CONG TY CO PHA.NCHUNG KHoAN DA. NANG

CONG HOA xl\. HOI CHi) NGHIA VI~T NAMDQc l?p - TV do - Hanh phuc

S6: .OL ../2015/DNSC-BCQT f)il N3ng, ngay 10 thang 01 nam 2015

BAo cAo TINH HINH QUA.N TRJ CONG TYNiim 2014

Kinh gfri: - Uy ban Chung khoan Nha nuoc- Sa Giao dich Chung khoan Ha NQi- Sa Giao dich Chung khoan TP. HCM

- Ten cong ty : CONG TY CO PHA.N CHUNG KHoAN DA. NANG- Dia chi tru sa chinh : 102 Nguyen Thi Minh Khai, Da Nang- Dien thoai : 05113 888456, fax: 05113 888459, email: info@dnsc.com.vn- V6n di~u l~ : 60.000.000.000 d6ng (Sau muai ty d6ng)

I. Hoat dQng cua HQi dang quan tr]:

1. Cac cuoc hQP cua HQi d6ng quan tri:

Stt Thanh vi en HDQT Chirc V1}sa bu5i hop Ty l~ Ly do khdng

tham du (%) tham du

1 Ong Nguyen Quang Trung Chu tich 4 100HDQTThanh

2 Ong Nguyen Van Nam vien 4 100HDQTThanh

3 Ba Mai Thi Thi vien 4 100HDQT

2. Hoat dong giam sat cua HDQT d6i voi T6ng Giam d6c:

Qua qua trinh giam sat, HDQT danh gia Ban T6ng giam d6c trong nam 2014 da thuchien nhiem V\! cua minh mot each dn trong, dap irng ducc yeu cau cua heat dong kinhdoanh. Cu th€ Ban Giam d6c da trien khai nghiern tuc cac Nghi quyet cua HDQT; kipthai thong tin bao cao va di~u chinh ti~n trinh thirc hien phu hop voi tinh hinh thuc t~va yeu du cua HDQT; d~ xua; cac k~ hoach kinh doanh va nhtrng bien phap nang caoheat dQng vaquan ly Cong ty.

3. Hoat dQng cua cac tieu ban thuoc HQi d6ng quan tri, Cong ty khong c6 cac ti€u banthuoc HQi d6ng quan tri

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II. Cac Ngh] quyet cua Hgi d6ng quan trj:

Stt S6 Nghj quy~tINgay Ngi dungBien ban

1 o 1120 14/NQ-HDQT 16104/2014 Gia han t6 chirc dai ho i c6 dong thirong nien narn2014

2 02/2014/BB-HDQT 07/06/2014 Thong qua k~ hoach t6 chirc hQP DHDCD nam2014 va cac cong viec lien quan

Chuyen nhirong t~t ca cac 10 d~t hien ~ang t~1U9C3 04/20 14/BB-HDQT 03/09/2014 sa htru cua CTCP Chung khoan Da Nang de thu

h6i von cho Cong ty.

4 0512014/BB-HDQT 31/12/2014 Thong qua k~t qua san xu~t kinh doanh narn2014

7 ,IT!. Thay dO,idanh sach ve nguoi co lien quan cua eong ty d~i chung theo quy dinh t~ikhoan 341>ieu 6 Luat Chung khoan (Phu luc OJ)

Tai ThaiThai

khoanChirc

NtplY diem b~t diemTen t6 Nai dp khong

giaovl,l

S6 cap Dia dfru la LySTT chirc/ca t?i CMNDI conla

nhan dich cong CMNDI CMNDIDKKD

chi nguaico nguaicodo

chung ty DKKD DKKD lien lienkhoan quan quan

7

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IV. Giao dich cua co dong ngi bg va nguoi lien quan:J D h ich ;< d ~ ~. b ~, ,., li~ (Phi 02)an sac co ong noi Q va ngirot co ren quan u uc

Tai khoan Chirc S6 N&ay Nai c~p Di S6 c6 Tyl~sa GhSt Ten t6 giao dich ' Vl,ltai CMNDI cap CMNDI a phieu hiru c6 I

t chtrc/ca chUng cong DKKD CMNDI DKKD chi sa htru phieu chnhan khoan ty DKKD cu6iky cu6iky II

2. Giao dich co phieu: (Ph~1hie 03)Stt NguiYi Quan h~ v&i e6 S6 e6 phieu si'Y S6 e6 phieu si'Y Ly do tang, giarn

thuc hi~n dong ngi bg hfru dftu ky hfru eu6i ky (mua, ban, chuyengiao djch S6 c6 phieu Ty l~ S6 c6 phieu Tyl~ d6i, thmmg...)

3. Cac giao dich khac: khong coV. Cac vftn d~ eftn hru y khac: khong co

2

12JJ

PHT) LT)C 1Thay d8i danh sach v~ ngum co lien quan cua cong ty

Tai khoan giao Ngay dp NO'idpTh()'i di~m Thi)'i di~m

STT Ten t6 chu-c/ca nhan djch clnrng Clnrc vI}ISaCMNDI CMNDI CMNDI Dja chi

b~t d§u Iii khoug con Ly dokhoan (n~u Quan h~ ngu'oi co Iii ngu'oi coco) DKKD DKKD DKKD

lien quan lien quan

B6 nhiernMai Truong Tu TB Truong BKS

1 Oanh BKS 201339691 20/0412011 CADN 88 Bui Ky - TP.Dii Nine: 28/06/2014 - ngay 28/06/2014

Mai Van Cu Cha 200060909 3110312009 CADN 30716 Phan Chu Trinh -DN 2810612014 -Truong Thi Hong M~ 200060910 24/0311978 CADN 307/6 Phan Chu Trinh -DN 28/06/2014 -Mai Thi L~ Huyen Chi 200992116 12/0612001 CADN 158/8 Hoang Dieu - DN 2810612014 -Mai Van Tan Anh 200993166 14/0112010 CADN 307/6 Phan Chu Trinh -DN 2810612014 -

La 71 KIT F375- NgaMai Thi ru Uyen Em 201339710 08112/1999 CADN Quyen 28/06/2014 -

Mai Thi Tiim Trang Em 201339795 07/0112008 CADN 307/6 Phan Chu Trinh -DN 28/06/2014 -Mai Ngu NilPhuong Hoang Em 201253386 10110/1997 CADN 307/6 Phan Chu Trinh -DN 28/06/2014 -

Nguyen Quang Dung Chong 201253386 19110/2000 CADN 243131 Truong Chinh DN 28/06/2014 -Nguyen Quang --

Thanh Con 243/31 Truong Chinh DN 28/06/2014 -

Nguyen Thi ThanhHi€n Con 243/31 Truong Chinh DN 28/06/2014 -

Mi~n nhiern TBLU'uTh] Quy TB La BI-38 Le Thanh Nghj- BKS ngay

2 Huong 024COO1980 BKS 201469146 25/0311999 CADN TP Da Nine: - 28/0612014 28/0612014

Luu Trinh Cha 200080454 17/11/1988 CAQNDN K69/1 Hai H6, TP ua N~ng - 28/0612014

Tr§n Thi Li~u M~ 201045076 19/0111987 CAQNDN K69/1 Hai H6, TP ua N~ng 28/0612014

Luu Thi Quy Siru Chi 201243959 05/02/2005 CADN 90 Hili H6, TP Da N~ng - 28/0612014

Liru Trung Duong Anh 201244020 16/0811991 CADN K69/1 Hili H6, TP ua N~ng - 28/0612014

3

" . f r-'_ ""..:;;I ~:------------------- __ .,-- _

Luu Anh Tu§n Anh 201457491 27/03/2001 CADN K69/1 Hai H6, TP Da N~ng 28/0612014L6 BI-38 te Thanh Nghi-

D6 Thai Binh Chong 201316588 04/0312002 CADN TP Da N~ng - 28/0612014L6 PI-38 i.e Thanh Nghi-

D6 Thanh Luu Can TP DaN~ng - 28/0612014

K88/25 Pham Hii'u Mi~n nhiemNguy~n Th] Hoang TV Kinh,My An,Ngii Hanh thanh vien BKS

3 Mai BKS 201608664 05/07/2007 Ba Ning SO'n,Ba Ning - 28/0612014 ngay 28/0612014K88/25 Pham Hfru Kinh,

Nguy~n Hung San Cha 200872991 Himh San,Da N~ng - 28/0612014Nguy~n Thi Thanh K88125 Pham Hiru Kinh,MyThuy M~ 201333980 An.Ngii Hanh Son.Da N~ng 28/0612014Nguy~n Thi Hoang K88/25 Pharn Hfru Kinh,MyMy Chi· 201568589 An.Ngil Hanh Son.Da N~ng - 28/0612014

Mi~n nhiemTV 192/4 Nguy~n Hoang, Ba thanh vien BKS

4 Tdn Thi Lam An 024C005454 BKS 201504678 17/09/2009 Ba Ninl!: Ninl!: 28/0612014 ngay 28/0612014192/4 Nguy~n Hoang, Da

Trin Vi~t Tu§n Cha 200047954 18/0512006 Da N~ng N~g - 28/0612014

Nguy~n Thi Ki~u 192/4 Nguy~n Hoang, DaMien M~ 200014232 Da N~ng N~ng - 28/0612014

192/4 guy~n Hoang, DaNguyen Van Phuoc Chong 201507689 2011112001 Da N~ng N~ng - 28/0612014Nguysn Van Linh 192/4 Nguyen Hoang, DaPhong Can Da N~ng N~ng 28/0612014

192/4 Nguyen Hoang, DaTrin Thi Thu Duyen Em 201555740 22/0312005 Da N~ng N~ng - 28/0612014

192/4 Nguy~n Hoang, DaTrin Brch Ngoc Em Da N~ng N~ng - 28/06/2014

4

PHVLVC 2Danh sach cc3 dong ni}i bi} va ngU'o; co lien quan

Taikhoan Chirc VI}Ty I~ so'

giao djch tai cong Ngay dp No'i capSB cB phi~u hfru cB

SBCMND/ so' hfru phieuStt Ten tB clnrc/ca nhan chtfng khoan ty/quan

DKKDCMND/ CMND/ Dia chi

cuBi ky cuBi kyGhi chu

(n~u co) h~ DKKD DKKD (%)

1Nguy~n Quang

024COOO199Chii tjch

200934618 23/05/2011 CADNTB 36 Phuong Hoa Thujn

1.018.000 16.97Trung HDQT Tay, Hai Chau, TP Dil N~ng

Pharn Thi Huang My 200223741 08112/2009 CADN 330 Truong Chinh, Da N~ngNguy~n Quang Chinh Em 200223734 06/0112004 CADN 330 Truong Chinh, Da N~ng 584,000 9,73Nguy~n Thi Anh

Em 200223735 04/12/2007 CADN 332 Truong Chinh, Da N~ng 0 0PhuangNguyen Thi Anh Tarn Em 200893614 0811212009 CADN 172 Truong Chinh, Da N~ng 0 0Nguyen Quang Binh Em 308516033 21/0612006 My Roanoke, VA 24012 USA 0 0Nguyen Quang Hung Em Due Germany 0 0

Mai Thi Thi 024COOO225 Vg 200731908 01/03/2008 CADN T6 36 Hoa Thuan Tiiy, Dfl N~ng 2.217.000 36.95

Nguy~n Quang MinhCon 201596694 02/0512007 CADN T6 36 Hoa Thuan Tiiy, Da N~ng 0 0

KhoaNguyen Quang Minh

Con 201612655 09/04/2008 CADN T6 36 Hoa Thuan Tiiy, Da N~ng 0 0VanNguyen Quang Minh

Con T6 36:Hoa Thuan Tiiy, Da N~ng 0 0Khanh

2. Nguy~n Van Nam 024cOOO081TV

10/03/2005 CADN 213 Thai Thi Boi, Dil N~ng 556.500 9,28HDQT 200223143

Nguyen Ltr Cha 200220268 22/0211995 CADNPhuong Hoa PhM, Q dm L~,

0 0TP Dfl N~ng

NgoThi Nhi My 200220307 31/03/1996 CADNPhuong Hoa PhM, Q dm L~,

0 0TP Da N~ng

Nguy~n Thi H6ng Em 200220308 12/05/2000 CADNPhuong Hoa PhM, Q C~m L~,

0 0TP Dfl N~ng

Nguyen Thi Anh Em 200834680 17/0712000 CADNPhuong Hoa PhM, Q C~m L~,

0 0TP Dfl N~ng

Nguyen Van Hung Em 200959546 21/12/1999 CADNPhuong Hoa Phat, Q dm L~,

0 0TP Dfl N~ng

5

Nguyen Thi Hoa Em 200959375 20/1112007 CADNPhuong Hoa PhM, Q C§m L~,

0 0TP Da N~ng

Nguyen Thi Hu~ Em 200959376 07/1012006 CADN Phuong Hoa PhM, Q dm L~,0 0TP Da N~ng

Nguyen Thj Nhung Em 201202962 07/1012006 CADNPhuong Hoa Phat, Q dm L~,

0 0TP Da N~ngD6 Thi Bich Phuong 024COOl218 Vg 190925845 12/0112010 CADN 213 Thai Thi B6i, Da N~g 0 0Nguyen Thi Ngoc

Con 201555386 15105/2005 CADN 213 Thai Thi B6i, Da N~ng 0 0Lien

Nguyen Ngoc Quang Con 201586052 31/0812006 CADN 213 Thai Thi B6i, Da N~ng 20,000 0.33

TV

3 Mai Thj Thi 024COO0225HDQT 200731908 01103/2008 CADN

TA 36 PhU'(l11gHoa Thuan2.217.000 36.95

Kiem GD Tay, Hai Chau, TP Dil NiingHi chinh

Nguyen Quang Trung 024COOO199 Chong 200934618 23/0512011 CAf)N T6 36 Phuong Hoa Thu~n Tay, 1.018.000 16.97Hai Chau, TP Da N~ng

Nguyen Quang Minh Con 201596694 02/05/2007 CADN T6 36 Hoa Thuan Tay, Da N~ng 0 0KhoaNguyen Quang Minh Con 201612655 09/0412008 CAf)N T6 36 Hoa Thuan Tay, Da N~ng 0 0VanNguyen Quang Minh Con T6 36 Hoa Thuan Tay, Da N~ng 0 0Khanh

Mai Van Trang Cha Dam&t 307 Phan Chiiu Trinh, Da N~ng 0 0

Huynh Thi Trinh M~ 307 Phan Chau Trinh, Da N~ng 0 0

Mai Dinh Thao Anh 200297856 1010411999 CADN 307 Phan Chau Trinh, Da N~ng 0 0

4 Dao Thj Phu'o'c 024COO1999TAng 201449349 15/08/2013 Da Niing 05 Hoang Di~u, Da Niing 15.000 0,25

I!:iamd6cDao Linh Cha Da m&t 05 Hoang Di~u, Da N~g 0 0r.e Thi Loan 024C004677 M~ 200062400 04/1/2007 Da N~ng T6 9, P.Chinh Gian, Da N~ng 0 0Dao Thi Thao 024C006556 Chi 200746037 05/7/1994 QNDN 05 Hoang Di~u, Da N~ng 0 0Dao Van Nam Anh 200863202 15/7/1982 QNDN 09 Hoang Di~u, Tp Da N~ng 0 0

Dao Van San Anh 200993325 1111/1994 Q -DN 36 guy€n Hoang, Tp Da N~ng0 0

Dao Thi Nguyen 024COOl918 Chi 201111524 Da N~ng 05 Hoang Di~u, Tp Da N~ng 10.000 0,17

6

Dao Thi Phuong Chi 201334944/ "'~7/t/1~ ,QND 05 Hoang Di~u, Tp Da Nfu1g0 0

Nguyen t.s Van vn Chong191231699

071712003 rr ace 05 Hoang Di~u, Tp Da N~ng 0 0

Cong ty CB ph~nCB dong

SO-

5 D~u nr Phat tri~n 024COI0099 0400101323 30/1212014 KHDT 186 Tdn Phu 1.232.400 20,54Nhil Dil N~n2

16'nDil N~n2

Dai dienT6 36 Phuong Hoa Thuan Tiiy,

Nguyen Quang Trung 024COOO199 sa hiru c6 200934618 23/0512011 CA£)NHai Chiiu, TP Da N~ng

1.232.400 20,54ph~n

6Nguy~n Quang cA dong

200223734 06/0112004 CADN 330 Truong Chinh, Dil N~ng 584.000 9,73Chinh Ion

Pham Thi Huang M~ 200223741 08112/2009 CADN 330 Truong Chinh, Da N~ng 0 0

Nguy~n Quang Trung 024COOO199 Anh 200934618 23/05/2011 CADNT6 36 Phuong Hoa Thuan Tiiy,

1.018.000 16.97Heii Chiiu, TP Dei N~ng

Nguyen Thi AnhEm 200223735 04112/2007 CADN 332 Truong Chinh, Da N~ng 0 0

Phuang

Nguysn Thi Anh Tarn Em 200893614 0811212009 CA£)N 172 Truong Chinh, Da N~ng 0 0

Nguy~n Quang Binh Em 308516033 21/0612006 My Roanoke, VA 24012 USA 0 0

Nguyen Quang Hung Em Duc Germany 0 0

Truong H6ng VyVq 330 Truong Chinh 0 0

Phuqng

PHlJ LlJC 3

Giao djch c8 phi~u

Stt Ngu'o'i th •••·c hi~n giao Quan h~ vO'i s6 cB phi~u so' hiru d~u ky s6 c6 phieu so' hfru cu6i ky Ly do tang, giam (mua, ban, chuyen d6i,

djch c6 dong ni)i thuong ... )

bi) s6 cB phieu Ty I~(%) se c6 phieu Ty 1~(%)

I Nguyen Ngoc Quang Con TV 0 0 20.000 0.33 Nhan chuyen nhuong 20.000 c6 ph~n tir c6 dong

HDQT khac

7