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University of Chicago Press and Wenner-Gren Foundation for Anthropological Research are collaborating with JSTOR to digitize, preserve and extend access to Current Anthropology.
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Environmental Variation, Agriculture, and Settlement Processes in Coastal Ecuador (3300-1500B.C.)Author(s): Jonathan E. DampSource: Current Anthropology, Vol. 25, No. 1 (Feb., 1984), pp. 106-111Published by: on behalf ofUniversity of Chicago Press Wenner-Gren Foundation forAnthropological ResearchStable URL: http://www.jstor.org/stable/2742946Accessed: 26-12-2015 15:10 UTC
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Environmental
ariation,
Agriculture,
and
Settlement
rocesses in Coastal
Ecuador
(3300-1500
B.c.)'
by
JONATHAN E.
DAMP
1911
51 St., N.W, Calgary,
Alta., Canada
T3B ICl.
11 vii
83
The
Early Formative Valdivia
culture appeared
on the Ecua-
dorian coast around 3300
B.C.
(Damp 1979) and became well-
known
because of the precociousness
of the
Valdivia ceramics
in
the
Americas. Some researchers
e.g., Lathrap,
Collier, and
Chandra 1975, Zevallos
et al. 1977) contend
that Valdivia cul-
ture
developed
in
northwestern
South America
in a context
of
tropical-forest,
riverine-oriented
agriculture.
An alternative
position (Meggars,
Evans, and
Estrada 1965)
is that Valdivia
ceramics
were introduced
to the New World
by Neolithic Jap-
anese
fishing olk who encountered
shellfish
gatherers and fish-
ermen ivingon the seashore. The
work of Estrada (who
named
Valdivia),
Meggers, and Evans (Meggers
et al. 1965)
and Zev-
allos and Holm
(1960; Zevallos
1966-71) laid the basis
for the
study of the
Early Formative of
southwestern
Ecuador and
outlined
these alternative
positions. Because
this early
work
was
done on the coast,
it was first ssumed
that Valdivia
was
maritime-oriented.ubsequent researchby Norton (1971, 1972)
demonstrated
that the
earliest dated Valdivia
sites lay
inland.
Norton's
excavations at
Loma Alta (12 km
inland from
he
type
site
of Valdivia)
and more recent work
there Damp 1982)
and
at
Real Alto (Lathrap,
Marcos, and Zeidler
1977; Damp 1979,
1982), as well
as survey
in
the Guayas
Basin (Raymond,
Mar-
cos,
and Lathrap 1980),
call into serious
question
the
notion
of
a
coastally adapted
Valdivia.
The evidence
fromValdivia sites,
both on the
coast and well
inland,
includes the remains
ofwhat appear
to have been
set-
tled
agricultural villages,
some with
ceremonial
structures
(Marcos
1978). The villages
of 3300
B.C. were
U-shaped,
and
this configuration provided
the basis for
the subsequent
con-
struction of
ceremonial mounds
(Lathrap et al.
1977). Agri-
culture s indicatedbyfindsof corn Zevallos 1966-71, Zevallos
et al.
1977,
Pearsall 1978) achira
(Pearsall 1979),
Canavalia
plagiosperma
(Damp,
Pearsall, and Kaplan
1981), bottle gourd
(Lanning
1967a), and cotton
Marcos 1973),
and Pearsall (1979)
has
used most of this evidence
in modeling
the operations
of
various possible
agricultural systems.
Discussion
ofsettlement
patterns
and settlement
systems is,
however,
rarely incorpo-
rated
into any examination
of Valdivia, and
this omission
has
led
to some interpretive
rrors.For example,
Roosevelt (1980:64)
says
that it was not until
Chorrera times
(ca. 1100-300
B.C.)
that there was "a notable
expansion of habitation
sites
n
inland
areas along rivers," but
it is now known
that significant ex-
pansions
in
these areas
took place long
before the
1st
millen-
nium B.C.
The question
of settlement processes
tends to evoke
reexaminations of the problem of trans-Pacificorigins (Mc-
Ewan
and Dickson 1978)
or searches for the
very first eramic-
bearing settlement" (Raymond
et al. 1980:701).
As
Flannery
(1973:308)
has pointed out, however,
first vents
will not do;
instead, "we need settlement
pattern data;
well-excavated
liv-
ing
floors with the plants left n
situ; and samples
of 100 spec-
imens with a mean,
standard deviation, and
a range of
variation." Some evidence
of this order is now
available
for
Valdivia.
Settlement-pattern
ata exist
for at least three
valleys
of
coastal
Ecuador
(Zeidler
1977,
Damp 1979, Damp
and
Clarkson 1980)
and for the
Santa
Elena Peninsula
(Lanning
1967b). Real Alto and Loma Alta have yielded house structures
(Lathrap et al. 1977; Damp 1979, 1982), and although seeds
do not yet number
in
the hundreds they do exist with good
provenience from San Pablo (Zevallos et al. 1977), Real Alto
(Damp et al. 1981), and Loma Alta (Damp 1982). This report
will
present
and
offer
n
interpretation
of some of the settle-
ment-patterndata.
The three coastal valleys I shall report on here are the Chan-
duy, the Valdivia, and the Blanco-Ayampe (fig. 1). The Chan-
duy Valley, formed by the Rios Verde
and
Zapotal
and
their
tributaries,was first urveyed systematicallyby Zeidler in 1975
and
by Zeidler
and
myself
n
1976
under the
auspices
of the
Real Alto Archaeological Project of the University of Illinois
(Zeidler 197 7, Damp 1979). The survey focused upon accessible
transects adjacent to the river bottoms. It was essentially non-
probabilistic in approach because of logistical problems and a
desire to inventorythe Formative-period settlement.The Val-
divia
Valley has been looked at
in
several ways since the work
ofEstrada, Meggers, and Evans. Bischof (1975) contributed a
survey near the coast, and Norton was instrumental n opening
up the interior.An incomplete survey aimed at cataloging the
entire sampling universe was begun by the University of Cal-
gary'sLoma Alta Archaeological Project (see Damp and Clark-
son
1980).
The tabulations of
this
report
are based on the
somewhat conflictingresults of these surveys. The Blanco-
Ayampe Valley and
that of the Rio Pftal were
surveyed
in
conjunction
with excavations
by
Marcos
and
Norton
on La
Plata Island. Again, logistical problems
dictated
survey
strat-
egy.
The
Pftal
Valley
bottom
was traversed
completely
because
of the lack
of
vegetation,
but
in
the
thickly
forested
region
of
the Colonche Hills the
survey depended upon establishing
ac-
cessible
transects along
the
valley
bottom
and
up
the tributar-
ies; for the most part, existing roads were employed
for this
purpose. Of
the three
valleys surveyed,
the
Blanco-Ayampe
was
the most
difficult o
survey
but
yielded
the
largest
number
of Valdivia sites. The utilization of transect
samples (Flannery
1976a: 159) allowed the reliable sampling of areas of dense veg-
etation. Plog (1976:158) suggests
that "for
surveying
unknown
areas, the simplest sampling designs well may be the most
practical" and considers transect samples
useful
for standard-
izing survey data.
In
any case,
the results of these
various
studies do not
support
the contention that
the
densest Valdivia
occupation
was
along
the coast.
If
survey strategy
was biased
by
the
greater
ease
of
surface
inspection along
the
dry coast,
this is
certainly
not reflected n the
results.
Three periods of Valdivia settlement are employed here to
illustrate the
evolving pattern
from 3300 to 1500 B.C.
Period
A
extends from about 3300 to
2300 B.C. and
ends
with
the
construction of ceremonial
mounds at such sites
as Real
Alto;
it includes Valdivia I and
II
of Hill's (1972-74) eight-partse-
quence.
Period
B,
from 2300 to 1850
B.C.,
includes Valdivia
III, IV, and V; during
this
time the main villages had their
largest populations. Period C comprises Valdivia VI, VII, and
VIII and ends about 1500
B.C.
with the transition nto Mach-
alilla;
this
period
witnessed the establishment of satellite com-
munities around sites such as Real Alto and the
dispersion
of
population away
from
the
ceremonial centers.
The Chanduy Valley.
The
Chanduy Valley
lies on the
south-
east
edge
of the
Santa
Elena
Peninsula,
where
the terrain
is
relatively
flat nd broken
only by
the
occasional
range
of coastal
hills. Rainfall
is
less here than
in
areas
to the north or east.
Centinela
(OGSECh-19)
and Real
Alto
(OGSECh-12)
are the
two
earliest settlements
n
the
valley (fig. 2). They
lie 30
km
apart
and
have
sequences spanning
Periods
A, B,
and C. Two
sites between
them
date to Period
B;
OGSECh-11
and
-91 lie
about 10 km from Real Alto and Centinela respectively. Since
5 km may, according to Vita-Finzi and Higgs (1970), be pre-
sumed to be the distance village agriculturalists would walk
to their fields (productivity n terms of energy consumed
and
CURRENT ANTHROPOLOGY
I
( 1984
by The
Wenner-Gren Foundation
for Anthropological
Re-
search,
all rightsreserved 0011-3204/84/250
-0006$
1.00.
I
thank
Persis
Clarkson,
Maria Isabel
Silva de Zeidler, Don Lathrap, Jorge
Marcos,
Presley Norton,
Scott
Raymond,
Mike Schott,
Jim Zeidler, the
Ford
Foundation, Earthwatch, the Explorer's Club, the Social Sciences and
Humanities
Research
Council
(Canada),
and the administration
of
the
University
of Calgary.
106
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derived dropping off
eyond that distance),
the new settlements
of
Period
B
seem to lie at
the point where a
new 5-km-radius
catchment area could be
developed while
at the same time
remaining close to the
parent village. The
rule of colonization
apparentlygave priority
o the opening up of
new farmlands.
A third
Period
B
site,
OGSECh-80, is less than 5 km
from
Real
Alto, and its
location gives the
impression that it lies
within
Real Alto's
catchment area. However,
it is actually pro-
pitiously
ocated on a different
iver drainage, that of
the Rio
Perere. The
farmlands adjacent to
this river were
sufficiently
far
removed
from Real Alto to
preclude their use by
the
in-
habitants of that
village, the most important Valdivia
occu-
pation
in
the
lower part of the valley.
Period C settlements
include four satellites
of Real Alto
(-16a, 17, 20,
and 22); Engomala (OGSECh-7), almost
exactly
halfway between OGSECh-11
and -91; and OGSECh-108 and
-117, about 10 km upriver, overlooking
the floodplain from
elevated positions
on an inland savanna. The Valdivia VII
and
VIII and early
Machalilla settlements closely adjacent
to Real
Alto indicate
an evolving settlement ystem. By
this time Real
Alto was a center for administration
and ceremony. Marcos,
Lathrap, and Zeidler (1976:4) describe
Real Alto as regulating
MANA8I
0
Z5
so
8/17/2019 10.2307@2742946
4/7
farmsteads dispersed along the river valley and
controlling
some 600 acres of agricultural bottomland. They
assert
that
a
stratified ociety
is
implicit
in
the presence of a control
center,
Real Alto, with satellite
settlements. Engomala's location
is
predictable in that it is situated on an expansive
floodplain
below the juncture of the Rio de
Azucar
and the Rio
Zapotal
and
below the Chanduy
hills.
It
was also the only place left
along the river bottom
between Centinela and Real Alto where
a
catchment area with a 5-km
radius could be carved out.
OGSECh-108 and -117 are
slightly nomalous because of their
10-km
distance
from
Real Alto. This distance
may reflect n
unidentified ite in between, the conditions of the first xpan-
sion
up the Rio Verde of the
Chanduy Valley, or the increased
aridityof this area (see Pearsall
1979: map 5). By this third
stage of the Valdivia
colonization of the Chanduy Valley, sat-
uration was
complete; there
were
no longer any unused 5-km-
radius catchment areas. The
settlement patternclearly shows
this. The rule that governed
the system was no doubt engen-
dered
by
the
availability
of
farmland. Flannery (197
6c: 180)
has
suggested that new
Formative settlements
n
Mesoamerica will
be
located
according to processes of symmetrical
expansion,
settlement
packing, and ultimate saturation when
a certain
spacing is
reached. Such processes seem to have
taken place
during
Valdivia times
in
the Chanduy Valley.
The
Valdivia Valley. The Valdivia Valley is a
short valley (20
km) opening onlyto the coast; the hills riseprecipitouslyto the
east
beyond
Loma
Alta. The
valley encompasses
a
drier coastal
region and
almost
impenetrable
hilly
forest.
Two Period
A
sites
are known from the
valley
(fig. 3):
the
Valdivia
type site,
G-31
(Meggers
et
al.
1965),
and Loma
Alta
(Norton 1971, Damp 1982). These sites
lie about 12 km
apart,
with Loma Alta at the base ofthe Colonche Hills and Valdivia
on the coast. Four sites represent Period B: Loma
Alta
(OGSEMa-182), Valdivia (OGSEMa-17 2), OGSEMa-1 13,
and
an unrecorded site, revealed to pot hunters after activity by
heavy machinery,halfway between Loma Alta and Valdivia near
the modern town of Barcelona.
All
of these sites continue
into
Period C and are joined by eight others.
The positioning of
these sites recalls the placement
of
the Valdivia
sites
in
the
Chanduy Valley;
an
infilling
f
settlement
s
obvious. OGSEMa-
55 is subordinate to Loma Alta; OGSEMa-62 lies between
Valdivia and Barcelona; five sites are 'atellites to Valdivia.
There is, thus, a distinct parallel between
the Valdivia sites of
the Valdivia Valley and those of the Chanduy
Valley
in
the
evidence
they present
of settlement
nfilling
nd clustering
of
satellite
communities
around
important
centers.
The Blanco-Ayampe Valley. Survey
in
southern
Manabf prov-
ince located 19 Valdivia sites along the Rfos
Pftal and Blanco-
Ayampe (fig. 4).
All
but
2
of these sites are packed
into a space
of
only
8
km
from north to south
along the
Blanco. There may
be
many
more
Valdivia
sites
in
the area
(some
15 linear km),
but
dense vegetation precluded their dentification.
The Blanco
is close to the 500-mm isohyet, and the
area is rugged and
heavily forested. The Rfo Pftal area is rather
dry because of
the rainshadow of the Colonche Hills,
and
except
in its
upper
reaches no Valdivia sites were found in it.
There
are
three Period
A
sites
on the
Blanco-Ayampe:
San
Jacinto OMJPLP-37),
El Triunfo
OMJPLP-40),
and
El Achiote
(OMJPLP-48).
These
sites have
large
ceremonial
mounds
(up
to
4 m
high)
similar to those
excavated
at Real Alto
(Lathrap
W)
~~~~~~~~~~~~~~~~~~~~~entLnela
10~~~~90
0m
km.
/
RealAo(
AL* Eno ()
C; :A
T
Pemod
A,B,
aA
C
OCea4m
*
PerLodis
and
C
*
PerLod
C
FIG.
2.
Valdivia
sites
of
the
Chanduy
Valley.
108
CURRENT
ANTHROPOLOGY
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5/7
et
al. 1977). San
Jacinto,
at
least, spans
the entire
Valdivia
sequence;
the other
two
may
have
equal longevity,
but
diag-
nostic sherds from theirdisturbed deposits
are
not
sufficient
o
include Phase I. There
are six sites
that
belong
to Period B
and
eighteen
that
represent Period C. The extreme
packing
of Val-
divia settlements
n
this
region s
not
yetduplicated
in
the other
valleys. The most
economical explanation
for
this pattern is
that this region is
better watered than the others, more
closely
resembling the Guayas Basin that some
researchers
(Lathrap
et
al. 1975, Damp
1979, Raymond et
al.
1980) consider the
homeland of the coastal
Valdivia cultures. The rainfall
gradient
that Momsen (1968) has described for southwestern Ecuador
seems to be reflected n
the Valdivia settlement system.
Momsen
(1968:101-4)
has
pointed out
that the
coastal
strip,
the
Colonche Hills, and the
Guayas Basin vary widely
in
pre-
cipitation as a result of
the interaction
with
the
topography
of
the Peru
current, which
brings a cool, low-humidity air
mass,
and the
Equatorial air mass, which
brings warm, moist air
southward. The Colonche Hills halt the flow of
the Equatorial
air
mass and make the
Pacific coast near the Santa Elena Penin-
sula much
drier than the
Guayas Basin. This difference s
made
less
extreme from outhern Manabi
province northward by the
proximity of the Colonche Hills to the
coast. Thus the envi-
ronments of
southwestern Ecuador
vary from the desert-like
conditions
of the
Santa Elena Peninsula to the
tropical forest
ofthe Colonche Hills. The relative distance of ndividualcoastal
valleys
from the
500-mm isohyet has
profound archaeological
consequences,
since
the 500-mm isohyet
marks
the
effective
penetration of
the rain-bearing Equatorial
air mass
in
normal
years. Thus, the area
southwest
of
the
line receives
less pre-
cipitation. I believe that it was amount
of
precipitation
that
modulated adaptations in southwestern Ecuador and influ-
enced the colonization pattern
of
Valdivia
from the
Guayas
Basin to the Pacific coast.2
The most conspicuous phenomena of the settlementpatterns
examined
here are an
infilling
f
sites
during
the course of the
Valdivia
occupation
and
a
clustering
of settlements
n
certain
locales. All three valleys are clear examplesof Flannery's
Form-
ative-type
settlement
pattern:
a
linear and
symmetrical expan-
sion of settlement and
infilling
ver a period
of time
between
established
communities
Flannery
1976c:173-80). The Blanco-
Ayampe data further ttest to a greater density of settlement
in
better-watered nd
more
heavily
forested reas. This density
2
There has been
some suggestion hat paleoenvironmental
ircum-
stances ffected
ettlementncoastalEcuador.
A
seven-year
eriodicity
seemsto influencehe arrival of the rainy eason typically
anuary
throughMay).This s a function
f the northernxtensionf thePeru
current long the Ecuadorian coast
before
t
moves west.
In
the dry
years hecurrent
tays n itsplace during he rainy eason
ratherhan
withdrawing
s usual to the Gulf of Guayaquil (Momsen
1968:101).
Some
researchers(e.g., arma 1974)suggest
hat his
ycle
s
part
ofa
larger ycleof aridity nd pluviality.
he extent f this ruth s com-
plicated y many actors. arma garners
is data from heSanta Elena
Peninsula, n area
always marginaln rainfall, nd bases
his conclu-
sions on certain aleoenvironmental
actors including hellfishbun-
dance
in
archaeological
ites)
which
are
in factthe result fhuman
activities ndpreferences,hecontext fwhichwas probablymodifiedby physiographic hanges brought bout by coastal uplift Ferdon
1981). Pearsall 1979),however, elieves
hatthere s no evidencefor
a major vegetation
hift
xcept
for hat
which
can mostprobably e
attributed
o humandegradation
f
the environment
hrough ree ut-
tingfor uel nd
for he clearing f agricultural lots.
*113
*~ ~~~A
/cel
rcto
l
%l4SLodr;Vi-3twUsgtt
~ ~ ~ ~ ~ ~ U11)
l
A
~~~~~~~~~~~~~'~ J
OceoAt
, /
buenA
peno&s A,1Oa&
Cl
*
TerPLOdS
ar
C|
*
?eotd
C
HB
Bischof survey (iS95)
0
2.
5
FIG.
3. Valdivia sites
of the
Valdivia Valley.
Vol.
25
No.
1
February
984 109
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may be considered as support for the argument that Valdivia
settlement
was guided by rules derived
from the
practice
of
tropical-forest griculture (Lathrap 1970).
A
comparison of site densities
in
the three valleys reveals a
south-to-north
line (table 1). The matrix
for
density
over time
indicates sequential infilling or each of the valley areas when
sites
per
linear
kilometer re considered. Density plotted against
time
shows
an exponential relationship which is more than
fortuitous.
feel that the spacing and relative density of set-
tlement are determined by the amount of
rainfall. The densest
settlement
ccurred
in
the wetter
Blanco-Ayampe area and the
more dispersed settlements n the drier Chanduy Valley. The
steep precipitation gradient noted by
Momsen (1968) models
the relationship between the three valleys
surveyed. The sig-
nificance of the precipitation gradient is that
more fertile and
was accessible in the northern and interiorregions of south-
western
Ecuador. The implication is that rainfallwas a reg-
ulator of
Early Formative settlementspacing.
TABLE 1
VALDIVIA SITES
PER LINEAR KILOMETER
IN
THREE
COASTAL
VALLEYS DURING
THREE
TIME PERIODS
SITES
PER
LINEAR
KILOMETER
VALLEY A
B
C
Chanduy
.
...........
07 .13
.40
Valdivia .
............
.10
.20 .60
Blanco-Ayampe
......
.20 .40
1.20
In thisexample
from rehistoric cuador,
suggest,
much
as
inLeach's (1961:17)Pul
Eliya, water upplydetermines
he
"limit
o the area of and that
may be cultivated
nd henceto
the size
of the population
whichmaysurvive hrough
ubsis-
tence
agriculture." settlement-pattern
nalysis
of Valdivia
sites
n southwesterncuador
indicates hat rainfall
was
im-
portant
n
setting
he imits f ettlement
acking
n the
Chan-
duy,Valdivia,and Blanco-Ayampe alleys.
The relationship
between
ainfallnd patterns
f ettlements highly
uggestive
that iteswerepreferentially
ocated or
arming urposes. his,
combinedwith he
growing umber f
paleobotanical emains,
lendsfurtherredibilityo the belief hatValdivia was an ag-
riculturalociety.
he measurementf
prehistorichenomena
is imperative or
an increasedunderstanding
fthis culture,
which
was pivotal
n
the
transition o a settled gricultural
way
of ife. hope thatfuture
tudywill address his uestion.
ReferencesCited
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km
| . 9
) *~~~~~~~~~~
~~~~~~~~~
an
JTQLrntol
ocea.r&
A Periods
A,B,
C
.
^
I
C
S
Pertis
B
and
C
*
P
riodt
C,
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of the Blanco-Ayampe
alley.
110
CURRENT
ANTHROPOLOGY
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Referees,
anuary-July
983
The following ersons erved as referees f contributionso
CURRENT
ANTHROPOLOGY
betweenJanuary 1
and July 15,
1983:
JoanAblon U.
S.A.), William
Abruzzi U. S.A.),
AttilaAgh
(Hungary),
AnneAkeroyd
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(U.S.A.),
Paul
AlexanderAustralia),Alan
Almquist
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Anderson
Canada), Lawrence
Angel U.S.A.),
Michael An-
grosino U.S.A.),
Donald Attwood
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(U.S.A.), Daniel
Aycock Canada).
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J. N. Bailey
F.R.G.), Paul
Baker
(U.S.A.),
A.
J.
Barnard Scotland),
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tabha Basu
(India),
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(Canada), Harumi
Befu
(U.S.A.), Robert E.
Bell (U.S.A.),
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W. BennettU.
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Netherlands), J. Desmond
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Vol.
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No. 1
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February
1984
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Ei-
senbud
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ngel
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ada), Regula Frey-Nakouz
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Leone),
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E.
Friday
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Helmuth
111
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