Kinh giri: - Uy ban Chirng khoan Nha mroc

Ngan hang TMCP An Binh CONG HOA xA HOI CHU NGHiA VI"¢T NAMDQc l~p - Tl! do - Hanh phuc

se. Dct./cv -HDQT.19 Ngay 10 thdng 01 ndm 2019

BAo cAo TINH HINH QUAN TRJ CONG TY(31/12/2018)

- Sa Giao Dich Clnrng khoan

- Ten cong ty dai chung: Ngan Hang TMCP An Binh- Dia chi tru sa chinh: 170 Hai Ba Trung, P. Da Kao, Q.l, TP.HCM- Dien thoai: 028.38.244.855 Fax: 028.38.244.856- Website: www.abbank.vn- V6n di€u 1~:5.319.496.290.000 d6ng- Mff clnrng khoan (neu co):

I. HO";' T DONG eVA D";'I HOI DONG CO DONG

Ngay 25104/2018, Ngan hang TMCP An Binh dff t6 chirc phien hop Dai hQi d6ng c6 dong (DHDCD) thirong nien,Tren co sa cac bao cao to trinh va qua qua trinh thao 11$1,DHDCD dff thong qua cac nQidung chinh sau day:

1

STT So Nghi quyet/Quyet dinh Ngay N<)idung1 25/04/2018 Thong qua cac n<)idung:

- Cac bao cao cua Hci d6ng Quan tri (lIDQT), Ban di€u hanhv€ hoat d<)ngnam 2017 va dinh hirong hoat d<)ngnam 2018.- Bao cao cua Ban kiem soat (BKS) v€ tham dinh tai chinhnam 2017 va hoat d<)ngcua Ban kiem soat.- To trinh cua lIDQT v€ niem yet c6 phieu ABBANK tren thitnrong clnrng khoan.

- To trinh cua HDQT v€ viec tang v6n di€u l~.- To trinh trich l~p cac Quy va phan ph6i IQ"inhuan.- Bao cao cua HDQT v€ thu lao thanh vien HDQT va BKSnam 2017 va d€ xuftt nam 2018.- Sua d6i, b6 sung mot s6 di€u cua Di€u l~ ABBANK.- Thong qua s6 hrong thanh vien va bAu HDQT, BKS nhiemIcy 2018 - 2022.

II. HO~T DQNG eVAHQI DONG QuAN TRJ (Bao cao 6 thdng cudi nam 2018):

1. Thong tin v€ thanh vien HDQT:

Sau thang cu6i nam 2018 H<)id6ng Quan tri da t6 chuc hQPvai n<)idung chinh nhu sau:- T6ng Giam d6c bao cao k~t qua kinh doanh 9 thang dAunam 2018, trQng tam cong tac va giai phap thuc dAykinh

doanh trong Quy IV; Trao d6i m<)ts6 n<)idung dinh huang v€ d\l ph6ng b<)chi tieu 5 nam tm.- Thong qua Ung vien bAub6 sung thanh vien H<)id6ng Quan tri ABBANK.- Thong qua to trinh Phuang an phat hanh c6 phi€u d€ chia c6 mc.- Co c~u t6 chuc mai cac dan vi H<)isa ABBANK.

2

Ty l~ tharn du cua cac thanh vien HDQT nhtr sau:

TT Thanh vien HDQT ChucV\l Ngay bat dau la So buoi hop Ty l~ tharn Ly do khongthanh vien HDQT tharn dir dir hop tham du

HQPHDQT ngay 10/10/20181 Dao M~ Khang Chu tich 25/04/2018 1 100%2 Vii Van Tien Ph6 Chu tich 25/04/2018 1 100%3 Iris Fang Thanh vien 25/04/2018 1 100%4 Soon SuLong Thanh vien 25/04/2018 1 100%5 LUll Van Sau Thanh vien dQc l~p 25/04/2018 1 100%6 Nguyen Danh Luang Thanh vien dQc l~p 25/04/2018 1 100%

Ngoai ra, Ban Dieu hanh con tlnrc hien xin y ki€n HDQT bang van ban cac nQi dung nhir: Ban hanh KhAu vi rui ro nam2018 cua ABBANK; PM duyet Phuong an Co cAu lai gfut voi xu ly no xAu giai doan 2016 - 2020 cua ABBANK; Lirachon dan vi kiem toan dQc l~p 2018; ChAp thuan chu tnrong de nghi Ngan hang Nha mroc cdp d6i b6 sung nQi dung hoatdQng vao GiAy phep thanh l~p va hoat dQng cua ABBANK; De xuAt thay d6i rno hinh t6 chuc ABBANK; Sua d6i Quych€ T6 chuc va ho~t dQng Clla HQi d6ng Tin dl)Ilg; ChApthu~ dan tir nhi~m TGD ABBANK cua ba Duang Thi Mai Hoava PM duy~t nhan SlJdlJ ki€n b6 nhi~m chuc danh TGD ABBANK; De xuftt dia di~m tiem nang di dai t:rv So'dan vi kinhdoanh ABBANK Chi nhanh CAn Tho; Phuang an tang v6n dieu l~ 2018; Ban hanh h~ th6ng ki~m soat nQi bQ cuaABBANK; Ban hanh Quy ch€ ve so~ thao va ban hanh van ban t~i ABBANK; ....

2. Ho~t dQng giam sat cua HDQT d6i vai Giam d6c (T6ng Giam d6c):

Dinh ky hang thang, cac thanh vien HDQT tham dlJ hQPgiao ban Clla Ban Dieu Hanh va Giam d6c cac Phong, Ban, Chinhanh, dan vi kinh doanh d~ n~m b~t tinh hinh ho~t dQng kinh doanh va bao cao HDQT kip thm cac vAn de phat sinh.

3

HQi d6ng Quan tri da chi dao Ban Dieu hanh diSu hanh hoat dQng kinh doanh cua ABBANK thea dung muc tieu, kShoach da dS ra, tuan thu cac quy dinh cua Luat TCTn va DiSu 1~ngan hang trong quan tri, diSu hanh,

3. Heat dQng cua cac tieu ban thuoc HQi d6ng quan tri:

Co 2 uy ban tnrc thuoc HQi d6ng Quan tri:

a. Uy ban Quan 19Rill ro (UBQLRR): hop 2 lan, thong qua cac nQi dung nhu sau:C~p nh~t Iai viec thirc hien cac kien nghi tai bien ban hop truce.

- Bao cao thirc trang rui ro cua Ngan hang va cac de xuat, kiSn nghi. Rill ro trong hoat dQng cong nghe thong tinngay cang tinh vi va phirc tap doi hoi co su quan 19 chat che va thich hop hem. Khuyen nghi BDH t6 chirc ra soatva de xuftt mo hinh quan 19 rlii ro phil hqp nh~m h~ chS d€n mirc thfrP nhfrt kha nling xay ra rill ro trong hOl;ltdQngcong ngh~ thong tin.

- Bao cao ti€n dQd\l an Basel 2, k€ hOl;lChtri~n khai d\l an trong cac thang cu6i niim va niim t6i 2019.- Ti€p tI,lcthao 1~ va thuc day phat tri~n cac d\l an nhu: d\l an lien quan d€n quan 19rlii ro nhu d\l an xay d\lllg the

di~m cho phan khuc SME, d\l an tri~n khai h~ th6ng tinh toan tfti san co rlii ro ...b. Uy Ban Nhan S\l: hOp 3 Ian thong qua cac nQi dung sau:

- B6 sung thanh vien Uy ban nhan S\l.

Quy€t diM mi~n nhi~m va b6 nhi~m can bQcao cfrpABBANK.- Phan cong nhi~m V\l cua Ban Dieu hanh ABBANK.

4. Cac Nghj quy€tlQuy€t dinh cua HQi d6ng quan trj (Bao cao 6 thang cu6i Iniim 2018):

STT NQi dung S6/ky hi~u Ngay ban hclnh

1 Mirc thu ~p Can bQnhan vien 233/QD- HDQT.18 09107/20182 Mirc thu nh~p Can bQnhan vien 234/QD- HDQT.18 16/07/2018

4

3 Mire thu nhap Can be)nhan vien 235/QD- HDQT.18 16/07/20184 Mire thu nhap Can be)nhan vien 236/QD- HDQT.18 19/07/20185 Mire thu nhap Can be)nhan vien 237/QD- HDQT.18 20107/20186 Mire thu nhap Can be)nhan vien 238/QD- HDQT.18 24/07/20187 Mire thu nhap Can be)nhan vien 239/QD- HDQT.18 24/07/20188 Mire thu nhap Can be)nhan vien 2401QD- HDQT.18 24/07/20189 Mire thu nhap Can be)nhan vien 241/QD- HDQT.18 24/07/201810 Mire thu nhap Can be)nhan vien 242/QD- HDQT.18 24/07/201811 Mire thu nhap Can be)nhan vien 243/QD- HDQT.18 24/07/201812 QD cham dirt HDLD voi Ba Vo Thi Xuan Huang - K1NB 244/QD- HDQT.18 24/07/2018

QD ve viec nghi hirong che de)huu tri Ba Vo Thi Xuan Huang 245/QD- HDQT.18 24/07/201813-K1NB

Ban hanh Quy dinh ve chirc nang, nhiem vu va co cau to chirc 246/QD- HDQT.18 24/07/201814cua VP HDQT - ABBANK

QD sua doi ne)i dung QD 182/QD-HDQT.16 ve ban hanh quy 247 IQD- HDQT.18 24/07/201815ch€ an toan, bao m~t h~ thong CNTT ABBANK

16 Thuyen chuyen va bOnhiem CBNV Ong Dat Khanh Toan 248/QD - HDQT.18 24/07/2018

17 Mire thu nhap Can be)nhan vien 249/QD- HDQT.18 24/07/201818 Ban hanh khau vi rill ro nam 2018 cua ABBANK 2501QD- HDQT.18 24/07/201819 QD xu ly co phan cua co dong Nguyen Van LUQ'Ilg 2511QD- HDQT.18 24/07/201820 QD bo nhiem TOO ABBANK 252/QD- HDQT.18 24/07/201821 Mire thu ~p Can be)nhan vien 253/QD- HDQT.18 24/07/201822 Mire thu nhap Can be)nhan vien 254/QD- HDQT.18 24/07/2018

5

23 Mire thu nhap Can bQnhan vien 255/QD- HDQT.18 24/071201824 Mire thu nhap Can bQnhan vien 256/QD- HDQT.18 24/07/201825 Mire thu nhap Can bQnhan vien 257/QD- HDQT.18 24/07/201826 Mire thu nhap Can bQnhan vien 258/QD- HDQT.18 24/07/201827 Mire thu nhap Can bQnhan vien 259/QD- HDQT.18 24/071201828 Mire thu nhap Can bQnhan vien 2601QD- HDQT.18 24/07/201829 Mire thu nhap Can bQnhan vien 261/QD- HDQT.18 24/07/201830 Mire thu nhap Can bQnhan vien 262/QD- HDQT.18 24/07/2018

31 Mire thu nhap Can bQnhan vien 263/QD- HDQT.18 24/07/201832 Mire thu nhap Can bQnhan vien 264/QD- HDQT.18 24/07/201833 Mire thu nhap Can bQnhan vien 265/QD- HDQT.18 24/07/201834 Mire thu nhap Can bQnhan vien 266/QD- HDQT.18 24/07/201835 Mire thu nhap Can bQnhan vien 267/QD- HDQT.18 24/07/201836 Mire thu nhap Can bQnhan vien 268/QD- HDQT.18 24/07/201837 Mire thu nhap Can bQnhan vien 269/QD- HDQT.18 24/07/201838 Mire thu nhap Can bQnhan vien 2701QD- HDQT.18 24/07/201839 CU nhan S\I tham gia HQi dong Xu ly no 2711QD- HDQT.18 30107/2018

Tuyen dung va bo nhiem ba Le Kim Chi thanh vien chuyen 272/QD- HDQT.18 31/07/201840trach HQi d6ng Tin dung

Tiep nhan nhan vien ehinh thirc ba Vo Thi Xuan Huang - 272-1IQD- HDQT.18 31107/201841K1NB

42 Mire thu nhap Can bQnhan vien 273/QD- HDQT.18 31107/201843 Mire thu nhap Can bQnhan vien 273-1/QD- HDQT.18 31107/201844 QD tai bo nhiem GD Khoi Chien luge phat trien 274/QD- HDQT.18 02/08/2018

6

45 Mire thu nhap Can bQnhan vien 275/QD- HDQT.18 02/08/201846 QD khong tai bo nhiem chirc danh TGD ABBANK AMC 276/QD- HDQT.18 08/08/2018

QD giao ong Nguyen Dire Khtrong P.TGD AMC dam nhan 277/QD- HDQT.18 08/08/201847nhiem vu va quyen han TGD

48 QD bo nhiem va tuyen dung vi tri Giam doc Dl,I an Basel II 278/QD- HDQT.18 15/08/201849 Mire thu nhap cua Giam doc Dl,I an Basel II 279/QD- HDQT.18 15/08/201850 QD cu nhan Sl,Itham gia HQi dong tin dung 280/QD- HDQT.18 21/08/201851 QD xu ly ky luat lao dQng 2811QD- HDQT.18 23/08/201852 QD xu Iy kY I~t lao dQng 282/QD- HDQT.18 23/08/201853 QD xu Iy ky I~t lao dQng 283/QD- HDQT.18 23/08/201854 QD xu Iy ky l~t lao dQng 284/QD- HDQT.18 23/08/201855 QD xu Iy ky l~t lao dQng 285/QD- HDQT.18 20109/201856 QD xu Iy ky I~t lao dQng 286/QD- HDQT.18 20109/201857 QD xu Iy kY I~t lao dQng 287/QD- HDQT.18 20109/201858 QD xu Iy ky lu~t lao dQng 288/QD- HDQT.18 20109/201859 QD xu Iy ky l~t lao dQng 289/QD- HDQT.18 20109/201860 QD xu Iy ky lu~t lao dQng 290/QD- HDQT.18 20109/201861 QD xu ly ky I~t lao dQng 2911QD- HDQT.18 20109/201862 QD xu Iy ky l~t lao dQng 292/QD- HDQT.18 20109/201863 QD xu ly kY l~t lao dQng 293/QD- HDQT.18 20109/201864 QD xu ly ky l~t lao dQng 294/QD- HDQT.18 20109/201865 QD xu ly ky I~t lao dQng 295/QD- HDQT.18 20109/201866 QD cu can bQ cao cap di cong tac Singapore 295-lIQD- HDQT.18 24/09/2018

d-'J1i~1-:lI

'III

7

S

SIOllOllL1SI·l.OGH-GO/~I£ns~qutrnqAilU~!Aquvql.w~!l{UU~!WGOLSS1Ol/01lL1SI·l.OGH-GO/vI£U~!A~quQquy~d~qunqi~I)W9S

S1Ol/01ILI81·l.0GH-GO/£l£)lNVHHVool.nnouaqu~AnbVAtlAW~!l{Uursp!-Qn~unoGO~8S1Ol/01lL18l"l.OGH-GO/ll£)lNVHHV~gpWV!~~ugl.9qdw~!l{UgqGOVS81Ol/OlIL18l"l.OGH-GO/II£)lNVHHV~gpWV!D~ugl.w~!l{UU~!W£881Ol101/£1SI·l.OGH-GO/OI£~uQPo~1l~nl~61I..lXlS810l101l£18I·l.OGH-GO/60£~uQPo~1l~nl~61I..lX18S1Ol/01/llSI·l.OGH-GO/80£~ut\pun~ugpH)H~!~uraqinsu~quI..lJ08810l/0III181·l.0GH-GO/LO£U~!AtrgquQqUYJd~rrq;~I)W6L

~UtlPun~U?P!QH~1)~SL S1Ol/01/ll81·l.0GH-GO/90£~uQPl~oqonqo9l~q~Anosnon~!pgslQW!gp~I..ls~~!A~AGO

S1Ol/01ll181·l.0GH-GO/l-~O£U~!AtrgquQqUYJtmod~nql~I)WLLS1Ol/01/01sr.toan-GO/~O£HNl)l~I)1IlqujqoU~!Atrgquu~qud~n9L

~ut\pUnl~AnpSI·l.OGH-GO/vo£~qdVAqutp~ql.!gl{)l~gpW~!DW~!l{UW~PItlAW~!l{UO~!D~L S1Ol/01l01

S1Ol/01/0181·l.0GH-GO/to£U~!A~quQqtraoW~!l{UW~PIU~!WvLS1Ol/01l1OSI·l.OGH-GO/lO£U~!A~quQqtraod~qunql~I)W£L81Ol/01l1OSl"l.OGH-GO/lO£ANHJW~!l{UW~PItlAW~!quO~!DlLS1Ol/01l1O81·l.0GH-GOIOO£U~!A~quQqUYJW~!l{UgqVA~ut\pu~Anl.ILS1Ol/01110SI·l.OGH-GO/66l)lNVHHVnsu~lJNlrnHAilU~!Aquvllld~qunq;~I)WOL

)lNVHHVSI·l.OGH-GO/86lrts~lJNlrnHAilU~!Aquvqlw~!l{UgqVA~ut\pu~Anl.69 S1Ol/01/1O

S1Ol/6016lSI·l.OGH-GO/L6lHNl)l~.I)qlquJl[~U~!A~quu~qud~nS9S1Ol/60/9lSI·l.OGH-G0/96lANaJw~!l{UU~!WL9

6

SlOlIIIIllSI".lOGH-GOII££onqoQlngo.0;)VAnAru~!l[U'~~Uonqo~AqutpAnOl[UVl[UBH901.6u.61.1)XueHm;_t;)

SlOlIIIIllSI'lOGH-GO/O££onqoQlngoooVAt\Aru~!l[U'~~Uonqo~AqtrtpAnOquVl[UBH~Ol

~lU?Hl[UBOpquPIVAU9Au~n~u!9l[)Im;_t;)POI SIOllllillSI'lOGH-GO/6l£onqoQlngoooVAnAru~!l[U'~~Uonqo~AqutpAnOl[UVl[U1:IH

N;)lDIm;:tJSI'lOGH-GO/Sl£onqoQlngoooVAt\Aru~!l[U'~~Uonqo~AqutpAnOl[UVl[UBH£01 SlOlIlllll

ffi'\ISm;_tJSI"lOGH-GOILl£onqoQlngo.0;)VAnAru~!l[U'~~Uonqo~AqutpAnOl[UVl[UBHlOI SIOG/lI1ll

NCll-DIWl[)Inno101 SIOG/IllllSI'lOGH-GO/9l£onqoQlngo.0;)VAt\Aru~!l[U'~U~Uonqo~AqutpAnOl[UVl[UBH

SlOlll1191SI'lOGH-GOIl-~l£~uQP01:11lWlI~.61.l)X001SIOG/II1£OSI"lOGH-GOIl-~l£~uQP01:11l~nl~.61.l)X66stoz«1/£0SI"lOGH-GO/~l£~uQP01:11l~nI~.61.l)XS6SlOlIll/lOSl'lOGH-GOIPl£U~!AtrgquQq~Jd~qunqiJl)WL6sroz.rI11081'lOGH-GO/£l£nstrgqnUBqAn$){nl[lru~!l[Uru~PIGO96stoz/u/roSl'lOGH-GOIll£nstrgquUBqAn$){nl[lru~!l[Uru~PI!Ql[lGO~6SlOG/OIlS181'lOGH-GOIlzcOJ!t;U.61.l)X~uQPd.6l[1:1!~lliRl[liLs~qu.l)JGO176SlO1I01/S1Sl'lOGH-GO/Ol£.6u.61.l)X~uQP!QH1:1!~lliRl[liLs~qu.l)JGO£6SlOliOIlLISI'lOGH-GO/61£HNl)lU~!Au~Anl[;)G'IGHWPru~l[;)l6SlOliOIlLI81'lOGH-GO/Sl£HNl)lU~!Au~Anl[;)G'IGHWP~l[;)16S101i0IlL1SI"lOGH-GOIl-L1£U~!A~quQqU~J~u.onlJl)W06SIOG/OIlL1Sl'lOGH-GOIL1£OJ!t;U.61Ul;ffiOu1:IqAn-IIpS1:IHu~iLpJQP~!Dru~!l[UQqGO6SSlOliOIlLISl'lOGH-G0/91£U~!A~quQqU~;)~uQP01:11~uQPdOl[WPru~l[;)GOSS

cua Khoi tong hop

107Ban hanh Quy dinh ve chirc nang, nhiem vu va co cdu to chirc 332/QD- HDQT.18 22/1112018cua Kh6i v~n hanh va dich vu khach hang

Ban hanh Quy dinh ve chirc nang, nhiem vu va co cau to chirc 333/QD- HDQT.18 22/11/2018108cua Kh6i tham dinh va phe duyet tin dung

Ban hanh Quy dinh ve chirc nang, nhiem vu va co cau to chirc 334/QD- HDQT.18 2211112018109cua Kh6i Quan ly rui ro

Ban hanh Quy dinh ve chirc nang, nhiem vu va co cau to chirc 335/QD- HDQT.18 22111/2018110cua Kh6i Quan tri nguon nhan lire

Ban hanh Quy dinh ve clurc nang, nhiem vu va co cau to chirc 336/QD- HDQT.18 22/11/2018111cua Kh6i cong nghe ngan hang

Ban hanh Quy dinh ve chirc nang, nhiem vu va co cau to chirc 337/QD- HDQT.18 22/1112018112cua Ban Phap ch~ tuan thu

Ban hanh Quy dinh ve chuc nang, nhi~m V\l va cO'cau to chuc 338/QD- HDQT.18 2211112018113cua Kh6i tai chinh k~ toan

114 Mien nhi~m chuc danh Ph6 TGD kiem Gicim doc Khoi SME 339/QD- HDQT.18 22/1112018115 Cham dirt hgp dong lao de>ngdoi vai can be>nhan vien 340/QD- HDQT.18 22/11/2018116 QD Cll nhan S\I tham gia He>idong tin d\lllg 3411QD- HDQT.18 22/1112018117 QD Mien nhi~m can be>nhan vien 342/QD- HDQT.18 06/12/2018118 QD mien nhi~m va thuyen chuyen can be>nhan vien 344/QD- HDQT.18 06112/2018119 QD bo nhi~m can be>nhan vien 345/QD- HDQT.18 06/12/2018120 QD bo nhi~m kiem nhi~m can be>nhan vien 346/QD- HDQT.18 06112/2018121 Muc thu nh~p can be>nhan vien 347/QD- HDQT.18 06/12/2018122 QD bo nhi~m can be> nhan vien 348/QD- HDQT.18 06/12/2018

\,IAil

10

123 QD bo nhiem kiem nhiem can bQnhan vien 3491QD- HDQT.18 06112/2018

124 Mire thu nhap can bQnhan vien 3501QD- HDQT.18 06112/2018

125 Mien nhiem can bQnhan vien 3511QD- HDQT.18 06112/2018

126 Mien nhiem can bQnhan vien 352/QD- HDQT.18 06/12/2018127 Tuyen dung va bo nhiem thir viec vi tri GD CN Vinh Long 353/QD- HDQT.18 . 06/12/2018128 Tuyen dung va bo nhiem kiem nhiem can bQnhan vien 354/QD- HDQT.18 06/12/2018129 QD cham dirt HDLD Giam doc Khoi chien hroc phat trien 355/QD- HDQT.18 11/12/2018

Ban hanh quy dinh ve clnrc nang nhiem vu va CCY cau to chirc 356/QD- HDQT.18 18/12/2018130

cua Trung tam the

Ban hanh quy dinh ve chirc nang nhiem vu va CCY cau to chirc 357/QD- HDQT.18 18112/2018131cua Van phong HDQT

132 QD xu ly ky lu~t lao dQng 358/QD- HDQT.18 21112/2018133 CU nhan S\Itham gia HQi dong dau tu 3591QD- HDQT.18 24/1212018134 Thay doi dia diem PGD Mao Khe - CN Quang Ninh 3601QD- HDQT.18 25/12/2018135 Ban hanh qui dinh ve h~ thong kiem soat cua ABBANK 3611QD- HDQT.18 28112/2018136 Quyet dinh xu ly co phan Ba Nguyen Thi Thuy Linh 362/QD- HDQT.18 28/12/2018

QD thay doi dia diem va ten goi PGD Nguyen Van Linh, Da 363/QD- HDQT.18 28112/2018137N~ng

138 QD Ban hanh Quy che so~n thao va ban hanh van ban 364/QD-HDQT.18 28112/2018QD Dieu chinh, bo sung Thanh vien Ban Chi d~o d\I an chien 365/QD-HDQT.18 28112/2018139lugc SC

QD Dieu chinh thanh vien Ban Quim ly d\I an "Nang cao hi~u 366/QD-HDQT.18 2811212018140qua t6 chuc va ho~t dQng cua ABBANK"

]..

11

III. BANKIEM SOAT1. Thong tin v€ Ban kiem soat

TT Thanh vien BKS Chuc vu Ngay bat dau So buoi Ty 1~tham Ly do khongla thanh vien hQPtham du hop tham du

BKS dv1 Nguyen Thi H~ Tam Truong ban 25/04/2018 2 100%2 Pham Thi Hang Thanh vien chuyen trach 25/04/2018 2 100%3 Nguy€n Thi Thanh Thai Thanh vien ban chuyen trach 25/04/2018 2 100%

2. Hoat dQng giam sat CUaBKS d6i voi HDQT, Ban giam d6c di€u hanh va c6 dong:

BKS da thuc bien giam sat HDQT, BDH trong viec thuc hien cac dinh huang va muc tieu kinh doanh nam 2018 cuaABBANK da diroc DHDCD thong qua, giam sat viec hoat dQng man thu thee quy dinh cua phap luat, Ngan hang Nhamroc va Di€u 1~cua ABBANK. Nhin chung, trong 6 thang cu6i nam, HDQT va BDH da chi dao, di€u hanh hoat dQngkinh doanh cua Ngan hang theo dung muc tieu, cac chi tieu kinh doanh dat k€t qua t6t. Ben canh do, HDQT va BDHco nhieu bu6i hQPthao l~n v€ nhtrng k€ ho~ch, m\lc tieu, dV an phat tri€n ABBANK trong nhfrng nam k€ ti€p.3.SV ph6i hQ'Pho~t dQng gifra BKS d6i v6i ho~t dQng cua HDQT, Ban giam d6c di€u hanh va can bQquan ly khae:Ban ki€m soat thuemg xuyen tham gia cac cUQchQP thuemg xuyenldinh kY cua HDQT, cac cUQchQP giao ban hangtMng cua BDH. BKS ciing duQ'c cung cfrp cac thong tin, tfti li~u v€ cong mc quan ly, di€u hanh va ho~t dQng kinhdoanh cUaNgan hang ph\lc V\l cho vi~c ki€m soat cUaBKS va ki€m toan nQi bQ.Thong qua ho~t dQng cua ki€m toan nQi bQ, BKS da dua ra cac ki€n nghi v&i HDQT, BDH v€ cae bi~n phap tangcuemg ki€m soat ho~t dQng, giam thi€u rlii ro, dam bao Ngan hang ho~t dQng tuan thu cac quy dinh cua Phap l~t, Di€u1~... nhfun dam bao Ngan hang ho~t dQng 6n diM va hoan thanh t6t cac chi tieu da d€ ra.

12

IV. DAo T';'O vi: QuAN TRJ:Cac Thanh vien HDQT, BDH ABBANK va cac lanh dao cApphong/ban/trung tam da tham du cac bu6i hQi thao do cacchuyen gia T6 chirc Tai chinh Quoc t~ h6 tro giang day d€ trao d6i kien thirc, chia se kinh nghiem quan tri Ngan hang,trien khai cac du an nang cao nang 19c hoat dQng, quan tri rui ro ...

V. Thay d6i Danh sach v~ngtrOico lien quan cua cong ty d~i chung theo quy djnh t~i khoan 34Di~u6 Lu~t Chungkhoan (Bao cao 6 thang cuai Inam 2018):

Tai ThOi diem ThOikhoan Chirc

Ngay cAp Nai cApbilt dAula di€m

Ten t6 chirc/ca giao dich vu tai nguoi co khongSTT S6 CMNDI CMND/ CMNDI Dia chi Ly do

nhan chUng cong ty lien quan con lakhoan (neu co)

DKKf) DKK.I) DKKI)(thoi di€m nguaico

(neu co) gop v6n) lien quanCong ty TNHH Tang 2, toa nhaMTV Quan ly no SaK~ hoach Geleximco, 36

1 va khai thac ffii 0104009199 03/06/2015 va DAu tir Ha Hoang cAu, 28/0112010san Ngan hang An NQi Quan D6ng Da,Binh(ABBA) HaNQi

Tang 14,15va 16Cong ty ffii chinh SaK~ ho~ch Thap B, toa nha

2 c6 phAn Di~n 19c 0102806367 09/12/2015 DAutuHa EVN, s6 11Cira 25105/2008(EVNFC) NQi Bilc, Ba Dinh, Ha

NQiCong ty CP EVN SaKe ho~ch Lo 91,XOViet

3 QU6c t~ 0102379203 18/05/2016 va DAutu Ngh~ TInh, cAm 20109/2007TP. Da NfuIg L~, Da NfuIg

13

Cong ty CP DauSo Ke hoach

78 Duy Tan, Da0400599162 02/11/2015 va Dau tir Da 11/11120074

Nangnr Dien hrc 3N~ng

Cong ty Co phan SaK€ hoachThong tin Tin 198 TrclnQuang

5 0102547296 27/10/2014 Dau tuHa 25108/2008d\)l1g Vi~t Nam

NQiKhai, HaNQi

(PCB)Tang 17 va 18,Toa nha Pacific

Cong ty CP Thanh SaK€ hoachPlace, s5 83B

toan Quoc gia Ph5 Ly Thirong6 0101517122 03/08/2017 Dau nrHa 12/07/2007

Vi~t NamNQi

Ki~t, P.Trcln(NAPAS) Himg Dao,

Q.Hoan Ki€m,HaNQi

Cong ty Co phan SaKH&DT 87/7 f)i~n Bien7 Dich vu ban Ie 0309614478 17/12/2009 TP He, Chi Phu, P.Da Kao, 10102/2010

Tien Phong Minh Q,l, HCM

VI. Giao djch cua c6 dong nqi bq va ngtlOi lien quan (Bao cao 6 thang cu8i1nam 2018):1. Danh sach c6 dong nQi bQ va ngtroi co lien quan

14

Tai khoan Chuc vu So co Ty te saStt Ten t6 clnrc/ca giao dich tai cong ty S6 CMNDI Ngay cAp NO'icAp Dia chi phieu sa hiru c6 Ghi

nhan clnrng (neu co) DKKf) CMNDI CMNDI hiru cu6i phieu chukhoan DKKD DKKD ky cu6i ky(neu co) (%)

I Nhom co dong lien quan den T~p doan Geleximco - Cong ty CP1 T~p doan 0100514947 15/06/2017 sexe 64 Nguy€n 69.108.394 12,99

Geleximco - Cong ho~ch Luang Bang,tyCP DAutu HaNQi

HaNQi2 Vii Van Tien Chu tich 0340590003584 02/07/2001 HaNQi 64 Nguyen 1.979.359 0,37

HDQT Luang B~ng,HaNQi

3 Nguyen Thi 011757548 27/04/2007 HaNQi 64 Nguyen 925.239 0,17 v» Chu

Quynh Mai Luang B~ng, tichHaNQi

4 Vii VanH~u Pho TOO 012296299 18/08/2011 HaNQi 187 D~i La, Ha 10.590.074 1,99 Em traiNQi Chu

tich

5 Do Huang Giang 011949446 26104/1996 HaNQi 187 D~i La, Ha 1.398.546 0,26 Em dauNQi Chu

tich

6 Dao M~ Khang 034069002308 25/08/2005 HaNQi So 17, ng5 61 4.333.243 0,81 Em reD6ng Da, Ha ChuNQi tich

7 Vii Thi Nhung 012617959 16106/2003 HaNQi 187 D~i La, Ha 165.172 0,03 Em gaiNQi ~hu tich

,,(

)

15

8 Cong ty CP 19/GPDC- 2610212018 UBCK 36 Hoang Cau, 3.083.709 0,58 Cong ty

Chung khoan An UBCK NN D6ngDa,Ha lien k€t

Binh N<)i

9 Cong ty co phan 0103018655 25/02/2008 Sa ke 101 Lang H~, 3.265.910 0,61 Cong ty

T~p doan DAu tu ho~ch D6ngDa,Ha lien k€t

AnBinh DAu tu N<)iHflN<)i

II Nhom co dong n<)ib<)ABBANKSTT HQten Chirc vu SoCMND Ngay cap NO'icap Dia chi So cp sa Ti

t~i hilu l~/v6nABBANK dieu l~

1 Dao Manh Khang Chu tich 034069002308 25/08/2005 HaN<)i So 17, ngo 61 4.333.243 0,81D6ngDa,HflN<)i

2 Vii Van Tien P.Chu tich 0340590003584 02/07/2001 HflN<)i 64 Nguyen 1.979.359 0,37Luang Bfulg,HaN<)i

3 Nguyen Thi H~ Truong 011513292 11/07/2012 HaN<)i 48 Nguyen 12824 0,00

Tam BKS H6ng, HaN<)i

4 Nguyen Thi Thanh 010363203 27/10/2010 HflN<)i 022khu45 12.908 0,00

Thanh Thai vienBKS canh<) khu7,2ha, VinhPhuc, Ba Dinh,HflN<)i

5 Bui Quoc Vi~t Ke toan 022828404 27110/2005 HCM P-4C cu xa Bac 37,494 0,01

tnrong lHili, Truong San,P.15, Q.10, HCM

16

,'IIIj

e

2. Giao Dieh e6 phieu:

So co phieu sa hiru dau So co phieu sa htru cuoiLy do tang, giam (mua,

Ngiroi thuc hi~n giao Quan h~ voi e6 dong ky kyStt ban, chuyen d6i,

Dieh nQibQ Soeo Ty l~/von Soeo Ty l~/vonthuong ...)

phieu di€u l~ (%) phieu di€u l~ (%)

1 Nguyen Due AnhCon ella tnrong Ban

10.000 0,00 40.000 0,00 Mua themKi~m soat

3. Cac giao dich khac: khong

v. Cac vAn d€ dn luu y khac:- Khong.

Dao M~nh Khang

17