Very High
Australia WESTSIDE CORP LTD WCL AT AUD Moderate Very High
Australia HFA HOLDINGS LTD HFA AT AUD High Very High
Australia GENERATION HEALTHCARE REIT GHC AT AUD Moderate Very High
Australia WHITE STAR RESOURCES LTD WSR AT AUD Moderate Very High
Australia PATTIES FOODS LTD PFL AT AUD High Very High
Australia SIERRA MINING LTD SRM AT AUD High Very High
Australia LUCAPA DIAMOND CO LTD LOM AT AUD High Very High
Australia ASCIANO LTD AIO AT AUD Moderate Very High
Australia ETHANE PIPELINE INCOME FUND EPX AT AUD High Very High
Australia AEON METALS LTD AQR AT AUD Very High Moderate
Australia GREENEARTH ENERGY LTD GER AT AUD High Very High
Australia ENERGY ONE LTD EOL AT AUD High Very High
Australia PAPILLON RESOURCES LTD PIR AT AUD High Very High
Australia CAPITOL HEALTH LTD CAJ AT AUD High Very High
Australia CATALYST METALS LTD CYL AT AUD Very High High
Australia ACTINOGEN LTD ACW AT AUD Very High High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 17
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia CYCLOPHARM LTD CYC AT AUD High Very High
Australia PEEL MINING LTD PEX AT AUD High Very High
Australia SLATER & GORDON LTD SGH AT AUD High Very High
Australia GREENCROSS LTD GXL AT AUD High Very High
Australia RHG LTD RHG AT AUD Moderate Very High
Australia NORFOLK GROUP LTD NFK AT AUD Moderate Very High
Australia UNITED URANIUM LTD UUL AT AUD Moderate Very High
Australia BOSS RESOURCES LTD BOE AT AUD High Very High
Australia EXCELSIOR GOLD LTD EXG AT AUD High Very High
Australia DRAGON MOUNTAIN GOLD LTD DMG AT AUD High Very High
Australia INVESTORFIRST LTD INQ AT AUD High Very High
Australia AMEX RESOURCES LTD AXZ AT AUD High Very High
Australia BT INVESTMENT MANAGEMENT LTD BTT AT AUD High Very High
Australia IPROPERTY GROUP LTD IPP AT AUD Moderate Very High
Australia BURU ENERGY LTD BRU AT AUD Very High High
Australia REX MINERALS LTD RXM AT AUD Very High High
Australia VITA LIFE SCIENCES LTD VSC AT AUD High Very High
Australia NRW HOLDINGS LTD NWH AT AUD Moderate Very High
Australia CARBON CONSCIOUS LTD CCF AT AUD High Very High
Australia GOLDMINEX RESOURCES LTD GMX AT AUD High Very High
Australia RUNGEPINCOCKMINARCO LTD RUL AT AUD Moderate High
Australia KATHMANDU HOLDINGS LTD KMD AT AUD Moderate High
Australia MICLYN EXPRESS OFFSHORE LTD MIO AT AUD Moderate Very High
Australia SAUNDERS INTERNATIONAL LTD SND AT AUD High Very High
Australia TREYO LEISURE AND ENTERTAINMENT LTD TYO AT AUD High Very High
Australia PRIMEAG AUSTRALIA LTD PAG AT AUD Moderate Very High
Australia SCOTGOLD RESOURCES LTD SGZ AT AUD Moderate Very High
Australia CELAMIN HOLDINGS NL CNL AT AUD High Very High
Australia DORAY MINERALS LTD DRM AT AUD Very High High
Australia RENAISSANCE MINERALS LTD RNS AT AUD High Very High
Australia MASTERMYNE GROUP LTD MYE AT AUD High Very High
Australia BLACKGOLD INTERNATIONAL HOLDINGS LTD BGG AT AUD High Very High
Australia SEYMOUR WHYTE LTD SWL AT AUD Moderate Very High
Australia DART ENERGY LTD DTE AT AUD High Very High
Australia WEST AFRICAN RESOURCES LTD WAF AT AUD Very High High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 18
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia GUILDFORD COAL LTD GUF AT AUD High Very High
Australia INFRATIL LTD IFZ AT AUD Moderate Very High
Australia ECHO ENTERTAINMENT GROUP LTD EGP AT AUD High Very High
Australia DICKER DATA LTD DDR AT AUD High Moderate
Australia BLACKWALL PROPERTY FUNDS LTD BWF AT AUD Moderate Very High
Australia GLORY RESOURCES LTD GLY AT AUD Moderate Very High
Australia APN OUTDOOR GROUP LTD APO AT AUD Moderate Very High
Australia UNIVERSAL COAL PLC UNV AT AUD High Moderate
Australia PHOENIX GOLD LTD PXG AT AUD High Very High
Australia EXTERRA RESOURCES LTD EXC AT AUD High Very High
Australia MACA LTD MLD AT AUD Moderate Very High
Australia BLUECHIIP LTD BCT AT AUD High Very High
Australia SHEFFIELD RESOURCES LTD/AU SFX AT AUD Very High High
Australia DELTA SBD LTD DSB AT AUD High Very High
Australia YANCOAL AUSTRALIA LTD YAL AT AUD Moderate Very High
Australia AUSTRALIAN SOCIAL INFRASTRUCTURE FUND/THE AZF AT AUD Moderate Very High
Australia BULLABULLING GOLD LTD BAB AT AUD High Very High
Australia DRILL TORQUE LTD DTQ AT AUD High Very High
Australia ONTHEHOUSE HOLDINGS LTD OTH AT AUD Moderate Very High
Australia LEMUR RESOURCES LTD LMR AT AUD Moderate Very High
Australia ARMOUR ENERGY LTD AJQ AT AUD Very High High
Australia US MASTERS RESIDENTIAL PROPERTY FUND URF AT AUD High Moderate
Australia EZEATM LTD EZA AT AUD High Very High
Australia GOLDPHYRE RESOURCES LTD GPH AT AUD High Very High
Australia P-REIT PXT AT AUD Moderate Very High
Australia SPENCER RESOURCES LTD SPA AT AUD High Very High
Australia CASSINI RESOURCES LTD CZI AT AUD High Very High
Australia ENDEAVOUR MINING CORP EVR AT AUD High Very High
Australia BLUE SKY ALTERNATIVE INVESTMENTS LTD BLA AT AUD High Very High
Australia TRADE ME LTD TME AT AUD Very High Moderate
Australia AMBASSADOR OIL & GAS LTD AQO AT AUD High Very High
Australia CUESTA COAL LTD CQC AT AUD High Very High
Australia WOLF PETROLEUM LTD WOF AT AUD High Very High
Australia ORBIS GOLD LTD OBS AT AUD High Very High
Australia CHALLENGER DIVERSIFIED PROPERTY GROUP CDIDA AT AUD Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 19
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia EASTON INVESTMENTS LTD EAS AT AUD High Very High
Australia DACIAN GOLD LTD DCN AT AUD Very High High
Australia TOP END MINERALS LTD TND AT AUD High Very High
Australia FITZROY RIVER CORP LTD FZR AT AUD High Very High
Australia BLUESCOPE STEEL LTD BSLDA AT AUD High Very High
Australia 360 CAPITAL INDUSTRIAL FUND TIX AT AUD Moderate Very High
Australia PENTAL LTD PTL AT AUD High Very High
Australia FEDERATION CENTRES LTD FDC AT AUD Moderate Very High
Australia AUSTRALIAN AGRICULTURAL PROJECTS LTD AAP AT AUD High Very High
Australia MIGHTY RIVER POWER LTD MYT AT AUD Moderate Very High
Australia ONCOSIL MEDICAL LTD OSL AT AUD Very High High
Australia ISELECT LTD ISU AT AUD Moderate High
Australia RECALL HOLDINGS LTD REC AT AUD Moderate Very High
Australia NOVION PROPERTY GROUP NVN AT AUD Moderate Very High
Australia HEALTHSCOPE LTD HSO AT AUD Very High Moderate
Australia AGRIMIN LTD AMN AT AUD Very High High
Australia GENWORTH MORTGAGE INSURANCE GMA AT AUD Moderate High
Australia COMMONWEALTH BANK AUST FLOAT PERPETUAL CBAPE AT AUD Moderate Very High
Australia WESTPAC BANKING CORP FLOAT PERPETUAL PFD WBCPG AT AUD Moderate Very High
Australia NATIONAL AUSTRALIA BANK FLOAT PERPETUAL PFD NABPD AT AUD Moderate Very High
Australia CATAPULT GROUP INTERNATIONAL CAT AT AUD High Very High
Australia DANAKALI LTD DNK AT AUD Moderate High
Australia ARDEA RESOURCES LTD ARL AT AUD High Very High
Australia FLUENCE CORP LTD FLC AT AUD Very High High
Australia SKY AND SPACE GLOBAL LTD SAS AT AUD Moderate Very High
Australia MMJ PHYTOTECH LTD MMJ AT AUD High Very High
Australia LITHIUM POWER INTERNATIONAL LPI AT AUD High Very High
Australia ASALEO CARE LTD AHY AT AUD High Very High
Australia MOTORCYCLE HOLDINGS LTD MTO AT AUD High Very High
Australia Z ENERGY LTD ZEL AT AUD Moderate High
Australia GENTRACK GROUP LTD GTK AT AUD Moderate High
Australia XREF LTD XF1 AT AUD High Very High
Australia LITHIUM AUSTRALIA NL LIT AT AUD Very High High
Australia AMAYSIM AUSTRALIA LTD AYS AT AUD High Very High
Australia TITOMIC LTD TTT AT AUD Very High High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 20
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Australia MC MINING LTD MCM AT AUD High Very High
Australia NZURI COPPER LTD NZC AT AUD High Very High
Australia JUPITER MINES LTD JMS AT AUD Very High High
Australia HYDROPONICS CO LTD/THE THC AT AUD Very High High
Australia ELMO SOFTWARE LTD ELO AT AUD Moderate High
Australia CYNATA THERAPEUTICS LTD CYP AT AUD Very High High
Australia AUST & NZ BANKING GROUP FLOAT PERPETUAL ANZPG AT AUD Moderate Very High
Australia WINGARA AG LTD WNR AT AUD High Very High
Australia ADAIRS LTD ADH AT AUD Very High High
Australia WESTPAC BANKING CORP FLOAT PERPETUAL PFD WBCPH AT AUD Moderate Very High
Australia VOLPARA HEALTH TECHNOLOGIES VHT AT AUD Very High High
Australia AUSTRALIS OIL & GAS LTD ATS AT AUD High Very High
Australia BOYUAN HOLDINGS LTD BHL AT AUD High Very High
Australia SPICERS LTD SRS AT AUD Moderate High
Australia IMMUTEP LTD IMM AT AUD High Very High
Australia PUSHPAY HOLDINGS LTD PPH AT AUD Moderate High
Australia MERIDIAN ENERGY LTD MEZ AT AUD Moderate High
Australia CONSTELLATION RESOURCES LTD CR1 AT AUD High Very High
Australia ROBO 3D LTD RBO AT AUD High Very High
Australia MITULA GROUP LTD MUA AT AUD High Very High
Australia 1414 DEGREES LTD 14D AT AUD High Very High
Australia COLES GROUP LTD COL AT AUD Moderate Very High
Australia REDBUBBLE LTD RBL AT AUD High Very High
Australia Citadel Group Limited CGL AU AUD Very High High
Canada STEALTH VENTURES LTD SLV CT CAD Moderate Very High
Canada ANTIBE THERAPEUTICS INC ATE CT CAD High Very High
Canada HNZ GROUP INC HNZ/B CT CAD High Very High
Canada MILESTONE APARTMENTS REAL ESTATE INVESTMENT TRUST MSTu CT CAD Moderate Very High
Canada GREENOCK RESOURCES INC GKR/H CT CAD High Very High
Canada TIMBERCREEK MORTGAGE INVESTMENT CORP TMC CT CAD Moderate Very High
Canada SILVER PURSUIT RESOURCES LTD SPF CT CAD High Very High
Canada TEMPLE HOTELS INC TPH CT CAD Very High High
Canada AGUILA AMERICAN GOLD LTD AGL CT CAD Moderate Very High
Canada ANTIPODES GOLD LTD AXG CT CAD High Very High
Canada CHRYSALIS CAPITAL IX CORP NYN/P CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 21
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada KARMIN EXPLORATION INC KAR CT CAD Moderate Very High
Canada GSTAAD CAPITAL CORP GTD/H CT CAD Moderate Very High
Canada EXETER RESOURCE CORP XRC CT CAD Moderate Very High
Canada CALDWELL PARTNERS INTERNATIONAL INC/THE CWL CT CAD Moderate Very High
Canada CIRCA ENTERPRISES INC CTO CT CAD High Very High
Canada TIM HORTONS INC THI CT CAD High Very High
Canada CANTERRA MINERALS CORP CTM CT CAD Moderate Very High
Canada ANDREW PELLER LTD ADW/A CT CAD Moderate High
Canada RIDLEY INC RCL CT CAD High Very High
Canada AUTOMODULAR CORP AM CT CAD Moderate Very High
Canada SERICA ENERGY PLC SQZ CT CAD High Very High
Canada NAIKUN WIND ENERGY GROUP INC NKW CT CAD High Very High
Canada CERRO MINING CORP CRX CT CAD High Very High
Canada CHESAPEAKE GOLD CORP CKG CT CAD High Very High
Canada QUADRO RESOURCES LTD QRO CT CAD High Very High
Canada ARCHON MINERALS LTD ACS CT CAD High Very High
Canada ATCO LTD/CANADA ACO/Y CT CAD Very High Moderate
Canada ANDREW PELLER LTD ADW/B CT CAD Moderate Very High
Canada AUGYVA MINING RESOURCES INC AUV CT CAD High Very High
Canada BOMBARDIER INC BBD/A CT CAD High Very High
Canada BERKLEY RENEWABLES INC BKS CT CAD Moderate Very High
Canada BRICK BREWING CO LTD BRB CT CAD Moderate High
Canada BECKER MILK CO LTD/THE BEK/B CT CAD Moderate Very High
Canada BOARDWALK REAL ESTATE INVESTMENT TRUST BEIu CT CAD Moderate High
Canada BALLARD POWER SYSTEMS INC BLD CT CAD High Very High
Canada JAGUAR FINANCIAL CORP JFC CT CAD Moderate Very High
Canada COGECO INC CGO CT CAD Very High Moderate
Canada CANADIAN TIRE CORP LTD CTC CT CAD Moderate Very High
Canada CANADIAN UTILITIES LTD CU/X CT CAD Very High Moderate
Canada CONSOLIDATED WESTVIEW RESOURCE CORP CWS/H CT CAD High Very High
Canada CALIAN TECHNOLOGIES LTD CTY CT CAD High Very High
Canada NEW GOLD INC NGD CT CAD Very High Moderate
Canada SUNWAH INTERNATIONAL LTD SWH CT CAD High Very High
Canada LASSONDE INDUSTRIES INC LAS/A CT CAD Moderate High
Canada CONSOLIDATED HCI HOLDINGS CORP CXA/B CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 22
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada GOODFELLOW INC GDL CT CAD Moderate High
Canada GLENTEL INC GLN CT CAD Moderate Very High
Canada GOLDEN TAG RESOURCES LTD GOG CT CAD High Very High
Canada GLACIER MEDIA INC GVC CT CAD High Very High
Canada FIRST IDAHO RESOURCES FI CT CAD High Very High
Canada GUARDIAN CAPITAL GROUP LTD GCG CT CAD Moderate Very High
Canada TRANSCONTINENTAL INC TCL/B CT CAD Moderate High
Canada GOSSAN RESOURCES LTD GSS CT CAD Moderate Very High
Canada HELIO RESOURCE CORP HRC CT CAD Moderate Very High
Canada HEROUX-DEVTEK INC HRX CT CAD Moderate High
Canada INTER ROCK MINERALS INC IRO CT CAD High Very High
Canada MCGRAW-HILL RYERSON LTD MHR CT CAD Moderate Very High
Canada HAMMOND MANUFACTURING CO LTD HMM/A CT CAD Moderate High
Canada NGEX RESOURCES INC NGQ CT CAD High Moderate
Canada IMAX CORP IMX CT CAD Moderate Very High
Canada LOGISTEC CORP LGT/A CT CAD Moderate Very High
Canada STETSON OIL AND GAS LTD SSN CT CAD High Very High
Canada ASTON HILL FINANCIAL INC AHF CT CAD High Very High
Canada ROBEX RESOURCES INC RBX CT CAD High Very High
Canada ROYAL GOLD INC RGL CT CAD Moderate Very High
Canada SPORTSCENE GROUP INC SPS/A CT CAD High Very High
Canada MCCHIP RESOURCES MCS CT CAD Moderate Very High
Canada NEWFOUNDLAND CAPITAL CORP LTD NCC/B CT CAD Moderate Very High
Canada BRIONOR RESOURCES INC BNR CT CAD High Very High
Canada ONEX CORP OCX CT CAD Moderate Very High
Canada JEAN COUTU GROUP PJC INC/THE PJC/A CT CAD Moderate Very High
Canada NEWFOUNDLAND CAPITAL CORP LTD NCC/A CT CAD Moderate Very High
Canada NORBORD INC NBD CT CAD High Very High
Canada AURA MINERALS INC ORA CT CAD Moderate High
Canada PAN AMERICAN SILVER CORP PAA CT CAD High Very High
Canada PFB CORP PFB CT CAD Moderate High
Canada ST ANDREW GOLDFIELDS LTD SAS CT CAD High Very High
Canada RMP ENERGY INC RMP CT CAD High Very High
Canada GLV INC GLV/B CT CAD High Very High
Canada REITMANS CANADA LTD RET/A CT CAD Very High Moderate
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 23
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada SENVEST CAPITAL INC SEC CT CAD Moderate Very High
Canada CONSOLIDATED FIRSTFUND CAPITAL CORP FFP CT CAD Moderate Very High
Canada CATAMARAN CORP CCT CT CAD High Very High
Canada NEWALTA CORP NAL CT CAD High Very High
Canada EXCO TECHNOLOGIES LTD XTC CT CAD Moderate High
Canada TECK RESOURCES LTD TCK/B CT CAD High Very High
Canada TORSTAR CORP TS/B CT CAD High Very High
Canada CAPSTONE MINING CORP CS CT CAD High Very High
Canada CANADREAM CORP CDN CT CAD Moderate Very High
Canada TECK RESOURCES LTD TCK/A CT CAD High Very High
Canada MARRET RESOURCE CORP MAR CT CAD Moderate Very High
Canada UNI-SELECT INC UNS CT CAD High Moderate
Canada TANQUERAY EXPLORATION LTD TQY CT CAD High Very High
Canada ARTIS REAL ESTATE INVESTMENT TRUST AXu CT CAD High Moderate
Canada URBANA CORP URB CT CAD Moderate High
Canada EQUAL ENERGY LTD EQU CT CAD High Very High
Canada QUESTOR TECHNOLOGY INC QST CT CAD High Very High
Canada INTEMA SOLUTIONS INC ITM CT CAD High Very High
Canada AUSTPRO ENERGY CORP AUS/H CT CAD High Very High
Canada SILVERMET INC SYI CT CAD High Very High
Canada HUNTINGTON EXPLORATION INC HEI CT CAD Moderate Very High
Canada COM DEV INTERNATIONAL LTD CDV CT CAD High Very High
Canada BMTC GROUP INC GBT/A CT CAD Moderate Very High
Canada SILVER STANDARD RESOURCES INC SSO CT CAD High Very High
Canada TRANSGLOBE ENERGY CORP TGL CT CAD High Very High
Canada TIGER INTERNATIONAL RESOURCES INC TGR CT CAD Moderate Very High
Canada GREAT QUEST METALS LTD GQ CT CAD Moderate Very High
Canada WESTBOND ENTERPRISES CORP WBE CT CAD High Very High
Canada BOSS POWER CORP BPU CT CAD Moderate Very High
Canada TALISMAN ENERGY INC TLM CT CAD Moderate Very High
Canada SILVER WHEATON CORP SLW CT CAD Moderate Very High
Canada TYNER RESOURCES LTD TIP/H CT CAD Moderate Very High
Canada MADISON PACIFIC PROPERTIES INC MPC CT CAD Moderate Very High
Canada WATERFURNACE RENEWABLE ENERGY INC WFI CT CAD High Very High
Canada RICHMONT MINES INC RIC CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 24
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada KING'S BAY GOLD CORP KBG CT CAD High Very High
Canada MICROBIX BIOSYSTEMS INC MBX CT CAD High Very High
Canada CROCODILE GOLD CORP CRK CT CAD High Very High
Canada RAM POWER CORP RPG CT CAD High Very High
Canada ADVENT WIRELESS INC AWI CT CAD Moderate Very High
Canada ACCORD FINANCIAL CORP ACD CT CAD Moderate Very High
Canada IMPACT SILVER CORP IPT CT CAD High Very High
Canada DUNDEE CORP DC/A CT CAD High Very High
Canada AKITA DRILLING LTD AKT/A CT CAD High Very High
Canada TASEKO MINES LTD TKO CT CAD High Very High
Canada ATI AIRTEST TECHNOLOGIES INC AAT CT CAD High Very High
Canada ADANAC MOLYBDENUM CORP AUA CT CAD Moderate Very High
Canada DOMTAR CORP UFS CT CAD Moderate High
Canada NORSAT INTERNATIONAL INC NII CT CAD High Very High
Canada QUEBECOR INC QBR/A CT CAD High Moderate
Canada ENGHOUSE SYSTEMS LTD ESL CT CAD Moderate Very High
Canada ENCANTO POTASH CORP EPO CT CAD High Very High
Canada GUNPOINT EXPLORATION LTD GUN CT CAD High Very High
Canada CORAL GOLD RESOURCES LTD CLH CT CAD High Very High
Canada PNG GOLD CORP PGK CT CAD High Very High
Canada TAIGA BUILDING PRODUCTS LTD TBL CT CAD Moderate High
Canada DYNASTY GOLD CORP DYG CT CAD High Very High
Canada EASYHOME LTD EH CT CAD High Very High
Canada CANADIAN REAL ESTATE INVESTMENT TRUST REFu CT CAD Moderate Very High
Canada ALDERON IRON ORE CORP ADV CT CAD High Very High
Canada US GEOTHERMAL INC GTH CT CAD High Very High
Canada AGF MANAGEMENT LTD AGF/B CT CAD Moderate High
Canada EARL RESOURCES LTD ERL/H CT CAD Moderate Very High
Canada ALMADEN MINERALS LTD AMM CT CAD High Very High
Canada IWG TECHNOLOGIES INC IWG CT CAD High Very High
Canada SUNRIDGE GOLD CORP SGC CT CAD High Very High
Canada BARKERVILLE GOLD MINES LTD BGM CT CAD High Very High
Canada THERMAL ENERGY INTERNATIONAL INC TMG CT CAD Moderate Very High
Canada SMART TECHNOLOGIES INC SMA CT CAD High Very High
Canada CANADA ZINC METALS CORP CZX CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 25
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada MAJOR DRILLING GROUP INTERNATIONAL INC MDI CT CAD Moderate High
Canada BEAUMONT SELECT CORPORATIONS INC BMN/A CT CAD High Very High
Canada FLYHT AEROSPACE SOLUTIONS LTD FLY CT CAD High Very High
Canada STRATEGEM CAPITAL CORP SGE CT CAD Moderate Very High
Canada CLEMEX TECHNOLOGIES INC CXG/A CT CAD Moderate Very High
Canada WI-LAN INC WIN CT CAD High Very High
Canada VALEANT PHARMACEUTICALS INTERNATIONAL INC VRX CT CAD High Very High
Canada NEWTON ENERGY CORP NTN CT CAD High Very High
Canada FIRAN TECHNOLOGY GROUP CORP FTG CT CAD Moderate High
Canada EL CONDOR MINERALS INC LCO CT CAD Moderate Very High
Canada DXSTORM.COM INC DXX CT CAD High Very High
Canada CALLOWAY REAL ESTATE INVESTMENT TRUST CWTu CT CAD Moderate Very High
Canada INTRINSYC SOFTWARE INTERNATIONAL INC ICS CT CAD High Very High
Canada VANTEX RESOURCES LTD VAX CT CAD Moderate Very High
Canada RUPERT RESOURCES LTD RUP CT CAD High Very High
Canada AGRIUM INC AGU CT CAD Moderate Very High
Canada IMPERIAL GINSENG PRODUCTS LTD IGP CT CAD High Very High
Canada AXIA NETMEDIA CORP AXX CT CAD Moderate Very High
Canada IOU FINANCIAL INC IOU CT CAD High Very High
Canada TAPANGO RESOURCES LTD TPA/H CT CAD High Very High
Canada ZCL COMPOSITES INC ZCL CT CAD High Very High
Canada TOTAL ENERGY SERVICES INC TOT CT CAD Moderate High
Canada BAYSWATER URANIUM CORP BYU CT CAD High Very High
Canada KINGSWAY FINANCIAL SERVICES INC KFS CT CAD High Very High
Canada IMPERIAL EQUITIES INC IEI CT CAD High Very High
Canada TYPHOON EXPLORATION INC TYP CT CAD High Very High
Canada CALLINAN ROYALTIES CORP CAA CT CAD High Very High
Canada MAGELLAN AEROSPACE CORP MAL CT CAD Moderate High
Canada KNIGHTSWOOD FINANCIAL CORP KWF CT CAD High Very High
Canada ZTEST ELECTRONICS INC ZTE CT CAD High Very High
Canada STAR NAVIGATION SYSTEMS GROUP LTD SNA CT CAD High Very High
Canada CORRIDOR RESOURCES INC CDH CT CAD Moderate High
Canada VELAN INC VLN CT CAD Moderate High
Canada VERESEN INC VSN CT CAD Moderate Very High
Canada FORTUNA SILVER MINES INC FVI CT CAD High Moderate
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 26
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada MEDIAGRIF INTERACTIVE TECHNOLOGIES INC MDF CT CAD Very High Moderate
Canada VIGIL HEALTH SOLUTIONS INC VGL CT CAD Moderate Very High
Canada MCCOY CORP/CANADA MCB CT CAD High Very High
Canada MANITOBA TELECOM SERVICES INC MBT CT CAD Moderate Very High
Canada CAVAN VENTURES INC CVN CT CAD High Very High
Canada CEAPRO INC CZO CT CAD High Very High
Canada OMNI-LITE INDUSTRIES CANADA INC OML CT CAD Moderate Very High
Canada ADRIANA RESOURCES INC ADI CT CAD High Very High
Canada XXL ENERGY CORP XL CT CAD High Very High
Canada WILMINGTON CAPITAL MANAGEMENT INC WCM/B CT CAD High Very High
Canada URBANFUND CORP UFC CT CAD High Very High
Canada QUEST PHARMATECH INC QPT CT CAD High Very High
Canada HARTE GOLD CORP HRT CT CAD Very High High
Canada RUBICON MINERALS CORP RMX CT CAD Very High High
Canada GFM RESOURCES LTD GFM/H CT CAD High Very High
Canada CCL INDUSTRIES INC CCL/A CT CAD Moderate High
Canada AVINO SILVER & GOLD MINES LTD ASM CT CAD High Very High
Canada WINALTA INC WTA CT CAD High Very High
Canada ALTIUS MINERALS CORP ALS CT CAD Moderate High
Canada VICWEST INC VIC CT CAD Moderate Very High
Canada CIBT EDUCATION GROUP INC MBA CT CAD Very High High
Canada PERLITE CANADA INC PCI CT CAD High Very High
Canada MARITIME RESOURCES CORP MAE CT CAD High Very High
Canada CLUBLINK ENTERPRISES LTD CLK CT CAD Moderate Very High
Canada GOLDBANK MINING CORP GLB CT CAD Moderate Very High
Canada PAN ORIENT ENERGY CORP POE CT CAD High Very High
Canada GOBIMIN INC GMN CT CAD High Very High
Canada RDM CORP RC CT CAD Moderate Very High
Canada OPEN TEXT CORP OTC CT CAD Moderate Very High
Canada TRANSFORCE INC TFI CT CAD Moderate Very High
Canada BUHLER INDUSTRIES INC BUI CT CAD Moderate Very High
Canada CIPHER PHARMACEUTICALS INC DND CT CAD High Very High
Canada GULF & PACIFIC EQUITIES CORP GUF CT CAD High Very High
Canada IN-TOUCH SURVEY SYSTEMS LTD INX CT CAD High Very High
Canada ROYAL HOST INC RYL CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 27
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada GENESIS LAND DEVELOPMENT CORP GDC CT CAD Moderate Very High
Canada KOMBAT COPPER INC KBT CT CAD High Very High
Canada HIGH LINER FOODS INC HLF CT CAD High Very High
Canada GENDIS INC GDS CT CAD Moderate Very High
Canada BROOKFIELD OFFICE PROPERTIES INC BPO CT CAD Moderate Very High
Canada ROADKING TRAVEL CENTRES INC RKG/H CT CAD High Very High
Canada OSISKO MINING CORP OSK CT CAD High Very High
Canada HUNTINGDON CAPITAL CORP HNT CT CAD Moderate Very High
Canada TOTAL TELCOM INC TTZ CT CAD Moderate Very High
Canada ADF GROUP INC DRX CT CAD Moderate Very High
Canada TIO NETWORKS CORP TNC CT CAD Moderate Very High
Canada SURGE ENERGY INC SGY CT CAD High Very High
Canada PULSE SEISMIC INC PSD CT CAD High Very High
Canada CANLAN ICE SPORTS CORP ICE CT CAD Moderate Very High
Canada AIRIQ INC IQ CT CAD High Very High
Canada RHYS RESOURCES LTD RYS/H CT CAD Moderate Very High
Canada PEOPLE CORP PEO CT CAD Moderate High
Canada ONCOLYTICS BIOTECH INC ONC CT CAD High Very High
Canada FALCON OIL & GAS LTD FO CT CAD High Very High
Canada CORTEX BUSINESS SOLUTIONS INC CBX CT CAD High Very High
Canada KIRKLAND LAKE GOLD INC KGI CT CAD High Very High
Canada BLACK DIAMOND GROUP LTD BDI CT CAD High Very High
Canada TROY RESOURCES LTD TRY CT CAD High Very High
Canada CORNERSTONE CAPITAL RESOURCES INC CGP CT CAD Very High High
Canada TEMBEC INC TMB CT CAD Moderate Very High
Canada NEVADA COPPER CORP NCU CT CAD High Very High
Canada ADVANTAGE OIL & GAS LTD AAV CT CAD High Very High
Canada AURICO GOLD INC AUQ CT CAD High Very High
Canada TRIMAC TRANSPORTATION LTD TMA CT CAD Moderate Very High
Canada E-ENERGY VENTURES INC EEV CT CAD Moderate Very High
Canada NORDION INC NDN CT CAD Moderate Very High
Canada CANADIAN SPIRIT RESOURCES INC SPI CT CAD High Very High
Canada COBRA VENTURE CORP CBV CT CAD Moderate Very High
Canada PETROSHALE INC PSH CT CAD High Very High
Canada SAVANNA ENERGY SERVICES CORP SVY CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 28
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada BEARCLAW CAPITAL CORP BRL CT CAD High Very High
Canada LANESBOROUGH REAL ESTATE INVESTMENT TRUST LRTu CT CAD Moderate Very High
Canada COAST WHOLESALE APPLIANCES INC CWA CT CAD Moderate Very High
Canada ORCA EXPLORATION GROUP INC ORC/B CT CAD Moderate High
Canada HARTCO INC HCI CT CAD Moderate Very High
Canada TRIUS INVESTMENTS INC TRU CT CAD Moderate Very High
Canada HTI VENTURES CORP HTI/H CT CAD High Very High
Canada GRANIZ MONDAL INC GRA/H CT CAD High Very High
Canada METALLUM RESOURCES INC MRV CT CAD High Very High
Canada PHOSCAN CHEMICAL CORP FOS CT CAD High Very High
Canada EXFO INC EXF CT CAD Very High High
Canada EPICORE BIONETWORKS INC EBN CT CAD High Very High
Canada NEWPORT EXPLORATION LTD NWX CT CAD Moderate Very High
Canada GOLDEN CARIBOO RESOURCES LTD GCC/H CT CAD High Very High
Canada PEARL RIVER HOLDINGS LTD PRH CT CAD Moderate Very High
Canada AUGUSTA RESOURCE CORP AZC CT CAD High Very High
Canada INSCAPE CORP INQ CT CAD High Very High
Canada SONORO METALS CORP SMO CT CAD High Very High
Canada WASECO RESOURCES INC WRI CT CAD High Very High
Canada CATHEDRAL ENERGY SERVICES LTD CET CT CAD Very High High
Canada NORTHFIELD CAPITAL CORP NFD/A CT CAD Moderate Very High
Canada PRISM MEDICAL LTD PM CT CAD High Very High
Canada BANKERS PETROLEUM LTD BNK CT CAD Moderate Very High
Canada FRANCHISE BANCORP INC FBI CT CAD High Very High
Canada ASIAN TELEVISION NETWORK INTERNATIONAL LTD SAT CT CAD High Very High
Canada MATACHEWAN CONSOLIDATED MINES LTD MCM/A CT CAD Moderate Very High
Canada CARFINCO FINANCIAL GROUP INC CFN CT CAD High Very High
Canada RENOWORKS SOFTWARE INC RW CT CAD High Very High
Canada QUARTZ MOUNTAIN RESOURCES LTD QZM CT CAD High Very High
Canada LORNEX CAPITAL INC LOM CT CAD Moderate Very High
Canada PETRICHOR ENERGY INC PTP CT CAD Moderate Very High
Canada TRANSAT AT INC TRZ/A CT CAD High Very High
Canada BIOTEQ ENVIRONMENTAL TECH INC BQE CT CAD Moderate Very High
Canada NOVRA TECHNOLOGIES INC NVI CT CAD High Very High
Canada MAXIM POWER CORP MXG CT CAD Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 29
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada KILLAM PROPERTIES INC KMP CT CAD Moderate Very High
Canada WEBTECH WIRELESS INC WEW CT CAD High Very High
Canada SOUTHGOBI RESOURCES LTD SGQ CT CAD High Very High
Canada EUROPEAN URANIUM RESOURCES LTD EUU CT CAD High Very High
Canada ZENA MINING CORP ZCC CT CAD Moderate Very High
Canada ABENTEUER RESOURCES CORP ABU CT CAD High Very High
Canada GLUSKIN SHEFF + ASSOCIATES INC GS CT CAD Very High High
Canada IMMUNOTEC INC IMM CT CAD High Very High
Canada PRIMARY ENERGY RECYCLING CORP PRI CT CAD High Very High
Canada AIMIA INC AIM CT CAD High Moderate
Canada KINGSWAY ARMS RETIREMENT RESIDENCES INC KWA CT CAD Moderate Very High
Canada CANADIAN OIL SANDS LTD COS CT CAD High Very High
Canada ANGLO PACIFIC GROUP PLC APY CT CAD High Very High
Canada RESVERLOGIX CORP RVX CT CAD Very High High
Canada CARMANAH TECHNOLOGIES CORP CMH CT CAD Moderate Very High
Canada JENEX CORP/THE JEN/H CT CAD Moderate Very High
Canada BLUEDROP PERFORMANCE LEARNING INC BPL CT CAD Moderate Very High
Canada TEN PEAKS COFFEE CO INC TPK CT CAD High Very High
Canada EVERGREEN GAMING CORP TNA CT CAD High Very High
Canada COLABOR GROUP INC GCL CT CAD High Very High
Canada CSM SYSTEMS CORP CKX CT CAD High Very High
Canada APPULSE CORP APL CT CAD Moderate Very High
Canada PALO DURO ENERGY INC PDE/H CT CAD Moderate Very High
Canada CONTINENTAL GOLD LTD CNL CT CAD High Very High
Canada GOLDEN VALLEY MINES LTD/CANADA GZZ CT CAD High Very High
Canada DIOS EXPLORATION INC DOS CT CAD Moderate Very High
Canada CROCOTTA ENERGY INC CTA CT CAD High Very High
Canada MEDX HEALTH CORP MDX CT CAD High Very High
Canada IMVESCOR RESTAURANT GROUP INC IRG CT CAD High Very High
Canada RETROCOM REAL ESTATE INVESTMENT TRUST RMMu CT CAD Moderate Very High
Canada NORTHERN SPIRIT RESOURCES INC NS CT CAD High Very High
Canada HARDWOODS DISTRIBUTION INC HWD CT CAD Moderate Very High
Canada COMMANDER RESOURCES LTD CMD CT CAD Moderate Very High
Canada WESTJET AIRLINES LTD WJA/A CT CAD High Very High
Canada INNVEST REAL ESTATE INVESTMENT TRUST INNu CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 30
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada PROGRESSIVE WASTE SOLUTIONS LTD BIN CT CAD Moderate Very High
Canada FP NEWSPAPERS INC FP CT CAD High Very High
Canada MEDICAL FACILITIES CORP DR CT CAD High Moderate
Canada ARCUS DEVELOPMENT GROUP INC ADG CT CAD Moderate Very High
Canada CONTRANS GROUP INC CSS CT CAD Moderate Very High
Canada ATLANTIC POWER CORP ATP CT CAD High Moderate
Canada TITAN LOGIX CORP TLA CT CAD Moderate Very High
Canada UR-ENERGY INC URE CT CAD High Very High
Canada EQUITY FINANCIAL HOLDINGS INC EQI CT CAD High Very High
Canada RAINMAKER ENTERTAINMENT INC RNK CT CAD High Very High
Canada CVTECH GROUP INC CVT CT CAD High Very High
Canada DEQ SYSTEMS CORP DEQ CT CAD Moderate Very High
Canada BIOREM INC BRM CT CAD Moderate Very High
Canada TRILOGY ENERGY CORP TET CT CAD High Very High
Canada TRANSGAMING INC TNG CT CAD Moderate Very High
Canada LIQUOR STORES N.A. LTD LIQ CT CAD High Very High
Canada ACASTI PHARMA INC APO CT CAD High Very High
Canada SATURN MINERALS INC SMI CT CAD High Very High
Canada CERVUS EQUIPMENT CORP CVL CT CAD Moderate Very High
Canada CRITICAL ELEMENTS CORP CRE CT CAD Very High High
Canada MAG COPPER LTD QUE CT CAD High Very High
Canada CERES GLOBAL AG CORP CRP CT CAD Moderate High
Canada BONAVISTA ENERGY CORP BNP CT CAD Very High High
Canada ACCELEWARE LTD AXE CT CAD Moderate Very High
Canada BROOKFIELD REAL ESTATE SERVICES INC BRE CT CAD Moderate High
Canada POSERA-HDX LTD HDX CT CAD High Very High
Canada CHORUS AVIATION INC CHR/B CT CAD Moderate Very High
Canada MCEWEN MINING INC MUX CT CAD Very High High
Canada K-BRO LINEN INC KBL CT CAD Very High Moderate
Canada ALLIANCE GRAIN TRADERS INC AGT CT CAD Very High Moderate
Canada EGI FINANCIAL HOLDINGS INC EFH CT CAD Very High High
Canada LATIN AMERICAN MINERALS INC LAT CT CAD High Very High
Canada CANADIAN ENERGY SERVICES & TECHNOLOGY CORP CEU CT CAD Very High Moderate
Canada SECOND CUP LTD/THE SCU CT CAD Moderate Very High
Canada HIGH ARCTIC ENERGY SERVICES INC HWO CT CAD Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 31
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada MOLSON COORS CANADA INC TPX/A CT CAD High Very High
Canada MOLSON COORS CANADA INC TPX/B CT CAD Moderate High
Canada HORIZON NORTH LOGISTICS INC HNL CT CAD High Very High
Canada PINE CLIFF ENERGY LTD PNE CT CAD High Very High
Canada COMWEST ENTERPRISE CORP CWP/A CT CAD Moderate Very High
Canada PREMIER GOLD MINES LTD PG CT CAD High Very High
Canada CANEXUS CORP CUS CT CAD Moderate Very High
Canada TIMMINS GOLD CORP TMM CT CAD High Very High
Canada ALTER NRG CORP NRG CT CAD Moderate Very High
Canada TAG OIL LTD TAO CT CAD High Very High
Canada CORO MINING CORP COP CT CAD High Very High
Canada POLLARD BANKNOTE LTD PBL CT CAD Moderate High
Canada ITHACA ENERGY INC IAE CT CAD High Very High
Canada VALTERRA RESOURCE CORP VQA CT CAD High Very High
Canada HIGHBURY PROJECTS INC HPI CT CAD High Very High
Canada PLATINEX INC PTX CT CAD Moderate Very High
Canada CEMATRIX CORP CVX CT CAD High Very High
Canada CENTAMIN PLC CEE CT CAD High Very High
Canada HAPPY CREEK MINERALS LTD HPY CT CAD High Very High
Canada CANYON SERVICES GROUP INC FRC CT CAD High Very High
Canada AVANTE LOGIXX INC XX CT CAD Moderate High
Canada ZIMTU CAPITAL CORP ZC CT CAD Moderate Very High
Canada XTREME DRILLING AND COIL SERVICES CORP XDC CT CAD High Very High
Canada ESSENTIAL ENERGY SERVICES LTD ESN CT CAD High Very High
Canada CANELSON DRILLING INC CDI CT CAD High Very High
Canada AIR CANADA AC/B CT CAD Moderate Very High
Canada OLYMPIA FINANCIAL GROUP INC OLY CT CAD Very High High
Canada FRONSAC REAL ESTATE INVESTMENT TRUST GAZu CT CAD High Very High
Canada CONSTANTINE METAL RESOURCES LTD CEM CT CAD High Very High
Canada SAMOTH OILFIELD INC SCD CT CAD Moderate Very High
Canada MORUMBI RESOURCES INC MOC CT CAD High Very High
Canada PYROGENESIS CANADA INC PYR CT CAD Very High High
Canada AUTOCANADA INC ACQ CT CAD High Very High
Canada XTIERRA INC XAG CT CAD High Very High
Canada WESTERN COPPER AND GOLD CORP WRN CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 32
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada HI HO SILVER RESOURCES INC HHS CT CAD Moderate Very High
Canada BELL ALIANT INC BA CT CAD Moderate Very High
Canada AIR CANADA AC/A CT CAD High Very High
Canada SANDVINE CORP SVC CT CAD High Very High
Canada COPPER ONE INC CUO CT CAD High Very High
Canada TERRA FIRMA CAPITAL CORP TII CT CAD Moderate Very High
Canada URANERZ ENERGY CORP URZ CT CAD High Very High
Canada URBANA CORP URB/A CT CAD Moderate High
Canada COPPER MOUNTAIN MINING CORP CUM CT CAD High Very High
Canada BLACKLINE GPS CORP BLN CT CAD Moderate High
Canada ESPIAL GROUP INC ESP CT CAD Very High High
Canada GENVIEW CAPITAL CORP GVW/H CT CAD High Very High
Canada ILOOKABOUT CORP ILA CT CAD High Very High
Canada EPSILON ENERGY LTD/CANADA EPS CT CAD High Moderate
Canada RYE PATCH GOLD CORP RPM CT CAD High Very High
Canada PURE INDUSTRIAL REAL ESTATE TRUST AARu CT CAD Moderate Very High
Canada FORACO INTERNATIONAL SA FAR CT CAD High Very High
Canada OCEANSIDE CAPITAL CORP OCC CT CAD Moderate Very High
Canada PRESCIENT MINING CORP PMC CT CAD High Very High
Canada ACORN INCOME CORP ACI CT CAD High Moderate
Canada STORAGEVAULT CANADA INC SVI CT CAD Moderate High
Canada MADISON PACIFIC PROPERTIES INC MPC/C CT CAD Moderate Very High
Canada SHELBY VENTURES INC SLY/H CT CAD High Very High
Canada ARGENTUM SILVER CORP ASL CT CAD High Very High
Canada IMMUNOVACCINE INC IMV CT CAD Very High High
Canada ROMULUS RESOURCES LTD ROM CT CAD Moderate Very High
Canada CENTURY IRON MINES CORP/ON FER CT CAD Moderate Very High
Canada EDGEWATER EXPLORATION LTD EDW CT CAD Moderate Very High
Canada BOYUAN CONSTRUCTION GROUP INC BOY CT CAD High Very High
Canada RED MILE MINERALS CORP RDM CT CAD High Very High
Canada MIDNIGHT SUN MINING CORP MMA CT CAD High Very High
Canada 5N PLUS INC VNP CT CAD High Moderate
Canada BIOX CORP BX CT CAD High Very High
Canada ANGKOR GOLD CORP ANK CT CAD High Very High
Canada CHANGFENG ENERGY INC CFY CT CAD Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 33
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada REMINGTON RESOURCES INC RGM CT CAD High Very High
Canada BATERO GOLD CORP BAT CT CAD High Very High
Canada CURIS RESOURCES LTD CUV CT CAD High Very High
Canada ORBIT GARANT DRILLING INC OGD CT CAD High Very High
Canada MAYA GOLD & SILVER INC MYA CT CAD Moderate Very High
Canada SILVER PREDATOR CORP SPD CT CAD High Very High
Canada GRAN TIERRA EXCHANGECO INC GTX CT CAD High Very High
Canada REDKNEE SOLUTIONS INC RKN CT CAD Moderate Very High
Canada LUCARA DIAMOND CORP LUC CT CAD Moderate High
Canada LUMINA COPPER CORP LCC CT CAD High Very High
Canada PETRA PETROLEUM INC PTL CT CAD High Very High
Canada MANITOU GOLD INC MTU CT CAD Moderate Very High
Canada BLACKBIRD ENERGY INC BBI CT CAD High Very High
Canada NORTHQUEST LTD NQ CT CAD Moderate Very High
Canada ACTUS MINERALS CORP AAC CT CAD High Very High
Canada ATHABASCA OIL CORP ATH CT CAD High Very High
Canada DOXA ENERGY LTD DXA CT CAD High Very High
Canada ENTREC CORP ENT CT CAD High Very High
Canada TWYFORD VENTURES INC TWY CT CAD Moderate Very High
Canada LIQUID NUTRITION GROUP INC LQD CT CAD Moderate Very High
Canada LEISUREWORLD SENIOR CARE CORP LW CT CAD Moderate Very High
Canada PERSEUS MINING LTD PRU CT CAD Very High High
Canada EVRIM RESOURCES CORP EVM CT CAD High Very High
Canada BROOKFIELD CANADA OFFICE PROPERTIES BOXu CT CAD Moderate Very High
Canada ARCH BIOPARTNERS INC ACH CT CAD High Very High
Canada GREENFIELDS PETROLEUM CORP GNF CT CAD Moderate Very High
Canada CORVUS GOLD INC KOR CT CAD High Very High
Canada URANIUM VALLEY MINES LTD VZZ CT CAD High Very High
Canada AMAYA GAMING GROUP INC AYA CT CAD High Very High
Canada OROCOBRE LTD ORL CT CAD High Very High
Canada PACIFIC ARC RESOURCES LTD PAV CT CAD Moderate Very High
Canada EMED MINING PUBLIC LTD EMD CT CAD Moderate Very High
Canada OTTERBURN RESOURCES CORP OBN CT CAD High Very High
Canada ECOPETROL SA ECP CT CAD High Very High
Canada STORM RESOURCES LTD SRX CT CAD Very High High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 34
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada ALTIPLANO MINERALS LTD APN CT CAD Moderate Very High
Canada REGULUS RESOURCES INC REG CT CAD Very High High
Canada STRAD ENERGY SERVICES LTD SDY CT CAD Moderate High
Canada GEODRILL LTD GEO CT CAD Moderate Very High
Canada ISHARES BROAD COMMODITY INDEX ETF CAD-HEDGED CBR CT CAD Moderate Very High
Canada GWR GLOBAL WATER RESOURCES CORP GWR CT CAD Moderate High
Canada LONGVIEW OIL CORP LNV CT CAD High Very High
Canada CHORUS AVIATION INC CHR/A CT CAD Moderate Very High
Canada CARGOJET INC CJT/A CT CAD High Very High
Canada RAZORE ROCK RESOURCES INC RZR CT CAD High Very High
Canada BROOKFIELD RESIDENTIAL PROPERTIES INC BRP CT CAD Moderate Very High
Canada BEARING RESOURCES LTD BRZ CT CAD Very High High
Canada LUNDIN PETROLEUM AB LUP CT CAD High Very High
Canada NEXJ SYSTEMS INC NXJ CT CAD High Very High
Canada NORAM VENTURES INC NRM CT CAD Moderate Very High
Canada TELFERSCOT RESOURCES INC TFS CT CAD High Very High
Canada GOLDSPIKE EXPLORATION INC GSE CT CAD High Very High
Canada HORIZONTE MINERALS PLC HZM CT CAD High Very High
Canada NOVACOPPER INC NCQ CT CAD High Very High
Canada KENNADY DIAMONDS INC KDI CT CAD High Very High
Canada RBC TARGET 2014 CORPORATE BOND INDEX ETF RQB CT CAD Moderate Very High
Canada AVIGILON CORP AVO CT CAD High Very High
Canada KILLBEAR ACQUISITION CORP KBA/P CT CAD High Very High
Canada RAGING RIVER EXPLORATION INC RRX CT CAD High Very High
Canada TREZ CAPITAL MORTGAGE INVESTMENT CORP TZZ CT CAD Very High High
Canada HEALTHLEASE PROPERTIES REAL ESTATE INVESTMENT TRUST HLPu CT CAD High Very High
Canada IFABRIC CORP IFA CT CAD High Very High
Canada TAMARACK VALLEY ENERGY LTD TVE CT CAD High Very High
Canada REDLINE COMMUNICATIONS GROUP INC RDL CT CAD High Very High
Canada WEST MELVILLE METALS INC WMM CT CAD High Very High
Canada ORONOVA RESOURCE CORP ONV CT CAD Moderate Very High
Canada BLUENOSE GOLD CORP BN/H CT CAD Moderate Very High
Canada SYMBILITY SOLUTIONS INC SY CT CAD High Very High
Canada BLUMETRIC ENVIRONMENTAL INC BLM CT CAD High Very High
Canada FIRESTONE VENTURES INC FV CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 35
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada SMART EMPLOYEE BENEFITS INC SEB CT CAD Moderate Very High
Canada ROUGE RESOURCES LTD ROU CT CAD Moderate Very High
Canada NETWORK MEDIA GROUP INC/CA NTE CT CAD High Very High
Canada ACE AVIATION HOLDINGS INC ACE/H CT CAD Moderate Very High
Canada SUMMUS SOLUTIONS NV SS CT CAD Moderate Very High
Canada RESPONSE BIOMEDICAL CORP RBM CT CAD High Very High
Canada WESCAN ENERGY CORP WCE CT CAD High Very High
Canada GRAN COLOMBIA GOLD CORP GCM CT CAD High Very High
Canada REGAL LIFESTYLE COMMUNITIES INC RLC CT CAD High Very High
Canada FORTRESS MINERALS CORP FST/H CT CAD Moderate Very High
Canada NAVY RESOURCES CORP NVY CT CAD Moderate Very High
Canada IMAFLEX INC IFX CT CAD High Very High
Canada THESCORE INC SCR CT CAD High Very High
Canada LONG RUN EXPLORATION LTD LRE CT CAD High Very High
Canada MANAC INC/CANADA MA CT CAD High Very High
CanadaNORTHWEST INTERNATIONAL HEALTHCARE PROPERTIES REAL ESTATE INVESTMENT TRUST MOBu CT CAD Moderate Very High
Canada PACIFIC BAY MINERALS LTD PBM CT CAD High Very High
Canada LAURENTIAN GOLDFIELDS LTD LGF CT CAD High Very High
Canada P&P VENTURES INC PPV/H CT CAD High Very High
Canada ENABLENCE TECHNOLOGIES INC ENA CT CAD High Very High
Canada KP TISSUE INC KPT CT CAD Moderate High
Canada AINSWORTH LUMBER CO LTD ANS CT CAD High Very High
Canada AGELLAN COMMERCIAL REAL ESTATE INVESTMENT TRUST ACRu CT CAD Moderate Very High
Canada CALEDONIA MINING CORP CAL CT CAD High Very High
Canada YELLOW MEDIA LTD Y CT CAD High Very High
Canada CANACOL ENERGY LTD CNE CT CAD Moderate High
Canada FAM REAL ESTATE INVESTMENT TRUST Fu CT CAD Moderate Very High
Canada ACTIVE GROWTH CAPITAL INC ACK CT CAD Moderate Very High
Canada SIERRA MADRE DEVELOPMENTS INC SMG CT CAD Moderate Very High
Canada HOLLOWAY LODGING CORP HLC CT CAD Moderate Very High
Canada NOUVEAU MONDE MINING ENTERPRISES INC NOU CT CAD High Very High
Canada SIRIUS XM CANADA HOLDINGS INC XSR CT CAD High Very High
Canada GLOBEX MINING ENTERPRISES INC GMX CT CAD High Very High
Canada GLOBAL HUNTER CORP BOB CT CAD Moderate Very High
Canada JUBILEE GOLD EXPLORATION LTD JUB CT CAD Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 36
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada ALPHA PEAK LEISURE INC AAP/P CT CAD Moderate Very High
Canada MEGA VIEW DIGITAL ENTERTAINMENT CORP MVD/H CT CAD Moderate Very High
Canada WI2WI CORP YTY CT CAD High Very High
Canada TRIDENT GOLD CORP TTG CT CAD Moderate Very High
Canada RIVER WILD EXPLORATION INC RWI CT CAD High Very High
Canada DOMINION DIAMOND CORP DDC CT CAD Moderate Very High
Canada PIVOT TECHNOLOGY SOLUTIONS INC PTG CT CAD High Very High
Canada BLACK WIDOW RESOURCES INC BWR CT CAD High Very High
Canada AXE EXPLORATION INC AXQ CT CAD High Very High
Canada PRIMA FLUORSPAR CORP PF CT CAD Moderate Very High
Canada TRUE NORTH APARTMENT REAL ESTATE INVESTMENT TRUST TNu CT CAD Moderate Very High
Canada HALOGEN SOFTWARE INC HGN CT CAD High Very High
Canada AVANTI ENERGY INC AVN CT CAD Moderate Very High
Canada LA QUINTA RESOURCES CORP LAQ CT CAD High Very High
Canada NOBEL REAL ESTATE INVESTMENT TRUST NELu CT CAD High Very High
Canada EQ INC EQ CT CAD Moderate Very High
Canada PRONTOFORMS CORP PFM CT CAD Moderate Very High
Canada CANADIAN METALS INC CME CT CAD Moderate Very High
Canada KAIZEN DISCOVERY INC KZD CT CAD High Very High
Canada LIONS GATE METALS INC LGM CT CAD Moderate Very High
Canada CHAMPION IRON LTD CIA CT CAD Very High High
Canada ENERGY FUELS INC EFR CT CAD High Very High
Canada PATTERN ENERGY GROUP INC PEG CT CAD Moderate Very High
Canada DH CORP DH CT CAD Moderate Very High
Canada QHR CORP QHR CT CAD High Very High
Canada DATA GROUP LTD DGI CT CAD High Very High
Canada AURYN RESOURCES INC AUG CT CAD Very High High
Canada CNOOC LTD CNU CT CAD Moderate Very High
Canada ARPETROL LTD RPT CT CAD Moderate Very High
Canada KILO GOLDMINES LTD KGL CT CAD Moderate Very High
Canada CHAPARRAL GOLD CORP CHL CT CAD High Very High
Canada OBAN MINING CORP OBM CT CAD High Very High
Canada LOWELL COPPER LTD JDL CT CAD High Very High
Canada JAGERCOR ENERGY CORP JEM CT CAD Moderate Very High
Canada PEDIAPHARM INC PDP CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 37
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada GAZIT-GLOBE LTD GZT CT CAD Moderate Very High
Canada HFX HOLDING CORP HXC CT CAD High Very High
Canada ABCANA CAPITAL INC ABQ/H CT CAD High Very High
Canada REDHILL RESOURCES CORP RHR CT CAD High Very High
Canada WANGTON CAPITAL CORP WT/H CT CAD High Very High
Canada TWEED MARIJUANA INC TWD CT CAD High Very High
Canada ANALYTIXINSIGHT INC ALY CT CAD High Very High
Canada SELWYN RESOURCES LTD SWN CT CAD High Very High
Canada HORIZONS CANADIAN BLACK SWAN ETF HUT CT CAD Moderate Very High
Canada WESTBRIDGE ENERGY CORP WEB CT CAD High Very High
Canada INPUT CAPITAL CORP INP CT CAD High Very High
Canada TESORO MINERALS CORP TES CT CAD High Very High
Canada GOLDSTAR MINERALS INC GDM CT CAD Moderate Very High
Canada BELVEDERE RESOURCES LTD BEL CT CAD High Very High
Canada NIKOS EXPLORATIONS LTD NIK CT CAD High Very High
Canada DECISIVE DIVIDEND CORP DE/P CT CAD Moderate Very High
Canada CWC ENERGY SERVICES CORP CWC CT CAD High Very High
Canada TRUECLAIM EXPLORATION INC TRM CT CAD Moderate Very High
Canada STUART OLSON INC SOX CT CAD Very High High
Canada BENEV CAPITAL INC BEV/H CT CAD Moderate Very High
Canada OPAWICA EXPLORATIONS INC OPW CT CAD High Very High
Canada APIVIO SYSTEMS INC APV CT CAD Moderate Very High
Canada GENIUS PROPERTIES LTD GNI CT CAD Moderate Very High
Canada CRAZY HORSE RESOURCES INC CZH CT CAD Moderate Very High
Canada CYPRESS HILLS RESOURCE CORP CHY/H CT CAD High Very High
Canada PARKIT ENTERPRISE INC PKT CT CAD High Very High
Canada RADIENT TECHNOLOGIES INC RTI CT CAD High Very High
Canada EGUANA TECHNOLOGIES INC EGT CT CAD Very High High
Canada MICROCOAL TECHNOLOGIES INC MTI CT CAD High Very High
Canada PACIFIC & WESTERN BANK OF CANADA PWB CT CAD Moderate Very High
Canada TIMBERCREEK SENIOR MORTGAGE INVESTMENT CORP MTG CT CAD Moderate Very High
Canada SUPREME PHARMACEUTICALS INC SL CT CAD High Very High
Canada AURINIA PHARMACEUTICALS INC AUP CT CAD Moderate Very High
Canada COVALON TECHNOLOGIES LTD COV CT CAD High Very High
Canada MAPLEWOOD INTERNATIONAL REAL ESTATE INVESTMENT TRUST MWIu CT CAD High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 38
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Canada NORTHERN PROPERTY REAL ESTATE INVESTMENT TRUST NPRu CT CAD Moderate Very High
Canada EARTH ALIVE CLEAN TECHNOLOGIES INC EAC CT CAD High Very High
Canada INFORMATION SERVICES CORP ISV CT CAD Very High Moderate
Canada QUANTUM INTERNATIONAL INCOME CORP QIC/H CT CAD Moderate Very High
Canada CANWEL BUILDING MATERIALS GROUP LTD CWX CT CAD Moderate High
Canada GRAND WEST TRANSPORTATION GROUP INC BUS CT CAD High Very High
Canada MORIEN RESOURCES CORP MOX CT CAD High Very High
Canada SILVERCREST METALS INC SIL CT CAD Very High High
Canada VIEMED HEALTHCARE INC VMD CT CAD High Very High
Canada SUPREME CANNABIS CO INC/THE FIRE CT CAD High Very High
Canada COPPER MOUNTAIN MINING CORP CMMC CT CAD High Very High
Canada TMAC RESOURCES INC TMR CT CAD Very High High
Canada PROTECH HOME MEDICAL CORP PTQ CT CAD High Very High
Canada BARRICK GOLD CORP 0R22 LN CAD Moderate Very High
Canada STELCO HOLDINGS INC STLC CT CAD Very High High
Switzerland SWATCH GROUP AG/THE-REG UHRN SE CHF Moderate High
Switzerland ABB LTD-REG ABBN SE CHF Moderate Very High
Switzerland SWISS RE AG SREN SE CHF Moderate Very High
Switzerland SWATCH GROUP AG/THE-BR UHR SE CHF Moderate Very High
Switzerland ROCHE HOLDING AG-GENUSSCHEIN ROG SE CHF Moderate Very High
Switzerland CIE FINANCIERE RICHEMON-REG CFR SE CHF Moderate Very High
Switzerland ADECCO SA-REG ADEN SE CHF Moderate Very High
Switzerland UBS GROUP AG UBSG SE CHF Moderate Very High
Switzerland NOVARTIS AG-REG NOVN SE CHF Moderate Very High
Switzerland NESTLE SA-REG NESN SE CHF Moderate Very High
Switzerland KUONI REISEN HLDG-REG(CAT B) KUNN SE CHF Moderate Very High
Switzerland GIVAUDAN-REG GIVN SE CHF Moderate Very High
Switzerland VIFOR PHARMA AG VIFN SE CHF Moderate Very High
Switzerland TEMENOS GROUP AG-REG TEMN SE CHF Moderate High
Switzerland ALCON INC ALC SW CHF Very High High
Germany DAB BANK AG DRN GY EUR Moderate Very High
Germany APPLE INC APC GY EUR Moderate High
Germany CHINA SINGYES SOLAR TECHNOLOGIES HOLDINGS LTD KG0 GY EUR High Very High
Germany CTS EVENTIM AG EVD GY EUR Moderate High
Germany CEWE COLOR HOLDING AG CWC GY EUR Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 39
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Germany GAMESA CORP TECNOLOGICA SA GTQ1 GY EUR Moderate High
Germany FREENET AG FNTN GY EUR Moderate High
Germany KONTRON AG KBC GY EUR Moderate Very High
Germany PIRONET NDH AG PNG GY EUR Very High Moderate
Germany METRO AG MEO GY EUR High Very High
Germany SKY DEUTSCHLAND AG SKYD GY EUR Moderate Very High
Germany AMAZON.COM INC AMZ GY EUR Moderate High
Germany MEVIS MEDICAL SOLUTIONS AG M3V GY EUR Moderate High
Germany MINERALS MINING CORPORATION 3KJ GY EUR Moderate Very High
Germany SHIGO ASIA AG A5G GY EUR Moderate High
Germany TENCENT HOLDINGS LTD NNNC GY EUR Moderate Very High
Germany VESTAS WIND SYSTEMS A/S VWS GY EUR Moderate High
Germany TOM TAILOR HOLDING AG TTI GY EUR High Very High
Germany GAZPROM OAO-SPON ADR GAZ GY EUR High Moderate
Germany K+S AG SDF GY EUR Moderate High
Germany ISARIA WOHNBAU AG IWB GY EUR High Very High
Germany AIXTRON SE AIXA GY EUR High Very High
Germany DEUTSCHE BOERSE AG-TENDER DB11 GY EUR Moderate Very High
Germany NASPERS LTD-N SHS NNW GY EUR Moderate High
Germany EDAG ENGINEERING GROUP AG ED4 GY EUR Moderate High
Germany NUTANIX INC - A 0NU GY EUR High Very High
Germany KUKA AG KU2 GY EUR High Very High
Germany VOLVO AB-B SHS VOL1 GY EUR Moderate High
Germany MONCLER SPA MOV GY EUR Moderate High
Germany QINGDAO HAIER CO LTD-D 690D GY EUR Moderate High
France SCHLUMBERGER LTD SLB FP EUR Moderate High
France FRANCE TELECOM SA FTE FP EUR Moderate Very High
France EUROPEAN AERONAUTIC DEFENCE AND SPACE COMPANY EAD FP EUR Moderate Very High
France MAUREL ET PROM NIGERIA MPNG FP EUR High Very High
France RHODIA SA RHA FP EUR Moderate Very High
France CNPV SOLAR POWER SA ALCNP FP EUR High Very High
France LAFARGE SA LG FP EUR Moderate Very High
France CLUB MEDITERRANEE SA CU FP EUR Moderate Very High
France FAURECIA EO FP EUR High Very High
France INGENICO ING FP EUR Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 40
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
France SOLOCAL GROUP LOCAL FP EUR High Very High
France TRANSGENE SA TNG FP EUR High Moderate
France ERAMET ERA FP EUR High Very High
France VALNEVA SE VLA FP EUR Moderate High
France PARROT SA PARRO FP EUR High Very High
France VALLOUREC SA VK FP EUR High Very High
France SUPERSONIC IMAGINE SA SSI FP EUR Very High High
France CGG SA CGG FP EUR High Very High
France PRIMECITY INVESTMENT PLC ALPCI FP EUR High Very High
France VALEO SA FR FP EUR High Moderate
France TECHNICOLOR - REGR TCH FP EUR High Very High
France ARKEMA AKE FP EUR Moderate High
France TELEPERFORMANCE TEP FP EUR Moderate High
Netherlands SBM OFFSHORE NV SBMO NA EUR Moderate High
Netherlands KONINKLIJKE AHOLD NV AH NA EUR Moderate Very High
Netherlands ARCADIS NV ARCAD NA EUR Moderate High
UK LONMIN PLC LMI LN GBP Very High High
UK INTU PROPERTIES PLC INTU LN GBP High Very High
UK DE LA RUE PLC GROUP DLAR LN GBP Very High Moderate
UK ICAP PLC IAP LN GBP Moderate Very High
UK IMI PLC IMI LN GBP Moderate High
UK OXUS GOLD PLC OXS LN GBP High Very High
UK RESOLUTION LTD RSL LN GBP Moderate Very High
UK OLD MUTUAL PLC OML LN GBP Moderate Very High
UK JOHN WOOD GROUP PLC WG/ LN GBP High Very High
UK HOME RETAIL GROUP HOME LN GBP Moderate Very High
UK MAN GROUP PLC EMG LN GBP Moderate High
UK AFRICAN BARRICK GOLD LTD ABG LN GBP High Very High
UK AGGREKO PLC AGK LN GBP Very High Moderate
UK BHP BILLITON PLC BLT LN GBP Moderate Very High
UK BRITISH AIRWAYS PLC BAY LN GBP High Very High
UK BULLABULLING GOLD LTD BGL LN GBP High Very High
UK CABLE & WIRELESS PLC CW/ LN GBP High Very High
UK CAPITA GROUP PLC CPI LN GBP Moderate High
UK CHAARAT GOLD HOLDINGS LTD CGH LN GBP High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 41
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
UK CHURCHILL MINING PLC CHL LN GBP High Very High
UK COASTAL ENERGY COMPANY CEO LN GBP High Very High
UK DATACASH GROUP PLC DATA.LN LN GBP Very High Moderate
UK ESSAR ENERGY LIMITED ESSR LN GBP High Very High
UK EURASIAN NATURAL RESOURCES ENRC LN GBP Moderate Very High
UK F&C ASSET MANAGEMENT PLC FCAM LN GBP High Very High
UK GLOBAL MARKET GROUP LTD GMC LN GBP Moderate Very High
UK HERITAGE OIL P.L.C. HOIL LN GBP High Very High
UK INTERNATIONAL POWER PLC IPR LN GBP Moderate Very High
UK KALAHARI MINERALS PLC KAH LN GBP Moderate Very High
UK PETROFAC LTD PFC LN GBP High Very High
UK PROSPERITY MINERALS HOLDINGS LTD PMHL LN GBP High Very High
UK REXAM PLC REX LN GBP Moderate Very High
UK ROTORK PLC ROR LN GBP Moderate High
UK SERCO GROUP PLC SRP LN GBP Moderate High
UK SHIRE PLC SHP LN GBP Moderate Very High
UK STANDARD LIFE PLC SL/ LN GBP Moderate Very High
UK THE WEIR GROUP PLC WEIR LN GBP Moderate High
UK TUI TRAVEL PLC TT/ LN GBP Moderate Very High
UK WOLSELEY PLC WOS LN GBP Moderate Very High
UK XSTRATA PLC XTA LN GBP High Very High
UK INVENSYS PLC ISYS LN GBP Moderate Very High
UK TRIFAST PLC TRI LN GBP Moderate High
UK EDEN RESEARCH PLC EDEN LN GBP Moderate High
UK CENTAMIN PLC CEY LN GBP High Very High
UKSPORTINGBET.COM UK PLC ECONOMIC & TECHNICAL SHS ISIN#GB0009516252 SBT LN GBP Moderate
Very High
UK MONITISE PLC MONI LN GBP High Very High
UK BOVIS HOMES GROUP PLC BVS LN GBP Moderate High
UK BELLWAY PLC BWY LN GBP Moderate High
UK SOLGOLD PLC SOLG LN GBP Very High High
UK GREATLAND GOLD PLC GGP LN GBP High Very High
UK SPORTS DIRECT INTERNATIONAL SPD LN GBP Moderate High
UK SOSANDAR PLC SOS LN GBP Very High High
UK RAMBLER METALS AND MINING PLC RMM LN GBP Very High High
UK FRIENDS LIFE GROUP LTD FLG LN GBP Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 42
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
UK GREEN DRAGON GAS LTD GDG LN GBP High Very High
UK IGAS ENERGY PLC IGAS LN GBP High Very High
UK DEVELOPMENT SECURITIES PLC DSC LN GBP High Very High
UK GENEL ENERGY PLC GENL LN GBP High Very High
UK DIGNITY PLC DTY LN GBP Moderate High
UK EASYJET PLC EZJ LN GBP High Moderate
UK TIZIANA LIFE SCIENCES PLC TILS LN GBP Very High High
UK ITE GROUP PLC ITE LN GBP Moderate High
UK CASPIAN SUNRISE PLC CASP LN GBP Very High High
UK DECHRA PHARMACEUTICALS PLC DPH LN GBP Moderate High
UK COATS GROUP PLC COA LN GBP Moderate High
UK ASOS PLC ASC LN GBP High Very High
UK ANGLE PLC AGL LN GBP High Very High
UK AVACTA GROUP PLC AVCT LN GBP High Very High
UK BIFFA PLC BIFF LN GBP Moderate High
UK SIRIUS REAL ESTATE LTD SRE LN GBP Moderate Very High
Japan SANYO HOMES CORP 1420 JT JPY Moderate High
Japan HOOSIERS HOLDINGS CO LTD 3284 JT JPY Moderate High
Japan WIN-PARTNERS CO LTD 3183 JT JPY Moderate High
Japan MIZUNO CORP 8022 JT JPY Moderate High
Japan JAPAN PUBLICATION TRADING CO LTD 8072 JT JPY Moderate Very High
Japan TOKAI ELECTRONICS CO LTD 8071 JT JPY Moderate High
Japan CANOX CORP 8076 JT JPY Moderate Very High
Japan SK JAPAN CO LTD 7608 JT JPY High Very High
Japan FUJITEC CO LTD 6406 JT JPY Moderate High
Japan LAPINE CO LTD 8143 JT JPY High Very High
Japan SHOEI FOODS CORP 8079 JT JPY High Very High
Japan ACHILLES CORP/JAPAN 5142 JT JPY Moderate High
Japan TOYO KOHAN CO LTD 5453 JT JPY Moderate Very High
Japan CLARION CO LTD 6796 JT JPY Very High Moderate
Japan CMK CORP/JAPAN 6958 JT JPY High Very High
Japan NIPPON CHEMI-CON CORP 6997 JT JPY High Very High
Japan AKEBONO BRAKE INDUSTRY CO LTD 7238 JT JPY High Very High
Japan KYB CO LTD 7242 JT JPY Moderate High
Japan DAIHATSU MOTOR CO LTD 7262 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 43
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan HOKURIKU DENWA KOUJI CO LTD 1989 JT JPY Moderate Very High
Japan SUIDO KIKO KAISHA LTD 6403 JT JPY Moderate High
Japan NFK HOLDINGS CO LTD 6494 JT JPY High Very High
Japan NIRECO CORP 6863 JT JPY Moderate High
Japan ZUKEN INC 6947 JT JPY Moderate High
Japan KOMATSU WALL INDUSTRY CO LTD 7949 JT JPY Moderate High
Japan ENCHO CO LTD 8208 JT JPY Moderate Very High
Japan OLYMPIC GROUP CORP 8289 JT JPY High Very High
Japan SANRITSU CORP 9366 JT JPY Moderate High
Japan IX KNOWLEDGE INC 9753 JT JPY High Very High
Japan SATO HOLDINGS CORP 6287 JT JPY Moderate High
Japan NITTA CORP 5186 JT JPY Moderate High
Japan RYOMO SYSTEMS CO LTD 9691 JT JPY Moderate High
Japan ASAHIMATSU FOODS CO LTD 2911 JT JPY High Moderate
Japan AHJIKAN CO LTD 2907 JT JPY Moderate High
Japan YELLOW HAT LTD 9882 JT JPY Moderate High
Japan STRIDERS CORP 9816 JT JPY Moderate High
Japan SUPER DAIEI CO LTD 9819 JT JPY High Very High
Japan MAMMY MART CORP 9823 JT JPY Moderate High
Japan FUJITA ENGINEERING CO LTD 1770 JT JPY Moderate High
Japan KYOWA ENGINEERING CONSULTANTS CO LTD 9647 JT JPY Moderate Very High
Japan OTAKE CORP 7434 JT JPY Moderate Very High
Japan SANKO GOSEI LTD 7888 JT JPY Moderate High
Japan YONKYU CO LTD 9955 JT JPY Moderate High
Japan TANABE MANAGEMENT CONSULTING CO LTD 9644 JT JPY Moderate High
Japan MAEZAWA KASEI INDUSTRIES CO LTD 7925 JT JPY Moderate High
Japan MITSUBOSHI CO LTD 5820 JT JPY Moderate High
Japan COSEL CO LTD 6905 JT JPY Moderate High
Japan FUJI OOZX INC 7299 JT JPY Moderate High
Japan ECHO TRADING CO LTD 7427 JT JPY Moderate High
Japan MISUMI CO LTD 7441 JT JPY Moderate Very High
Japan NAKAYAMAFUKU CO LTD 7442 JT JPY Moderate High
Japan HARIMA-KYOWA CO LTD 7444 JT JPY Moderate High
Japan SUNDAY CO LTD 7450 JT JPY Moderate High
Japan SHINWA NAIKO KAIUN KAISHA 9180 JT JPY Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 44
Market Place/
交易所在地 FULL_NAME/ 股票名称
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股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan MARUTAI CO LTD 2919 JT JPY Moderate Very High
Japan MATSUYA CO LTD/NAGANO 7452 JT JPY High Very High
Japan HUTECH NORIN CO LTD 9056 JT JPY Moderate Very High
Japan AS ONE CORP 7476 JT JPY Moderate High
Japan NITTO KOHKI CO LTD 6151 JT JPY Moderate High
Japan SANRIN CO LTD 7486 JT JPY Moderate High
Japan MARUMIYASTORE CO LTD 7493 JT JPY High Very High
Japan QUICK CO LTD 4318 JT JPY High Very High
Japan ALTECH CORP 4641 JT JPY Moderate High
Japan NIPPON SHIKIZAI INC 4920 JT JPY High Very High
Japan JAPAN ASIA INVESTMENT CO LTD 8518 JT JPY Very High High
Japan ECO'S CO LTD/JAPAN 7520 JT JPY Moderate High
Japan FIELDS CORP 2767 JT JPY High Very High
Japan KITAGAWA SEIKI CO LTD 6327 JT JPY High Very High
Japan TOKYO NISSAN COMPUTER SYSTEM CO LTD 3316 JT JPY Moderate High
Japan NEW COSMOS ELECTRIC CO LTD 6824 JT JPY Moderate High
Japan SUN-LIFE CORP 4656 JT JPY Moderate Very High
Japan SAKAI MOVING SERVICE CO LTD 9039 JT JPY Moderate High
Japan HAVIX CORP 3895 JT JPY Moderate High
Japan FORVAL REALSTRAIGHT INC 9423 JT JPY High Very High
Japan DATA HORIZON CO LTD 3628 JT JPY High Very High
Japan SAMANTHA THAVASA JAPAN LTD 7829 JT JPY Moderate High
Japan EARTH CHEMICAL CO LTD 4985 JT JPY Moderate High
Japan IWAICOSMO HOLDINGS INC 8707 JT JPY Moderate High
Japan MAKOTO CONSTRUCTION CO LTD 8995 JT JPY Moderate Very High
Japan PACIFIC NET CO LTD 3021 JT JPY High Very High
Japan MURATA MANUFACTURING CO LTD MURA1 SP JPY High Very High
Japan NOMURA HOLDINGS INC NOM SP JPY High Very High
Japan DREAM VISION CO LTD 3185 JT JPY High Very High
Japan PHOTOCREATE CO LTD 6075 JT JPY High Very High
Japan FURUKAWA CO LTD 5715 JT JPY Moderate High
Japan NANKAI PLYWOOD CO LTD 7887 JT JPY Moderate Very High
Japan TOKYO SANGYO CO LTD 8070 JT JPY Moderate High
Japan RIX CORP 7525 JT JPY Moderate High
Japan TOKYO DERICA CO LTD 9990 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 45
Market Place/
交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan KITAGAWA IRON WORKS CO LTD 6317 JT JPY Moderate High
Japan IMAGINEER CO LTD 4644 JT JPY Moderate High
Japan NIHON NOHYAKU CO LTD 4997 JT JPY Moderate High
Japan L'ATTRAIT CO LTD 8885 JT JPY Moderate High
Japan MTI LTD 9438 JT JPY Moderate High
Japan CONSEC CORP 9895 JT JPY Moderate High
Japan SEVEN INDUSTRIES CO LTD 7896 JT JPY Moderate High
Japan TOSHIBA TEC CORP 6588 JT JPY Moderate High
Japan TOA CORP/TOKYO 1885 JT JPY High Very High
Japan HOKUETSU KISHU PAPER CO LTD 3865 JT JPY Moderate High
Japan HODOGAYA CHEMICAL CO LTD 4112 JT JPY High Very High
Japan HYOKI KAIUN KAISHA LTD 9362 JT JPY Moderate High
Japan YOKOHAMA REITO CO LTD 2874 JT JPY Moderate High
Japan SHINTO PAINT CO LTD 4615 JT JPY Moderate High
Japan OHMURA SHIGYO CO LTD 3953 JT JPY High Very High
Japan COX CO LTD 9876 JT JPY Moderate Very High
Japan PRIMA MEAT PACKERS LTD 2281 JT JPY Moderate High
Japan NIPPON SYNTHETIC CHEMICAL INDUSTRY CO LTD/THE 4201 JT JPY High Very High
Japan MURO CORP 7264 JT JPY Moderate High
Japan ROCK FIELD CO LTD 2910 JT JPY Moderate High
Japan KENSOH CO LTD 7939 JT JPY Moderate High
Japan MARUDAI FOOD CO LTD 2288 JT JPY Moderate High
Japan GUNZE LTD 3002 JT JPY Moderate High
Japan KUROGANE KOSAKUSHO LTD 7997 JT JPY Moderate Very High
Japan SANDEN CORP 6444 JT JPY High Very High
Japan UNIMAT SOYOKAZE CO LTD 9707 JT JPY Moderate High
Japan SANWADO CORP 7430 JT JPY High Very High
Japan YAMANO HOLDINGS CORP 7571 JT JPY Moderate High
Japan NAMURA SHIPBUILDING CO LTD 7014 JT JPY High Very High
Japan RYODEN TRADING CO LTD 8084 JT JPY Moderate High
Japan SAKURAJIMA FUTO KAISHA LTD 9353 JT JPY Moderate Very High
Japan JANOME SEWING MACHINE CO LTD 6445 JT JPY Moderate High
Japan ADVANEX INC 5998 JT JPY High Very High
Japan AOI PRO INC 9607 JT JPY Moderate Very High
JapanMARUZEN CO LTD-GENERAL COMMERCIAL KITCHEN APPLIANCES & EQUIPMENT 5982 JT JPY Moderate
High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 46
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交易所在地 FULL_NAME/ 股票名称
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股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan ISHIHARA SANGYO KAISHA LTD 4028 JT JPY High Very High
Japan RIKEN TECHNOS CORP 4220 JT JPY Moderate High
Japan NIPPON CHEMIPHAR CO LTD 4539 JT JPY Moderate High
Japan OKAMOTO INDUSTRIES INC 5122 JT JPY Moderate High
Japan NAKAYAMA STEEL WORKS LTD 5408 JT JPY Moderate High
Japan TOKO INC 6801 JT JPY High Very High
Japan APLUS FINANCIAL CO LTD 8589 JT JPY Moderate High
Japan DAIHO CORP 1822 JT JPY Moderate High
Japan TASAKI & CO LTD 7968 JT JPY High Very High
Japan TOBISHIMA CORP 1805 JT JPY Moderate High
Japan TEKKEN CORP 1815 JT JPY Moderate High
Japan DAIWA ODAKYU CONSTRUCTION CO 1834 JT JPY Moderate Very High
Japan JUKI CORP 6440 JT JPY High Very High
Japan MITSUMI ELECTRIC CO LTD 6767 JT JPY High Very High
Japan FURUNO ELECTRIC CO LTD 6814 JT JPY High Very High
Japan NIPPON SIGNAL CO LTD/THE 6741 JT JPY High Moderate
Japan BEST DENKI CO LTD 8175 JT JPY Moderate Very High
Japan NAGAWA CO LTD 9663 JT JPY Moderate High
Japan HOKKAI ELECTRICAL CONSTRUCTION CO INC 1832 JT JPY Moderate Very High
Japan TOLI CORP 7971 JT JPY Moderate High
Japan FUKUYAMA TRANSPORTING CO LTD 9075 JT JPY Moderate High
Japan MITSUBA CORP 7280 JT JPY High Very High
Japan NICE HOLDINGS INC 8089 JT JPY Very High High
Japan UNY GROUP HOLDINGS CO LTD 8270 JT JPY High Very High
Japan FUDO TETRA CORP 1813 JT JPY Moderate High
Japan NAKANO CORP/TOKYO 1827 JT JPY Moderate High
Japan KYODO SHIRYO CO LTD 2052 JT JPY Moderate Very High
Japan DAISHI BANK LTD/THE 8324 JT JPY Moderate Very High
Japan JOYO BANK LTD/THE 8333 JT JPY High Very High
Japan MASUDA FLOUR MILLING CO LTD 2008 JT JPY High Very High
Japan IMURAYA GROUP CO LTD 2209 JT JPY Moderate High
Japan BANK OF IWATE LTD/THE 8345 JT JPY Moderate High
Japan TODA KOGYO CORP 4100 JT JPY Moderate High
Japan MIE BANK LTD/THE 8374 JT JPY Moderate Very High
Japan EIGHTEENTH BANK LTD/THE 8396 JT JPY Very High High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 47
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股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan HOHSUI CORP 1352 JT JPY Moderate High
Japan MITSUI MATSUSHIMA CO LTD 1518 JT JPY Moderate High
Japan NITTETSU MINING CO LTD 1515 JT JPY Moderate High
Japan DAISUE CONSTRUCTION CO LTD 1814 JT JPY Moderate High
Japan NIPPON STEEL & SUMIKIN TEXENG CO LTD 1819 JT JPY High Very High
Japan TOCHIGI BANK LTD/THE 8550 JT JPY Moderate High
Japan NISSHIN OILLIO GROUP LTD/THE 2602 JT JPY Moderate High
Japan NIPPON FORMULA FEED MANUFACTURING CO LTD 2056 JT JPY Moderate Very High
Japan DAISAN BANK LTD/THE 8529 JT JPY Moderate Very High
Japan NISHI-NIPPON CITY BANK LTD/THE 8327 JT JPY High Very High
Japan CHIBA KOGYO BANK LTD/THE 8337 JT JPY Moderate High
Japan NIPPON CHEMICAL INDUSTRIAL CO LTD 4092 JT JPY High Very High
Japan SETTSU OIL MILL INC 2611 JT JPY High Very High
Japan HOKUETSU BANK LTD/THE 8325 JT JPY Moderate Very High
Japan BANK OF YOKOHAMA LTD/THE 8332 JT JPY High Very High
Japan YOMEISHU SEIZO CO LTD 2540 JT JPY Moderate High
Japan ENSUIKO SUGAR REFINING CO LTD 2112 JT JPY Moderate High
Japan NIHON KAGAKU SANGYO CO LTD 4094 JT JPY Moderate High
Japan JUROKU BANK LTD/THE 8356 JT JPY High Moderate
Japan YAMANASHI CHUO BANK LTD/THE 8360 JT JPY Moderate High
Japan HIGO BANK LTD/THE 8394 JT JPY High Very High
Japan NIHON SHOKUHIN KAKO CO LTD 2892 JT JPY Moderate Very High
Japan MEITO SANGYO CO LTD 2207 JT JPY Moderate High
Japan TOKYO TOMIN BANK LTD/THE 8339 JT JPY Moderate Very High
Japan KAGOSHIMA BANK LTD/THE 8390 JT JPY High Very High
Japan SEIHYO CO LTD 2872 JT JPY Moderate High
Japan KAMEDA SEIKA CO LTD 2220 JT JPY Moderate High
Japan FUJIBO HOLDINGS INC 3104 JT JPY Moderate High
Japan BOSO OIL & FAT CO LTD 2608 JT JPY High Very High
Japan JAPAN FOOD & LIQUOR ALLIANCE INC 2538 JT JPY Moderate Very High
Japan FUKUI BANK LTD/THE 8362 JT JPY Moderate High
Japan NIPPON PIGMENT CO LTD 4119 JT JPY Moderate High
Japan MIYAZAKI BANK LTD/THE 8393 JT JPY Moderate High
Japan BANK OF THE RYUKYUS LTD 8399 JT JPY Moderate High
Japan MARUO CALCIUM CO LTD 4102 JT JPY Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 48
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Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan TAOKA CHEMICAL CO LTD 4113 JT JPY Very High High
Japan SHIMIZU BANK LTD/THE 8364 JT JPY Moderate High
Japan SUGAI CHEMICAL INDUSTRY CO LTD 4120 JT JPY Moderate Very High
Japan ITOHAM FOODS INC 2284 JT JPY High Very High
Japan HIGASHI-NIPPON BANK LTD/THE 8536 JT JPY High Very High
Japan KACHIKAIHATSU CO LTD 3010 JT JPY Very High High
Japan MBK CO LTD 3121 JT JPY Moderate High
Japan TOHO CHEMICAL INDUSTRY CO LTD 4409 JT JPY High Very High
Japan FURUBAYASHI SHIKO CO LTD 3944 JT JPY Moderate High
Japan NEW JAPAN CHEMICAL CO LTD 4406 JT JPY High Very High
Japan TAKI CHEMICAL CO LTD 4025 JT JPY High Very High
Japan ICHIMASA KAMABOKO CO LTD 2904 JT JPY Moderate High
Japan TAKAGI SECURITIES CO LTD 8625 JT JPY High Very High
Japan KODAMA CHEMICAL INDUSTRY CO LTD 4222 JT JPY Moderate High
Japan GUN-EI CHEMICAL INDUSTRY CO LTD 4229 JT JPY Moderate High
Japan MINATO BANK LTD/THE 8543 JT JPY Moderate Very High
Japan KANSAI URBAN BANKING CORP 8545 JT JPY Moderate Very High
Japan DKS CO LTD 4461 JT JPY High Very High
Japan DAIDOH LTD 3205 JT JPY Moderate High
Japan OKASAN SECURITIES GROUP INC 8609 JT JPY Moderate High
Japan SUMINOE TEXTILE CO LTD 3501 JT JPY Moderate High
Japan WAKAMOTO PHARMACEUTICAL CO LTD 4512 JT JPY Moderate High
Japan AUBEX CORP 3583 JT JPY Moderate High
Japan YUKI GOSEI KOGYO CO LTD 4531 JT JPY Moderate High
Japan NIPPON KASEI CHEMICAL CO LTD 4007 JT JPY Moderate Very High
Japan TAKIRON CO LTD 4215 JT JPY Moderate High
Japan JAPAN WOOL TEXTILE CO LTD/THE 3201 JT JPY Moderate High
Japan SANYO CHEMICAL INDUSTRIES LTD 4471 JT JPY Moderate High
Japan SOKO SEIREN CO LTD 3578 JT JPY High Very High
Japan TOHO ACETYLENE CO LTD 4093 JT JPY Moderate High
Japan RASA INDUSTRIES LTD 4022 JT JPY High Very High
Japan NICHIRYO BAKING CO LTD 2218 JT JPY Moderate Very High
Japan FUKUOKA CHUO BANK LTD/THE 8540 JT JPY Moderate Very High
Japan TOSHIBA CORP 6502 JT JPY Moderate High
Japan DAITO WOOLEN SPINNING & WEAVING CO LTD 3202 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 49
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交易所在地 FULL_NAME/ 股票名称
Stock Code/
股票代码
Currency/
交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan KANEYO CO LTD 3209 JT JPY Moderate High
Japan NIHON SEIMA CO LTD/THE 3306 JT JPY Moderate High
Japan SAKAI OVEX CO LTD 3408 JT JPY Moderate High
Japan JAPAN VILENE CO LTD 3514 JT JPY Moderate Very High
Japan ECONACH HOLDINGS CO LTD 3521 JT JPY Moderate High
Japan GRO-BELS CO LTD 3528 JT JPY High Very High
Japan KYOWA LEATHER CLOTH CO LTD 3553 JT JPY Moderate High
Japan SEIREN CO LTD 3569 JT JPY Moderate High
Japan KOMATSU SEIREN CO LTD 3580 JT JPY Moderate High
Japan RIKEN VITAMIN CO LTD 4526 JT JPY Moderate High
Japan TOMOKU CO LTD 3946 JT JPY High Moderate
Japan NIPPON SODA CO LTD 4041 JT JPY Moderate High
Japan DAISO CO LTD 4046 JT JPY Moderate High
Japan TIGERS POLYMER CORP 4231 JT JPY Moderate High
Japan OHISHI SANGYO CO LTD 3943 JT JPY Moderate High
Japan NIPPON CARBIDE INDUSTRIES CO INC 4064 JT JPY Moderate High
Japan KEIFUKU ELECTRIC RAILROAD CO LTD 9049 JT JPY Moderate Very High
Japan KAWASAKI THERMAL ENGINEERING CO LTD 6414 JT JPY Moderate Very High
Japan NIPPON DENSETSU KOGYO CO LTD 1950 JT JPY Moderate High
Japan TAKASAGO THERMAL ENGINEERING CO LTD 1969 JT JPY Moderate High
Japan CHUGOKU MARINE PAINTS LTD 4617 JT JPY Moderate High
Japan KANTO DENKA KOGYO CO LTD 4047 JT JPY High Very High
Japan CHIKUHO BANK LTD/THE 8398 JT JPY Moderate Very High
Japan YONEKYU CORP 2290 JT JPY High Very High
Japan TOKYOTOKEIBA CO LTD 9672 JT JPY Moderate High
Japan KITAKEI CO LTD 9872 JT JPY Moderate High
Japan DAIEI INC/THE 8263 JT JPY High Very High
Japan TOA ROAD CORP 1882 JT JPY Moderate High
Japan OBAYASHI ROAD CORP 1896 JT JPY High Very High
Japan SEKISUI MACHINERY CO LTD 6487 JT JPY Moderate Very High
Japan DAITO GYORUI CO LTD 8044 JT JPY Moderate High
Japan ASUNARO AOKI CONSTRUCTION CO LTD 1865 JT JPY High Moderate
Japan TOMOE CORP 1921 JT JPY Moderate High
Japan SANKI ENGINEERING CO LTD 1961 JT JPY Moderate High
Japan KURODA PRECISION INDUSTRIES LTD 7726 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 50
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股票代码
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan NIPPON ENGINEERING CONSULTANTS CO LTD 9797 JT JPY Moderate High
Japan KITANO CONSTRUCTION CORP 1866 JT JPY Moderate High
Japan TOYO CONSTRUCTION CO LTD 1890 JT JPY Moderate High
Japan RAITO KOGYO CO LTD 1926 JT JPY Moderate High
Japan KANDENKO CO LTD 1942 JT JPY Moderate High
Japan TAIKISHA LTD 1979 JT JPY Moderate High
Japan SHOWA SHELL SEKIYU KK 5002 JT JPY Very High High
Japan NIPPON CARBON CO LTD 5302 JT JPY High Very High
Japan SHINAGAWA REFRACTORIES CO LTD 5351 JT JPY Moderate High
Japan KOMAIHALTEC INC 5915 JT JPY Moderate High
Japan YAMADA SXL HOME CO LTD 1919 JT JPY Moderate Very High
Japan PANAHOME CORP 1924 JT JPY Moderate Very High
Japan TOKYO ENERGY & SYSTEMS INC 1945 JT JPY Moderate High
Japan NIPPON KOEI CO LTD 1954 JT JPY Moderate High
Japan NDS CO LTD 1956 JT JPY Moderate Very High
Japan CHUGAI RO CO LTD 1964 JT JPY Moderate High
Japan ASAHI KOGYOSHA CO LTD 1975 JT JPY High Moderate
Japan IHARA CHEMICAL INDUSTRY CO LTD 4989 JT JPY Moderate Very High
Japan COSMO OIL CO LTD 5007 JT JPY High Very High
Japan TONENGENERAL SEKIYU KK 5012 JT JPY Moderate Very High
Japan MEISEI INDUSTRIAL CO LTD 1976 JT JPY Moderate High
Japan HOKKO CHEMICAL INDUSTRY CO LTD 4992 JT JPY High Very High
Japan DC CO LTD 5234 JT JPY High Very High
Japan GODO STEEL LTD 5410 JT JPY High Moderate
Japan TOKYO ROPE MANUFACTURING CO LTD 5981 JT JPY Moderate High
Japan OKK CORP 6205 JT JPY Moderate High
Japan FUJI KOSAN CO LTD 5009 JT JPY Very High Moderate
Japan NICHIREKI CO LTD 5011 JT JPY Moderate High
Japan KINUGAWA RUBBER INDUSTRIAL CO LTD 5196 JT JPY Moderate Very High
Japan ISHIZUKA GLASS CO LTD 5204 JT JPY Moderate High
Japan DANTO HOLDINGS CORP 5337 JT JPY High Very High
Japan YODOGAWA STEEL WORKS LTD 5451 JT JPY Moderate High
Japan KURIMOTO LTD 5602 JT JPY Moderate High
Japan TAKUMA CO LTD 6013 JT JPY Moderate High
Japan NIPPON CONCRETE INDUSTRIES CO LTD 5269 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 51
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan A&A MATERIAL CORP 5391 JT JPY Moderate High
Japan TATSUTA ELECTRIC WIRE AND CABLE CO LTD 5809 JT JPY Moderate High
Japan TOPRE CORP 5975 JT JPY Moderate High
Japan DIJET INDUSTRIAL CO LTD 6138 JT JPY Very High High
Japan RHEON AUTOMATIC MACHINERY CO LTD 6272 JT JPY High Very High
Japan AICHI CORP 6345 JT JPY Moderate High
Japan KOMORI CORP 6349 JT JPY Moderate High
Japan TORISHIMA PUMP MANUFACTURING CO LTD 6363 JT JPY Moderate High
Japan DAIDO KOGYO CO LTD 6373 JT JPY Moderate High
Japan SUMITOMO PRECISION PRODUCTS CO LTD 6355 JT JPY Moderate High
Japan ORIGIN ELECTRIC CO LTD 6513 JT JPY High Very High
Japan HITACHI KOKUSAI ELECTRIC INC 6756 JT JPY Moderate Very High
Japan YUKEN KOGYO CO LTD 6393 JT JPY Moderate High
Japan NIPPON THOMPSON CO LTD 6480 JT JPY High Very High
Japan HITACHI KOKI CO LTD 6581 JT JPY Moderate Very High
Japan JMS CO LTD 7702 JT JPY Moderate High
Japan NISSHA PRINTING CO LTD 7915 JT JPY High Very High
Japan NAKABAYASHI CO LTD 7987 JT JPY Moderate High
Japan MARUYAMA MANUFACTURING CO INC 6316 JT JPY Moderate High
Japan NIPPON PISTON RING CO LTD 6461 JT JPY Moderate High
Japan SHIBAURA MECHATRONICS CORP 6590 JT JPY High Very High
Japan SASEBO HEAVY INDUSTRIES CO LTD 7007 JT JPY High Very High
Japan NISSAN SHATAI CO LTD 7222 JT JPY Moderate High
Japan SHIROKI CORP 7243 JT JPY High Very High
Japan KYODO PRINTING CO LTD 7914 JT JPY Moderate High
Japan KITZ CORP 6498 JT JPY Moderate High
Japan TAMURA CORP 6768 JT JPY High Very High
Japan TEAC CORP 6803 JT JPY High Very High
Japan FURUKAWA BATTERY CO LTD/THE 6937 JT JPY Moderate High
Japan NIPPON COLUMBIA CO LTD 6791 JT JPY Moderate Very High
Japan ONO SOKKI CO LTD 6858 JT JPY Moderate High
Japan NIPPON SHARYO LTD 7102 JT JPY Moderate High
Japan SHINMAYWA INDUSTRIES LTD 7224 JT JPY Moderate High
Japan ICHIKOH INDUSTRIES LTD 7244 JT JPY High Very High
Japan KAWAI MUSICAL INSTRUMENTS MANUFACTURING CO LTD 7952 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 52
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan FDK CORP 6955 JT JPY High Very High
Japan MITSUBISHI NICHIYU FORKLIFT CO LTD 7105 JT JPY High Very High
Japan TOKYO SEIMITSU CO LTD 7729 JT JPY High Very High
Japan INAGEYA CO LTD 8182 JT JPY Moderate High
Japan TAKARA STANDARD CO LTD 7981 JT JPY Moderate High
Japan SANYO SHOKAI LTD 8011 JT JPY Moderate High
Japan JAPAN PULP & PAPER CO LTD 8032 JT JPY Moderate High
Japan TOHTO SUISAN CO LTD 8038 JT JPY Moderate High
Japan KANEMATSU CORP 8020 JT JPY Moderate High
Japan SHOKO CO LTD 8090 JT JPY Moderate High
Japan KEIYO CO LTD 8168 JT JPY Moderate High
Japan KASUMI CO LTD 8196 JT JPY Moderate Very High
Japan TOBU STORE CO LTD 8274 JT JPY High Very High
Japan GLOBERIDE INC 7990 JT JPY High Very High
Japan NIPPON VALQUA INDUSTRIES LTD 7995 JT JPY Moderate High
Japan NAIGAI CO LTD 8013 JT JPY Moderate High
Japan STARZEN CO LTD 8043 JT JPY Moderate High
Japan GSI CREOS CORP 8101 JT JPY Moderate High
Japan DESCENTE LTD 8114 JT JPY High Very High
Japan MARUETSU INC/THE 8178 JT JPY Moderate Very High
Japan JAPAN SECURITIES FINANCE CO LTD 8511 JT JPY Moderate High
Japan ORIENT CORP 8585 JT JPY Moderate High
Japan TSUKAMOTO CORP CO LTD 8025 JT JPY Moderate High
Japan SEIKO HOLDINGS CORP 8050 JT JPY Moderate High
Japan NICHIMO CO LTD 8091 JT JPY Moderate High
Japan PARCO CO LTD 8251 JT JPY Moderate High
Japan JACCS CO LTD 8584 JT JPY High Moderate
Japan MARUZEN SHOWA UNYU CO LTD 9068 JT JPY High Moderate
Japan INUI STEAMSHIP CO LTD 9113 JT JPY Moderate Very High
Japan YAMAZEN CORP 8051 JT JPY Moderate High
Japan DAIICHI JITSUGYO CO LTD 8059 JT JPY High Moderate
Japan KANADEN CORP 8081 JT JPY Moderate High
Japan SINANEN CO LTD 8132 JT JPY Moderate High
Japan TOTENKO CO LTD 8181 JT JPY Moderate High
Japan IZUTSUYA CO LTD 8260 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 53
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan COMTEC INC/JAPAN 9657 JT JPY Moderate Very High
Japan DAIBIRU CORP 8806 JT JPY Moderate High
Japan FUJI KYUKO CO LTD 9010 JT JPY Moderate High
Japan MITSUI-SOKO CO LTD 9302 JT JPY Moderate High
Japan KYOEI TANKER CO LTD 9130 JT JPY Moderate High
Japan YOMIURI LAND CO LTD 9671 JT JPY High Moderate
Japan SUZUNUI INDUSTRY CO LTD 1846 JT JPY High Very High
Japan TOKURA CORP 1892 JT JPY Moderate Very High
Japan SUMITOMO DENSETSU CO LTD 1949 JT JPY Moderate High
Japan SANYO ENGINEERING & CONSTRUCTION INC 1960 JT JPY Moderate Very High
Japan ST CORP 4951 JT JPY Moderate High
Japan SAKATA SEED CORP 1377 JT JPY Moderate High
Japan C-CUBE CORP 1936 JT JPY Moderate Very High
Japan HIBIYA ENGINEERING LTD 1982 JT JPY Moderate High
Japan CEMEDINE CO LTD 4999 JT JPY Moderate High
Japan JANIS LTD 5342 JT JPY Moderate Very High
Japan SUZUKI METAL INDUSTRY CO LTD 5657 JT JPY High Very High
Japan OKI ELECTRIC CABLE CO LTD 5815 JT JPY Moderate Very High
Japan SUMITOMO WAREHOUSE CO LTD/THE 9303 JT JPY Moderate High
Japan AGORA HOSPITALITY GROUP CO LTD 9704 JT JPY High Very High
Japan KODENSHA CO LTD/THE 1948 JT JPY Moderate High
Japan FUJIKURA KASEI CO LTD 4620 JT JPY High Moderate
Japan NITTO KAKO CO LTD 5104 JT JPY Moderate High
Japan TAKASAGO TEKKO KK 5458 JT JPY Moderate High
Japan DAIWA HEAVY INDUSTRY CO LTD 5610 JT JPY Very High High
Japan MEIJI SHIPPING CO LTD 9115 JT JPY Moderate High
Japan TOYO LOGISTICS CO LTD 9306 JT JPY Moderate High
Japan UTOC CORP 9358 JT JPY Moderate High
Japan GAKKEN HOLDINGS CO LTD 9470 JT JPY High Very High
Japan RIGHT ON CO LTD 7445 JT JPY High Moderate
Japan TOEI CO LTD 9605 JT JPY Moderate High
Japan TTK CO LTD 1935 JT JPY Moderate Very High
Japan TOYO ASANO FOUNDATION CO LTD 5271 JT JPY Moderate Very High
Japan CHUO DENKI KOGYO CO LTD 5566 JT JPY Moderate Very High
Japan NIPPON CHUZO KK 5609 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 54
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan KAWAGISHI BRIDGE WORKS CO LTD 5921 JT JPY Moderate High
Japan AKASAKA DIESELS LTD 6022 JT JPY High Very High
Japan TRINITY INDUSTRIAL CORP 6382 JT JPY High Moderate
Japan KI HOLDINGS CO LTD 6747 JT JPY High Very High
Japan YOKOWO CO LTD 6800 JT JPY High Very High
Japan NIPPON RIETEC CO LTD 1938 JT JPY Moderate High
Japan NEC NETWORKS & SYSTEM INTEGRATION CORP 1973 JT JPY Moderate High
Japan NIPPON SEIRO CO LTD 5010 JT JPY Moderate High
Japan SAKURA RUBBER CO LTD 5189 JT JPY Moderate Very High
Japan MINO CERAMIC CO LTD 5356 JT JPY Moderate High
Japan CHUO MALLEABLE IRON CO LTD 5607 JT JPY Moderate High
Japan NIPPON CHUTETSUKAN KK 5612 JT JPY Very High High
Japan ASAHI CONCRETE WORKS CO LTD 5268 JT JPY Moderate Very High
Japan SAGAMI RUBBER INDUSTRIES CO LTD 5194 JT JPY High Very High
Japan RIKEN CORUNDUM CO LTD 5395 JT JPY Moderate Very High
Japan ISOLITE INSULATING PRODUCTS CO LTD 5358 JT JPY High Very High
Japan NIPPON SHINDO CO LTD 5753 JT JPY Moderate High
Japan CHITA KOGYO CO LTD 5993 JT JPY Moderate High
Japan TECHNO SMART CORP 6246 JT JPY High Very High
Japan SHINKO PLANTECH CO LTD 6379 JT JPY Moderate High
Japan YAMADA CORP 6392 JT JPY Moderate High
Japan DENYO CO LTD 6517 JT JPY Moderate High
Japan TOGAMI ELECTRIC MANUFACTURING CO LTD 6643 JT JPY Moderate High
Japan NIHON SEIKO CO LTD 5729 JT JPY Moderate Very High
Japan NIHON SEIKAN K K 5905 JT JPY Moderate High
Japan TAKIGAMI STEEL CONSTRUCTION CO LTD/THE 5918 JT JPY Moderate Very High
Japan OKABE CO LTD 5959 JT JPY Moderate High
Japan FINE SINTER CO LTD 5994 JT JPY Moderate High
Japan KOJIMA IRON WORKS CO LTD 6112 JT JPY Moderate High
Japan TAKISAWA MACHINE TOOL CO LTD 6121 JT JPY Moderate High
Japan FUJI SEIKO LTD 6142 JT JPY Moderate High
Japan MEIJI MACHINE CO LTD 6334 JT JPY High Very High
Japan UNOZAWA-GUMI IRON WORKS LTD 6396 JT JPY Moderate Very High
Japan TOYO KNIFE CO LTD 5964 JT JPY Very High High
Japan KOIKE SANSO KOGYO CO LTD 6137 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 55
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan NIPPON GEAR CO LTD 6356 JT JPY Moderate High
Japan NAKANIPPON CASTING CO LTD 6439 JT JPY Moderate Very High
Japan FUJITSU FRONTECH LTD 6945 JT JPY Moderate High
Japan KOKUSAN DENKI CO LTD 6992 JT JPY High Very High
Japan UNIVANCE CORP 7254 JT JPY Moderate High
Japan TSUKIJI UOICHIBA CO LTD 8039 JT JPY Moderate High
Japan CHUBU SUISAN CO LTD 8145 JT JPY Moderate Very High
Japan TOKYO AUTOMATIC MACHINERY WORKS LTD 6360 JT JPY High Very High
Japan MORIO DENKI CO LTD 6647 JT JPY Moderate High
Japan TOKYO COSMOS ELECTRIC CO LTD 6772 JT JPY Moderate Very High
Japan CHUO SEISAKUSHO LTD 6846 JT JPY Moderate High
Japan TOKYO RADIATOR MANUFACTURING CO LTD 7235 JT JPY High Moderate
Japan TBK CO LTD 7277 JT JPY Moderate High
Japan NOZAKI INSATSU SHIGYO CO LTD 7919 JT JPY High Very High
Japan NEPON INC 7985 JT JPY Moderate High
Japan NISHISHIBA ELECTRIC CO LTD 6591 JT JPY Moderate High
Japan NITTO KOGYO CORP 6651 JT JPY Moderate High
Japan DENKI KOGYO CO LTD 6706 JT JPY Very High High
Japan DAIDO SIGNAL CO LTD 6743 JT JPY High Moderate
Japan NOHMI BOSAI LTD 6744 JT JPY Moderate High
Japan PANASONIC INDUSTRIAL DEVICES SUNX CO LTD 6860 JT JPY Moderate Very High
Japan YE DATA INC 6950 JT JPY High Very High
Japan KYOEI SANGYO CO LTD/TOKYO 6973 JT JPY Moderate High
Japan NAKAYO TELECOMMUNICATIONS INC 6715 JT JPY Moderate High
Japan DAIKO CLEARING SERVICES CORP 8692 JT JPY Moderate High
Japan DKK-TOA CORP 6848 JT JPY Moderate Very High
Japan ENPLAS CORP 6961 JT JPY Moderate High
Japan HI-LEX CORP 7279 JT JPY Moderate High
Japan FUJI KIKO CO LTD 7260 JT JPY Moderate Very High
Japan NAGOYA LUMBER CO LTD 7903 JT JPY Moderate Very High
Japan SEKONIC HOLDINGS CORP 7758 JT JPY Moderate High
Japan NIHON DECOLUXE CO LTD 7950 JT JPY Moderate Very High
Japan SAILOR PEN CO LTD/JAPAN 7992 JT JPY Very High High
Japan OKAYA ELECTRIC INDUSTRIES CO LTD 6926 JT JPY Moderate High
Japan NIHON INTER ELECTRONICS CORP 6974 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 56
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan KEIHIN CORP 7251 JT JPY Moderate High
Japan MIURA PRINTING CORP 7920 JT JPY High Very High
Japan KANEMATSU ELECTRONICS LTD 8096 JT JPY Moderate High
Japan AOKI HOLDINGS INC 8214 JT JPY Moderate High
Japan AT-GROUP CO LTD 8293 JT JPY Moderate High
Japan KURIBAYASHI STEAMSHIP CO LTD 9171 JT JPY Moderate Very High
Japan JAPAN RESISTOR MANUFACTURING CO LTD 6977 JT JPY High Very High
Japan SHIZUKI ELECTRIC CO INC 6994 JT JPY Moderate High
Japan NIPPON TUNGSTEN CO LTD 6998 JT JPY Moderate High
Japan DAIDO METAL CO LTD 7245 JT JPY Moderate High
Japan OWARI PRECISE PRODUCTS CO LTD 7249 JT JPY Moderate Very High
Japan TENMA CORP 7958 JT JPY Moderate High
Japan OLIVER CORP 7959 JT JPY Moderate High
Japan MAMIYA-OP CO LTD 7991 JT JPY Moderate High
Japan MARUSHO HOTTA CO LTD 8105 JT JPY High Very High
Japan GOLDWIN INC 8111 JT JPY High Very High
Japan MARUICHI CO LTD 8228 JT JPY Moderate High
Japan SUZUYO SHINWART CORP 9360 JT JPY Moderate Very High
Japan MISONOZA THEATRICAL CORP 9664 JT JPY Moderate High
Japan TKC CORP 9746 JT JPY Moderate High
Japan KYOWANISSEI CO LTD 1981 JT JPY Moderate Very High
Japan SEIKAGAKU CORP 4548 JT JPY Moderate High
Japan MK SEIKO CO LTD 5906 JT JPY Moderate Very High
Japan SHINKO SHOJI CO LTD 8141 JT JPY Moderate High
Japan SOMAR CORP 8152 JT JPY Moderate High
Japan CHIYODA CO LTD 8185 JT JPY Moderate High
Japan SAGAMI CO LTD 8201 JT JPY Moderate Very High
Japan MITANI SANGYO CO LTD 8285 JT JPY Moderate High
Japan MEITETSU TRANSPORT CO LTD 9077 JT JPY Moderate Very High
Japan TOKYO KISEN CO LTD 9193 JT JPY Moderate High
Japan ASAGAMI CORP 9311 JT JPY Moderate Very High
Japan SANWA SOKO CO LTD 9320 JT JPY High Very High
Japan CHUBU GAS CO LTD 9540 JT JPY Moderate Very High
Japan ADERANS CO LTD 8170 JT JPY High Very High
Japan CFS CORP/JAPAN 8229 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 57
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan DAIWA MOTOR TRANSPORTATION CO LTD 9082 JT JPY High Very High
Japan MARUHACHI WAREHOUSE CO LTD 9313 JT JPY Moderate Very High
Japan BUNKEIDO CO LTD 9471 JT JPY High Very High
Japan INES CORP 9742 JT JPY Moderate High
Japan FUSHIKI KAIRIKU UNSO CO LTD 9361 JT JPY Moderate Very High
Japan SANKEI CHEMICALS CO LTD 4995 JT JPY High Very High
Japan YONDOSHI HOLDINGS INC 8008 JT JPY Moderate High
Japan S FOODS INC 2292 JT JPY Moderate High
Japan SHINHOKOKU STEEL CORP 5542 JT JPY Moderate Very High
Japan NITTOKU ENGINEERING CO LTD 6145 JT JPY High Very High
Japan NAVITAS CO LTD 6276 JT JPY Moderate Very High
Japan CHUBU SECURITIES FINANCING CO LTD 8513 JT JPY Moderate Very High
Japan TOKAI CORP/GIFU 9729 JT JPY Moderate High
Japan RYOYO ELECTRO CORP 8068 JT JPY Moderate High
Japan SEIBU ELECTRIC & MACHINERY CO LTD 6144 JT JPY Moderate High
Japan HOKKAIDO CHUO BUS CO LTD 9085 JT JPY Moderate Very High
Japan HIGASHI NIHON HOUSE CO LTD 1873 JT JPY Moderate High
Japan WAKOU SHOKUHIN CO LTD 2813 JT JPY High Very High
Japan FUJI GLASS CO LTD 5212 JT JPY Moderate Very High
Japan NIKKATO CORP 5367 JT JPY High Very High
Japan MAEZAWA INDUSTRIES INC 6489 JT JPY Moderate High
Japan ASIA AIR SURVEY CO LTD 9233 JT JPY Moderate High
Japan MEIKO TRANS CO LTD 9357 JT JPY Moderate High
Japan NAKANIHON KOGYO CO LTD 9643 JT JPY Moderate Very High
Japan MARUBENI CONSTRUCTION MATERIAL LEASE CO LTD 9763 JT JPY Moderate High
Japan ASATSU-DK INC 9747 JT JPY Moderate Very High
Japan TO OGASAWARA CO LTD 9812 JT JPY Moderate High
Japan TERAOKA SEISAKUSHO CO LTD 4987 JT JPY Moderate High
Japan HOKUETSU INDUSTRIES CO LTD 6364 JT JPY Moderate High
Japan KOMERI CO LTD 8218 JT JPY Moderate High
Japan KYUSHU LEASING SERVICE CO LTD 8596 JT JPY Moderate High
Japan RKB MAINICHI BROADCASTING CORP 9407 JT JPY Moderate Very High
Japan OHBA CO LTD 9765 JT JPY Moderate High
Japan SUKEGAWA ELECTRIC CO LTD 7711 JT JPY Moderate High
Japan KAGETSUENKANKO CO LTD 9674 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 58
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan NISHINIPPON SYSTEM INSTALLATIONS AND CONSTRUCTION CO LTD 1933 JT JPY Moderate Very High
Japan SOLCOM CO LTD 1987 JT JPY Moderate Very High
Japan FP CORP 7947 JT JPY Moderate High
Japan KUWAZAWA TRADING CO LTD 8104 JT JPY Very High High
Japan NAKAMICHI LEASING CO LTD 8594 JT JPY Moderate Very High
Japan NIIGATA KOTSU CO LTD 9017 JT JPY Moderate Very High
Japan JUNTENDO CO LTD 9835 JT JPY Moderate High
Japan SANYU CONSTRUCTION CO LTD 1841 JT JPY Moderate High
Japan ATOMIX CO LTD 4625 JT JPY Moderate High
Japan MANDOM CORP 4917 JT JPY Moderate High
Japan OTANI KOGYO CO LTD 5939 JT JPY Moderate Very High
Japan MAEDA SEISAKUSHO CO LTD 6281 JT JPY High Very High
Japan NAKANO REFRIGERATORS CO LTD 6411 JT JPY Moderate High
Japan HAMAI INDUSTRIES LTD 6497 JT JPY Moderate High
Japan TECHNOL SEVEN CO LTD 6852 JT JPY Moderate High
Japan PLACO CO LTD 6347 JT JPY Moderate High
Japan ROYAL ELECTRIC CO LTD 6593 JT JPY High Very High
Japan NIHON DEMPA KOGYO CO LTD 6779 JT JPY Very High High
Japan HELIOS TECHNO HOLDINGS CO LTD 6927 JT JPY Moderate High
Japan JAPAN DIGITAL LABORATORY CO LTD 6935 JT JPY High Very High
Japan SANKO CO LTD 6964 JT JPY Moderate High
Japan SHAKLEE GLOBAL GROUP INC 8205 JT JPY High Very High
Japan SANYO DEPARTMENT STORE CO LTD 8257 JT JPY Moderate Very High
Japan MARUMITSU CO LTD 8256 JT JPY High Very High
Japan TECHNICAL ELECTRON CO LTD 6716 JT JPY High Very High
Japan YAMAICHI ELECTRONICS CO LTD 6941 JT JPY High Very High
Japan OHKI CO LTD 8120 JT JPY Moderate Very High
Japan HIKARI FURNITURE CO LTD 8191 JT JPY High Very High
Japan TRANSCOSMOS INC 9715 JT JPY Moderate High
Japan TRUSCO NAKAYAMA CORP 9830 JT JPY Moderate High
Japan KUROGANEYA CO LTD 9855 JT JPY Moderate Very High
Japan UNIPRES CORP 5949 JT JPY Moderate High
Japan KANESHITA CONSTRUCTION CO LTD/THE 1897 JT JPY Moderate Very High
Japan SUMIDA CORP 6817 JT JPY High Very High
Japan KOKEN LTD 7963 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 59
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股票代码
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan STARTS CORP INC 8850 JT JPY Moderate High
Japan IDEA CONSULTANTS INC 9768 JT JPY High Moderate
Japan CHUO BUSSAN CORP 9852 JT JPY Moderate High
Japan COMANY INC 7945 JT JPY Moderate High
Japan SUGIMURA WAREHOUSE CO LTD 9307 JT JPY High Very High
Japan MINATO ELECTRONICS INC 6862 JT JPY High Very High
Japan NKK SWITCHES CO LTD 6943 JT JPY High Very High
Japan FUKUDA DENSHI CO LTD 6960 JT JPY Moderate High
Japan SEED CO LTD/TOKYO 7743 JT JPY High Very High
Japan HEIWADO CO LTD 8276 JT JPY Moderate High
Japan COSMOS INITIA CO LTD 8844 JT JPY Moderate High
Japan CHICHIBU RAILWAY CO LTD 9012 JT JPY Moderate Very High
Japan TAKASE CORP 9087 JT JPY Moderate Very High
Japan NAGASE BROTHERS INC 9733 JT JPY Moderate Very High
Japan SEIYOKEN KK 9734 JT JPY Moderate High
Japan JAPAN SYSTEMS CO LTD 9758 JT JPY Very High High
Japan SHINGAKUKAI CO LTD 9760 JT JPY Moderate High
Japan KYODO PAPER HOLDINGS 9849 JT JPY Moderate Very High
Japan PARKER CORP 9845 JT JPY Moderate High
Japan MEIKI CO LTD 6280 JT JPY High Very High
Japan KU HOLDINGS CO LTD 9856 JT JPY Moderate High
Japan FAMILY INC/JAPAN 8298 JT JPY Moderate High
Japan KYOGOKU UNYU SHOJI CO LTD 9073 JT JPY Moderate Very High
Japan JASTEC CO LTD 9717 JT JPY Moderate High
Japan HOTEL NEW GRAND CO LTD 9720 JT JPY Moderate Very High
Japan NJK CORP 9748 JT JPY High Very High
Japan ARCLAND SAKAMOTO CO LTD 9842 JT JPY Moderate High
Japan NICHIHA CORP 7943 JT JPY Moderate High
Japan TAKAMISAWA CO LTD 5283 JT JPY Moderate High
Japan HOKUSHIN CO LTD 7897 JT JPY Moderate High
Japan KEIHANSHIN BUILDING CO LTD 8818 JT JPY Moderate High
Japan SEIBU ELECTRIC INDUSTRY CO LTD 1937 JT JPY Moderate Very High
Japan ASAHI EITO CO LTD 5341 JT JPY Moderate High
Japan TABUCHI ELECTRIC CO LTD 6624 JT JPY High Very High
Japan FURUSATO INDUSTRIES LTD 8087 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 60
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan TRADIA CORP 9365 JT JPY Moderate Very High
Japan BANK OF JAPAN/THE 8301 JT JPY Moderate Very High
Japan KOSEI SECURITIES CO LTD 8617 JT JPY Moderate High
Japan NIPPON DENTSU CO LTD 1931 JT JPY Moderate Very High
Japan NICHIWA SANGYO CO LTD 2055 JT JPY Moderate High
Japan NIPPON RESIBON CORP 5389 JT JPY Moderate Very High
Japan NIHON KENSHI CO LTD 5398 JT JPY Moderate Very High
Japan TOHO KINZOKU CO LTD 5781 JT JPY Moderate High
Japan MORI-GUMI CO LTD 1853 JT JPY Moderate Very High
Japan ISAMU PAINT CO LTD 4624 JT JPY Moderate Very High
Japan OSJB HOLDINGS CORP 5912 JT JPY Moderate High
Japan ASAKA INDUSTRIAL CO LTD 5962 JT JPY Moderate Very High
Japan HIRANO TECSEED CO LTD/KINZOKU 6245 JT JPY High Very High
Japan NIPPON PILLAR PACKING CO LTD 6490 JT JPY Moderate High
Japan ENDO LIGHTING CORP 6932 JT JPY Moderate High
Japan FUJICOPIAN CO LTD 7957 JT JPY Moderate High
Japan JAPAN FOUNDATION ENGINEERING CO LTD 1914 JT JPY Moderate High
Japan SEC CARBON LTD 5304 JT JPY High Very High
Japan KYOTO TOOL CO LTD 5966 JT JPY Moderate Very High
Japan KAJI TECHNOLOGY CORP 6391 JT JPY Moderate High
Japan UEHARA SEI SHOJI CO LTD 8148 JT JPY Moderate Very High
Japan NIPPON COMPUTER SYSTEM CO LTD 9709 JT JPY High Very High
Japan METALART CORP 5644 JT JPY Moderate High
Japan JAPAN POWER FASTENING CO LTD 5950 JT JPY High Very High
Japan LOBTEX CO LTD 5969 JT JPY Moderate Very High
Japan TOYO MACHINERY & METAL CO LTD 6210 JT JPY Moderate High
Japan ROLAND CORP 7944 JT JPY Moderate Very High
Japan KING CO LTD 8118 JT JPY Moderate High
Japan FRIENDLY CORP 8209 JT JPY Moderate High
Japan NSD CO LTD 9759 JT JPY Moderate High
Japan SOLEKIA LTD 9867 JT JPY Moderate Very High
Japan SEIKO ELECTRIC CO LTD 6653 JT JPY Moderate High
Japan MANAC INC 4364 JT JPY Moderate High
Japan TONE CO LTD 5967 JT JPY Moderate High
Japan KOBE DIESEL CO LTD 6016 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 61
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股票代码
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan HANSHIN DIESEL WORKS LTD/THE 6018 JT JPY Moderate High
Japan DAIWA INDUSTRIES LTD 6459 JT JPY Moderate High
Japan DAIBEA CO LTD 6478 JT JPY High Very High
Japan MATSUO ELECTRIC CO LTD 6969 JT JPY Very High High
Japan NAIKAI ZOSEN CORP 7018 JT JPY Moderate Very High
Japan SHOFU INC 7979 JT JPY Moderate High
Japan MIROKU CORP 7983 JT JPY Moderate High
Japan TOHO CO LTD/KOBE 8142 JT JPY Moderate High
Japan FUJI CO LTD/EHIME 8278 JT JPY Moderate High
Japan TAMAI STEAMSHIP CO LTD 9127 JT JPY Moderate High
Japan FUNAI CONSULTING INC 9757 JT JPY Moderate High
Japan KATO SANGYO CO LTD 9869 JT JPY Moderate High
Japan TAKAHASHI CURTAIN WALL CORP 1994 JT JPY Moderate High
Japan TOKYO KOHTETSU CO LTD 5448 JT JPY Moderate Very High
Japan INNOTECH CORP 9880 JT JPY High Very High
Japan KAMOGAWA GRAND HOTEL LTD/THE 9695 JT JPY Moderate High
Japan DAINICHI CO LTD 5951 JT JPY Moderate High
Japan KYCOM HOLDINGS CO LTD 9685 JT JPY High Very High
Japan COCO'S JAPAN CO LTD 9943 JT JPY High Moderate
Japan HEIWA PAPER CO LTD 9929 JT JPY High Moderate
Japan MR MAX CORP 8203 JT JPY Moderate High
Japan OKUWA CO LTD 8217 JT JPY Moderate High
Japan OHNAMI CORP 9317 JT JPY High Very High
Japan DAIUN CO LTD 9363 JT JPY Moderate High
Japan MORITO CO LTD 9837 JT JPY Moderate High
Japan EIWA CORP 9857 JT JPY Moderate High
Japan NISHIO RENT ALL CO LTD 9699 JT JPY Moderate High
Japan SEKIDO CO LTD 9878 JT JPY Very High High
Japan HANATEN CO LTD 9870 JT JPY High Very High
Japan NF CORP 6864 JT JPY High Very High
Japan TAIYO HOLDINGS CO LTD 4626 JT JPY Moderate High
Japan CREO CO LTD 9698 JT JPY High Very High
Japan NISSEI ASB MACHINE CO LTD 6284 JT JPY High Very High
Japan CREATE MEDIC CO LTD 5187 JT JPY Moderate High
Japan ISB CORP 9702 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 62
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股票代码
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交易货币
New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan MARUKYO CORP/FUKUOKA 9866 JT JPY Moderate Very High
Japan TOHO SYSTEM SCIENCE CO LTD 4333 JT JPY High Moderate
Japan FUJI ELECTRONICS CO LTD 9883 JT JPY Moderate Very High
Japan AIKO CORP 9909 JT JPY High Very High
Japan TOEI REEFER LINE LTD 9133 JT JPY Moderate Very High
Japan LASERTEC CORP 6920 JT JPY High Very High
Japan SHOWA MANUFACTURING CO LTD 5953 JT JPY Moderate Very High
Japan DTS CORP 9682 JT JPY Moderate High
Japan KYOSEI RENTEMU CO LTD 9680 JT JPY High Very High
Japan NIPPON CERAMIC CO LTD 6929 JT JPY Moderate High
Japan CHIYODA INTEGRE CO LTD 6915 JT JPY Moderate High
Japan NICHIDEN CORP 9902 JT JPY Moderate High
Japan UEMATSU SHOKAI CO LTD 9914 JT JPY Moderate Very High
Japan GANTAN BEAUTY INDUSTRY CO LTD 5935 JT JPY Moderate Very High
Japan LUCKLAND CO LTD 9612 JT JPY Moderate High
Japan I-O DATA DEVICE INC 6916 JT JPY Moderate High
Japan HARMONIC DRIVE SYSTEMS INC 6324 JT JPY High Very High
Japan YONEX CO LTD 7906 JT JPY Moderate High
Japan NAGANO TOKYU DEPARTMENT STORE CO LTD 9829 JT JPY Moderate Very High
Japan HOSODA CORP 1906 JT JPY Moderate High
Japan KIKUSUI ELECTRONICS CORP 6912 JT JPY Moderate High
Japan NEW JAPAN RADIO CO LTD 6911 JT JPY High Very High
Japan KAWATA MANUFACTURING CO LTD 6292 JT JPY High Very High
Japan MATSUDA SANGYO CO LTD 7456 JT JPY Moderate High
Japan HITACHI METALS TECHNO LTD 9922 JT JPY Moderate Very High
Japan HOGY MEDICAL CO LTD 3593 JT JPY Moderate High
Japan OKADA AIYON CORP 6294 JT JPY Moderate High
Japan MATSUMOTO YUSHI-SEIYAKU CO LTD 4365 JT JPY Moderate Very High
Japan ASAHI KAGAKU KOGYO CO LTD 7928 JT JPY Moderate High
Japan TOSNET CORP 4754 JT JPY Moderate High
Japan SUGIMOTO & CO LTD 9932 JT JPY High Moderate
Japan AS-ME ESTELLE CO LTD 7872 JT JPY Moderate High
Japan AMERICAN INTERNATIONAL GROUP INC 8685 JT JPY Moderate Very High
Japan KYORITSU AIR TECH INC 5997 JT JPY Moderate High
Japan SANTO CO LTD 1788 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 63
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan MUTO SEIKO CO 7927 JT JPY Moderate High
Japan MIROKU JYOHO SERVICE CO LTD 9928 JT JPY Moderate High
Japan NIHON DENKEI CO LTD 9908 JT JPY Moderate High
Japan JEUGIA CORP 9826 JT JPY Moderate Very High
Japan BUSINESS BRAIN SHOWA-OTA INC 9658 JT JPY Moderate High
Japan JAPAN RELIANCE SERVICE CORP 4664 JT JPY High Very High
Japan KATSURAGAWA ELECTRIC CO LTD 6416 JT JPY Moderate High
Japan MURAKAMI CORP 7292 JT JPY Moderate High
Japan GREENLAND RESORT CO LTD 9656 JT JPY Moderate High
Japan NIPPO LTD 9913 JT JPY Very High High
Japan RYOSAN CO LTD 8140 JT JPY High Moderate
Japan BANK OF AMERICA CORP 8648 JT JPY Moderate Very High
Japan ALINCO INC 5933 JT JPY Moderate High
Japan FUKUYAMA CONSULTANTS CO LTD 9608 JT JPY Moderate Very High
Japan JAPAN CASH MACHINE CO LTD 6418 JT JPY Moderate High
Japan WATANABE SATO CO LTD 1807 JT JPY Moderate Very High
Japan FREUND CORP 6312 JT JPY Moderate High
Japan MIRAI INDUSTRY CO LTD 7931 JT JPY Moderate Very High
Japan ISHIHARA CHEMICAL CO LTD 4462 JT JPY Moderate High
Japan JAPAN PROCESS DEVELOPMENT CO LTD 9651 JT JPY Moderate High
Japan KITAZAWA SANGYO CO LTD 9930 JT JPY Moderate High
Japan DOW CHEMICAL CO/THE 4850 JT JPY Moderate Very High
Japan KONAKA CO LTD 7494 JT JPY Moderate High
Japan AGRO-KANESHO CO LTD 4955 JT JPY Moderate High
Japan NADEX CO LTD 7435 JT JPY Moderate High
Japan SACOS CORP 9641 JT JPY Moderate High
Japan DAIICHI COMMODITIES CO LTD 8746 JT JPY High Very High
Japan AJIS CO LTD 4659 JT JPY Moderate High
Japan KAZOKUTEI CO LTD 9931 JT JPY Moderate Very High
Japan OKAYAMAKEN FREIGHT TRANSPORTATION CO LTD 9063 JT JPY Moderate High
Japan BROADMEDIA CORP 4347 JT JPY High Very High
Japan PLAZA CREATE CO LTD 7502 JT JPY Moderate Very High
Japan INABA DENKI SANGYO CO LTD 9934 JT JPY Moderate High
Japan FUJI PS CORP 1848 JT JPY High Very High
Japan OHSHO FOOD SERVICE CORP 9936 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 64
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan MITSUI HOME CO LTD 1868 JT JPY High Very High
Japan NATOCO CO LTD 4627 JT JPY Moderate High
Japan TSUCHIYA HOLDINGS CO LTD 1840 JT JPY Moderate High
Japan ASAHI PRINTING CO LTD 3951 JT JPY Moderate High
Japan TAKEBISHI CORP 7510 JT JPY Moderate High
Japan TDI CO LTD 9638 JT JPY Moderate Very High
Japan TANABE ENGINEERING CORP 1828 JT JPY Moderate High
Japan VITEC CO LTD 9957 JT JPY Very High High
Japan CHUOH PACK INDUSTRY CO LTD 3952 JT JPY Moderate Very High
Japan FUKUSHIMA INDUSTRIES CORP 6420 JT JPY Moderate High
Japan EDION CORP 2730 JT JPY Moderate High
Japan NITTO FC CO LTD 4033 JT JPY High Moderate
Japan AKATSUKI EAZIMA CO LTD 1997 JT JPY High Very High
Japan MARUTO SANGYO CO LTD 7894 JT JPY Moderate Very High
Japan OI ELECTRIC CO LTD 6822 JT JPY Moderate High
Japan CTI ENGINEERING CO LTD 9621 JT JPY Moderate High
Japan ASEED HOLDINGS CO LTD 9959 JT JPY Moderate High
Japan TOTECH CORP 9960 JT JPY Moderate High
Japan MATSUMOTO INC 7901 JT JPY High Very High
Japan CK-SAN-ETSU CO LTD 5757 JT JPY High Very High
Japan KIMOTO CO LTD 7908 JT JPY Moderate High
Japan JICHODO CO LTD 3597 JT JPY Moderate Very High
Japan PCA CORP 9629 JT JPY Very High High
Japan KAWASAKI GEOLOGICAL ENGINEERING CO LTD 4673 JT JPY Moderate Very High
Japan SANSHIN ELECTRONICS CO LTD 8150 JT JPY Moderate High
Japan SK KAKEN CO LTD 4628 JT JPY Moderate Very High
Japan DAITO KOUN CO LTD 9367 JT JPY Moderate High
Japan NIHON FORM SERVICE CO LTD 7869 JT JPY High Very High
Japan SOUGOU SHOUKEN CO LTD 7850 JT JPY Moderate High
Japan HIGASHI TWENTY ONE CO LTD 9029 JT JPY Moderate High
Japan TRANCOM CO LTD 9058 JT JPY Moderate High
Japan NAKABOHTEC CORROSION PROTECTING CO LTD 1787 JT JPY Moderate High
Japan THREE F CO LTD 7544 JT JPY High Very High
Japan FUJI SEIKI CO LTD 6400 JT JPY Moderate Very High
Japan FUJI CORP 3515 JT JPY Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 65
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最新风险评级
Previous Risk Rating/
过往风险评级
Japan TAKEDA PRINTING CO LTD 7875 JT JPY Moderate High
Japan SAIZERIYA CO LTD 7581 JT JPY High Moderate
Japan ITEC CORP 9964 JT JPY Moderate High
Japan CERESPO CO LTD 9625 JT JPY Moderate High
Japan AREALINK CO LTD 8914 JT JPY High Very High
Japan KOZOSUSHI CO LTD 9973 JT JPY Very High High
Japan SEKICHU CO LTD 9976 JT JPY Moderate Very High
Japan SUBARU CO LTD 9778 JT JPY Moderate Very High
Japan FUJIX LTD 3600 JT JPY Moderate Very High
Japan NAC CO LTD 9788 JT JPY Moderate High
Japan CEDAR CO LTD 2435 JT JPY Moderate High
Japan SAKAI TRADING CO LTD 9967 JT JPY Moderate Very High
Japan CHODAI CO LTD 9624 JT JPY Moderate High
Japan YAMAYA CORP 9994 JT JPY Moderate High
Japan NEXYZ CORP 4346 JT JPY High Very High
Japan APIC YAMADA CORP 6300 JT JPY Moderate Very High
Japan YACHIYO INDUSTRY CO LTD 7298 JT JPY Moderate High
Japan SHINWA ART AUCTION CO LTD 2437 JT JPY Moderate High
Japan MICS CHEMICAL CO LTD 7899 JT JPY Moderate High
Japan TAKIHYO CO LTD 9982 JT JPY Moderate High
Japan SOKENSHA CO LTD 7413 JT JPY Moderate Very High
Japan NOJIMA CORP 7419 JT JPY Moderate High
Japan HATSUHO SHOUJI CO LTD 7425 JT JPY Moderate Very High
Japan KUWAYAMA CORP 7889 JT JPY High Very High
Japan ALTECH CO LTD 9972 JT JPY Moderate High
Japan BELC CO LTD 9974 JT JPY Moderate High
Japan MARUKO CO LTD 9980 JT JPY High Very High
Japan JAPAN LOGISTIC SYSTEMS CORP 9060 JT JPY Moderate Very High
Japan ICHINEN HOLDINGS CO LTD 9619 JT JPY Moderate High
Japan DOSHISHA CO LTD 7483 JT JPY Moderate High
Japan KAWANISHI WAREHOUSE CO LTD 9322 JT JPY Moderate Very High
Japan GEOMATEC CO LTD 6907 JT JPY Moderate High
Japan TOWA PHARMACEUTICAL CO LTD 4553 JT JPY Moderate High
Japan SAITA CORP 1999 JT JPY Moderate Very High
Japan APLIX IP HOLDINGS CORP 3727 JT JPY Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 66
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan RENESAS EASTON CO LTD 9995 JT JPY Moderate High
Japan TISC CO LTD 4349 JT JPY High Very High
Japan KIMURA CO LTD 7461 JT JPY Moderate High
Japan MASARU CORP 1795 JT JPY Moderate Very High
Japan CO-COS NOBUOKA CO LTD 3599 JT JPY Moderate Very High
Japan BELLUNA CO LTD 9997 JT JPY Moderate High
Japan SEMBA TOHKA INDUSTRIES CO LTD 2916 JT JPY Moderate Very High
Japan YOKOHAMA GYORUI CO LTD 7443 JT JPY Moderate High
Japan BIKEN TECHNO CORP 9791 JT JPY Moderate High
Japan MURAKI CORP 7477 JT JPY High Very High
Japan FUJIMAK CORP 5965 JT JPY Moderate High
Japan TWINBIRD CORP 6897 JT JPY Moderate High
Japan SATORI ELECTRIC CO LTD 7420 JT JPY Moderate High
Japan TOHO LAMAC CO LTD 7422 JT JPY High Very High
Japan IWABUCHI CORP 5983 JT JPY Moderate Very High
Japan TOHOKU CHEMICAL CO LTD 7446 JT JPY Moderate Very High
Japan T HASEGAWA CO LTD 4958 JT JPY Moderate High
Japan NODA CORP 7879 JT JPY Moderate High
Japan NORITSU KOKI CO LTD 7744 JT JPY High Very High
Japan SHINSEIDO CO LTD 7415 JT JPY High Very High
Japan SUZUMO MACHINERY CO LTD 6405 JT JPY Moderate High
Japan KANEFUSA CORP 5984 JT JPY Moderate High
Japan OSAKA STEEL CO LTD 5449 JT JPY Moderate High
Japan YAMADAI CORP 7426 JT JPY High Very High
Japan DALTON CORP/JAPAN 7432 JT JPY Moderate Very High
Japan HAKUTO CO LTD 7433 JT JPY Moderate High
Japan KIMURA UNITY CO LTD 9368 JT JPY Moderate High
Japan YAMATO INDUSTRY CO LTD 7886 JT JPY Moderate Very High
Japan STEP CO LTD 9795 JT JPY Moderate High
Japan AC HOLDINGS CO LTD 1783 JT JPY High Very High
Japan WARABEYA NICHIYO CO LTD 2918 JT JPY Moderate High
Japan SANSEI CO LTD 6307 JT JPY High Very High
Japan ADVAN CO LTD 7463 JT JPY Moderate High
Japan DAIYA TSUSHO CO LTD 7462 JT JPY High Very High
Japan DAISHIN CHEMICAL CO LTD 4629 JT JPY High Moderate
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 67
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New Risk
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最新风险评级
Previous Risk Rating/
过往风险评级
Japan KOSAIKOGEI CO LTD 7878 JT JPY Moderate High
Japan MEDINET CO LTD 2370 JT JPY High Very High
Japan IVY COSMETICS CORP 4918 JT JPY Moderate Very High
Japan HAGIWARA ELECTRIC CO LTD 7467 JT JPY Moderate High
Japan RISKMONSTER.COM 3768 JT JPY Moderate High
Japan KAWASAKI SETSUBI KOGYO CO LTD 1777 JT JPY Moderate High
Japan RION CO LTD 6823 JT JPY Moderate High
Japan YASUNAGA CORP 7271 JT JPY Very High High
Japan LEC INC 7874 JT JPY High Very High
Japan LONGLIFE HOLDING CO LTD 4355 JT JPY Moderate High
Japan SUGITA ACE CO LTD 7635 JT JPY Moderate High
Japan OSG CORP CO LTD 6757 JT JPY Moderate High
Japan YTL CORP BHD 1773 JT JPY High Very High
Japan IFUJI SANGYO CO LTD 2924 JT JPY Moderate High
Japan ES-CON JAPAN LTD 8892 JT JPY Moderate High
Japan ORIGINAL ENGINEERING CONSULTANTS CO LTD 4642 JT JPY Moderate High
Japan TIEMCO LTD 7501 JT JPY High Moderate
Japan FUSO DENTSU CO LTD 7505 JT JPY Moderate Very High
Japan ISHII TOOL & ENGINEERING CORP 6314 JT JPY Moderate Very High
Japan GEO DINOS CO LTD 4650 JT JPY High Very High
Japan HIMARAYA CO LTD 7514 JT JPY Moderate High
Japan KURODA ELECTRIC CO LTD 7517 JT JPY High Very High
Japan YUSEN LOGISTICS CO LTD 9370 JT JPY High Very High
Japan GOO CHEMICAL CO LTD 4962 JT JPY Moderate Very High
Japan FOCUS SYSTEMS CORP 4662 JT JPY Moderate High
Japan KUDO CORP 1764 JT JPY Moderate Very High
Japan FUKUSHIMA PRINTING CO LTD 7870 JT JPY Moderate High
Japan HKS CO LTD 7219 JT JPY Moderate Very High
Japan SENKON LOGISTICS CO LTD 9051 JT JPY Moderate Very High
Japan I A GROUP CORP 7509 JT JPY Moderate Very High
Japan MEITO TRANSPORTATION CO LTD 9047 JT JPY Moderate Very High
Japan ART VIVANT CO LTD 7523 JT JPY Moderate High
Japan NAKANISHI MANUFACTURING CO LTD 5941 JT JPY Moderate High
Japan SEIWA CHUO HOLDINGS CORP 7531 JT JPY Moderate Very High
Japan TOKYO LITHMATIC CORP 7861 JT JPY Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 68
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New Risk
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最新风险评级
Previous Risk Rating/
过往风险评级
Japan KANESO CO LTD 5979 JT JPY Moderate Very High
Japan NICHIRIN CO LTD 5184 JT JPY Moderate High
Japan ICHISHIN HOLDINGS CO LTD 4645 JT JPY Moderate High
Japan KOHSOKU CORP 7504 JT JPY Moderate High
Japan F-TECH INC 7212 JT JPY Moderate High
Japan POCKET CARD CO LTD 8519 JT JPY Moderate Very High
Japan ARRK CORP 7873 JT JPY Moderate High
Japan SHOBUNSHA PUBLICATIONS INC 9475 JT JPY Moderate High
Japan MARUYOSHI CENTER INC 7515 JT JPY Moderate Very High
Japan SYSTEMSOFT CORP/JAPAN 7527 JT JPY High Very High
Japan DAIOHS CORP 4653 JT JPY Moderate High
Japan TAIHO TRANSPORTATION CO LTD 9040 JT JPY Moderate Very High
Japan T&K TOKA CO LTD 4636 JT JPY Moderate High
Japan SEIKO PMC CORP 4963 JT JPY Moderate High
Japan KAN-NANMARU CORP 7585 JT JPY Moderate Very High
Japan DAISUI CO LTD 7538 JT JPY Moderate High
Japan TAYA CO LTD 4679 JT JPY Moderate High
Japan NIDEC COPAL ELECTRONICS CORP 6883 JT JPY Moderate Very High
Japan HAMAKYOREX CO LTD 9037 JT JPY Moderate High
Japan KADOKAWA CORP 9477 JT JPY Moderate Very High
Japan WATAMI CO LTD 7522 JT JPY Moderate High
Japan BEING CO LTD 4734 JT JPY High Very High
Japan NAFCO CO LTD 2790 JT JPY Moderate High
Japan TOHOKU BANK LTD/THE 8349 JT JPY High Moderate
Japan NIKKO TRAVEL CO LTD 9373 JT JPY High Very High
Japan ITO YOGYO CO LTD 5287 JT JPY Very High High
Japan SONEC CORP 1768 JT JPY Moderate High
Japan MAC HOUSE CO LTD 7603 JT JPY Moderate High
Japan ACMOS INC 6888 JT JPY High Very High
Japan SANYU CO LTD 5697 JT JPY High Very High
Japan TOYO ELECTRIC CORP 6655 JT JPY Moderate High
Japan PALTEK CORP 7587 JT JPY Moderate High
Japan TOKEN CORP 1766 JT JPY Moderate High
Japan FUKUVI CHEMICAL INDUSTRY CO LTD 7871 JT JPY Moderate High
Japan AISAN TECHNOLOGY CO LTD 4667 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 69
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New Risk
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最新风险评级
Previous Risk Rating/
过往风险评级
Japan KABU.COM SECURITIES CO LTD 8703 JT JPY Moderate High
Japan MEIKO NETWORK JAPAN CO LTD 4668 JT JPY Moderate High
Japan NIPPAN RENTAL CO LTD 4669 JT JPY Moderate Very High
Japan FALCO HOLDINGS CO LTD 4671 JT JPY High Moderate
Japan EIKEN INDUSTRIES CO LTD 7265 JT JPY Moderate High
Japan KYODEN CO LTD 6881 JT JPY High Very High
Japan SODA AROMATIC CO LTD 4965 JT JPY Moderate Very High
Japan ASKA CORP 7227 JT JPY High Very High
Japan KOSAIDO CO LTD 7868 JT JPY High Very High
Japan HAPPINET CORP 7552 JT JPY Moderate High
Japan TOMEN ELECTRONICS CORP 7558 JT JPY Moderate Very High
Japan SANKO MARKETING FOODS CO LTD 2762 JT JPY Moderate High
Japan TOMY CO LTD 7867 JT JPY Moderate High
Japan OIZUMI CORP 6428 JT JPY Moderate High
Japan OTA FLORICULTURE AUCTION CO LTD 7555 JT JPY High Very High
Japan SANSHA ELECTRIC MANUFACTURING CO LTD 6882 JT JPY High Very High
Japan RYOYU SYSTEMS CO LTD 4685 JT JPY Moderate Very High
Japan MEIHO FACILITY WORKS LTD 1717 JT JPY Moderate High
Japan NIPPON PALLET POOL CO LTD 4690 JT JPY Moderate Very High
Japan BML INC 4694 JT JPY Moderate High
Japan KAWANISHI HOLDINGS INC 2689 JT JPY Moderate High
Japan HURXLEY CORP 7561 JT JPY Moderate High
Japan IMAGICA ROBOT HOLDINGS INC 6879 JT JPY Very High High
Japan HIRAGA CO LTD 7863 JT JPY Moderate Very High
Japan SHINWA CO LTD/NAGOYA 7607 JT JPY Moderate High
Japan GOLDCREST CO LTD 8871 JT JPY High Moderate
Japan ASAHI RUBBER INC 5162 JT JPY Moderate High
Japan MARUKA MACHINERY CO LTD 7594 JT JPY Moderate High
Japan ARGO GRAPHICS INC 7595 JT JPY Moderate High
Japan WEDS CO LTD 7551 JT JPY Moderate High
Japan YUTAKA GIKEN CO LTD 7229 JT JPY Moderate High
Japan SAKAE ELECTRONICS CORP 7567 JT JPY High Very High
Japan AKIKAWA FOODS & FARMS CO LTD 1380 JT JPY Moderate Very High
Japan WATABE WEDDING CORP 4696 JT JPY High Very High
Japan FUJI TECHNICA & MIYAZU INC 6476 JT JPY Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 70
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan AFC-HD AMS LIFE SCIENCE CO LTD 2927 JT JPY Moderate High
Japan FUJIPREAM CORP 4237 JT JPY Moderate High
Japan VT HOLDINGS CO LTD 7593 JT JPY Moderate High
Japan SAPPORO DRUG STORE CO LTD 2786 JT JPY High Very High
Japan KOBAYASHI YOKO CO LTD 8742 JT JPY Moderate High
Japan NAGANO JAPAN RADIO CO LTD 6878 JT JPY High Very High
Japan TAKAMATSU CONSTRUCTION GROUP CO LTD 1762 JT JPY Moderate High
Japan TAIYO KISOKOGYO CO LTD 1758 JT JPY Moderate Very High
Japan FUJITSU BROAD SOLUTION & CONSULTING INC 4793 JT JPY High Very High
Japan C UYEMURA & CO LTD 4966 JT JPY Moderate High
Japan NICHIRYOKU CO LTD 7578 JT JPY Very High High
Japan PASSPORT CO LTD 7577 JT JPY High Very High
Japan WASEDA ACADEMY CO LTD 4718 JT JPY Moderate High
Japan INABA SEISAKUSHO CO LTD 3421 JT JPY Moderate High
Japan CAREER DESIGN CENTER CO LTD 2410 JT JPY High Very High
Japan MIXI INC 2121 JT JPY Moderate High
Japan TERILOGY CO LTD 3356 JT JPY Moderate Very High
Japan OBIC BUSINESS CONSULTANTS LTD 4733 JT JPY Moderate High
Japan SUMITOMO REAL ESTATE SALES CO LTD 8870 JT JPY High Very High
Japan HIGASHIMARU CO LTD 2058 JT JPY Moderate Very High
Japan MIKIKOGYO CO LTD 1718 JT JPY Moderate High
Japan INTELLIGENT WAVE INC 4847 JT JPY High Very High
Japan UNIVERSAL ENTERTAINMENT CORP 6425 JT JPY Moderate High
Japan EBARA JITSUGYO CO LTD 6328 JT JPY Moderate High
Japan TOKYO KIHO CO LTD 7597 JT JPY Moderate Very High
Japan GULLIVER INTERNATIONAL CO LTD 7599 JT JPY High Very High
Japan ST-CARE HOLDING CORP 2374 JT JPY Moderate High
Japan PRO-SHIP INC 3763 JT JPY Moderate High
Japan TAKASHO CO LTD 7590 JT JPY Moderate High
Japan SCINEX CORP 2376 JT JPY Moderate High
Japan ADORES INC 4712 JT JPY Very High High
Japan NICE CLAUP CO LTD 7598 JT JPY High Very High
Japan JAPAN MEDICAL DYNAMIC MARKETING INC 7600 JT JPY High Very High
Japan FUNAI ELECTRIC CO LTD 6839 JT JPY High Very High
Japan FUYO GENERAL LEASE CO LTD 8424 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 71
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Rating/
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Previous Risk Rating/
过往风险评级
Japan ACCORDIA GOLF CO LTD 2131 JT JPY Moderate Very High
Japan JOHNAN ACADEMIC PREPARATORY INSTITUTE INC 4720 JT JPY Moderate High
Japan ALMEDIO INC 7859 JT JPY High Very High
Japan ALLIED TELESIS HOLDINGS KK 6835 JT JPY High Very High
Japan COMPUTER INSTITUTE OF JAPAN LTD 4826 JT JPY High Moderate
Japan ALPHA SYSTEMS INC 4719 JT JPY Moderate High
Japan SHOWA PAXXS CORP 3954 JT JPY Moderate High
Japan SE CORP 3423 JT JPY Moderate High
Japan FUJI CORP/MIYAGI 7605 JT JPY Moderate High
Japan KANMONKAI CO LTD 3372 JT JPY Moderate High
Japan OHASHI TECHNICA INC 7628 JT JPY Moderate High
Japan COCA-COLA EAST JAPAN CO LTD 2580 JT JPY Moderate Very High
Japan YASUDA WAREHOUSE CO LTD/THE 9324 JT JPY Moderate High
Japan KOATSU KOGYO CO LTD 1743 JT JPY High Very High
Japan UNITED ARROWS LTD 7606 JT JPY Moderate High
Japan NITTOH CORP 1738 JT JPY High Very High
Japan PANASONIC INFORMATION SYSTEMS 4283 JT JPY Moderate Very High
Japan OM2 NETWORK CO LTD 7614 JT JPY Moderate High
Japan KYOTO KIMONO YUZEN CO LTD 7615 JT JPY Moderate High
Japan SHINOZAKIYA INC 2926 JT JPY Moderate Very High
Japan NIHON FALCOM CORP 3723 JT JPY High Very High
Japan MCJ CO LTD 6670 JT JPY Moderate Very High
Japan HIDAY HIDAKA CORP 7611 JT JPY Moderate High
Japan HOKUYAKU TAKEYAMA HOLDINGS INC 3055 JT JPY High Very High
Japan RENAISSANCE INC 2378 JT JPY Moderate High
Japan MACNICA INC 7631 JT JPY Moderate Very High
Japan TOWA FOOD SERVICE CO LTD 3329 JT JPY Moderate High
Japan KOZO KEIKAKU ENGINEERING INC 4748 JT JPY High Moderate
Japan SEKI CO LTD 7857 JT JPY High Very High
Japan STARTS PUBLISHING CORP 7849 JT JPY High Very High
Japan ITBOOK CO LTD 3742 JT JPY High Very High
Japan FLYING GARDEN CO LTD 3317 JT JPY Moderate High
Japan HIRAMATSU INC 2764 JT JPY Moderate High
Japan ONO SANGYO CO LTD 7858 JT JPY High Very High
Japan HANDSMAN CO LTD 7636 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 72
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New Risk
Rating/
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Previous Risk Rating/
过往风险评级
Japan SUNAUTAS CO LTD 7623 JT JPY Very High High
Japan YAKUODO CO LTD 3385 JT JPY Moderate High
Japan SEED CO LTD/KYOTO 1739 JT JPY High Very High
Japan HAKUDO CO LTD 7637 JT JPY Moderate High
Japan ASGENT INC 4288 JT JPY High Very High
Japan PLANEX HOLDING INC 6784 JT JPY High Very High
Japan KYOSHIN CO LTD 4735 JT JPY High Very High
Japan BOOKOFF CORP 3313 JT JPY Moderate Very High
Japan KYOSHA CO LTD 6837 JT JPY High Very High
Japan GLOBAL-DINING INC 7625 JT JPY Moderate High
Japan IFIS JAPAN LTD 7833 JT JPY Moderate High
Japan DAI-ICHI CUTTER KOGYO KK 1716 JT JPY Moderate High
Japan FAVORINA HOLDING CO LTD 3726 JT JPY Moderate High
Japan TOKYO INDIVIDUALIZED EDUCATIONAL INSTITUTE INC 4745 JT JPY High Very High
Japan DAIKOKUTENBUSSAN CO LTD 2791 JT JPY Moderate High
Japan ONTSU CO LTD 7647 JT JPY High Very High
Japan SAWADA HOLDINGS CO LTD 8699 JT JPY Moderate High
Japan PC DEPOT CORP 7618 JT JPY Moderate High
Japan TANAKA CO LTD/TOKYO 7619 JT JPY Moderate High
Japan NICHIDAI CORP 6467 JT JPY Moderate High
Japan ONCOTHERAPY SCIENCE INC 4564 JT JPY Moderate High
Japan APPLE INTERNATIONAL CO LTD 2788 JT JPY Moderate High
Japan GABAN CO LTD 2817 JT JPY Moderate Very High
Japan SECUAVAIL INC 3042 JT JPY High Very High
Japan STARBUCKS COFFEE JAPAN LTD 2712 JT JPY Moderate Very High
Japan DAISEKI ECO. SOLUTION CO LTD 1712 JT JPY Moderate High
Japan NIPPON RAD INC 4736 JT JPY High Very High
Japan VERISERVE CORP 3724 JT JPY Very High High
Japan GMO CLOUD K.K. 3788 JT JPY High Very High
Japan NIPPON OFFICE SYSTEMS LTD 3790 JT JPY Moderate Very High
Japan NOMURA REAL ESTATE OFFICE FUND INC 8959 JT JPY Moderate Very High
Japan ADWAYS INC 2489 JT JPY High Very High
Japan HOSHI IRYO-SANKI CO LTD 7634 JT JPY Moderate Very High
Japan RAY CORP 4317 JT JPY Very High High
Japan DR CI:LABO CO LTD 4924 JT JPY Very High Moderate
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 73
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New Risk
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Previous Risk Rating/
过往风险评级
Japan TOA VALVE ENGINEERING INC 6466 JT JPY Moderate High
Japan YAMADA SERVICER SYNTHETIC OFFICE CO LTD 4351 JT JPY Moderate Very High
Japan SHOWA SYSTEM ENGINEERING CORP 4752 JT JPY Moderate High
Japan TESEC CORP 6337 JT JPY High Very High
Japan SHIMANE BANK LTD / THE 7150 JT JPY Moderate High
Japan AZUMA SHIPPING CO LTD 9380 JT JPY Moderate High
Japan ALPHA CO LTD 4760 JT JPY Moderate High
Japan OHARA INC 5218 JT JPY High Very High
Japan OTEC CORP 1736 JT JPY High Moderate
Japan YASHIMA DENKI CO LTD 3153 JT JPY Moderate High
Japan DREAM INCUBATOR INC 4310 JT JPY High Very High
Japan INTEA HOLDINGS INC 3734 JT JPY Moderate Very High
Japan JORUDAN CO LTD 3710 JT JPY Very High Moderate
Japan NAKANISHI INC 7716 JT JPY Moderate High
Japan KITA KOUDENSHA CORP 1734 JT JPY Moderate Very High
Japan NIPPON COMPUTER DYNAMICS CO LTD 4783 JT JPY Moderate High
Japan KIRINDO CO LTD 2660 JT JPY Moderate Very High
Japan ADVANCED MEDIA INC/JAPAN 3773 JT JPY High Very High
Japan MARUMAN & CO LTD 7834 JT JPY High Very High
Japan SOIKEN HOLDINGS INC 2385 JT JPY High Very High
Japan AUTOWAVE CO LTD 2666 JT JPY Very High High
Japan NISSHIN FUDOSAN CO/JAPAN 8881 JT JPY Moderate High
Japan ZUKEN ELMIC INC 4770 JT JPY Moderate Very High
Japan CROSS CAT CO LTD 2307 JT JPY High Very High
Japan YAMADA CONSULTING GROUP CO LTD 4792 JT JPY High Very High
Japan MARUHACHI SECURITIES LTD 8700 JT JPY Moderate High
Japan BELL-PARK CO LTD 9441 JT JPY Moderate High
Japan YUKE'S CO LTD 4334 JT JPY High Very High
Japan BIKE O & CO LTD 3377 JT JPY Moderate High
Japan TOW CO LTD 4767 JT JPY Moderate High
Japan INFORMATION CREATIVE CO LTD 4769 JT JPY Moderate High
Japan DIGITAL ADVENTURE INC 4772 JT JPY High Very High
Japan SMARTEBOOK.COM CO LTD 2330 JT JPY High Very High
Japan HAGIHARA INDUSTRIES INC 7856 JT JPY Moderate High
Japan MITSUI KNOWLEDGE INDUSTRY CO LTD 2665 JT JPY Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 74
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Previous Risk Rating/
过往风险评级
Japan MIYAKO INC 3424 JT JPY Moderate Very High
Japan TOKAN CO LTD 7648 JT JPY High Very High
Japan SAKURA KCS CORP 4761 JT JPY Moderate High
Japan IPS CO LTD 4335 JT JPY High Very High
Japan OKAMOTO GLASS CO LTD 7746 JT JPY Very High High
Japan PLATHOME CO LTD 6836 JT JPY High Very High
Japan MORNINGSTAR JAPAN KK 4765 JT JPY Moderate High
Japan SAYLOR ADVERTISING INC 2156 JT JPY Moderate High
Japan MANDARAKE INC 2652 JT JPY Moderate High
Japan NIDEC-READ CORP 6833 JT JPY Moderate Very High
Japan GENERAL PACKER CO LTD 6267 JT JPY High Very High
Japan ATOM LIVIN TECH CO LTD 3426 JT JPY High Moderate
Japan NAGOYA ELECTRIC WORKS CO LTD 6797 JT JPY Moderate High
Japan GRAPHITE DESIGN INC 7847 JT JPY Moderate High
Japan NEXTWARE LTD 4814 JT JPY High Very High
Japan EIZO CORP 6737 JT JPY Moderate High
Japan MAXVALU TOHOKU CO LTD 2655 JT JPY Moderate High
Japan NIHON HOUSING CO LTD 4781 JT JPY Moderate Very High
Japan IMAGEONE CO LTD 2667 JT JPY High Very High
Japan AGREX INC/JAPAN 4799 JT JPY Moderate Very High
Japan GEO HOLDINGS CORP 2681 JT JPY Moderate High
Japan OKAYAMA PAPER INDUSTRIES CO LTD 3892 JT JPY Moderate High
Japan EM SYSTEMS CO LTD 4820 JT JPY Moderate High
Japan GFOOT CO LTD 2686 JT JPY Moderate High
Japan ZIGEXN CO LTD 3679 JT JPY High Very High
Japan SOGO MEDICAL CO LTD 4775 JT JPY High Very High
Japan SOFTBRAIN CO LTD 4779 JT JPY High Very High
Japan JPMORGAN CHASE & CO 8634 JT JPY Moderate Very High
Japan CAWACHI LTD 2664 JT JPY Moderate High
Japan FUJITOMI CO LTD 8740 JT JPY High Very High
Japan IMPRESS HOLDINGS INC 9479 JT JPY Moderate High
Japan AMUSE INC 4301 JT JPY Moderate High
Japan DAIYU EIGHT CO LTD 2662 JT JPY Moderate Very High
Japan ROLAND DG CORP 6789 JT JPY Moderate High
Japan NIHON TRIM CO LTD 6788 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 75
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Previous Risk Rating/
过往风险评级
Japan TAKARA LEBEN CO LTD 8897 JT JPY Moderate High
Japan REALVISION INC 6786 JT JPY High Very High
Japan DATALINKS CORP 2145 JT JPY High Very High
Japan PADO CORP 4833 JT JPY High Very High
Japan ADTEC ENGINEERING CO LTD 6260 JT JPY High Very High
Japan ASO FOAM CRETE CO LTD 1730 JT JPY High Very High
Japan QUEST CO LTD 2332 JT JPY High Very High
Japan AXYZ CO LTD 1381 JT JPY Moderate High
Japan SYSTENA CORP 2317 JT JPY Moderate High
Japan SATO FOODS CO LTD 2923 JT JPY Moderate High
Japan ECASH CORP 3840 JT JPY High Very High
Japan SOKEN CHEMICAL & ENGINEERING CO LTD 4972 JT JPY Moderate High
Japan NIPPON PRIMEX INC 2795 JT JPY Moderate Very High
Japan CE HOLDINGS CO LTD 4320 JT JPY Very High High
Japan YUMESHIN HOLDINGS CO LTD 2362 JT JPY Moderate High
Japan WOOD FRIENDS CO LTD 8886 JT JPY High Moderate
Japan HUMAN HOLDINGS CO LTD 2415 JT JPY High Very High
Japan MEDIASEEK INC 4824 JT JPY High Very High
Japan NIHON CHOUZAI CO LTD 3341 JT JPY Moderate High
Japan TOEI ANIMATION CO LTD 4816 JT JPY Moderate High
Japan JFE SYSTEMS INC 4832 JT JPY Moderate High
Japan CAREER BANK CO LTD 4834 JT JPY High Very High
Japan GOLF DIGEST ONLINE INC 3319 JT JPY Moderate High
Japan ARTIZA NETWORKS INC 6778 JT JPY High Very High
Japan MG HOME CO LTD 8891 JT JPY Moderate High
Japan KOKUSAI CO LTD 7722 JT JPY Moderate High
Japan INTER ACTION CORP 7725 JT JPY High Very High
Japan SHINTO CO LTD 5380 JT JPY Moderate Very High
Japan YKT CORP 2693 JT JPY High Very High
Japan MEMBERS CO LTD 2130 JT JPY High Very High
Japan KAWAMOTO CORP 3604 JT JPY Moderate High
Japan NANSO TRANSPORT CO LTD 9034 JT JPY Moderate Very High
Japan A&D CO LTD 7745 JT JPY High Very High
Japan WEDGE HOLDINGS CO LTD 2388 JT JPY High Very High
Japan ESTORE CORP 4304 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 76
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最新风险评级
Previous Risk Rating/
过往风险评级
Japan HONYAKU CENTER INC 2483 JT JPY Moderate High
Japan ISTYLE INC 3660 JT JPY High Very High
Japan JAPAN COMMUNICATIONS INC 9424 JT JPY Very High High
Japan SPACE SHOWER NETWORKS INC 4838 JT JPY High Very High
Japan STAR HOLDINGS CO LTD 8702 JT JPY High Very High
Japan AZIA CO LTD 2352 JT JPY High Very High
Japan VINX CORP 3784 JT JPY High Very High
Japan USEN CORP 4842 JT JPY Moderate Very High
Japan TRIIS INC 4840 JT JPY Moderate High
Japan OPT INC 2389 JT JPY High Very High
Japan SAMCO INC 6387 JT JPY High Very High
Japan MITSUBISHI RESEARCH INSTITUTE INC 3636 JT JPY Moderate High
Japan NIC AUTOTEC INC 5742 JT JPY Moderate High
Japan PHARMARISE HOLDINGS CORP 2796 JT JPY Moderate High
Japan GRANDY HOUSE CORP 8999 JT JPY Moderate High
Japan TOWNNEWS-SHA CO LTD 2481 JT JPY Moderate High
Japan GOKURAKUYU CO LTD 2340 JT JPY Moderate High
Japan PRESTIGE INTERNATIONAL INC 4290 JT JPY Moderate High
Japan KITAMURA CO LTD 2719 JT JPY High Very High
Japan SRG TAKAMIYA CO LTD 2445 JT JPY Moderate High
Japan KOKUSAI CHART CORP 3956 JT JPY High Very High
Japan MEGANESUPER CO LTD 3318 JT JPY High Very High
Japan SEIRYO ELECTRIC CORP 4341 JT JPY Moderate High
Japan KANEMATSU ENGINEERING CO LTD 6402 JT JPY Moderate High
Japan JAPANINVEST GROUP PLC 3827 JT JPY Moderate Very High
Japan YAMASHITA MEDICAL INSTRUMENTS CO LTD 3022 JT JPY Moderate Very High
Japan TORI HOLDINGS CO LTD 5856 JT JPY Moderate High
Japan WONDERCORP 3344 JT JPY High Very High
Japan Y'S TABLE CORP 2798 JT JPY Moderate High
Japan TOSEI CORP 8923 JT JPY Moderate High
Japan T-GAIA CORP 3738 JT JPY Moderate High
Japan EN-JAPAN INC 4849 JT JPY High Very High
Japan PLANET INC/JAPAN 2391 JT JPY Moderate Very High
Japan SEVEN SEAS HOLDINGS CO LTD 3750 JT JPY Very High High
Japan FUTURE VENTURE CAPITAL CO LTD 8462 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 77
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Previous Risk Rating/
过往风险评级
Japan TAC CO LTD 4319 JT JPY Moderate High
Japan NIPPON INFORMATION DEVELOPMENT CO LTD 2349 JT JPY Moderate High
Japan JAPAN SYSTEM TECHNIQUES CO LTD 4323 JT JPY High Very High
Japan NIPPON COMMERCIAL DEVELOPMENT CO LTD 3252 JT JPY Moderate High
Japan HABA LABORATORIES INC 4925 JT JPY High Very High
Japan TAKE AND GIVE NEEDS CO LTD 4331 JT JPY High Very High
Japan ARDEPRO CO LTD 8925 JT JPY High Very High
Japan ALL ABOUT INC 2454 JT JPY High Very High
Japan MICRON MACHINERY CO LTD 6159 JT JPY Moderate High
Japan OKWAVE 3808 JT JPY High Very High
Japan SHIN NIPPON BIOMEDICAL LABORATORIES LTD 2395 JT JPY High Very High
Japan SOURCENEXT CORP 4344 JT JPY High Very High
Japan CROSS PLUS INC 3320 JT JPY Moderate High
Japan WADAKOHSAN CORP 8931 JT JPY Moderate High
Japan MESSAGE CO LTD 2400 JT JPY High Very High
Japan POSCO 5412 JT JPY Moderate Very High
Japan FUJITSU COMPONENT LTD 6719 JT JPY Moderate Very High
Japan PLA MATELS CORP 2714 JT JPY Moderate High
Japan WEBCREW INC 8767 JT JPY Moderate Very High
Japan WAIDA MANUFACTURING CO LTD 6158 JT JPY High Very High
Japan GAIAX CO LTD 3775 JT JPY Moderate Very High
Japan PIXELA CORP 6731 JT JPY High Very High
Japan IK CO LTD/AICHI 2722 JT JPY High Very High
Japan NIPPON COKE & ENGINEERING CO LTD 3315 JT JPY Moderate High
Japan MEDIA GLOBAL LINKS CO LTD 6659 JT JPY High Very High
Japan KENEDIX INC 4321 JT JPY Moderate High
Japan FISCO LTD 3807 JT JPY High Very High
Japan TOYO TANSO CO LTD 5310 JT JPY High Very High
Japan TELLA INC 2191 JT JPY High Very High
Japan PIA CORP 4337 JT JPY Moderate High
Japan AEON FANTASY CO LTD 4343 JT JPY High Very High
Japan SOGO RINSHO HOLDINGS CO LTD 2399 JT JPY High Very High
Japan MAINICHI COMNET CO LTD 8908 JT JPY Moderate High
Japan SUN CORP 6736 JT JPY High Very High
Japan TEIN INC 7217 JT JPY Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 78
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Japan TOABO CORP 3204 JT JPY Moderate High
Japan S ISHIMITSU & CO LTD 2750 JT JPY Moderate High
Japan SADAMATSU CO LTD 2736 JT JPY Moderate Very High
Japan NEOS CORP 3627 JT JPY High Very High
Japan NIITAKA CO LTD 4465 JT JPY Moderate High
Japan DWANGO CO LTD 3715 JT JPY Moderate Very High
Japan PRAP JAPAN INC 2449 JT JPY High Moderate
Japan KURAUDIA CO LTD 3607 JT JPY Moderate High
Japan CTS CO LTD 4345 JT JPY High Very High
Japan JALUX INC 2729 JT JPY Moderate High
Japan TYO INC 4358 JT JPY Moderate Very High
Japan SALA HOUSE CO LTD 1405 JT JPY Moderate Very High
Japan SHIP HEALTHCARE HOLDINGS INC 3360 JT JPY Moderate High
Japan AOYAMA ZAISAN NETWORKS CO LTD 8929 JT JPY High Very High
Japan MITACHI CO LTD 3321 JT JPY Moderate High
Japan NETPRICE COM 3328 JT JPY High Very High
Japan AD-SOL NISSIN CORP 3837 JT JPY Moderate Very High
Japan YACHIYO BANK LTD/THE 8409 JT JPY Moderate Very High
Japan FURUYA METAL CO LTD 7826 JT JPY High Very High
Japan FONFUN CORP 2323 JT JPY High Very High
Japan TAZMO CO LTD 6266 JT JPY High Very High
Japan TOSHIN GROUP CO LTD 2761 JT JPY High Very High
Japan GENKY STORES INC 2772 JT JPY High Very High
Japan A&T CORP 6722 JT JPY Moderate High
Japan KENKO.COM INC 3325 JT JPY Moderate Very High
Japan INFORMATION PLANNING CO 3712 JT JPY Moderate High
Japan CRYMSON CO LTD 2776 JT JPY High Very High
Japan LIC CO LTD 3147 JT JPY Moderate Very High
Japan TOKATSU HOLDINGS CO LTD 2754 JT JPY Moderate High
Japan KYOEI STEEL LTD 5440 JT JPY Moderate High
Japan ENDO MANUFACTURING CO LTD 7841 JT JPY Moderate High
Japan ZOA CORP 3375 JT JPY Moderate High
Japan ALPHA GROUP INC 3322 JT JPY Moderate Very High
Japan HITACHI ZOSEN FUKUI CORP 6163 JT JPY High Very High
Japan BUSINESS ONE HOLDINGS INC 4827 JT JPY Moderate Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 79
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Previous Risk Rating/
过往风险评级
Japan NEC FIELDING LTD 2322 JT JPY Moderate Very High
Japan COTA CO LTD 4923 JT JPY Moderate High
Japan NIPPON JOGESUIDO SEKKEI CO LTD 2325 JT JPY Moderate High
Japan WELLNET CORP 2428 JT JPY Moderate High
Japan CROPS CORP 9428 JT JPY Moderate High
Japan SYSTEM TECHNOLOGY-I CO LTD 2345 JT JPY High Very High
Japan SJI INC 2315 JT JPY High Very High
Japan DAIWA COMPUTER CO LTD 3816 JT JPY High Very High
Japan YASKAWA INFORMATION SYSTEMS CORP 2354 JT JPY High Very High
Japan TOKYO ELECTRON DEVICE LTD 2760 JT JPY Moderate High
Japan JAPAN WIND DEVELOPMENT CO LTD 2766 JT JPY Moderate Very High
Japan MIYAJI ENGINEERING GROUP INC 3431 JT JPY Moderate High
Japan HAZAMA ANDO CORP 1719 JT JPY Moderate High
Japan J ESCOM HOLDINGS INC 3779 JT JPY Very High High
Japan MARVELOUS AQL INC 7844 JT JPY Moderate High
Japan SHINOKEN GROUP CO LTD 8909 JT JPY High Very High
Japan AKATSUKI FINANCIAL GROUP INC 8737 JT JPY Moderate High
Japan CCS INC/JAPAN 6669 JT JPY High Very High
Japan RUNSYSTEM CO LTD 3326 JT JPY Moderate High
Japan WDB HOLDINGS CO LTD 2475 JT JPY High Very High
Japan PACIFIC SYSTEMS CORP 3847 JT JPY High Very High
Japan ARTE SALON HOLDINGS INC 2406 JT JPY Moderate High
Japan NS TOOL CO LTD 6157 JT JPY Moderate High
Japan BUFFALO CO LTD 3352 JT JPY Very High High
Japan JTEC CORP 2479 JT JPY High Very High
Japan ECOMIC CO LTD 3802 JT JPY High Very High
Japan WIZ CO LTD 7835 JT JPY Moderate Very High
Japan MIRAIAL CO LTD 4238 JT JPY High Very High
Japan SOMETHING HOLDINGS CO LTD 1408 JT JPY High Very High
Japan NAIGAI TEC CORP 3374 JT JPY High Very High
Japan GEXEED CO LTD 3719 JT JPY High Very High
Japan I'ROM HOLDINGS CO LTD 2372 JT JPY High Very High
Japan NCXX INC 6634 JT JPY High Very High
Japan TRUST CO LTD/JAPAN 3347 JT JPY Moderate High
Japan ACCRETIVE CO LTD 8423 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 80
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New Risk
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Previous Risk Rating/
过往风险评级
Japan UBIC INC 2158 JT JPY High Very High
Japan CLUSTER TECHNOLOGY CO LTD 4240 JT JPY High Very High
Japan YUME TECHNOLOGY CO LTD 2458 JT JPY High Very High
Japan HOB CO LTD 1382 JT JPY Moderate Very High
Japan SYSTEM INTEGRATOR CORP 3826 JT JPY High Very High
Japan NOMURA MICRO SCIENCE CO LTD 6254 JT JPY Moderate High
Japan SIOS TECHNOLOGY INC 3744 JT JPY Moderate Very High
Japan MONEX GROUP INC 8698 JT JPY High Very High
Japan GMO PEPABO INC 3633 JT JPY High Very High
Japan KG INTELLIGENCE CO LTD 2408 JT JPY Moderate High
Japan SOFTCREATE HOLDINGS CORP 3371 JT JPY Moderate High
Japan AVANT CORP 3836 JT JPY High Very High
Japan DUNLOP SPORTS CO LTD 7825 JT JPY High Very High
Japan OUTSOURCING INC 2427 JT JPY High Very High
Japan ASAHI NET INC 3834 JT JPY High Moderate
Japan JASON CO LTD 3080 JT JPY Moderate Very High
Japan ONLY CORP 3376 JT JPY Moderate High
Japan BIC CAMERA INC 3048 JT JPY Moderate High
Japan LAND BUSINESS CO LTD 8944 JT JPY Moderate High
Japan FLIGHT HOLDINGS INC 3753 JT JPY High Very High
Japan EXCITE JAPAN CO LTD 3754 JT JPY High Very High
Japan SRA HOLDINGS 3817 JT JPY Moderate High
Japan MBS INC 1401 JT JPY High Very High
Japan HIKAKU.COM CORP 2477 JT JPY High Very High
Japan HYPER INC 3054 JT JPY High Very High
Japan SUN FRONTIER FUDOUSAN CO LTD 8934 JT JPY Moderate High
Japan RACCOON CO LTD 3031 JT JPY High Very High
Japan GREMZ INC 3150 JT JPY High Very High
Japan GOLF DO CO LTD 3032 JT JPY High Very High
Japan DAI-ICHI SEIKO CO LTD 6640 JT JPY High Very High
Japan TERASAKI ELECTRIC CO LTD 6637 JT JPY Moderate High
Japan MEDICAL IKKOU CO LTD 3353 JT JPY Moderate Very High
Japan CARE SERVICE CO LTD 2425 JT JPY Moderate Very High
Japan PARACA INC 4809 JT JPY Moderate High
Japan KURIYAMA HOLDINGS CORP 3355 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 81
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New Risk
Rating/
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Previous Risk Rating/
过往风险评级
Japan GMB CORP 7214 JT JPY Moderate High
Japan JCL BIOASSAY CORP 2190 JT JPY High Very High
Japan GCA SAVVIAN CORP 2174 JT JPY Moderate High
Japan KIKUCHI SEISAKUSHO 3444 JT JPY Moderate Very High
Japan WORLDINTEC CO LTD 2429 JT JPY High Very High
Japan HOLON CO LTD 7748 JT JPY High Very High
Japan TAISEI CO LTD/OITA 3359 JT JPY High Very High
Japan MARUSEI CO LTD 2434 JT JPY Moderate Very High
Japan RC CORE CO LTD 7837 JT JPY Moderate High
Japan FIRST ENERGY SERVICE CO LTD/THE 9514 JT JPY Moderate High
Japan SYSTEMS DESIGN CO LTD 3766 JT JPY Moderate Very High
Japan OPTEX FA CO LTD 6661 JT JPY High Very High
Japan DDS INC 3782 JT JPY High Very High
Japan UBITEQ INC 6662 JT JPY High Very High
Japan SEKISUI HOUSE SI INVESTMENT CO 8973 JT JPY Moderate Very High
Japan BROADBAND TOWER INC 3776 JT JPY High Very High
Japan KUSURI NO AOKI CO LTD 3398 JT JPY High Very High
Japan TOKUSHU TOKAI PAPER CO LTD 3708 JT JPY Moderate High
Japan FREEBIT CO LTD 3843 JT JPY High Very High
Japan LADY DRUG STORE CO LTD 3027 JT JPY Moderate Very High
Japan PARKING MANAGEMENT ORGANIZATION LTD 3251 JT JPY High Very High
Japan IKYU CORP 2450 JT JPY High Very High
Japan AI HOLDINGS CORP 3076 JT JPY Moderate High
Japan UCS CO LTD 8787 JT JPY High Very High
Japan ARKCORE INC 3384 JT JPY Moderate High
Japan AUN CONSULTING INC 2459 JT JPY High Very High
Japan NIHONWASOU HOLDINGS INC 2499 JT JPY Moderate High
Japan NETWORK VALUE COMPONENTS LTD 3394 JT JPY High Very High
Japan EIGHTING CO LTD 3785 JT JPY High Very High
Japan APPLIED CO LTD 3020 JT JPY Moderate High
Japan AIZAWA SECURITIES CO LTD 8708 JT JPY Moderate High
Japan SYSTEM D INC 3804 JT JPY High Very High
Japan JAPAN THIRD PARTY CO LTD 2488 JT JPY High Very High
Japan INFOMART CORP 2492 JT JPY High Very High
Japan ORVIS CORP 7827 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 82
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Previous Risk Rating/
过往风险评级
Japan LIFE FOODS CO LTD 3065 JT JPY Moderate High
Japan UACJ CORP 5741 JT JPY Moderate High
Japan STARTIA INC 3393 JT JPY High Very High
Japan SBI LIFE LIVING CO LTD 8998 JT JPY Moderate Very High
Japan JCU CORP 4975 JT JPY High Very High
Japan COMTURE CORP 3844 JT JPY High Very High
Japan HOUSEFREEDOM CO LTD 8996 JT JPY Moderate High
Japan UT HOLDINGS CO LTD 2146 JT JPY High Very High
Japan C&G SYSTEMS INC/JAPAN 6633 JT JPY Moderate High
Japan PGM HOLDINGS K K 2466 JT JPY Moderate Very High
Japan CDS CO LTD 2169 JT JPY Moderate High
Japan ZETTON INC 3057 JT JPY Moderate High
Japan CDG CO LTD 2487 JT JPY Moderate High
Japan PHARMA FOODS INTERNATIONAL CO LTD 2929 JT JPY High Very High
Japan NIFTY CORP 3828 JT JPY High Very High
Japan NPC INC/JAPAN 6255 JT JPY High Very High
Japan ATECT CORP 4241 JT JPY High Very High
Japan MIE CORP CO LTD 3442 JT JPY High Very High
Japan NOMURA REAL ESTATE RESIDENTIAL FUND INC 3240 JT JPY Moderate Very High
Japan FCM CO LTD 5758 JT JPY Moderate Very High
Japan TOP REIT INC 8982 JT JPY Moderate Very High
Japan CREATE CORP 3024 JT JPY Moderate High
Japan INVAST SECURITIES CO LTD 8709 JT JPY Moderate High
Japan QOL CO LTD 3034 JT JPY High Very High
Japan HIRAKAWA HEWTECH CORP 5821 JT JPY High Very High
Japan I'LL INC 3854 JT JPY Very High High
Japan TOKYO TATEMONO REAL ESTATE SALES CO LTD 3225 JT JPY High Very High
Japan TEAR CORP 2485 JT JPY Moderate High
Japan JIN CO LTD 3046 JT JPY Moderate High
Japan SYSTEM LOCATION CO LTD 2480 JT JPY Moderate Very High
Japan SANEI ARCHITECTURE PLANNING CO LTD 3228 JT JPY Moderate High
Japan CARENET INC/JAPAN 2150 JT JPY High Very High
Japan ODK SOLUTIONS CO LTD 3839 JT JPY High Very High
Japan MIMAKI ENGINEERING CO LTD 6638 JT JPY High Very High
Japan TECMO KOEI HOLDINGS CO LTD 3635 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 83
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Previous Risk Rating/
过往风险评级
Japan J-GROUP HOLDINGS 3063 JT JPY Moderate High
Japan DVX INC 3079 JT JPY Moderate High
Japan PIPED BITS CO LTD 3831 JT JPY High Very High
Japan KICHIRI & CO LTD 3082 JT JPY Moderate High
Japan SAMTY CO LTD 3244 JT JPY Moderate High
Japan HIKARI HEIGHTS-VARUS CO LTD 2137 JT JPY Moderate Very High
Japan CHUCO CO LTD 2139 JT JPY Moderate High
Japan IMMUNO-BIOLOGICAL LABORATORIES CO LTD 4570 JT JPY High Very High
Japan TECHFIRM INC 3625 JT JPY High Very High
Japan MONOGATARI CORP/THE 3097 JT JPY Moderate High
Japan GIGA PRIZE CO LTD 3830 JT JPY High Very High
Japan ASRAPPORT DINING CO LTD 3069 JT JPY Moderate High
Japan ODAWARA AUTO-MACHINE MANUFACTURING CO LTD 7314 JT JPY High Very High
Japan JEDAT INC 3841 JT JPY Moderate Very High
Japan IDEA INTERNATIONAL CO LTD 3140 JT JPY Moderate Very High
Japan JPN HOLDINGS CO LTD 8718 JT JPY High Very High
Japan FULL SPEED INC 2159 JT JPY High Very High
Japan DEAR LIFE CO LTD 3245 JT JPY Moderate High
Japan KOSE R E CO LTD 3246 JT JPY Moderate High
Japan INA RESEARCH INC 2176 JT JPY High Very High
Japan TAIYO KOKI CO LTD 6164 JT JPY Moderate Very High
Japan CARVIEW CORP 2155 JT JPY Moderate Very High
Japan CYBER COM CO LTD 3852 JT JPY High Very High
Japan KITO CORP 6409 JT JPY High Very High
Japan ARTNER CO LTD 2163 JT JPY High Very High
Japan PRESSANCE CORP 3254 JT JPY Moderate High
Japan UNIZO HOLDINGS COMPANY LIMITED 3258 JT JPY High Moderate
Japan NTT DATA INTRAMART CORP 3850 JT JPY High Very High
Japan REALCOM INC 3856 JT JPY High Very High
Japan NIPPON MANUFACTURING SERVICE CORP 2162 JT JPY High Very High
Japan O'WILL CORP 3143 JT JPY Moderate High
Japan HAKUTEN CO LTD 2173 JT JPY High Very High
Japan ASCOT CORP 3264 JT JPY High Very High
Japan TRI CHEMICAL LABORATORIES INC 4369 JT JPY High Very High
Japan GNI GROUP LTD 2160 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 84
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Previous Risk Rating/
过往风险评级
Japan ARCLAND SERVICE HOLDINGS CO 3085 JT JPY Moderate High
Japan EARLY AGE CO LTD 3248 JT JPY Moderate High
Japan MONEY SQUARE JAPAN INC 8728 JT JPY High Very High
Japan UBIQUITOUS CORP 3858 JT JPY High Very High
Japan CITIGROUP INC 8710 JT JPY Moderate Very High
Japan LAC CO LTD 3857 JT JPY Moderate High
Japan MINERVA HOLDINGS CO LTD 3090 JT JPY Moderate Very High
Japan BRONCO BILLY CO LTD 3091 JT JPY Moderate High
Japan SYNERGY MARKETING INC 3859 JT JPY Moderate Very High
Japan TECHNO ALPHA CO LTD 3089 JT JPY Moderate High
Japan MEGALOS CO LTD 2165 JT JPY High Very High
Japan JAPAN TISSUE ENGINEERING CO LTD 7774 JT JPY High Very High
Japan LINK AND MOTIVATION INC 2170 JT JPY High Very High
Japan SUPER VALUE CO LTD 3094 JT JPY High Moderate
Japan TRI-STAGE INC 2178 JT JPY Moderate High
Japan SHOEI CORP 9385 JT JPY Moderate High
Japan FUND CREATION GROUP CO LTD 3266 JT JPY Very High High
Japan CREATE SD HOLDINGS CO LTD 3148 JT JPY Moderate High
Japan LINICAL CO LTD 2183 JT JPY High Very High
Japan CELLSEED INC 7776 JT JPY High Very High
Japan CHARM CARE CORP KK 6062 JT JPY High Very High
Japan E-GUARDIAN INC 6050 JT JPY High Very High
Japan OOMITSU CO LTD 3160 JT JPY Moderate High
Japan TOMONY HOLDINGS INC 8600 JT JPY Moderate High
Japan AZEARTH CORP 3161 JT JPY Moderate High
Japan DENSAN SYSTEM CO LTD 3630 JT JPY Very High High
Japan SHO-BI CORP 7819 JT JPY Moderate High
Japan JUTEC HOLDINGS CORP 3157 JT JPY Moderate High
Japan AMITA HOLDINGS CO LTD 2195 JT JPY High Very High
Japan PALTAC CORP 8283 JT JPY Moderate High
Japan NAIGAI TRANS LINE LTD 9384 JT JPY Moderate High
Japan SENSHU IKEDA HOLDINGS INC 8714 JT JPY High Moderate
Japan YA-MAN LTD 6630 JT JPY High Very High
Japan CONNECT HOLDINGS CORP 3647 JT JPY High Very High
Japan SANSEI LANDIC CO LTD 3277 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 85
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Previous Risk Rating/
过往风险评级
Japan KLAB INC 3656 JT JPY High Very High
Japan EKITAN & CO LTD 3646 JT JPY High Very High
Japan TECHNO HORIZON HOLDINGS CO LTD 6629 JT JPY High Very High
Japan VOLTAGE INC 3639 JT JPY Moderate High
Japan HOUSECOM CORP 3275 JT JPY Moderate High
Japan UCHIYAMA HOLDINGS CO LTD 6059 JT JPY High Moderate
Japan FUHRMEISTER ELECTRONICS CO LTD 3165 JT JPY Very High High
Japan SYMBIO PHARMACEUTICALS LTD 4582 JT JPY High Very High
Japan OCHI HOLDINGS CO LTD 3166 JT JPY Moderate High
Japan JAPAN PROPERTY MANAGEMENT CENTER CO LTD 3276 JT JPY High Very High
Japan MORPHO INC 3653 JT JPY Very High High
Japan SANOYAS HOLDINGS CORP 7022 JT JPY Very High High
Japan CHIOME BIOSCIENCE INC 4583 JT JPY High Very High
Japan EMERGENCY ASSISTANCE JAPAN CO LTD 6063 JT JPY High Very High
Japan GLOBAL LTD/THE 3271 JT JPY Moderate High
Japan INTERLIFE HOLDINGS CO LTD 1418 JT JPY Moderate High
Japan KITANOTATSUJIN CORP 2930 JT JPY High Very High
Japan MEDICAL NET COMMUNICATIONS INC 3645 JT JPY High Very High
Japan NOEVIR HOLDINGS CO LTD 4928 JT JPY Moderate High
Japan MISAWA & CO LTD 3169 JT JPY Moderate High
Japan BERG EARTH CO LTD 1383 JT JPY High Moderate
Japan AISEI PHARMACY CO LTD 3170 JT JPY High Very High
Japan SEMITEC CORP 6626 JT JPY High Very High
Japan ATEAM INC 3662 JT JPY High Very High
Japan AGS CORP 3648 JT JPY Moderate High
Japan EP-MINT CO LTD 6052 JT JPY High Very High
Japan PSC INC/JAPAN 3649 JT JPY Moderate Very High
Japan KUROTANI CORP 3168 JT JPY Moderate High
Japan JAPAN MATERIAL CO LTD 6055 JT JPY High Very High
Japan NITTA GELATIN INC 4977 JT JPY Moderate High
Japan GOYO FOODS INDUSTRY CO LTD 2230 JT JPY Moderate Very High
Japan IR JAPAN INC 6051 JT JPY High Very High
Japan HANEDA ZENITH CO LTD 5289 JT JPY High Very High
Japan MIYAKOSHI HOLDINGS INC 6620 JT JPY High Very High
Japan EIKOH HOLDINGS INC 6053 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 86
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Previous Risk Rating/
过往风险评级
Japan JALCO HOLDINGS INC 6625 JT JPY High Very High
Japan DIGITAL MEDIA PROFESSIONALS INC 3652 JT JPY High Very High
Japan BRAINPAD INC 3655 JT JPY High Very High
Japan LIVESENSE INC 6054 JT JPY Moderate High
Japan ARTSPARK HOLDINGS INC 3663 JT JPY High Very High
Japan TEA LIFE CO LTD 3172 JT JPY Moderate High
Japan WIRELESSGATE INC 9419 JT JPY High Very High
Japan VECTOR INC/MINATO-KU 6058 JT JPY High Very High
Japan MOBCAST INC 3664 JT JPY Very High High
Japan SUCCESS HOLDINGS CO LTD 6065 JT JPY High Very High
Japan GRANDES INC 3261 JT JPY Moderate High
Japan HOTMAN CO LTD 3190 JT JPY Moderate High
Japan BROADLEAF CO LTD 3673 JT JPY Moderate High
Japan HEKI CO LTD 3039 JT JPY Moderate Very High
Japan SYUPPIN CO LTD 3179 JT JPY High Very High
Japan V-CUBE INC 3681 JT JPY High Very High
Japan NIPPON CONCEPT CORP 9386 JT JPY Moderate High
Japan MOBILE CREATE CO LTD 3669 JT JPY High Very High
Japan AP CO CO LTD 3175 JT JPY Moderate High
Japan TAKAOKA TOKO HOLDINGS CO LTD 6617 JT JPY Moderate High
Japan P & P HOLDINGS CORP 6068 JT JPY High Very High
Japan TRENDERS INC 6069 JT JPY High Very High
Japan SANYO TRADING CO LTD 3176 JT JPY Moderate High
Japan TOREX SEMICONDUCTOR LTD 6616 JT JPY High Very High
Japan STRUST CO LTD 3280 JT JPY Moderate High
Japan DAIWA HOUSE REIT INVESTMENT CORP 3263 JT JPY Moderate Very High
Japan PUNCH INDUSTRY CO LTD 6165 JT JPY High Very High
Japan GENE TECHNO SCIENCE CO LTD 4584 JT JPY High Very High
Japan IBJ INC 6071 JT JPY High Very High
Japan UMN PHARMA INC 4585 JT JPY Very High High
Japan ANAP INC 3189 JT JPY High Very High
Japan AUCFAN CO LTD 3674 JT JPY High Very High
Japan ALTPLUS INC 3672 JT JPY High Very High
Japan WATER DIRECT CORP 2588 JT JPY High Very High
Japan FALTEC CO LTD 7215 JT JPY Moderate High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 87
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Previous Risk Rating/
过往风险评级
Japan NOMURA REAL ESTATE MASTER FUND INC 3285 JT JPY Moderate Very High
Japan YOKOTA MANUFACTURING CO LTD 6248 JT JPY Moderate Very High
JapanINTERNATIONAL CONGLOMERATE OF DISTRIBUTION FOR AUTOMOBILE HOLDINGS CO LTD 3184 JT JPY Moderate
High
Japan REPROCELL INC 4978 JT JPY High Very High
Japan JSS CORP 6074 JT JPY Moderate High
Japan TRUST HOLDINGS INC 3286 JT JPY Moderate Very High
Japan NEXTAGE CO LTD 3186 JT JPY High Very High
Japan TOUBU JYUHANCO LTD 3297 JT JPY Moderate High
Japan FIRST BROTHERS CO LTD 3454 JT JPY Moderate High
Japan HOTTO LINK INC 3680 JT JPY High Very High
Japan K&O ENERGY GROUP INC 1663 JT JPY Moderate High
Japan VOYAGE GROUP INC 3688 JT JPY High Very High
Japan TORIKIZOKU CO LTD 3193 JT JPY Moderate High
Japan IGNIS LTD 3689 JT JPY High Very High
Japan FIXSTARS CORP 3687 JT JPY High Very High
Japan SANWA CO LTD 3187 JT JPY High Very High
Japan SHIROHATO CO LTD 3192 JT JPY High Very High
Japan ABIST CO LTD 6087 JT JPY Moderate High
Japan SIGMAXYZ INC 6088 JT JPY High Very High
Japan RIDE ON EXPRESS CO LTD 6082 JT JPY High Very High
Japan JOYFUL HONDA CO LTD 3191 JT JPY Moderate High
Japan DAIKI AXIS CO LTD 4245 JT JPY Moderate Very High
Japan NIPPON AQUA CO LTD 1429 JT JPY High Very High
Japan MARUWA UNYU KIKAN CO LTD 9090 JT JPY Moderate High
Japan SHIN PRO MAINT INC 6086 JT JPY High Very High
Japan N FIELD CO LTD 6077 JT JPY High Very High
Japan ENCOURAGE TECHNOLOGIES CO LTD 3682 JT JPY High Very High
Japan ESCROW AGENT JAPAN CO LTD 6093 JT JPY High Very High
Japan ARCHITECTS STUDIO JAPAN INC 6085 JT JPY High Very High
Japan M&A CAPITAL PARTNERS CO LTD 6080 JT JPY High Very High
Japan IJT TECHNOLOGY HOLDINGS CO LTD 7315 JT JPY Moderate High
Japan HUMAN METABOLOME TECHNOLOGIES INC 6090 JT JPY High Very High
Japan MUGEN ESTATE CO LTD 3299 JT JPY Moderate High
Japan OAT AGRIO CO LTD 4979 JT JPY High Very High
Japan POVAL KOGYO CO LTD 4247 JT JPY High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 88
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Previous Risk Rating/
过往风险评级
Japan HOKURYO CO LTD 1384 JT JPY Moderate High
Japan DEXERIALS CORP 4980 JT JPY Moderate High
Japan AIMING INC 3911 JT JPY High Very High
Japan FFRI INC 3692 JT JPY High Very High
Japan SOLASTO CORP 6197 JT JPY High Very High
Japan MERCARI INC 4385 JT JPY High Very High
Malaysia TRIUMPHAL ASSOCIATES BHD TAS MK MYR High Very High
Malaysia YINSON HOLDINGS BHD YNS MK MYR Very High High
Malaysia KWANTAS CORP BHD KWAN MK MYR High Very High
Malaysia YA HORNG ELECTRONIC BHD YHE MK MYR High Very High
Malaysia PADIBERAS NASIONAL BHD PNL MK MYR High Very High
Malaysia SKP RESOURCES BHD SKP MK MYR High Very High
Malaysia MILUX CORP BHD MILUX MK MYR High Very High
Malaysia NEW HOONG FATT HOLDINGS BHD NHF MK MYR High Very High
Malaysia INGRESS CORP BHD INGC MK MYR High Very High
Malaysia CB INDUSTRIAL PRODUCT HOLDING BHD CBP MK MYR High Very High
Malaysia I-BHD IBHD MK MYR High Very High
Malaysia HARRISONS HOLDINGS MALAYSIA BHD HHM MK MYR High Very High
Malaysia TOWER REAL ESTATE INVESTMENT TRUST TRET MK MYR High Very High
Malaysia KEJURUTERAAN SAMUDRA TIMUR BHD KSTB MK MYR High Very High
Malaysia POH KONG HOLDINGS BHD PKH MK MYR High Very High
Malaysia AIRASIA BHD AIRA MK MYR High Very High
Malaysia TALIWORKS CORP BHD CI MK MYR High Very High
Malaysia GUINNESS ANCHOR BHD GUIN MK MYR High Very High
Malaysia PUBLIC BANK BHD PBKF MK MYR High Very High
Malaysia SEE HUP CONSOLIDATED BHD SHC MK MYR High Very High
Malaysia METROD HOLDINGS BHD MTRD MK MYR High Very High
Malaysia SUNGEI BAGAN RUBBER CO MALAYA BHD SBR MK MYR High Very High
Malaysia IJM PLANTATIONS BHD IJMP MK MYR High Very High
Malaysia CHIN WELL HOLDINGS BHD CWH MK MYR High Very High
Malaysia KLUANG RUBBER CO MALAYA BHD KLR MK MYR High Very High
Malaysia MALAYSIAN PACIFIC INDUSTRIES BHD MPI MK MYR High Very High
Malaysia ANCOM BHD ANC MK MYR High Very High
Malaysia MULPHA INTERNATIONAL BHD MIT MK MYR High Very High
Malaysia RIVERVIEW RUBBER ESTATES BHD RRE MK MYR High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 89
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Previous Risk Rating/
过往风险评级
Malaysia CHIN TECK PLANTATIONS BHD CTP MK MYR High Very High
Malaysia PJ DEVELOPMENT HOLDINGS BHD PJD MK MYR High Very High
Malaysia ALLIANCE FINANCIAL GROUP BHD AFG MK MYR High Very High
Malaysia MUDA HOLDINGS BHD MUD MK MYR High Very High
Malaysia MULTI-PURPOSE HOLDINGS BHD MPU MK MYR High Very High
Malaysia MWE HOLDINGS BHD MWE MK MYR High Very High
Malaysia BOUSTEAD HOLDINGS BHD BOUS MK MYR Very High High
Malaysia NEGRI SEMBILAN OIL PALMS BHD NSOP MK MYR High Very High
Malaysia CI HOLDINGS BHD CIH MK MYR High Very High
Malaysia KRETAM HOLDINGS BHD KHP MK MYR High Very High
Malaysia KULIM MALAYSIA BHD KUL MK MYR High Very High
Malaysia CAHYA MATA SARAWAK BHD CMS MK MYR High Very High
Malaysia INTEGRATED RUBBER CORP BHD IRCB MK MYR High Very High
Malaysia GOPENG BHD GOP MK MYR High Very High
Malaysia CHEMICAL CO OF MALAYSIA BHD CCM MK MYR High Very High
Malaysia BRITISH AMERICAN TOBACCO MALAYSIA BHD ROTH MK MYR High Very High
Malaysia SHELL REFINING CO FEDERATION OF MALAYA BHD SHELL MK MYR High Very High
Malaysia HEXZA CORP BHD HEX MK MYR High Very High
Malaysia CYCLE & CARRIAGE BINTANG BHD CNCB MK MYR High Very High
Malaysia TAN CHONG MOTOR HOLDINGS BHD TCM MK MYR High Very High
Malaysia GOH BAN HUAT BHD GBH MK MYR High Very High
Malaysia MALAYSIAN AIRLINE SYSTEM BHD MAS MK MYR High Very High
Malaysia TAHPS GROUP BHD THPS MK MYR High Very High
Malaysia COUNTRY HEIGHTS HOLDINGS BHD CHH MK MYR High Very High
Malaysia FIMA CORP BHD FMB MK MYR High Very High
Malaysia UMW HOLDINGS BHD UMWH MK MYR High Very High
Malaysia INSAS BHD INS MK MYR High Very High
Malaysia KIAN JOO CAN FACTORY BHD KJC MK MYR High Very High
Malaysia BERJAYA CORP BHD BC MK MYR High Very High
Malaysia JT INTERNATIONAL BHD RJR MK MYR High Very High
Malaysia FABER GROUP BHD FAB MK MYR High Very High
Malaysia TRADEWINDS CORP BHD TWC MK MYR High Very High
Malaysia IGB CORP BHD IGB MK MYR High Very High
Malaysia FAR EAST HOLDINGS BHD FEH MK MYR High Very High
Malaysia APEX EQUITY HOLDINGS BHD APX MK MYR High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 90
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Previous Risk Rating/
过往风险评级
Malaysia AMANAH HARTA TANAH PNB AHP MK MYR High Very High
Malaysia CONCRETE ENGINEERING PRODUCTS BHD CEP MK MYR High Very High
Malaysia DAIMAN DEVELOPMENT BHD DD MK MYR High Very High
Malaysia STAR PUBLICATIONS MALAYSIA BHD STAR MK MYR High Very High
Malaysia MINTYE INDUSTRIES BHD MTYE MK MYR High Very High
Malaysia DENKO INDUSTRIAL CORP BHD DEN MK MYR High Very High
Malaysia SBC CORP BHD SBC MK MYR High Very High
Malaysia PUBLIC PACKAGES HOLDINGS BHD PP MK MYR High Very High
Malaysia AFFIN HOLDINGS BHD AHB MK MYR High Very High
Malaysia STORE CORP BHD/THE STORE MK MYR High Very High
Malaysia SOUTHERN ACIDS MALAYSIA BHD SA MK MYR High Very High
Malaysia SARAWAK OIL PALMS BHD SOP MK MYR High Very High
Malaysia NYLEX MALAYSIA BHD NYL MK MYR High Very High
Malaysia MALPAC HOLDINGS BHD MPAC MK MYR High Very High
Malaysia HIL INDUSTRIES BHD HIL MK MYR High Very High
Malaysia IJM LAND BHD IJMLD MK MYR High Very High
Malaysia DRB-HICOM BHD DRB MK MYR High Very High
Malaysia SHANGRI-LA HOTELS MALAYSIA BHD SHMB MK MYR High Very High
Malaysia SP SETIA BHD SPSB MK MYR High Very High
Malaysia YEE LEE CORP YEE MK MYR Very High High
Malaysia SUIWAH CORP BHD SW MK MYR High Very High
Malaysia ORIENTAL INTEREST BHD OIB MK MYR High Very High
Malaysia FORMOSA PROSONIC INDUSTRIES BHD FOR MK MYR High Very High
Malaysia EASTERN & ORIENTAL BHD EAST MK MYR High Very High
Malaysia FITTERS DIVERSIFIED BHD FIT MK MYR High Very High
Malaysia DKSH HOLDINGS MALAYSIA BHD DKSH MK MYR High Very High
Malaysia MBM RESOURCES BHD MBM MK MYR High Very High
Malaysia MUHIBBAH ENGINEERING M BHD MUHI MK MYR High Very High
Malaysia SHL CONSOLIDATED BHD SHLC MK MYR High Very High
Malaysia PRESS METAL BHD PRESS MK MYR High Very High
Malaysia DEGEM BHD DGEM MK MYR High Very High
Malaysia KOTRA INDUSTRIES BHD KTRI MK MYR High Very High
Malaysia LYSAGHT GALVANIZED STEEL BHD LYSA MK MYR High Very High
Malaysia KESM INDUSTRIES BHD KESM MK MYR High Very High
Malaysia CHEE WAH CORP BHD CWAH MK MYR High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 91
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Previous Risk Rating/
过往风险评级
Malaysia CHOO BEE METAL INDUSTRIES BHD CBEE MK MYR High Very High
Malaysia DKLS INDUSTRIES BHD DKLS MK MYR High Very High
Malaysia AEON CO M BHD AEON MK MYR High Very High
Malaysia AJIYA BHD AJY MK MYR High Very High
Malaysia KHIND HOLDINGS BHD KHIN MK MYR High Very High
Malaysia TEO GUAN LEE CORP BHD TGL MK MYR High Very High
Malaysia BOUSTEAD HEAVY INDUSTRIES CORP BHD BHIC MK MYR Very High High
Malaysia ASAS DUNIA BHD ASAS MK MYR High Very High
Malaysia FARLIM GROUP BHD FG MK MYR High Very High
Malaysia ATLAN HOLDINGS BHD ALN MK MYR High Very High
Malaysia UMS HOLDINGS BHD UMS MK MYR High Very High
Malaysia SUNCHIRIN INDUSTRIES BHD/MALAYSIA SCR MK MYR High Very High
Malaysia BOX-PAK MALAYSIA BHD BPAK MK MYR High Very High
Malaysia SHH RESOURCES HOLDINGS BHD SHH MK MYR High Very High
Malaysia HAI-O ENTERPRISE BHD HAIO MK MYR High Very High
Malaysia AWC BHD AWCF MK MYR High Very High
Malaysia CRESCENDO CORP BHD CCDO MK MYR High Very High
Malaysia KAF-SEAGROATT & CAMPBELL BHD KAF MK MYR High Very High
Malaysia CENTURY BOND BHD CBD MK MYR High Very High
Malaysia RHB CAPITAL BHD RHBC MK MYR High Very High
Malaysia EKSONS CORP BHD EKSON MK MYR High Very High
Malaysia THONG GUAN INDUSTRIES BHD TGI MK MYR High Very High
Malaysia PMB TECHNOLOGY BHD PMBT MK MYR High Very High
Malaysia MASTER-PACK GROUP BHD MPG MK MYR Very High High
Malaysia AMTEL HOLDINGS BHD AMT MK MYR High Very High
Malaysia FACB INDUSTRIES INC BHD FACI MK MYR High Very High
Malaysia KUMPULAN H&L HIGH TECH BHD H&L MK MYR High Very High
Malaysia FURNIWEB INDUSTRIAL PRODUCTS BHD FURN MK MYR High Very High
Malaysia PADINI HOLDINGS BHD PAD MK MYR High Very High
Malaysia KONSORTIUM LOGISTIK BHD KLB MK MYR High Very High
Malaysia PHARMANIAGA BHD PHRM MK MYR Very High High
Malaysia WHITE HORSE BHD WHIT MK MYR High Very High
Malaysia TA ANN HOLDINGS BHD TAH MK MYR High Very High
Malaysia APM AUTOMOTIVE HOLDINGS BHD APM MK MYR High Very High
Malaysia GLOMAC BHD GLMC MK MYR High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 92
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Previous Risk Rating/
过往风险评级
Malaysia WEIDA MALAYSIA BHD WEI MK MYR High Very High
Malaysia WARISAN TC HOLDINGS BHD WTCH MK MYR High Very High
Malaysia HUAT LAI RESOURCES BHD HLR MK MYR High Very High
Malaysia HUNZA PROPERTIES BHD HPB MK MYR High Very High
Malaysia UNICO-DESA PLANTATIONS BHD UDP MK MYR High Very High
Malaysia LII HEN INDUSTRIES BHD LHI MK MYR High Very High
Malaysia PIE INDUSTRIAL BHD PIE MK MYR High Very High
Malaysia GOLSTA SYNERGY BHD GSB MK MYR High Very High
Malaysia ORIENTAL FOOD INDUSTRIES HOLDINGS BHD OFIH MK MYR High Very High
Malaysia EG INDUSTRIES BHD EG MK MYR Very High High
Malaysia FOCAL AIMS HOLDINGS BHD FAH MK MYR High Very High
Malaysia CEPATWAWASAN GROUP BHD CWG MK MYR High Very High
Malaysia HELP INTERNATIONAL CORP BHD HELP MK MYR High Very High
Malaysia SPRITZER BHD SPZ MK MYR High Very High
Malaysia UCHI TECHNOLOGIES BHD UCHI MK MYR High Very High
Malaysia SUPERMAX CORP BHD SUCB MK MYR High Very High
Malaysia FUTUTECH BHD FUT MK MYR High Very High
Malaysia BINTULU PORT HOLDINGS BHD BPH MK MYR High Very High
Malaysia PBA HOLDINGS BHD PBAH MK MYR High Very High
Malaysia EKOWOOD INTERNATIONAL BHD EKOW MK MYR High Very High
Malaysia UMS-NEIKEN GROUP BHD UMSN MK MYR High Very High
Malaysia ORNAPAPER BHD OPB MK MYR High Very High
Malaysia EMAS KIARA INDUSTRIES BHD EKI MK MYR High Very High
Malaysia RGB INTERNATIONAL BHD RGB MK MYR High Very High
Malaysia OSK PROPERTY HOLDINGS BHD OSKP MK MYR High Very High
Malaysia OPENSYS M BHD OPEN MK MYR High Very High
Malaysia GUAN CHONG BHD GUAN MK MYR High Very High
Malaysia SCGM BHD SCGM MK MYR High Very High
Malaysia ECS ICT BHD ECS MK MYR High Very High
Malaysia LCTH CORP BHD LCTH MK MYR High Very High
Malaysia NPC RESOURCES BHD NPC MK MYR High Very High
Malaysia GOLDIS BHD GOLD MK MYR High Very High
Malaysia LEBTECH BHD LDB MK MYR High Very High
Malaysia YTL LAND & DEVELOPMENT BHD YTLL MK MYR High Very High
Malaysia YI-LAI BHD YLAI MK MYR High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 93
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Previous Risk Rating/
过往风险评级
Malaysia PW CONSOLIDATED BHD PW MK MYR High Very High
Malaysia CCM DUOPHARMA BIOTECH BHD CCMD MK MYR High Very High
Malaysia THREE-A RESOURCES BHD TARE MK MYR High Very High
Malaysia YTL E-SOLUTIONS BHD YTLE MK MYR High Very High
Malaysia PELANGI PUBLISHING GROUP BHD PPG MK MYR High Very High
Malaysia WAH SEONG CORP BHD WSC MK MYR High Very High
Malaysia BLD PLANTATION BHD BLDP MK MYR High Very High
Malaysia LEE SWEE KIAT GROUP BHD LSKG MK MYR High Very High
Malaysia JOBSTREET CORP BHD JOBS MK MYR High Very High
Malaysia D&O GREEN TECHNOLOGIES BHD DOGT MK MYR High Very High
Malaysia CAELY HOLDINGS BHD CHB MK MYR Very High High
Malaysia VITROX CORP BHD VITRO MK MYR High Very High
Malaysia IBRACO BHD IBRA MK MYR High Very High
Malaysia HOVID BHD HOV MK MYR High Very High
Malaysia KSK GROUP BHD KSK MK MYR High Very High
Malaysia WANG-ZHENG BHD WANG MK MYR High Very High
Malaysia HEVEABOARD BHD HAVE MK MYR High Very High
Malaysia UOA REAL ESTATE INVESTMENT TRUST UOAR MK MYR High Very High
Malaysia QUILL CAPITA TRUST QUIL MK MYR High Very High
Malaysia BP PLASTICS HOLDING BHD BPP MK MYR High Very High
Malaysia A-RANK BHD ARNK MK MYR High Very High
Malaysia N2N CONNECT BHD N2N MK MYR High Very High
Malaysia SAMCHEM HOLDINGS BHD SAHB MK MYR High Very High
Malaysia STEMLIFE BHD STEM MK MYR High Very High
Malaysia AL-HADHARAH BOUSTEAD REIT BIRT MK MYR High Very High
Malaysia COMPLETE LOGISTIC SERVICES BHD CLSB MK MYR High Very High
Malaysia POWER ROOT BHD PWRT MK MYR Very High High
Malaysia SLP RESOURCES BHD SLPR MK MYR High Very High
Malaysia KELINGTON GROUP BHD KGRB MK MYR High Very High
Malaysia YOONG ONN CORP BHD YOCB MK MYR High Very High
Malaysia SCC HOLDINGS BHD SCHB MK MYR High Very High
Malaysia BERJAYA FOOD BHD BFD MK MYR Very High High
Malaysia OLDTOWN BHD OTB MK MYR High Very High
Malaysia GLOBALTEC FORMATION BHD GBLF MK MYR High Very High
Malaysia EITA RESOURCES BHD EITA MK MYR High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 94
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Previous Risk Rating/
过往风险评级
Malaysia TUNE INS HOLDINGS BHD TIH MK MYR High Very High
Malaysia AIRASIA GROUP BHD AAGB MK MYR High Very High
Taiwan CHUNG LIEN TRANSPORTATION CO LTD 5604 TT NTD Very High High
Taiwan TAILYN TECHNOLOGIES INC 5353 TT NTD Very High High
Taiwan FULL WANG INTERNATIONAL DEVELOPMENT CO LTD 6219 TT NTD Very High High
Taiwan HWACOM SYSTEMS INC 6163 TT NTD Very High High
Taiwan TOUNG LOONG TEXTILE MANUFACTURING 4401 TT NTD Very High High
Taiwan CADAC ELECTRONIC CO LTD 5301 TT NTD Very High High
Taiwan HARMONY ELECTRONICS CORP 8182 TT NTD Very High High
Taiwan POWERTIP TECH CORP 6167 TT NTD Very High High
Taiwan UNITED RADIANT TECHNOLOGY 5315 TT NTD Very High High
Taiwan SUN-SEA CONSTRUCTION CO LTD 5516 TT NTD Very High High
Taiwan SUBTRON TECHNOLOGY CO LTD 8179 TT NTD Very High High
Taiwan DAILY POLYMER CORP 4716 TT NTD Very High High
Taiwan TERA AUTOTECH CORP 6234 TT NTD Very High High
Taiwan TAIWAN CALSONIC CO LTD 4523 TT NTD Very High High
Taiwan UNIVERSAL MICROWAVE TECHNOLOGY INC 3491 TT NTD Very High High
Taiwan KENMEC MECHANICAL ENGINEERING CO LTD 6125 TT NTD Very High High
Taiwan CONTREL TECHNOLOGY CO LTD 8064 TT NTD Very High High
Taiwan DYNAMIC PRECISION INDUSTRY CORP 8928 TT NTD Very High High
Taiwan UNIC TECHNOLOGY CORP 5452 TT NTD Very High High
Taiwan PRINCETON TECHNOLOGY CORP 6129 TT NTD Very High High
Taiwan SENTRONIC INTERNATIONAL CORP 3232 TT NTD Very High High
Taiwan SUNF PU TECHNOLOGY CO LTD 5488 TT NTD Very High High
Taiwan PHISON ELECTRONICS CORP 8299 TT NTD Very High High
Taiwan CHIALIN PRECISION INDUSTRIAL CO LTD 3310 TT NTD Very High High
Taiwan JIIN YEEH DING ENTERPRISE CO LTD 8390 TT NTD Very High High
Taiwan XAC AUTOMATION CORP 5490 TT NTD Very High High
Taiwan XIN CHIO GLOBAL CO LTD 3171 TT NTD Very High High
Taiwan ADVANCED INTERNATIONAL MULTITECH CO LTD 8938 TT NTD Very High High
Taiwan IC PLUS CORP 8040 TT NTD Very High High
Taiwan DACOME INTERNATIONAL LTD 9960 TT NTD Very High High
Taiwan DONPON PRECISION INC 3290 TT NTD Very High High
Taiwan PAN RAM INTERNATIONAL CORP 8088 TT NTD Very High High
Taiwan WELLDONE CO 6170 TT NTD Very High High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 95
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过往风险评级
TaiwanAPEX INTERNATIONAL FINANCIAL ENGINEERING RESEARCH & TECHNOLOGY CO LTD 5210 TT NTD Very High
High
Taiwan TAIWAN ARIES CO LTD 6171 TT NTD Very High High
Taiwan BENQ MEDICAL TECHNOLOGY CORP 4116 TT NTD Very High High
Taiwan TAIWAN WAX CO LTD 1742 TT NTD Very High High
Taiwan CCP CONTACT PROBES CO LTD 6217 TT NTD Very High High
Taiwan CASHBOX PARTYWORLD CO LTD 8359 TT NTD Very High High
Taiwan TAIWAN IC PACKAGING CORP 3372 TT NTD Very High High
Taiwan SUNFLEX TECH CO LTD 3390 TT NTD Very High High
Taiwan SINGLE WELL INDUSTRIAL CORP 3490 TT NTD Very High High
Taiwan SHIH HER TECHNOLOGIES INC 3551 TT NTD Very High High
Taiwan POLYLITE TAIWAN CO LTD 1813 TT NTD Very High High
Taiwan MEGAFORCE CORP LTD 3294 TT NTD Very High High
Taiwan ARBOR TECHNOLOGY CORP 3594 TT NTD Very High High
Taiwan S-TECH CORP 1584 TT NTD Very High High
Taiwan GUDENG PRECISION INDUSTRIAL CO LTD 3680 TT NTD Very High High
Taiwan OPTIVISION TECHNOLOGY INC 3666 TT NTD Very High High
Taiwan HEP TECH CO LTD 3609 TT NTD Very High High
Taiwan UBRIGHT OPTRONICS CORP 4933 TT NTD Very High High
Taiwan LAUNCH TECHNOLOGIES CO LTD 8420 TT NTD Very High High
Taiwan GOLDEN BIOTECHNOLOGY CORP 4132 TT NTD Very High High
Taiwan CHIMEI MATERIALS TECHNOLOGY CORP 4960 TT NTD Very High High
Taiwan DIVA LABORATORIES LTD 4153 TT NTD Very High High
Taiwan INTAI TECHNOLOGY CORP 4163 TT NTD Very High High
Taiwan CHITEC TECHNOLOGY CO LTD 3430 TT NTD Very High High
Taiwan UDE CORP 3689 TT NTD Very High High
Taiwan FORMOSA ELECTRONIC INDUSTRIES INC 8171 TT NTD Very High High
Taiwan I YUAN PRECISION IND CO LTD 2235 TT NTD Very High High
Taiwan YEASHIN INTERNATIONAL DEVELOPMENT CO LTD 5213 TT NTD Very High High
Taiwan LA KAFFA INTERNATIONAL CO LTD 2732 TT NTD Very High High
Taiwan EPS BIO TECHNOLOGY CORP 4183 TT NTD Very High High
Taiwan INTERNATIONAL CARBIDE TECHNOLOGY CO LTD 4754 TT NTD Very High High
Taiwan SAVIOR LIFETEC CORP 4167 TT NTD Very High High
Taiwan SINGTEX INDUSTRIAL CO LTD 4433 TT NTD Very High High
Taiwan NUUO INC 6419 TT NTD Very High High
Thailand BOUTIQUE NEWCITY PCL BTNC TB THB High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 96
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过往风险评级
Thailand CROWN SEAL PCL CSC TB THB High Very High
Thailand FAR EAST DDB PCL FE TB THB High Very High
Thailand HAAD THIP PCL HTC TB THB Very High High
Thailand NEW CITY BANGKOK PCL NC TB THB High Very High
Thailand PADAENG INDUSTRY PCL PDI TB THB Very High High
Thailand GOLDEN LAND PROPERTY DEVELOPMENT PCL GOLD TB THB High Very High
Thailand BANGKOK EXPRESSWAY PCL BECL TB THB High Very High
Thailand QUALITY CONSTRUCTION PRODUCTS PCL QCON TB THB High Very High
Thailand KARMARTS PCL KAMART TB THB Very High High
Thailand DRACO PCB PCL DRACO TB THB High Very High
Thailand PRESIDENT RICE PRODUCTS PCL PR TB THB High Very High
Thailand SUB SRI THAI PCL SST TB THB High Very High
Thailand THAI PRESIDENT FOODS PCL TF TB THB High Very High
Thailand VANACHAI GROUP PCL VNG TB THB High Very High
Thailand SIAM COMMERCIAL SAMAGGI INSURANCE PCL/THE SCSMG TB THB High Very High
Thailand ICC INTERNATIONAL PCL ICC TB THB High Very High
Thailand SAHA PATHANA INTER-HOLDING PCL SPI TB THB High Very High
Thailand OISHI GROUP PCL OISHI TB THB Very High High
Thailand SVI PCL SVI TB THB High Very High
Thailand THAI WAH FOOD PRODUCTS PCL TWFP TB THB High Very High
Thailand THANULUX PCL TNL TB THB High Very High
Thailand WHITE GROUP PCL WG TB THB High Very High
Thailand ASIA FIBER PCL AFC TB THB High Very High
Thailand KIATNAKIN BANK PCL KK TB THB High Very High
Thailand SURAPON FOODS PCL SSF TB THB High Very High
Thailand ASIA HOTEL CO ASIA TB THB High Very High
Thailand CITY SPORTS & RECREATION PCL CSR TB THB High Very High
Thailand GOODYEAR THAILAND PCL GYT TB THB High Very High
Thailand SIAM FOOD PRODUCTS PCL SFP TB THB High Very High
Thailand TEXTILE PRESTIGE PCL TPCORP TB THB High Very High
Thailand UNION MOSAIC INDUSTRY PCL UMI TB THB High Very High
Thailand THAI PLASTIC & CHEMICAL PCL TPC TB THB High Very High
Thailand THAI-GERMAN CERAMIC PCL TGCI TB THB High Very High
Thailand UNION TEXTILE INDUSTRIES PCL UT TB THB High Very High
Thailand ERAWAN GROUP PCL/THE ERW TB THB High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 97
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Previous Risk Rating/
过往风险评级
Thailand BANGKOK FIRST INVESTMENT & TRUST PCL BFIT TB THB High Very High
Thailand DUSIT THANI PCL DTC TB THB High Very High
Thailand OCC PCL OCC TB THB High Very High
Thailand OHTL PCL OHTL TB THB High Very High
Thailand BANGKOK DUSIT MEDICAL SERVICES PCL BGH TB THB High Very High
Thailand CAPITAL ENGINEERING NETWORK PCL CEN TB THB High Very High
Thailand NATURAL PARK PCL NPARK TB THB High Very High
Thailand PRANDA JEWELRY PCL PRANDA TB THB High Very High
Thailand THAI AIRWAYS INTERNATIONAL PCL THAI TB THB Very High High
Thailand KULTHORN KIRBY PCL KKC TB THB High Very High
Thailand PRAKIT HOLDINGS PCL PFCB TB THB High Very High
Thailand TIPCO ASPHALT PCL TASCO TB THB High Very High
Thailand GFPT PCL GFPT TB THB High Very High
Thailand TTL INDUSTRIES PCL TTL TB THB High Very High
Thailand PREMIER TECHNOLOGY PCL PT TB THB High Very High
Thailand NAVAKIJ INSURANCE PCL NKI TB THB High Very High
Thailand THAI CARBON BLACK PCL TCB TB THB High Very High
Thailand THAI-NAM PLASTICS PCL TNPC TB THB High Very High
Thailand THAI FACTORY DEVELOPMENT PCL TFD TB THB High Very High
Thailand SE EDUCATION PCL SEED TB THB High Very High
Thailand KIANG HUAT SEAGULL TRADING FROZEN FOOD PCL CHOTI TB THB High Very High
Thailand LPN DEVELOPMENT PCL LPN TB THB High Very High
Thailand THAIVIVAT INSURANCE PCL TVI TB THB High Very High
Thailand S KHONKAEN FOODS PCL SORKON TB THB High Very High
Thailand RAIMON LAND PCL RML TB THB High Very High
Thailand OCEAN GLASS PCL OGC TB THB High Very High
Thailand PROPERTY PERFECT PCL PF TB THB High Very High
Thailand PATUM RICE MILL & GRANARY PCL PRG TB THB High Very High
Thailand ETERNAL ENERGY PCL EE TB THB High Very High
Thailand LOXLEY PCL LOXLEY TB THB Very High High
Thailand SOMBOON ADVANCE TECHNOLOGY PCL SAT TB THB High Very High
Thailand THAI RUNG UNION CAR PCL TRU TB THB Very High High
Thailand NIPPON PACK THAILAND PCL NIPPON TB THB High Very High
Thailand CHARAN INSURANCE PCL CHARAN TB THB High Very High
Thailand ASIAN SEAFOODS COLDSTORAGE PCL ASIAN TB THB High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 98
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最新风险评级
Previous Risk Rating/
过往风险评级
Thailand WYNCOAST INDUSTRIAL PARK PCL WIN TB THB High Very High
Thailand ITALIAN-THAI DEVELOPMENT PCL ITD TB THB Very High High
Thailand WIIK & HOEGLUND PCL KWH TB THB High Very High
Thailand THAI CANE PAPER PCL TCP TB THB High Very High
Thailand THAI UNION FROZEN PRODUCTS PCL TUF TB THB High Very High
Thailand THANTAWAN INDUSTRY PCL THIP TB THB High Very High
Thailand NAM SENG INSURANCE PCL NSI TB THB High Very High
Thailand UNIVENTURES PCL UV TB THB High Very High
Thailand NAWARAT PATANAKARN PCL NWR TB THB Very High High
Thailand GRAND CANAL LAND PCL GLAND TB THB High Very High
Thailand BIG C SUPERCENTER PCL BIGC TB THB High Very High
Thailand AMATA CORP PCL AMATA TB THB High Very High
Thailand MAHACHAI HOSPITAL PCL MCHAI TB THB High Very High
Thailand FURUKAWA METAL THAILAND PCL FMT TB THB High Very High
Thailand CMO PCL CMO TB THB Very High High
Thailand SIS DISTRIBUTION THAILAND PCL SIS TB THB Very High High
Thailand ASIA METAL PCL AMC TB THB High Very High
Thailand TATA STEEL THAILAND PCL TSTH TB THB High Very High
Thailand TICON INDUSTRIAL CONNECTION PCL TICON TB THB High Very High
Thailand SCB LIFE ASSURANCE PCL SCBLIF TB THB High Very High
Thailand AGRIPURE HOLDING PLC APURE TB THB High Very High
Thailand CHARN ISSARA DEVELOPMENT PCL CI TB THB High Very High
Thailand GRANDE ASSET HOTELS & PROPERTY PCL GRAND TB THB High Very High
Thailand MIDA LEASING PCL ML TB THB High Very High
Thailand AAPICO HITECH PCL AH TB THB High Very High
Thailand UNIMIT ENGINEERING PCL UEC TB THB High Very High
Thailand MIDA-MEDALIST ENTERTAINMENT PCL MME TB THB High Very High
Thailand PICO THAILAND PCL PICO TB THB High Very High
Thailand EASTERN COMMERCIAL LEASING PCL ECL TB THB High Very High
Thailand INTERLINK COMMUNICATION PCL ILINK TB THB High Very High
Thailand BANGKOK METRO PCL BMCL TB THB High Very High
Thailand KIATTANA TRANSPORT PCL KIAT TB THB High Very High
Thailand GOLDFINE MANUFACTURERS PCL GFM TB THB High Very High
Thailand METROSTAR PROPERTY PCL METRO TB THB High Very High
Thailand YUASA BATTERY THAILAND PCL YUASA TB THB High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 99
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New Risk
Rating/
最新风险评级
Previous Risk Rating/
过往风险评级
Thailand MFEC PCL MFEC TB THB Very High High
Thailand DCON PRODUCTS PCL DCON TB THB Very High High
Thailand CHUKAI PCL CRANE TB THB Very High High
Thailand POLYPLEX THAILAND PCL PTL TB THB High Very High
Thailand UNITED PAPER PCL UTP TB THB High Very High
Thailand TYCOONS WORLDWIDE GROUP THAILAND PCL TYCN TB THB High Very High
Thailand BAAN ROCK GARDEN PCL BROCK TB THB High Very High
Thailand DSG INTERNATIONAL THAILAND PCL DSGT TB THB High Very High
Thailand SOLARTRON PCL SOLAR TB THB High Very High
Thailand BANGSAPHAN BARMILL PCL BSBM TB THB High Very High
Thailand THAI OPTICAL GROUP PCL TOG TB THB Very High High
Thailand DEMCO PCL DEMCO TB THB High Very High
Thailand GLOW ENERGY PCL GLOW TB THB Very High High
Thailand THAI STEEL CABLE PCL TSC TB THB High Very High
Thailand STAR SANITARYWARE PCL STAR TB THB High Very High
Thailand UBIS ASIA PCL UBIS TB THB High Very High
Thailand UNIQUE ENGINEERING & CONSTRUCTION PCL UNIQ TB THB High Very High
Thailand RASA PROPERTY DEVELOPMENT PCL RASA TB THB High Very High
Thailand OFFICEMATE PCL OFM TB THB High Very High
Thailand THAI YUAN METAL PCL TYM TB THB High Very High
Thailand VINTAGE ENGINEERING PCL VTE TB THB High Very High
Thailand PHOL DHANYA PCL PHOL TB THB High Very High
Thailand NATION INTERNATIONAL EDUTAINMENT PCL NINE TB THB High Very High
Thailand LH FINANCIAL GROUP PCL LHBANK TB THB High Very High
Thailand TEERA-MONGKOL INDUSTRY PCL TMI TB THB High Very High
Thailand UNION INTRACO PCL UIC TB THB High Very High
Thailand DUSIT THANI FREEHOLD AND LEASEHOLD FUND DTCPF TB THB High Very High
Thailand PANJAWATTANA PLASTIC PCL PJW TB THB Very High High
Thailand SRIRACHA CONSTRUCTION PCL SRICHA TB THB Very High High
Thailand PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD - NVDR PTTEP-R TB THB High Very High
Thailand BANGKOK CHAIN HOSPITAL PCL BCH TB THB High Very High
Thailand BANGKOK DUSIT MED SERVI-NVDR BDMS-R TB THB High Very High
Glossary of Product Risk Rating 产品风险级别對照 : Low 低 ;Moderate 中等;High 高;及 Very High 极高 Page 100