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AEG AEGON N.V. Common StockAEH AEGON N.V. Perp. Cap Secs.AEB AEGON N.V. Perp. Cap. Secs. FloaAED AEGON N.V. Perp. Cap. SecuritiesAESpC/CL AES Corporation (The) Class C PrAFL AFLAC Incorporated Common StockMITTpA AG Mortgage Investment Trust, InMITTpB AG Mortgage Investment Trust, InMITT AG Mortgage Investment Trust, InAGCO AGCO Corporation Common StockAGNC AGNC Investment Corp. - Common SAGNCP AGNC Investment Corp. - CumulatiAGNCB AGNC Investment Corp. - DepositaAKS AK Steel Holding Corporation ComALJJ ALJ Regional Holdings, Inc. - CoSGDJ ALPS ETF Trust Sprott Junior GolEDOG ALPS Emerging Sector Dividend DoEQL ALPS Equal Sector Weight ETFIDOG ALPS International Sector DivideSBIO ALPS Medical Breakthroughs ETFSDOG ALPS Sector Dividend Dogs ETFSWIN ALPS/Dorsey Wright Sector MomentAMAG AMAG Pharmaceuticals, Inc. - ComAMC AMC Entertainment Holdings, Inc.AMCX AMC Networks Inc. - Class A CommDIT AMCON Distributing Company CommoAMFW AMEC Foster Wheeler plc AmericanAMSF AMERISAFE, Inc. - Common StockAME AMETEK, Inc.AMN AMN Healthcare Services Inc AMNAXR AMREP Corporation Common StockANIP ANI Pharmaceuticals, Inc. - CommANSS ANSYS, Inc. - Common StockARC ARC Document Solutions, Inc. ComARCW ARC Group Worldwide, Inc. - CommABIO ARCA biopharma, Inc. - Common StARIS ARI Network Services, Inc. - ComARKG ARK Genomic Revolution Multi-SecARKQ ARK Industrial Innovation ETFARKK ARK Innovation ETFARKW ARK Web x.0 ETFARR ARMOUR Residential REIT, Inc.ARRpB ARMOUR Residential REIT, Inc. PrARRS ARRIS International plc - OrdinaASA ASA Gold and Precious Metals LimASBB ASB Bancorp, Inc. - Common StockASML ASML Holding N.V. - ADS represenASV ASV Holdings, Inc. - Common Stoc

T AT&T Inc.ATAI ATA Inc. - American Depositary SATNI ATN International, Inc. - CommonAUO AU Optronics Corp American DeposAVEO AVEO Pharmaceuticals, Inc. - ComAVX AVX Corporation Common StockAXTI AXT Inc - Common StockAZZ AZZ Inc.AAN Aaron's, Inc. Common StockABBV AbbVie Inc. Common StockABT Abbott Laboratories Common StockABEO Abeona Therapeutics Inc. - CommoABEOW Abeona Therapeutics Inc. - WarraANF Abercrombie & Fitch Company CommFAX Aberdeen Asia-Pacific Income FunIAF Aberdeen Australia Equity Fund ICH Aberdeen Chile Fund, Inc. (The)ABE Aberdeen Emerging Markets CompanFCO Aberdeen Global Income Fund, IncGCH Aberdeen Greater China Fund, IncIF Aberdeen Indonesia Fund, Inc. (CISL Aberdeen Israel Fund, Inc. (The)JEQ Aberdeen Japan Equity Fund, Inc.LAQ Aberdeen Latin America Equity FuSGF Aberdeen Singapore Fund, Inc. CoABIL Ability Inc. - Ordinary SharesAXAS Abraxas Petroleum Corporation -ACIA Acacia Communications, Inc. - CoACTG Acacia Research Corporation - CoACHC Acadia Healthcare Company, Inc.AKR Acadia Realty Trust Common StockACST Acasti Pharma, Inc. - Class A CoAXDX Accelerate Diagnostics, Inc. - CXLRN Acceleron Pharma Inc. - Common SACN Accenture plc Class A Ordinary SANCX Access National Corporation - CoACCO Acco Brands Corporation Common SARAY Accuray Incorporated - Common StACRX AcelRx Pharmaceuticals, Inc. - CACET Aceto Corporation - Common StockAKAO Achaogen, Inc. - Common StockACHN Achillion Pharmaceuticals, Inc.ACRS Aclaris Therapeutics, Inc. - ComACU Acme United Corporation. CommonACOR Acorda Therapeutics, Inc. - CommATV Acorn International, Inc. ADSATNM Actinium Pharmaceuticals, Inc. (SQZZ Active Alts Contrarian ETF

ATVI Activision Blizzard, Inc - CommoACTA Actua Corporation - Common StockATU Actuant Corporation Common StockAYI Acuity Brands Inc (Holding CompaGOLF Acushnet Holdings Corp. Common SACXM Acxiom Corporation - Common StocADMS Adamas Pharmaceuticals, Inc. - CADMP Adamis Pharmaceuticals CorporatiADX Adams Diversified Equity Fund InPEO Adams Natural Resources Fund, InAE Adams Resources & Energy, Inc. CADAP Adaptimmune Therapeutics plc - AADKpA Adcare Health Systems Inc 10.875ADK Adcare Health Systems Inc CommonADUS Addus HomeCare Corporation - ComAGRO Adecoagro S.A. Common SharesIOTS Adesto Technologies CorporationADNT Adient plc Ordinary SharesADBE Adobe Systems Incorporated - ComATGE Adtalem Global Education Inc. CoADRO Aduro Biotech, Inc. - Common StoASIX AdvanSix Inc. Common StockAAP Advance Auto Parts Inc Advance AAPFH AdvancePierre Foods Holdings IncAAAP Advanced Accelerator ApplicationADSW Advanced Disposal Services, Inc.WMS Advanced Drainage Systems, Inc.ADES Advanced Emissions Solutions, InAEIS Advanced Energy Industries, Inc.AMD Advanced Micro Devices, Inc. - CASX Advanced Semiconductor EngineeriAAV Advantage Oil & Gas Ltd OrdinaryADXS Advaxis, Inc. - Common StockADXSW Advaxis, Inc. - WarrantsAGC Advent Claymore Convertible SecuAVK Advent Claymore Convertible SecuLCM Advent/Claymore Enhanced GrowthADVM Adverum Biotechnologies, Inc. -SCAP AdvisorShares Cornerstone SmallAADR AdvisorShares Dorsey Wright ADRCWS AdvisorShares Focused Equity ETFGEUR AdvisorShares Gartman Gold/EuroGYEN AdvisorShares Gartman Gold/Yen EKOR AdvisorShares KIM Korea Equity EMAUI AdvisorShares Market Adaptive UnMINC AdvisorShares Newfleet Multi-secFLRT AdvisorShares Pacific Asset EnhaQEH AdvisorShares QAM Equity Hedge

VEGA AdvisorShares STAR Global Buy-WrHOLD AdvisorShares Sage Core ReservesTTFS AdvisorShares Wilshire Buyback EANW Aegean Marine Petroleum NetworkAEGN Aegion Corp - Class A Common StoAGLE Aeglea BioTherapeutics, Inc. - CAEK Aegon NV 8.00% Non-Cumulative SuAEHR Aehr Test Systems - Common StockAMTX Aemetis, Inc - Common StockAER Aercap Holdings N.V. Ordinary ShAERI Aerie Pharmaceuticals, Inc. - CoACY AeroCentury Corp. Common StockAVAV AeroVironment, Inc. - Common StoHIVE Aerohive Networks, Inc. Common SAJRD Aerojet Rocketdyne Holdings, IncAEZS Aeterna Zentaris Inc. - Common SAEMD Aethlon Medical, Inc. - Common SAET Aetna Inc. Common StockGNMX Aevi Genomic Medicine, Inc. - CoAMG Affiliated Managers Group, Inc.MGR Affiliated Managers Group, Inc.AFMD Affimed N.V. - Common StockAFSD Aflac Incorporated 5.50% SubordiAGEN Agenus Inc. - Common StockAGRX Agile Therapeutics, Inc. - CommoA Agilent Technologies, Inc. CommoAGYS Agilysys, Inc. - Common StockAGIO Agios Pharmaceuticals, Inc. - CoAEM Agnico Eagle Mines Limited CommoADC Agree Realty Corporation CommonAGU Agrium Inc. Common StockAGFS AgroFresh Solutions, Inc. - CommAGFSW AgroFresh Solutions, Inc. - WarrAIMT Aimmune Therapeutics, Inc. - ComAIRI Air Industries Group Common StocAL Air Lease Corporation Class A CoAPD Air Products and Chemicals, Inc.AIRT Air T, Inc. - Common StockATSG Air Transport Services Group, InAMCN AirMedia Group Inc - American DeAYR Aircastle Limited Common StockAIRG Airgain, Inc. - Common StockAKAM Akamai Technologies, Inc. - CommAKTX Akari Therapeutics Plc - AmericaAKBA Akebia Therapeutics, Inc. - CommAKER Akers Biosciences Inc - Common SAKRX Akorn, Inc. - Common StockAKTS Akoustis Technologies, Inc. - Co

EEH Aktiebolaget Svensk ExportkreditALPpO Alabama Power Company PreferredALG Alamo Group, Inc. Common StockAGI Alamos Gold Inc. Class A CommonALRM Alarm.com Holdings, Inc. - CommoALK Alaska Air Group, Inc. Common StALSK Alaska Communications Systems GrAIN Albany International CorporationAMRI Albany Molecular Research, Inc.ALB Albemarle Corporation Common StoALBO Albireo Pharma, Inc. - Common StABDC Alcentra Capital Corp. - CommonAA Alcoa Corporation Common StockADHD Alcobra Ltd. - Ordinary SharesALDR Alder BioPharmaceuticals, Inc. -ALDX Aldeyra Therapeutics, Inc. - ComALR Alere Inc. Common StockALRpB Alere Inc. Inverness Medical InnENFR Alerian Energy Infrastructure ETAMLP Alerian MLP ETFALEX Alexander & Baldwin, Inc. CommonALX Alexander's, Inc. Common StockAREpD Alexandria Real Estate Equities,ARE Alexandria Real Estate Equities,AXU Alexco Resource Corp Common SharALXN Alexion Pharmaceuticals, Inc. -AQN Algonquin Power & Utilities CorpBABA Alibaba Group Holding Limited AmALCO Alico, Inc. - Common StockALGN Align Technology, Inc. - CommonALIM Alimera Sciences, Inc. - CommonALO Alio Gold Inc. Common Shares (CaALKS Alkermes plc - Ordinary SharesY Alleghany Corporation Common StoATI Allegheny Technologies IncorporaABTX Allegiance Bancshares, Inc. - CoALGT Allegiant Travel Company - CommoALLE Allegion plc Ordinary SharesAGN Allergan plc Ordinary SharesAGNpA Allergan plc. 5.50% Mandatory CoALE Allete, Inc.AKP Alliance California Municipal InADS Alliance Data Systems CorporatioAIQ Alliance HealthCare Services, InAHGP Alliance Holdings GP, L.P. - ComAMMA Alliance MMA, Inc. - Common StocAOI Alliance One International, Inc.ARLP Alliance Resource Partners, L.P.

AB AllianceBernstein Holding L.P. UAFB AllianceBernstein National MunicAWF Alliancebernstein Global High InLNT Alliant Energy Corporation CommoNCZ AllianzGI Convertible & Income FNCV AllianzGI Convertible & Income FACV AllianzGI Diversified Income & CNIE AllianzGI Equity & Convertible INFJ AllianzGI NFJ Dividend, InterestAFC Allied Capital Corporation AllieAHPI Allied Healthcare Products, Inc.AMOT Allied Motion Technologies, Inc.AWH Allied World Assurance Company HALQA Alliqua BioMedical, Inc. - CommoALSN Allison Transmission Holdings, IALLT Allot Communications Ltd. - OrdiMDRX Allscripts Healthcare Solutions,ALLpB Allstate Corporation (The) 5.100ALL Allstate Corporation (The) CommoALLpC Allstate Corporation (The) Dep SALLpA Allstate Corporation (The) Dep SALLpF Allstate Corporation (The) LeopaALLpE Allstate Corporation DepositaryALLY Ally Financial Inc. Common StockAAU Almaden Minerals, Ltd. Common ShAFAM Almost Family Inc - Common StockALNY Alnylam Pharmaceuticals, Inc. -ALJ Alon USA Energy, Inc. common stiALDW Alon USA Partners, LP Common UniVMOT Alpha Architect Value Momentum TAPT Alpha Pro Tech, Ltd. Common StocAOSL Alpha and Omega Semiconductor LiALFA AlphaClone Alternative Alpha ETFSMCP AlphaMark Actively Managed SmallGOOGL Alphabet Inc. - Class A Common SGOOG Alphabet Inc. - Class C CapitalATEC Alphatec Holdings, Inc. - CommonAGD Alpine Global Dynamic Dividend FAWP Alpine Global Premier PropertiesAOD Alpine Total Dynamic Dividend FuAYX Alteryx, Inc. Class A Common StoALT Altimmune, Inc. - Common StockAAMC Altisource Asset Management CorpASPS Altisource Portfolio Solutions SRESI Altisource Residential CorporatiAIMC Altra Industrial Motion Corp. -MO Altria Group, Inc.ACH Aluminum Corporation of China Li

AFSIpE AmTrust Financial Services, Inc.AFSIpB AmTrust Financial Services, Inc.AFSIpA AmTrust Financial Services, Inc.AFSS AmTrust Financial Services, Inc.AFST AmTrust Financial Services, Inc.AFSIpF AmTrust Financial Services, Inc.AFSIpC AmTrust Financial Services, Inc.AFSIpD AmTrust Financial Services, Inc.AFSI AmTrust Financial Services, Inc.AMRN Amarin Corporation plc - AmericaAYA Amaya Inc. - Common StockAMZN Amazon.com, Inc. - Common StockAMBC Ambac Financial Group, Inc. - CoAMBCW Ambac Financial Group, Inc. - WaAMBA Ambarella, Inc. - Ordinary ShareAMBR Amber Road, Inc. Common StockABEV Ambev S.A. American Depositary SDOX Amdocs Limited - Ordinary SharesAMDA Amedica Corporation - Common StoAMED Amedisys Inc - Common StockUHAL Amerco - Common StockAEE Ameren Corporation Common StockAMRC Ameresco, Inc. Class A Common StAPU AmeriGas Partners, L.P. Common SASRVP AmeriServ Financial Inc. - AmeriASRV AmeriServ Financial Inc. - CommoATAX America First Multifamily InvestAMX America Movil, S.A.B. de C.V. AmAMOV America Movil, S.A.B. de C.V. ClCRMT America's Car-Mart, Inc. - CommoAAL American Airlines Group, Inc. -AAT American Assets Trust, Inc. CommAXL American Axle & Manufacturing HoACC American Campus Communities IncACSF American Capital Senior FloatingACSI American Customer Satisfaction CAEO American Eagle Outfitters, Inc.AEP American Electric Power Company,AETI American Electric Technologies,AEL American Equity Investment LifeAXP American Express Company CommonAFA American Financial Group, Inc. 5AFGH American Financial Group, Inc. 6AFW/CL American Financial Group, Inc. 6AFGE American Financial Group, Inc. 6AFG American Financial Group, Inc. CAMHpB American Homes 4 Rent 5% SeriesAMHpF American Homes 4 Rent 5.875% Ser

AMHpE American Homes 4 Rent 6.35% SeriAMHpD American Homes 4 Rent 6.5% SerieAMH American Homes 4 Rent Common ShaAMHpA American Homes 4 Rent ParticipatAMHpC American Homes 4 Rent ParticipatAIG/WS American International Group, InAIG American International Group, InALN American Lorain Corporation CommAMID American Midstream Partners, LPAMNB American National Bankshares, InANAT American National Insurance CompAOBC American Outdoor Brands CorporatAPEI American Public Education, Inc.ARII American Railcar Industries, IncARL American Realty Investors, Inc.ARA American Renal Associates HoldinAMRB American River Bankshares - CommAMS American Shared Hospital ServiceAMSWA American Software, Inc. - ClassAWR American States Water Company CoAMSC American Superconductor CorporatAMT American Tower Corporation (REITAMTpB American Tower Corporation (REITAVD American Vanguard Corporation CoAWK American Water Works Company, InAMWD American Woodmark Corporation -USAS Americas Silver Corporation CommAMP Ameriprise Financial, Inc. CommoABCB Ameris Bancorp - Common StockABC AmerisourceBergen Corporation CoATLO Ames National Corporation - CommAMGN Amgen Inc. - Common StockFOLD Amicus Therapeutics, Inc. - CommANFI Amira Nature Foods Ltd OrdinaryAMKR Amkor Technology, Inc. - CommonAP Ampco-Pittsburgh Corporation ComAMPH Amphastar Pharmaceuticals, Inc.APH Amphenol Corporation Common StocAMPE Ampio Pharmaceuticals, Inc.APHB AmpliPhi Biosciences CorporationIBUY Amplify Online Retail ETFBETR Amplify Snack Brands, Inc. CommoDIVO Amplify YieldShares CWP DividendAMLX Amplify YieldShares Oil Hedged MPFV Amplify YieldShares Prime 5 DiviASYS Amtech Systems, Inc. - Common StAMRS Amyris, Inc. - Common StockAEUA Anadarko Petroleum Corporation 7

APC Anadarko Petroleum Corporation CADI Analog Devices, Inc. - Common StALOG Analogic Corporation - Common StANAB AnaptysBio, Inc. - Common StockAVXL Anavex Life Sciences Corp. - ComANCB Anchor Bancorp - Common StockANDA Andina Acquisition Corp. II - OrANDAR Andina Acquisition Corp. II - RiANDAU Andina Acquisition Corp. II - UnANDAW Andina Acquisition Corp. II - WaANGI Angie's List, Inc. - Common StocANGO AngioDynamics, Inc. - Common StoAU AngloGold Ashanti Limited CommonBUD Anheuser-Busch Inbev SA SponsoreANIK Anika Therapeutics Inc. - CommonAXE Anixter International Inc. CommoNLYpE Annaly Capital Management Inc 7.NLYpC Annaly Capital Management Inc 7.NLY Annaly Capital Management Inc CoNLYpA Annaly Capital Management Inc PrNLYpD Annaly Capital Management Inc PrATRS Antares Pharma, Inc. - Common StAMGP Antero Midstream GP LP Common ShAM Antero Midstream Partners LP ComAR Antero Resources Corporation ComANTM Anthem, Inc. Common StockANTX Anthem, Inc. Corporate UnitsANTH Anthera Pharmaceuticals, Inc. -ANHpA Anworth Mortgage Asset CorporatiANHpB Anworth Mortgage Asset CorporatiANHpC Anworth Mortgage Asset CorporatiANH Anworth Mortgage Asset CorporatiAON Aon plc Class A Ordinary SharesABAC Aoxin Tianli Group, Inc. - CommoAXN Aoxing Pharmaceutical Company, IAPA Apache Corporation Common StockAIVpA Apartment Investment and ManagemAIV Apartment Investment and ManagemAPOG Apogee Enterprises, Inc. - CommoARI Apollo Commercial Real Estate FiARIpC Apollo Commercial Real Estate FiARIpA Apollo Commercial Real Estate FiAPEN Apollo Endosurgery, Inc. - CommoAPOpA Apollo Global Management, LLC 6.APO Apollo Global Management, LLC ClAINV Apollo Investment Corporation -AIY Apollo Investment Corporation 6.AIB Apollo Investment Corporation 6.

AFT Apollo Senior Floating Rate FundAIF Apollo Tactical Income Fund Inc.APPF AppFolio, Inc. - Class A CommonAPPN Appian Corporation - Class A ComAPLE Apple Hospitality REIT, Inc. ComAAPL Apple Inc. - Common StockARCI Appliance Recycling Centers of AAPDN Applied DNA Sciences Inc - CommoAPDNW Applied DNA Sciences Inc - WarraAGTC Applied Genetic Technologies CorAIT Applied Industrial Technologies,AMAT Applied Materials, Inc. - CommonAAOI Applied Optoelectronics, Inc. -AREX Approach Resources Inc. - CommonAPTI Apptio, Inc. - Class A Common StAPRI Apricus Biosciences, Inc. - CommATR AptarGroup, Inc. Common StockAPVO Aptevo Therapeutics Inc. - CommoAPTO Aptose Biosciences, Inc. - CommoBEMO Aptus Behavioral Momentum ETFWTR Aqua America, Inc. Common StockAQMS Aqua Metals, Inc. - Common StockAQB AquaBounty Technologies, Inc. -WAAS AquaVenture Holdings Limited OrdAQXP Aquinox Pharmaceuticals, Inc. -ARQL ArQule, Inc. - Common StockARDM Aradigm Corporation - Common StoARLZ Aralez Pharmaceuticals Inc. - CoARMK Aramark Common StockPETX Aratana Therapeutics, Inc. - ComABRN Arbor Realty Trust 7.375% SeniorABR Arbor Realty Trust Common StockABRpC Arbor Realty Trust Cumulative ReABRpB Arbor Realty Trust Cumulative ReABRpA Arbor Realty Trust Preferred SerABUS Arbutus Biopharma Corporation -ARCX Arc Logistic Partners LP CommonARCB ArcBest Corporation - Common StoRKDA Arcadia Biosciences, Inc. - CommMT Arcelor Mittal NY Registry ShareACGL Arch Capital Group Ltd. - CommonACGLP Arch Capital Group Ltd. - DeposiARHpC Arch Capital Group Ltd. 6.75% PFARCH Arch Coal, Inc. Class A Common SADM Archer-Daniels-Midland Company CAPLP Archrock Partners, L.P. - CommonAROC Archrock, Inc. Common StockARNCp Arconic Inc. $3.75 Preferred Sto

ARNC Arconic Inc. Common StockARNCpB Arconic Inc. Depository Shares RARCO Arcos Dorados Holdings Inc. ClasARD Ardagh Group S.A. Common SharesARDX Ardelyx, Inc. - Common StockASC Ardmore Shipping Corporation ComARNA Arena Pharmaceuticals, Inc. - CoARCC Ares Capital Corporation - CloseARU/CL Ares Capital Corporation 5.875%ACRE Ares Commercial Real Estate CorpARDC Ares Dynamic Credit Allocation FARESpA Ares Management L.P. 7.00% SerieARES Ares Management L.P. Common UnitAGX Argan, Inc. Common StockAGII Argo Group International HoldingAGIIL Argo Group International HoldingARGS Argos Therapeutics, Inc. - CommoANET Arista Networks, Inc. Common StoARKR Ark Restaurants Corp. - Common SAIpB Arlington Asset Investment CorpAIW Arlington Asset Investment CorpAIC Arlington Asset Investment CorpAI Arlington Asset Investment CorpAHH Armada Hoffler Properties, Inc.ARRpA Armour Residential REIT INC PrefAFI Armstrong Flooring, Inc. CommonAWI Armstrong World Industries Inc CARTX Arotech Corporation - Common StoARRY Array BioPharma Inc. - Common StDWAT Arrow DWA Tactical ETFGYLD Arrow Dow Jones Global Yield ETFARW Arrow Electronics, Inc. Common SAROW Arrow Financial Corporation - CoQVM Arrow QVM Equity Factor ETFARCM Arrow Reserve Capital ManagementARWR Arrowhead Pharmaceuticals, Inc.ARTW Art's-Way Manufacturing Co., IncARTNA Artesian Resources Corporation -AJG Arthur J. Gallagher & Co. CommonAPAM Artisan Partners Asset ManagemenAKG Asanko Gold Inc.ABG Asbury Automotive Group Inc CommASNA Ascena Retail Group, Inc. - CommASND Ascendis Pharma A/S - American DASCMA Ascent Capital Group, Inc. - SerAHPpB Ashford Hospitality Prime, Inc.AHP Ashford Hospitality Prime, Inc.AHTpG Ashford Hospitality Trust Inc 7.

AHTpF Ashford Hospitality Trust Inc 7.AHTpA Ashford Hospitality Trust Inc 8.AHTpD Ashford Hospitality Trust Inc 8.AHT Ashford Hospitality Trust Inc CoAINC Ashford Inc. Common StockASH Ashland Global Holdings Inc. ComAPB Asia Pacific Fund, Inc. (The)APWC Asia Pacific Wire & Cable CorporGRR Asia Tigers Fund, Inc. (The) ComASPN Aspen Aerogels, Inc. Common StocAHLpB/CL Aspen Insurance Holdings LimitedAHLpC Aspen Insurance Holdings LimitedAHLpD Aspen Insurance Holdings LimitedAHL Aspen Insurance Holdings LimitedAZPN Aspen Technology, Inc. - CommonASMB Assembly Biosciences, Inc. - ComASB Associated Banc-Corp Common StocASBpC Associated Banc-Corp DepositaryASBpD Associated Banc-Corp DepositaryASB/WS Associated Banc-Corp WarrantsAC Associated Capital Group, Inc. CAIZ Assurant, Inc. Common StockAGOpB Assured Guaranty Ltd.AGOpF Assured Guaranty Ltd.AGOpE Assured Guaranty Ltd.AGO Assured Guaranty Ltd. Common StoASFI Asta Funding, Inc. - Common StocASTE Astec Industries, Inc. - CommonAST Asterias Biotherapeutics, Inc. CAST/WS Asterias Biotherapeutics, Inc. WAF Astoria Financial Corporation CoAFpC Astoria Financial Corporation DeAZN Astrazeneca PLC Common StockALOT AstroNova, Inc. - Common StockATRO Astronics Corporation - Common SASTC Astrotech Corporation - Common SASUR Asure Software Inc - Common StocHOME At Home Group Inc. Common StockATRA Atara Biotherapeutics, Inc. - CoATTO Atento S.A. Ordinary SharesATH Athene Holding Ltd. Class A CommATNX Athenex, Inc. - Common StockATHX Athersys, Inc. - Common StockATKR Atkore International Group Inc.AAPC Atlantic Alliance Partnership CoAAME Atlantic American Corporation -ACBI Atlantic Capital Bancshares, IncACFC Atlantic Coast Financial Corpora

AT Atlantic Power Corporation OrdinABY Atlantica Yield plc - Ordinary SATLC Atlanticus Holdings CorporationAAWW Atlas Air Worldwide Holdings - CAFHBL Atlas Financial Holdings, Inc. -AFH Atlas Financial Holdings, Inc. -TEAM Atlassian Corporation Plc - ClasATO Atmos Energy Corporation CommonATOM Atomera Incorporated - Common StATOS Atossa Genetics Inc. - Common StATRC AtriCure, Inc. - Common StockATRI Atrion Corporation - Common StocATTU Attunity Ltd. - Ordinary SharesATW Atwood Oceanics, Inc. Common StoAUBN Auburn National Bancorporation,BOLD Audentes Therapeutics, Inc. - CoAUDC AudioCodes Ltd. - Ordinary ShareAUPH Aurinia Pharmaceuticals Inc - CoEARS Auris Medical Holding AG - CommoAN AutoNation, Inc. Common StockAZO AutoZone, Inc. Common StockABTL Autobytel Inc. - Common StockADSK Autodesk, Inc. - Common StockATHM Autohome Inc. American DepositarALV Autoliv, Inc. Common StockADP Automatic Data Processing, Inc.AUXO Auxilio, Inc. Common StockAVDL Avadel Pharmaceuticals plc - AmeAWX Avalon Holdings Corporation CommAVB AvalonBay Communities, Inc. CommAGR Avangrid, Inc. Common StockAVXS AveXis, Inc. - Common StockACP Avenue Income Credit StrategiesAVY Avery Dennison Corporation CommoAVH Avianca Holdings S.A. American DAVNW Aviat Networks, Inc. - Common StAVID Avid Technology, Inc. - Common SAVGR Avinger, Inc. - Common StockASM Avino Silver & Gold Mines Ltd. CAVIR Aviragen Therapeutics, Inc. - CoCAR Avis Budget Group, Inc. - CommonAVA Avista Corporation Common StockAHPAU Avista Healthcare Public AcquisiAHPA Avista Healthcare Public AcquisiAHPAW Avista Healthcare Public AcquisiAVT Avnet, Inc. Common StockAVP Avon Products, Inc. Common StockAWRE Aware, Inc. - Common Stock

AXTA Axalta Coating Systems Ltd. CommAXAR Axar Acquisition Corp. - CommonAXARU Axar Acquisition Corp. - UnitAXARW Axar Acquisition Corp. - WarrantACLS Axcelis Technologies, Inc. - ComAXS Axis Capital Holdings Limited CoAXSpE Axis Capital Holdings Limited DeAXSpD Axis Capital Holdings Limited PrAXGN AxoGen, Inc. - Common StockAAXN Axon Enterprise, Inc. - Common SAXON Axovant Sciences Ltd. Common ShaAXSM Axsome Therapeutics, Inc. - CommAZUL Azul S.A. American Depositary ShAZRX AzurRx BioPharma, Inc. - CommonAZRE Azure Power Global Limited EquitBCOM B Communications Ltd. - OrdinaryBGS B&G Foods, Inc. B&G Foods, Inc.RILYZ B. Riley Financial, Inc. - 7.50%RILYL B. Riley Financial, Inc. - 7.50%RILY B. Riley Financial, Inc. - CommoBOSC B.O.S. Better Online Solutions -BTG B2Gold Corp Common shares (CanadBAA BANRO CORPORATION Ordinary ShareJYN BARCLAYS BANK PLC iPath JPY/USDEMSA BARCLAYS BK PLC IPATH MSCI EMERGBBT BB&T Corporation Common StockBBTpE BB&T Corporation Depositary SharBBTpF BB&T Corporation Depositary SharBBTpD BB&T Corporation Depositary SharBBTpG BB&T Corporation Depositary SharBBTpH BB&T Corporation Depositary sharBFR BBVA Banco Frances S.A. Common SBCBP BCB Bancorp, Inc. (NJ) - CommonBCE BCE, Inc. Common StockBGSF BG Staffing Inc Common StockBGCP BGC Partners, Inc. - Class A ComBGCA BGC Partners, Inc. 8.125% SeniorBHP BHP Billiton Limited Common StocBBL BHP Billiton plc Sponsored ADRBJRI BJ's Restaurants, Inc. - CommonADRA BLDRS Asia 50 ADR Index FundADRD BLDRS Developed Markets 100 ADRADRE BLDRS Emerging Markets 50 ADR InADRU BLDRS Europe 100 ADR Index FundBMCH BMC Stock Holdings, Inc. - CommoBNCN BNC Bancorp - Common StockBOKFL BOK Financial Corporation - 5.37BOKF BOK Financial Corporation - Comm

BPT BP Prudhoe Bay Royalty Trust ComBP BP p.l.c. Common StockBRFS BRF S.A.BRT BRT Apartments Corp. (MD) CommonBLMT BSB Bancorp, Inc. - Common StockBSQR BSQUARE Corporation - Common StoBT BT Group plc American DepositaryBWXT BWX Technologies, Inc. Common StBW Babcock & Wilcox Enterprises, InBMI Badger Meter, Inc. Common StockBIDU Baidu, Inc. - American DepositarBHI Baker Hughes Incorporated CommonBCPC Balchem Corporation - Common StoBWINA Baldwin & Lyons, Inc. - Class ABWINB Baldwin & Lyons, Inc. - Class BBLL Ball Corporation Common StockBTN Ballantyne Strong, Inc. Common SBLDP Ballard Power Systems, Inc. - CoCIB BanColombia S.A. Common StockBANC Banc of California, Inc. CommonBANCpD Banc of California, Inc. DepositBANCpC Banc of California, Inc. DepositBANCpE Banc of California, Inc. DepositBANFP BancFirst Corporation - 7.2% CumBANF BancFirst Corporation - Common SBBVA Banco Bilbao Vizcaya ArgentariaBBDO Banco Bradesco Sa American DeposBBD Banco Bradesco Sa American DeposBCH Banco De Chile Banco De Chile ADBLX Banco Latinoamericano de ComerciBMA Banco Macro S.A. ADR (representiBSAC Banco Santander - Chile ADSBSBR Banco Santander Brasil SA AmericSANpI Banco Santander Central Hispano,SANpC Banco Santander, S.A. 6.50% Non-SANpA Banco Santander, S.A. 6.80% Non-SAN Banco Santander, S.A. SponsoredBCTF Bancorp 34, Inc. - Common StockBKJ Bancorp of New Jersey, Inc CommoBXS BancorpSouth, Inc. Common StockBCVpA Bancroft Fund Limited 5.375% SerBCV Bancroft Fund, Ltd.BACpI Bank Amer Corp Dep Sh Repstg 1/1BKMU Bank Mutual Corporation - CommonBNS Bank Nova Scotia Halifax Pfd 3 OBMLP Bank Of Montreal - BMO Elkhorn DBMO Bank Of Montreal Common StockBKpC Bank Of New York Mellon Corporat

BMLpJ Bank of America Corporation BankBMLpL Bank of America Corporation BankBMLpI Bank of America Corporation BankBMLpG Bank of America Corporation BankBMLpH Bank of America Corporation BankBAC/WS/BBank of America Corporation ClasBAC/WS/ABank of America Corporation ClasBAC Bank of America Corporation CommBACpY Bank of America Corporation DepoBACpC Bank of America Corporation DepoBACpA Bank of America Corporation DepoBACpW Bank of America Corporation DepoBACpD Bank of America Corporation DepoBACpE Bank of America Corporation DepoBACpL Bank of America Corporation NonBOCH Bank of Commerce Holdings (CA) -BOH Bank of Hawaii Corporation CommoBMRC Bank of Marin Bancorp - Common SNTB Bank of N.T. Butterfield & Son LBK Bank of New York Mellon CorporatBKSC Bank of South Carolina Corp. - CBOTJ Bank of the James Financial GrouOZRK Bank of the Ozarks - Common StocBFIN BankFinancial Corporation - CommBKU BankUnited, Inc. Common StockRATE Bankrate, Inc. Common StockBWFG Bankwell Financial Group, Inc. -BANR Banner Corporation - Common StocBZUN Baozun Inc. - American DepositarBHB Bar Harbor Bankshares, Inc. CommGSP Barclays Bank PLC iPath ExchangeGAZB Barclays Bank PLC iPath Series BINP Barclays Bank Plc iPath ETNs linOIL Barclays Bank Plc iPath ExchangeFLEU Barclays ETN FI Enhanced EuropeFEEU Barclays ETN FI Enhanced EuropeFIGY Barclays ETN FI Enhanced GlobalATMP Barclays ETN Plus Select MLPVQT Barclays ETN S&P VEQTOR ETNCAPE Barclays ETN Schiller CAPETAPR Barclays PLC - Barclays InverseFLAT Barclays PLC - iPath US TreasuryDTYL Barclays PLC - iPath US TreasurySTPP Barclays PLC - iPath US TreasuryDLBL Barclays PLC - iPath US TreasuryDFVS Barclays PLC - iPath US TreasuryDTUL Barclays PLC - iPath US TreasuryDFVL Barclays PLC - iPath US Treasury

DLBS Barclays PLC - iPath US TreasuryDTYS Barclays PLC - iPath US TreasuryDTUS Barclays PLC - iPath US TreasuryBCSpD Barclays PLC American DepositaryWIL Barclays PLC Barclays Women in LBCS Barclays PLC Common StockERO Barclays PLC iPath EUR/USD ExchaMCI Barings Corporate Investors CommBGH Barings Global Short Duration HiMPV Barings Participation InvestorsBHACW Barington/Hilco Acquisition CorpBHAC Barington/Hilco Acquisition CorpBHACR Barington/Hilco Acquisition CorpBHACU Barington/Hilco Acquisition CorpBNED Barnes & Noble Education, Inc CoBKS Barnes & Noble, Inc. Common StocB Barnes Group, Inc. Common StockBRN Barnwell Industries, Inc. CommonCUDA Barracuda Networks, Inc. CommonBBSI Barrett Business Services, Inc.ABX Barrick Gold Corporation CommonBFOR Barron's 400BAS Basic Energy Services, Inc. CommBSET Bassett Furniture Industries, InBAX Baxter International Inc. CommonBYBK Bay Bancorp, Inc. - Common StockBTE Baytex Energy CorpBV Bazaarvoice, Inc. - Common StockBECN Beacon Roofing Supply, Inc. - CoBSF Bear State Financial, Inc. - ComBBGI Beasley Broadcast Group, Inc. -BZH Beazer Homes USA, Inc. Common StBDX Becton, Dickinson and Company CoBDXA Becton, Dickinson and Company DeBBBY Bed Bath & Beyond Inc. - CommonBGNE BeiGene, Ltd. - American DepositBELFA Bel Fuse Inc. - Class A Common SBELFB Bel Fuse Inc. - Class B Common SBDC Belden Inc Common StockBDCpB Belden Inc Depositary Shares, eaBXE Bellatrix Exploration Ltd OrdinaBLPH Bellerophon Therapeutics, Inc. -BLCM Bellicum Pharmaceuticals, Inc. -BEL Belmond Ltd. Class A Common StocBMS Bemis Company, Inc. Common StockBHE Benchmark Electronics, Inc. CommBNCL Beneficial Bancorp, Inc. - CommoBNFT Benefitfocus, Inc. - Common Stoc

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BLW Blackrock Limited Duration IncomMUI Blackrock Muni Intermediate DuraMNE Blackrock Muni New York IntermedMUA Blackrock MuniAssets Fund, Inc CMEN Blackrock MuniEnhanced Fund, IncMUC Blackrock MuniHoldings CaliforniMUH Blackrock MuniHoldings Fund II,MHD Blackrock MuniHoldings Fund, IncMFL Blackrock MuniHoldings InvestmenMUJ Blackrock MuniHoldings New JerseMHN Blackrock MuniHoldings New YorkMUS Blackrock MuniHoldings Quality FMUE Blackrock MuniHoldings Quality FMVT Blackrock MuniVest Fund II, Inc.MVF Blackrock MuniVest Fund, Inc. CoMZA Blackrock MuniYield Arizona FundMYC Blackrock MuniYield California FMCA Blackrock MuniYield California QMYD Blackrock MuniYield Fund, Inc. CMYF Blackrock MuniYield Investment FMFT Blackrock MuniYield Investment QMIY Blackrock MuniYield Michigan QuaMYJ Blackrock MuniYield New Jersey FMYN Blackrock MuniYield New York QuaMPA Blackrock MuniYield PennsylvaniaMYI Blackrock MuniYield Quality FundMQT Blackrock MuniYield Quality FundMQY Blackrock MuniYield Quality FundBPK Blackrock Municipal 2018 Term TrBKK Blackrock Municipal 2020 Term TrBBK Blackrock Municipal Bond TrustBYM Blackrock Municipal Income QualiBLJ Blackrock New Jersey Municipal BBLH Blackrock New York Municipal 201BQH Blackrock New York Municipal BonBSE Blackrock New York Municipal IncBGB Blackstone / GSO Strategic CrediBGX Blackstone GSO Long Short CreditBSL Blackstone GSO Senior Floating RBXMT Blackstone Mortgage Trust, Inc.BDR Blonder Tongue Laboratories, IncBLMN Bloomin' Brands, Inc. - Common SBCOR Blucora, Inc. - Common StockBLBD Blue Bird Corporation - Common SBUFF Blue Buffalo Pet Products, Inc.BCRH Blue Capital Reinsurance HoldingBHBK Blue Hills Bancorp, Inc. - CommoITEQ BlueStar TA-BIGITech Israel Tech

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UGLD Credit Suisse AG - VelocityShareZIV Credit Suisse AG - VelocityShareREML Credit Suisse AG Credit Suisse XCIK Credit Suisse Asset Management IFLGE Credit Suisse FI Large Cap GrowtCS Credit Suisse Group American DepMLPO Credit Suisse Group Exchange TraDHY Credit Suisse High Yield Bond FuAMJL Credit Suisse X-Links Monthly PaMLTI Credit Suisse X-Links Multi-AsseOIIL Credit Suisse X-Links WTI CrudeCREE Cree, Inc. - Common StockCPG Crescent Point Energy CorporatioCEQP Crestwood Equity Partners LPCRESY Cresud S.A.C.I.F. y A. - AmericaCRTO Criteo S.A. - American DepositarCROX Crocs, Inc. - Common StockCCRN Cross Country Healthcare, Inc. -CRT Cross Timbers Royalty Trust CommCAPL CrossAmerica Partners LP CommonCRDS Crossroads Systems, Inc. - CommoCCI Crown Castle International Corp.CRWS Crown Crafts, Inc. - Common StocCCK Crown Holdings, Inc.CRY CryoLife, Inc. Common StockCYRX CryoPort, Inc. - Common StockCYRXW CryoPort, Inc. - WarrantsCRVP Crystal Rock Holdings, Inc. ClasCTRP Ctrip.com International, Ltd. -CUBE CubeSmart Common SharesCUB Cubic Corporation Common StockCFR Cullen/Frost Bankers, Inc. CommoCFRpA Cullen/Frost Bankers, Inc. PerpeCFI Culp, Inc. Common StockCPIX Cumberland Pharmaceuticals Inc.CMI Cummins Inc. Common StockCMLS Cumulus Media Inc. - Common StocCRIS Curis, Inc. - Common StockCW Curtiss-Wright Corporation CommoSRF Cushing Energy Income Fund CommoSZC Cushing Renaissance Fund (The) CCUBS Customers Bancorp, Inc 6.375% SeCUBI Customers Bancorp, Inc Common StCUBIpF Customers Bancorp, Inc Fixed-to-CUBIpD Customers Bancorp, Inc Fixed-to-CUBIpE Customers Bancorp, Inc Fixed-to-CUBIpC Customers Bancorp, Inc Fixed-to-CUTR Cutera, Inc. - Common Stock

CYAN Cyanotech Corporation - Common SCYBR CyberArk Software Ltd. - OrdinarCYBE CyberOptics Corporation - CommonCYCC Cyclacel Pharmaceuticals, Inc. -CYCCP Cyclacel Pharmaceuticals, Inc. -CBAY CymaBay Therapeutics Inc. - CommCELP Cypress Energy Partners, L.P. CoCY Cypress Semiconductor CorporatioCONE CyrusOne Inc - Common StockCYTR CytRx Corporation - Common StockCYTK Cytokinetics, Incorporated - ComCTMX CytomX Therapeutics, Inc. - CommCYTX Cytori Therapeutics Inc - CommonCYTXW Cytori Therapeutics Inc - WarranCTSO Cytosorbents Corporation - CommoDHI D.R. Horton, Inc. Common StockCB D/B/A Chubb Limited New Common SDQ DAQO New Energy Corp. American DDZSI DASAN Zhone Solutions, Inc. - CoDTEA DAVIDsTEA Inc. - Common StockDAG DB Agriculture Double Long ETN dAGA DB Agriculture Double Short ETNAGF DB Agriculture Long ETN due ApriADZ DB Agriculture Short ETN due AprBDD DB Base Metals Double Long ExchaBOM DB Base Metals Double Short ExchBOS DB Base Metals Short Exchange TrDYY DB Commodity Double Long ETN dueDEE DB Commodity Double Short ETN duDDP DB Commodity Short ETN due AprilDTO DB Crude Oil Double Short ETN duOLO DB Crude Oil Long Exchange TradeSZO DB Crude Oil Short ETN due JuneDGP DB Gold Double Long ETN due FebrDZZ DB Gold Double Short ETN due FebDGZ DB Gold Short ETN due February 1DBVT DBV Technologies S.A. - AmericanDCP DCP Midstream, LP Common UnitsDCT DCT Industrial Trust Inc CommonDDR DDR Corp. Common StockDDRpK DDR Corp. DEPOSITARY SH REPSTG 1DDRpA DDR Corp. Depositary Shares, eacDDRpJ DDR Corporation Dep Shs Repstg 1XRAY DENTSPLY SIRONA Inc. - Common StWMW DEUTSCHE BANK AKTIENGESELLSCHAFTDPU DEUTSCHE BK AG LONDON BRH B COMMDGSE DGSE Companies, Inc. Common StocDHX DHI Group, Inc. Common Stock

DHT DHT Holdings, Inc.DHXM DHX Media Ltd. - Variable VotingDISH DISH Network Corporation - ClassDLHC DLH Holdings Corp. - Common StocBOOM DMC Global Inc. - Common StockDNBF DNB Financial Corp - Common StocDNP DNP Select Income Fund, Inc. ComDRD DRDGOLD Limited American DepositDSPG DSP Group, Inc. - Common StockDST DST Systems, Inc. Common StockDSW DSW Inc. Common StockDTQ DTE Energy Company 2012 Series CDTV DTE Energy Company 2016 CorporatDTJ DTE Energy Company 2016 Series BDTY DTE Energy Company 2016 Series FDTE DTE Energy Company Common StockDTF DTF Tax-Free Income, Inc. CommonDRRX DURECT Corporation - Common StocDXC DXC Technology Company Common StDXPE DXP Enterprises, Inc. - Common SDVA DaVita Inc. Common StockDJCO Daily Journal Corp. (S.C.) - ComDAKT Daktronics, Inc. - Common StockDAN Dana Incorporated Common StockDHR Danaher Corporation Common StockDAC Danaos Corporation Common StockDRI Darden Restaurants, Inc. CommonDRIO DarioHealth Corp. - Common StockDRIOW DarioHealth Corp. - WarrantDAR Darling Ingredients Inc. CommonDSKE Daseke, Inc. - Common StockDSKEW Daseke, Inc. - WarrantDAIO Data I/O Corporation - Common StDRAM Dataram Corporation - Common StoDWCH Datawatch Corporation - Common SPLAY Dave & Buster's Entertainment, IDFNL Davis Select Financial ETFDUSA Davis Select U.S. Equity ETFDWLD Davis Select Worldwide ETFDWSN Dawson Geophysical Company - ComDXR Daxor Corporation Common StockDF Dean Foods Company Common StockDECK Deckers Outdoor Corporation CommDVP Deep Value ETFDE Deere & Company Common StockDFRG Del Frisco's Restaurant Group, ITACO Del Taco Restaurants, Inc. - ComTACOW Del Taco Restaurants, Inc. - War

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DEMG Deutsche X-trackers FTSE EmerginASHS Deutsche X-trackers Harvest CSIHYIH Deutsche X-trackers High Yield CIGIH Deutsche X-trackers Investment GJPN Deutsche X-trackers Japan JPX-NiCN Deutsche X-trackers MSCI All ChiDBAW Deutsche X-trackers MSCI All WorHDAW Deutsche X-trackers MSCI All WorDBBR Deutsche X-trackers MSCI BrazilDBEF Deutsche X-trackers MSCI EAFE HeHDEF Deutsche X-trackers MSCI EAFE HiDBES Deutsche X-trackers MSCI EAFE SmHDEE Deutsche X-trackers MSCI EmerginDBEM Deutsche X-trackers MSCI EmerginDBEZ Deutsche X-trackers MSCI EurozonHDEZ Deutsche X-trackers MSCI EurozonDBGR Deutsche X-trackers MSCI GermanyDBIT Deutsche X-trackers MSCI Italy HDBJP Deutsche X-trackers MSCI Japan HDBMX Deutsche X-trackers MSCI MexicoDBKO Deutsche X-trackers MSCI South KDBSE Deutsche X-trackers MSCI SoutherDEUS Deutsche X-trackers Russell 1000DESC Deutsche X-trackers Russell 2000HYLB Deutsche X-trackers USD High YieDVN Devon Energy Corporation CommonDXCM DexCom, Inc. - Common StockDXTR Dextera Surgical Inc. - Common SDEO Diageo plc Common StockDHIL Diamond Hill Investment Group, IDHVW Diamond Hill Valuation-WeightedDO Diamond Offshore Drilling, Inc.FANG Diamondback Energy, Inc. - CommmDRH Diamondrock Hospitality CompanyDCIX Diana Containerships Inc. - CommDSXN Diana Shipping Inc. 8.50% SeniorDSXpB Diana Shipping Inc. Perpetual PrDSX Diana Shipping inc. common stockDRNA Dicerna Pharmaceuticals, Inc. -DKS Dick's Sporting Goods Inc CommonDBD Diebold Nixdorf Incorporated ComDFBG Differential Brands Group Inc. -DFFN Diffusion Pharmaceuticals Inc. -DGII Digi International Inc. - CommonDGLT Digiliti Money Group, Inc. - ComDMRC Digimarc Corporation - Common StDRAD Digirad Corporation - Common StoDGLY Digital Ally, Inc. - Common Stoc

DPW Digital Power Corporation CommonDLRpI Digital Realty Trust, Inc. 6.350DLR Digital Realty Trust, Inc. CommoDLRpG Digital Realty Trust, Inc. PrefeDLRpH Digital Realty Trust, Inc. RedeeAPPS Digital Turbine, Inc. - Common SDGI DigitalGlobe, Inc Common StockDDT Dillard's Capital Trust IDDS Dillard's, Inc. Common StockDCOM Dime Community Bancshares, Inc.DMTX Dimension Therapeutics, Inc. - CDIN DineEquity, Inc Common StockDIOD Diodes Incorporated - Common StoDPLO Diplomat Pharmacy, Inc. Common SKNOW Direxion All Cap Insider SentimeCOM Direxion Auspice Broad CommodityTYO Direxion Daily 10-Yr Treasury BeTYD Direxion Daily 10-Yr Treasury BuTYBS Direxion Daily 20 Year TreasuryTMV Direxion Daily 20-Year TreasuryTMF Direxion Daily 20-Yr Treasury BuTYNS Direxion Daily 7 10 Year TreasurDFEN Direxion Daily Aerospace & DefenBRZU Direxion Daily Brazil Bull 3X ShCHAU Direxion Daily CSI 300 China A SCHAD Direxion Daily CSI 300 China A SCWEB Direxion Daily CSI China InterneHAKK Direxion Daily Cyber Security &ERYY Direxion Daily Energy Bear 1X ShERY Direxion Daily Energy Bear 3X ShEUFL Direxion Daily European FinanciaYANG Direxion Daily FTSE China Bear 3YINN Direxion Daily FTSE China Bull 3EURL Direxion Daily FTSE Europe BullFAZZ Direxion Daily Financial Bear 1XDUST Direxion Daily Gold Miners IndexMELT Direxion Daily Gold Miners IndexNUGT Direxion Daily Gold Miners IndexSICK Direxion Daily Healthcare Bear 3CURE Direxion Daily Healthcare Bull 3HYDD Direxion Daily High Yield Bear 2CLAW Direxion Daily Homebuilders & SuNAIL Direxion Daily Homebuilders & SuDUSL Direxion Daily Industrials BullJPNL Direxion Daily Japan Bull 3X ETFJNUG Direxion Daily Junior Gold MinerJDST Direxion Daily Junior Gold MinerLBJ Direxion Daily Latin America 3x

INDL Direxion Daily MSCI India Bull 3MEXX Direxion Daily MSCI Mexico BullGASX Direxion Daily Natural Gas RelatGASL Direxion Daily Natural Gas RelatDRN Direxion Daily Real Estate BullWDRW Direxion Daily Regional Banks BeDPST Direxion Daily Regional Banks BuRETL Direxion Daily Retail Bull 3X ShRUSS Direxion Daily Russia Bear 3x ShRUSL Direxion Daily Russia Bull 3x ShSPDN Direxion Daily S&P 500 Bear 1X SSPXS Direxion Daily S&P 500 Bear 3XLLSP Direxion Daily S&P 500 Bull 1.25SPUU Direxion Daily S&P 500 Bull 2X SSPXL Direxion Daily S&P 500 Bull 3X SLABD Direxion Daily S&P Biotech BearLABS Direxion Daily S&P Biotech BearLABU Direxion Daily S&P Biotech BullDRIP Direxion Daily S&P Oil & Gas ExpGUSH Direxion Daily S&P Oil & Gas ExpSOXS Direxion Daily Semiconductor BeaSOXL Direxion Daily Semiconductor BulLLSC Direxion Daily Small Cap 1.25X SSMLL Direxion Daily Small Cap Bull 2XKORU Direxion Daily South Korea BullTECZ Direxion Daily Technology Bear 1SAGG Direxion Daily Total Bond MarketTPOR Direxion Daily Transportation BuUTLZ Direxion Daily Utilities Bear 1XUTSL Direxion Daily Utilities Bull 3XDPK Direxion Developed Markets BearDZK Direxion Developed Markets BullEDZ Direxion Emerging Markets Bear 3EDC Direxion Emerging Markets Bull 3ERX Direxion Energy Bull 3X SharesFAZ Direxion Financial Bear 3X ShareFAS Direxion Financial Bull 3X ShareDULL Direxion Funds ETFSHNY Direxion Funds ETFEUFS Direxion Funds ETFMIDZ Direxion Mid Cap Bear 3X SharesMIDU Direxion Mid Cap Bull 3X SharesQQQE Direxion NASDAQ-100 Equal WeightTZA Direxion Small Cap Bear 3X ShareTNA Direxion Small Cap Bull 3X ShareTECS Direxion Technology Bear 3X SharTECL Direxion Technology Bull 3X SharZMLP Direxion Zacks MLP High Income I

IBLN Direxion iBillionaire Index ETFDFS Discover Financial Services CommDFSpB Discover Financial Services DepDISCB Discovery Communications, Inc. -DISCK Discovery Communications, Inc. -DISCA Discovery Communications, Inc. -DVCR Diversicare Healthcare ServicesDRA Diversified Real Asset Income FuSAUC Diversified Restaurant Holdings,DNI Dividend and Income Fund CommonDSS Document Security Systems, Inc.DLB Dolby Laboratories Common StockDG Dollar General Corporation CommoDLTR Dollar Tree, Inc. - Common StockDDC Dominion Diamond Corporation ComDM Dominion Energy Midstream PartneDCUD Dominion Energy, Inc. 2016 SerieDRUA Dominion Energy, Inc. 2016 SerieD Dominion Energy, Inc. Common StoDCUC Dominion Energy, Inc. VA New 201DPZ Domino's Pizza Inc Common StockUFS Domtar Corporation (NEW) CommonDCI Donaldson Company, Inc. Common SDGICA Donegal Group, Inc. - Class A CoDGICB Donegal Group, Inc. - Class B CoDFIN Donnelley Financial Solutions, IDMLP Dorchester Minerals, L.P. - CommLPG Dorian LPG Ltd. Common StockDORM Dorman Products, Inc. - Common SEAGLU Double Eagle Acquisition Corp. -EAGLW Double Eagle Acquisition Corp. -EAGL Double Eagle Acquisition Corp. -DSL DoubleLine Income Solutions FundDBL DoubleLine Opportunistic CreditPLOW Douglas Dynamics, Inc. Common StDEI Douglas Emmett, Inc. Common StocDOV Dover Corporation Common StockDDE Dover Downs Gaming & EntertainmeDVD Dover Motorsports, Inc. Common SDOW Dow Chemical Company (The) CommoDPS Dr Pepper Snapple Group, Inc DrRDY Dr. Reddy's Laboratories Ltd ComDRWI DragonWave Inc - Common SharesDRV Drexion Daily Real Estate Bear 3DHF Dreyfus High Yield Strategies FuDMB Dreyfus Municipal Bond InfrastruDMF Dreyfus Municipal Income, Inc. CDSM Dreyfus Strategic Municipal Bond

LEO Dreyfus Strategic Municipals, InDRQ Dril-Quip, Inc. Common StockDS Drive Shack Inc.DSpD Drive Shack Inc. Pfd Ser DDSpB Drive Shack Inc. Preferred SerieDSpC Drive Shack Inc. Preferred SerieDRYS DryShips Inc. - Common StockDCO Ducommun Incorporated Common StoDPG Duff & Phelps Global Utility IncDSE Duff & Phelps Select Energy MLPDUC Duff & Phelps Utility & CorporatDUK Duke Energy Corporation (HoldingDUKH Duke Energy Corporation 5.125% JDRE Duke Realty Corporation Common SDLTH Duluth Holdings Inc. - Class B CDNB Dun & Bradstreet Corporation (ThDNKN Dunkin' Brands Group, Inc. - ComDFTpC Dupont Fabros Technology, Inc. 6DFT Dupont Fabros Technology, Inc. CDY Dycom Industries, Inc. Common StDLNGpA Dynagas LNG Partners LP 9.00% SeDLNG Dynagas LNG Partners LP Common UDYSL Dynasil Corporation of America -DYNT Dynatronics Corporation - CommonDVAX Dynavax Technologies CorporationDYNC Dynegy Inc. 7.00% Tangible EquitDYN Dynegy Inc. Common StockDYNpA Dynegy Inc. Mandatory PreferredDYN/WS Dynegy Inc. Warrant expiring OctDYN/WS/ADynegy Inc. Warrants to purchaseDX Dynex Capital, Inc. Common StockDXpB Dynex Capital, Inc. Preferred SeDXpA Dynex Capital, Inc. Preferred StETFC E*TRADE Financial Corporation -DJCI E-TRACS Linked to the BloombergUBN E-TRACS USB Bloomberg CommodityUBC E-TRACS USB Bloomberg CommodityUBM E-TRACS USB Bloomberg CommodityUAG E-TRACS USB Bloomberg CommodityUCI E-TRACS USB Bloomberg CommodityFUD E-TRACS USB Bloomberg CommodityUSV E-TRACS USB Bloomberg CommodityUBG E-TRACS USB Bloomberg CommodityPTM E-TRACS USB Bloomberg CommodityDD E.I. du Pont de Nemours and CompDDpA E.I. du Pont de Nemours and CompDDpB E.I. du Pont de Nemours and CompSSP E.W. Scripps Company (The) Commo

ECT ECA Marcellus Trust I Common UniEDAP EDAP TMS S.A. - American DepositEMCI EMC Insurance Group Inc. - CommoEME EMCOR Group, Inc. Common StockEMKR EMCORE Corporation - Common StocNDRA ENDRA LIFE SCIENCES INC COMNDRAW ENDRA LIFE SCIENCES INC WT EXPNDRAU ENDRA Life Sciences Inc. - UnitsENG ENGlobal Corporation - Common StE ENI S.p.A. Common StockEOG EOG Resources, Inc. Common StockEPE EP Energy Corporation Class A CoEPAM EPAM Systems, Inc. Common StockEPRpC EPR Properties 5.75% Series C CuEPR EPR Properties Common StockEPRpF EPR Properties Pfd Ser FEPRpE EPR Properties Series E CumulatiEQT EQT Corporation Common StockEQGP EQT GP Holdings, LP Common UnitsEQM EQT Midstream Partners, LP CommoESE ESCO Technologies Inc. Common StESSA ESSA Bancorp, Inc. - common stocEPIX ESSA Pharma Inc. - Common StockTETF ETF Industry Exposure & FinanciaALFI ETF Series Solutions Trust ETFPFFR ETFIS Series Trust I ETFUTES ETFIS Series Trust I Reaves UtilBCD ETFS Bloomberg All Commodity LonBCI ETFS Bloomberg All Commodity StrBEF ETFS Bloomberg Energy CommodityPALL ETFS Physical Palladium SharesPPLT ETFS Physical Platinum SharesGLTR ETFS Physical Precious Metal BasSIVR ETFS Physical Silver Shares TrusSGOL ETFS Physical Swiss Gold SharesDVHL ETRACS 2xLeveraged Diversified HAMU ETRACS Alerian MLP Index ETNAMUB ETRACS Alerian MLP Index ETN SerMLPB ETRACS Alerian MLP InfrastructurCEFL ETRACS Monthly Pay 2X LeveragedMORL ETRACS Monthly Pay 2XLeveraged MDVYL ETRACS Monthly Pay 2x LeveragedMRRL ETRACS Monthly Pay 2xLeveraged MLRET ETRACS Monthly Pay 2xLeveraged MSDYL ETRACS Monthly Pay 2xLeveraged SSMHD ETRACS Monthly Pay 2xLeveraged ULMLP ETRACS Monthly Pay 2xLeveraged WHOML ETRACS Monthly Reset 2xLeveraged

SPLX ETRACS Monthly Reset 2xLeveragedHDLV ETRACS Montly Pay 2xLeveraged USOILX ETRACS S&P GSCI Crude Oil TotalUCIB ETRACS UBS Bloomberg Constant MaBDCZ ETRACS Wells Fargo Business DeveEVEP EV Energy Partners, L.P. - commoEVLV EVINE Live Inc. - Common StockXCO EXCO Resources, Inc. Exco ResourEXFO EXFO Inc - Subordinate Voting ShEZPW EZCORP, Inc. - Class A Non-VotinEBMT Eagle Bancorp Montana, Inc. - CoEGBN Eagle Bancorp, Inc. - Common StoEGLE Eagle Bulk Shipping Inc. - CommoGRF Eagle Capital Growth Fund, Inc.EGIF Eagle Growth and Income OpportunEXP Eagle Materials Inc Common StockEGRX Eagle Pharmaceuticals, Inc. - CoECC Eagle Point Credit Company Inc.ECCZ Eagle Point Credit Company Inc.ECCB Eagle Point Credit Company Inc.ECCA Eagle Point Credit Company Inc.ESTE Earthstone Energy, Inc. Class AEWBC East West Bancorp, Inc. - CommonEGP EastGroup Properties, Inc. CommoEACQ Easterly Acquisition Corp. - ComEACQU Easterly Acquisition Corp. - UniEACQW Easterly Acquisition Corp. - WarDEA Easterly Government Properties,EML Eastern Company (The) - Common SEVBS Eastern Virginia Bankshares, IncEMN Eastman Chemical Company CommonKODK Eastman Kodak Company Common NewKODK/WS Eastman Kodak Company Warrant (EKODK/WS/Eastman Kodak Company Wt Exp 135ETN Eaton Corporation, PLC OrdinaryEVM Eaton Vance California MunicipalCEV Eaton Vance California MunicipalEIA Eaton Vance California MunicipalEV Eaton Vance Corporation Common SETV Eaton Vance Corporation Eaton VaETW Eaton Vance Corporation Eaton VaEOI Eaton Vance Enhance Equity IncomEOS Eaton Vance Enhance Equity IncomEFT Eaton Vance Floating Rate IncomeEHT Eaton Vance High Income 2021 TarEVV Eaton Vance Limited Duration IncMAB Eaton Vance Massachusetts MuniciMMV Eaton Vance Massachusetts Munici

MIW Eaton Vance Michigan Municipal BEMI Eaton Vance Michigan Municipal IEIM Eaton Vance Municipal Bond FundEIV Eaton Vance Municipal Bond FundETX Eaton Vance Municipal Income 202EVN Eaton Vance Municipal Income TruEOT Eaton Vance Municipal Income TruEVJ Eaton Vance New Jersey MunicipalEMJ Eaton Vance New Jersey MunicipalNYH Eaton Vance New York Municipal BENX Eaton Vance New York Municipal BEVY Eaton Vance New York Municipal IEVGBC Eaton Vance NextShares Trust - EEVSTC Eaton Vance NextShares Trust - EEVLMC Eaton Vance NextShares Trust IIEIO Eaton Vance Ohio Municipal BondEVO Eaton Vance Ohio Municipal IncomEIP Eaton Vance Pennsylvania MunicipEVP Eaton Vance Pennsylvania MunicipETJ Eaton Vance Risk-Managed DiversiEFR Eaton Vance Senior Floating-RateEVF Eaton Vance Senior Income TrustEVG Eaton Vance Short Diversified InEVT Eaton Vance Tax Advantaged DividETO Eaton Vance Tax-Advantage GlobalEXD Eaton Vance Tax-Advantaged BondETG Eaton Vance Tax-Advantaged GlobaETB Eaton Vance Tax-Managed Buy-WritETY Eaton Vance Tax-Managed DiversifEXG Eaton Vance Tax-Managed Global DEFF Eaton vance Floating-Rate IncomeEBIX Ebix, Inc. - Common StockELON Echelon Corporation - Common StoECHO Echo Global Logistics, Inc. - CoSATS EchoStar Corporation - common stECR Eclipse Resources Corporation CoESES Eco-Stim Energy Solutions, Inc.HECO EcoLogical Strategy ETFECL Ecolab Inc. Common StockEEI Ecology and Environment, Inc. -EC Ecopetrol S.A. American DepositaEDGE Edge Therapeutics, Inc. - CommonEDGW Edgewater Technology, Inc. - ComEPC Edgewell Personal Care Company CEIX Edison International Common StocEDIT Editas Medicine, Inc. - Common SEDR Education Realty Trust, Inc. ComEDUC Educational Development Corporat

EW Edwards Lifesciences CorporationEGLT Egalet Corporation - Common StocEIGR Eiger BioPharmaceuticals, Inc. -EKSO Ekso Bionics Holdings, Inc. - CoEPpC El Paso Corporation Preferred StEE El Paso Electric Company CommonLOCO El Pollo Loco Holdings, Inc. - CEMITF Elbit Imaging Ltd. - Ordinary ShESLT Elbit Systems Ltd. - Ordinary ShEGO Eldorado Gold Corporation OrdinaERI Eldorado Resorts, Inc. - CommonESIO Electro Scientific Industries, IELSE Electro-Sensors, Inc. - Common SELMD Electromed, Inc. Common StockEA Electronic Arts Inc. - Common StEFII Electronics for Imaging, Inc. -ELECU Electrum Special Acquisition CorELECW Electrum Special Acquisition CorELEC Electrum Special Acquisition CorELVT Elevate Credit, Inc. Common StocWTRX Elevation ETF Trust ETFEBIO Eleven Biotherapeutics, Inc. - CLLY Eli Lilly and Company Common StoDWAC Elkhorn Commodity Rotation StratRCOM Elkhorn ETF Trust ETFLVHB Elkhorn Lunt Low Vol/High Beta TEPRF Elkhorn S&P High Quality PreferrXD Elkhorn S&P MidCap Consumer DiscXS Elkhorn S&P MidCap Consumer StapXE Elkhorn S&P MidCap Energy PortfoXF Elkhorn S&P MidCap Financials PoXH Elkhorn S&P MidCap Health Care PXI Elkhorn S&P MidCap Industrials PXK Elkhorn S&P MidCap Information TXM Elkhorn S&P MidCap Materials PorXU Elkhorn S&P MidCap Utilities PorELLI Ellie Mae, Inc. Common StockEFC Ellington Financial LLC Common SEARN Ellington Residential Mortgage RELLO Ellomay Capital Ltd Ordinary ShaECF Ellsworth Growth and Income FundESBK Elmira Savings Bank NY (The) - CELTK Eltek Ltd. - Ordinary SharesAKO/A Embotelladora Andina S.A. CommonAKO/B Embotelladora Andina S.A. CommonERJ Embraer S.A. Common StockEMCF Emclaire Financial Corp - CommonEEX Emerald Expositions Events, Inc.

EMES Emerge Energy Services LP CommonEBS Emergent Biosolutions, Inc. CommEMQQ Emerging Markets Internet and EcEMR Emerson Electric Company CommonMSN Emerson Radio Corporation CommonEMMS Emmis Communications CorporationNYNY Empire Resorts, Inc. - Common StOGCP Empire State Realty OP, L.P. SerESBA Empire State Realty OP, L.P. SerFISK Empire State Realty OP, L.P. SerESRT Empire State Realty Trust, Inc.EIG Employers Holdings Inc Common StEDN Empresa Distribuidora Y ComerciaENLK EnLink Midstream Partners, LP CoENLC EnLink Midstream, LLC Common UniNPO EnPro Industries IncESNC EnSync, Inc. Common StockENBL Enable Midstream Partners, LP CoENTA Enanta Pharmaceuticals, Inc. - CEEQ Enbridge Energy Management LLC SEEP Enbridge Energy, L.P. Class A CoENB Enbridge Inc Common StockECA Encana CorporationECPG Encore Capital Group Inc - CommoWIRE Encore Wire Corporation - CommonEXK Endeavour Silver Corporation OrdENDP Endo International plc - OrdinarECYT Endocyte, Inc. - Common StockELGX Endologix, Inc. - Common StockEIGI Endurance International Group HoENHpC Endurance Specialty Holdings LtdNDRO Enduro Royalty Trust Trust UnitsENIA Enel Americas S.A. American DepoENIC Enel Chile S.A. American DepositEOCC Enel Generacion Chile S.A. AmeriENRJ EnerJex Resources, Inc. (NEW) CoENOC EnerNOC, Inc. - Common StockEGN Energen Corporation Common StockENR Energizer Holdings, Inc. CommonWATT Energous Corporation - Common StEFOI Energy Focus, Inc. - Common StocUUUU Energy Fuels Inc Ordinary SharesUUUU/WSEnergy Fuels Inc Warrants, exercERII Energy Recovery, Inc. - Common SETE Energy Transfer Equity, L.P. EneETP Energy Transfer Partners, L.P. CEXXI Energy XXI Gulf Coast, Inc. - CoERF Enerplus Corporation Common Stoc

ENS Enersys Common StockEGL Engility Holdings, Inc. Common SEBF Ennis, Inc. Common StockENVA Enova International, Inc. CommonENPH Enphase Energy, Inc. - Common StESV Ensco plc Class A Ordinary ShareENSV Enservco Corporation Common StocESGR Enstar Group Limited - OrdinaryENFC Entegra Financial Corp. - CommonENTG Entegris, Inc. - Common StockENTL Entellus Medical, Inc. - CommonETM Entercom Communications CorporatEAI Entergy Arkansas, Inc. First MorEAB Entergy Arkansas, Inc. First MorEAE Entergy Arkansas, Inc. First MorETR Entergy Corporation Common StockELC Entergy Louisiana, Inc. CollaterELU Entergy Louisiana, Inc. First MoELJ Entergy Louisiana, Inc. First MoEMP Entergy Mississippi, Inc. FirstENJ Entergy New Orleans, Inc. FirstENO Entergy New Orleans, Inc. FirstEZT Entergy Texas Inc First MortgageETRM EnteroMedics Inc. - Common StockEBTC Enterprise Bancorp Inc - CommonEFSC Enterprise Financial Services CoEPD Enterprise Products Partners L.PEGT Entertainment Gaming Asia IncorpEVC Entravision Communications CorpoEGI Entree Resources Ltd. Common StoENV Envestnet, Inc Common StockEVI EnviroStar, Inc. Common StockEVHCp Envision Healthcare CorporationEVHC Envision Healthcare CorporationEVA Enviva Partners, LP Common unitsENZ Enzo Biochem, Inc. Common StockENZY Enzymotec Ltd. - Ordinary SharesEPZM Epizyme, Inc. - Common StockEFX Equifax, Inc. Common StockEQIX Equinix, Inc. - Common StockEQFN Equitable Financial Corp. - CommEQBK Equity Bancshares, Inc. - ClassEQCO Equity Commonwealth 5.75% SeniorEQCpD Equity Commonwealth 6.50% Pfd CoEQC Equity Commonwealth Common ShareELS Equity Lifestyle Properties, IncELSpC Equity Lifestyle Properties, IncEQR Equity Residential Common Shares

ERM EquityCompass Risk Manager ETFTERM EquityCompass Tactical Risk ManaEQS Equus Total Return, Inc. CommonERA Era Group, Inc. Common StockERIC Ericsson - ADS each representingERIE Erie Indemnity Company - Class AERN Erin Energy Corp.EROS Eros International PLC A OrdinarESCA Escalade, Incorporated - CommonESPR Esperion Therapeutics, Inc. - CoESP Espey Mfg. & Electronics Corp. CESND Essendant Inc. - Common StockESNT Essent Group Ltd. Common SharesESS Essex Property Trust, Inc. CommoEL Estee Lauder Companies, Inc. (ThESL Esterline Technologies CorporatiETH Ethan Allen Interiors Inc. CommoETHO Etho Climate Leadership U.S. ETFETSY Etsy, Inc. - Common StockEMX Eurasian Minerals Inc Common ShaCLWT Euro Tech Holdings Company LimitEURN Euronav NV Ordinary SharesEEFT Euronet Worldwide, Inc. - CommonESEA Euroseas Ltd. - Common StockEVBN Evans Bancorp, Inc. Common StockEVK Ever-Glory International Group,EVER EverBank Financial Corp ComEVERpA EverBank Financial Corp DepositEVBG Everbridge, Inc. - Common StockEVR Evercore Partners Inc Class A CoRE Everest Re Group, Ltd. Common StEVRI Everi Holdings Inc. Common StockES Eversource Energy (D/B/A) CommonMRAM Everspin Technologies, Inc. - CoEVTC Evertec, Inc. Common StockEVGN Evogene Ltd. - Ordinary SharesEVOK Evoke Pharma, Inc. - Common StocEVH Evolent Health, Inc Class A CommEPM Evolution Petroleum Corporation,EVOL Evolving Systems, Inc. - CommonEXA Exa Corporation - Common StockEXAS Exact Sciences Corporation - ComEXAC Exactech, Inc. - Common StockCEFS Exchange Listed Funds Trust ETFWEAR Exchange Listed Funds Trust ETFEXEL Exelixis, Inc. - Common StockEXC Exelon Corporation Common StockXRA Exeter Resource Corporation Ordi

EXLS ExlService Holdings, Inc. - CommEXPE Expedia, Inc. - Common StockEXPD Expeditors International of WashEXPO Exponent, Inc. - Common StockESRX Express Scripts Holding CompanyEXPR Express, Inc. Common StockSTAY Extended Stay America, Inc. CommEXTN Exterran Corporation Common StocEXR Extra Space Storage Inc Common SXOG Extraction Oil & Gas, Inc. - ComEXTR Extreme Networks, Inc. - CommonXOM Exxon Mobil Corporation Common SEYEGW Eyegate Pharmaceuticals, Inc. -EYEG Eyegate Pharmaceuticals, Inc. -FNB F.N.B. Corporation Common StockFNBpE F.N.B. Corporation Depositary ShFFIV F5 Networks, Inc. - Common StockFARO FARO Technologies, Inc. - CommonFBK FB Financial Corporation CommonFFG FBL Financial Group, Inc. CommonFCB FCB Financial Holdings, Inc. ClaFCE/B FCE/BFIEU FI Enhanced Europe 50 ETNFIEG FI Enhanced Gloabl High Yield ETFRC FIRST REPUBLIC BANK Common StockFRCpC FIRST REPUBLIC BANK Dep Shs RepsFRCpG FIRST REPUBLIC BANK Depositary SFRCpH FIRST REPUBLIC BANK Depositary SFRCpF FIRST REPUBLIC BANK Depositary SFRCpE FIRST REPUBLIC BANK Depositary SFLIR FLIR Systems, Inc. - Common StocFMC FMC Corporation Common StockFNBG FNB Bancorp - Common StockFNF FNF Group of Fidelity National FFNFV FNFV Group of Fidelity NationalFH FORM Holdings Corp. - Common StoNEEpC FPL Group, Inc. 5 7/8% PreferredFTEO FRONTEO, Inc. - American DepositFRPH FRP Holdings, Inc. - Common StocFSBW FS Bancorp, Inc. - Common StockFSIC FS Investment Corporation CommonFSBC FSB Bancorp, Inc. - Common StockFTD FTD Companies, Inc. - Common StoFCN FTI Consulting, Inc. Common StocFN Fabrinet Ordinary SharesFB Facebook, Inc. - Class A CommonFDS FactSet Research Systems Inc. CoIFLY FactorShares Trust PureFunds Dro

GAMR FactorShares Trust PureFunds VidFICO Fair Isaac Corproation Common StFRP FairPoint Communications, Inc. -FMSA Fairmount Santrol Holdings Inc.FALC FalconStor Software, Inc. - CommDAVE Famous Dave's of America, Inc. -SFUN Fang Holdings Limited American DFANH Fanhua Inc. - American depositarFARM Farmer Brothers Company - CommonFMAO Farmers & Merchants Bancorp, IncFFKT Farmers Capital Bank CorporationFMNB Farmers National Banc Corp. - CoFPI Farmland Partners Inc. Common StFAST Fastenal Company - Common StockFATE Fate Therapeutics, Inc. - CommonFBSS Fauquier Bankshares, Inc. - CommFDX FedEx Corporation Common StockAGM/A Federal Agricultural Mortgage CoAGMpB Federal Agricultural Mortgage CoAGMpC Federal Agricultural Mortgage CoAGM Federal Agricultural Mortgage CoAGMpA Federal Agricultural Mortgage CoFRT Federal Realty Investment TrustFSS Federal Signal Corporation CommoFII Federated Investors, Inc. CommonFNHC Federated National Holding CompaFPT Federated Premier Intermediate MFMN Federated Premier Municipal IncoFCHpA FelCor Lodging Trust IncorporateFCH FelCor Lodging Trust IncorporateFHCO Female Health Company (The) - CoFENX Fenix Parts, Inc. - Common StockRACE Ferrari N.V. Common SharesFGP Ferrellgas Partners, L.P. CommonFOE Ferro Corporation Common StockGSM Ferroglobe PLC - Ordinary SharesFCAU Fiat Chrysler Automobiles N.V. CFBR Fibria Celulose S.A.FGEN FibroGen, Inc - Common StockFCSC Fibrocell Science Inc - Common SFGL Fidelity & Guaranty Life CommonFDVV Fidelity Core Dividend ETFFCOR Fidelity Corporate Bond ETFFDRR Fidelity Dividend ETF for RisingFLTB Fidelity Limited Term Bond ETFFDLO Fidelity Low Volatility Factor EFSTA Fidelity MSCI COnsumer Staples IFDIS Fidelity MSCI Consumer Discretio

FENY Fidelity MSCI Energy Index ETFFNCL Fidelity MSCI Financials Index EFHLC Fidelity MSCI Health Care IndexFIDU Fidelity MSCI Industrials IndexFTEC Fidelity MSCI Information TechnoFMAT Fidelity MSCI Materials Index ETFREL Fidelity MSCI Real Estate IndexFCOM Fidelity MSCI TelecommunicationFUTY Fidelity MSCI Utilities Index ETFDMO Fidelity Momentum Factor ETFONEQ Fidelity Nasdaq Composite IndexFIS Fidelity National Information SeFQAL Fidelity Quality Factor ETFLION Fidelity Southern Corporation -FBND Fidelity Total Bond ETFFVAL Fidelity Value Factor ETFFMO Fiduciary/Claymore MLP OpportuniFDUS Fidus Investment Corporation - CFPP/WS FieldPoint Petroleum CorporationFPP FieldPoint Petroleum CorporationFRGI Fiesta Restaurant Group, Inc. -FSAM Fifth Street Asset Management InFSCFL Fifth Street Finance Corp. - 6.1FSC Fifth Street Finance Corp. - ComFSCE Fifth Street Finance Corp. 5.875FSFR Fifth Street Senior Floating RatFITB Fifth Third Bancorp - Common StoFITBI Fifth Third Bancorp - DepositaryFNTE FinTech Acquisition Corp. II - CFNTEU FinTech Acquisition Corp. II - UFNTEW FinTech Acquisition Corp. II - WFNGN Financial Engines, Inc. - CommonFISI Financial Institutions, Inc. - CFNSR Finisar Corporation - Common StoFNJN Finjan Holdings, Inc. - Common SFEYE FireEye, Inc. - Common StockFAC First Acceptance CorporationFAF First American Corporation (New)FBP First BanCorp. New Common StockFBNC First Bancorp - Common StockFNLC First Bancorp, Inc (ME) - CommonFRBA First Bank - Common StockBUSE First Busey Corporation - CommonFBIZ First Business Financial ServiceFCAP First Capital, Inc. - Common StoFCFS First Cash, Inc. Common StockFCNCA First Citizens BancShares, Inc.FCF First Commonwealth Financial Cor

FCBC First Community Bancshares, Inc.FCCO First Community Corporation - CoFCFP First Community Financial PartneFBNK First Connecticut Bancorp, Inc.FDC First Data Corporation Class A CFDEF First Defiance Financial Corp. -FFBC First Financial Bancorp. - CommoFFBCW First Financial Bancorp. - WarraFFIN First Financial Bankshares, Inc.THFF First Financial Corporation IndiFFNW First Financial Northwest, Inc.FFWM First Foundation Inc. - Common SFGBI First Guaranty Bancshares, Inc.FHB First Hawaiian, Inc. - Common StFHN First Horizon National CorporatiFHNpA First Horizon National CorporatiFR First Industrial Realty Trust, IINBKL First Internet Bancorp - 6.0% FiINBK First Internet Bancorp - CommonFIBK First Interstate BancSystem, IncAG First Majestic Silver Corp. OrdiFRME First Merchants Corporation - CoFMBH First Mid-Illinois Bancshares, IFMBI First Midwest Bancorp, Inc. - CoFNWB First Northwest Bancorp - CommonFPO First Potomac Realty Trust CommoFRCpB/CL First Republic Bank Depositary SFRCpD First Republic Bank San FranciscFSFG First Savings Financial Group, IFSLR First Solar, Inc. - Common StockFSBK First South Bancorp Inc - CommonFAAR First Trust Alternative AbsoluteFBT First Trust Amex Biotech Index FFPA First Trust Asia Pacific Ex-JapaFAUS First Trust Australia AlphaDex fBICK First Trust BICK Index FundFBZ First Trust Brazil AlphaDEX FundVIXH First Trust CBOE S&P 500 VIX TaiFCEF First Trust CEF Income OpportuniFCAN First Trust Canada AlphaDEX FundFTCS First Trust Capital Strength ETFFCA First Trust China AlphaDEX FundFNI First Trust Chindia ETFSKYY First Trust Cloud Computing ETFFXD First Trust Cons. Discret. AlphaFXG First Trust Cons. Staples AlphaDFGD First Trust DJ Global Select DivFDN First Trust DJ Internet Index Fu

FDM First Trust DJ Select MicroCap EFDT First Trust Developed Markets ExFDTS First Trust Developed Markets exFVC First Trust Dorsey Wright DynamiFV First Trust Dorsey Wright FocusIFV First Trust Dorsey Wright InternFDD First Trust Dow Jones STOXX SeleFDEU First Trust Dynamic Europe EquitFEM First Trust Emerging Markets AlpFEMB First Trust Emerging Markets LocFEMS First Trust Emerging Markets SmaFXN First Trust Energy AlphaDEX FundFEN First Trust Energy Income and GrFIF First Trust Energy InfrastructurFFA First Trust Enhanced Equity IncoFTSM First Trust Enhanced Short MaturFEP First Trust Europe AlphaDEX FundFEUZ First Trust Eurozone AlphaDEX ETHUSV First Trust Exchange-Traded FundHDMV First Trust Exchange-Traded FundFFR First Trust FTSE EPRA/NAREIT GloFXO First Trust Financials AlphaDEXFGM First Trust Germany AlphaDEX FunFLM First Trust Global Engineering aFTGC First Trust Global Tactical CommFAN First Trust Global Wind Energy EFXH First Trust Health Care AlphaDEXPRME First Trust Heitman Global PrimeFTHI First Trust High Income ETFFSD First Trust High Income Long ShoHYLS First Trust High Yield Long/ShorFHK First Trust Hong Kong AlphaDEX FFXR First Trust Industrials AlphaDEXFTAG First Trust Indxx Global AgriculFTRI First Trust Indxx Global NaturalFPF First Trust Intermediate DuratioFPXI First Trust International IPO ETYDIV First Trust International Multi-FJP First Trust Japan AlphaDEX FundFEX First Trust Large Cap Core AlphaFTC First Trust Large Cap Growth AlpFTA First Trust Large Cap Value AlphFLN First Trust Latin America AlphaDFTLS First Trust Long/Short EquityFTLB First Trust Low Beta Income ETFLMBS First Trust Low Duration OpportuFEI First Trust MLP and Energy IncomFMB First Trust Managed Municipal ET

FXZ First Trust Materials AlphaDEX FFMK First Trust Mega Cap AlphaDEX FuFNX First Trust Mid Cap Core AlphaDEFNY First Trust Mid Cap Growth AlphaFNK First Trust Mid Cap Value AlphaDFDL First Trust Morningstar ETFFMF First Trust Morningstar ManagedFMY First Trust Motgage Income FundFAD First Trust Multi Cap Growth AlpFAB First Trust Multi Cap Value AlphMDIV First Trust Multi-Asset DiversifMCEF First Trust Municipal CEF IncomeQABA First Trust NASDAQ ABA CommunityQCLN First Trust NASDAQ Clean Edge GrGRID First Trust NASDAQ Clean Edge SmCIBR First Trust NASDAQ CybersecurityCARZ First Trust NASDAQ Global Auto IFONE First Trust NASDAQ Smartphone InTDIV First Trust NASDAQ Technology DiQQEW First Trust NASDAQ-100 Equal WeiQQXT First Trust NASDAQ-100 Ex-TechnoQTEC First Trust NASDAQ-100- TechnoloFTXO First Trust Nasdaq Bank ETFFTXG First Trust Nasdaq Food & BeveraFTXN First Trust Nasdaq Oil & Gas ETFFTXH First Trust Nasdaq PharmaceuticaFTXD First Trust Nasdaq Retail ETFFTXL First Trust Nasdaq SemiconductorFTXR First Trust Nasdaq TransportatioFCG First Trust Natural Gas ETFFPL First Trust New Opportunities MLEMLP First Trust North American EnergFPE First Trust Preferred SecuritiesAIRR First Trust RBA American IndustrQINC First Trust RBA Quality Income ERDVY First Trust Rising Dividend AchiRFAP First Trust RiverFront Dynamic ARFDI First Trust RiverFront Dynamic DRFEU First Trust RiverFront Dynamic ERFEM First Trust RiverFront Dynamic EFRI First Trust S&P REIT Index FundFCVT First Trust SSI Strategic ConverFIV First Trust Senior Floating RateFCT First Trust Senior Floating RateFTSL First Trust Senior Loan Fund ETFFYX First Trust Small Cap Core AlphaFYC First Trust Small Cap Growth AlpFYT First Trust Small Cap Value Alph

FKO First Trust South Korea AlphaDEXFGB First Trust Specialty Finance anFHY First Trust Strategic High IncomFDIV First Trust Strategic Income ETFFSZ First Trust Switzerland AlphaDEXFIXD First Trust TCW Opportunistic FiFTW First Trust Taiwan AlphaDEX FundFXL First Trust Technology AlphaDEXTUSA First Trust Total US Market AlphFPX First Trust US Equity OpportunitFKU First Trust United Kingdom AlphaFXU First Trust Utilities AlphaDEX FFVD First Trust VL DividendFVL First Trust Value Line 100 FundFIW First Trust Water ETFFEO First Trust/Aberdeen Emerging OpFAM First Trust/Aberdeen Global OppoFUSB First US Bancshares, Inc. - CommFUNC First United Corporation - CommoFE FirstEnergy Corporation Common SFSV FirstService Corporation - SuborSVVC Firsthand Technology Value Fund,FISV Fiserv, Inc. - Common StockFIT Fitbit, Inc. Class A Common StocFIVE Five Below, Inc. - Common StockOAKSpA Five Oaks Investment Corp. 8.75%OAKS Five Oaks Investment Corp. CommoFPH Five Point Holdings, LLC Class AFPRX Five Prime Therapeutics, Inc. -FVE Five Star Senior Living Inc. - CFIVN Five9, Inc. - Common StockFBC Flagstar Bancorp, Inc. Common StDFP Flaherty & Crumrine Dynamic PrefPFO Flaherty & Crumrine Preferred InPFD Flaherty & Crumrine Preferred InFFC Flaherty & Crumrine Preferred SeFLC Flaherty & Crumrine Total ReturnBDL Flanigan's Enterprises, Inc. ComFLT FleetCor Technologies, Inc. CommFLEX Flex Ltd. - Ordinary SharesFLKS Flex Pharma, Inc. - Common StockBNDC FlexShares Core Select Bond FundSKOR FlexShares Credit-Scored US CorpLKOR FlexShares Credit-Scored US LongTLDH FlexShares Currency Hedged MorniTLEH FlexShares Currency Hedged MorniMBSD FlexShares Disciplined DurationGQRE FlexShares Global Quality Real E

GUNR FlexShares Global Upstream NaturIQDF FlexShares International QualityIQDE FlexShares International QualityIQDY FlexShares International QualityTILT FlexShares Mornigstar US MarketTLTD FlexShares Morningstar DevelopedTLTE FlexShares Morningstar EmergingQDEF FlexShares Quality Dividend DefeQDF FlexShares Quality Dividend IndeQDYN FlexShares Quality Dynamic IndexRAVI FlexShares Ready Access VariableASET FlexShares Real Assets AllocatioNFRA FlexShares STOXX Global Broad InESGG FlexShares STOXX Global ESG ImpaESG FlexShares STOXX US ESG Impact IQLC FlexShares US Quality Large CapTDTT FlexShares iBoxx 3 Year Target DTDTF FlexShares iBoxx 5 Year Target DFPAY FlexShopper, Inc. - Common StockFSI Flexible Solutions InternationalFLXN Flexion Therapeutics, Inc. - ComFLXS Flexsteel Industries, Inc. - ComFND Floor & Decor Holdings, Inc. ComFTK Flotek Industries, Inc. Common SFLO Flowers Foods, Inc. Common StockFLS Flowserve Corporation Common StoFLDM Fluidigm Corporation - Common StFLR Fluor Corporation Common StockFFIC Flushing Financial Corporation -FLY Fly Leasing LimitedFOMX Foamix Pharmaceuticals Ltd. - OrFOGO Fogo de Chao, Inc. - Common StocFMX Fomento Economico Mexicano S.A.BFONR Fonar Corporation - Common StockFL Foot Locker, Inc.F Ford Motor Company Common StockFRSX Foresight Autonomous Holdings LtFELP Foresight Energy LP Common UnitsFCE/A Forest City Realty Trust, Inc. CFOR Forestar Group Inc Common StockFORM FormFactor, Inc. - Common StockFFHG Formula Folios Hedged Growth ETFFFTI Formula Folios Income ETFFORTY Formula Systems (1985) Ltd. - ADFORR Forrester Research, Inc. - CommoFRTA Forterra, Inc. - Common StockFTNT Fortinet, Inc. - Common StockFTS Fortis Inc. Common Shares

FTV Fortive Corporation Common StockFBIO Fortress Biotech, Inc. - CommonFIG Fortress Investment Group LLC ClFTAI Fortress Transportation and InfrFSM Fortuna Silver Mines Inc OrdinarFBHS Fortune Brands Home & Security,FET Forum Energy Technologies, Inc.FMCI Forum Merger Corporation - ClassFMCIR Forum Merger Corporation - RightFMCIU Forum Merger Corporation - UnitFMCIW Forum Merger Corporation - WarraFWRD Forward Air Corporation - CommonFORD Forward Industries, Inc. - CommoFWP Forward Pharma A/S - American DeFOSL Fossil Group, Inc. - Common StocFBM Foundation Building Materials, IFMI Foundation Medicine, Inc. - CommFCPT Four Corners Property Trust, IncFOXF Fox Factory Holding Corp. - CommFRAN Francesca's Holdings CorporationFNV Franco-Nevada CorporationFI Frank's International N.V. CommoFC Franklin Covey Company Common StFELE Franklin Electric Co., Inc. - CoFSB Franklin Financial Network, Inc.FLIO Franklin Liberty International OFLCO Franklin Liberty Investment GradFTSD Franklin Liberty Short DurationFLLV Franklin Liberty U.S. Low VolatiFLQE Franklin LibertyQ Emerging MarkeFLQD Franklin LibertyQ Global DividenFLQG Franklin LibertyQ Global EquityFLQH Franklin LibertyQ InternationalFLQL Franklin LibertyQ U.S. Equity ETFLQM Franklin LibertyQ U.S. Mid Cap EFLQS Franklin LibertyQ U.S. Small CapFTF Franklin Limited Duration IncomeBEN Franklin Resources, Inc. CommonFSP Franklin Street Properties Corp.FT Franklin Universal Trust CommonFKLYU Frankly Inc Units Cons of 1 Sh +FRED Fred's, Inc. - Common StockFCX Freeport-McMoRan, Inc. Common StRAIL Freightcar America, Inc. - CommoFEIM Frequency Electronics, Inc. - CoFMS Fresenius Medical Care AG CommonFDP Fresh Del Monte Produce, Inc. CoFRPT Freshpet, Inc. - Common Stock

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GCVpB Gabelli Convertible and Income SGCV Gabelli Convertible and Income SGDVpA Gabelli Dividend & Income Tr PreGDV Gabelli Dividend & Income TrustGDVpG Gabelli Dividend 5.25% Series GGDVpD Gabelli Dividend Pfd Series DGABpH Gabelli Equity Trust, Inc. (The)GAB Gabelli Equity Trust, Inc. (The)GABpJ Gabelli Equity Trust, Inc. (The)GABpG Gabelli Equity Trust, Inc. (The)GABpD Gabelli Equity Trust, Inc. (The)GGZ Gabelli Global Small and Mid CapGGZpA Gabelli Global Small and Mid CapGLU Gabelli Global Utility Common ShGRXpA Gabelli Healthcare PFD SER AGRXpB Gabelli Healthcare Preferred SerGGTpB Gabelli Multi-Media Trust, Inc.GGT Gabelli Multi-Media Trust, Inc.MOGLC Gabelli NextShares Trust - GabelFOANC Gabelli NextShares Trust - GabelGUTpC Gabelli Utility Trust (The) 5.37GUTpA Gabelli Utility Trust (The) 5.62GUT Gabelli Utility Trust (The) CommGFA Gafisa SA Gafisa S.A. American DGAIA Gaia, Inc. - Class A Common StocGLPG Galapagos NV - American DepositaGALT Galectin Therapeutics Inc. - ComGALE Galena Biopharma, Inc. - CommonGLMD Galmed Pharmaceuticals Ltd. - OrGBL Gamco Investors, Inc. Common StoGME Gamestop Corporation Common StocGPIC Gaming Partners International CoGLPI Gaming and Leisure Properties, IGCI Gannett Co., Inc. Common StockGPS Gap, Inc. (The) Common StockGDI Gardner Denver Holdings, Inc. CoGRMN Garmin Ltd. - Common StockGARS Garrison Capital Inc. - Common SIT Gartner, Inc. Common StockEGAS Gas Natural Inc. Common Stock (OGLOGpA GasLog LP. 8.75% Series A CumulaGLOG GasLog Ltd. Common SharesGLOPpA GasLog Partners LP 8.625% SeriesGLOP GasLog Partners LP Common UnitsGSTpA Gastar Exploration 8.625% SeriesGST Gastar Exploration Inc Common StGSTpB Gastar Exploration Inc. Pfd SerGZT Gazit-Globe Ltd. Ordinary Shares

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CHII Global X China Industrials ETFCHIM Global X China Materials ETFKRMA Global X Conscious Companies ETFCOPX Global X Copper Miners ETFAND Global X FTSE Andean 40 ETFGXF Global X FTSE Nordic Region ETFASEA Global X FTSE Southeast Asia ETFSOIL Global X Fertilizers/Potash ETFFINX Global X FinTech ETFBOSS Global X Funds Global X Founder-PAVE Global X Funds Global X U.S. InfGOEX Global X Gold Explorers ETFACTX Global X Guru Activist ETFGURU Global X Guru Index ETFGURI Global X Guru International IndeBFIT Global X Health & Wellness ThemaSNSR Global X Internet of Things ETFEFFE Global X JPMorgan Efficiente IndSCTO Global X JPMorgan US Sector RotaMLPJ Global X Junior MLP ETFLIT Global X Lithium & Battery TechLNGR Global X Longevity Thematic ETFMLPX Global X MLP & Energy InfrastrucMLPA Global X MLP ETFARGT Global X MSCI Argentina ETFGXG Global X MSCI Colombia ETFGREK Global X MSCI Greece ETFNGE Global X MSCI Nigeria ETFNORW Global X MSCI Norway ETFPAK Global X MSCI Pakistan ETFPGAL Global X MSCI Portugal ETFEFAS Global X MSCI SuperDividend EAFESDEM Global X MSCI SuperDividend EmerMILN Global X Millennials Thematic ETQQQC Global X NASDAQ China TechnologyEMFM Global X Next Emerging & FrontiePERM Global X Permanent ETFBOTZ Global X Robotics & Artificial ICATH Global X S&P 500 Catholic ValuesSCIX Global X Scientific Beta Asia exSCID Global X Scientific Beta EuropeSCIJ Global X Scientific Beta Japan ESCIU Global X Scientific Beta US ETFSIL Global X Silver Miners ETFSOCL Global X Social Media ETFDIV Global X Super Dividend ETFALTY Global X SuperDividend AlternatiSDIV Global X SuperDividend ETF

SRET Global X SuperDividend REIT ETFSPFF Global X SuperIncome Preferred EURA Global X Uranium ETFYLCO Global X Yieldco Index ETFGSB GlobalSCAPE, Inc. Common StockGSAT Globalstar, Inc. Common StockGLOB Globant S.A. Common SharesGLBS Globus Maritime Limited - CommonGMED Globus Medical, Inc. Class A ComGLOW Glowpoint, Inc. Common StockGLUU Glu Mobile Inc. - Common StockGLYC GlycoMimetics, Inc. - Common StoGDDY GoDaddy Inc. Class A Common StocGPRO GoPro, Inc. - Class A Common StoGOGO Gogo Inc. - Common StockGOL Gol Linhas Aereas Inteligentes SGLNG Golar LNG Limited - Common ShareGMLP Golar LNG Partners LP - Common UGFI Gold Fields Limited American DepGORO Gold Resource Corporation CommonGSV Gold Standard Ventures CorporatiGG Goldcorp Inc. Common StockGDEN Golden Entertainment, Inc. - ComAUMN Golden Minerals Company Common SGOGL Golden Ocean Group Limited - ComGSS Golden Star Resources, Ltd CommoGV Goldfield Corporation (The) CommGIGB Goldman Sachs Access InvestmentGEM Goldman Sachs ActiveBeta EmerginGSEU Goldman Sachs ActiveBeta EuropeGSIE Goldman Sachs ActiveBeta InternaGSJY Goldman Sachs ActiveBeta Japan EGSLC Goldman Sachs ActiveBeta U.S. LaGSBD Goldman Sachs BDC, Inc. Common SGSC Goldman Sachs Connect S&P EnhancGSpJ Goldman Sachs Group Inc DepositaGJS Goldman Sachs Group Securities SGSpD Goldman Sachs Group, Inc. (The)GSpI Goldman Sachs Group, Inc. (The)GS Goldman Sachs Group, Inc. (The)GSpK Goldman Sachs Group, Inc. (The)GSpB Goldman Sachs Group, Inc. (The)GSpN Goldman Sachs Group, Inc. (The)GSpA Goldman Sachs Group, Inc. (The)GBIL Goldman Sachs Group, Inc. (The)GSpC Goldman Sachs Group, Inc. (The)GVIP Goldman Sachs Hedge Industry VIPGER Goldman Sachs MLP Energy Renaiss

GMZ Goldman Sachs MLP Income OpportuGBDC Golub Capital BDC, Inc. - CommonGTIM Good Times Restaurants Inc. - CoGDP Goodrich Petroleum Corporation CGSHT Gores Holdings II, Inc. - ClassGSHTU Gores Holdings II, Inc. - UnitGSHTW Gores Holdings II, Inc. - WarranGRC Gorman-Rupp Company (The) CommonGOV Government Properties Income TruGOVNI Government Properties Income TruGGG Graco Inc. Common StockGHM Graham Corporation Common StockGHC Graham Holdings Company Common SGPT Gramercy Property TrustGPTpA Gramercy Property Trust Inc. 7.1GTE Gran Tierra Energy Inc. Common SGRAM Grana y Montero S.A.A. AmericanLOPE Grand Canyon Education, Inc. - CGVA Granite Construction IncorporateGRP/U Granite Real Estate Inc. StapledCOMB GraniteShares Bloomberg CommoditCOMG GraniteShares S&P GSCI CommodityGPK Graphic Packaging Holding CompanGTN Gray Communications Systems, IncGTN/A Gray Television, Inc. CLass A CoAJXA Great Ajax Corp. 7.25% ConvertibAJX Great Ajax Corp. Common StockFULLL Great Elm Capital Corp. - 8.25%GECC Great Elm Capital Corp. - CommonGEC Great Elm Capital Group, Inc. -GLDD Great Lakes Dredge & Dock CorporGPL Great Panther Silver Limited OrdGXPpB Great Plains Energy Inc DepositaGXP Great Plains Energy IncorporatedGSBC Great Southern Bancorp, Inc. - CGWB Great Western Bancorp, Inc. CommGNBC Green Bancorp, Inc. - Common StoGRBK Green Brick Partners, Inc. - ComGDOT Green Dot Corporation Class A CoGPP Green Plains Partners LP - CommoGPRE Green Plains, Inc. - Common StocGBX Greenbrier Companies, Inc. (The)GCBC Greene County Bancorp, Inc. - CoGHL Greenhill & Co., Inc. Common StoGLRE Greenlight Reinsurance, Ltd. - CGEF Greif Inc. Class A Common StockGEF/B Greif, Inc. Corporation Class BGSUM Gridsum Holding Inc. - American

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FXE Guggenheim CurrencyShares Euro CFXY Guggenheim CurrencyShares JapaneFXSG Guggenheim CurrencyShares SingapFXS Guggenheim CurrencyShares SwedisFXF Guggenheim CurrencyShares SwissDEF Guggenheim Defensive Equity ETFDJD Guggenheim Dow Jones IndustrialOEW Guggenheim ETF Trust ETFGPM Guggenheim Enhanced Equity IncomGSY Guggenheim Enhanced Short DuratiFRN Guggenheim Frontier Markets ETFLVL Guggenheim Global Dividend OpporNFO Guggenheim Insider ETFHGI Guggenheim International Multi-AEWEM Guggenheim MSCI Emerging MarketsCUT Guggenheim MSCI Global Timber ETCZA Guggenheim Mid-Cap Core ETFCVY Guggenheim Multi-Asset Income ETRYJ Guggenheim Raymond James SB-1 EqRYU Guggenheim S&P 500 Equal WeightRYE Guggenheim S&P 500 Equal WeightRSP Guggenheim S&P 500 Equal WeightRCD Guggenheim S&P 500 Equal WeightRTM Guggenheim S&P 500 Equal WeightRYT Guggenheim S&P 500 Equal WeightRGI Guggenheim S&P 500 Equal WeightRYH Guggenheim S&P 500 Equal WeightRYF Guggenheim S&P 500 Equal WeightEWRE Guggenheim S&P 500 Equal WeightRHS Guggenheim S&P 500 Equal WeightRPG Guggenheim S&P 500 Pure Growth ERPV Guggenheim S&P 500 Pure Value ETXLG Guggenheim S&P 500 Top 50 ETFCGW Guggenheim S&P Global WaterGHII Guggenheim S&P High Income InfraEWMC Guggenheim S&P MidCap 400 EqualRFG Guggenheim S&P Midcap 400 Pure GRFV Guggenheim S&P Midcap 400 Pure VEWSC Guggenheim S&P SmallCap 600 EquaRZV Guggenheim S&P Smallcap 600 PureRZG Guggenheim S&P Smallcap 600 PureCSD Guggenheim S&P Spin-Off ETFSEA Guggenheim Shipping ETFTAN Guggenheim Solar ETFGOF Guggenheim Strategic OpportunitiGBAB Guggenheim Taxable Municipal ManGTO Guggenheim Total Return Bond ETFGUID Guidance Software, Inc. - Common

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PGC Peapack-Gladstone Financial CorpPSO Pearson, Plc Common StockPEBpD Pebblebrook Hotel Trust 6.375% SPEBpC Pebblebrook Hotel Trust 6.50% SePEB Pebblebrook Hotel Trust Common SPED Pedevco Corp. Common StockPEGA Pegasystems Inc. - Common StockPBA Pembina Pipeline Corp. OrdinaryPCO Pendrell Corporation - Class A CPGH Pengrowth Energy CorporationPENN Penn National Gaming, Inc. - ComPVAC Penn Virginia Corporation - CommPWE Penn West Petroleum LtdPTXP PennTex Midstream Partners, LP -PFLT PennantPark Floating Rate CapitaPNNT PennantPark Investment CorporatiPNTA/CL PennantPark Investment CorporatiPWOD Penns Woods Bancorp, Inc. - CommPEIpB Pennsylvania Real Estate InvestmPEIpA Pennsylvania Real Estate InvestmPEI Pennsylvania Real Estate InvestmPEIpC Pennsylvania Real Estate InvestmPFSI PennyMac Financial Services, IncPMTpA PennyMac Mortgage Investment TruPMT PennyMac Mortgage Investment TruPAG Penske Automotive Group, Inc. CoPNR Pentair plc. Ordinary SharePEN Penumbra, Inc. Common StockPBCT People's United Financial, Inc.PBCTP People's United Financial, Inc.PUB People's Utah Bancorp - Common SPEBO Peoples Bancorp Inc. - Common StPEBK Peoples Bancorp of North CarolinPFBX Peoples Financial Corporation -PFIS Peoples Financial Services Corp.PEP Pepsico, Inc. Common StockPRCP Perceptron, Inc. - Common StockPPHM Peregrine Pharmaceuticals Inc. -PPHMP Peregrine Pharmaceuticals Inc. -PRFT Perficient, Inc. - Common StockPFGC Performance Food Group Company CPFMT Performant Financial CorporationPERF Perfumania Holdings, Inc - CommoPERI Perion Network Ltd - ordinary shHYLD Peritus High Yield ETFPKI PerkinElmer, Inc. Common StockPESI Perma-Fix Environmental ServicesPPIH Perma-Pipe International Holding

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PXD Pioneer Natural Resources CompanPPSI Pioneer Power Solutions, Inc. -PJC Piper Jaffray Companies Common SPBIpB Pitney Bowes Inc 6.70% Notes DuePBI Pitney Bowes Inc. Common StockPXLW Pixelworks, Inc. - Common StockPAA Plains All American Pipeline, L.PAGP Plains Group Holdings, L.P. ClasPLNT Planet Fitness, Inc. Common StocPLPM Planet Payment, Inc. - Common StPLT Plantronics, Inc. Common StockPAH Platform Specialty Products CorpPLG Platinum Group Metals Ltd. OrdinPLYA Playa Hotels & Resorts N.V. - OrPLYAW Playa Hotels & Resorts N.V. - WaPLXS Plexus Corp. - Common StockPLUG Plug Power, Inc. - Common StockPLBC Plumas Bancorp - Common StockPSTI Pluristem Therapeutics, Inc. - CPGEM Ply Gem Holdings, Inc. Common StPLYM Plymouth Industrial REIT, Inc. CPBSK Poage Bankshares, Inc. - CommonPNTR Pointer Telocation Ltd. - OrdinaPCOM Points International, Ltd. - ComPOLA Polar Power, Inc. - Common StockPII Polaris Industries Inc. Common SCOOL PolarityTE, Inc. - Common StockPOL PolyOne Corporation Common StockPLM Polymet Mining Corporation OrdinPOOL Pool Corporation - Common StockPOPE Pope Resources - Limited PartnerBPOP Popular, Inc. - Common StockBPOPN Popular, Inc. - Popular CapitalBPOPM Popular, Inc. - Popular CapitalPBIB Porter Bancorp, Inc. - Common StPOR Portland General Electric Co ComPTLA Portola Pharmaceuticals, Inc. -POST Post Holdings, Inc. Common StockPOT Potash Corporation of SaskatchewPBPB Potbelly Corporation - Common StPCH Potlatch Corporation - Common StPOWL Powell Industries, Inc. - CommonPOWI Power Integrations, Inc. - CommoPW Power REIT (MD) Common StockPWpA Power REIT 7.75% Series A CumulaPLW PowerShares 1-30 Laddered TreasuPSR PowerShares Active U.S. Real EstPPA PowerShares Aerospace & Defense

PSMB PowerShares Balanced Multi-AssetPKW PowerShares BuyBack Achievers PoPCEF PowerShares CEF Income CompositePWZ PowerShares California AMT-FreeDSUM PowerShares Chinese Yuan Dim SumPZD PowerShares Cleantech PortfolioPSMC PowerShares Conservative Multi-ACNTR PowerShares Contrarian OpportuniDBA PowerShares DB Agriculture FundDBB PowerShares DB Base Metals FundDBC PowerShares DB Commodity Index TDBE PowerShares DB Energy FundDBV PowerShares DB G10 Currency HarvDGL PowerShares DB Gold FundDBO PowerShares DB Oil FundDBP PowerShares DB Precious Metals FDBS PowerShares DB Silver FundUDN PowerShares DB USD Index BearishUUP PowerShares DB USD Index BullishPYZ PowerShares DWA Basic MaterialsPEZ PowerShares DWA Consumer CyclicaPSL PowerShares DWA Consumer StaplesPIZ PowerShares DWA Developed MarketPIE PowerShares DWA Emerging MarketsPXI PowerShares DWA Energy MomentumPFI PowerShares DWA Financial MomentPTH PowerShares DWA Healthcare MomenPRN PowerShares DWA Industrials MomeDWLV PowerShares DWA Momentum & Low VPDP PowerShares DWA Momentum PortfolDWAQ PowerShares DWA NASDAQ MomentumDWAS PowerShares DWA SmallCap MomentuDWIN PowerShares DWA Tactical Multi-ADWTR PowerShares DWA Tactical SectorPTF PowerShares DWA Technology MomenPUI PowerShares DWA Utilities MomentFXEP PowerShares Developed EuroPacifiPFM PowerShares Dividend Achievers PPBE PowerShares Dynamic Biotech &GenPKB PowerShares Dynamic Build & ConsPXE PowerShares Dynamic Energy E&PPBJ PowerShares Dynamic Food & BeverPWB PowerShares Dynamic LargeCap GroPWV PowerShares Dynamic LargeCap ValPEJ PowerShares Dynamic Leisure & EnPBS PowerShares Dynamic MediaPXQ PowerShares Dynamic NetworkingPXJ PowerShares Dynamic Oil Services

PJP PowerShares Dynamic PharmaceuticPMR PowerShares Dynamic RetailPSI PowerShares Dynamic SemiconductoPSJ PowerShares Dynamic SoftwarePCY PowerShares Emerging Markets SovFXEU PowerShares Europe Currency HedgBKLN PowerShares Exchange-Traded FundIDLB PowerShares FTSE International LPAF PowerShares FTSE RAFI Asia PacifPXF PowerShares FTSE RAFI DevelopedPDN PowerShares FTSE RAFI DevelopedPXH PowerShares FTSE RAFI Emerging MPRFZ PowerShares FTSE RAFI US 1500 SmPGF PowerShares Financial PreferredPFIG PowerShares Fundamental InvestmePAGG PowerShares Global Agriculture PPBD PowerShares Global Clean EnergyPXR PowerShares Global Emerging MarkPSAU PowerShares Global Gold & PrecioPGHY PowerShares Global Short Term HiPIO PowerShares Global Water PortfolPGJ PowerShares Golden Dragon ChinaPSMG PowerShares Growth Multi-Asset APHB PowerShares High Yield CorporatePEY PowerShares High Yield Equity DiPIN PowerShares India PortfolioIPKW PowerShares International BuyBacPICB PowerShares International CorporPID PowerShares International DivideFXJP PowerShares Japan Currency HedgeKBWB PowerShares KBW Bank PortfolioKBWD PowerShares KBW High Dividend YiKBWY PowerShares KBW Premium Yield EqKBWP PowerShares KBW Property & CasuaKBWR PowerShares KBW Regional BankingLDRI PowerShares LadderRite 0-5 YearPSP PowerShares Listed Private EquitPSMM PowerShares Moderately ConservatLALT PowerShares Multi-Strategy AlterPNQI PowerShares Nasdaq Internet PortPZA PowerShares National AMT-Free MuPZT PowerShares New York AMT-Free MuPDBC PowerShares Optimum Yield DiversPGX PowerShares Preferred PortfolioQQQ PowerShares QQQ Trust, Series 1EQAL PowerShares Russell 1000 Equal WUSLB PowerShares Russell 1000 Low BetEQWS PowerShares Russell 2000 Equal W

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PRAN Prana Biotechnology Ltd - AmericPX Praxair, Inc. Common StockPDS Precision Drilling Corporation CAPTS Preferred Apartment Communities,PFBC Preferred Bank - Common StockPIY Preferred Plus Trust (Ser CZN) PPLPC Preformed Line Products CompanyPFBI Premier Financial Bancorp, Inc.PINC Premier, Inc. - Class A Common STCTL Premise Capital Frontier AdvantaLENS Presbia PLC - Ordinary SharesPSDO Presidio, Inc. - Common StockPBH Prestige Brand Holdings, Inc. CoPVG Pretium Resources, Inc. OrdinaryPSMT PriceSmart, Inc. - Common StockPBMD Prima BioMed Ltd - American DepoPNRG PrimeEnergy Corporation - CommonPRI Primerica, Inc. Common StockPPP Primero Mining Corp. New CommonPRMW Primo Water Corporation - CommonPRIM Primoris Services Corporation -GDVD Principal Active Global DividendYLD Principal Exchange-Traded FundsPFG Principal Financial Group Inc CoBTEC Principal Healthcare InnovatorsGENY Principal Millennials Index ETFPSET Principal Price Setters Index ETPGZ Principal Real Estate Income FunPY Principal Shareholder Yield IndePSC Principal U.S. Small Cap Index EPVTB PrivateBancorp, Inc. - Common StPVTBP PrivateBancorp, Inc. - PrivateBaPVTD PrivateBancorp, Inc. 7.125% SuboPDEX Pro-Dex, Inc. - Common StockPRA ProAssurance Corporation CommonPLD ProLogis, Inc. Common StockPUMP ProPetro Holding Corp. Common StPRPH ProPhase Labs, Inc. - Common StoPRQR ProQR Therapeutics N.V. - OrdinaWYDE ProShares CDS Short North AmericTOLZ ProShares DJ Brookfield Global IGGOV ProShares German Sovereign Sub SPEX ProShares Global Listed PrivateHDG ProShares Hedge Replication ETFHGEU ProShares Hedged FTSE Europe ETFHGJP ProShares Hedged FTSE Japan ETFHYHG ProShares High Yield Interest RaRINF ProShares Inflation Expectations

IGHG ProShares Investment Grade-InterOILK ProShares K-1 Free Crude Oil StrCSM ProShares Large Cap Core PlusEMDV ProShares MSCI Emerging MarketsEUDV ProShares MSCI Europe Dividend GFUT ProShares Managed Futures StrateMRGR ProShares Merger ETFALTS ProShares Morningstar AlternativRALS ProShares RAFI Long Short ETFSMDV ProShares Russell 2000 DividendNOBL ProShares S&P 500 Dividend AristSPXE ProShares S&P 500 Ex-Energy ETFSPXN ProShares S&P 500 Ex-FinancialsSPXV ProShares S&P 500 Ex-Health CareSPXT ProShares S&P 500 Ex-TechnologyREGL ProShares S&P MidCap 400 DividenTBF ProShares Short 20+ Year TreasurTBX ProShares Short 7 10 Year TreasuDOG ProShares Short Dow30EUFX ProShares Short EuroYXI ProShares Short FTSE China 50SEF ProShares Short FinancialsSJB ProShares Short High YieldEFZ ProShares Short MSCI EAFEEUM ProShares Short MSCI Emerging MaMYY ProShares Short MidCap400DDG ProShares Short Oil & GasPSQ ProShares Short QQQREK ProShares Short Real EstateRWM ProShares Short Russell2000KRS ProShares Short S&P Regional BanSH ProShares Short S&P500SBB ProShares Short SmallCap600EMSH ProShares Short Term USD EmerginSVXY ProShares Short VIX Short Term FEFAD ProShares Trust ProShares MSCI EUVXY ProShares Trust Ultra VIX ShortVIXM ProShares Trust VIX Mid-Term FutVIXY ProShares Trust VIX Short-Term FCOBO ProShares USD Covered BondUBT ProShares Ultra 20+ Year TreasurUST ProShares Ultra 7-10 Year TreasuUYM ProShares Ultra Basic MaterialsUCO ProShares Ultra Bloomberg CrudeBOIL ProShares Ultra Bloomberg NaturaUGE ProShares Ultra Consumer GoodsUCC ProShares Ultra Consumer ServiceDDM ProShares Ultra Dow30

ULE ProShares Ultra EuroXPP ProShares Ultra FTSE China 50UPV ProShares Ultra FTSE EuropeUYG ProShares Ultra FinancialsUGL ProShares Ultra GoldGDXX ProShares Ultra Gold Miners ETFRXL ProShares Ultra Health CareUJB ProShares Ultra High Yield ETFUXI ProShares Ultra IndustrialsGDJJ ProShares Ultra Junior MinersUBR ProShares Ultra MSCI Brazil CappEFO ProShares Ultra MSCI EAFEEET ProShares Ultra MSCI Emerging MaEZJ ProShares Ultra MSCI JapanUMX ProShares Ultra MSCI Mexico CappMVV ProShares Ultra MidCap400BIB ProShares Ultra Nasdaq BiotechnoDIG ProShares Ultra Oil & GasUOP ProShares Ultra Oil & Gas ExplorQLD ProShares Ultra QQQURE ProShares Ultra Real EstateUWM ProShares Ultra Russell2000KRU ProShares Ultra S&P Regional BanSSO ProShares Ultra S&P500USD ProShares Ultra SemiconductorsAGQ ProShares Ultra SilverSAA ProShares Ultra SmallCap600ROM ProShares Ultra TechnologyLTL ProShares Ultra TelecommunicatioUPW ProShares Ultra UtilitiesYCL ProShares Ultra YenOILU ProShares UltraPro 3x Crude OilOILD ProShares UltraPro 3x Short CrudUDOW ProShares UltraPro Dow30FINU ProShares UltraPro Financial SelTQQQ ProShares UltraPro QQQURTY ProShares UltraPro Russell2000UPRO ProShares UltraPro S&P 500TTT ProShares UltraPro Short 20 YearFINZ ProShares UltraPro Short FinanciZBIO ProShares UltraPro Short NASDAQSQQQ ProShares UltraPro Short QQQSRTY ProShares UltraPro Short RussellSPXU ProShares UltraPro Short S&P500TBZ ProShares UltraShort 3 7 Year TrCROC ProShares UltraShort AustralianSMN ProShares UltraShort Basic MaterSCO ProShares UltraShort Bloomberg C

KOLD ProShares UltraShort Bloomberg NSZK ProShares UltraShort Consumer GoSCC ProShares UltraShort Consumer SeDXD ProShares UltraShort Dow30EUO ProShares UltraShort EuroEPV ProShares UltraShort FTSE EuropeSKF ProShares UltraShort FinancialsGLL ProShares UltraShort GoldGDXS ProShares UltraShort Gold MinersRXD ProShares UltraShort Health CareSIJ ProShares UltraShort IndustrialsTBT ProShares UltraShort Lehman 20 YPST ProShares UltraShort Lehman 7-10BZQ ProShares UltraShort MSCI BrazilEFU ProShares UltraShort MSCI EAFEEEV ProShares UltraShort MSCI EmergiEWV ProShares UltraShort MSCI JapanSMK ProShares UltraShort MSCI MexicoMZZ ProShares UltraShort MidCap400BIS ProShares UltraShort Nasdaq BiotDUG ProShares UltraShort Oil & GasSOP ProShares UltraShort Oil & Gas EQID ProShares UltraShort QQQSRS ProShares UltraShort Real EstateTWM ProShares UltraShort Russell2000SDS ProShares UltraShort S&P500SSG ProShares UltraShort SemiconductZSL ProShares UltraShort SilverSDD ProShares UltraShort SmallCap600TPS ProShares UltraShort TIPSREW ProShares UltraShort TechnologySDP ProShares UltraShort UtilitiesYCS ProShares UltraShort Yen NewFXP ProShares Ultrashort FTSE ChinaPG Procter & Gamble Company (The) CIPDN Professional Diversity Network,PFIE Profire Energy, Inc. - Common StPGNX Progenics Pharmaceuticals Inc. -PRGS Progress Software Corporation -PGR Progressive Corporation (The) CoPFPT Proofpoint, Inc. - Common StockUBIO Proshares UltraPro Nasdaq BiotecPSEC Prospect Capital Corporation - CPBB Prospect Capital Corporation 6.2PB Prosperity Bancshares, Inc. CommPTGX Protagonist Therapeutics, Inc. -PLX Protalix BioTherapeutics, Inc. (PLpE Protective Life Corporation 6.00

PLpC Protective Life Corporation 6.25PRTO Proteon Therapeutics, Inc. - ComPTI Proteostasis Therapeutics, Inc.PRTA Prothena Corporation plc - OrdinPRLB Proto Labs, Inc. Common stockPVBC Provident Bancorp, Inc. - CommonPROV Provident Financial Holdings, InPFS Provident Financial Services, InPBIP Prudential Bancorp, Inc. - CommoPFK Prudential Financial Inflation-LPRH Prudential Financial, Inc. 5.70%PJH Prudential Financial, Inc. 5.75%PRU Prudential Financial, Inc. CommoGHY Prudential Global Short DurationPUKpA Prudential Public Limited CompanPUK Prudential Public Limited CompanPUKp Prudential Public Limited CompanISD Prudential Short Duration High YPMD Psychemedics Corporation - CommoPEG Public Service Enterprise GroupPSA Public Storage Common StockPSApS Public Storage DEP SH REPSTG PFDPSApZ Public Storage Dep Shs RepresentPSApY Public Storage Dep Shs Repstg 1/PSApV Public Storage Dep Shs Repstg 1/PSApC Public Storage Depositary SharesPSApA Public Storage Depositary SharesPSApX Public Storage Depositary SharesPSApU Public Storage Depositary SharesPSApD Public Storage Depositary SharesPSApE Public Storage Depositary SharesPSApB Public Storage Depositary SharesPSApW Public Storage Depositary SharesPSApF Public Storage Depositary SharesPSApT Public Storage Depository SharesPULM Pulmatrix, Inc. - Common StockPLSE Pulse Biosciences, Inc - CommonPHM PulteGroup, Inc. Common StockPBYI Puma Biotechnology Inc - CommonPCYO Pure Cycle Corporation - CommonPSTG Pure Storage, Inc. Class A CommoIMED PureFunds ETFx HealthTech ETFBIGD PureFunds ISE Big Data ETFHACK PureFunds ISE Cyber Security ETFSILJ PureFunds ISE Junior Silver (SmaIPAY PureFunds ISE Mobile Payments ETFINQ Purefunds Solactive FinTech ETFPCF Putnam High Income Securities Fu

PMM Putnam Managed Municipal IncomePIM Putnam Master Intermediate IncomPMO Putnam Municipal Opportunities TPPT Putnam Premier Income Trust CommPXS Pyxis Tankers Inc. - Common StocPZN Pzena Investment Management IncQTWO Q2 Holdings, Inc. Common StockQADA QAD Inc. - Class A Common StockQADB QAD Inc. - Common StockQCRH QCR Holdings, Inc. - Common StocQEP QEP Resources, Inc. Common StockQIWI QIWI plc - American Depositary SQTS QTS Realty Trust, Inc. Class A CQCOM QUALCOMM Incorporated - Common SQGEN Qiagen N.V. - Common SharesQRVO Qorvo, Inc. - Common StockQUAD Quad Graphics, Inc Class A CommoKWR Quaker Chemical Corporation CommQCP Quality Care Properties, Inc. CoQSII Quality Systems, Inc. - Common SQBAK Qualstar Corporation - Common StQLYS Qualys, Inc. - Common StockNX Quanex Building Products CorporaDIVA QuantShares Hedged Dividend IncoCHEP QuantShares U.S. Market NeutralBTAL QuantShares U.S. Market NeutralSIZ QuantShares U.S. Market NeutralMOM QuantShares U.S. Market NeutralXUSA QuantX Dynamic Beta US Equity ETQXGG QuantX Risk Managed Growth ETF EQXTR QuantX Risk Managed Multi-AssetQXMI QuantX Risk Managed Multi-AssetQXRR QuantX Risk Managed Real ReturnPWR Quanta Services, Inc. Common StoQTNA Quantenna Communications, Inc. -QTM Quantum Corporation Common StockQTRH Quarterhill Inc. - Common SharesDGX Quest Diagnostics Incorporated CQRHC Quest Resource Holding CorporatiQUIK QuickLogic Corporation - CommonQDEL Quidel Corporation - Common StocQNST QuinStreet, Inc. - Common StockQPAC Quinpario Acquisition Corp. 2 -QPACU Quinpario Acquisition Corp. 2 -QPACW Quinpario Acquisition Corp. 2 -Q Quintiles IMS Holdings, Inc. ComQUMU Qumu Corporation - Common StockQHC Quorum Health Corporation Common

QTNT Quotient Limited - Ordinary SharQUOT Quotient Technology Inc. CommonCTY Qwest Corporation 6.125% Notes dCTBB Qwest Corporation 6.5% Notes dueCTZ Qwest Corporation 6.625% Notes dCTDD Qwest Corporation 6.75% Notes duCTV Qwest Corporation 6.875% Notes dCTAA Qwest Corporation 7% Notes due 2CTU Qwest Corporation 7.00% Notes duCTX Qwest Corporation 7.00% Notes duCTW Qwest Corporation 7.50% Notes duRRD R.R. Donnelley & Sons Company CoRCM R1 RCM Inc. - Common StockRADA RADA Electronic Industries Ltd.RFTA RAIT Financial Trust 7.125% SeniRFT RAIT Financial Trust 7.625% SeniRASpA RAIT Financial Trust 7.75% SerieRASpB RAIT Financial Trust 8.375% SeriRASpC RAIT Financial Trust 8.875% SeriRAS RAIT Financial Trust New CommonROLL RBC Bearings Incorporated - CommRICK RCI Hospitality Holdings, Inc. -RCMT RCM Technologies, Inc. - CommonRMAX RE/MAX Holdings, Inc. Class A CoRGNX REGENXBIO Inc. - Common StockRWC RELM Wireless Corporation CommonRENX RELX N.V. American Depositary ShRELX RELX PLC PLC American DepositaryRCG RENN Fund, Inc Common StockREVG REV Group, Inc. Common StockREX REX American Resources CorporatiGHS REX Gold Hedged S&P 500 ETFVMIN REX VolMAXX Inverse VIX Weekly FVMAX REX VolMAXX Long VIX Weekly FutuRFIL RF Industries, Ltd. - Common StoRGCO RGC Resources Inc. - Common StocRH RH Common StockRLI RLI Corp. Common StockRLJE RLJ Entertainment, Inc. - CommonRLJ RLJ Lodging Trust Common SharesRMGN RMG Networks Holding CorporationRIF RMR Real Estate Income Fund (MD)ROBO ROBO Global Robotics and AutomatRES RPC, Inc. Common StockRPM RPM International Inc. Common StRPXC RPX Corporation - Common StockRSPP RSP Permian, Inc. Common StockRTIX RTI Surgical, Inc. - Common Stoc

RXII RXi Pharmaceuticals CorporationRXIIW RXi Pharmaceuticals CorporationRARX Ra Pharmaceuticals, Inc. - CommoRDNT RadNet, Inc. - Common StockRDCM Radcom Ltd. - Ordinary SharesRSYS RadiSys Corporation - Common StoRDN Radian Group Inc. Common StockRLGTpA Radiant Logistics, Inc. 9.75% SeRLGT Radiant Logistics, Inc. Common SRDUS Radius Health, Inc. - Common StoRDWR Radware Ltd. - Ordinary SharesRL Ralph Lauren Corporation CommonMETC Ramaco Resources, Inc. - CommonRMBS Rambus, Inc. - Common StockRPT Ramco-Gershenson Properties TrusRPTpD Ramco-Gershenson Properties TrusRAND Rand Capital Corporation - CommoRLOG Rand Logistics, Inc. - Common StGOLD Randgold Resources Limited - AmeRNDB Randolph Bancorp, Inc. - CommonRRC Range Resources Corporation CommHDGE Ranger Equity Bear Bear ETFRPD Rapid7, Inc. - Common StockRAVE Rave Restaurant Group, Inc. - CoRAVN Raven Industries, Inc. - CommonRJF Raymond James Financial, Inc. CoRYAMpA Rayonier Advanced Materials Inc.RYAM Rayonier Advanced Materials Inc.RYN Rayonier Inc. REIT Common StockRTN Raytheon Company Common StockRWLK ReWalk Robotics Ltd - Ordinary SRDI Reading International Inc - ClasRDIB Reading International Inc - ClasXLRE Real Estate Select Sector SPDR FRGSE Real Goods Solar, Inc. - Class ARELY Real Industry, Inc. - Common StoRNWK RealNetworks, Inc. - Common StocRP RealPage, Inc. - Common StockRLGY Realogy Holdings Corp. Common StO Realty Income Corporation CommonDFND Realty Shares DIVCON Dividend DeGARD Realty Shares DIVCON Dividend GuLEAD Realty Shares DIVCON Leaders DivDIVY Realty Shares DIVS ETFRETA Reata Pharmaceuticals, Inc. - ClUTG Reaves Utility Income Fund CommoRCON Recon Technology, Ltd. - OrdinarREPH Recro Pharma, Inc. - Common Stoc

RHT Red Hat, Inc. Common StockRLH Red Lions Hotels Corporation ComRRGB Red Robin Gourmet Burgers, Inc.RRR Red Rock Resorts, Inc. - Class ARDHL Redhill Biopharma Ltd. - AmericaRWT Redwood Trust, Inc. Common StockREED Reeds, Inc. Common StockRBC Regal Beloit Corporation CommonRGC Regal Entertainment Group ClassREG Regency Centers Corporation CommREGpG Regency Centers Corporation PfdREGN Regeneron Pharmaceuticals, Inc.RM Regional Management Corp. CommonRF Regions Financial Corporation CoRFpB Regions Financial Corporation DeRFpA Regions Financial Corporation DeRGS Regis Corporation Common StockRGLS Regulus Therapeutics Inc. - CommRZA Reinsurance Group of America, InRGA Reinsurance Group of America, InRZB Reinsurance Group of America, InREIS Reis, Inc - Common StockRS Reliance Steel & Aluminum Co. CoRELV Reliv' International, Inc. - ComMARK Remark Holdings, Inc. - Common SIPOS Renaissance Capital Greenwich FuIPO Renaissance IPO ETFRNRpE RenaissanceRe Holdings Ltd. 5.37RNRpC RenaissanceRe Holdings Ltd. 6.08RNR RenaissanceRe Holdings Ltd. CommRNST Renasant Corporation - Common StSOL Renesola Ltd. American DepsitaryREGI Renewable Energy Group, Inc. - CRNVA Rennova Health, Inc. - Common StRNVAZ Rennova Health, Inc. - WarrantRENN Renren Inc. American DepositaryRCII Rent-A-Center Inc. - Common StocRTK Rentech, Inc. - Common StockRGEN Repligen Corporation - Common StRPRX Repros Therapeutics Inc. - CommoRBCAA Republic Bancorp, Inc. - Class AFRBK Republic First Bancorp, Inc. - CRSG Republic Services, Inc. Common SRMD ResMed Inc. Common StockREFR Research Frontiers IncorporatedREN Resolute Energy Corporation ComoRFP Resolute Forest Products Inc. CoRESN Resonant Inc. - Common Stock

RSOpA Resource Capital Corp. 8.50% SerRSOpB Resource Capital Corp. Pfd Ser BRSOpC Resource Capital Corp. PreferredRSO Resource Capital Corp. ResourceRECN Resources Connection, Inc. - ComQSR Restaurant Brands InternationalROIC Retail Opportunity Investments CRPAI Retail Properties of America, InRPAIpA Retail Properties of America, InRVP Retractable Technologies, Inc. CRTRX Retrophin, Inc. - Common StockRVNC Revance Therapeutics, Inc. - ComRVEN Reven Housing REIT, Inc. - CommoREV Revlon, Inc. New Common StockRVLT Revolution Lighting TechnologiesREXX Rex Energy Corporation - CommonRNN Rexahn Pharmaceuticals, Inc. ComREXRpA Rexford Industrial Realty, Inc.REXR Rexford Industrial Realty, Inc.RXN Rexnord Corporation Common StockRXNpA Rexnord Corporation Depositary SRAI Reynolds American Inc Common StoRICE Rice Energy Inc. Common StockRMP Rice Midstream Partners LP CommoRIBT RiceBran Technologies - Common SRIBTW RiceBran Technologies - WarrantRELL Richardson Electronics, Ltd. - CRIC Richmont Mines, Inc. Common StocRNET RigNet, Inc. - Common StockRIGL Rigel Pharmaceuticals, Inc. - CoNAME Rightside Group, Ltd. - Common SREI Ring Energy, Inc. Common StockRNG Ringcentral, Inc. Class A CommonRIO Rio Tinto Plc Common StockRBA Ritchie Bros. Auctioneers IncorpRAD Rite Aid Corporation Common StocRTTR Ritter Pharmaceuticals, Inc. - CRFCI RiverFront Dynamic Core Income ERFDA RiverFront Dynamic US Dividend ARFFC RiverFront Dynamic US Flex-Cap ERFUN RiverFront Dynamic UnconstrainedRIGS RiverFront Strategic Income FundRIV RiverNorth Opportunities Fund, IOPP RiverNorth/DoubleLine StrategicRVSB Riverview Bancorp Inc - Common SRRTS Roadrunner Transportation SystemRHI Robert Half International Inc. CFUEL Rocket Fuel Inc. - Common Stock

ROK Rockwell Automation, Inc. CommonCOL Rockwell Collins, Inc. Common StRMTI Rockwell Medical, Inc. - CommonRCKY Rocky Brands, Inc. - Common StocRMCF Rocky Mountain Chocolate FactoryRCI Rogers Communication, Inc. CommoROG Rogers Corporation Common StockROKA Roka Bioscience, Inc. - Common SROL Rollins, Inc. Common StockROP Roper Technologies, Inc. CommonROSE Rosehill Resources Inc. - ClassROSEU Rosehill Resources Inc. - UnitROSEW Rosehill Resources Inc. - WarranROSG Rosetta Genomics Ltd. - OrdinaryRST Rosetta Stone Rosetta Stone, IncROST Ross Stores, Inc. - Common StockRDC Rowan Companies plc Class A OrdiRBPAA Royal Bancshares of PennsylvaniaRYpS Royal Bank Of Canada 5.50% Non-CRYpT Royal Bank Of Canada 6.750% FixeRY Royal Bank Of Canada Common StocRBSpL Royal Bank of Scotland Group PlcRBS Royal Bank of Scotland Group PlcRBSpS Royal Bank of Scotland Group PlcRBSpH Royal Bank of Scotland Group PlcRBSpF Royal Bank of Scotland Group PlcRCL Royal Caribbean Cruises Ltd. ComRDS/A Royal Dutch Shell PLC Royal DutcRDS/B Royal Dutch Shell PLC Royal DutcRGLD Royal Gold, Inc. - Common StockRGT Royce Global Value Trust, Inc. CRMT Royce Micro-Cap Trust, Inc. CommRVT Royce Value Trust, Inc. Common SRBCN Rubicon Technology, Inc. - CommoRT Ruby Tuesday, Inc. Common StockRTEC Rudolph Technologies, Inc. CommoRUSHA Rush Enterprises, Inc. - Class ARUSHB Rush Enterprises, Inc. - Class BRUTH Ruth's Hospitality Group, Inc. -RYAAY Ryanair Holdings plc - AmericanR Ryder System, Inc. Common StockRYI Ryerson Holding Corporation CommRHP Ryman Hospitality Properties, InSPGI S&P Global Inc. Common StockSTBA S&T Bancorp, Inc. - Common StockSANW S&W Seed Company - Common StockSAEX SAExploration Holdings, Inc. - CSAP SAP SE ADS

SBFG SB Financial Group, Inc. - CommoSBFGP SB Financial Group, Inc. - DeposSBAC SBA Communications Corporation -SCG SCANA Corporation Common StockSCEpG SCE Trust II Trust Preferred SecSCEpH SCE Trust III Fixed/Floating RatSAIC SCIENCE APPLICATIONS INTERNATIONSCYX SCYNEXIS, Inc. - Common StockCKH SEACOR Holdings Inc. Common StocSMHI SEACOR Marine Holdings Inc. CommSEIC SEI Investments Company - CommonSGBX SG Blocks IncSGOC SGOCO Group, Ltd - Ordinary SharSIFI SI Financial Group, Inc. - CommoSIF SIFCO Industries, Inc. Common StSHI SINOPEC Shangai Petrochemical CoSITO SITO Mobile, Ltd. - Common StockSJW SJW Group Common Stock (DE)SKM SK Telecom Co., Ltd. Common StocSLG SL Green Realty Corporation CommSLGpI SL Green Realty Corporation PrefSLM SLM Corporation - Common StockSLMBP SLM Corporation - Floating RateSM SM Energy Company Common StockSGH SMART Global Holdings, Inc. - OrSMTX SMTC Corporation - Common StockSORL SORL Auto Parts, Inc. - Common SSP SP Plus Corporation - Common StoSGRP SPAR Group, Inc. - Common StockSRLN SPDR Blackstone GSO Senior LoanSIPE SPDR Bloomberg Barclays 0-5 YearTIPX SPDR Bloomberg Barclays 1-10 YeaBIL SPDR Bloomberg Barclays 1-3 MontBNDS SPDR Bloomberg Barclays AggregatCWB SPDR Bloomberg Barclays ConvertiEBND SPDR Bloomberg Barclays EmergingJNK SPDR Bloomberg Barclays High YieITR SPDR Bloomberg Barclays IntermedITE SPDR Bloomberg Barclays IntermedIBND SPDR Bloomberg Barclays InternatBWX SPDR Bloomberg Barclays Intl TreFLRN SPDR Bloomberg Barclays InvestmeCBND SPDR Bloomberg Barclays Issuer STLO SPDR Bloomberg Barclays Long TerLWC SPDR Bloomberg Barclays Long TerMBG SPDR Bloomberg Barclays MortgageSCPB SPDR Bloomberg Barclays Short TeBWZ SPDR Bloomberg Barclays Short Te

SJNK SPDR Bloomberg Barclays Short TeSST SPDR Bloomberg Barclays Short TeIPE SPDR Bloomberg Barclays TIPS ETFCJNK SPDR BofA Merrill Lynch CrossoveWIP SPDR Citi International GovernmeFEZ SPDR DJ Euro STOXX 50 EtfFEU SPDR DJ STOXX 50 EtfRWO SPDR DJ Wilshire Global Real EstRWX SPDR DJ Wilshire Intl Real EstatRWR SPDR DJ Wilshire REIT ETFDWFI SPDR Dorsey Wright Fixed IncomeEMTL SPDR DoubleLine Emerging MarketsSTOT SPDR DoubleLine Short Duration TTOTL SPDR DoubleLine Total Return TacDIA SPDR Dow Jones Industrial AveragHFEZ SPDR EURO STOXX 50 Currency HedgSMEZ SPDR EURO STOXX Small Cap ETFXITK SPDR FactSet Innovative TechnoloDGT SPDR Global Dow ETF (based on ThGLD SPDR Gold TrustGLDW SPDR Long Dollar Gold TrustSYE SPDR MFS Systematic Core EquitySYG SPDR MFS Systematic Growth EquitSYV SPDR MFS Systematic Value EquityMTK SPDR MS TechnologyACIM SPDR MSCI ACWI IMI ETFLOWC SPDR MSCI ACWI Low Carbon TargetCWI SPDR MSCI ACWI ex-US ETFQAUS SPDR MSCI Australia StrategicFacQCAN SPDR MSCI Canada StrategicFactorXINA SPDR MSCI China A Shares IMI ETFEFAX SPDR MSCI EAFE Fossil Fuel ReserQEFA SPDR MSCI EAFE StrategicFactorsEEMX SPDR MSCI Emerging Markets FuelQEMM SPDR MSCI Emerging Markets StratQDEU SPDR MSCI Germany StrategicFactoQJPN SPDR MSCI Japan StrategicFactorsQESP SPDR MSCI Spain StrategicFactorsQUS SPDR MSCI USA StrategicFactors EQGBR SPDR MSCI United Kingdom StrategQWLD SPDR MSCI World StrategicFactorsMDY SPDR MidCap Trust Series ITFI SPDR Nuveen Bloomberg Barclays MSHM SPDR Nuveen Bloomberg Barclays SHYMB SPDR Nuveen S&P High Yield MunicONEK SPDR Russell 1000 ETFONEV SPDR Russell 1000 Low VolatilityONEO SPDR Russell 1000 Momentum Focus

ONEY SPDR Russell 1000 Yield Focus ETTWOK SPDR Russell 2000 ETFTHRK SPDR Russell 3000 ETFSMD SPDR S&P 1000 ETFMMTM SPDR S&P 1500 Momentum Tilt ETFVLU SPDR S&P 1500 Value Tilt ETFMDYG SPDR S&P 400 Mid Cap Growth ETFMDYV SPDR S&P 400 Mid Cap Value ETF (SPY SPDR S&P 500SPYB SPDR S&P 500 Buyback ETFSPYX SPDR S&P 500 Fossil Fuel ReserveSPYG SPDR S&P 500 Growth ETF (based oSPYD SPDR S&P 500 High Dividend ETFSPYV SPDR S&P 500 Value ETF (based onSLY SPDR S&P 600 Small Cap ETF (baseSLYG SPDR S&P 600 Small Cap Growth ETSLYV SPDR S&P 600 Small Cap Value ETFXAR SPDR S&P Aerospace & Defense ETFKBE SPDR S&P Bank ETFKCE SPDR S&P Capital Markets ETFGXC SPDR S&P China ETFSDY SPDR S&P Dividend ETFGMF SPDR S&P Emerging Asia Pacific EGUR SPDR S&P Emerging Europe ETFGML SPDR S&P Emerging Latin AmericaEDIV SPDR S&P Emerging Markets DivideGMM SPDR S&P Emerging Markets ETFEWX SPDR S&P Emerging Markets SmallWDIV SPDR S&P Global DividendGII SPDR S&P Global Infrastructure EGNR SPDR S&P Global Natural ResourceXHE SPDR S&P Health Care EquipmentXHS SPDR S&P Health Care Services ETKIE SPDR S&P Insurance ETFIPD SPDR S&P International ConsumerIPS SPDR S&P International ConsumerHDWX SPDR S&P International DividendDWX SPDR S&P International DividendIPW SPDR S&P International Energy SeIPF SPDR S&P International FinancialIRY SPDR S&P International Health CaIPN SPDR S&P International IndustriaIRV SPDR S&P International MaterialsGWX SPDR S&P International SmallCapIPK SPDR S&P International TechnologIST SPDR S&P International TelecommuIPU SPDR S&P International UtilitiesXWEB SPDR S&P Internet ETF

XME SPDR S&P Metals & Mining ETFGAF SPDR S&P Middle East & Africa ETNANR SPDR S&P North American NaturalXOP SPDR S&P Oil & Gas Explor & ProdXPH SPDR S&P Pharmaceuticals ETFKRE SPDR S&P Regional Banking ETFXRT SPDR S&P Retail ETFRBL SPDR S&P Russia ETFXSD SPDR S&P Semiconductor ETFXSW SPDR S&P Software & Services ETFXTH SPDR S&P Technology Hardware ETFXTL SPDR S&P Telecom ETFXTN SPDR S&P Transportation ETFGWL SPDR S&P World ex-US ETFLGLV SPDR SSGA US Large Cap Low VolatSMLV SPDR SSGA US Small Cap Low VolatGAL SPDR SSgA Global Allocation ETFINKM SPDR SSgA Income Allocation ETFRLY SPDR SSgA Multi Asset Real ReturULST SPDR SSgA Ultra Short Term BondXLP SPDR Select Sector Fund - ConsumXLY SPDR Select Sector Fund - ConsumXLE SPDR Select Sector Fund - EnergyXLF SPDR Select Sector Fund - FinancXLV SPDR Select Sector Fund - HealthXLI SPDR Select Sector Fund - IndustXLK SPDR Select Sector Fund - TechnoXLU SPDR Select Sector Fund - UtilitXHB SPDR Series Trust SPDR HomebuildXBI SPDR Series Trust SPDR S&P BioteXES SPDR Series Trust SPDR S&P Oil &SHE SPDR Series Trust SPDR SSGA GendPSK SPDR Wells Fargo Preferred StockSPI SPI Energy Co., Ltd. - AmericanSPSC SPS Commerce, Inc. - Common StocSPXC SPX Corporation Common StockFLOW SPX FLOW, Inc. Common StockSRCI SRC Energy Inc. Common StockSSNC SS&C Technologies Holdings, Inc.STAA STAAR Surgical Company - CommonSTWD STARWOOD PROPERTY TRUST, INC. StSTE STERIS plc Ordinary SharesSTM STMicroelectronics N.V. Common SSTOR STORE Capital Corporation CommonSIVBO SVB Financial Group - 7% CumulatSIVB SVB Financial Group - Common StoSCACU Saban Capital Acquisition Corp.SCAC Saban Capital Acquisition Corp.

SCACW Saban Capital Acquisition Corp.SBR Sabine Royalty Trust Common StocSBRAP Sabra Healthcare REIT, Inc. - 7.SBRA Sabra Healthcare REIT, Inc. - CoSABR Sabre Corporation - Common StockSACH Sachem Capital Corp. Common SharSBpB Safe Bulkers, Inc 8.00% Series BSB Safe Bulkers, Inc Common Stock (SBpC Safe Bulkers, Inc Cumulative RedSBpD Safe Bulkers, Inc Perpetual PrefSFE Safeguard Scientifics, Inc. NewSAFT Safety Insurance Group, Inc. - CSGA Saga Communications, Inc. New ClSAGE Sage Therapeutics, Inc. - CommonSAIA Saia, Inc. - Common StockSAJA Sajan, Inc. - Common StockSALM Salem Media Group, Inc. - ClassCRM Salesforce.com Inc Common StockSMM Salient Midstream Common SharesSAL Salisbury Bancorp, Inc. - CommonSBH Sally Beauty Holdings, Inc. (NamSSN Samson Oil & Gas Limited SponsorSJT San Juan Basin Royalty Trust ComSN Sanchez Energy Corporation CommoSNMP Sanchez Midstream Partners LP CoSD SandRidge Energy, Inc. Common StSDT SandRidge Mississippian Trust ISDR SandRidge Mississippian Trust IIPER SandRidge Permian Trust Common USAFM Sanderson Farms, Inc. - Common SSAND Sandstorm Gold Ltd. Ordinary ShaSASR Sandy Spring Bancorp, Inc. - ComSGMO Sangamo Therapeutics, Inc. - ComSANM Sanmina Corporation - Common StoGCVRZ Sanofi - Contingent Value RightSNY Sanofi American Depositary ShareSC Santander Consumer USA HoldingsSANpB Santander Finance Preferred SA USOVpC Santander Holdings USA, Inc. DepSPNS Sapiens International CorporatioSAB Saratoga Investment Corp 6.75% NSAR Saratoga Investment Corp NewSRPT Sarepta Therapeutics, Inc. - ComSSL Sasol Ltd. American Depositary SBFS Saul Centers, Inc. Common StockBFSpC Saul Centers, Inc. Depositary ShSVRA Savara, Inc. - Common StockSCSC ScanSource, Inc. - Common Stock

SLB Schlumberger N.V. Common StockSMIT Schmitt Industries, Inc. - CommoSNDR Schneider National, Inc. CommonSCHN Schnitzer Steel Industries, Inc.SCHL Scholastic Corporation - CommonSCHE Schwab Emerging Markets Equity EFNDE Schwab Fundamental Emerging MarkFNDF Schwab Fundamental InternationalFNDC Schwab Fundamental InternationalFNDB Schwab Fundamental U.S. Broad MaFNDX Schwab Fundamental U.S. Large CoFNDA Schwab Fundamental U.S. Small CoSCHR Schwab Intermediate-Term U.S. TrSCHF Schwab International Equity ETFSCHC Schwab International Small-Cap ESCHO Schwab Short-Term U.S. TreasurySCHB Schwab U.S. Broad Market ETFSCHX Schwab U.S. Large-Cap ETFSCHG Schwab U.S. Large-Cap Growth ETFSCHV Schwab U.S. Large-Cap Value ETFSCHM Schwab U.S. Mid Cap ETFSCHH Schwab U.S. REIT ETFSCHA Schwab U.S. Small-Cap ETFSCHP Schwab U.S. TIPs ETFSCHZ Schwab US Aggregate Bond ETFSCHD Schwab US Dividend Equity ETFSWM Schweitzer-Mauduit InternationalSCLN SciClone Pharmaceuticals, Inc. -SGMS Scientific Games Corp - Class ASLTB Scorpio Bulkers Inc. 7.50% SenioSALT Scorpio Bulkers Inc. Common StocSBNA Scorpio Tankers Inc. 6.75% SenioSBNB Scorpio Tankers Inc. 7.50% SenioSBBC Scorpio Tankers Inc. 8.25% SenioSTNG Scorpio Tankers Inc. Common SharSMG Scotts Miracle-Gro Company (The)SNI Scripps Networks Interactive, InSEAC SeaChange International, Inc. -SPNE SeaSpine Holdings Corporation -SEAS SeaWorld Entertainment, Inc. ComSEB Seaboard Corporation Common StocSA Seabridge Gold, Inc. Ordinary ShSBCF Seacoast Banking Corporation ofSDRL Seadrill Limited Ordinary SharesSDLP Seadrill Partners LLC Common UniSTX Seagate Technology PLC - OrdinarSEE Sealed Air Corporation Common StSHIP Seanergy Maritime Holdings Corp

SHIPW Seanergy Maritime Holdings CorpSRSC Sears Canada Inc. - Common ShareSHLD Sears Holdings Corporation - ComSHLDW Sears Holdings Corporation - WarSHOS Sears Hometown and Outlet StoresSSWN Seaspan Corporation 6.375% NotesSSWpH Seaspan Corporation 7.875% CumulSSWpG Seaspan Corporation 8.20% CumulaSSWpE Seaspan Corporation Cumulative RSSWpD Seaspan Corporation Cumulative RSSW Seaspan Corporation Seaspan CorpSGEN Seattle Genetics, Inc. - CommonEYESW Second Sight Medical Products, IEYES Second Sight Medical Products, ISCWX SecureWorks Corp. - Class A CommSNFCA Security National Financial CorpJBR Select Asset Inc. Corporate BackJBN Select Asset Inc. Select Asset ISLCT Select Bancorp, Inc. - Common StSCSS Select Comfort Corporation - ComWTTR Select Energy Services, Inc. ClaSIR Select Income REIT - Common SharSEM Select Medical Holdings CorporatSELB Selecta Biosciences, Inc. - CommSIGI Selective Insurance Group, Inc.SGZA Selective Insurance Group, Inc.SEMG Semgroup Corporation Class A ComLEDS SemiLEDS Corporation - Common StSMI Semiconductor Manufacturing InteSRE Sempra Energy Common StockSMTC Semtech Corporation - Common StoSENEA Seneca Foods Corp. - Class A ComSENEB Seneca Foods Corp. - Class B ComSNES SenesTech, Inc. - Common StockSNHNI Senior Housing Properties TrustSNH Senior Housing Properties TrustSNHNL Senior Housing Properties TrustSNMX Senomyx, Inc. - Common StockST Sensata Technologies Holding N.VSENS Senseonics Holdings, Inc. CommonSXT Sensient Technologies CorporatioSRTS Sensus Healthcare, Inc. - CommonSRTSW Sensus Healthcare, Inc. - WarranSQNS Sequans Communications S.A. AmerSQBG Sequential Brands Group, Inc. -ICAN SerenityShares Impact ETFMCRB Seres Therapeutics, Inc. - CommoSRG Seritage Growth Properties Class

SCI Service Corporation InternationaSERV ServiceMaster Global Holdings, INOW ServiceNow, Inc. Common StockSREV ServiceSource International, IncSFBS ServisFirst Bancshares, Inc. - CSVT Servotronics, Inc. Common StockSEV Sevcon, Inc. - Common StockSVBI Severn Bancorp Inc - Common StocSHAK Shake Shack, Inc. Class A CommonSHSP SharpSpring, Inc. - Common StockSMED Sharps Compliance Corp - CommonSJR Shaw Communications Inc. CommonSHLX Shell Midstream Partners, L.P. CSHEN Shenandoah Telecommunications CoSHW Sherwin-Williams Company (The) CSHLO Shiloh Industries, Inc. - CommonTYHT Shineco, Inc. - Common StockSHG Shinhan Financial Group Co Ltd ASFL Ship Finance International LimitSHPG Shire plc - American DepositarySCVL Shoe Carnival, Inc. - Common StoSHOP Shopify Inc. Class A SubordinateSHBI Shore Bancshares Inc - Common StSHOR ShoreTel, Inc. - Common StockSBM Short Basic MaterialsSMMU Short Term Municipal Bond ActiveSSTI ShotSpotter, Inc. - Common StockSFLY Shutterfly, Inc. - Common StockSSTK Shutterstock, Inc. Common StockSBGL Sibanye Gold Limited American DeSIEB Siebert Financial Corp. - CommonSIEN Sientra, Inc. - Common StockBSRR Sierra Bancorp - Common StockSRRA Sierra Oncology, Inc. - Common SSWIR Sierra Wireless, Inc. - Common SSIFY Sify Technologies Limited - AmerSIGM Sigma Designs, Inc. - Common StoSGLB Sigma Labs, Inc. - Common StockSGLBW Sigma Labs, Inc. - WarrantSGMA SigmaTron International, Inc. -SBNY Signature Bank - Common StockSBNYW Signature Bank - Warrants 12/12/SIG Signet Jewelers Limited Common SSLGN Silgan Holdings Inc. - Common StSILC Silicom Ltd - Ordinary SharesSLAB Silicon Laboratories, Inc. - ComSIMO Silicon Motion Technology CorporSPIL Siliconware Precision Industries

SRUNW Silver Run Acquisition CorporatiSRUNU Silver Run Acquisition CorporatiSRUN Silver Run Acquisition CorporatiSSNI Silver Spring Networks, Inc. ComSSRI Silver Standard Resources Inc. -SBOW SilverBow Resorces, Inc. CommonSSNT SilverSun Technologies, Inc. - CSVM Silvercorp Metals Inc. Common ShSAMG Silvercrest Asset Management GroSFNC Simmons First National CorporatiSPG Simon Property Group, Inc. CommoSPGpJ Simon Property Group, Inc. SimonSSD Simpson Manufacturing Company, ISLP Simulations Plus, Inc. - CommonSINA Sina Corporation - Ordinary SharSBGI Sinclair Broadcast Group, Inc. -SINO Sino-Global Shipping America, LtSVA Sinovac Biotech, Ltd. - OrdinarySIRI Sirius XM Holdings Inc. - CommonRISE Sit Rising Rate ETFSITE SiteOne Landscape Supply, Inc. CSIX Six Flags Entertainment CorporatSKX Skechers U.S.A., Inc. Common StoSKYS Sky Solar Holdings, Ltd. - AmeriSPU SkyPeople Fruit Juice IncSKYW SkyWest, Inc. - Common StockSKY Skyline Corporation Common StockSKLN Skyline Medical Inc. - Common StSWKS Skyworks Solutions, Inc. - CommoSFS Smart & Final Stores, Inc. CommoSND Smart Sand, Inc. - Common StockSMBK SmartFinancial, Inc. - Common StSNN Smith & Nephew SNATS, Inc. CommoSMSI Smith Micro Software, Inc. - ComSNAP Snap Inc. Class A Common StockSNA Snap-On Incorporated Common StocLNCE Snyder's-Lance, Inc. - Common StSRAX Social Reality, Inc. - Class A CSQM Sociedad Quimica y Minera S.A. CSCKT Socket Mobile, Inc. - Common StoSODA SodaStream International Ltd. -SOHU Sohu.com Inc. - Common StockSLRC Solar Capital Ltd. - Common StocSLRA Solar Capital Ltd. 6.75% SeniorSUNS Solar Senior Capital Ltd. - CommSEDG SolarEdge Technologies, Inc. - CSOI Solaris Oilfield Infrastructure,SLNO Soleno Therapeutics, Inc. - Comm

SLNOW Soleno Therapeutics, Inc. - SeriSNGX Soligenix, Inc. - Common StockSNGXW Soligenix, Inc. - WarrantXPL Solitario Exploration & RoyaltySAH Sonic Automotive, Inc. Common StSONC Sonic Corp. - Common StockSOFO Sonic Foundry, Inc. - Common StoSON Sonoco Products Company Common SSNOA Sonoma Pharmaceuticals, Inc. - CSNOAW Sonoma Pharmaceuticals, Inc. - WSONS Sonus Networks, Inc. - Common StSNE Sony Corporation Common StockSPHS Sophiris Bio, Inc. - Common SharSRNE Sorrento Therapeutics, Inc. - CoBID Sotheby's Common StockSOHOB Sotherly Hotels Inc. - 8.0% SeriSOHO Sotherly Hotels Inc. - Common StSOHOM Sotherly Hotels LP - 7.00% SenioSFBC Sound Financial Bancorp, Inc. -SOR Source Capital, Inc. Common StocSJI South Jersey Industries, Inc. CoSSB South State Corporation - CommonSXE Southcross Energy Partners, L.P.SCEpK Southern California Edison CompaSCEpJ Southern California Edison CompaSCEpE Southern California Edison CompaSCEpB Southern California Edison CompaSCEpC Southern California Edison CompaSCEpD Southern California Edison CompaSCEpF Southern California Edison TrustSO Southern Company (The) Common StSOJA Southern Company (The) Series 20SOJB Southern Company (The) Series 20SCCO Southern Copper Corporation CommSFST Southern First Bancshares, Inc.SMBC Southern Missouri Bancorp, Inc.SONA Southern National Bancorp of VirSBSI Southside Bancshares, Inc. - ComLUV Southwest Airlines Company CommoOKSB Southwest Bancorp, Inc. - CommonSWX Southwest Gas Holdings, Inc. ComSGB Southwest Georgia Financial CorpSWN Southwestern Energy Company CommSWNC Southwestern Energy Company DepoSPAN Span-America Medical Systems, InSPKEP Spark Energy, Inc. - 8.75% SerieSPKE Spark Energy, Inc. - Class A ComLOV Spark Networks, Inc. Common Stoc

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SRT StarTek, Inc. Common StockSBUX Starbucks Corporation - Common SSTFC State Auto Financial CorporationSTBZ State Bank Financial CorporationSNC State National Companies, Inc. -STT State Street Corporation CommonSTTpC State Street Corporation Dep ShsSTTpD State Street Corporation DepositSTTpE State Street Corporation DepositSTTpG State Street Corporation DepositSTO Statoil ASASTDY SteadyMed Ltd. - Ordinary SharesGASS StealthGas, Inc. - common stockSTLD Steel Dynamics, Inc. - Common StSPLPpA Steel Partners Holdings LP 6.0%SPLP Steel Partners Holdings LP LTD PSCS Steelcase Inc. Common StockSMRT Stein Mart, Inc. - Common StockSTLR Stellar Acquisition III Inc. - CSTLRU Stellar Acquisition III Inc. - USTLRW Stellar Acquisition III Inc. - WSBOT Stellar Biotechnologies, Inc. -SCQ Stellus Capital Investment CorpoSCM Stellus Capital Investment CorpoSTML Stemline Therapeutics, Inc. - CoSCL Stepan Company Common StockSRCL Stericycle, Inc. - Common StockSRCLP Stericycle, Inc. - Depository ReSTL Sterling BancorpSTRL Sterling Construction Company InSHOO Steven Madden, Ltd. - Common StoSSFN Stewardship Financial Corp - ComSTC Stewart Information Services CorSF Stifel Financial Corporation ComSFpA Stifel Financial Corporation DepTOFR Stock Split Index Fund ETFSYBT Stock Yards Bancorp, Inc. - CommSGY Stone Energy Corporation CommonSGY/WS Stone Energy Corporation WarrantEDF Stone Harbor Emerging Markets InEDI Stone Harbor Emerging Markets ToBANX StoneCastle Financial Corp - ComSTON StoneMor Partners L.P. Common UnSGBK Stonegate Bank - Common StockSRI Stoneridge, Inc. Common StockSTRP Straight Path Communications IncSSKN Strata Skin Sciences, Inc. - ComSSYS Stratasys, Ltd. - Common Stock

STRT Strattec Security Corporation -STRS Stratus Properties Inc. - CommonSTRA Strayer Education, Inc. - CommonSTRM Streamline Health Solutions, IncSBBP Strongbridge Biopharma plc - OrdKTN Structured Products Corp 8.205%KTH Structures Products Cp 8% CorTSSYK Stryker Corporation Common StockSTB Student Transportation Inc - ComRGR Sturm, Ruger & Company, Inc. ComSPH Suburban Propane Partners, L.P.SCMP Sucampo Pharmaceuticals, Inc. -SMFG Sumitomo Mitsui Financial GroupSUMR Summer Infant, Inc. - Common StoSMMF Summit Financial Group, Inc. - CINNpD Summit Hotel Properties, Inc. 6.INNpC Summit Hotel Properties, Inc. 7.INN Summit Hotel Properties, Inc. CoINNpB Summit Hotel Properties, Inc. PfSUM Summit Materials, Inc. Class A CSMLP Summit Midstream Partners, LP CoSSBI Summit State Bank - Common StockSMMT Summit Therapeutics plc - AmericSNBC Sun Bancorp, Inc. - Common StockSUI Sun Communities, Inc. Common StoSUIpA Sun Communities, Inc. PreferredSNHY Sun Hydraulics Corporation - ComSLF Sun Life Financial Inc. Common SSXCP SunCoke Energy Partners, L.P. CoSXC SunCoke Energy, Inc. Common StocSSY SunLink Health Systems, Inc. ComSTKL SunOpta, Inc. - Common StockSPWR SunPower Corporation - Common StSTI/WS/A SunTrust Banks, Inc. Class A WarSTI/WS/B SunTrust Banks, Inc. Class B WarSTI SunTrust Banks, Inc. Common StocSTIpA SunTrust Banks, Inc. Dep Shs repSTIpE SunTrust Banks, Inc. DepositarySU Suncor Energy Inc. Common StockSNDE Sundance Energy Australia LimiteSNSS Sunesis Pharmaceuticals, Inc. -SUN Sunoco LP Common Units representRUN Sunrun Inc. - Common StockSBCP Sunshine Bancorp, Inc. - CommonSHOpF Sunstone Hotel Investors, Inc. 6SHOpE Sunstone Hotel Investors, Inc. 6SHO Sunstone Hotel Investors, Inc. SSUNW Sunworks, Inc. - Common Stock

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CORN Teucrium Corn Fund ETVSOYB Teucrium Soybean Fund ETVCANE Teucrium Sugar Fund ETVWEAT Teucrium Wheat Fund ETVTEVA Teva Pharmaceutical Industries LTCBIW Texas Capital Bancshares, Inc. -TCBIL Texas Capital Bancshares, Inc. -TCBIP Texas Capital Bancshares, Inc. -TCBI Texas Capital Bancshares, Inc. -TXN Texas Instruments Incorporated -TPL Texas Pacific Land Trust CommonTXRH Texas Roadhouse, Inc. - Common STGH Textainer Group Holdings LimitedTXT Textron Inc. Common StockTTF Thai Fund, Inc. (The) Common StoAES The AES Corporation Common StockABCO The Advisory Board Company - ComALLpD The Allstate Corporation LeopardANDE The Andersons, Inc. - Common StoTBBK The Bancorp, Inc. - Common StockBX The Blackstone Group L.P. CommonBONT The Bon-Ton Stores, Inc. - CommoCG The Carlyle Group L.P. - CommonSCHWpC The Charles Schwab Corporation DSCHWpD The Charles Schwab Corporation DCAKE The Cheesecake Factory IncorporaCHEF The Chefs' Warehouse, Inc. - ComTCFC The Community Financial CorporatSRV The Cushing MLP Total Return FunDSGX The Descartes Systems Group Inc.DXYN The Dixie Group, Inc. - Common SENSG The Ensign Group, Inc. - CommonEEA The European Equity Fund, Inc. CXONE The ExOne Company - Common StockFINL The Finish Line, Inc. - Class AFBMS The First Bancshares, Inc. - ComFLIC The First of Long Island CorporaGDLpB The GDL Fund Series B CumulativeGLUpA The Gabelli Global Utility and IGGO The Gabelli Go Anywhere Trust CoGGOpA The Gabelli Go Anywhere Trust SeGRX The Gabelli Healthcare & WellnesGT The Goodyear Tire & Rubber CompaHABT The Habit Restaurants, Inc. - ClHCKT The Hackett Group, Inc. - CommonHAIN The Hain Celestial Group, Inc. -THGA The Hanover Insurance Group, IncFITS The Health and Fitness ETF

HSY The Hershey Company Common StockCUBA The Herzfeld Caribbean Basin FunINTG The Intergroup Corporation - ComJYNT The Joint Corp. - Common StockKEYW The KEYW Holding Corporation - CKHC The Kraft Heinz Company - CommonOLD The Long-Term Care ETFMSG The Madison Square Garden CompanMDCO The Medicines Company - Common SMEET The Meet Group, Inc. - Common StMIK The Michaels Companies, Inc. - CMIDD The Middleby Corporation - CommoNAVG The Navigators Group, Inc. - ComSTKS The ONE Group Hospitality, Inc.SLIM The Obesity ETFORG The Organics ETFPCLN The Priceline Group Inc. - CommoPRSC The Providence Service CorporatiRMR The RMR Group Inc. - Class A ComRUBI The Rubicon Project, Inc. CommonSPNC The Spectranetics Corporation -TTD The Trade Desk, Inc. - Class A CTRV The Travelers Companies, Inc. CoULTI The Ultimate Software Group, IncYORW The York Water Company - CommonNCTY The9 Limited - American DepositoTST TheStreet, Inc. - Common StockTXMD TherapeuticsMD, Inc. Common StocTRPX Therapix Biosciences Ltd. - AmerTBPH Theravance Biopharma, Inc. - OrdTMO Thermo Fisher Scientific Inc ComTHR Thermon Group Holdings, Inc. ComTPRE Third Point Reinsurance Ltd. ComTRI Thomson Reuters Corp Ordinary ShTHO Thor Industries, Inc. Common StoTHLD Threshold Pharmaceuticals, Inc.TIG TiGenix - American Depositary ShTIVO TiVo Corporation - Common StockTDW Tidewater Inc. Common StockLARE Tierra XP Latin America Real EstTIF Tiffany & Co. Common StockTTS Tile Shop Hldgs, Inc. - Common STIL Till Capital Ltd. - Restricted VTLYS Tilly's, Inc. Common StockTSBK Timberland Bancorp, Inc. - CommoTIME Time Inc. Common StockTWX Time Warner Inc. New Common StocTKR Timken Company (The) Common Stoc

TMST Timken Steel Corporation CommonTIPT Tiptree Inc. - Class A Common StTWI Titan International, Inc. (DE) CTITN Titan Machinery Inc. - Common StTTNP Titan Pharmaceuticals, Inc. - CoTVTY Tivity Health, Inc. - Common StoTOCA Tocagen Inc. - Common StockTOL Toll Brothers Inc. Common StockTMP Tompkins Financial Corporation CTNXP Tonix Pharmaceuticals Holding CoTR Tootsie Roll Industries, Inc. CoTISA Top Image Systems, Ltd. - OrdinaBLD TopBuild Corp. Common StockTRCH Torchlight Energy Resources, IncTMKpB Torchmark Corporation 5.875% JunTMKpC Torchmark Corporation 6.125% JunTMK Torchmark Corporation Common StoTTC Toro Company (The) Common StockTD Toronto Dominion Bank (The) CommNDP Tortoise Energy Independence FunTYG Tortoise Energy Infrastructure CNTG Tortoise MLP Fund, Inc. Common STPYP Tortoise North American PipelineTTP Tortoise Pipeline & Energy Fund,TPZ Tortoise Power and Energy InfrasTOT Total S.A.TSS Total System Services, Inc. CommTOWR Tower International, Inc. CommonTSEM Tower Semiconductor Ltd. - OrdinCLUB Town Sports International HoldinTOWN Towne Bank - Common StockTSQ Townsquare Media, Inc. Class A CTM Toyota Motor Corporation CommonTSCO Tractor Supply Company - CommonTWMC Trans World Entertainment Corp.TACT TransAct Technologies IncorporatTAC TransAlta Corporation Ordinary STAT TransAtlantic Petroleum Ltd OrdiTRP TransCanada Corporation Common STRXC TransEnterix, Inc. Common StockTLP TransMontaigne Partners L.P. TraTRU TransUnion Common StockTRNS Transcat, Inc. - Common StockTCI Transcontinental Realty InvestorTDG Transdigm Group Incorporated TraTGA Transglobe Energy Corp - OrdinarRIG Transocean Ltd (Switzerland) ComTGS Transportadora de Gas del Sur SA

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XIVH UBS AG VelocityShares VIX ShortBSWN UBS AG VelocityShares VIX Tail RLSVX UBS AG VelocityShares VIX VariabWTID UBS ETRACS - ProShares Daily 3xWTIU UBS ETRACS - ProShares Daily 3xUBS UBS Group AG Registered OrdinaryUCP UCP, Inc. Class A Common StockUDR UDR, Inc. Common StockUFPT UFP Technologies, Inc. - CommonUGI UGI Corporation Common StockUMBF UMB Financial Corporation - CommUMHpB UMH Properties, Inc. 8.0% SeriesUMHpA UMH Properties, Inc. 8.25% SerieUMH UMH Properties, Inc. Common StocUTL UNITIL Corporation Common StockUVE UNIVERSAL INSURANCE HOLDINGS INCUQM UQM TECHNOLOGIES INC Common StocUSBpO US Bancorp Del Dep Shs Repstg 1/ECOL US Ecology, Inc. - Common StockUSFD US Foods Holding Corp. Common StHUSE US Market Rotation Strategy ETFUSAC USA Compression Partners, LP ComUSAT USA Technologies, Inc. - CommonUSATP USA Technologies, Inc. - PreferrUSAK USA Truck, Inc. - Common StockUSNA USANA Health Sciences, Inc. CommMENU USCF Restaurant Leaders FundUSDP USD Partners LP Common Units repUSG USG Corporation Common StockUTSI UTStarcom Holdings Corp - OrdinaUBNT Ubiquiti Networks, Inc. - CommonULTA Ulta Beauty, Inc. - Common StockUCTT Ultra Clean Holdings, Inc. - ComUPL Ultra Petroleum Corp. - Common SUMDD UltraPro MidCap400SDOW UltraPro Short Dow30SMDD UltraPro Short MidCap400RARE Ultragenyx Pharmaceutical Inc. -ULBI Ultralife Corporation - Common SUGP Ultrapar Participacoes S.A. (NewUMPQ Umpqua Holdings Corporation - CoUAA Under Armour, Inc. Class A CommoUA Under Armour, Inc. Class C CommoUNXL Uni-Pixel, Inc. - Common StockUNAM Unico American Corporation - ComUFI Unifi, Inc. New Common StockUNF Unifirst Corporation Common StocUN Unilever NV Common Stock

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VR Validus Holdings, Ltd. Common ShVRpA Validus Holdings, Ltd. DepositarVLYpA Valley National Bancorp 6.25% FiVLY Valley National Bancorp Common SVLY/WS Valley National Bancorp WarrantsVMI Valmont Industries, Inc. CommonVALU Value Line, Inc. - Common StockIVAL ValueShares International QuantiQVAL ValueShares U.S. Quantitative VaVVV Valvoline Inc. Common StockOUNZ VanEck Merk Gold TrustITML VanEck Vectors AMT-Free 12-17 YeITMS VanEck Vectors AMT-Free 6-8 YearITM VanEck Vectors AMT-Free IntermedMLN VanEck Vectors AMT-Free Long MunSMB VanEck Vectors AMT-Free Short MuMOO VanEck Vectors Agribusiness ETFBIZD VanEck Vectors BDC Income ETFBBH VanEck Vectors Biotech ETFBRF VanEck Vectors Brazil Small-CapXMPT VanEck Vectors CEF Municipal IncPEK VanEck Vectors ChinaAMC CSI 3000CBON VanEck Vectors ChinaAMC China BoCNXT VanEck Vectors ChinaAMC SME-ChNeKOL VanEck Vectors Coal ETFIGEM VanEck Vectors ETF Trust MarketEGPT VanEck Vectors Egypt Index ETFEMAG VanEck Vectors Emerging MarketsHYEM VanEck Vectors Emerging MarketsEVX VanEck Vectors Environmental SerANGL VanEck Vectors Fallen Angel HighBJK VanEck Vectors Gaming ETFGNRX VanEck Vectors Generic Drugs ETFGEX VanEck Vectors Global AlternativSPUN VanEck Vectors Global Spin-Off EGDX VanEck Vectors Gold Miners ETFGRNB VanEck Vectors Green Bond ETFYMLI VanEck Vectors High Income InfraYMLP VanEck Vectors High Income MLP EHYD VanEck Vectors High Yield MuniciSCIF VanEck Vectors India Small-Cap IIDX VanEck Vectors Indonesia Index EIHY VanEck Vectors International HigFLTR VanEck Vectors Investment GradeISRA VanEck Vectors Israel ETFEMLC VanEck Vectors J.P. Morgan EM LoGDXJ VanEck Vectors Junior Gold MinerMOTI VanEck Vectors Morningstar Inter

MOAT VanEck Vectors Morningstar WideMORT VanEck Vectors Mortgage REIT IncHAP VanEck Vectors Natural ResourcesCRAK VanEck Vectors Oil Refiners ETFOIH VanEck Vectors Oil Services ETFPPH VanEck Vectors Pharmaceutical ETPLND VanEck Vectors Poland ETFPRB VanEck Vectors Pre-refunded MuniPFXF VanEck Vectors Preferred SecuritREMX VanEck Vectors Rare Earth StrateRTH VanEck Vectors Retail ETFRSX VanEck Vectors Russia ETFRSXJ VanEck Vectors Russia Small-CapSMH VanEck Vectors Semiconductor ETFSHYD VanEck Vectors Short High-YieldKWT VanEck Vectors Solar Energy ETFSLX VanEck Vectors Steel ETFTHHY VanEck Vectors Treasury-Hedged HFRAK VanEck Vectors Unconventional OiNLR VanEck Vectors Uranium & NuclearVNM VanEck Vectors Vietnam ETFAFK VanEck Vectors-Africa Index ETFVNDA Vanda Pharmaceuticals Inc. - ComVCR Vanguard Consumer Discretion ETFVDC Vanguard Consumer Staples ETF -VIG Vanguard Div Appreciation ETF -VWOB Vanguard Emerging Markets GovernVDE Vanguard Energy ETFEDV Vanguard Extended Duration TreasVXF Vanguard Extended Market ETF - DVEU Vanguard FTSE All World Ex US ETVSS Vanguard FTSE All-Wld ex-US SmCpVEA Vanguard FTSE Developed MarketsVWO Vanguard FTSE Emerging Markets EVPL Vanguard FTSE Pacific ETFVGK Vanguard FTSEEuropean ETFVFH Vanguard Financials ETF - DNQVNQI Vanguard Global ex-U.S. Real EstVUG Vanguard Growth ETF - DNQVHT Vanguard Health Care ETF - DNQVYM Vanguard High Dividend Yield ETFVIS Vanguard Industrials ETF - DNQVGT Vanguard Information Tech ETF -VGIT Vanguard Intermediate -Term GoveBIV Vanguard Intermediate-Term BondVCIT Vanguard Intermediate-Term CorpoVIGI Vanguard International DividendVYMI Vanguard International High Divi

VV Vanguard Large-Cap ETF - DNQBLV Vanguard Long-Term Bond ETFVCLT Vanguard Long-Term Corporate BonVGLT Vanguard Long-Term Government BoVAW Vanguard Materials ETF - DNQMGC Vanguard Mega Cap ETFMGK Vanguard Mega Cap Growth ETFMGV Vanguard Mega Cap Value ETFVO Vanguard Mid-Cap ETF - DNQVOT Vanguard Mid-Cap Growth ETF - DNVOE Vanguard Mid-Cap Value ETF - DNQVMBS Vanguard Mortgage-Backed SecuritVNQ Vanguard REIT ETF - DNQVONE Vanguard Russell 1000 ETFVONG Vanguard Russell 1000 Growth ETFVONV Vanguard Russell 1000 Value ETFVTWO Vanguard Russell 2000 ETFVTWG Vanguard Russell 2000 Growth ETFVTWV Vanguard Russell 2000 Value ETFVTHR Vanguard Russell 3000 ETFVOO Vanguard S&P 500 ETFVOOG Vanguard S&P 500 Growth ETFVOOV Vanguard S&P 500 Value ETFIVOO Vanguard S&P Mid-Cap 400 ETFIVOG Vanguard S&P Mid-Cap 400 GrowthIVOV Vanguard S&P Mid-Cap 400 Value EVIOO Vanguard S&P Small-Cap 600 ETFVIOG Vanguard S&P Small-Cap 600 GrowtVIOV Vanguard S&P Small-Cap 600 ValueBSV Vanguard Short-Term Bond ETFVCSH Vanguard Short-Term Corporate BoVGSH Vanguard Short-Term Government EVTIP Vanguard Short-Term Inflation-PrVB Vanguard Small-Cap ETF - DNQVBK Vanguard Small-Cap Growth ETF -VBR Vanguard Small-Cap Value ETF - DVTEB Vanguard Tax-Exempt Bond ETFVOX Vanguard Telecom ETF - DNQBND Vanguard Total Bond Market ETFBNDX Vanguard Total International BonVXUS Vanguard Total International StoVTI Vanguard Total Stock Market ETFVT Vanguard Total World Stock IndexVPU Vanguard Utilities ETF - DNQVTV Vanguard Value ETF - DNQVEACU Vantage Energy Acquisition Corp.VEACW Vantage Energy Acquisition Corp.VEAC Vantage Energy Acquisition Corp.

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VIVE Viveve Medical, Inc. - Common StVSLR Vivint Solar, Inc. Common StockVVPR VivoPower International PLC - OrVMW Vmware, Inc. Common stock, ClassVCRA Vocera Communications, Inc. CommVOD Vodafone Group Plc - American DeVNRX VolitionRX Limited Common StockVISI Volt Information Sciences, Inc.VG Vonage Holdings Corp. Common StoVNO Vornado Realty Trust Common StocVNOpK Vornado Realty Trust Pfd S KVNOpL Vornado Realty Trust Pfd Ser L %VNOpI Vornado Realty Trust Preferred SVNOpG Vornado Realty Trust Preferred SIAE Voya Asia Pacific High DividendIHD Voya Emerging Markets High IncomVOYA Voya Financial, Inc. Common StocIGA Voya Global Advantage and PremiuIGD Voya Global Equity Dividend andIDE Voya Infrastructure, IndustrialsIID Voya International High DividendIRR Voya Natural Resources Equity InPPR Voya Prime Rate Trust Shares ofVYGR Voyager Therapeutics, Inc. - ComVMC Vulcan Materials Company (HoldinVUZI Vuzix Corporation - Common StockWTI W&T Offshore, Inc. Common StockWPC W.P. Carey Inc. REITWRBpB W.R. Berkley Corporation 5.625%WRBpD W.R. Berkley Corporation 5.75% SWRBpC W.R. Berkley Corporation 5.900%WRB W.R. Berkley Corporation CommonGRA W.R. Grace & Co. Common StockGWW W.W. Grainger, Inc. Common StockWVE WAVE Life Sciences Ltd. - OrdinaWBIR WBI ETFWBIY WBI Power Factor High Dividend EWBIH WBI Tactical High Income SharesWBII WBI Tactical Income SharesWBIE WBI Tactical LCG SharesWBIL WBI Tactical LCS SharesWBIF WBI Tactical LCV SharesWBIG WBI Tactical LCY SharesWBIA WBI Tactical SMG SharesWBID WBI Tactical SMS SharesWBIB WBI Tactical SMV SharesWBIC WBI Tactical SMY SharesWCFB WCF Bancorp, Inc. - Common Stock

WDFC WD-40 Company - Common StockWEC WEC Energy Group, Inc. Common StWCC WESCO International, Inc. CommonWEX WEX Inc. common stockWGL WGL Holdings IncCommon StockWMIH WMIH Corp. - Common StockWNS WNS (Holdings) Limited SponsoredWPCS WPCS International IncorporatedWPPGY WPP plc - American Depositary ShWPXP WPX Energy, Inc. 6.25% Series AWPX WPX Energy, Inc. Common StockWSFSL WSFS Financial Corporation - 6.2WSFS WSFS Financial Corporation - ComWSCI WSI Industries Inc. - Common StoWVFC WVS Financial Corp. - Common StoWNC Wabash National Corporation CommWBC Wabco Holdings Inc. Common StockWDR Waddell & Reed Financial, Inc. CWAGE WageWorks, Inc. Common StockWMT Wal-Mart Stores, Inc. Common StoWBA Walgreens Boots Alliance, Inc. -WD Walker & Dunlop, Inc Common StocDIS Walt Disney Company (The) CommonWAC Walter Investment Management CorHCC Warrior Met Coal, Inc. Common StWAFD Washington Federal, Inc. - CommoWAFDW Washington Federal, Inc. - WarraWPGpI Washington Prime Group Inc. 6.87WPGpH Washington Prime Group Inc. 7.5%WPG Washington Prime Group Inc. CommWRE Washington Real Estate InvestmenWASH Washington Trust Bancorp, Inc. -WFBI WashingtonFirst Bankshares Inc -WCN Waste Connections, Inc. Common SWM Waste Management, Inc. Common StWAT Waters Corporation Common StockWSBF Waterstone Financial, Inc. - ComWSO/B Watsco, Inc. Class B Common StocWSO Watsco, Inc. Common StockWTS Watts Water Technologies, Inc. CW Wayfair Inc. Class A Common StocWAYN Wayne Savings Bancshares Inc. -WSTG Wayside Technology Group, Inc. -FLAG WeatherStorm Forensic AccountingWFT Weatherford International plc (IWEB Web.com Group, Inc. - Common StoWBMD WebMD Health Corp - Common StockWBS Webster Financial Corporation Co

WBSpE Webster Financial Corporation DeWCST Wecast Network, Inc. - Common StWB Weibo Corporation - American DepWTW Weight Watchers International InWRI Weingarten Realty Investors CommWMK Weis Markets, Inc. Common StockWBT Welbilt, Inc. Common StockWCG Wellcare Health Plans, Inc. CommWEBK Wellesley Bancorp, Inc. - CommonWFC Wells Fargo & Company Common StoWFEpA Wells Fargo & Company CumulativeWFCpR Wells Fargo & Company Dep Shs ReWFCpN Wells Fargo & Company Dep Shs ReWFCpP Wells Fargo & Company Dep Shs ReWFCpO Wells Fargo & Company DepositaryWFCpQ Wells Fargo & Company DepositaryWFCpV Wells Fargo & Company DepositaryWFCpW Wells Fargo & Company DepositaryWFCpX Wells Fargo & Company DepositaryWFCpY Wells Fargo & Company DepositaryWFCpT Wells Fargo & Company New DeposiWFC/WS Wells Fargo & Company Warrants eWFCpJ Wells Fargo & Company Wells FargWFCpL Wells Fargo & Company Wells FargEOD Wells Fargo Global Dividend OppoEAD Wells Fargo Income OpportunitiesERC Wells Fargo Multi-Sector IncomeERH Wells Fargo Utilities and High IHCN Welltower Inc. Common StockHCNpI Welltower Inc. PFD PERPETUAL CONWEN Wendy's Company (The) - Common SWERN Werner Enterprises, Inc. - CommoWSBC WesBanco, Inc. - Common StockWAIR Wesco Aircraft Holdings, Inc. CoWTBA West Bancorporation - Common StoWSTC West Corporation - Common StockWMAR West Marine, Inc. - Common StockWST West Pharmaceutical Services, InWABC Westamerica Bancorporation - ComWR Westar Energy, Inc. Common StockWBB Westbury Bancorp, Inc. - CommonWSTL Westell Technologies, Inc. - ClaWAL Western Alliance BancorporationWALA Western Alliance BancorporationWEA Western Asset Bond Fund Share ofTLI Western Asset Corporate Loan FunEMD Western Asset Emerging Markets DGDO Western Asset Global Corporate D

EHI Western Asset Global High IncomeHIX Western Asset High Income Fund IHIO Western Asset High Income OpportHYI Western Asset High Yield DefinedPAI Western Asset Income Fund CommonSBI Western Asset Intermediate MuniIGI Western Asset Investment Grade DMMU Western Asset Managed MunicipalsWMC Western Asset Mortgage Capital CDMO Western Asset Mortgage Defined OMTT Western Asset Municipal DefinedMHF Western Asset Municipal High IncMNP Western Asset Municipal PartnersGFY Western Asset Variable Rate StraWIW Western Asset/Claymore InflationWIA Western Asset/Claymore InflationWRN Western Copper and Gold CorporatWDC Western Digital Corporation - CoWGP Western Gas Equity Partners, LPWES Western Gas Partners, LP LimitedWNEB Western New England Bancorp, IncWNRL Western Refining Logistics, LP CWU Western Union Company (The) CommWAB Westinghouse Air Brake TechnologWLK Westlake Chemical Corporation CoWLKP Westlake Chemical Partners LP CoWLB Westmoreland Coal Company - CommWMLP Westmoreland Resource Partners,WBK Westpac Banking Corporation CommWPRT Westport Fuel Systems Inc - CommWRK Westrock Company Common StockWHG Westwood Holdings Group Inc CommWEYS Weyco Group, Inc. - Common StockWY Weyerhaeuser Company Common StocWPM Wheaton Precious Metals Corp ComWHLRD Wheeler Real Estate Investment TWHLRW Wheeler Real Estate Investment TWHLR Wheeler Real Estate Investment TWHLRP Wheeler Real Estate Investment TWHR Whirlpool Corporation Common StoWTM White Mountains Insurance Group,WHFBL WhiteHorse Finance, Inc. - 6.50%WHF WhiteHorse Finance, Inc. - CommoWSR Whitestone REIT Common SharesWLL Whiting Petroleum Corporation CoWFM Whole Foods Market, Inc. - CommoWOW WideOpenWest, Inc. Common StockWYY WidePoint Corporation Common Sto

WRD WildHorse Resource Development CWHLM Wilhelmina International, Inc. -WVVIP Willamette Valley Vineyards, IncWVVI Willamette Valley Vineyards, IncWG Willbros Group, Inc. (DE) CommonWLDN Willdan Group, Inc. - Common StoWMB Williams Companies, Inc. (The) CWPZ Williams Partners, L.P. Common UWSM Williams-Sonoma, Inc. Common StoWLFC Willis Lease Finance CorporationWLTW Willis Towers Watson Public LimiWMCR Wilshire Micro-Cap ETF (based onWREI Wilshire US REITWIN Windstream Holdings, Inc. - CommWING Wingstop Inc. - Common StockWINA Winmark Corporation - Common StoWGO Winnebago Industries, Inc. CommoWINS Wins Finance Holdings Inc. - OrdWTFCW Wintrust Financial Corporation -WTFCM Wintrust Financial Corporation -WTFC Wintrust Financial Corporation -WIT Wipro Limited Common StockWTT Wireless Telecom Group, Inc. ComALD WisdomTree Asia Local Debt FundAXJL WisdomTree Asia Pacific ex-JapanAUSE WisdomTree Australia Dividend InAGZD WisdomTree Barclays Interest RatAGND WisdomTree Barclays Negative DurAGGY WisdomTree Barclays Yield EnhancSHAG WisdomTree Barclays Yield EnhancUSFR WisdomTree Bloomberg Floating RaUSDU WisdomTree Bloomberg U.S. DollarBZF WisdomTree Brazilian Real StratePUTW WisdomTree CBOE S&P 500 PutWriteCXSE WisdomTree China ex-State-OwnedCYB WisdomTree Chinese Yuan StrategyGCC WisdomTree Continuous CommodityDTN WisdomTree Dividend Ex-FinancialDYB WisdomTree Dynamic Bearish U.S.DDJP WisdomTree Dynamic Currency HedgDDLS WisdomTree Dynamic Currency HedgDDEZ WisdomTree Dynamic Currency HedgDHDG WisdomTree Dynamic Currency HedgDDWM WisdomTree Dynamic Currency HedgDYLS WisdomTree Dynamic Long/Short U.EPS WisdomTree Earnings 500 FundCEW WisdomTree Emerging Currency StrDGS WisdomTree Emerging Market Small

EMCG WisdomTree Emerging Markets ConsEMCB WisdomTree Emerging Markets CorpDVEM WisdomTree Emerging Markets DiviXSOE WisdomTree Emerging Markets Ex-SDEM WisdomTree Emerging Markets HighELD WisdomTree Emerging Markets LocaDGRE WisdomTree Emerging Markets QualEDOM WisdomTree Europe Domestic EconoHEDJ WisdomTree Europe Hedged EquityEUSC WisdomTree Europe Hedged SmallCaEUDG WisdomTree Europe Quality DivideDFE WisdomTree Europe SmallCap DividWFIG WisdomTree Fundamental U.S. CorpWFHY WisdomTree Fundamental U.S. HighSFHY WisdomTree Fundamental U.S. ShorSFIG WisdomTree Fundamental U.S. ShorDXGE WisdomTree Germany Hedged EquityHGSD WisdomTree Global Hedged SmallCaDEW WisdomTree Global High DividendRRF WisdomTree Global Real Return FuGSD WisdomTree Global SmallCap DividXMX WisdomTree Global ex-Mexico EquiDXUS WisdomTree Global ex-U.S. HedgedHDRW WisdomTree Global ex-U.S. HedgedDNL WisdomTree Global ex-US QualityDRW WisdomTree Global ex-US Real EstDHS WisdomTree High Dividend FundEPI WisdomTree India Earnings FundHYZD WisdomTree Interest Rate HedgedDOO WisdomTree International DividenDWM WisdomTree International EquityIHDG WisdomTree International HedgedDTH WisdomTree International High DiDOL WisdomTree International LargeCaDIM WisdomTree International MidCapIQDG WisdomTree International QualityDLS WisdomTree International SmallCaWETF WisdomTree Investments, Inc. - CDXJC WisdomTree Japan Hedged CapitalDXJ WisdomTree Japan Hedged Equity FDXJF WisdomTree Japan Hedged FinanciaDXJH WisdomTree Japan Hedged Health CJHDG WisdomTree Japan Hedged QualityDXJR WisdomTree Japan Hedged Real EstDXJS WisdomTree Japan Hedged SmallCapDFJ WisdomTree Japan SmallCap FundDLN WisdomTree LargeCap Dividend FunEZY WisdomTree Low P/E Fund

WDTI WisdomTree Managed Futures StratDON WisdomTree MidCap Dividend FundEZM WisdomTree MidCap Earnings FundGULF WisdomTree Middle East DividendHYND WisdomTree Negative Duration HigEES WisdomTree SmallCap Earnings FunCRDT WisdomTree Strategic Corporate BEMSD WisdomTree Strong Dollar EmerginDTD WisdomTree Total Dividend FundEXT WisdomTree Total Earnings FundDES WisdomTree Trust SmallCap DivideWUSA WisdomTree U.S. Domestic EconomyWEXP WisdomTree U.S. Export and MultiDGRW WisdomTree U.S. Quality DividendDGRS WisdomTree U.S. SmallCap QualityDXPS WisdomTree United Kingdom HedgedUBND WisdomTree Western Asset UnconstWIX Wix.com Ltd. - Ordinary SharesWBKC Wolverine Bancorp, Inc. - CommonWWW Wolverine World Wide, Inc. CommoWWD Woodward, Inc. - Common StockWF Woori Bank American Depositary SWDAY Workday, Inc. Common StockWKHS Workhorse Group, Inc. - Common SWK Workiva Inc. Class A Common StocEQLT Workplace Equality Portfolio ETFWRLD World Acceptance Corporation - CINT World Fuel Services CorporationWPT World Point Terminals, LP CommonWWE World Wrestling Entertainment, IWOR Worthington Industries, Inc. ComWMGIZ Wright Medical Group N.V. - ContWMGI Wright Medical Group N.V. - OrdiWYN Wyndham Worldwide Corp Common StWYNN Wynn Resorts, Limited - Common SXBIT XBiotech Inc. - Common StockXGTI XG Technology, Inc - Common StocXGTIW XG Technology, Inc - Warrants (1XL XL Group Ltd.XOXO XO Group, Inc. Common StockXOMA XOMA Corporation - Common StockXPO XPO Logistics, Inc.XTLB XTL Biopharmaceuticals Ltd. - AmXTLY Xactly Corporation Common StockXELB Xcel Brands, Inc - Common StockXEL Xcel Energy Inc. Common StockXCRA Xcerra Corporation - Common StocXNCR Xencor, Inc. - Common Stock

XBIO Xenetic Biosciences, Inc. - CommXHR Xenia Hotels & Resorts, Inc. ComXBKS Xenith Bankshares, Inc. - CommonXENE Xenon Pharmaceuticals Inc. - ComXRM Xerium Technologies, Inc. New CoXRX Xerox Corporation Common StockXLNX Xilinx, Inc. - Common StockXIN Xinyuan Real Estate Co Ltd AmeriXPER Xperi Corporation - Common StockXPLR Xplore Technologies Corp - CommoXTNT Xtant Medical Holdings, Inc. ComXNET Xunlei Limited - American DeposiXYL Xylem Inc. Common Stock NewYPF YPF Sociedad Anonima Common StocYRCW YRC Worldwide, Inc. - Common StoYY YY Inc. - American Depositary ShYHOO Yahoo! Inc. - Common StockAUY Yamana Gold Inc. Ordinary SharesYNDX Yandex N.V. - Class A Ordinary SYERR Yangtze River Development LimiteYTRA Yatra Online, Inc. - Ordinary ShYELP Yelp Inc. Common StockYEXT Yext, Inc. Common StockYTEN Yield10 Bioscience, Inc. - CommoYYY YieldShares High Income ETFYGE Yingli Green Energy Holding CompYIN Yintech Investment Holdings LimiYRD Yirendai Ltd. American DepositarYUME YuMe, Inc. Common StockYECO Yulong Eco-Materials Limited - OYUMC Yum China Holdings, Inc. CommonYUM Yum! Brands, Inc.YUMA Yuma Energy, Inc.ZAGG ZAGG Inc - Common StockZAIS ZAIS Group Holdings, Inc. - ClasZBpF/CL ZBpF/CLZIOP ZIOPHARM Oncology Inc - Common SZTO ZTO Express (Cayman) Inc. AmericZTST ZTSTZVV ZVVZFGN Zafgen, Inc. - Common StockZAYO Zayo Group Holdings, Inc. CommonZBRA Zebra Technologies Corporation -ZDGE Zedge, Inc. Class B Common StockZEN Zendesk, Inc. Common StockZPIN Zhaopin Limited American DepositZG Zillow Group, Inc. - Class A ComZ Zillow Group, Inc. - Class C Cap

ZBH Zimmer Biomet Holdings, Inc. ComZN Zion Oil & Gas Inc - Common StocZNWAA Zion Oil & Gas Inc - WarrantsZION Zions Bancorporation - Common StZIONZ Zions Bancorporation - WarrantsZIONW Zions Bancorporation - WarrantsZBK Zions Bancorporation 6.95% FixedZBpH Zions Bancorporation Dep Shs RepZBpG Zions Bancorporation Dep Shs RepZBpA Zions Bancorporation DepositaryZIXI Zix Corporation - Common StockZOES Zoe's Kitchen, Inc. Common StockZTS Zoetis Inc. Class A Common StockZGNX Zogenix, Inc. - Common StockZSAN Zosano Pharma Corporation - CommZUMZ Zumiez Inc. - Common StockZYME Zymeworks Inc. Common SharesZYNE Zynerba Pharmaceuticals, Inc. -ZNGA Zynga Inc. - Class A Common StocLIFE aTyr Pharma, Inc. - Common StockARGX argenx SE - American DepositaryATHN athenahealth, Inc. - Common StocBEBE bebe stores, inc. - Common StockBLUE bluebird bio, Inc. - Common StocELF e.l.f. Beauty, Inc. Common StockEBAYL eBay Inc. - 6.0% Notes Due 2056EBAY eBay Inc. - Common StockEGAN eGain Corporation - Common StockEHTH eHealth, Inc. - Common StockEHIC eHi Car Services Limited AmericaEMAN eMagin Corporation Common StockPLUS ePlus inc. - Common StockIBIO iBio, Inc. Common StockIFMK iFresh Inc. - Common StockKANG iKang Healthcare Group, Inc. - AIPAS iPass Inc. - Common StockPGD iPath Asian and Gulf Currency ReJJA iPath Bloomberg Agriculture TotaJJU iPath Bloomberg Aluminum SubindeNIB iPath Bloomberg Cocoa Subindex TJO iPath Bloomberg Coffee SubindexDJP iPath Bloomberg Commodity IndexJJC iPath Bloomberg Copper SubindexBAL iPath Bloomberg Cotton SubindexJJE iPath Bloomberg Energy Total RetJJG iPath Bloomberg Grains Total RetJJM iPath Bloomberg Industrial MetalLD iPath Bloomberg Lead Subindex To

COW iPath Bloomberg Livestock TotalGAZ iPath Bloomberg Natural Gas SubiJJN iPath Bloomberg Nickel SubindexPGM iPath Bloomberg Platinum SubindeJJP iPath Bloomberg Precious MetalsJJS iPath Bloomberg Softs Subindex TSGG iPath Bloomberg Sugar Subindex TJJT iPath Bloomberg Tin Subindex TotAYT iPath GEMS Asia 8 ETNJEM iPath GEMS Index ETNGRN iPath Global Carbon ETNBWV iPath Goldman Sachs Barclays BanGBB iPath Goldman Sachs iPath GBP/USIVOP iPath Inverse S&P 500 VIX ShortXXV iPath Inverse S&P 500 VIX Short-EMLB iPath Long Enhanced MSCI EmerginROLA iPath Long Extended Russell 1000RTLA iPath Long Extended Russell 2000SFLA iPath Long Extended S&P 500 TR IDIRT iPath Pure Beta Agriculture ETNFOIL iPath Pure Beta Aluminum ETNSBV iPath Pure Beta Broad CommodityBCM iPath Pure Beta Broad CommodityCHOC iPath Pure Beta Cocoa ETNCAFE iPath Pure Beta Coffee ETNCUPM iPath Pure Beta Copper ETNCTNN iPath Pure Beta Cotton ETNOLEM iPath Pure Beta Crude Oil ETNONG iPath Pure Beta Energy ETNWEET iPath Pure Beta Grains ETNHEVY iPath Pure Beta Industrial MetalLEDD iPath Pure Beta Lead ETNLSTK iPath Pure Beta Livestock ETNNINI iPath Pure Beta Nickel ETNBLNG iPath Pure Beta Precious Metal EGRWN iPath Pure Beta Softs ETNSGAR iPath Pure Beta Sugar ETNXVZ iPath S&P 500 Dynamic VIX ETNVXZ iPath S&P 500 VIX Mid-Term FuturVXX iPath S&P 500 VIX Short Term FutIMLP iPath S&P MLP ETNDCNG iPath Seasonal Natural Gas ETNOILB iPath Series B S&P GSCI Crude OiICI iPath iPath Optimized Currency CIRMD iRadimed Corporation - Common StIRTC iRhythm Technologies, Inc. - ComIRBT iRobot Corporation - Common StocPMPT iSectors Post-MPT Growth ETF

SHYG iShares 0-5 Year High Yield CorpSLQD iShares 0-5 Year Investment GradSTIP iShares 0-5 Year TIPS Bond ETFCSJ iShares 1-3 Year Credit Bond ETFSHY iShares 1-3 Year Treasury Bond ECLY iShares 10 Year Credit Bond ETFTLH iShares 10-20 Year Treasury BondTLT iShares 20+ Year Treasury Bond EIEI iShares 3-7 Year Treasury Bond EIEF iShares 7-10 Year Treasury BondQLTA iShares Aaa A Rated Corporate BoDEWJ iShares Adaptive Currency HedgedDEZU iShares Adaptive Currency HedgedDEFA iShares Adaptive Currency HedgedAGZ iShares Agency Bond ETFDVYA iShares Asia / Pacific DividendAIA iShares Asia 50 ETFCMBS iShares CMBS Bond ETFCMF iShares California Muni Bond ETFFXI iShares China Large-Cap ETFICF iShares Cohen & Steers REIT ETFCOMT iShares Commodities Select StratCMDT iShares Commodity Optimized TrusICVT iShares Convertible Bond ETFISTB iShares Core 1-5 Year USD Bond EILTB iShares Core 10 Year USD Bond ETIMTB iShares Core 5-10 Year USD BondAOA iShares Core Aggressive AllocatiAOK iShares Core Conservative AllocaDGRO iShares Core Dividend Growth ETFAOR iShares Core Growth Allocation EHDV iShares Core High Dividend ETFIEFA iShares Core MSCI EAFE ETFIEMG iShares Core MSCI Emerging MarkeIEUR iShares Core MSCI Europe ETFIDEV iShares Core MSCI InternationalIPAC iShares Core MSCI Pacific ETFIXUS iShares Core MSCI Total InternatAOM iShares Core Moderate AllocationIVV iShares Core S&P 500 ETFIJH iShares Core S&P Mid-Cap ETFIJR iShares Core S&P Small-Cap ETFITOT iShares Core S&P Total U.S. StocIUSG iShares Core S&P U.S. Growth ETFIUSV iShares Core S&P U.S. Value ETFIUSB iShares Core Total USD Bond MarkAGG iShares Core U.S. Aggregate BondUSRT iShares Core U.S. REIT ETF

HHYX iShares Currency Hedged InternatHJPX iShares Currency Hedged JPX-NikkHACW iShares Currency Hedged MSCI ACWHAWX iShares Currency Hedged MSCI ACWHAUD iShares Currency Hedged MSCI AusHEWC iShares Currency Hedged MSCI CanHEFA iShares Currency Hedged MSCI EAFHSCZ iShares Currency Hedged MSCI EAFHEEM iShares Currency Hedged MSCI EmeHEZU iShares Currency Hedged MSCI EurHEUS iShares Currency Hedged MSCI EurHEWG iShares Currency Hedged MSCI GerHEWI iShares Currency Hedged MSCI ItaHEWJ iShares Currency Hedged MSCI JapHEWW iShares Currency Hedged MSCI MexHEWY iShares Currency Hedged MSCI SouHEWP iShares Currency Hedged MSCI SpaHEWL iShares Currency Hedged MSCI SwiHEWU iShares Currency Hedged MSCI UniIYY iShares Dow Jones U.S. ETFAXJV iShares Edge MSCI A Min Vol AsiaIMTM iShares Edge MSCI Intl MomentumIQLT iShares Edge MSCI Intl Quality FISZE iShares Edge MSCI Intl Size FactISCF iShares Edge MSCI Intl Size FactIVLU iShares Edge MSCI Intl Value FacHEFV iShares Edge MSCI Min Vol EAFE CEFAV iShares Edge MSCI Min Vol EAFE EHEMV iShares Edge MSCI Min Vol EM CurEEMV iShares Edge MSCI Min Vol EmergiEUMV iShares Edge MSCI Min Vol EuropeHEUV iShares Edge MSCI Min Vol EuropeACWV iShares Edge MSCI Min Vol GlobalHACV iShares Edge MSCI Min Vol GlobalJPMV iShares Edge MSCI Min Vol JapanUSMV iShares Edge MSCI Min Vol USA ETCNDF iShares Edge MSCI Multifactor CoCNSF iShares Edge MSCI Multifactor CoEMGF iShares Edge MSCI Multifactor EmERGF iShares Edge MSCI Multifactor EnFNCF iShares Edge MSCI Multifactor FiACWF iShares Edge MSCI Multifactor GlHCRF iShares Edge MSCI Multifactor HeINTF iShares Edge MSCI Multifactor InINDF iShares Edge MSCI Multifactor InMATF iShares Edge MSCI Multifactor MaTCHF iShares Edge MSCI Multifactor TeLRGF iShares Edge MSCI Multifactor US

SMLF iShares Edge MSCI Multifactor USUTLF iShares Edge MSCI Multifactor UtMTUM iShares Edge MSCI USA Momentum FQUAL iShares Edge MSCI USA Quality FaSIZE iShares Edge MSCI USA Size FactoVLUE iShares Edge MSCI USA Value FactFIBR iShares Edge U.S. Fixed Income BDVYE iShares Emerging Markets DividenEMHY iShares Emerging Markets High YiIEV iShares Europe ETFXT iShares Exponential TechnologiesIFEU iShares FTSE EPRA/NAREIT EuropeIFGL iShares FTSE EPRA/NAREIT GlobalFALN iShares Fallen Angels USD Bond EFLOT iShares Floating Rate Bond ETFGNMA iShares GNMA Bond ETFGSG iShares GSCI Commodity-Indexed TIOO iShares Global 100 ETFRXI iShares Global Consumer DiscretiKXI iShares Global Consumer StaplesIXC iShares Global Energy ETFIXG iShares Global Financial ETFIXJ iShares Global Healthcare ETFGHYG iShares Global High Yield CorporEXI iShares Global Industrials ETFIGF iShares Global Infrastructure ETMXI iShares Global Materials ETFIXN iShares Global Tech ETFIXP iShares Global Telecom ETFJXI iShares Global Utilities ETFGBF iShares Government/Credit Bond ECLYH iShares Interest Rate Hedged 10LQDH iShares Interest Rate Hedged CorEMBH iShares Interest Rate Hedged EmeHYGH iShares Interest Rate Hedged HigCIU iShares Intermediate Credit BondGVI iShares Intermediate Government/IAGG iShares International AggregateWPS iShares International DevelopedIGRO iShares International Dividend GHYXU iShares International High YieldIPFF iShares International PreferredIDV iShares International Select DivEMB iShares J,P. Morgan USD EmergingCEMB iShares J.P. Morgan EM CorporateLEMB iShares J.P. Morgan EM Local CurJPXN iShares JPX-Nikkei 400 ETFILF iShares Latin America 40 ETF

MBB iShares MBS ETFACWI iShares MSCI ACWI Index FundCRBN iShares MSCI ACWI Low Carbon TarACWX iShares MSCI ACWI ex US Index FuVEGI iShares MSCI Agriculture ProduceAAXJ iShares MSCI All Country Asia exEPU iShares MSCI All Peru Capped ETFAGT iShares MSCI Argentina and GlobaEWA iShares MSCI Australia Index FunEWO iShares MSCI Austria Capped InveBKF iShares MSCI BRIC Index FundEWK iShares MSCI Belgium Capped InveEWZ iShares MSCI Brazil Capped IndexEWZS iShares MSCI Brazil Small-Cap ETEWC iShares MSCI Canada Index FundECH iShares MSCI Chile Capped InvestCNYA iShares MSCI China A ETFMCHI iShares MSCI China ETFECNS iShares MSCI China Small-Cap ETFICOL iShares MSCI Colombia CappedESGD iShares MSCI EAFE ESG OptimizedEFA iShares MSCI EAFE ETFEFG iShares MSCI EAFE Growth ETFSCZ iShares MSCI EAFE Small-Cap ETFEFV iShares MSCI EAFE Value ETFESGE iShares MSCI EM ESG Optimized ETEEM iShares MSCI Emerging Index FundEEMA iShares MSCI Emerging Markets AsEUFN iShares MSCI Europe Financials SIEUS iShares MSCI Europe Small-Cap ETEZU iShares MSCI Eurozone ETFEWQ iShares MSCI France Index FundFM iShares MSCI Frontier 100 FundEWG iShares MSCI Germany Index FundFILL iShares MSCI Global Energy ProduRING iShares MSCI Global Gold MinersMPCT iShares MSCI Global Impact ETFPICK iShares MSCI Global Select MetalSLVP iShares MSCI Global Silver MinerEWH iShares MSCI Hong Kong Index FunEIDO iShares MSCI Indonesia ETFEIRL iShares MSCI Ireland Capped ETFEIS iShares MSCI Israel Capped InvesEWI iShares MSCI Italy Capped IndexEWJ iShares MSCI Japan Index FundSCJ iShares MSCI Japan Sm CapDSI iShares MSCI KLD 400 Social ETFTOK iShares MSCI Kokusai ETF

EWM iShares MSCI Malaysia Index FundEWW iShares MSCI Mexico Capped InvesEWN iShares MSCI Netherlands Index FENZL iShares MSCI New Zealand CappedEPP iShares MSCI Pacific Ex-Japan InEPHE iShares MSCI Philippines ETFEPOL iShares MSCI Poland Capped ETFQAT iShares MSCI Qatar Capped ETFERUS iShares MSCI Russia Capped ETF NKSA iShares MSCI Saudi Arabia CappedEWS iShares MSCI Singapore Capped ETEZA iShares MSCI South Africa IndexEWY iShares MSCI South Korea CappedEWP iShares MSCI Spain Capped IndexEWD iShares MSCI Sweden Capped ETFEWL iShares MSCI Switzerland CappedEWT iShares MSCI Taiwan Capped ETFTHD iShares MSCI Thailand Capped InvTUR iShares MSCI Turkey Investable MUAE iShares MSCI UAE Capped ETFESGU iShares MSCI USA ESG Optimized EKLD iShares MSCI USA ESG Select ETFEUSA iShares MSCI USA Equal WeightedEWU iShares MSCI United Kingdom ETFIWC iShares Microcap ETFJKD iShares Morningstar Large-Cap ETJKE iShares Morningstar Large-Cap GrJKF iShares Morningstar Large-Cap VaJKI iShares Morningstar Mid-Cap ETFJKG iShares Morningstar Mid-Cap ETFJKH iShares Morningstar Mid-Cap GrowIYLD iShares Morningstar Multi-AssetJKJ iShares Morningstar Small-Cap ETJKK iShares Morningstar Small-Cap GrJKL iShares Morningstar Small-Cap VaREM iShares Mortgage Real Estate CapIBB iShares Nasdaq Biotechnology IndMUB iShares National Muni Bond ETFNYF iShares New York Muni Bond ETFIGE iShares North American Natural RIGM iShares North American Tech ETFIGN iShares North American Tech-MultIGV iShares North American Tech-SoftSOXX iShares PHLX SOX Semiconductor SREZ iShares Residential Real EstateIWB iShares Russell 1000 ETFIWF iShares Russell 1000 Growth ETFIWD iShares Russell 1000 Value ETF

IWM iShares Russell 2000 ETFIWO iShares Russell 2000 Growth ETFIWN iShares Russell 2000 Value ETFIWV iShares Russell 3000 ETFIWR iShares Russell Mid-Cap ETFIWS iShares Russell Mid-cap Value ETIWP iShares Russell Midcap Growth ETIWL iShares Russell Top 200 ETFIWY iShares Russell Top 200 Growth EIWX iShares Russell Top 200 Value ETOEF iShares S&P 100 ETFIVW iShares S&P 500 Growth ETFIVE iShares S&P 500 Value ETFEMIF iShares S&P Emerging Markets InfICLN iShares S&P Global Clean EnergyWOOD iShares S&P Global Timber & ForeINDY iShares S&P India Nifty 50 IndexIJK iShares S&P Mid-Cap 400 Growth EIJJ iShares S&P Mid-Cap 400 Value ETIJT iShares S&P SmallCap 600 GrowthIJS iShares S&P SmallCap 600 Value EISHG iShares S&P/Citigroup 1-3 Year IIGOV iShares S&P/Citigroup InternatioDVY iShares Select Dividend ETFNEAR iShares Short Maturity Bond ETFMEAR iShares Short Maturity MunicipalSHV iShares Short Treasury Bond ETFSUB iShares Short-Term National MuniSLV iShares Silver TrustTIP iShares TIPS Bond ETFIYT iShares Transportation AverageETTFLO iShares Treasury Floating Rate BSMMV iShares Trust ETFREET iShares Trust iShares Global REIITA iShares U.S. Aerospace & DefenseIYM iShares U.S. Basic Materials ETFIAI iShares U.S. Broker-Dealers & SeIYK iShares U.S. Consumer Goods ETFIYC iShares U.S. Consumer Services ECRED iShares U.S. Credit Bond ETFIYE iShares U.S. Energy ETFIYF iShares U.S. Financial ETFIYG iShares U.S. Financial ServicesIHF iShares U.S. Health Care ProvideIYH iShares U.S. Healthcare ETFITB iShares U.S. Home Construction EIYJ iShares U.S. Industrials ETFIAK iShares U.S. Insurance ETF

IHI iShares U.S. Medical Devices ETFIEO iShares U.S. Oil & Gas ExploratiIEZ iShares U.S. Oil Equipment & SerIHE iShares U.S. Pharmaceutical ETFIYR iShares U.S. Real Estate ETFIAT iShares U.S. Regional Banks ETFIYW iShares U.S. Technology ETFIYZ iShares U.S. TelecommunicationsGOVT iShares U.S. Treasury Bond ETFIDU iShares U.S. Utilities ETFPFF iShares US Preferred Stock ETFICSH iShares Ultra Short-Term Bond ETBYLD iShares Yield Optimized Bond ETFIBDJ iShares iBonds Dec 2017 Term CorIBDH iShares iBonds Dec 2018 Term CorIBDK iShares iBonds Dec 2019 Term CorIBDL iShares iBonds Dec 2020 Term CorIBDM iShares iBonds Dec 2021 Term CorIBMJ iShares iBonds Dec 2021 Term MunIBDN iShares iBonds Dec 2022 Term CorIBMK iShares iBonds Dec 2022 Term MunIBDO iShares iBonds Dec 2023 Term CorIBML iShares iBonds Dec 2023 Term MunIBDP iShares iBonds Dec 2024 Term CorIBDQ iShares iBonds Dec 2025 Term CorIBDR iShares iBonds Dec 2026 Term CorIBCC iShares iBonds Mar 2018 Term CorIBDB iShares iBonds Mar 2018 Term CorIBDC iShares iBonds Mar 2020 Term CorIBCD iShares iBonds Mar 2020 Term CorIBCE iShares iBonds Mar 2023 Term CorIBDD iShares iBonds Mar 2023 Term CorIBMF iShares iBonds Sep 2017 Term MunIBMG iShares iBonds Sep 2018 Term MunIBMH iShares iBonds Sep 2019 Term MunIBMI iShares iBonds Sep 2020 Term MunHYG iShares iBoxx $ High Yield CorpoHYXE iShares iBoxx $ High Yield ex OiLQD iShares iBoxx $ Investment GradeSTARpE iStar Inc. 7.875% Series E CumulSTAR iStar Inc. Common StockSTARpD iStar Inc. Series D Cumulative RSTARpF iStar Inc. Series F Cumulative RSTARpG iStar Inc. Series G Cumulative RSTARpI iStar Inc. Series I Cumulative RICAD icad inc. - Common StockINTT inTest Corporation Common StockIAU ishares Gold Trust

JCOM j2 Global, Inc. - Common StockLULU lululemon athletica inc. - CommoCALL magicJack VocalTec Ltd - OrdinarPSDV pSivida Corp. - Common StockPDVW pdvWireless, Inc. - Common StockRTNB root9B Holdings, Inc. - Common STRVG trivago N.V. - American DepositaTRNC tronc, Inc. - Common StockQURE uniQure N.V. - Ordinary SharesVTVT vTv Therapeutics Inc. - Class AVJET voxeljet AG American Depositary