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PHU ."HUAN IEWELRY IOINT STOCK COMPANY

S6: 1076/20161BC-CTY Ngay 29 thang 07 nam 2016

BAo cAo TINH HINH QUAN TRJ CONG TY NIEM YET(Sau thang dAu nam 2016)

Kinh gfri - Uy ban Chung khoan Nha mnrc- S6' Giao djch Chung khoan TPHCM

Ten cong ty niem y~tDia chi tru sa chfnhDien thoaiFaxV5n di~u I~Mil chirng khoan

: CONG TY CO PHAN VANG B~C DA QUY PHU NHUAN: 170£ Phan Dang Luu, Phuong 3, Quan Phu Nhuan, TPHCM: (08) 3995 1703: (08) 3995 1702: 982.745.770.000 d6ng: PNJ

I. HO~T DONG CiJA D~I HOI DONG CO DONG:Thong tin v~ cac cuoc h?p va Nghi quyet/Quyet djnh cua Dai ~i;>id6n,g c~ dong (bao g6m eft cac Nghjquyet cua Dai hi;>idong co dong diroc thong qua duoi hinh thirc lay y kien bang van ban):

Stt S5 Ngh] quyet/ Quyet djnh Ngay Noi dung

01 580/2016INQ-DHDCD-CTY 02/04/2016 Ngh] quyet Dai hi;>id6ng c6 dongthuong nien nam 2016

Quyet djnh sua d6i Di~u I~ t6 chirc va02 581/2016/QD-DHDCD-CTY 02/04/2016 hoat di;>ngcua Cong ty C6 phan Vang

bac da quy Phu Nhuan

II. HOI DONG QUAN TRJ (8ao cao 6 thang):, ~

1. Thong tin ve thanh vien Hoi dong quan tri (HDQT):Stt Thanh vien HDQT ChLrCVI) Ngay b~t d~ul S5 bu6i Tyl~ Ly do khong

khong con la hQp tham du tham du hopthanh vien HDQT hQp

HDQT tham du

01 Cao Th] Ngoc Dung Chu tjch20 100%HDQT

Ph6 Chu tich

02 Nguyen vu Phan HDQT kiem 20 100%Ph6 T6ngGiam d5cUy vien

03 Nguyen Thi Cuc HDQT kiem20 100%Ph6 T6ng

Giam d5c

04 Nguyen Twin Quynh Uy vien18 90% Di cong tacHDQT

05 Nguyen Thi Blch Ha Uy vien 20 100%HDQT

06 Pharn va Thanh Giang Uy vien20 100%HDQT

Stt Thanh vien HDQT Chirc vu Ngay bilt d~ul S6 bu6i Tyl~ Ly do khongkhong con la hQp tham dir tham du hopthanh vien HDQT hQp

HDQT tham dirK€t thuc chircdanh Uy vien

Uy vien HDQT07 Andy Ho (Ho An T) 26102/2016 07 100% tir ngay

HDQT 26102/2016theo nguyenvong ca nhanK€t thuc chircdanh Uy vien

Uy vien HDQT08 Phan Quoc Cong 18/03/2016 12 100% tu ngay

HDQT18/03/2016theo nguyenvong ca nhan

Uy vienBilt d~u chircdanh Uy vien

HDQT kiern09 Le Hfru HanhPho T6ng

18/03/2016 09 100% HDQT

Giam d6c ill ngay18/03/2016Bilt d~u chirc

Uy vien danh Uy vien10 r.e Quang Phuc 18/03/2016 09 100% HDQTHDQT tir ngay

18/0312016

2. Hoat di}ng giam sat cua HDQT d8i vO'i Ban Tang Giam d8e:MQt s6 thanh vien HQi d6ng quan tri tham dir cac cuoc hop giao ban cua Ban di€u hanh djnh ky tuan,thang, 6 thang, nam. Vi~c giam sat cua HQi d6ng quan tri d6i voi Ban T6ng Giarn d6c duoc thuc hienqua bao cao heat dQng hang thang, hang quy, narn.

4. Cac Nahi auy~t/Quy~t dinh cua HQi d6ng quan tri (Bao cao 6 thana):

/ •...ccCOIG 8,,U~:--.1(.

~

3. Hoat di}ng cua cac ti~u ban thui}e HDQT:HQi d6ng quan tri chua I~p cac tieu ban.

I. 0412016/NQ-HDQT-CTY 05/0112016 D6ng y chuyen nhuong cho ca nhan va/hoact6 chirc quyen Slr dung dfrt, quyen s6 huu nha6 va tai san khac khac giin Ii€n voi dfrt tai diachi 16-18-20-24/2 Thu Khoa Huan, PhuongB€n Thanh, Quan I,TPHCM

Stt S6 Nghi quyet/ Quyet dinh Ngay NQi dung

2. 71/20 16/NQ-HDQT -CTY 2010 I120 16 Thong qua viec t6 chirc D?i hQi d6ng c6 dong. ..__ ... iI:!.uCmg_ nien n_am201£_..-- ..-. _

3. 86/20 I 6/NQ-HDQT-CTY 21101/2016 Thong qua viec Cong ty Co phan Yang bac daquy Phu Nhuan ky k€t hop d6ng thtrong maivoi t6 chirc la ngiroi lien quan voi thanh vi en

.... _.__ ._ _. ._______ _... t!?_L9_~~gg~~,!r.L._.________________._4. 104/2016/BB-HDQT-CTY 22/0112016 De nghi yay von ngan hang

·· ..···············5:··········'\(js/20i67i3'i3=HUQT=CTY ..."""'22/0 1120 i6········"'uf~gh!-vay-v6~ngli~h~ng"""""""-"'-"-

28/01/2016 Thong qua Bao cao tinh hinh hoat d9ng sanxuat - kinh doanh narn 2015, Bao cao kSt quathirc hien The diem can bang nam 2015, Dinhhuang heat d9ng san xuch - kinh doanh nam2016, The diem can bang nam 2016, Bao caongu6n v6n va KS ho~ch su dVng v6n nam2016

···············7:228/20 16/NQ-HDQT -CTY ···············26/02h016ch~pthu~nmi~n nhi~m· ~h(i~~~Th~nh vien

H9i d6ng quan tri cua ong H6 An T (Andy.......................................................................................H(?), ..yl..)y...9.(?..~~.~h~~!h~~.~.~ ....~!~t~~h!~!!!.. .._

242/2016/NQ-HDQT-CTY 01103/2016 Chap thuan thue mat bang va thanh I~p chi............ ...!1h~~b!!v(.;.!hY9(';(';<?!1gty.....

245/2016/BB-HDQT-CTY 01/03//2016 De nghj yay von ngan hang

12. 300/2016/NQ-HDQT-CTY 18/03/2016 Thong qua to an b9 van kien DHDCD thuongnien I~n 20 - nam 20 16; Ch~p thuan mi~nnhiern chirc vu Thanh vien HQi d6ng quan tr]cua ong Phan Quoc Cong VI Iy do ca nhantheo don xin tir nhiem; B6 nhiem ong Le HiruHanh va ong Le Quang Phuc lam thanh vienHDQT

························i3.······526120i6iBB·~HDQT~CTY·········28/0·3/20·1·6 ····D~··nghj·vayv6n ng~n··h~n·g

·14.528/20 16/N Q- HDQT -CTY ···············28/0372016···· ...Ch~pthu~nnh~·n·~huy~n·nhu<ingquy~nsfr-dung d~t tai Thanh ph6 Tay Ninh, Tinh TayNinh

15. 666/2016/NQ-HDQT-CTY 25/04/2016 LI/a chon don vi kiern toan nam tai chinh2016

···················i6.·756720i6iNQ~HDQT~CTY ········ijj05720i6-Chit~~a;t(f~bingtj~nm~tdQ12n~m2615

······18.-835/20 16/N Q- HDQT -CTY ··············3i;05;726i6fj~nghTvayv6nngan hang

---·i <). 888/20 16/N Q- HDQT -CTY ··············16/06i20i6ch~pth u~T1thue ·m~tbi!1g:sfra~h-frav~thinhI~p chi nhanh true thuoc cong ty

······················26.·95ifiOi·6iNQ~HDQT~CTY········ ] 0/0·6720i·6············ch·~p···thu~n····m(f~·t~f~h···jqi··nh·u~n·sauthu~····cuacac cong ty con

10. 286/20 16/BB-HDQT-CTY ················i4/03hOi6Dfnghjvayv6nngan hang

Stt136/2016/NQ-HDQT-CTY

"HUJI---:

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s6 Ngh] quyet/ Quyet dinh6.

8.

9.

11. 298/2016/BB-HDQT-CTY

17. 760/2016/BB-HDQT-CTY

Ngay N9i dung

18/03/2016 D@nghj yay v6n ngan hang

13/05/2016 D@nghj yay v6n ngan hang

III. BAN KIEM SOA.T (Bao cao 6 thang):

1. Thfmz tin ve thanh vien Ban Klem soat (BKS):Stt Thanh vien BKS Clurc vu Ngay b~t S6 bu6i Tyl~ Ly do khong

d~u/khong con h9P tham dir tham du h9Pla thanh vien BKS h9P

BKS tham du

01 Tr~n Van Dan Truong Ban 07 100%kiern soat

Thanh vien02 Nguyen Ngoc Hue Ban kiern 07 100%

soat

Stt Thanh vien BKS Chirc VI,! Ngay b~t S6 bu6i Tyl~ Ly do khongo~u/khong con h9P tham du tham du h9Pla thanh vien BKS h9P

BKS tham duB~t o~u la

Thanh vienThanh vien

03 Nguyen Thanh DIIBan kiem

02/04/2016 02 100% Ban kiern soattir ngay02/04/2016

2. Hoat di}ng giam sat cua BKS dai vo'i HDQT, Ban T8ng Clam dac va c8 dong:Tham dir cac CU9Ch9P cua HDQTGiarn sat qua trinh chuan bi D:;1ih9i 06ng c6 dong thirong nien (DHDCD) nam 2016Giarn sat viec triSn khai va thuc hien Nghi quyet DHDCD nam 2016Giam sat viec thuc hien Di~u I~cong ty sua d6i b6 sungGiam sat viec thirc hien cac nghi quyet cua HDQTGiarn sat viec thuc hien cong b6 thong tin theo quy djnhGiam sat viec ghi s6 sach clurng tir k~ toan trong cong tyTheo doi vi~c thuc thi k~ hoach san xuat - kinh doanh nam 2016 cua BTGD cong ty

3. St}' ph8i hop hoat di}ng giu-a BKS d8i vo'i hoat di}ng cua HDQT, Ban Giam T8ng dac va cac canbi} quan Iy khac:

Cac vfin d~ trong y~u cua Cong ty luon c6 SIJ ph6i hop chat che va hieu qua gifia BKS, HDQT, BanT6ng Giam Cong tyBKS nhan OlIqC SIJtro giup 0 tfit ca cac dp, cac 000 vi trong cong ty

4. Hoat di}ng khac cua BKS (n@uco):D:;1ih9i d6ng c6 dong thuong nien nam 2016 ail bau b6 sung 01 thanh vien Ban kiem scat. BKS ailh9P va thong nhfit b~u Truong BKS, Theo do, ong Tr~n Van Dan thoi giG' chirc vu Truong Ban kiernscat kS tir ngay 01/07/2016, Ong Nguyen Thanh DII dam nhiern chirc danh Truong Ban kiern soat kStir ngay 01/07/2016, Ban kiem soat gorn 3 thanh vien: ong Nguyen Thanh DII - Truong ban, ong Tr~nVan Dan - Thanh vien va ba Nguyen Ngoc Hue - Thanh vienBan kiem scat ail phan cong nhiern vu nam 2016 cho tung thanh vien

V. DANH SACH VE NGUOI CO LIEN QUAN CUA CONG TY NIEM YET THEO QUY DINHT~I KHOAN 34 DIEU 6 LU~T CHUNG KHoAN (BAO cAo NAM) vA GIAO DICH CUANGUOI co LIEN QUAN CUA CONG TY VOl CHiNH CONG TY:

IV. DAo T~O VE QUAN TRJ CONG TY:Cac thanh thanh vien HDQT, thanh vien BKS, Tong Giam d6c, Ph6 T6ng Giarn 06c va Thir ky

cong ty ail tham gia cac kh6a dao tao v~ quan tri cong ty theo quy dinh v~ quan tri cong ty. Con mot thanhvien Ban T6ng Giam d6c dang cho kh6a dao t:;10tai TPHCM phu hop thai gian cua don vi duoc cho phepcua Uy ban Chung khoan Nha nuoc.

1. Danh sach v~ ngU'()'ico lien quan cua cong ty:Xem t~p tin dinh kern.

2, Giao dich gifra cong ty voi nguoi c6 lien quan cua cong ty; hoac gitra cong ty voi c6 dong Ion, ngiroin9i bQ, ngiroi c6 lien quan cua ngiroi n9i b9: -

3, Giao dich gifra ngiroi n9i b9 cong ty niern yet, ngiroi c6 lien quan cua ngiroi n9i b9 voi cong ty con,cong ty do cong ty niem y~t nam quyen kiSm scat: -

Cong ty C6 ph~n Vang bac oa quy Phu Nhuan ky k~t hop 06ng thuong mai voi t6 chirc la nguoi lienquan voi thanh vien H9i d6ng quan tr]:

• Cong ty C6 phan Trang tri nQi th~t Khong gian yang: Ky HQ'p d6ng trang tri nQi th~t - d6 g6(cung Clip, lip d?t, bao hanh, sua chfra quay, tu) cho van phong, h~ thong san xu~t, kinh doanhtrong nam 2016;

• Cong ty C6 phan Dia 5c Dong A: Ky HQ'pd6ng xay dung, cai tao, sua chtra, trang tri nQi th~t vanphong, nha xirong, nha kho, M thong kinh doanh - thirong rnai trong narn 2016;

• Cong ty C6 phan Tu v~n va Quan ly dir an Tieu chuan yang: Ky HQ'p d6ng tir v~n va quan Iygiarn sat cong trinh trong nam 2016.

4. Giao dich giira cong ty voi cac d5i nrong khac: -

VI. GIAO DICH co PHIEU CUA NGUOI NQI BQ vA NGUOI LIEN QUAN CUA NGUOI NQIBQ (BAo cAo 6 THANG):l. Danh sach ngU'<ri n{li b{l va ngmri co lien quan ciia ngU'()'i n{li b{l:Xern t~p tin dinh kern.

2 G' di h " t. iao IC cua nzum nQI va nzum co ten quan 01 VO'Ico PI leu cua conz ty rnem ve :Stt Nguoi thirc hien Quan he S5 c6 phieu So' htru S5 c6 phieu So' httu Ly do tang,

giao dich voi nguoi d~u IcY cuoi ky giarn (rnua,nQibQ S5 c6 phieu Ty I~ S5 c6 phieu Ty I~ ban,chuy~n

d6i,thuong ..)

Nguoi c6l. Pham Ngoc Lan lien quan 72.946 0,074% 22.946 0,023% Ban

cua BTGDNguoi c6

2. r.e Ngoc HQi lien quan 1.250 0,001% ° 0% Bancua BTGDTruong,., Tr~n Van Dan Ban kiem 93.782 0,095% 53.782 0,054% Ban,).

soat

VII. cAc VAN DE CAN LUU Y KHAc:

Nai nhiin:- Nhir tren- HDQT, BKS-BTGD- LuuP

QuAN TRJ,I ___-C'J<- ..••CH ~

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