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SHB NGAN HANG TMCP SAI GON — HA NOI
CONG HOA XA HOT CHU NGHIA VIET NAM Boc 14p - Ty. do - Hanh phoc
Ha Nai, ngay k5-thcing 01 nam 2014 S6: 06 /HDQT
BAO CAD TiNH HiNH QUAN TRI CONG TY (Nam 2013)
Kinh gui: t Ty ban chting khoan NhA ninic
So Giao dich cluing khoan HA Ni
Ten chting khoan: Ngan hang TMCP SAi Gen- HA Ni Dia chi try so. chinh: SO 77 Train Hung Dao, HoAn Klein, HA Neoi Men thoai: 04 3942 3388 Fax: 04 3941 1086 VOn ditu le: 8.865.795.470.000 ding Ma chting khoan: SHB
I. Hoyt cling ciia Hoi dtong quail tri
1. Cac cuac hop cila Hai clang quoin tri tong nam 2013
Theo quy dinh tai DLL 1O cua ngan hang va cac quy dinh cua Phap luat, H6i d6ng quan tri (HDQT) SHB thgc hien hop dinh kY. Trong truing hop d6t xuat, HDQT c6 the Lay Y
kin cac thanh vien de dam bao giai quy6t cong vies [email protected] qua, kip thM. Trong nam 2013, H6i d6ng quail tri SHB da tin hanh cac cu6c hop nhu sau:
STT Thanh vien HDQT Chtrc vu SO buOi hop tham thy
Ty le 1_,57 do killing tham du
1 Ong D6 Quang Hien Chu tich HDQT
4/4 100%
2 Ong Nguy6n Van Le Thanh vien HDQT
kiem TGD 4/4 100%
3 Ong Trail Ngoc Linh Thanh vien HDQT 4/4 100%
4 Ong Pham H6ng Thai Thanh vien 6ng Pham Hong HDQT Thai di ding tac
3/4 75% da Ay quyen cho ong D6 Quang Hien
5 BA. Darn Ngoc Bich Thanh vien ba Dam Ngoc HDQT Bich yang mat
2/4 50% da Ay quyen cho Ong D6 Quang Hien
6 Ong Pham Ngoc Tuan Thanh vien HDQT 4/4 100°A
7 Ong Le Quang Thung Thanh vien HDQT d6c 4/4 100%
14p
2. Hoot &Ong gicirn sat cria HDQT dai yeti Ban Tong Gicim crac
1
\Tod muc tieu hoat dOng cna nam 2013 la nang cao chat Luang quan tri dieu hanh trong toan he th6ng SHB; phan dau de SHB vao nhorn 5 Ngan hang thuang mai c6 phan lan nhat Viet Nam, I-16i d6ng Quan tri SHB luon theo sat moi dien bien hoat d(ing kinh doanh cua Ngan hang, don d6c, giam sat Ban Tt.ng Giarn d6c thgc hien cac chn truong, chinh sach dal dugc Dai h6i d6ng c6 dong, H6i d6ng Quail tri thong qua. Theo do, SHB tap trung day manh pilaf trien thi phan d6i cac mang kinh doanh chinh cda Ngan hang, chil trong cong tac kiem tra, kiem soat chat che rui ro teen tat ca cac linh vgc hoat d6ng kinh doanh cua SHB. Ngodi ra, H6i d6ng Quan tri cung yeu cau Ban T6ng Giam d6c chi dao cac don vi khan truang xir ly thu h6i ng xau, ng qua han, tang cuang cong tac kiem tra truck, trong va sau khi cho vay nham han che no xau mo i phat sinh, nang cao chat lixong tin dung tren toan he th6ng nham dam bao six on dinh, phat trien ben vung va hoan thanh cac ke hoach cua Dai h6i c6
&Ong giao.
HDQT thuang xuyen tham gia cac cu6c hop voi Ban T6ng giam d6c, Cac don vi kinh doanh trong he th6ng nham nam bat tinh hinh hoat d6ng kinh doanh cua don vi, kip tiled thao go kilo khan tao d6rig lgc phat trien kinh doanh. Mat khac, cac Uy ban trgc thu6c HDQT ding thuang xuyen bao cao HDQT cac van de thu6c pham vi trach nhiem cua Uy ban nham dao bao cung cap thong tin cho H6i d6ng Quan tri day du va toan dien nhat ve tinh hinh hoat Ong cna Ngan hang, dam bao tuan thu diing quy dinh phap luat va Nghi guy& cua Dai h6i
d6ng c6 dong.
3. Hoyt dOng ciia cac ti&I ban &tic thueic HDQT
Thgc hien Nghi dinh 59/2009/ND-CP cna Chinh phu va Thong tu 06/2010/TT-NHNN cua Ngan hang Nha nu& Viet Nam va Thong tu 121/2012/TT-BTC cua B6 Tai chinh, H6i dong quail tri SHB da thanh lap cac Uy ban va H6i d6rig nghiep vu nhu sau:
3.1. Uy ban Nhan
Uy ban Nhan six dugc t6 chirc va hoat d6ng theo Quy che ve t6 chirc va hoat d6ng do HDQT xay dgng va ban hanh. Nhiem vu chinh cua Uy ban Nhan sir nhu sau:
Tham muu cho HDQT trong viec ban hanh cac quy che, quy dinh, chinh sach lien quan den cong tac nhan su theo quy dinh cua phap luat va Dieu le SHB. Tham muu cho HDQT xu ly cac van a nhan sir phat sinh trong qua trinh tien hanh cac thu tuc bau, b6 nhiem, mien nhiem cac chirc danh thanh vien HDQT, thanh vien Ban Kiem soat va Nguai dieu hanh ngan hang theo quy dinh cua phap luat va Dieu le
SHB. Nghien ciru, tham muu cho HDQT trong viec ban hanh cac quy dinh not b6 cua ngan hang thu6c tham quyen cua HDQT ve the d6 tien luong, tint lao, tien thuang, quy che tuyen chon nhan su, dao tao va cac chinh sach dai ng6 khac vai Ngued dieu hanh, can b6, nhan vien Ngan hang. Trien khai cong tac kiem tra, danh gia viec thgc hien cac quy trinh, quy che trong cong tac Nhan sg. Tren co sa do, tham muu cho HDQT sira d6i cac quy dinh hien hanh va ban hanh cac quy dinh mod phii hop ved tinh hinh thgc to va chien lugc phat trien cna SHB.
3.2. Uy ban Quan lj) rui ro:
Uy ban Quan lY rui ro dugc t6 chirc va hoat Ong theo Quy che ve to chirc va hoat d6ng cua Uy ban Quasi ly rui ro do HDQT xay dung va ban hanh. Uy ban Quan lY rni ro co cac nhiem vu sau:
2
- Tham muu cho HDQT trong viec ban hanh cac quy the, quy dinh, chinh sach lien quan den quan tri rui ro trong hoat dOng ngan hang theo quy dinh cua phap luat va
Dieu le SHB. Phan tich, dua ra nhfing canh bao ve mix dO an toan caa ngan hang truac nhfing nguy ca tiem An rui ro co the anh htrOng va de xuAt cac bien phap phOng ngira d6i voi
nhang raj ro nay trong ngan han ding nhu dai han. Xem xet, danh gia tinh phi' hop va hieu qua caa cac quy trinh, chinh sach quail tri rui ro hien hanh coa ngan hang de dua ra cac khuyen nghi, de xuat d6i voi HDQT ve nhung yeu can can thay d6i quy trinh, chinh sach hien hanh, chien lugc hoat dong.
- Tham muu cho HDQT trong viec guy& dinh cac chinh sach quail tri va phuang an xir ro trong pham vi chirc nang, nhiem vu do HDQT giao.
3.3. Cac Hai clang nghip vu: - Hoi ctong Quan 1T Tai san Ng - Co: tham muu cho HDQT trong cong tac hoach dinh
chien lugc, chinh sach quan tri rUi ro theo timg loai roi ro ngan hang lien quan den hang muc Tai san Ng - Co tren bang can d6i ice toan nham t6i da h6a lgi nhuan cho Ngan hang va c6 &Ong trong dai han; chi dao cac don vi kinh doanh cua SHB dieu hanh kinh doanh theo chi& lugc, chinh sach da xac dinh de tao lap hop ly cac hang muc tai san ng - tai san c6 trong bang can doi ke toan cua ngan hang;
HOi crong Dan thgc hien cac chirc nang tham muu, giiap viec cho HDQT ve viec thgc hien hoat dOng dau tu. T6 di& thArn dinh phuang an, dg an dau tu va trien khai hoat dOng dau tu thuOc cac linh virc ducyc phep de tang doanh thu va lgi nhuan cho
SHB; - HOi d6ng Quan ly va Xir ly no c6 van de: thgc hien chile nang tham muu, gifip viec
cho HDQT trong viec de ra cac bien phap phong ngira han cite va giam thap ng qua han, ng xau nham dat dugc cac muc tieu an toan, hieu qua hoat dOng tin dung, nang cao chat luting va phat trien ben vting d6i vOi hoat dOng cua SHB; chi dao dieu hanh
ding tac quan 1)'T va Xti ly ng trong toan he th6ng, phe duyet cac bien phap xir ly ng, to chirc xay di:mg chien lugc phorg ngira xu ly ng co van de trong toan he th6ng SHB;
- HOi d6ng Tin dung: Tham muu cho HDQT dinh hixerng va co cau du ng tren toan he th6ng theo mat hang, linh vgc, nganh nghe, dia ban kinh doanh; phe duyet chinh sach tin dung g6m: lai swat, phi, cac dieu kien tin dung, cac bien phap ph6ng ngira roi ro tin dung d6i vOi tang d6i tugng khach hang va nh6m khach hang co lien quan. Phe duyet cac khoan tin dung vuot tham quyen dm Tong Giam d6c. Trinh HDQT cac khoan tin dung vugt tren 10% von tg co caa SHB va cac khoan vay vuot giori han tin dung.
II. Cac Nghi guy& ciiaOi dOng quart tri:
STT SO Nghi guy& Thai gian NOi dung 1 01/NQ-HDQT 21/01/2013 Thue &At lam tru sa cila SHB Lao tai Thu do
Vientiane — CHDCND Lao 2 02/NQ-HDQT 21/01/2013 Thay doi dia diem dat tru se( chinh dia. Cong ty
TNHH Mot thanh vien Quan lf ng va khai thac tai san Ngan hang TMCP Sai G6n — Ha NOi
3 03/NQ-HDQT 01/02/2013 Thay dOi ten va dia diem dat tru so. Chi nhanh SHB Ha Dong
4 04/NQ-HDQT 06/02/2013 T6 chirc phien hop Dai hOi d6ng c6 dong thuOng nien lan this 21
3
5 05/NQ-HDQT 07/02/2013 Thay d6i dia diem dat tru sO Chi nhanh SHB Lam Dong
6 06/NQ-HDQT 25/02/2013 Thay d6i dia diem dat tru sO Chi nhanh SHB Quang Ninh
7 07/NQ-HDQT 28/03/2013 Thong nhat cap tin dung doi vOi khach hang 8 08/NQ-HDQT 17/04/2013 Thong nhat cap tin dung d6i vOi khach hang
9 09/NQ-HDQT 23/04/2013 Thay d6i dia diem dat tru so. Chi nhanh SHB Ba Dinh
10 10/NQ-HDQT 21/05/2013 Th6ng nhat cap tin dung d6i vOi khach hang
11 11/NQ-HDQT 27/05/2013 Th6ng nhdt cap tin dung d6i voi khach hang
12 12/NQ-HDQT 13/06/2013 Thay d6i ten va dia diem at tru so. Chi nhanh SHB San Tra
13 13/NQ-HDQT 19/08/2013 MO chi nhanh SHB Ninh Binh tai tinh Ninh Binh
14 14/NQ-HDQT 19/08/2013 MO chi nhanh SHB Tuyen Quang tai tinh Tuyen Quang
15 15/NQ-HDQT 19/08/2013 MO chi nhanh SHB Thai Nguyen tai tinh Thai Nguyen
16 16/NQ-HDQT 19/08/2013 MO chi nhanh SHB D6ng Thap tai tinh D6ng Thap
17 17/NQ-HDQT 19/08/2013 MO chi nhanh SHB Tien Giang tai tinh Tien Giang
18 18/NQ-HDQT 10/09/2013 Chap thudn cho Cong ty TNHH MTV Quan 1T no va Khai thac tai san SHB dixoc vay von tai cac t6 chile tin dung
19 19/NQ-HDQT 16/10/2013 MO chi nhanh SHB Tay Ninh tai tinh Tay Ninh
20 20/NQ-HDQT 16/10/2013 MO Chi nhanh SHB Hai Diming tai tinh Hai Duo'ng
21 21/NQ-HDQT 16/10/2013 MO Chi nhanh SHB Quang Tri tai tinh Quang Tri
22 22/NQ-HDQT 16/10/2013 MO chi nhanh SHB Quang Ngai tai tinh Quang Ngai
23 23/NQ-HDQT 16/10/2013 MO Chi nhanh SHB Dak Lak tai tinh Dak Lak
24 24/NQ-HDQT 16/10/2013 MO Chi nhanh SHB tai tinh \filth Long
25 24/NQ-HDQT2 18/10/2013 Thay d6i dia diem dat chi nhanh SHB Lang San
26 24/NQ-HDQT3 18/10/2013 Thay dOi dia diem dat chi nhanh SHB Van Phfic
27 24/NQ-HDQT4 18/10/2013 Thay d6i dia diem dat chi nhanh SHB Thai Binh
28 24/NQ-HDQT5 18/10/2013 Thay dOi dia diem dat chi nhanh SHB Soc Trang Thay d6i ten va dia diem dat Qu"37 Tiet Kiem SHB Phil My truc thuOc Chi nhanh SHB Phil Nhudn
29 25/NQ-HDQT 25/10/2013
30 26/NQ-HDQT 25/10/2013 Th6ng nhat cap tin dung do' i vai khach hang
31 27/NQ-HDQT 25/10/2013 Th6ng nhat cap tin dung d6i vOi khach hang 32 28/NQ-HDQT 31/12/2013 Tang von Dieu 1e cua Ngan hang TMCP Sai
G6n - Ha Nei
III. Thay doi danh sach ve nguiri c6 lien quan cua TCNY theo quy dinh tai khoin 34 Dieu 6 Luast Chirng Khoin (Theo Danh sach dinh kem)
4
TM. N TMCP SAI CON- HA NO ICH HDQT
DO QUANG HIEN
IV. Giao dich ciia co dOng not 130 va ngtroi lien quan: 1. Danh sach co dl mg not 130 va ngiroi do lien quan: Theo danh sach dinh kern
STT NguOi
thuc hien giao dice
Quan he voi co'
&Ong not bO
SO co" phieu so. hiru dau kY
SO co phieu sa him cuOi ky
LY do , tang,
giam
56 oe" phieu'
Ty le ,. 7, so co
phieu Ty le
1 Do Thu
Ha
Chi gai root dm Chit tich HDQT
12.838.100 co phieu
1,45% 14.838.100 ' 1.67%
Thgc hien clan
to
3. Cac giao dich khac: Cong ty Co,phan Chung khoan Sai Gen — Ha NOi (nguado lien quan theo diem c, khoan 34, dial 6 Luat Ching khoan) da mua 300.000 coO phieu SHB
SHB tran trong bac) cao!
Noi nhan:
- Nhu. tren; - Lau VT, VP HDQT
5
NGU'OI 14P KIEM SOAT
1
ONG QUAN TRI
NGAN HANG TMCP SAI GON - HA NO
MA CHIJ'NG KHOAN: SHB
THAY DOI DANH SACH VE NGUtiI CO LIEN QUAN (THOI DIEM LAP BAO CAO TAI NGAY 31 THANG 12 NAM 2013)
STT
TEN CO BONG
TM khan
data Bich - '
chfrng khoin
(neu co)
Chfic vu tai
Ngan hang
(neu co)
st• CMT/DICK
D
Ngay cap ❑ No'i cap Dia chi thiri diem bit
diu la NCLQ
, Thei diem
kitting con la
NCLQ
147 do
2
Pham Van Thang Pith Tong GD 011169881 08/08/2004 Ha Nei
So 15, B10, Da
•m Tra A u, Hai BA
Trtrng, Ha Nei
• Pham Van Que , . . . .
Se 15, BIO, Dam Tracu, Hai BA Tiling, HA Nei
Thang 10/2010 Thang 07/2013 NHL
nhiem , chuc vu
d6i voi , ong
Pham Van
Thang
3 Phan Thi Toan Se 15, B10, Dam TrAu, Hai Ba
Tiling, HA NOi Thang 10/2010 Thang 07/2013
4 Pham Thanh Trunk; Se 15, B10, Dam Trac u, Hai BA
Trung, Ha NOi Thang 10/2010 Thang 07/2013
5 Pham Phuong Linli Se 15, BIO, Dam TrAu, Hai BA
Tiling, Ha Nei Se 15, Hai BA Dam TrAu B10, ,
Tiling, HA NOi
Thang 10/2010
Thang 10/2010
Thang 07/2013
Tiling 07/2013 6 Le Thi Thu Thuy 011676086 26/08/2009 HA Nei .
7 Bui Tin Nghi Ph6 Din,g
- Giant dec
010413967 14/01/2009 Ha Nei
402-G1-H6c vien ngfin hang
8 Bui Tin Tinh Thang 06/2007 Thang 05/2013 Mien nhiem
chirc vu d6i vo• ong Bui
Tin
9 Nguyen Thi Man Thang 06/2007 Thang 05/2013
10 Le Thi Bich Hang 012348589 22/09/2005 Ha Nei
402-G1-Hoc vien nganhang Thang 06/2007 Thang 05/2013
11 Bui Tin Hien 012348590 27/05/2003 HA Mei
402-G1-Hoc vien ngan hang Thang 06/2007 Thang 05/2013
12 Bui Thi Thanh Huan g •
012618832 11/06/2003 Nghi
HA NOi 402-G1-Hoc vien n.:•.!
..,--....0,07RR- _ Thang 06/2007 Thang 05/2013
• fittAire
I THONG MA! Co'PH ^ SA1 GoN-HAN
Nguy6n Thi Minh Thu Nguyen Thanh Thily
Do Quang Hien
Page 1
NGAN HANG TMCP SAI GON - HA NOI MA:CHI:11% KHOAN: SHB
DANH SACH CO BONG NOI BO VA NGU'OI CO LIEN QUAN (THOI DIEM LAP BAO CAO TAI NGAY 31 THANG 12 NAM 2013)
ST T
TEN CO HONG Tai khoan giao dich
chtimg khoan Chti•c vu tai Ngfin
hang SO
CMT/DKK D
A Ngay cap Ncri cap Dia chi
SL co phieu nam girt
TS, l' sir
6° cti
. phieu cuoi
14
11.0
G i chti
1
1
2
3
4
5
6
7
8
9
10
12
14
15
16
17
2
069C066666
5
010142347
010274347
010262678
013185827
012606069
010271178
010297133
0100233223
71/GCNTV LK
32/UBCK- GP
013532086
360923146
360923141
361681002
9
30/05/2007
06/06/2001
30/05/2007
25/05/2009
09/06/2005
05/12/2007
14/05/2004
09/12/2008
29/11/2007
24/04/2008
28/03/2012
10/06/1980
10/06/1980
13/04/1994
10
Ha Noi
Ha NOi
HA Nei
HA. NOi
HA. NOi
Hd Nei
Ha. Nei
Hd Nei
Ha Nei
Ha Nei
Ha Noi
Can Thu
Can Tha
Can Thu
16 15
3.010
1.670
6.850
2.541
0.088
0.248
0.034
19
D8 Quang Hien
D8 Bang Thanh
Le Thi Thanh
Le Thanh Hod
Chu tich HDQT
Thanh vien HDQT kiem TGD
61 Hai BA Trung, Ha Mit 26,688,175
14,838,100
60,727,866
22,531,538
776,759
2,202,185
298,240
61 Hai BA Trung, HA Nei
61 Hai BA Trung, HA Nei
61 Hai BA. Trung, Ha Nei
61 Hai BA. Trung, HA Nei
61 Hai BA Trung, HA Nei
61 Hai BA Trung, HA Nei
18 Hang Chuei, Q.Hai BA Trung, HA Nei
so 1 Yet Kieu, Hohn Kiem, HA Nei
Tang 8 - Tea nha HanoiTourist - 18 LY Thuang Kiet - Ha Nei
St, 8, Hang 'faith, Quail Hoan Mem, Ha Not
31 Khu Vut Thai Binh, P.Thai An Deng, Q.Binh Thuy, TP.Can Thu
31 Khu Vire Thai Binh, P.Thai An
Deng, Q.Binh Thuy, TP.Can Thu
Se 8, Ha Quan Hoan Kiem Hang Hanh, , Noi
De' Vinh Quang
De Quang Vinh
DO Thi Thu HA
De Thi Minh Nguyet
Cong ty Ce phan Tap Doan T&T
Ong ty CO phan Chimg khoan Sdi Gen - HA Nei
C6ng ty Quan 13% Quy SAi Gen — Ha Nei (SHF)
Nguyen Van Le
Nguyen Van Tang
Luang Thi Nganh
Vu Thi Le Quyen
069C001764
069C055555
069P000001
069C016666
Page 1
ST T
TEN CO HONG Tai khoan giao dich
chti•ng khoin Ch 'rc vu tai Ngfin
hang
s6 CMT/DKK
D
A N cap ❑ O), Ned cap Dia chi SL co phieu
nam gill.
TS, le' so. ham co
phieu cuOi kj,
Ghi chi,
I 2 5 9 10 16 15 19
18
19
20
21
22
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
Nguyen va Phuung Vy
Nguy6n Minh Khai
Nguy6n Van Khoa
Nguyen Ngoc Phnng
Nguy6n Thi Phuang
Tran Ngoc Linh
Tram Bang Khoa
Nguyen Thi Nhi
Pham Thi Mi'dn
Tran Biru Lam
Tran Thi Hoang Kim
Tran Ngoc Lau
Trail Thi Hoang Giang
Tran Thi MS, Phuong
Tran Thi Hoang Lan
Tran Thi Xuan Trinh
Trail Van Binh
Tran Ba Thong
Tran Thi Ca
Tran Thi Hoa
Tram Thi Huang
069C001287
069C116688
069C106868
069C100048
069C100959
069C101028
069C100071
069C100730
069C100960
069C101024
Thanh vien HDQT
361499411
361277303
361738372
360399878
360399881
024951583
361596937
361842288
361926557
361993918
362161660
360465779
360455941
360447169
272208268
272223300 n
23/06/2005
09/06/2009
06/05/1995
28/10/2003
17/03/1979
12/11/2008
21/01/1992
28/02/2003
19/08/1999
19/09/2000
30/06/2003
20/04/1994
20/04/1994
30/03/2007
19/02/2008
10/04/2008 — -)
Can Thu
Can Thu
Can Thu
Can Tho'
Can Thu
Can Thu
Can Thu
Can Thu
Can Thu
Can Thu
Can Thu
Can Thu
Can Thu
Can Thu
'Yang Nai
Dong Nai
So 8, Hang Hanh, Quan Hoan Ki6m, Ha Nai
So 8, Hang Hanh, Quan Hoan Ki6m, Ha Noi
31 Khu Vuc Thai Binh, P.Thai An Bong, Q.Binh Thuy, TP.Can Thu
31 Khu VLIV Thai Binh, P.Thai An Bong, Q.Binh Thuy, TP.Can Thu
31 Khu Vuc Thai Binh, P.Thai An
Bong, Q.Binh Thuy, TP.Can Thu
136 Duteng 3/2-TP Can Tho•
136 Duang 3/2-TP Can Thu
280 F7, An Ph Luang Dinh Cna, il - Quan 2 - TP.HCM
136 Duang 3/2-TP Can Thu
136 Duang 3/2-TP Can Thu
58, P19- Nguy8n Van Lac ' F19 - Binh
Thanh - TP.HCM
136 Throng 3/2-TP Can Thu
136 Duang 3/2-TP Can Thu
So 02 Bis Tran Phil - P.Cai Khe - TP.Can Thu
D2, Thanh Thang, That Nat, Can Thu
xa Thanh Thang, Vinh Thanh, TP. Can
Thu
QL 91B, P.Long Him - TP.Can Thu
4B Xa Xuan Bac- Huy0 Xuan Lac - DoSng Nai
- Xuan Lac - 4B Xa Xuan Bac Huyeri Bang Nai
295,240
1,931,411
51,768
47,698
45,713
28,332
2,153
1,815
23,425
0.033
0.218
0.006
0.005
0.005
0.003
0.000
0.000
0.003
ST T
,
TEN CO BONG TAi khoan giao dich
chii•ng khoan Chin vu tai Ngfin
hang
s6 CMT/DKK
D Nghs, cep ❑ NIA cap Dia chi
SL co phi'eu Wain gill'
TS, le so' hint co
phieu cuOi ky
Ghi cha
48
49
50
51
52
53
54
55
56
57
60
61
62
63
64
68
69
70
71
72
ThAnh vien HDQT
ThAnh vien HDQT
Thanh vien HDQT
9 10
HA NOi
Ha Nei
Ha Nei
Ha Nei
)uang Nin
)uang Nin
Ha Nei
Ha Nei
HA NOi
Quang
Ninh Quang
Ninh Quang
Ninh
HA NO
Ha Nei
Ha Nei
Ha Nei
16 15 19
Pham tiling Thai
Pham Ngoc PM'
Nguyen Thi Wang
Nguyen Thi Hin
Pham Anh Tuan
Pham Hong Ngoc Ha
Pham Thing Sun
Pham Hong Khanh
Pham Hong Phong
Pham Wing Tan
Darn Ngoc Bich
Dam Minh Hi6u
Nguyen Thi Tec
Dam Minh Tuan
Pham Dam Minh Trang
Pham Ngoc Tufin
Pham Van Phao
Trinh Thi Ty
Pham Xuan Ky
Pham Thuy Anh
069C008558
012055167
100056466
012230995
012835778
013489597
100229724
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12/08/2010
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28/12/2011
14/07/2004
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17/10/2009
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06/11/2007
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Page 6
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132 Dang Thanh Hang 183554161 15/11/2007 Ha Nil Huang khe - Ha Tinh
133 Le Bang Khoa 002C009596 NM Tong GB 012031366 19/06/2001 HA N iO1 P704, CT16, DO Thi Dinh Ging, HA Noi
134 Nguyen HOng Hanh 032C003391 191369057 01/05/1992 Hue P704, CT16, Do Thi Dinh Cong, Ha NOi
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136 Le Trung Kien 013001904 28/09/2007 Ha Nei S6 25A, 236/18 Khuang Dinh, Ha NOi
137 HA Thi Hong 060357359 24/10/2000 Yen Bai S6 25A, 236/18 Kfarang Dinh, Ha NOi
138 Le Trong Khoi 060357358 25/10/2000 Yen Bai 56 25A, 236/18 Khucmg Dinh, HA NO
139 Le Huang Giang P704, CT16, Do Thi Dinh Cong, HA NO
140 NO Thu HA Pho Tong GB 011628331 16/08/2010 HA NOi SO 12, Ng6 31, nor Lito•ng Khanh 852,499 0.096
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142 NO An Uy 011628321 07/01/2005 Ha NOi S6 12, NgO 31, Pho Luang Khanh
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Page 9
