Swapnil Sunil Kolte_00815

7/26/2019 Swapnil Sunil Kolte_00815

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1/10/2015

SWAPNIL SUNIL KOLTE

ROOM NO 17 ,B J MARG

BYCULLA(W)

MUMBAI-400011,Maharashtra,India

Tel. No.: 9702399250

Dear SWAPNIL SUNIL KOLTE,

Subject: Confirmation as an Associate with IFAN

As an IFAN Associate, you can now avail the following value added services & tools:

Associate Code -00815

1. Wide Range of Financial Products

2. Financial Planning tool & various calculators

3. Centralized dedicated Support Centre One Answer

4 Online Transaction capability*

5. Client Log-in facility

6. Research & Marketing

7. Training & Education

8. Risk & Compliance Management

9. Experienced Business Development Team

10. Competitive Revenue

*At present for Mutual Funds

IFAN welcomes you as a special and important member of IFAN family. We appreciate your

thoughtful decision to select and join Indias leading Financial Services provider - IFAN. We, at

IFAN, believe in a win-win relationship at all levels. It helps all the stake holders to increase and

develop their business in a mutually beneficial manner.

IFAN offers you advanced financial products through a web based platform where you would have

access to various innovative and easy tools. These will help you serve your clients effectively,enhance the growth of your business and help you align with the changes and challenges in

financial products, services & regulatory environment.


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We value your association with us and to help us serve you better, we request you take note ofthe following:

You have been allotted Associate code00815.Please mention the code in all your

correspondence.

The Associate code should be mentioned in the sub broker box provided in the applications

forms and/or all transaction requests that you submit on behalf of your clients.

To ensure smooth processing and to minimize error,we request you to create a rubber

stamp for00815.

Please ensure that as an IFAN advisor,the Main broker code on Mutual Fund applicationform would be ARN-42964followed by your Associate code in the Sub Broker Code column.

It is Mandatory to affix your EUINnumber in the EUIN column provided in all the Mutual

Fund Applications.

For Fixed Deposit Applications and other product codes refer Annexure A for details.

In case of queries, you may contact One Answer on 1800 22 6784 (Toll Free) OR 022-40617990. You may also e-mail your queries to [email protected]

Thanking you and assuring you of our best services always.

Warm regards,

Rajan Pathak

President & Head Business

Note:All brokerages, incentives and any other payments shall be directly credited to your bankaccount through NEFT facility.

IFAN empanelment, services & brokerage payments are subject to payment of annualempanelment fees. Any change in fees shall be communicated to you separately.

Brokerage Payment Cycle

Upfront: Monthly - 10th 12th of subsequent month.

Trail : 10th 12th of subsequent month.

Other Incentives: As per regular communication sent along with the brokerage structure.


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Annexure 'A'

Broker Codes to be used for Fixed Deposits, Bonds & IPOs

Fixed Deposits submitted directly through IFAN

Company Name Main Broker Code Sub- Broker Code

Mahindra & Mahindra 100868 00815

Shriram Transport Finance Company DEBMUM046 00815

HDFC Fixed Deposit BM / 22975 00815

DHFL 3451 00815

LIC Housing Finance Ltd I0011 00815

Sundaram BNP Paribas Home Finance Limited B0229 00815

PNB Housing Finance Ltd 7371268332 00815

Gruh Finance Ltd 27337 00815

Applications submitted through JM Financials

Main Broker Code Sub Broker Code

59027 IFAN-00815

Applications submitted through SMC Global Securities

Product Name Main Broker Code Sub Broker Code

NHAI (54EC) 185 IFAN-00815

REC (54EC) 67 IFAN-00815

All other applications 00104405 IFAN-00815

Documents

Swapnil Sunil Kolte_00815