Phu luc so I I I BAO CAO TINH HINH Q U A N T R I CONG T Y

(Ban hanh kem theo Thong tu s6 52/2012/TT-BTC ngdy 05 thdng 04 nam 2012 cua Bo Tdi Chdnh huang ddn ve viec Cong bo thong tin tren thi truang chung khodn)

C O N G T Y C P B O T G I A T L I X C Q N G H O A X A H O I C H U N G H I A V I E T N A M

So: 12/2016/CV-HDQT Doc lap - T y do - Hanh phiic

TP. H6 ChiMinh, ngdy 15 thdng 07 nam 2016

B A G C A O T I N H H I N H Q U A N T R I C O N G T Y 6 thang dau nam 2016

Kinh gui: - Uy ban Chung khoan Nha nu-oc

- So* Giao dich Chu*ng khoan T P . H5 Chi Minh

L Hoat dong cua Hoi dong quan tri:

- S6 cuoc hop cua HDQT: 14.

TT Th^nh vien HDQT Chuc vu So buoi

hop tliam du

Ty le Ly do khong tham dy

01 Ong Lam Van Kiet Tong Giam doc 7/14 50% Tu nhiem Chu tich va Thanh vien HDQT tu ngay 11/04/2016

02 6ng Nguyen Xuan Bac Chu tich HDQT 7/14 50% Tham gia HDQT tu ngay 11/04/2016

03 Ong Cao Thanh Tin Thanh vien HDQT 7/14 50% Tham gia HDQT tu ngay 11/04/2016

04 Ba Doan Thi Tarn Thanh vien HDQT 14/14 100%

05 Ong V6 Thanh Danh Thanh vien HDQT 14/14 100%

06 Ong Bui Cong Than Thanh vien HDQT 14/14 100%

- Hoat dong giam sat cua HDQT dSi vai Ban Giam dSc: HDQT thuong xuyen theo doi cac hoat dong cua Ban T6ng Giam doc va cac cong viec quan ly dieu hanh khac, phoi hgp vol Ban kiem soat kiem tra viec thuc hien cac van de:

• Chi tieu ke hoach do Dai hoi dong co dong va HDQT de ra. • Tien do va bien phap thuc hien Nghi quyet Dai hoi dong co dong, HDQT va cac Quyet

dinh cua HDQT. • hoach san xu^t kinh doanh va cac chi tieu kinh te lien quan.

r \

• Viec chap hanh va tuan thu cac quy dinh cua Luat doanh nghiep, Dieu le Cong ty va cac qui dinh hien hanh cua Nha nuac

1

- Hoat dong cua cac tieu ban thuoc Hoi dong qudn tri: khong c6

I I . Cac nghi quyet cua Hoi dong quan trj:

TT So nghi quyet Ngay Noi dung

'cdi cd

01 01/2016/NQ-HDQT 18/01/2016 Thong qua ket qua kinh doanh nam 2015 va ke hoach kinh doanh nam 2016, Quy 1/2016.

'cdi cd

02 02/2016/NQ-HDQT 05/02/2016 Quyet dinh quy tien luong nam 2015

'cdi cd

03 03/2016/NQ-HDQT 26/02/2016 Dieu chinh chuc danh cua nguai dai dien theo phap luat cua Cong ty tren Giay phep dang ky kinh doanh.

'cdi cd

04 04/2016/NQ-HDQT 09/03/2016 Bo sung ke hoach dau tu xay dung nam 2016 va dieu' chinh tong muc dau tu cua du an LIX Bac Ninh. 'cdi

cd 05 05/2016/NQ-HDQT 10/03/2016 Ch5t danh sach co dong tham du Dai hoi co dong

thuong nien nam 2016. i \

'cdi cd

06 06/2016/QD-HDQT 06/04/2016 Quyet dinh nghi huu huang che do BHXH doi vai^ PTGD Vo Thanh Danh.

'cdi cd

07 07/2016/NQ-HDQT 11/04/2016 - B k b5 sung thanh vien HDQT va Chu tich HDQT - Thong qua noi dung chinh chuan bi cho DHDCD thuong nien nam 2016 - K i t qua SXKD Quy 1/2016 va k l hoach cua Quy 2/2016.

'cdi cd

08 08/2016/NQ-HDQT 28/04/2016 Bau Chu tich HDQT Cong ty.

'cdi cd

09 09/2016/NQ-HDQT 04/05/2016 Ch6t danh sach co dong de chia co tuc dot 2 nam 2015.

'cdi cd

10 10/2016/NQ-HDQT 12/05/2016 Lua chon dan vi kiem toan doc lap nam 2016.

'cdi cd

11 11/2016/NQ-HDQT 01/06/2016 Thong qua viec phat hanh co phieu tang von dieu le tu ngu5n v6n chu so huu cho co dong hien huu nam 2016.

'cdi cd

12 12/2016/NQ-HDQT 01/06/2016 Thong qua bo h6 so dang ky phat hanh them co phieu tang v5n di lu le tu nguon von chu so huu trinh IJy ban Chung khoan Nha nuac.

'cdi cd

13 13/2016/ae.-HDQT 22/06/2016 Cham dut hoat dong Chi nhanh Cong ty Co phan Bot g ia tLIXtalHaNoi .

'cdi cd

14 14/2016/NQ-HDQT 27/06/2016 Thong qua ngay dang ky cuoi cung de phat hanh co phieu tang v5n dieu le tu nguon von chu so huu cho co dong hien huu nmn 2016.

'cdi cd

I I I . Thay doi danh sach nhirng ngucri co lien quan:

STT Ten to chu-c / ca nhan Chirc vu tai

cong ty (neu co)

Thoi diem bat dau la nguoi co

lien quan

Thoi diem khong con la nguoi CO lien

quan

Ghi Chu

1 Nguyen Xuan Bac Chu tich H D Q T 11/04/2016

Nguyen Thi Minh V g

Nguyen Xuan Tao Cha

Nguyen Thi Phuang Chi

Nguyen Xuan Hung Anh

2 Truang Thj Tram Truang ban kiem

soat 28/04/2016

Le Thi Lien Me

Truo'ng Quang Thanh Anh

Truang Quang Cong Anh

Truang Thi Tuyet Nhung Chi

3 Le Dinh Vy Truang ban kiem

soat 11/04/2016 Xin tu nhiem

Nguyen Thi Thuy Nga V g ^

Nguyen Thj Thanh Me

Le Thi Le Thuy Chi

Le Dinh Nghi Em

Le Dinh Bich Ly Em

IV. Giao dich ciia co dong noi bo va nguoi lien quan:

1. Danh sdch co dong noi bo va nguai co lien quan

STT Ten to chtfc / ca nhan Chuc vu tai cong ty (neu co)

So CO phieu SO' huu cuoi

ky

huu CO

phieu cuoi ky

Ghi Chu

1 Lam Van Kiet Tong Giam Doc 239.976 1,11%

2 Nguyen Xuan Bac Chu tich HDQT 0

3 Cao Thanh Tin TV HDQT kiem Pho TGD 0

4 V6 Thanh Danh TV HDQT 240.000 1,11%

3

STT Ten to chuc / c a nhan Chuc vu tai cong ty (neu co)

So c6 phieu so* huu cuoi

ky

Ty le SO"

huu CO

phieu c u o i ky

Ghi Chu

i

Lim Kim Hue 99.520 0,46% Vg V6 Thanh Danh

6 Doan Thi Tam TV HDQT, Cong bo TT Iciem Ke Toan Truang

1

179.520 0,83%

7 Bui Cong Than TV HDQT kiem Pho TGD 0

8 Tran Pham Thuy Vy 49.416 0,23%. Vg Bui Cong Than

9 Truang Thi Tram TB K i l m Soat 0 i

10 Nguyen Thi Thuy Van TV BKS kiem PP. Tieu Thu 2.400 0,01%.

11 Nguyen Ngoc Quang TV BKS kiem Pho

: GD CN Binh Duong 19.390 0,09% 1

12 To Thi A i 1 9.984 0,05%. Vg Nguyen Ngoc

Quang

2. Giao dich cua nguai noi bo va nguai co lien quan doi vai co phieu cua Cong ty niem yet:

STT Nguoi thuc hien giao dich Quan he voi Cong ty

S6 CP so huu dau ky

S5 CP so huu cuoi ky Ly do

tang, giam

]/ Thai gian thuc hien

STT Nguoi thuc hien giao dich Quan he voi Cong ty

85 CO phieu Ty le S6 c6

phieu Tyle

Ly do tang, giam

]/ Thai gian thuc hien

1 Lam Van Kiet Tong Giam Doc 339.976 1,57% 239.976 1,11% Ban 09/05/2016

2 Luu Kim Hue Vg V6 Thanh Danh -Thanh vien HDQT 149.520 0,69% 99.520 0,46% Ban

Tir 17/06 den

30/06/2016

V, Cac van de can \xt\x y khac: khong

T M . H O I D O N G QUAN T R I

boNG T Y C 6 P H A N B O T G I A T LIX C O N G H O A X A H O I C H U N G H T A VIET N A M

Doc lap - Tu" Do - Hanh Phuc

DANH S A C H C O DONG NOI BO, NHA DAU TU' NOI BO QUA QUY O A U TU' ' CHU'NG K H O A N NIEM Y E T , NGU'QI DU'OC UY QUYEN C O N G BO THONG TIN

VA NGU'ai C O LIEN QUAN DEN NGAY 30/06/2016

Tai k h o a n M6i l ien |

STT i

1

i

Ten to chu'C / ca nhan g iao d i c h

chLKng khoan

(ndu c6)

ChLPC v u tai c o n g ty (ndu CO)

he v a i thanh

v i e n chu ch6t

S6 CO phidu SO" hi>u

Ghi chu

1 |6ng Lam Van Kiet T6ng Giam D6c 239,976

JNgfi Thi Bgch Y§n V a

iLam MinhTri^t Con

;Lam Quan Vu Con

| A U Thi Hong Chi

1 (Lam V a n l h ^ n h Anh

;Lam Van Phu Em

JLam Anh Phu-gng Em

JLam Hoang Yen Em

2 6ng Nguyin Xuan B i c Chu tjch HDQT

iNguyen Thj Minh Vp-

; Nguyen Xuan Tao Cha

Nguyen Thj Phyong Chi

Nguyen Xuan Hu-ng Anh

3 Ong Cao Thanh Tin TV HDQT kiem Pho TGD

Au Thj Hong

1 j C a o V S n T l n Cha

1 -CaoTonNghTa Em

iCao TfQng Van Em

4 dng Vo Thanh Danh TV HDQT 240,000

Lu-u Kim Hu^ Vp- 99,520

V6 Thyc Doan Con

i V6 VSn ThSnh An Cha i ! Huynh Thj Tam

Vo Kim Hoang Chi

i V6 Thanh Phu-ang Anh

V6 Kim H^ Em V6 ThSnh Minh Em

i 1 j 1 5 Ba Doan Thj Tam TV HDQT, Cong b6 TT kiem KTT 179.520

[chau Minh Dau _Chon3__

1 iChSu Doan Quynh Nhu- Con

jCh§u Do^n Thien Nhan Con ! Do^n Thi Ki§u Chi

1 iDoSn Thi Chi

1 iDo^n True L0 Chi 1

Page 1/2

STT Ten to chLPC / ca n h a n

Tai khoan giao djch

chipng khoan

(n§u CO)

Chu'C vu tai cong ty {nlu co)

Moi lien he vo-i thanh

vien chu ch6t

86 CO phidu s d hOu

Ghi chu

Doan Thanh Hai

Doan Kim Xuy§n

Em

Em

Ong Bui Cong Thjin TV HDQT kiem Pho TGD

Tran Phgm Thuy Vy

Bui Van Thanh

D6 Thi Vin

Bui Cong Vu

Bui Dinh Khiem

jBuiOang Bp

Bui Thj Thuy Linh

V(7

b6

Em

Em

Em

Em

49,416

Jl^I!_Q M i Hu'ong

Pham Thi HOu Thuy

Tran Huy Vu

Ba Tru'O'ng Thj Tram Le Thi Lien

Tru^ong Quang Thanh

T i w n g Quang Con^ ILM'EQS Tuy§t Nhung

Ong Nguyin Ngoc Quang

To Thi Ai

Nguyin Thanh Vinh

Nguyen Thanh Ph^ong

HoTh iD f r

Nguyen Anh TuSn

Nguyin Hai B ing _

Nguyen Binh Nam

Nguyen Thj Hoa Binh

N j u y i n Du'C An

NguyenThanh Nh^Jl_

uy in Thj Di^u Hu-ang

Ba Nguyin Thj Thuy Van

Lam Tu§n Khanh

ySyyiD-.HQ'ULHan

tiMMoJy 'a! Nguyen Thanh Vi^t

Nguyen Thj TTiuyJHing

Tru'ang ban K i im soat

TV B K S kiem PGD CNBD

TV B K S kiem PP. Tieu thu

Cha vp-

Mp vp"

Anh vp

Mp

Anh

Anh Chi

V p

Con

Con

Cha

Mp

Em

Em

Em

Em

Em

Em

Em

Chong

Ba

Mp

Anh

Em

19,390 9,984

2,400