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SMart Antenna systems for Radio Transceivers (SMART)
Arjan Meijerink
TE Presentation – May 27 2008
University of TwenteFaculty of Electrical Engineering, Mathematics and Computer Science (EEMCS)
Centre for Telematics and Information Technology (CTIT)
Telecommunication Engineering Group (TE)
MWP » MWP in PAAs » SMART » Conclusions » Questions 2 / 32
Contents
1. Introduction;
2. System overview & requirements;
3. Optical beamformer:
4. Conclusions & future work
• Questions
MWP » MWP in PAAs » SMART » Conclusions » Questions » 3 / 42
1. Introduction: aim and purpose
Project aim:
Development of a novel Ku-band antenna for airborne reception of satellite signals
Purpose:• Live weather reports;• High-speed Internet access;• Live television through Digital Video
Broadcasting via satellite (DVB-s)
, using a broadband conformal phased array
MWP » MWP in PAAs » SMART » Conclusions » Questions » 4 / 42
1. Introduction: partners & funding
Project partners:
The SMART project is part of theEuripides project SMART
(Partners: EADS, CNAM, Radiall, CIMNE, Moyano)
Funding:
MWP » MWP in PAAs » SMART » Conclusions » Questions » 5 / 42
1. Introduction: specific targets
Specific project targets:
• Conformal phased array structure definition; • Broadband stacked patch antenna elements;• Broadband integrated optical beamformer
based on optical ring resonatorsin CMOS-compatible waveguide technology;
• Experimental demonstrator.
MWP » MWP in PAAs » SMART » Conclusions » Questions » 6 / 42
2. System overview & requirements
beamformerAntennaarray
RFfront-end to
receiver(s)
Frequency range: 10.7 – 12.75 GHz (Ku band)Polarization: 2 linear (H/V)Scan angle: -60 to +60 degreesGain: > 32 dBSelectivity: << 2 degreesNo. elements: ~1600Element spacing: ~/2 (~1.5 cm, or ~50 ps)Maximum delay: ~2 nsDelay compensation by phase shifters? beam squint at outer frequencies! (Broadband) time delay compensation required !
40x40
Continuous delay tuning required !
gain
beam width
scan angle
optical
with amplitude tapering
8x8
1
8x1
MWP » MWP in PAAs » SMART » Conclusions » Questions » 7 / 42
3. Optical beamformer: overview
OBFN chip
Antennaelements
RFfront-end to
receiver(s)
E/O O/E
NLR & Cyner UT/TE & LioniX
? ?
tunable broadband delays& amplitude weights.
?
controlblock
antenna viewing angle
plane position & angle
feedbackloop
Outline:• Ring resonator-based delays;• OBFN structure• OBFN control block;• E/O & O/E conversion;• System performance.
MWP » MWP in PAAs » SMART » Conclusions » Questions » 8 / 42
3. Optical beamformer: ORR-based delays
T
T4
1 0
T4
1
T2
1
2
T8
T4
T2
T6
0
2.1
T10
6.1
0
T2
1
8.0
4.0
f
Gro
up
d
ela
y
P
has
e
TFSR
1
Single ring resonator:
T : Round trip time;
: Power coupling coefficient;
: Additional phase.
• Periodic transfer function;• Flat magnitude response.• Phase transition around
resonance frequency;• Bell-shaped group delay response;• Trade-off: delay vs. bandwidth
T4
1 0
T4
1
T2
1
T2
1
f
MWP » MWP in PAAs » SMART » Conclusions » Questions » 9 / 42
3. Optical beamformer: ORR-based delays
Cascaded ring resonators:
• Rippled group delay response;• Enhanced bandwidth;• Trade-off: delay vs. bandwidth vs. delay ripple vs. no. rings;
ripple
bandwidth
T4
1 0
T4
1
T2
1
T2
1
f
T8
T4
T2
T6
0 G
rou
p
del
ay
T10
Or in other words: for given delay ripple requirements:
Required no. rings is roughly proportional to product of required optical bandwidth and maximum delay
MWP » MWP in PAAs » SMART » Conclusions » Questions » 10 / 42
3. Optical beamformer: 8x1 OBFN
8x1 Optical beam forming network (OBFN)
8 inputswith
tunabledelays 1 output
combining networkwith tunable combiners(for amplitude tapering)
MWP » MWP in PAAs » SMART » Conclusions » Questions » 11 / 42
3. Optical beamformer: 8x1 OBFN
8x1 Optical beam forming network (OBFN)
8 inputswith
tunabledelays 1 output
combining networkwith tunable combiners(for amplitude tapering)
MWP » MWP in PAAs » SMART » Conclusions » Questions » 12 / 42
3. Optical beamformer: 8x1 OBFN
8x1 Optical beam forming network (OBFN)
8 inputswith
tunabledelays 1 output
combining networkwith tunable combiners(for amplitude tapering)
MWP » MWP in PAAs » SMART » Conclusions » Questions » 13 / 42
3. Optical beamformer: 8x1 OBFN
8x1 Optical beam forming network (OBFN)
8 inputswith
tunabledelays 1 output
combining networkwith tunable combiners(for amplitude tapering)
MWP » MWP in PAAs » SMART » Conclusions » Questions » 14 / 42
3. Optical beamformer: 8x1 OBFN
8x1 Optical beam forming network (OBFN)
8 inputswith
tunabledelays 1 output
combining networkwith tunable combiners(for amplitude tapering)
MWP » MWP in PAAs » SMART » Conclusions » Questions » 15 / 42
3. Optical beamformer: 8x1 OBFN
8x1 Optical beam forming network (OBFN)
8 inputswith
tunabledelays 1 output
combining networkwith tunable combiners(for amplitude tapering)
12 rings7 combiners 31 tuning elements
MWP » MWP in PAAs » SMART » Conclusions » Questions » 16 / 42
3. Optical beamformer: 8x1 OBFN chip
4.85 cm x 0.95 cm
1 cm
Heater bondpad
TriPleX Technology
Single-chip 8x1 OBFN realized inCMOS-compatible optical waveguide technology
MWP » MWP in PAAs » SMART » Conclusions » Questions » 17 / 42
3. Optical beamformer: OBFN measurements
OBFN Measurement results
1 ns ~ 30 cm delay distance in vacuum
5 6 16
5 6
5 6
7
7
out 27
8
8
8
15
out 1
out 4
out 314
9 10 19
9 10
9 10
11
11
out 611
12
12
12
18
out 5
out 8
out 7173 4
3 4
3 4
1 2
1 2
1 2
in
13
stage 1 stage 2 stage 3
L. Zhuang et al., IEEE Photonics Technology Letters, vol. 19,no. 15, Aug. 2007
MWP » MWP in PAAs » SMART » Conclusions » Questions » 18 / 42
3. Optical beamformer: OBFN control block
OBFN chip
Antennaelements
RFfront-end to
receiver(s)
E/O O/E
NLR & Cyner UT/TE & LioniX
controlblock
antenna viewing angle
plane position & angle
feedbackloop
Outline:• Ring resonator-based delays;• OBFN structure;• OBFN control block;• E/O & O/E conversion;• System performance.
MWP » MWP in PAAs » SMART » Conclusions » Questions » 19 / 42
3. Optical beamformer: OBFN control block
beam angle
delays + amplitudes
chip parameters (is and is)
heater voltages
NLR
DA conversion & amplification
calculation ARM7microprocessor
436
43
43
1
1
1
2
2
2
5
7
MWP » MWP in PAAs » SMART » Conclusions » Questions » 20 / 42
3. Optical beamformer: OBFN control block
0 f
in outT T T
• Which settings for the is and is are optimal?• Metric: MSE of phase response in band of interest • Non-linear programming solver on PC (Matlab)
1 2 3
1 2 3
fR,1 fR,2 fR,3
( f )
Td
MWP » MWP in PAAs » SMART » Conclusions » Questions » 21 / 42
3. Optical beamformer: OBFN control block
Result: data set with required values of is and is
as a function of required delay values (Tjs)
iij
i
ij
ii
ijijii
hgT
f
eT
d
cTbTa
2
2
)(
Store coefficients ai, ..., hi in microprocessor and calculate is and is “realtime” (<< 1 msec.)
Interpolation formulas:
MWP » MWP in PAAs » SMART » Conclusions » Questions » 22 / 42
3. Optical beamformer: OBFN control block
OBFN chip
Antennaelements
RFfront-end to
receiver(s)
E/O O/E
NLR & Cyner UT/TE & LioniX
controlblock
antenna viewing angle
plane position & angle
feedbackloop
Outline:• Ring resonator-based delays;• OBFN structure;• OBFN control block;• E/O & O/E conversion;• System performance.
MWP » MWP in PAAs » SMART » Conclusions » Questions » 23 / 42
3. Optical beamformer: E/O and O/E conversion
OBFN
electrical » optical optical » electrical
RF front-end
LNA
TIA
DM laser
chirp!
E/O and O/E conversions?• low optical bandwidth;• high linearity;• low noise
photo-diode
MWP » MWP in PAAs » SMART » Conclusions » Questions » 24 / 42
3. Optical beamformer: E/O and O/E conversion
OBFN
electrical » optical optical » electrical
RF front-end
LNA
TIA
CW laser
beat noise!
mod.
E/O and O/E conversions?• low optical bandwidth;• high linearity;• low noise
photo-diode
MWP » MWP in PAAs » SMART » Conclusions » Questions » 25 / 42
3. Optical beamformer: E/O and O/E conversion
OBFN
electrical » optical optical » electrical
RF front-end
LNA
TIA
mod.
CW laser
E/O and O/E conversions?• low optical bandwidth;• high linearity;• low noise
photo-diode
MWP » MWP in PAAs » SMART » Conclusions » Questions » 26 / 42
3. Optical beamformer: E/O and O/E conversion
mod.
OBFN
RF front-end
LNA
spectrum
frequency
TIA
electrical » optical optical » electrical
CW laser
10.7 GHz
12.75 GHz2 x 12.75 = 25.5 GHz
photo-diode
MWP » MWP in PAAs » SMART » Conclusions » Questions » 27 / 42
3. Optical beamformer: E/O and O/E conversion
mod.
OBFN
RF front-end
LNALNB
spectrum
frequency
TIA
electrical » optical optical » electrical
CW laser
2 x 2.15 = 4.3 GHz
950 MHz
2150 MHz
photo-diode
MWP » MWP in PAAs » SMART » Conclusions » Questions » 28 / 42
3. Optical beamformer: E/O and O/E conversion
mod.
OBFN
RF front-end
filter
filter
LNB
spectrum
frequency
TIA
single-sideband modulation withsuppressed carrier (SSB-SC)
electrical » optical optical » electrical
CW laser
1.2 GHz
SSB-SCBalanced optical detection:
cancels individual intensity terms;
mixing term remains;
reduces laser intensity noise;
enhances dynamic range.
Implementation of optical SSB modulation?
1. Optical heterodyning;
2. Phase shift method;
3. Filter-based method.
photo-diode
MWP » MWP in PAAs » SMART » Conclusions » Questions » 29 / 42
3. Optical beamformer: E/O and O/E conversion
mod.
OBFN
RF front-end
filter
LNB
spectrum
frequency
TIA
single-sideband modulation withsuppressed carrier (SSB-SC)
electrical » optical optical » electrical
CW laser
1.2 GHzFilter requirements:
• Broad pass band and stop band (1.2 GHz);
• 1.9 GHz guard band;
• High stop band suppression;
• Low pass band ripple and dispersion;
• Low loss;
• Compact;
• Same technology as OBFN.
1 chip !
MWP » MWP in PAAs » SMART » Conclusions » Questions » 30 / 42
3. Optical beamformer: E/O and O/E conversion
Possible filter structures:Mach-Zehnder Interferometer (MZI):
Multi-stage MZI:
Ring resonator-based filters:
MZI + ring:
MWP » MWP in PAAs » SMART » Conclusions » Questions » 31 / 42
3. Optical beamformer: E/O and O/E conversion
MZI + Ring
5 mm
Optical sideband filter chip in the same technology as the OBFN
MWP » MWP in PAAs » SMART » Conclusions » Questions » 32 / 42
3. Optical beamformer: E/O and O/E conversion
Measured filter response
Wavelength (nm)
1549.6 1549.7 1549.8 1549.9 1550.0 1550.1 1550.2 1550.3 1550.4
Filt
er P
ower
Res
pons
e (d
B)
-35
-30
-25
-20
-15
-10
-5
0
MeasurementSimulation
20 GHz14 GHz
3 GHz
Frequency (GHz)
0 10 20 30 40
Filt
er
Po
we
r R
esp
on
se (
dB
)
-40
-30
-20
-10
0
Bandwidth—Suppression Tradeoff
25 dB
FSR 40 GHz
MWP » MWP in PAAs » SMART » Conclusions » Questions » 33 / 42
3. Optical beamformer: E/O and O/E conversion
Spectrum measurement of modulated optical signal
Optical heterodyning technique:
f
f f f
f1
f
f1 f2
MZM OSBF SAfiber coupler
RF
f
f1 – f2
f
f2
MWP » MWP in PAAs » SMART » Conclusions » Questions » 34 / 42
3. Optical beamformer: E/O and O/E conversion
Frequency (GHz)
1 2 3 4 5 6 7 8 9 10
Sig
nal M
agni
tude
(dB
m)
-65
-60
-55
-50
-45
-40
-35SSB-SC SignalDSB SignalFilter Response
Filt
er M
agni
tude
Res
pons
e (d
B)
-30
-25
-20
-15
-10
-5
0
Spectrum measurement of modulated optical signal
MWP » MWP in PAAs » SMART » Conclusions » Questions » 35 / 42
3. Optical beamformer: E/O and O/E conversion
Further demonstration of chip functionality
MZM OSBF SAfiber coupler
RF
f
f1 – f2
Next steps:
• Demonstrate optical homodyning by balanced detection;
• Demonstrate delay of broadband RF signal in OBFN;
• Combine multiple signals in OBFN by optical phase-locking .
OBFN
MWP » MWP in PAAs » SMART » Conclusions » Questions » 36 / 42
3. Optical beamformer: noise performance
mod.
OBFNfilter
LNB thermal noise
TIA thermalnoise
shot noisephase &intensity
noise
sky noise + = RF noise
non-linear modulator
optical losses
Losses, noise, and distortion
MWP » MWP in PAAs » SMART » Conclusions » Questions » 37 / 42
3. Optical beamformer: noise performance
MWP » MWP in PAAs » SMART » Conclusions » Questions » 38 / 42
3. Optical beamformer: noise performance
O/EE/O
OpticalBeam
FormingNetwork
RF1
RF2
RF3
equivalentreceiver
equivalent antennaPin / M
Pin
Equivalent antenna gain• antenna patterns• number of antennas• amplitude tapering
Noise temperature• sky noise• receiver noise (LNB + OBF)
Pout
Pout
noise temp.
gain
analog optical link, multiport
RF component, two-port
OBFLNBskysys TTTT
MWP » MWP in PAAs » SMART » Conclusions » Questions » 39 / 42
4. Conclusions & future work
Conclusions:• A novel optical beamformer concept employing
a fully integrated, ring resonator-based OBFNand filter-based optical SSB-SC modulationwas introduced and partly demonstrated;
• Main advantages of this concept are:– low loss and large instantaneous bandwidth;– continuous tunability (high resolution);– relatively compact and light-weight realization;– inherent immunity to EMI;– potential for integration with optical distribution network;
• The dynamic range of the phased array receiver system is not significantly reduced by the optical beamformer.
MWP » MWP in PAAs » SMART » Conclusions » Questions » 40 / 42
4. Conclusions & future work
Future work:• Characterize demonstrator chipset;• Finalize software for control block;• Build up beamformer demonstrator;• Integrate with rest of system (array + front-end);• Scale up demonstrator to >1000 antenna elements.
MWP » MWP in PAAs » SMART » Conclusions » Questions » 41 / 42
Acknowledgement
UT/TE:
Chris Roeloffzen
Leimeng Zhuang
David Marpaung
Bas den Uyl
Mark Ruiter
Timon Vrijmoeth
Jorge Pena Hevilla
Robbin Blokpoel
Tomas Jansen
Roland Meijerink
Jan-Willem van ‘t Klooster
Liang Hong
Eduard Bos
Wim van Etten
NLR:
Jaco Verpoorte
Pieter Jorna
Adriaan Hulzinga
Guus Vos
Rene Eveleens
Harm Schippers
Cyner Substrates:
Marc Wintels
Hans van Gemeren
LioniX:
Arne Leinse
Albert Borreman
Marcel Hoekman
Douwe Geuzebroek
Robert Wijn
Rineke Groothengel
Melis Jan Gilde
René Heideman
Hans van den Vlekkert
MWP » MWP in PAAs » SMART » Conclusions » Questions » 42 / 42
Questions
Questions?
MWP » MWP in PAAs » SMART » Conclusions » Questions » 43 / 42
App. A: Phased Array Antenna : single antenna
MWP » MWP in PAAs » SMART » Conclusions » Questions » 44 / 42
App. A: Phased Array Antenna: multiple antennas
MWP » MWP in PAAs » SMART » Conclusions » Questions » 45 / 42
App. A: Phased Array Antenna: beam steering
MWP » MWP in PAAs » SMART » Conclusions » Questions » 46 / 42
App. A: Phased Array Receive Antenna: delays
T2T
MWP » MWP in PAAs » SMART » Conclusions » Questions » 47 / 42
App. A: Phased array antenna: beamforming network
antenna 1
antenna 2
antenna 3
+
+
T
2T
MWP » MWP in PAAs » SMART » Conclusions » Questions » 48 / 42
App. A: Phased array antenna: beamforming network
T2T
to receiver
combiner
Challenges:• Small beam width;• High gain; • Low sidelobes;• Agile steering;• High bandwidth;• High resolution;• Low costs.
High number of antenna elements;
Amplitude tapering; Fast tuning; True time delays; Continuous tunability; High integration level.
MWP » MWP in PAAs » SMART » Conclusions » Questions » 49 / 42
App. B: Microwave Photonics: what, and why?
What?
1. Performing microwave functions in optical domain;
2. Control microwave components by means of photonics.
E/O optical circuit O/ERF in RF out
microwave circuitRF in RF out
photonic control
Microwave Photonics (MWP): [Capmany & Novak, Nature Photonics 2007]
the study of photonic devices
operating at microwave frequencies
and their application to microwave and optical systems
MWP » MWP in PAAs » SMART » Conclusions » Questions » 50 / 42
App. B: Microwave Photonics: what, and why?
What?
1. Signal generation, for instance– RF carriers;– ultra-short (UWB) pulses;
2. Signal transport/distribution, for instance– sub-carrier multiplexing (SCM) for CATV distribution;– antenna remoting for e.g. RADAR;– Radio-over-Fiber distribution in wireless access networks;
3. Signal processing, for instance– high-frequency filtering;– up/down conversion;– A/D conversion;– beamforming for phased array antennas.
MWP » MWP in PAAs » SMART » Conclusions » Questions » 51 / 42
App. B: Microwave Photonics: what, and why?
Inherent advantages of photonics:• huge bandwidth (~200 THz for optical fiber);• low-losses (<0.2 dB/km for optical fiber);• compact & light-weight;• immune to EMI;• galvanic separation between blocks
no induction, high-voltage protection, common grounding;• flexible: transparent to signal frequency and format;• loss & dispersion low over large bandwidth
low signal distortion;
Why?
MWP » MWP in PAAs » SMART » Conclusions » Questions » 52 / 42
App. B: Microwave Photonics: what, and why?
Trends in enabling technologies:• Advances in components for E/O & O/E conversion:
high-frequency directly-modulators lasers, modulators, detectors;
• Advances in photonic integrated circuits:– low losses;– complex structures;– reproducibility;– packaging;– costs for mass fabrication;
• Other enabling technologies: CMOS, microwave, ...;
Why?
MWP » MWP in PAAs » SMART » Conclusions » Questions » 53 / 42
App. B: Microwave Photonics: what, and why?
Trends in application areas, a.o. wireless communications:
• Ever higher frequencies (xx GHz) and capacities (Gbps);
• Smaller cell sizes high density of access points;
• Increasing complexity (dyn. spectrum all., channel adaptation);
• Increasing demand for flexibility; some functions become difficult/impossible in microwave/CMOS; desirable to centralize functionality, by means of Radio-over-Fiber;
But: MWP + electronics are not necessarily competitive
future trend: advancing integration of electronics and photonics
(MEMPHIS!)
Why?
MWP » MWP in PAAs » SMART » Conclusions » Questions » 54 / 42
App. B: Microwave Photonics: what, and why?
• Component design (modulators, detectors, photonic ICs):– requirements (bandwidth, loss, ...);
– fabrication technology;
– packaging/system integration;
• Design of efficient system architectures;• Performance analysis and improvement (SNR, DR);• Keep the costs low!
Challenges:
MWP » MWP in PAAs » SMART » Conclusions » Questions » 55 / 42
App. C: OBFN measurement setup
Phase-shift method:
π2
) () () (
RF
2 1 g f
50/50coupler
network analyzer
100 MHz
modDUT
1 2
PCpolarizer EDFA
tunablelaser
RF out
opticaldetector
opticaldetectorPMF