Tranining LTE_001-040

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    LTE-Advanced

    [email protected]

    LG

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    LTE-AdvancedLTE-Advanced2

    Contents

    Generals on LTE-Advanced Overview of LTE-Advanced Technologies

    More details on LTE-Advanced Component

    Technologies

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    LTE-Advanced : Generals

    Definition of LTE-Advanced

    Major milestones for LTE-Advanced

    Requirements and targets for LTE-Advanced Current status of LTE-Advanced

    Self Evaluation Results

    Bands identified for IMT-Advanced

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    LTE-Advanced

    3GPP specification releases

    1999 2000 2001 2002 2003 2004 2005

    Release 99

    Release 4

    Release 5

    Release 6

    1.28Mcps TDD

    HSDPA, IMS

    W-CDMA

    HSUPA, MBMS, IMS+

    2006 2007 2008 2009

    Release 7 HSPA+ (MIMO, HOM etc.)

    Release 8

    2010 2011

    LTE, SAE

    ITU-R M.1457

    IMT-2000 Recommendations

    Release 9

    LTE-AdvancedRelease 10

    GSM/GPRS/EDGE enhancements

    Small LTE/SAE

    enhancements

    Cited from 3GPP, RP-091005, Proposal for Candidate Radio Interface Technologies for IMT-Advanced Based on LTE Release 10 and Beyond

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    LTE-Advanced5

    Definitions

    What is IMT-Advanced? A family of radio access technologies fulfilling IMT-Advanced

    requirements

    Relates to 4G as IMT-2000 relates to 3G

    IMT spectrum will be available to both IMT-2000 and IMT-Advanced

    What is LTE-Advanced? System now under study in 3GPP aiming toward IMT-Advanced within

    WP5D time line

    Formal name: Advanced E-UTRA /Advanced E-UTRAN Evolution from 3GPP LTE specifications, not a revolution

    Comparable potential of 3GPP LTE with target requirements of IMT-advanced Fast and efficient correspondence against the timeline of WP5Ds specification

    and commercialization for IMT-advanced Cost-efficient support for backward and forward compatibility between LTE and

    LTE-A Natural evolut ion of LTE (LTE release 10 & beyond)

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    LTE-Advanced

    Detailed Timeline for ITU-R

    3/08 6/08 12/08 3/09 5/09 9/09 12/09 3/109/08

    LTE-AdvancedSI Approved

    3GPP LTE-Advanced

    EarlySubmission to

    ITU-R

    Steps 1 & 2

    Circular Letter & Development of Candidate RITs3/08 to 10/09

    IMT-AdvancedEvaluationGroup(s)Formed

    (notify ITU-R)

    3GPP

    Initiate3GPP LTE-Advanced

    Self-Evaluation

    3GPP LTE-Advanced FinalSubmission toITU-R including

    Updated

    TechnicalSubmission &Required Self-

    Evaluation

    LTE-Advanced

    Specifications

    3GPP LTE-AdvancedCompleteTechnical

    Submission toITU-R

    Step 3

    Submission

    3/09 to 10/09

    Step 4

    Evaluations

    1/09 to 6/10

    3/08 6/08

    10/09

    10/09

    6/103/09

    ITU-R

    Detailed Timelines for ITU-R Steps 1- 4

    3/09

    LTE-Advanced

    Specificationsto ITU-R

    ~J an 2011

    Evaluation ofITU-R

    Submissions

    EvalReports

    ITU-R CircularLetter 5/LCCE/2

    Process &Timelines

    ITU-R Circular

    Letter Addendum5/LCCE/2 +

    Requirements& SubmissionTemplates

    Cutoff forEvaluation Reports

    to ITU-RJ une 2010

    INDUSTRY

    RAN #41 RAN #42 RAN #43RAN #39 RAN #44RAN #40 RAN #45

    WP 5D #1 WP 5D #2

    WP 5D #4

    WP 5D #8

    WP 5D #6

    WP 5D #4 WP 5D #6

    RAN #47RAN #46

    [~Release 10 ]

    [~RAN #50 12/10]

    6/09WP 5D #5

    10/08WP 5D #3

    5 Source: RP-080651

    ITU-REvaluation

    Criteria

    3GPP work on ITU-R Step 2Technology Development

    3GPP work on ITU-R Step 3Technology Submission

    3GPP Q&A withevaluation

    groups(as required)

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    LTE-Advanced

    IMT-Advanced Process

    Steps in radio interface development process:

    Step1 and 2

    No.1 No.2 No.3 No.4 No.5 No.6 No.7 No.8 No.9

    Step 3

    (0)

    (1)

    (20 months)

    Step 4

    (8 months)

    (16 months) (2)

    Steps 5,6 and 7

    (3)Steps 8

    (4)(12 months)

    (20 months)

    WP 5D

    meetings

    Step 1: Issuance of the circular letter

    Step 2: Development of candidate RITs and SRITs

    Step 3: Submission/Reception of the RIT and SRIT proposals

    and acknowledgement of receipt

    Step 4: Evaluation of candidate RITs and SRITs

    by evaluation groups

    Step 5: Review and coordination of outside evaluation activities

    Step 6: Review to assess compliance with minimum requirements

    Step 7: Consideration of evaluation results, consensus building

    and decision

    Step 8: Development of radio interface Recommendation(s)

    Critical milestones in radio interface development process:

    (0): Issue an invitation to propose RITs March 2008

    (1): ITU proposed cut off for submission October 2009

    of candidate RIT and SRIT proposals

    (2): Cut off for evaluation report to ITU June 2010

    (3): WP 5D decides framework and key October 2010

    characteristics of IMT-Advanced RITs and SRITs

    (4): WP 5D completes development of radio February 2011

    interface specification Recommendations

    2008 2009 2010No.10

    2011

    IMT-Advanced A2-01

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    LTE-Advanced

    Major Milestones for LTE-Advanced

    Major milestones for LTE-Advanced in 3GPP

    1st workshop in November 2007 Cancun Approval of LTE-Advanced study item: Rapporteur: NTT DoCoMo 2nd workshop in April 2008 Shenzhen

    3rd workshop in May 2008 Prague Approval of LTE-A requirement TR: TR 36.913 v8.0.0 approved in RAN#40 in May Early proposal to ITU-R WP5D in October 2008 Complete submission to ITU-R in J une 2009 (WP5D #5) Approval for RAN TR (TR 36.912) for ITU-R submission in September, 2009

    Final proposal update to ITU-R in October 2009 (WP5D #6) Study item completion in March 2010

    LTE-Advanced function block work items started in December, 2009, irrespective of completion for LTE-Advanced study item

    Initial approval of LTE-A (Rel-10 specification) will be done in December, 2010 Functional freezing will be done at the same time in December next year

    ASN.1 freezing is expected to be done in March or June 2011

    ITU-R WP5D ProposalsEvaluation

    Consensus

    Specification

    LTE Rel.9 LTE Rel.10 [LTE Rel.11]

    LTE-A SI

    2009 2010 2011Complete Tech

    Final Submission

    Standard Roadmap

    3GPPLTE-A LTE-A Functional Work Items

    [LTE Rel.12]

    2012

    Beyond LTE-A SI

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    LTE-Advanced

    Agreed upon Time Plan for Rel-10

    12.09 3.10 6.10 9.10 12.10 3.11 6.11

    #46 #47 #48 #49 #50 #51 #52

    Expected

    Functional

    freeze

    In RAN1

    RAN1 has to complete theirspecification by Sept. 10(only 9 month)

    RAN2/3/4 have to completetheir specification by Dec.10 (only 12 month) reflectingRAN1 agreements

    Core specFunctional

    freeze

    ASN.1freeze

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    LTE-Advanced

    Documents Related to LTE-Advanced

    TR (Technical Report)TR 36.806

    Technical report for relay architecture

    TR 36.814 (RAN1 technical report)

    Evolved Universal Terrestrial Radio Access (E-UTRA); Further

    advancements for E-UTRA Physical layer aspectsTR 36.815

    LTE-Advanced feasibility studies in RAN WG4

    TR 36.912 (RAN technical report)

    Feasibility study for Further Advancements for E-UTRA (LTE-

    Advanced)

    TR 36.913

    Requirements for further advancements for Evolved UniversalTerrestrial Radio Access (E-UTRA)

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    LTE-Advanced

    RAN TR for LTE-Advanced

    TR 36.912: RAN plenary TR for LTE-Advanced study item RP-090743: TR36.912 v9.0.0 Approved in RAN #45 Will be submitted to ITU-R after PCG approval

    Contents1. Scope2. References3. Definitions, symbols and abbreviations4. Introduction

    5. Support of wider bandwidth6. Uplink transmission scheme7. Downlink transmission scheme8. CoMP9. Relaying10. Improvement for latency11. Radio transmission and reception12. Mobility enhancements13.TS 36.133 requirements enhancements

    14. MBMS enhancements15. SON enhancements16. Self-evaluation report on LTE Rel.10 & beyond (LTE-Advanced)Annexs

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    LTE-Advanced

    Requirements for LTE-Advanced [1]

    General requirement LTE-Advanced is an evolution of LTE

    LTE-Advanced shall meet or exceed IMT-Advancedrequirements within the ITU-R time plan

    Extended LTE-Advanced targets are adopted

    System

    Performance

    IMT-Advancedrequirements and time plan

    Rel. 8 LTE

    LTE-Advanced

    targets

    Time

    Cited from 3GPP, RP-091005, Proposal for Candidate Radio Interface Technologies for IMT-Advanced Based on LTE Release 10 and Beyond

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    LTE-Advanced

    Requirements for LTE-Advanced [2]

    Comparison between IMT-Advanced and LTE-Advanced

    LTE-Advanced should at least fulfill or exceed IMT-Advanced requirements

    ITU Requirement 3GPP Requirement

    Peak data rates1Gbps in DL

    500Mbps in UL

    Bandwidth 40MHz (scalable BW) Up to 100MHz

    User plane latency 10ms Improved compared to LTE

    Control plane latency 100msActive Active dormant(

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    LTE-Advanced

    Requirements for LTE-Advanced [3]

    System performance requirements for IMT-Advanced

    ITU system performance requirement

    Enviromnet Indoor Micro-cell

    Base

    coverage

    Urban

    Rural/

    High speed

    Spectrum

    Efficiency

    DL

    (4x2 MIMO)3 2.6 2.2 1.1

    UL

    (2x4 MIMO)2.25 1.8 1.4 0.7

    Cell EdgeSpectrum

    Efficiency

    DL

    (4x2 MIMO) 0.1 0.075 0.06 0.04

    UL

    (2x4 MIMO)0.07 0.05 0.03 0.015

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    LTE-Advanced

    Requirements for LTE-Advanced [4]

    System Performance Requirements from TR 36.913

    Peak Spectral Efficiency: DL 30bits/Hz (8x8 MIMO), UL 15bps/Hz (4x4 MIMO)

    Seem to be easily achievable by means of extended utilization of #of antennas

    Average Spectral Efficiency (SE) and Edge Spectral Efficiency for LTE Case-1 System performances of LTE Rel-8 are about 30% ~ 70% lower than 3GPP target

    What would be key enabling technologies to fil l up the gap between two?

    Case-1

    Ant. Config

    LTE

    Cell Avg. SE

    [bps/Hz/cell]

    (3GPP R1-072580)

    LTE-ADV

    Cell Avg. SE

    [bps/Hz/cell]

    (3GPP TR36.913)

    LTE

    Cell Edge SE

    [bps/Hz/user]

    (3GPP R1-072580)

    LTE-ADV

    Cell Edge SE

    [bps/Hz/user]

    (3GPP TR36.913)

    UL1x2 0.735 1.2 0.024 0.04

    2x4 - 2.0 - 0.07

    DL

    2x2 1.69 2.4 0.05 0.07

    4x2 1.87 2.6 0.06 0.09

    4x4 2.67 3.7 0.08 0.12

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    LTE-Advanced

    Frequency Bands Identified for LTE-A

    WRC 07 identified some new IMT spectrum that is now under band planning

    There should be either a clear FDD band plan or TDD band plan

    3300 3400 3500 3600 3700 3800 3900 4000 4100 4200 4300 4400 4500 4600 4700 4800 4900 5000

    1300 1400 1500 1600 1700 1800 1900 2000 2100 2200 2300 2400 2500 2600 2700 2800 2900

    2025 21102170

    26901710

    100 500 600 700 800 900 1000200 300 400

    5150 470890915

    925960806450 790

    698

    New for IMT in somecountries of

    Regions 1 & 3

    New

    Region 2

    NewGlobal

    ExistingIMT

    identified

    IMT bands can be used by all IMT-2000 and IMT-Advanced technologies

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    LTE-Advanced

    Current Status of LTE-Advanced

    Status related to IMT-Advanced submission Early proposal in October 2008

    Main purpose was to inform ITU-R of 3GPPs resolution for IMT-Advanced and provideupdated status of LTE-Advanced to ITU-R

    Complete technology submission in J une 2009 Initial proposal submission from 3GPP Compliant with the formal form of submissition requested by ITU-R Separate RIT for FDD and TDD

    Performance results were not included in the submission Final submission in October 2009

    Final proposal update to ITU-R Self evaluation results for LTE-Advanced were included

    Status of LTE-Advanced in 3GPP Study item has been formally completed in last RAN plenary meeting in March Several new work items with respect to LTE-Advanced were created, targetting

    Rel10 time frame Carrier aggregation work item: created in December 2009 Enhanced DL MIMO work item: created in December 2009 UL MIMO work item: created in December 2009 Relay work item: created in December 2009 Enhanced ICIC for non-ca based HetNet: created in March 2010

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    LTE-Advanced

    Self-Evaluation Activities in 3GPP

    RAN1 activities with respect to self evaluations for LTE-Advanced List of companies who submitted self evaluation results:

    Alcatel-Lucent, CATT, CMCC, Ericsson, Fujitsu, Hitachi, Huawei, LGE,Motorola, NEC, Nokia, NTT DOCOMO, Panasonic, Qualcomm, RITT,Samsung, Texas Instruments, ZTE

    How to capture self evaluation results from a lot of companies Since different companies have somewhat different assumptions on the

    overhead, the group had to make decision on the common assumption for theoverhead so that the results from different companies can be comparable witheach other

    What kinds of features should be prioritized? LTE-Advanced is based on LTE Rel.8 and it is the long term evolution of LTE, thus It is good to inform that LTE Rel.8 can fulfill the most of requirements without any

    enhanced techniques. It is also good to inform that only small updates from Rel.8 can fulfill the requirements

    even in the very tough conditions (UMi and Uma). Thus, Rel-8 performance is captured if it fulfill s the requirements. If Rel-8 cannot meet the req. , we should pr ior itize ones wi th small extension

    from Rel-8, i.e., DL: Rel-8 >MUMIMO >CS/BF-CoMP and J P-CoMP

    UL: Rel-8 >MUMIMO, SUMIMO and CoMP

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    LTE-Advanced

    Summary of Self-Evaluation Results

    From the self evaluation activities, it was found that

    For LTE Release 10, FDD RIT Component meets the minimum requirements of all 4 required test

    environments

    TDD RIT Component meets the minimum requirements of all 4 required testenvironments

    The complete SRIT meets the minimum requi rements of all 4 required testenvironments.

    Baseline configuration exceeding ITU-R requirements with minimum extension LTE release 8 fulfills the requirements in most cases (no extensions needed)

    Extensions to Multi-user MIMO from Release 8 fulfills the requirements in some scenarios(Urban Macro/Micro DL)

    More advanced configurations, e.g. CoMP, with further enhanced performance

    Many (18) companies perticipated in the simulations, ensuring high reliability Self evaluation reports are captured in section 16 of Technical Report TR 36.912

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    LTE-Advanced

    Self-Evaluation Results [1]

    Peak spectrum efficiency

    DL peak spectrum efficiency

    UL peak spectrum efficiency

    SchemeFDD spectral efficiency

    (bps/Hz)

    TDD spectral efficiency

    (bps/Hz)

    ITU requirement 15 15

    Rel-8 4 layer spatial multiplexing 16.3 16.0

    8 layer spatial multiplexing 30.6 30.0

    SchemeFDD spectral efficiency

    (bps/Hz)

    TDD spectral efficiency

    (bps/Hz)

    ITU requirement 6.75 6.75

    2 layer spatial multiplexing 8.4 8.1

    4 layer spatial multiplexing 16.8 16.1

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    LTE-Advanced

    Self-Evaluation Results [2]

    Indoor Hotspot / downlink / FDD

    LTE Rel-8 meets the requirement

    Indoor Hotspot / downlink / TDD LTE Rel-8 meets the requirement

    Scheme and antenna

    conf.

    ITU

    requirement

    (Ave./Edge)

    Number

    of

    samples

    Cell average Cell edge

    L=1 L=2 L=3 L=1 L=2 L=3

    Rel-8 SU-MIMO4X2 (A)

    3 / 0.1 15 4.8 4.5 4.1 0.23 0.21 0.19

    MU-MIMO4X2 (C)

    3 / 0.1 3 6.6 6.1 5.5 0.26 0.24 0.22

    Scheme and antenna

    conf.

    ITU

    requirement(Ave./Edge)

    Number

    ofsamples

    Cell average Cell edge

    L=1 L=2 L=3 L=1 L=2 L=3

    Rel-8 SU-MIMO4X2 (A)

    3 / 0.1 10 4.7 4.4 4.1 0.22 0.20 0.19

    MU-MIMO4X2 (C)

    3 / 0.1 4 6.5 6.1 5.7 0.23 0.22 0.20

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    LTE-Advanced

    Self-Evaluation Results [3]

    Indoor Hotspot / upl ink / FDD

    LTE Rel-8 meets the requirement

    Indoor Hotspot / upl ink / TDD

    LTE Rel-8 meets the requirement

    Scheme and antenna conf.ITU requirement

    (Ave./Edge)

    Number of

    samplesCell average Cell edge

    Rel-8 SIMO 1X4 (A) 2.5 / 0.07 13 3.3 0.23

    Rel-8 SIMO 1X4 (C) 2.5 / 0.07 10 3.3 0.24

    Rel-8 MU-MIMO 1X4 (A) 2.5 / 0.07 2 5.8 0.42SU-MIMO 2X4 (A) 2.5 / 0.07 5 4.3 0.25

    Scheme and antenna conf.ITU requirement

    (Ave./Edge)

    Number of

    samples

    Cell average Cell edge

    Rel-8 SIMO 1X4 (A) 2.5 / 0.07 9 3.1 0.22

    Rel-8 SIMO 1X4 (C) 2.5 / 0.07 7 3.1 0.23

    Rel-8 MU-MIMO 1X4 (A) 2.5 / 0.07 2 5.5 0.39

    SU-MIMO 2X4 (A) 2.5 / 0.07 2 3.9 0.25

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    LTE-Advanced

    Self-Evaluation Results [4]

    Urban Micro/downlink/FDD:Single cell MU-MIMO meets the requirement

    Urban Micro/downlink/TDD: single cell MU-MIMO (4x2) meets the requirement

    Scheme and antenna

    conf.

    ITUrequirement

    (Ave./Edge)

    Numberof

    samples

    Cell average Cell edge

    L=1 L=2 L=3 L=1 L=2 L=3

    MU-MIMO 4X2 (C) 2.6 / 0.075 8 3.5 3.2 2.9 0.11 0.096 0.087

    MU-MIMO 4X2 (A) 2.6 / 0.075 3 3.4 3.1 2.8 0.12 0.11 0.099

    CS/BF-CoMP 4X2 (C) 2.6 / 0.075 5 3.6 3.3 3.0 0.11 0.10 0.089

    J P-CoMP 4X2 (C) 2.6 / 0.075 1 4.5 4.1 3.7 0.14 0.13 0.12

    MU-MIMO 8X2 (C/E) 2.6 / 0.075 4 4.2 3.8 3.5 0.15 0.14 0.13

    Scheme and antenna

    conf.

    ITU

    requirement

    (Ave./Edge)

    Number

    of

    samples

    Cell average Cell edge

    L=1 L=2 L=3 L=1 L=2 L=3

    MU-MIMO 4X2 (C) 2.6 / 0.075 8 3.4 3.2 3.0 0.10 0.096 0.089

    MU-MIMO 4X2 (A) 2.6 / 0.075 1 3.1 2.9 2.7 0.11 0.10 0.095

    CS/BF-CoMP 4X2 (C) 2.6 / 0.075 3 3.5 3.3 3.1 0.099 0.092 0.086

    J P-CoMP 4X2 (C) 2.6 / 0.075 1 4.5 4.2 3.9 0.098 0.092 0.085

    MU-MIMO 8X2 (C/E) 2.6 / 0.075 4 4.1 3.9 3.6 0.11 0.11 0.10

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    LTE-Advanced

    Self-Evaluation Results [5]

    Urban Micro / uplink / FDD: LTE Rel-8 meets the requirement

    Urban Micro / upl ink / TDD: LTE Rel-8 meets the requirement

    Scheme and antenna conf.ITU requirement

    (Ave./Edge)

    Number of

    samplesCell average Cell edge

    Rel-8 SIMO 1X4 (C) 1.8 / 0.05 13 1.9 0.072

    Rel-8 MU-MIMO 1X4 (A) 1.8 / 0.05 2 2.5 0.077

    MU-MIMO 2X4 (A) 1.8 / 0.05 1 2.5 0.086

    Scheme and antenna conf.ITU requirement

    (Ave./Edge)

    Number of

    samplesCell average Cell edge

    Rel-8 SIMO 1X4 (C) 1.8 / 0.05 9 1.9 0.070

    Rel-8 MU-MIMO 1X4 (A) 1.8 / 0.05 2 2.3 0.071

    MU-MIMO 2X4 (A) 1.8 / 0.05 1 2.8 0.068

    MU-MIMO 1X8 (E) 1.8 / 0.05 1 3.0 0.079

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    LTE-Advanced

    Self-Evaluation Results [6]

    Urban Macro / downlink / FDD: Single cell MU-MIMO (4x2) meets the requirement

    Urban Macro / downlink / TDD: Single cell MU-MIMO (4x2) meets the requirement

    Scheme and antenna

    conf.

    ITU

    requirement

    (Ave./Edge)

    Number

    of

    samples

    Cell average Cell edge

    L=1 L=2 L=3 L=1 L=2 L=3

    MU-MIMO 4X2 (C) 2.2 / 0.06 7 2.8 2.6 2.4 0.079 0.073 0.066

    CS/BF-CoMP 4X2 (C) 2.2 / 0.06 6 2.9 2.6 2.4 0.081 0.074 0.067

    JP-CoMP 4X2 (A) 2.2 / 0.06 1 3.0 2.7 2.5 0.080 0.073 0.066

    CS/BF-CoMP 8X2 (C) 2.2 / 0.06 3 3.8 3.5 3.2 0.10 0.093 0.085

    Scheme and antenna conf.

    ITU

    requirement

    (Ave./Edge)

    Number

    of

    samples

    Cell average Cell edge

    L=1 L=2 L=3 L=1 L=2 L=3

    MU-MIMO 4X2 (C) 2.2 / 0.06 7 2.8 2.6 2.4 0.076 0.071 0.067

    CS/BF-CoMP 4X2 (C) 2.2 / 0.06 4 2.8 2.6 2.4 0.082 0.076 0.071

    JP-CoMP 4X2 (C) 2.2 / 0.06 1 3.5 3.3 3.1 0.087 0.082 0.076

    CS/BF-CoMP 8X2 (C/E) 2.2 / 0.06 3 3.5 3.3 3.1 0.10 0.093 0.087

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    LTE-Advanced

    Self-Evaluation Results [7]

    Urban Macro / uplink / FDD LTE Rel-8 meets the requirement

    Urban Macro / uplink / TDD

    LTE Rel-8 meets the requirement

    Scheme and antenna conf.ITU requirement

    (Ave./Edge)

    Number of

    samplesCell average Cell edge

    Rel-8 SIMO 1X4 (C) 1.4 / 0.03 12 1.5 0.062

    CoMP 1X4 (A) 1.4 / 0.03 2 1.7 0.086

    CoMP 2X4 (C) 1.4 / 0.03 1 2.1 0.099

    Scheme and antenna conf.ITU requirement

    (Ave./Edge)

    Number of

    samplesCell average Cell edge

    Rel-8 SIMO 1X4 (C) 1.4 / 0.03 9 1.5 0.062

    CoMP 1X4 (C) 1.4 / 0.03 1 1.9 0.090

    CoMP 2X4 (C) 1.4 / 0.03 1 2.0 0.097

    MU-MIMO 1X8 (E) 1.4 / 0.03 1 2.7 0.076

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    LTE-Advanced

    Self-Evaluation Results [8]

    Rural Macro / downlink / FDD: LTE Rel-8 meets the requirement

    Rural Macro / downlink / TDD: LTE Rel-8 meets the requirement

    Scheme and antenna conf.

    ITU

    requirement

    (Ave./Edge)

    Number

    of

    samples

    Cell average Cell edge

    L=1 L=2 L=3 L=1 L=2 L=3

    Rel-8 SU-MIMO 4X2 (C) 1.1 / 0.04 15 2.3 2.1 1.9 0.081 0.076 0.069

    Rel-8 SU-MIMO 4X2 (A) 1.1 / 0.04 14 2.1 2.0 1.8 0.067 0.063 0.057

    MU-MIMO 4X2 (C) 1.1 / 0.04 3 3.9 3.5 3.2 0.11 0.099 0.090

    MU-MIMO 8X2 (C) 1.1 / 0.04 1 4.1 3.7 3.4 0.13 0.12 0.11

    Scheme and antenna conf.

    ITU

    requirement

    (Ave./Edge)

    Number

    of

    samples

    Cell average Cell edge

    L=1 L=2 L=3 L=1 L=2 L=3

    Rel-8 SU-MIMO 4X2 (C) 1.1 / 0.04 8 2.0 1.9 1.8 0.072 0.067 0.063

    Rel-8 SU-MIMO 4X2 (A) 1.1 / 0.04 7 1.9 1.7 1.6 0.057 0.053 0.049

    MU-MIMO 4X2 (C) 1.1 / 0.04 4 3.4 3.2 3.0 0.095 0.089 0.083

    MU-MIMO 8X2 (C/E) 1.1 / 0.04 2 3.9 3.6 3.4 0.11 0.11 0.10

    Rel-8 single-layer BF 8X2 (E) 1.1 / 0.04 4 2.4 2.3 2.1 0.11 0.10 0.093

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    LTE-Advanced

    Self-Evaluation Results [9]

    Rural Macro / uplink / FDD: LTE Rel-8 meets the requirement

    Rural Macro / uplink / TDD: LTE Rel-8 meets the requirement

    Scheme and antenna conf.ITU requirement

    (Ave./Edge)

    Number of

    samplesCell average Cell edge

    Rel-8 SIMO 1X4 (C) 0.7 / 0.015 11 1.8 0.082

    Rel-8 MU-MIMO 1X4 (A) 0.7 / 0.015 2 2.2 0.097

    CoMP 2X4 (A) 0.7 / 0.015 2 2.3 0.13

    Scheme and antenna conf.ITU requirement

    (Ave./Edge)

    Number of

    samplesCell average Cell edge

    Rel-8 SIMO 1X4 (C) 0.7 / 0.015 8 1.8 0.080

    Rel-8 MU-MIMO 1X4 (A) 0.7 / 0.015 2 2.1 0.093

    CoMP 2X4 (A) 0.7 / 0.015 1 2.5 0.15

    MU-MIMO 1X8 (E) 0.7 / 0.015 1 2.6 0.10

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    LTE-Advanced

    Self-Evaluation Results [10]

    VoIP capacity: Rel-8 LTE meets all the requirements

    Antenna

    conf.Scenarios

    ITU

    requirement

    FDD TDD

    Number of

    samples

    Capacity

    (user/MHz/cell)

    Number of

    samples

    Capacity

    (user/MHz/cell)

    (A)

    Indoor Hotspot 50 3 140 2 137

    Urban Micro 40 3 80 2 74

    Urban Macro 40 3 68 2 65

    Rural Macro 30 3 91 2 86

    (C)

    Indoor Hotspot 50 3 131 3 130

    Urban Micro 40 3 75 3 74

    Urban Macro 40 3 69 3 67

    Rural Macro 30 3 94 3 92

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    LTE-Advanced

    Self-Evaluation Results [11]

    Mobility Traffic Channel Link Data Rates

    Rel-8 LTE can meet all the requirements

    LOS/

    NLOSScenarios

    ITU

    requirement

    Median

    SINR

    (dB)

    FDD TDD

    Number of

    samples

    UL spectrum

    efficiency

    (bps/Hz)

    Number of

    samples

    UL spectrum

    efficiency

    (bps/Hz)

    Antenna conf.

    1X4, NLOS

    Indoor Hotspot 1.0 13.89 7 2.56 4 2.63

    Urban Micro 0.75 4.54 7 1.21 4 1.14

    Urban Macro 0.55 4.30 7 1.08 4 0.95

    Rural Macro 0.25 5.42 7 1.22 4 1.03

    Antenna conf.

    1X4, LOS

    Indoor Hotspot 1.0 13.89 4 3.15 2 3.11

    Urban Micro 0.75 4.54 4 1.42 2 1.48

    Urban Macro 0.55 4.30 4 1.36 2 1.36

    Rural Macro 0.25 5.42 4 1.45 2 1.38

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    Overview of LTE-Advanced Technologies

    Outlining of candidate technologies for LTE-Advanced

    LTE enhancement areas for LTE-Advanced

    Emerging technology areas for LTE-Advanced

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    LTE-Advanced

    Outline of Candidate Technologies for LTE-A

    Emerging technologies for LTE-Advanced Multi -hop transmission (relay) Multi -cell cooperation (CoMP: Cooperative Multipoint Tx/Rx)

    Heterogeneous cell overlay

    Self-organizing network

    Enhancements from LTE Rel-8/9 Bandwidth/spectrum aggregation

    Contiguous and non-contiguous Control channel design for UL/DL

    MIMO enhancement Extended utilization of antennas (increasing the number of layers) UL SU-MIMO Enhanced UL/DL MU-MIMO

    Hybrid multiple access scheme for UL Clustered SC-FDMA in addition to SC-FDMA

    DL/UL Inter-cell Interference Management

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    LTE-Advanced

    LTE Enhancement Areas for LTE-AdvancedSpectrum Aggregation Advanced MIMO

    High-order MIMO

    EnhancedDL/UL MU-MIMO

    UL SU-MIMO

    FFR & Power Control

    A

    A

    A

    Frequency

    Power Spectral Density

    B

    B

    C

    C

    D

    D

    D

    Reuse 1 Reuse 1/3

    B C

    Sector 1

    Sector 2

    Sector 3

    UL Hybrid Multiple Access

    Cluster

    IFFTP/S

    Modulation

    symbols

    Time Domain

    signalS/PDFT

    :mapping to a RB

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    LTE-Advanced

    Emerging Technologies for LTE-AdvacedMultihop Transmission (Relay) Multi-cell Cooperation (Collaborative MIMO)

    Self Organizing Network (SON) Heterogeneous Cell Overlay

    Pico eNB

    Femto eNB

    Relay eNB

    Macro eNB

    X2

    Interne

    t

    Mobile

    Core

    Network

    Femto-cellController

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    LTE-Advanced

    LTE-Advanced Improvements

    A schematic view on LTE-Advanced improvements

    LTE-Advanced

    LTE

    Higher OrderMIMO

    SpectrumAggregation

    CoMP

    CoMP

    Coverage Extension

    HeNB/Relay

    eNodeB

    Data rate

    SON

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    LTE-Advanced 36

    Spectrum and Carrier Aggregation

    Motivation

    Higher data rate support in wider bandwidth LTE-Advanced should extend up to 100MHz

    Backward compatible co-existence with LTE and LTE-A in IMT carrier bands Aggregation of muliple component carriers into overall wider bandwidth Each component carrier can appear as LTE carrier to LTE UE

    Two types of aggregation

    Contiguos carrier aggregaion in a same frequency band Maybe difficult to find out frequency bands where maximum of 200MHz (FDD) can be allocated in

    contiguos manner

    Non-contiguous carrier aggregation in different frequency band Possibility for wider total bandwidth without correspondingly wider contiguous spectum

    Feasibility, complexity and cost analysis should be done in RAN4 WG

    Case 1: Contiguous BW aggregation Aggregated allocation of contiguous

    carrier BWs Need of further clarification for

    feasibility of contiguous BW allocationup to 100MHz

    Case 2: Non-contiguous BW aggregation Aggregated allocation of separated carrier

    BWs Need of further clarification for spectrum

    range of BW aggregation

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    LTE-Advanced

    MIMO Enhancement for LTE-Advanced

    DL MIMO enhancements

    Design issues 8 Tx antennas

    RS structure to support 8 Tx antennas DM RS

    CSI RS

    #of codewords

    Codebook design Txdiversity in case of 8 Tx antennas

    MU-MIMO enhancement scheme

    UL MIMO enhancements

    Design issues UL SU-MIMO transmiss ion

    Up to 4Tx antenna Reference signal design

    Number of codewords

    Tx diversity

    UL MU-MIMO enhancement

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    LTE-Advanced

    Uplink Multiple Access

    Motivation

    Problems of SC-FDMA PAPR/CM gain is not so crucial for

    UE without power limitation problem Restricted flexibility due to single-

    carrier property in scheduling andcontrol channel design

    However, low PAPR/CM of SC-FDMA at power-limited situation is

    still very important Uplink Hybrid Multiple Access of

    Clustered SC-FDMA and SC-FDMA Clustered SC-FDMA transmission

    for more flexible scheduling Non-contiguous resource allocation

    should also be supported forPUSCH transmission from UE withsufficient amount of powerheadroom both in absence andpresence of spatial multiplexing

    SC-FDMA transmission forpower-limi ted UEs Support of low PAPR/CM property

    IFFT

    P/S

    Time-domain

    signal

    : mapping to a RB

    IFFTP/S

    IFFT

    P/S

    S/PRE

    mapping

    S/PRE

    mapping

    Time-domainsignal

    Time-domain

    signal

    Modulation

    Symbolsfor TrBlk B

    ModulationSymbols

    for TrBlk C

    DFT

    S/P

    REmapping

    DFT

    DFT

    Modulation

    Symbolsfor TrBlk A

    Clustered-DFTsOFDM

    Clustered-

    DFTsOFDM

    Clustered-DFTsOFDM

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    LTE-Advanced

    Relay [1]

    Several types of data transmission between eNB and

    UEUE Relaying

    Direct inter-UE connectivity

    Autonomous ad-hoc network configuration

    and management

    Support of emergency call status

    Relay Node Tx/Rx

    Remote relay node Tx/Rx

    Coverage extension and throughput

    enhancement

    Conventional UE-eNB Tx/Rx

    Conventional single-hop Tx/Rx between UE

    and eNB as a basic connection scheme

    Wireless link

    connectioneNB

    Relay

    Node

    Relay

    Node

    Out of focus in LTE-Advanced study

    Main focus in LTE-Advanced study

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    LTE Ad d

    Relay [2]

    Exemplary use case for relay